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SC 13D/A Filing
Brookfield Asset Management (BAM) SC 13D/ATerraForm Power, Inc.
Filed: 19 Oct 16, 12:00am
1 | NAMES OF REPORTING PERSONS | ||||
BROOKFIELD ASSET MANAGEMENT INC. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
AF | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | ||||
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
ONTARIO | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
8 | SHARED VOTING POWER | ||||
11,075,000 | |||||
9 | SOLE DISPOSITIVE POWER | ||||
10 | SHARED DISPOSITIVE POWER | ||||
11,075,000 | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
11,075,000 | �� | ||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
12.12%(1) | |||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
CO | |||||
1 | NAMES OF REPORTING PERSONS | ||||
PARTNERS LIMITED | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
AF | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | ||||
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
ONTARIO | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
8 | SHARED VOTING POWER | ||||
11,075,000 | |||||
9 | SOLE DISPOSITIVE POWER | ||||
10 | SHARED DISPOSITIVE POWER | ||||
11,075,000 | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
11,075,000 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
12.12%(2) | |||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
CO | |||||
1 | NAMES OF REPORTING PERSONS | ||||
BROOKFIELD ASSET MANAGEMENT PRIVATE INSTITUTIONAL CAPITAL ADVISER (CANADA), L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
AF | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | ||||
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
ONTARIO | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
8 | SHARED VOTING POWER | ||||
10,450,000 | |||||
9 | SOLE DISPOSITIVE POWER | ||||
10 | SHARED DISPOSITIVE POWER | ||||
10,450,000 | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
10,450,000 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
11.44%(3) | |||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
PN | |||||
1 | NAMES OF REPORTING PERSONS | ||||
BROOKFIELD INFRASTRUCTURE FUND III GP LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
AF | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | ||||
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
DELAWARE | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
8 | SHARED VOTING POWER | ||||
10,450,000 | |||||
9 | SOLE DISPOSITIVE POWER | ||||
10 | SHARED DISPOSITIVE POWER | ||||
10,450,000 | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
10,450,000 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
11.44%(4) | |||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
OO | |||||
1 | NAMES OF REPORTING PERSONS | ||||
ORION US GP LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
AF | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | ||||
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
DELAWARE | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
8 | SHARED VOTING POWER | ||||
10,450,000 | |||||
9 | SOLE DISPOSITIVE POWER | ||||
10 | SHARED DISPOSITIVE POWER | ||||
10,450,000 | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
10,450,000 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
11.44%(5) | |||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
OO | |||||
1 | NAMES OF REPORTING PERSONS | ||||
ORION US HOLDINGS 1 L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
BK | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | ||||
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
DELAWARE | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
8 | SHARED VOTING POWER | ||||
10,450,000 | |||||
9 | SOLE DISPOSITIVE POWER | ||||
10 | SHARED DISPOSITIVE POWER | ||||
10,450,000 | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
10,450,000 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
11.44%(6) | |||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
PN | |||||
1 | NAMES OF REPORTING PERSONS | ||||
BROOKFIELD ASSET MANAGEMENT PRIVATE INSTITUTIONAL CAPITAL ADVISER (CREDIT) LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
AF | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | ||||
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
DELAWARE | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
8 | SHARED VOTING POWER | ||||
625,000 | |||||
9 | SOLE DISPOSITIVE POWER | ||||
10 | SHARED DISPOSITIVE POWER | ||||
625,000 | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
625,000 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
0.68%(7) | |||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
OO | |||||
1 | NAMES OF REPORTING PERSONS | ||||
BROOKFIELD CREDIT OPPORTUNITIES FUND GP, LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
