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SC 13D/A Filing
Brookfield Asset Management (BAM) SC 13D/ATerraForm Power, Inc.
Filed: 17 May 17, 12:00am
1 | NAMES OF REPORTING PERSONS | ||||
BROOKFIELD ASSET MANAGEMENT INC. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
AF | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ||||
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
ONTARIO | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
8 | SHARED VOTING POWER | ||||
11,075,000 | |||||
9 | SOLE DISPOSITIVE POWER | ||||
10 | SHARED DISPOSITIVE POWER | ||||
11,075,000 | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
11,075,000 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
11.79%(1) | |||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
CO | |||||
1 | NAMES OF REPORTING PERSONS | ||||
PARTNERS LIMITED | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
AF | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ||||
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
ONTARIO | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
8 | SHARED VOTING POWER | ||||
11,075,000 | |||||
9 | SOLE DISPOSITIVE POWER | ||||
10 | SHARED DISPOSITIVE POWER | ||||
11,075,000 | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
11,075,000 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
11.79%(2) | |||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
CO | |||||
1 | NAMES OF REPORTING PERSONS | ||||
BROOKFIELD ASSET MANAGEMENT PRIVATE INSTITUTIONAL CAPITAL ADVISER (CANADA), L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
AF | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ||||
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
ONTARIO | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
8 | SHARED VOTING POWER | ||||
10,450,000 | |||||
9 | SOLE DISPOSITIVE POWER | ||||
10 | SHARED DISPOSITIVE POWER | ||||
10,450,000 | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
10,450,000 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
11.13%(3) | |||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
PN | |||||
1 | NAMES OF REPORTING PERSONS | ||||
BROOKFIELD INFRASTRUCTURE FUND III GP LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
AF | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ||||
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
DELAWARE | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
8 | SHARED VOTING POWER | ||||
10,450,000 | |||||
9 | SOLE DISPOSITIVE POWER | ||||
10 | SHARED DISPOSITIVE POWER | ||||
10,450,000 | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
10,450,000 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
11.13%(4) | |||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
OO | |||||
1 | NAMES OF REPORTING PERSONS | ||||
ORION US GP LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
AF | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ||||
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
DELAWARE | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
8 | SHARED VOTING POWER | ||||
10,450,000 | |||||
9 | SOLE DISPOSITIVE POWER | ||||
10 | SHARED DISPOSITIVE POWER | ||||
10,450,000 | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
10,450,000 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
11.13%(5) | |||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
OO | |||||
1 | NAMES OF REPORTING PERSONS | ||||
ORION US HOLDINGS 1 L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
BK | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ||||
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
DELAWARE | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
8 | SHARED VOTING POWER | ||||
10,450,000(6) | |||||
9 | SOLE DISPOSITIVE POWER | ||||
10 | SHARED DISPOSITIVE POWER | ||||
10,450,000(6) | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
10,450,000(6) | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
11.13%(7) | |||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
PN | |||||
1 | NAMES OF REPORTING PERSONS | ||||
