| Health Sciences Fund | 07/01/2018 to 06/30/2019 |
| ICA File Number: 811-07381 |
| Registrant Name: T. Rowe Price Health Sciences Fund, Inc. |
| Reporting Period: 07/01/2018 - 06/30/2019 |
| |
| |
| FORM N-PX |
| |
| ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT |
| INVESTMENT COMPANY |
| |
| Investment Company Act file number 811-07381 |
| |
| T. Rowe Price Health Sciences Fund, Inc. |
|
| (Exact name of registrant as specified in charter) |
| |
| 100 East Pratt StreetBaltimore, Maryland 21202 |
|
| (Address of principal executive offices) |
| |
| Ryan Nolan |
| 100 East Pratt Street |
| Baltimore, Maryland 21202 |
|
| (Name and address of agent for service) |
| |
| Registrant’s telephone number, including area code: (410) 345-2000 |
| |
| Date of fiscal year end: 12/31 |
| |
| Date of reporting period: 07/01/2018 to 06/30/2019 |
| |
| SIGNATURES |
| |
| Pursuant to the requirements of the Investment Company Act of 1940, the |
| registrant has duly caused this report to be signed on its behalf by the |
| undersigned, thereunto duly authorized. |
| |
| (Registrant) T. Rowe Price Health Sciences Fund, Inc. |
| |
| By (Signature and Title) /s/ David Oestreicher |
| David Oestreicher, Principal Executive Officer |
| |
| Date September 6, 2019 |
============================= Health Sciences Fund =============================
ABCAM PLC
Ticker: ABC Security ID: G0060R118
Meeting Date: NOV 06, 2018 Meeting Type: Annual
Record Date: NOV 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Approve Remuneration Policy For For Management
5 Amend 2015 Share Option Plan For For Management
6 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
7 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
8 Elect Peter Allen as Director For For Management
9 Re-elect Jonathan Milner as Director For For Management
10 Re-elect Alan Hirzel as Director For For Management
11 Re-elect Gavin Wood as Director For For Management
12 Re-elect Louise Patten as Director For For Management
13 Re-elect Sue Harris as Director For For Management
14 Re-elect Mara Aspinall as Director For For Management
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
ABEONA THERAPEUTICS INC.
Ticker: ABEO Security ID: 00289Y107
Meeting Date: MAY 28, 2019 Meeting Type: Annual
Record Date: APR 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark J. Alvino For For Management
1.2 Elect Director Stefano Buono For Withhold Management
1.3 Elect Director Joao Siffert For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Whitley Penn LLP as Auditors For For Management
--------------------------------------------------------------------------------
ACADIA HEALTHCARE CO., INC.
Ticker: ACHC Security ID: 00404A109
Meeting Date: MAY 02, 2019 Meeting Type: Annual
Record Date: MAR 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Grieco For For Management
1.2 Elect Director Reeve B. Waud For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
ACADIA PHARMACEUTICALS INC.
Ticker: ACAD Security ID: 004225108
Meeting Date: JUN 26, 2019 Meeting Type: Annual
Record Date: APR 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laura Brege For For Management
1.2 Elect Director Stephen R. Davis For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ACCELERON PHARMA INC.
Ticker: XLRN Security ID: 00434H108
Meeting Date: JUN 06, 2019 Meeting Type: Annual
Record Date: APR 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tom Maniatis For Against Management
1b Elect Director Richard F. Pops For Against Management
1c Elect Director Joseph S. Zakrzewski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ACERTA PHARMA BV
Ticker: Security ID: TC3TYWH7
Meeting Date: OCT 31, 2018 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
2 Approval of minutes of the FOR FOR Management
shareholders' meeting of 12 December
2017 (the Minutes)
3 Appointment of Mr Jurriaan Dekkers as FOR FOR Management
director of the Company
--------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC.
