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SC 13G Filing
Sangamo Therapeutics (SGMO) SC 13GSangamo Biosciences Inc
Filed: 30 Sep 13, 12:00am
CUSIP NO. 800677106 | 13G | Page 2 of 10 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Ridgeback Capital Investments L.P. 00-0000000 | ||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP** | (a) | o | ||
(b) | o | ||||
3. | SEC USE ONLY | ||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER -0- | |||
6. | SHARED VOTING POWER 3,572,336 | ||||
7. | SOLE DISPOSITIVE POWER -0- | ||||
8. | SHARED DISPOSITIVE POWER 3,572,336 | ||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,572,336 | ||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES** | o | |||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.9% | ||||
12. | TYPE OF REPORTING PERSON** OO | ||||
** SEE INSTRUCTIONS BEFORE FILLING OUT |
CUSIP NO. 800677106 | 13G | Page 3 of 10 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Ridgeback Capital Investments Ltd. 00-0000000 | ||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP** | (a) | o | ||
(b) | o | ||||
3. | SEC USE ONLY | ||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER -0- | |||
6. | SHARED VOTING POWER 3,572,336 | ||||
7. | SOLE DISPOSITIVE POWER -0- | ||||
8. | SHARED DISPOSITIVE POWER 3,572,336 | ||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,572,336 | ||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES** | o | |||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.9% | ||||
12. | TYPE OF REPORTING PERSON** OO | ||||
** SEE INSTRUCTIONS BEFORE FILLING OUT |
CUSIP NO. 800677106 | 13G | Page 4 of 10 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Ridgeback Capital Management LP 42-1684320 | ||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP** | (a) | o | ||
(b) | o | ||||
3. | SEC USE ONLY | ||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER -0- | |||
6. | SHARED VOTING POWER 3,572,336 | ||||
7. | SOLE DISPOSITIVE POWER -0- | ||||
8. | SHARED DISPOSITIVE POWER 3,572,336 | ||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,572,336 | ||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES** | o | |||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.9% | ||||
12. | TYPE OF REPORTING PERSON** OO | ||||
** SEE INSTRUCTIONS BEFORE FILLING OUT |
CUSIP NO. 800677106 | 13G | Page 5 of 10 |
Item 1(a). | Name of Issuer. |
Item 1(b). | Address of Issuer’s Principal Executive Offices. |
Items 2(a). | Name of Person Filing. |
Item 2(b). | Address of Principal Business Office or, if None, Residence. |
Item 2(c). | Citizenship. |
Item 2(d). | Title of Class of Securities. |
CUSIP NO. 800677106 | 13G | Page 6 of 10 |
Item 2(e). | CUSIP Number. |
(a) | o | Broker or dealer registered under Section 15 of the Act, |
(b) | o | Bank as defined in Section 3(a)(6) of the Act, |
(c) | o | Insurance Company as defined in Section 3(a)(19) of the Act, |
(d) | o | Investment Company registered under Section 8 of the Investment Company Act of 1940, |
(e) | o | Investment Adviser in accordance with Rule 13d-1 (b)(1)(ii)(E), |
(f) | o | Employee Benefit Plan or Endowment Fund in accordance with 13d-1 (b)(1)(ii)(F), |
(g) | o | Parent Holding Company or control person in accordance with Rule 13d-1 (b)(1)(ii)(G), |
(h) | o | Savings Association as defined in Section 3(b) of the Federal Deposit Insurance Act, |
(i) | o | Church Plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940, |
(j) | o | A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), |
(k) | o | Group, in accordance with Rule 13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution: ___________________. |
Item 4. | Ownership. |
A. | Ridgeback Capital Investments L.P. |
(a) | Amount beneficially owned: 3,572,336 |
CUSIP NO. 800677106 | 13G | Page 7 of 10 |
(b) | Percent of class: 5.9% | |
(c) | (i) | Sole power to vote or direct the vote: -0- |
(ii) | Shared power to vote or direct the vote: 3,572,336 | |
(iii) | Sole power to dispose or direct the disposition: -0- | |
(iv) | Shared power to dispose or direct the disposition: 3,572,336 | |
B. | Ridgeback Capital Investments Ltd. | |
(a) | Amount beneficially owned: 3,572,336 | |
(b) | Percent of class: 5.9% | |
(c) | (i) | Sole power to vote or direct the vote: -0- |
(ii) | Shared power to vote or direct the vote: 3,572,336 | |
(iii) | Sole power to dispose or direct the disposition: -0- | |
(iv) | Shared power to dispose or direct the disposition: 3,572,336 | |
C. | Ridgeback Capital Management LP | |
(a) | Amount beneficially owned: 3,572,336 | |
(b) | Percent of class: 5.9% | |
(c) | (i) | Sole power to vote or direct the vote: -0- |
(ii) | Shared power to vote or direct the vote: 3,572,336 | |
(iii) | Sole power to dispose or direct the disposition: -0- | |
(iv) | Shared power to dispose or direct the disposition: 3,572,336 |
CUSIP NO. 800677106 | 13G | Page 8 of 10 |
Item 5. | Ownership of Five Percent or Less of a Class. |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. |
Item 8. | Identification and Classification of Members of the Group. |
Item 9. | Notice of Dissolution of Group. |
Item 10. | Certifications. |
CUSIP NO. 800677106 | 13G | Page 9 of 10 |
Ridgeback Capital Investments L.P. | |||
By: | Ridgeback Capital Investments Ltd., | ||
Its General Partner | |||
By: | /s/ Bud Holman | ||
Name: Bud Holman | |||
Title: Director |
Ridgeback Capital Investments Ltd. | |||
By: | /s/ Bud Holman | ||
Name: Bud Holman | |||
Title: Director |
Ridgeback Capital Management LP | |||
By: | /s/ Bud Holman | ||
Name: Bud Holman | |||
Title: Authorized Signatory |
CUSIP NO. 800677106 | 13G | Page 10 of 10 |
Exhibit Number | Exhibit Description |
99.1 | Joint Filing Agreement |