BROOKFIELD ASSET MANAGEMENT PRIVATE INSTITUTIONAL CAPITAL ADVISER (CREDIT) LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
AF | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ||||
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
DELAWARE | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
8 | SHARED VOTING POWER | ||||
625,000 | |||||
9 | SOLE DISPOSITIVE POWER | ||||
10 | SHARED DISPOSITIVE POWER | ||||
625,000 | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
625,000 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
0.67%(8) | |||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
OO | |||||
1 | NAMES OF REPORTING PERSONS | ||||
BROOKFIELD CREDIT OPPORTUNITIES FUND GP, LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
AF | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ||||
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
DELAWARE | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
8 | SHARED VOTING POWER | ||||
625,000 | |||||
9 | SOLE DISPOSITIVE POWER | ||||
10 | SHARED DISPOSITIVE POWER | ||||
625,000 | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
625,000 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
0.67%(9) | |||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
OO | |||||
1 | NAMES OF REPORTING PERSONS | ||||
BROOKFIELD CREDIT OPPORTUNITIES MASTER FUND, L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a) ☒ (b) ☐ | |||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
AF | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ||||
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
CAYMAN ISLANDS | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
8 | SHARED VOTING POWER | ||||
625,000(10) | |||||
9 | SOLE DISPOSITIVE POWER | ||||
10 | SHARED DISPOSITIVE POWER | ||||
625,000(10) | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
625,000(10) | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
0.67%(11) | |||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
OO | |||||
(a) | As of May 17, 2017, Orion US LP may, subject to its disclaimer below, be deemed the beneficial owner of 10,450,000 Class A Shares of the Issuer, constituting a percentage of approximately 11.13% | |
(b) | Sole voting power to vote or direct vote: 0 | |
Shared voting power to vote or direct vote: 10,450,000 Class A Shares of the Issuer | ||
Sole power to dispose or direct the disposition: 0 | ||
Shared power to dispose or direct the disposition: 10,450,000 Class A Shares of the Issuer |
(a) | As of May 17, 2017, Orion US GP may be deemed the beneficial owner of 10,450,000 Class A Shares of the Issuer, constituting a percentage of approximately 11.13% | |
(b) | Sole voting power to vote or direct vote: 0 | |
Shared voting power to vote or direct vote: 10,450,000 Class A Shares of the Issuer | ||
Sole power to dispose or direct the disposition: 0 | ||
Shared power to dispose or direct the disposition: 10,450,000 Class A Shares of the Issuer |
(a) | As of May 17, 2017, BIF may be deemed the beneficial owner of 10,450,000 Class A Shares of the Issuer, constituting a percentage of approximately 11.13% | |
(b) | Sole voting power to vote or direct vote: 0 | |
Shared voting power to vote or direct vote: 10,450,000 Class A Shares of the Issuer | ||
Sole power to dispose or direct the disposition: 0 | ||
Shared power to dispose or direct the disposition: 10,450,000 Class A Shares of the Issuer |
(a) | As of May 17, 2017, BAMPIC Canada may be deemed the beneficial owner of 10,450,000 Class A Shares of the Issuer, constituting a percentage of approximately 11.13% | |
(b) | Sole voting power to vote or direct vote: 0 | |
Shared voting power to vote or direct vote: 10,450,000 Class A Shares of the Issuer | ||
Sole power to dispose or direct the disposition: 0 | ||
Shared power to dispose or direct the disposition: 10,450,000 Class A Shares of the Issuer |
(a) | As of May 17, 2017, Brookfield Credit Opportunities LP may, subject to its disclaimer below, be deemed the beneficial owner of 625,000 Class A Shares of the Issuer, constituting a percentage of approximately 0.67% | |
(b) | Sole voting power to vote or direct vote: 0 | |