Ticker: A Security ID: 00846U101
Meeting Date: MAR 20, 2019 Meeting Type: Annual
Record Date: JAN 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hans E. Bishop For For Management
1.2 Elect Director Paul N. Clark For For Management
1.3 Elect Director Tadataka Yamada For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AGIOS PHARMACEUTICALS, INC.
Ticker: AGIO Security ID: 00847X104
Meeting Date: MAY 29, 2019 Meeting Type: Annual
Record Date: APR 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jacqualyn A. Fouse For For Management
1.2 Elect Director David Scadden For For Management
1.3 Elect Director David P. Schenkein For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AIMMUNE THERAPEUTICS, INC.
Ticker: AIMT Security ID: 00900T107
Meeting Date: MAY 23, 2019 Meeting Type: Annual
Record Date: MAR 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jayson D.A. Dallas For For Management
1.2 Elect Director Mark T. Iwicki For Withhold Management
1.3 Elect Director Gregory Behar For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALDER BIOPHARMACEUTICALS, INC.
Ticker: ALDR Security ID: 014339105
Meeting Date: MAY 23, 2019 Meeting Type: Annual
Record Date: APR 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul R. Carter For For Management
1.2 Elect Director Wendy L. Yarno For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC.
Ticker: ALXN Security ID: 015351109
Meeting Date: MAY 14, 2019 Meeting Type: Annual
Record Date: MAR 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Felix J. Baker For For Management
1.2 Elect Director David R. Brennan For For Management
1.3 Elect Director Christopher J. Coughlin For For Management
1.4 Elect Director Deborah Dunsire For For Management
1.5 Elect Director Paul A. Friedman For For Management
1.6 Elect Director Ludwig N. Hantson For For Management
1.7 Elect Director John T. Mollen For For Management
1.8 Elect Director Francois Nader For For Management
1.9 Elect Director Judith A. Reinsdorf For For Management
1.10 Elect Director Andreas Rummelt For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
ALIGN TECHNOLOGY, INC.
Ticker: ALGN Security ID: 016255101
Meeting Date: MAY 15, 2019 Meeting Type: Annual
Record Date: MAR 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin J. Dallas For For Management
1.2 Elect Director Joseph M. Hogan For For Management
1.3 Elect Director Joseph Lacob For For Management
1.4 Elect Director C. Raymond Larkin, Jr. For For Management
1.5 Elect Director George J. Morrow For For Management
1.6 Elect Director Thomas M. Prescott For For Management
1.7 Elect Director Andrea L. Saia For For Management
1.8 Elect Director Greg J. Santora For For Management
1.9 Elect Director Susan E. Siegel For For Management
1.10 Elect Director Warren S. Thaler For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALKERMES PLC
Ticker: ALKS Security ID: G01767105
Meeting Date: MAY 22, 2019 Meeting Type: Annual
Record Date: MAR 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Anstice For For Management
1.2 Elect Director Robert A. Breyer For For Management
1.3 Elect Director Wendy L. Dixon For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ALLAKOS INC.
Ticker: ALLK Security ID: 01671P100
Meeting Date: JUN 06, 2019 Meeting Type: Annual
Record Date: APR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Alexander For Withhold Management
1.2 Elect Director Steven P. James For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALLERGAN PLC
Ticker: AGN Security ID: G0177J108
Meeting Date: MAY 01, 2019 Meeting Type: Annual
Record Date: MAR 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nesli Basgoz For For Management
1b Elect Director Joseph H. Boccuzi For For Management
1c Elect Director Christopher W. Bodine For For Management
1d Elect Director Adriane M. Brown For For Management
1e Elect Director Christopher J. Coughlin For For Management
1f Elect Director Carol Anthony (John) For For Management
Davidson
1g Elect Director Thomas C. Freyman For For Management
1h Elect Director Michael E. Greenberg For For Management
1i Elect Director Robert J. Hugin For For Management
1j Elect Director Peter J. McDonnell For For Management
1k Elect Director Brenton L. Saunders For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Authorize Issue of Equity For For Management
5a Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
ALLOGENE THERAPEUTICS, INC.
Ticker: ALLO Security ID: 019770106
Meeting Date: JUN 06, 2019 Meeting Type: Annual
Record Date: APR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Arie Belldegrun For For Management
1b Elect Director David Bonderman For For Management
1c Elect Director David Chang For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
ALNYLAM PHARMACEUTICALS, INC.
