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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
September 30, 2009
Date of Report (date of earliest event reported)
ADVENT SOFTWARE, INC.
(Exact name of registrant as specified in its charter)
State of Delaware | | 0-26994 | | 94-2901952 |
(State or other jurisdiction of incorporation or organization) | | (Commission File Number) | | (I.R.S. Employer Identification Number) |
600 Townsend Street
San Francisco, California 94103
(Address of principal executive offices)
(415) 543-7696
(Registrant’s telephone number, including area code)
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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ITEM 1.01 Entry into a Material Definitive Agreement
On September 30, 2009, Advent Software, Inc. (the “Company”) entered into a definitive lease agreement with 1114 6th Avenue Co., LLC (the “Landlord”) whereby the Company will lease approximately 31,000 square feet of office space at 1114 Avenue of the Americas in New York, New York (the “Grace Building”). The Company’s contractual operating lease obligation under this agreement is approximately $30 million, payable over the fifteen-year term of the lease. Additionally, the Company anticipates approximately $8 million of leasehold improvements, of which $2 million will be funded by the Landlord and approximately $6 million will be paid directly by Advent. After completion of the improvements, currently estimated to be in the second fiscal quarter of 2010, the Company will relocate its New York operations to the Grace Building facility.
ITEM 9.01 Financial Statements and Exhibits
(d) Exhibits
The following exhibits are furnished as part of this Current Report on Form 8-K.
Exhibit No. | | Exhibit Description |
10.1 | | Office Lease dated September 30, 2009, between 1114 6th Avenue Co., LLC and the Company for the facility located at 1114 Avenue of the Americas in New York, NY. |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | ADVENT SOFTWARE, INC. |
| | |
| | |
| | By: | /s/ James S. Cox |
| | | James S. Cox |
| | | Senior Vice President and |
| | | Chief Financial Officer |
| | | (Principal Financial and Accounting Officer) |
Dated: October 6, 2009
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EXHIBIT INDEX
Exhibit No. | | Exhibit Description |
| | |
10.1 | | Office Lease dated September 30, 2009, between 1114 6th Avenue Co., LLC and the Company for the facility located at 1114 Avenue of the Americas in New York, NY. |
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