Shared voting power to vote or direct vote: 625,000 Class A Shares of the Issuer | ||
Sole power to dispose or direct the disposition: 0 | ||
Shared power to dispose or direct the disposition: 625,000 Class A Shares of the Issuer |
(a) | As of May 17, 2017, Brookfield Credit Opportunities GP may be deemed the beneficial owner of 625,000 Class A Shares of the Issuer, constituting a percentage of approximately 0.67% | |
(b) | Sole voting power to vote or direct vote: 0 | |
Shared voting power to vote or direct vote: 625,000 Class A Shares of the Issuer | ||
Sole power to dispose or direct the disposition: 0 | ||
Shared power to dispose or direct the disposition: 625,000 Class A Shares of the Issuer |
(a) | As of May 17, 2017, BAMPIC Credit may be deemed the beneficial owner of 625,000 Class A Shares of the Issuer, constituting a percentage of approximately 0.67% | |
(b) | Sole voting power to vote or direct vote: 0 | |
Shared voting power to vote or direct vote: 625,000 Class A Shares of the Issuer | ||
Sole power to dispose or direct the disposition: 0 | ||
Shared power to dispose or direct the disposition: 625,000 Class A Shares of the Issuer |
(a) | As of May 17, 2017, Brookfield may be deemed the beneficial owner of 11,075,000 Class A Shares of the Issuer, constituting a percentage of approximately 11.79% | |
(b) | Sole voting power to vote or direct vote: 0 | |
Shared voting power to vote or direct vote: 11,075,000 Class A Shares of the Issuer | ||
Sole power to dispose or direct the disposition: 0 | ||
Shared power to dispose or direct the disposition: 11,075,000 Class A Shares of the Issuer |
(a) | As of May 17, 2017, Partners may be deemed the beneficial owner of 11,075,000 Class A Shares of the Issuer, constituting a percentage of approximately 11.79% | |
(b) | Sole voting power to vote or direct vote: 0 | |
Shared voting power to vote or direct vote: 11,075,000 Class A Shares of the Issuer | ||
Sole power to dispose or direct the disposition: 0 | ||
Shared power to dispose or direct the disposition: 11,075,000 Class A Shares of the Issuer |
ORION US HOLDINGS 1 L.P. by its general partner ORION US GP LLC | |||
By: | /s/ Fred Day | ||
Name: Fred Day | |||
Title: Vice President | |||
ORION US GP LLC | |||
By: | /s/ Fred Day | ||
Name: Fred Day | |||
Title: Vice President | |||
BROOKFIELD INFRASTRUCTURE FUND III GP LLC | |||
By: | /s/ Fred Day | ||
Name: Fred Day | |||
Title: Vice President | |||
BROOKFIELD ASSET MANAGEMENT PRIVATE INSTITUTIONAL CAPITAL ADVISER (CANADA), L.P., by its general partner, BROOKFIELD PRIVATE FUNDS HOLDINGS INC. | |||
By: | /s/ James Rickert | ||
Name: James Rickert | |||
Title: Vice President | |||
BROOKFIELD CREDIT OPPORTUNITIES MASTER FUND, L.P. by its general partner, BROOKFIELD CREDIT OPPORTUNITIES FUND GP, LLC | |||
By: | /s/ Barry Blattman | ||
Name: Barry Blattman | |||
Title: Chairman | |||
BROOKFIELD CREDIT OPPORTUNITIES FUND GP, LLC | |||
By: | /s/ Barry Blattman | ||
Name: Barry Blattman | |||
Title: Chairman | |||
BROOKFIELD ASSET MANAGEMENT PRIVATE INSTITUTIONAL CAPITAL ADVISER (CREDIT) LLC | |||
By: | /s/ Barry Blattman | ||
Name: Barry Blattman | |||
Title: President and Treasurer | |||
BROOKFIELD ASSET MANAGEMENT INC. | |||
By: | /s/ A.J. Silber | ||
Name: A.J. Silber | |||
Title: Vice-President, Legal Affairs | |||
PARTNERS LIMITED | |||
By: | /s/ Brian D. Lawson | ||
Name: Brian D. Lawson | |||
Title: President | |||
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship | |||
Keiji Hattori, Associate Vice President | NBF Hibiya Building 25F, 1-1-7 Uchisaiwaicho, Chiyoda-ku, Tokyo 100-0011 | Senior Vice President of Brookfield | Japan | |||
Scott Peak, Manager | 1200 Smith Street Suite 1200 Houston, TX 77002 | Senior Vice President of Brookfield | U.S.A | |||
Ralph Klatzkin, Manager and Vice President | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Vice President of Brookfield | U.S.A. | |||
Fred Day, Manager and Vice President | 1200 Smith Street Suite 1200 Houston, TX 77002 | Vice President of Brookfield | U.S.A. | |||