Ticker: ALNY Security ID: 02043Q107
Meeting Date: APR 25, 2019 Meeting Type: Annual
Record Date: MAR 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Margaret A. Hamburg For For Management
1b Elect Director Steven M. Paul For For Management
1c Elect Director Colleen F. Reitan For For Management
1d Elect Director Amy W. Schulman For For Management
2 Provide Right to Call Special Meeting For For Management
3 Increase Authorized Common Stock For For Management
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
AMARIN CORPORATION PLC
Ticker: AMRN Security ID: 023111206
Meeting Date: MAY 20, 2019 Meeting Type: Annual
Record Date: APR 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jan van Heek For For Management
2 Elect Director Kristine Peterson For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Ernst & Young LLP as Auditor For For Management
and Authorize Board to Fix Their
Remuneration
5 Authorize Issue of Equity For For Management
6 Authorize Issue of Equity without For For Management
Pre-emptive Rights
--------------------------------------------------------------------------------
AMEDISYS, INC.
Ticker: AMED Security ID: 023436108
Meeting Date: JUN 07, 2019 Meeting Type: Annual
Record Date: APR 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Julie D. Klapstein For For Management
1B Elect Director Paul B. Kusserow For For Management
1C Elect Director Richard A. Lechleiter For For Management
1D Elect Director Jake L. Netterville For For Management
1E Elect Director Bruce D. Perkins For For Management
1F Elect Director Jeffrey A. Rideout For For Management
1G Elect Director Donald A. Washburn For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMGEN, INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 21, 2019 Meeting Type: Annual
Record Date: MAR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wanda M. Austin For For Management
1.2 Elect Director Robert A. Bradway For For Management
1.3 Elect Director Brian J. Druker For For Management
1.4 Elect Director Robert A. Eckert For For Management
1.5 Elect Director Greg C. Garland For For Management
1.6 Elect Director Fred Hassan For Against Management
1.7 Elect Director Rebecca M. Henderson For For Management
1.8 Elect Director Charles M. Holley, Jr. For For Management
1.9 Elect Director Tyler Jacks For For Management
1.10 Elect Director Ellen J. Kullman For For Management
1.11 Elect Director Ronald D. Sugar For For Management
1.12 Elect Director R. Sanders Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMNEAL PHARMACEUTICALS, INC.
Ticker: AMRX Security ID: 03168L105
Meeting Date: MAY 06, 2019 Meeting Type: Annual
Record Date: MAR 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Emily Peterson Alva For For Management
1b Elect Director Paul Bisaro For For Management
1c Elect Director J. Kevin Buchi For For Management
1d Elect Director Robert L. Burr For For Management
1e Elect Director Jean Selden Greene For For Management
1f Elect Director Ted Nark For For Management
1g Elect Director Chintu Patel For For Management
1h Elect Director Chirag Patel For For Management
1i Elect Director Gautam Patel For For Management
1j Elect Director Dharmendra Rama For For Management
1k Elect Director Robert A. Stewart For For Management
1l Elect Director Peter R. Terreri For For Management
1m Elect Director Janet S. Vergis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ANAPTYSBIO, INC.
Ticker: ANAB Security ID: 032724106
Meeting Date: JUN 11, 2019 Meeting Type: Annual
Record Date: APR 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hamza Suria For For Management
1.2 Elect Director J. Anthony Ware For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ANTHEM, INC.
Ticker: ANTM Security ID: 036752103
Meeting Date: MAY 15, 2019 Meeting Type: Annual
Record Date: MAR 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bahija Jallal For For Management
1.2 Elect Director Elizabeth E. Tallett For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Declassify the Board of Directors None For Shareholder
--------------------------------------------------------------------------------
APELLIS PHARMACEUTICALS, INC.
