Exhibit 107
Calculation of Filing Fee Tables
424(b)(5)
(Form Type)
Novavax, Inc.
(Exact Name of Registrant as Specified in its Charter)
Table 1: Newly Registered Securities and Carry Forward Securities
Security Type | Security Class Title | Fee Calculation or Carry Forward Rule | Amount Registered | Proposed Maximum Offering Price Per Unit | Maximum Aggregate Offering Price | Fee Rate | Amount of Registration Fee | Carry Forward Form Type | Carry Forward File Number | Carry Forward Initial Effective Date | Filing Fee Previously Paid In Connection with Unsold Securities to Be Carried Forward | |
Fees to Be Paid | Equity | Common Stock, par value $0.01 per share | 456(o) | $500,000,000 | — | $500,000,000 | 0.0001102 | $55,100.00 | ||||
Fees Previously Paid | — | — | — | — | — | — | — | |||||
Carry Forward Securities | ||||||||||||
Carry Forward Securities | — | — | — | — | — | — | — | |||||
Total Offering Amounts | $55,100.00 (1) | |||||||||||
Total Fees Previously Paid | — | |||||||||||
Total Fee Offsets | 27,217.05 | |||||||||||
Net Fee Due | $27,882.95 |
Table 2: Fee Offset Claims and Sources
Registrant or Filer Name | Form or Filing Type | File Number | Initial Filing Date | Filing Date | Fee Offset Claimed | Security Type Associated with Fee Offset Claimed | Security Title Associated with Fee Offset Claimed | Unsold Securities Associated with Fee Offset Claimed | Unsold Aggregate Offering Amount Associated with Fee Offset Claimed | Fee Paid with Fee Offset Source | |
Rules 457(b) and 0-11(a)(2) | |||||||||||
Fees Offset Claims | — | — | — | — | — | — | — | — | — | — | — |
Fees Offset Sources | — | — | — | — | — | — | — | — | — | — | — |
Rule 457(p) | |||||||||||
Fee Offset Claims | Novavax, Inc. | 424(b)(5) | 333-237094 (1) | June 15, 2021 | $27,217.05 | Common Stock, par value $0.01 per share | Common Stock, par value $0.01 per share | (1) | $249,468,915 | ||
Fees Offset Sources | Novavax, Inc. | 424(b)(5) | 333-237094 (1) | June 15, 2021 | $27,217.05 |
(1) | On June 15, 2021, the registrant registered $500,000,000 of shares of its common stock, par value $0.01 per share (the “Common Stock”), pursuant to a prospectus supplement (the “Initial Prospectus Supplement”) to its Registration Statement on Form S-3 (File No. 333-237094), which was filed with the Securities and Exchange Commission (the “SEC”) and became automatically effective on March 11, 2020 (the “Prior Registration Statement”), relating to its then current “at-the-market” program. In connection with the filing of the Initial Prospectus Supplement, the registrant made a contemporaneous fee payment in the amount of $49,942.43 and applied a fee of $4,607.57 previously paid relating to $42,232,493.20 of unsold shares of Common Stock pursuant to Rule 457(p) under the Securities Act of 1933, as amended (the “Securities Act”), which remained unsold under a prospectus supplement, dated January 22, 2021, to the Prior Registration Statement. On February 28, 2023, the registrant registered, pursuant to Rule 415(a)(6) under the Securities Act, $318,302,998 of unsold shares of Common Stock (the “Prior Unsold Securities”) previously registered pursuant to the Initial Prospectus Supplement pursuant to its Registration Statement on Form S-3 (File No. 333-270137), which was filed with the SEC and became immediately effective on February 28, 2023 (the “Current Registration Statement”). Pursuant to Rule 415(a)(6), the offering of the Prior Unsold Securities under the Prior Registration Statement was deemed terminated as of the effectiveness of the Current Registration Statement. As of the date of this offering, $249,468,915 of the Prior Unsold Securities (the “Current Unsold Securities”) remain unsold pursuant to the Current Registration Statement. Pursuant to Rule 457(p) under the Securities Act, the entire $27,217.05 remaining of the filing fee previously paid relating to the Current Unsold Securities is being carried over to offset against the $55,100.00 registration fee due for this offering. The balance of $27,882.95 has been paid with respect to this offering. The Registrant has terminated the offering of the Current Unsold Securities. |