AF | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | ||||
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
DELAWARE | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
8 | SHARED VOTING POWER | ||||
625,000 | |||||
9 | SOLE DISPOSITIVE POWER | ||||
10 | SHARED DISPOSITIVE POWER | ||||
625,000 | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
625,000 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
0.68%(8) | |||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
OO | |||||
1 | NAMES OF REPORTING PERSONS | ||||
BROOKFIELD CREDIT OPPORTUNITIES MASTER FUND, L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
AF | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | ||||
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
CAYMAN ISLANDS | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
8 | SHARED VOTING POWER | ||||
625,000 | |||||
9 | SOLE DISPOSITIVE POWER | ||||
10 | SHARED DISPOSITIVE POWER | ||||
625,000 | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
625,000 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
0.68%(9) | |||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
OO | |||||
ORION US HOLDINGS 1 L.P. by its general partner ORION US GP LLC | |||
By: | /s/Fred Day | ||
Name: Fred Day | |||
Title: Vice President | |||
ORION US GP LLC | |||
By: | /s/Fred Day | ||
Name: Fred Day | |||
Title: Vice President | |||
BROOKFIELD INFRASTRUCTURE FUND III GP LLC | |||
By: | /s/Fred Day | ||
Name: Fred Day | |||
Title: Vice President | |||
BROOKFIELD ASSET MANAGEMENT PRIVATE INSTITUTIONAL CAPITAL ADVISER (CANADA), L.P., by its general partner, Brookfield Private Funds Holdings Inc. | |||
By: | /s/James Rickert | ||
Name: James Rickert | |||
Title: Vice President | |||
BROOKFIELD CREDIT OPPORTUNITIES MASTER FUND, L.P. by its general partner, BROOKFIELD CREDIT OPPORTUNITIES FUND GP, LLC | |||
By: | /s/Barry Blattman | ||
Name: Barry Blattman | |||
Title: Chairman | |||
BROOKFIELD CREDIT OPPORTUNITIES FUND GP, LLC | |||
By: | /s/Barry Blattman | ||
Name: Barry Blattman | |||
Title: Chairman | |||
BROOKFIELD ASSET MANAGEMENT PRIVATE INSTITUTIONAL CAPITAL ADVISER (CREDIT) LLC | |||
By: | /s/Barry Blattman | ||
Name: Barry Blattman | |||
Title: President and Treasurer | |||
BROOKFIELD ASSET MANAGEMENT INC. | |||
By: | /s/A.J. Silber | ||
Name: A.J. Silber | |||
Title: Vice-President, Legal Affairs | |||
PARTNERS LIMITED | |||
By: | /s/Brian D. Lawson | ||
Name: Brian D. Lawson | |||
Title: President | |||
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship |
Ralph Klatzkin, Manager and Vice President | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Vice President of Brookfield | U.S.A. |
Fred Day, Manager and Vice President | 1200 Smith Street Suite 1200 Houston, TX 77002 | Vice President of Brookfield | U.S.A. |
Hadley Peer-Marshall, Senior Vice President | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Senior Vice President of Brookfield | U.S.A. |
Julian Deschatelets, Senior Vice President | 181 Bay Street, Suite 300, Brookfield Place, Toronto, Ontario M5J 2T3, Canada | Senior Vice President of Brookfield | Canada |
Andrea Rocheleau, Senior Vice President | 41 Victoria Street Gatineau, Québec J8X 2A1, Canada | Senior Vice President of Brookfield | Canada |
Trevor Carson, Vice President | 181 Bay Street, Suite 300, Brookfield Place, Toronto, Ontario M5J 2T3, Canada | Vice President of Brookfield | Canada |
Scott Peak, Manager | 1200 Smith Street Suite 1200 Houston, TX 77002 | Vice President of Brookfield | U.S.A |
Keiji Hattori, Associate Vice President | NBF Hibiya Building 25F, 1-1-7 Uchisaiwaicho, Chiyoda-ku, Tokyo 100-0011 | Senior Vice President of Brookfield | Japan |
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship |
Justin Beber, President | 181 Bay Street, Suite 300, Brookfield Place, Toronto, Ontario M5J 2T3, Canada | Managing Partner of Brookfield | Canada |
Mark Srulowitz, Manager and Vice President | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Managing Partner of Brookfield | U.S.A. |
Keiji Hattori, Associate Vice President | NBF Hibiya Building 25F, 1-1-7 Uchisaiwaicho, Chiyoda-ku, Tokyo 100-0011 | Senior Vice President of Brookfield | Japan |
Ralph Klatzkin, Manager and Vice President | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Vice President of Brookfield | U.S.A. |
Fred Day, Manager and Vice President | 1200 Smith Street Suite 1200 Houston, TX 77002 | Vice President of Brookfield | U.S.A. |
Scott Peak, Manager and Vice President | 1200 Smith Street Suite 1200 Houston, TX 77002 | Vice President of Brookfield | U.S.A |
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship |
M. Elyse Allan, Director | 2300 Meadowvale Road, Mississauga, Ontario, L5N 5P9, Canada | President and Chief Executive Officer of GE Canada | Canada and U.S.A. |