Ticker: APLS Security ID: 03753U106
Meeting Date: JUN 18, 2019 Meeting Type: Annual
Record Date: APR 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Sinclair Dunlop For For Management
1.2 Elect Director Alec Machiels For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ARGENX SE
Ticker: ARGX Security ID: 04016X101
Meeting Date: MAY 07, 2019 Meeting Type: Annual
Record Date: APR 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Discuss Remuneration Policy None None Management
4.a Discuss Annual Report for FY 2018 None None Management
4.b Adopt Financial Statements and For For Management
Statutory Reports
4.c Discussion on Company's Corporate None None Management
Governance Structure
4.d Approve Allocation of Losses to the For For Management
Retained Earnings of the Company
4.e Approve Discharge of the Board of For For Management
Directors
5 Reelect Donald deBethizy as For For Management
Non-Executive Director
6 Approve Amended Argenx Stock Option For Against Management
Plan
7 Approve Stock Option Grants Re: Argenx For Against Management
Amended Stock Option Plan
8 Grant Board Authority to Issue Shares For For Management
up to 20 Percent of Issued Capital
9 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
10 Ratify Deloitte as Auditors For For Management
11 Other Business (Non-Voting) None None Management
12 Close Meeting None None Management
--------------------------------------------------------------------------------
ARRAY BIOPHARMA, INC.
Ticker: ARRY Security ID: 04269X105
Meeting Date: OCT 25, 2018 Meeting Type: Annual
Record Date: AUG 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles M. Baum For For Management
1b Elect Director Gwen A. Fyfe For For Management
2 Increase Authorized Common Stock For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ASCENDIS PHARMA A/S
Ticker: ASND Security ID: 04351P101
Meeting Date: NOV 02, 2018 Meeting Type: Special
Record Date: OCT 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Elect Lars Holtug as New Director For For Management
3 Authorize Editorial Changes to Adopted For For Management
Resolutions in Connection with
Registration with Danish Authorities
--------------------------------------------------------------------------------
ASCENDIS PHARMA A/S
Ticker: ASND Security ID: 04351P101
Meeting Date: MAY 29, 2019 Meeting Type: Annual
Record Date: APR 24, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Report on Company's Activities Past For For Management
Year
3 Accept Financial Statements and For For Management
Statutory Reports; Approve Discharge
of Management and Board
4 Approve Treatment of Net Loss For For Management
5a Reelect James I. Healy as Director For For Management
(Class I)
5b Reelect Jan Moller Mikkelsen as For For Management
Director (Class I)
5c Reelect Lisa Morrison as Director For For Management
(Class I)
5d Reelect Michael Wolff Jensen as For For Management
Director (Class I)
6 Ratify Deloitte as Auditors For For Management
7A Approve Creation of DKK 9 Million Pool For For Management
of Capital with Preemptive Rights
7B Approve Creation of DKK 9 Million Pool For Against Management
of Capital without Preemptive Rights
7C Approve Issuance of Convertible Bonds For Against Management
without Preemptive Rights; Approve
Creation of DKK 9 Million Pool of
Capital to Guarantee Conversion Rights
--------------------------------------------------------------------------------
ASTRAZENECA PLC
Ticker: AZN Security ID: 046353108
Meeting Date: APR 26, 2019 Meeting Type: Annual
Record Date: MAR 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends For For Management
3 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5a Re-elect Leif Johansson as Director For For Management
5b Re-elect Pascal Soriot as Director For For Management
5c Re-elect Marc Dunoyer as Director For For Management
5d Re-elect Genevieve Berger as Director For For Management
5e Re-elect Philip Broadley as Director For For Management
5f Re-elect Graham Chipchase as Director For For Management
5g Re-elect Deborah DiSanzo as Director For For Management
5h Re-elect Sheri McCoy as Director For For Management
5i Elect Tony Mok as Director For For Management
5j Re-elect Nazneen Rahman as Director For For Management
5k Re-elect Marcus Wallenberg as Director For For Management
6 Approve Remuneration Report For For Management
7 Authorise EU Political Donations and For For Management
Expenditure
8 Authorise Issue of Equity For For Management
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
11 Authorise Market Purchase of Ordinary For For Management
Shares
12 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
ATARA BIOTHERAPEUTICS, INC.
Ticker: ATRA Security ID: 046513107
Meeting Date: JUN 27, 2019 Meeting Type: Annual
Record Date: APR 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew K. Fust For For Management
1.2 Elect Director Roy Baynes For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche, LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ATRICURE, INC.
Ticker: ATRC Security ID: 04963C209
Meeting Date: MAY 22, 2019 Meeting Type: Annual
Record Date: MAR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael H. Carrel For For Management
1b Elect Director Mark A. Collar For For Management
1c Elect Director Scott W. Drake For For Management
1d Elect Director Regina E. Groves For For Management
1e Elect Director B. Kristine Johnson For For Management
1f Elect Director Mark R. Lanning For For Management
1g Elect Director Sven A. Wehrwein For For Management
1h Elect Director Robert S. White For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AUDENTES THERAPEUTICS, INC.