Hadley Peer Marshall, Senior Vice President | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Senior Vice President of Brookfield | U.S.A. | |||
Julian Deschatelets, Senior Vice President | 181 Bay Street, Suite 300, Brookfield Place, Toronto, Ontario M5J 2T3, Canada | Senior Vice President of Brookfield | Canada | |||
Andrea Rocheleau, Senior Vice President | 41 Victoria Street Gatineau, Québec J8X 2A1, Canada | Senior Vice President of Brookfield | Canada | |||
Trevor Carson, Vice President | 181 Bay Street, Suite 300 Brookfield Place Toronto, Ontario M5J 2T3 Canada | Vice President of Brookfield | Canada |
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship | |||
Justin Beber, President | 181 Bay Street, Suite 300, Brookfield Place, Toronto, Ontario M5J 2T3, Canada | Managing Partner of Brookfield | Canada | |||
Mark Srulowitz, Manager and Vice President | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Managing Partner of Brookfield | U.S.A. | |||
Scott Peak, Manager and Vice President | 1200 Smith Street Suite 1200 Houston, TX 77002 | Senior Vice President of Brookfield | U.S.A | |||
Keiji Hattori, Associate Vice President | NBF Hibiya Building 25F, 1-1-7 Uchisaiwaicho, Chiyoda-ku, Tokyo 100-0011 | Senior Vice President of Brookfield | Japan | |||
Ralph Klatzkin, Manager and Vice President | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Vice President of Brookfield | U.S.A. | |||
Fred Day, Manager and Vice President | 1200 Smith Street Suite 1200 Houston, TX 77002 | Vice President of Brookfield | U.S.A. | |||
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship | |||
Barry Blattman, Chairman | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Vice Chairman and Senior Managing Partner of Brookfield | U.S.A. | |||
Anthony Bavaro, Vice President | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Vice President of Brookfield | U.S.A. | |||
Andrew Schmidt, Vice President | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Vice President of Brookfield | U.S.A. | |||
David Levenson, President | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Managing Partner of Brookfield | Canada |
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship | |||
Barry Blattman, Director, President and Treasurer | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Vice Chairman and Senior Managing Partner of Brookfield | U.S.A. | |||
David Levenson, Director | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Managing Partner of Brookfield | Canada | |||
Robert Paine, Director | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Portfolio Manager of Brookfield | U.S.A. | |||
Ronald Fisher-Dayn, Vice President | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Vice President of Brookfield | U.S.A. | |||
Anthony Bavaro, Vice President | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Vice President of Brookfield | U.S.A. | |||
Mark Srulowitz, Secretary | Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281 | Managing Partner of Brookfield | U.S.A. | |||
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship | |||
M. Elyse Allan, Director | 2300 Meadowvale Road, Mississauga, Ontario, L5N 5P9, Canada | President and Chief Executive Officer of General Electric Canada Company Inc. | Canada | |||
Jeffrey M. Blidner, Director and Senior Managing Partner | 181 Bay Street, Suite 300 Toronto, Ontario M5J 2T3, Canada | Senior Managing Partner of Brookfield | Canada | |||
Angela F. Braly, Director | 832 Alverna Drive, Indianapolis, Indiana 46260 | President & Founder of The Braly Group, LLC | U.S.A. | |||
Jack L. Cockwell, Director | 51 Yonge Street, Suite 400, Toronto, Ontario M5E 1J1, Canada | Corporate Director | Canada | |||
Marcel R. Coutu, Director | 335 8th Avenue SW, Suite 1700 Calgary, Alberta T2P 1C9, Canada | Former President and Chief Executive Officer of Canadian Oil Sands Limited | Canada | |||
Maureen Kempston Darkes, Director | 21 Burkebrook Place, Apt. 712 Toronto, Ontario M4G 0A2, Canada | Corporate Director of Brookfield and former President, Latin America, Africa and Middle East of General Motors Corporation | Canada | |||