Jeffrey M. Blidner, Director and Senior Managing Partner | 181 Bay Street, Suite 300 Toronto, Ontario M5J 2T3, Canada | Senior Managing Partner of Brookfield | Canada |
Angela F. Braly, Director | 832 Alverna Drive, Indianapolis, Indiana 46260 | President & Founder of The Braly Group, LLC | U.S.A. |
Jack L. Cockwell, Director | 51 Yonge Street, Suite 400, Toronto, Ontario M5E 1J1, Canada | Corporate Director | Canada |
Marcel R. Coutu, Director | 335 8th Avenue SW, Suite 1700 Calgary, Alberta T2P 1C9, Canada | Former President and Chief Executive Officer of Canadian Oil Sands Limited | Canada |
Maureen Kempston Darkes, Director | 10 Avoca Ave. Unit 1904 Toronto, Ontario M4T 2B7, Canada | Corporate Director of Brookfield and former President, Latin America, Africa and Middle East of General Motors Corporation | Canada |
J. Bruce Flatt, Director and Senior Managing Partner and Chief Executive Officer | 181 Bay Street, Suite 300, Toronto, Ontario M5J 2T3, Canada | Senior Managing Partner and Chief Executive Officer of Brookfield | Canada |
Robert J. Harding, Director | 181 Bay Street, Suite 300, Brookfield Place, Toronto, Ontario M5J 2T3, Canada | Past Chairman of Brookfield | Canada |
David W. Kerr, Director | c/o 51 Yonge Street, Suite 400, Toronto, Ontario M5E 1J1, Canada | Chairman of Halmont Properties Corp. | Canada |
Brian W. Kingston, Senior Managing Partner | 181 Bay Street, Suite 300 Toronto, Ontario M5J 2T3, Canada | Senior Managing Partner of Brookfield | Canada |
Brian D. Lawson, Senior Managing Partner and Chief Financial Officer | 181 Bay Street, Suite 300 Toronto, Ontario M5J 2T3, Canada | Senior Managing Partner and Chief Financial Officer of Brookfield | Canada |
Philip B. Lind, Director | Rogers Communications Inc., 333 Bloor Street East, 10th Floor, Toronto, Ontario M4W 1G9, Canada | Co-Founder, Vice Chairman and Director of Rogers Communications Inc. | Canada |
Cyrus Madon, Senior Managing Partner | 181 Bay Street, Suite 300 Toronto, Ontario M5J 2T3, Canada | Senior Managing Partner of Brookfield | Canada |
Frank J. McKenna, Director | TD Bank Group, P.O. Box 1, TD Centre, 66 Wellington St. West, 4th Floor, TD Tower, Toronto, Ontario M5K 1A2, Canada | Chair of Brookfield and Deputy Chair of TD Bank Group | Canada |
Youssef A. Nasr, Director | P.O. Box 16 5927, Beirut, Lebanon | Corporate Director of Brookfield and former Chairman and CEO of HSBC Middle East Ltd. and former President of HSBC Bank Brazil | Lebanon and U.S.A. |
Lord Augustine Thomas O’Donnell, Director | P.O. Box 1, TD Centre, 66 Wellington St. W., 4th Floor, TD Tower Toronto, Ontario M5K 1A2, Canada | Chairman of Frontier Economics and Strategic Advisor of TD Bank Group | United Kingdom |
Samuel J.B. Pollock, Senior Managing Partner | 181 Bay Street, Suite 300 Toronto, Ontario M5J 2T3, Canada | Senior Managing Partner of Brookfield | Canada |
Ngee Huat Seek, Director | 501 Orchard Road #08–01 Wheelback Place Singapore 238880 | Former Chairman of the Latin American Business Group, Government of Singapore Investment Corporation | Singapore |
Diana L. Taylor, Director | Solera Capital L.L.C 625 Madison Avenue, 3rd Floor New York, N.Y. 10022 | Vice Chair of Solera Capital LLC | Canada and U.S.A |
George S. Taylor, Director | R.R. #3, 4675 Line 3, St. Marys, Ontario N4X 1C6, Canada | Corporate Director of Brookfield | Canada |
A.J. Silber, Vice-President, Legal Affairs and Corporate Secretary | 181 Bay Street, Suite 300 Toronto, Ontario M5J 2T3, Canada | Vice-President, Legal Affairs and Corporate Secretary of Brookfield | Canada |
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship |
Jack L. Cockwell, Director and Chairman | 51 Yonge Street, Suite 400, Toronto, Ontario M5E 1J1, Canada | Corporate Director | Canada |
David W. Kerr, Director | 51 Yonge Street, Suite 400, Toronto, Ontario M5E 1J1, Canada | Chairman of Halmont Properties Corp. | Canada |
Brian D. Lawson, Director and President | Brookfield Asset Management Inc. 181 Bay Street, Brookfield Place, Suite 300 Toronto, Ontario M5J 2T3, Canada | Senior Managing Partner and Chief Financial Officer of Brookfield | Canada |
George E. Myhal, Director | Partners Value Investments L.P., 181 Bay Street, Brookfield Place, Suite 210, Toronto, Ontario M5J 2T3, Canada | President and CEO of Partners Value Investments L.P. | Canada |
Timothy R. Price, Director | 51 Yonge Street, Suite 400 Toronto, Ontario M5E 1J1, Canada | Chairman, Brookfield Funds | Canada |
Tony E. Rubin, Treasurer | 51 Yonge Street, Suite 400 Toronto, Ontario M5E 1J1, Canada | Accountant | Canada |
Lorretta Corso, Secretary | Brookfield Asset Management Inc. 181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada | Corporate Secretarial Administrator, Brookfield | Canada |
Exhibit Number | Description | |
99.3 | Amendment No. 1 to the Letter Agreement, dated October 19, 2016 |