Ticker: BOLD Security ID: 05070R104
Meeting Date: JUN 07, 2019 Meeting Type: Annual
Record Date: APR 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott Morrison For For Management
1.2 Elect Director Matthew R. Patterson For For Management
1.3 Elect Director Julie Anne Smith For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AUTOLUS THERAPEUTICS PLC
Ticker: AUTL Security ID: 05280R100
Meeting Date: MAR 28, 2019 Meeting Type: Annual
Record Date: FEB 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Appoint Ernst & Young LLP and For For Management
Authorise Their Remuneration
5 Elect Joe Anderson as Director For For Management
6 Elect Martin Murphy as Director For For Management
--------------------------------------------------------------------------------
AVROBIO, INC.
Ticker: AVRO Security ID: 05455M100
Meeting Date: JUN 11, 2019 Meeting Type: Annual
Record Date: APR 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher Paige For For Management
1b Elect Director Philip J. Vickers For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
BAYER AG
Ticker: BAYN Security ID: D0712D163
Meeting Date: APR 26, 2019 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of EUR 2.80
per Share for Fiscal 2018
2 Approve Discharge of Management Board For Against Management
for Fiscal 2018
3 Approve Discharge of Supervisory Board For Against Management
for Fiscal 2018
4 Elect Simone Bagel-Trah to the For Against Management
Supervisory Board
5.1 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
5.2 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
6 Ratify Deloitte GmbH as Auditors for For For Management
Fiscal 2019
--------------------------------------------------------------------------------
BECTON, DICKINSON & CO.
Ticker: BDX Security ID: 075887109
Meeting Date: JAN 22, 2019 Meeting Type: Annual
Record Date: DEC 07, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine M. Burzik For For Management
1.2 Elect Director R. Andrew Eckert For For Management
1.3 Elect Director Vincent A. Forlenza For For Management
1.4 Elect Director Claire M. Fraser For For Management
1.5 Elect Director Jeffrey W. Henderson For For Management
1.6 Elect Director Christopher Jones For For Management
1.7 Elect Director Marshall O. Larsen For For Management
1.8 Elect Director David F. Melcher For For Management
1.9 Elect Director Claire Pomeroy For For Management
1.10 Elect Director Rebecca W. Rimel For For Management
1.11 Elect Director Timothy M. Ring For For Management
1.12 Elect Director Bertram L. Scott For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote For For Management
Requirement
--------------------------------------------------------------------------------
BEIGENE LTD.
Ticker: 6160 Security ID: 07725L102
Meeting Date: DEC 07, 2018 Meeting Type: Special
Record Date: OCT 25, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Official Chinese Company Name For For Management
2 Amend Articles of Association of the For For Management
Company
3 Authorize the Board of Directors to For For Management
Issue, Allot, or Deal with Unissued
Ordinary Shares and/or American
Depositary Shares
4 Approve the Connected Person Placing For For Management
Authorization
5 Amend Omnibus Stock Plan For Against Management
6 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
BEIGENE LTD.
Ticker: 6160 Security ID: 07725L102
Meeting Date: JUN 05, 2019 Meeting Type: Annual
Record Date: APR 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ranjeev Krishana For For Management
2 Elect Director Xiaodong Wang For Against Management
3 Elect Director Qingqing Yi For For Management
4 Elect Director Jing-Shyh (Sam) Su For For Management
5 Ratify Ernst & Young Hua Ming LLP and For For Management
Ernst & Young as Auditors
6 Authorize the Board of Directors to For For Management
Issue, Allot, or Deal with Unissued
Ordinary Shares and/or American
Depositary Shares
7 Approve Connected Person Placing For For Management
Authorization
8 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BIOGEN INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 19, 2019 Meeting Type: Annual
Record Date: APR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John R. Chiminski None None Management
*Withdrawn Resolution*
1b Elect Director Alexander J. Denner For For Management
1c Elect Director Caroline D. Dorsa For For Management
1d Elect Director William A. Hawkins For For Management
1e Elect Director Nancy L. Leaming For For Management
1f Elect Director Jesus B. Mantas For For Management
1g Elect Director Richard C. Mulligan For For Management
1h Elect Director Robert W. Pangia For For Management
1i Elect Director Stelios Papadopoulos For For Management
1j Elect Director Brian S. Posner For For Management
1k Elect Director Eric K. Rowinsky For For Management
1l Elect Director Lynn Schenk For For Management
1m Elect Director Stephen A. Sherwin For For Management
1n Elect Director Michel Vounatsos For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BIOMARIN PHARMACEUTICAL INC.