J. Bruce Flatt, Director and Senior Managing Partner and Chief Executive Officer | 181 Bay Street, Suite 300, Toronto, Ontario M5J 2T3, Canada | Senior Managing Partner and Chief Executive Officer of Brookfield | Canada | |||
Robert J. Harding, Director | 181 Bay Street, Suite 300, Brookfield Place, Toronto, Ontario M5J 2T3, Canada | Past Chairman of Brookfield | Canada | |||
David W. Kerr, Director | c/o 51 Yonge Street, Suite 400, Toronto, Ontario M5E 1J1, Canada | Chairman of Halmont Properties Corp. | Canada | |||
Brian W. Kingston, Senior Managing Partner | 181 Bay Street, Suite 300 Toronto, Ontario M5J 2T3, Canada | Senior Managing Partner of Brookfield | Canada |
Brian D. Lawson, Senior Managing Partner and Chief Financial Officer | 181 Bay Street, Suite 300 Toronto, Ontario M5J 2T3, Canada | Senior Managing Partner and Chief Financial Officer of Brookfield | Canada | |||
Philip B. Lind, Director | Rogers Communications Inc., 333 Bloor Street East, 10th Floor, Toronto, Ontario M4W 1G9, Canada | Co-Founder, Vice Chairman and Director of Rogers Communications Inc. | Canada | |||
Cyrus Madon, Senior Managing Partner | 181 Bay Street, Suite 300 Toronto, Ontario M5J 2T3, Canada | Senior Managing Partner of Brookfield | Canada | |||
Frank J. McKenna, Director | TD Bank Group, P.O. Box 1, TD Centre, 66 Wellington St. West, 4th Floor, TD Tower, Toronto, Ontario M5K 1A2, Canada | Chair of Brookfield and Deputy Chair of TD Bank Group | Canada | |||
Youssef A. Nasr, Director | P.O. Box 16 5927, Beirut, Lebanon | Corporate Director of Brookfield and former Chairman and CEO of HSBC Middle East Ltd. and former President of HSBC Bank Brazil | Lebanon and U.S.A. | |||
Lord Augustine Thomas O’Donnell, Director | P.O. Box 1, TD Centre, 66 Wellington St. W., 4th Floor, TD Tower Toronto, Ontario M5K 1A2, Canada | Chairman of Frontier Economics and Strategic Advisor of TD Bank Group | United Kingdom | |||
Samuel J.B. Pollock, Senior Managing Partner | 181 Bay Street, Suite 300 Toronto, Ontario M5J 2T3, Canada | Senior Managing Partner of Brookfield | Canada | |||
Ngee Huat Seek, Director | 501 Orchard Road #08–01 Wheelock Place Singapore 238880 | Former Chairman of the Latin American Business Group, Government of Singapore Investment Corporation | Singapore | |||
Diana L. Taylor, Director | Solera Capital L.L.C 625 Madison Avenue, 3rd Floor New York, N.Y. 10022 | Vice Chair of Solera Capital LLC | U.S.A | |||
George S. Taylor, Director | R.R. #3, 4675 Line 3, St. Marys, Ontario N4X 1C6, Canada | Corporate Director of Brookfield | Canada | |||
A.J. Silber, Vice-President, Legal Affairs and Corporate Secretary | 181 Bay Street, Suite 300 Toronto, Ontario M5J 2T3, Canada | Vice-President, Legal Affairs and Corporate Secretary of Brookfield | Canada |
Name and Position of Officer or Director | Principal Business Address | Principal Occupation or Employment | Citizenship | |||
Jack L. Cockwell, Director and Chairman | 51 Yonge Street, Suite 400, Toronto, Ontario M5E 1J1, Canada | Corporate Director | Canada | |||
David W. Kerr, Director | 51 Yonge Street, Suite 400, Toronto, Ontario M5E 1J1, Canada | Chairman of Halmont Properties Corp. | Canada | |||
Brian D. Lawson, Director and President | Brookfield Asset Management, Inc., 181 Bay Street, Brookfield Place, Suite 300 Toronto, Ontario M5J 2T3, Canada | Senior Managing Partner and Chief Financial Officer of Brookfield | Canada | |||
George E. Myhal, Director | Partners Value Investments, 181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada | President and CEO of Partners Value Investments | Canada | |||
Timothy R. Price, Director | 51 Yonge Street, Suite 400 Toronto, Ontario M5E 1J1, Canada | Chairman, Brookfield Funds | Canada | |||
Tony E. Rubin, Treasurer | 51 Yonge Street, Suite 400 Toronto, Ontario M5E 1J1, Canada | Accountant | Canada | |||
Lorretta Corso, Secretary | Brookfield Asset Management, Inc., 181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada | Corporate Secretarial Administrator, Brookfield | Canada |