Ticker: BMRN Security ID: 09061G101
Meeting Date: JUN 04, 2019 Meeting Type: Annual
Record Date: APR 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean-Jacques Bienaime For For Management
1.2 Elect Director Willard Dere For For Management
1.3 Elect Director Michael Grey For For Management
1.4 Elect Director Elaine J. Heron For For Management
1.5 Elect Director Robert J. Hombach For For Management
1.6 Elect Director V. Bryan Lawlis For For Management
1.7 Elect Director Alan J. Lewis For For Management
1.8 Elect Director Richard A. Meier For For Management
1.9 Elect Director David E.I. Pyott For For Management
1.10 Elect Director Dennis J. Slamon For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
BLUEBIRD BIO, INC.
Ticker: BLUE Security ID: 09609G100
Meeting Date: JUN 06, 2019 Meeting Type: Annual
Record Date: APR 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wendy L. Dixon For For Management
1b Elect Director David P. Schenkein For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BLUEPRINT MEDICINES CORPORATION
Ticker: BPMC Security ID: 09627Y109
Meeting Date: JUN 18, 2019 Meeting Type: Annual
Record Date: APR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey W. Albers For For Management
1.2 Elect Director Mark Goldberg For For Management
1.3 Elect Director Nicholas Lydon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: APR 12, 2019 Meeting Type: Proxy Contest
Record Date: MAR 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy None
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For Against Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Proxy Card) None
1 Issue Shares in Connection with Merger Against Did Not Vote Management
2 Adjourn Meeting Against Did Not Vote Management
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 29, 2019 Meeting Type: Annual
Record Date: APR 30, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Peter J. Arduini For For Management
1B Elect Director Robert J. Bertolini For For Management
1C Elect Director Giovanni Caforio For For Management
1D Elect Director Matthew W. Emmens For For Management
1E Elect Director Michael Grobstein For For Management
1F Elect Director Alan J. Lacy For For Management
1G Elect Director Dinesh C. Paliwal For For Management
1H Elect Director Theodore R. Samuels For For Management
1I Elect Director Vicki L. Sato For For Management
1J Elect Director Gerald L. Storch For For Management
1K Elect Director Karen H. Vousden For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
BRUKER CORPORATION
Ticker: BRKR Security ID: 116794108
Meeting Date: MAY 20, 2019 Meeting Type: Annual
Record Date: MAR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank H. Laukien For For Management
1.2 Elect Director John Ornell For For Management
1.3 Elect Director Richard A. Packer For For Management
1.4 Elect Director Robert Rosenthal For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CARA THERAPEUTICS, INC.
Ticker: CARA Security ID: 140755109
Meeting Date: JUN 04, 2019 Meeting Type: Annual
Record Date: APR 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey L. Ives For Withhold Management
1.2 Elect Director Christopher Posner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CAREDX, INC.
Ticker: CDNA Security ID: 14167L103
Meeting Date: JUN 17, 2019 Meeting Type: Annual
Record Date: APR 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred E. Cohen For For Management
1.2 Elect Director William A. Hagstrom For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
CELGENE CORPORATION
Ticker: CELG Security ID: 151020104
Meeting Date: APR 12, 2019 Meeting Type: Special
Record Date: MAR 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For Against Management
3 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
CENTENE CORP.
Ticker: CNC Security ID: 15135B101
Meeting Date: JAN 28, 2019 Meeting Type: Special
Record Date: DEC 24, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
CENTENE CORPORATION
Ticker: CNC Security ID: 15135B101
Meeting Date: APR 23, 2019 Meeting Type: Annual
Record Date: FEB 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Orlando Ayala For For Management
1B Elect Director John R. Roberts For For Management
1C Elect Director Tommy G. Thompson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
CENTENE CORPORATION
Ticker: CNC Security ID: 15135B101
Meeting Date: JUN 24, 2019 Meeting Type: Special
Record Date: MAY 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
CHIMERIX, INC.
Ticker: CMRX Security ID: 16934W106
Meeting Date: JUN 20, 2019 Meeting Type: Annual
Record Date: APR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick Machado For For Management
1.2 Elect Director Fred A. Middleton For For Management
1.3 Elect Director Catherine L. Gilliss For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CHUGAI PHARMACEUTICAL CO., LTD.
Ticker: 4519 Security ID: J06930101
Meeting Date: MAR 28, 2019 Meeting Type: Annual
Record Date: DEC 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 55
2.1 Elect Director Oku, Masayuki For For Management
2.2 Elect Director Ichimaru, Yoichiro For For Management
2.3 Elect Director Christoph Franz For For Management
2.4 Elect Director William N. Anderson For For Management
2.5 Elect Director James H. Sabry For For Management
3.1 Appoint Statutory Auditor Sato, Atsushi For For Management
3.2 Appoint Statutory Auditor Maeda, Yuko For For Management
--------------------------------------------------------------------------------
CIGNA CORP.
Ticker: CI Security ID: 125509109
Meeting Date: AUG 24, 2018 Meeting Type: Special
Record Date: JUL 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
CIGNA CORPORATION
Ticker: CI Security ID: 125523100
Meeting Date: APR 24, 2019 Meeting Type: Annual
Record Date: FEB 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Cordani For For Management
1.2 Elect Director William J. DeLaney For For Management
1.3 Elect Director Eric J. Foss For For Management
1.4 Elect Director Elder Granger For For Management
1.5 Elect Director Isaiah Harris, Jr. For For Management
1.6 Elect Director Roman Martinez, IV For For Management
1.7 Elect Director Kathleen M. Mazzarella For For Management
1.8 Elect Director Mark B. McClellan For For Management
1.9 Elect Director John M. Partridge For For Management
1.10 Elect Director William L. Roper For For Management
1.11 Elect Director Eric C. Wiseman For For Management
1.12 Elect Director Donna F. Zarcone For For Management
1.13 Elect Director William D. Zollars For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Report on Cyber Risk *Withdrawn None None Shareholder
Resolution*
6 Report on Gender Pay Gap Against Against Shareholder
--------------------------------------------------------------------------------
CORVUS PHARMACEUTICALS, INC.
Ticker: CRVS Security ID: 221015100
Meeting Date: JUN 20, 2019 Meeting Type: Annual
Record Date: APR 24, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ian T. Clark For Withhold Management
1.2 Elect Director Elisha P. 'Terry" For For Management
Gould, III
1.3 Elect Director Peter A. Thompson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CRISPR THERAPEUTICS AG
Ticker: CRSP Security ID: H17182108
Meeting Date: JUN 11, 2019 Meeting Type: Annual
Record Date: APR 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Treatment of Net Loss For For Management
3 Approve Discharge of Board and Senior For For Management
Management
4a Reelect Rodger Novak as Director and For For Management
Board Chairman
4b Reelect Director Samarth Kulkarni For For Management
4c Reelect Director Ali Behbahani For For Management
4d Reelect Director Bradley Bolzon For For Management
4e Reelect Director Pablo Cagnoni For For Management
4f Reelect Director Simeon J. George For For Management
4g Elect Director John T. Greene For For Management
4h Elect Director Katherine A. High For For Management
5a Appoint Simeon J. George as Member of For For Management
the Compensation Committee
5b Appoint Pablo Cagnoni as Member of the For For Management
Compensation Committee
5c Appoint John T. Greene as Member of For For Management
the Compensation Committee
6a Approve Remuneration of Directors in For For Management
the Amount of USD 350,000
6b Approve Remuneration of Directors in For Against Management
the Amount of USD 5,950,000
6c Approve Remuneration of Executive For For Management
Committee in the Amount of USD
3,050,000
6d Approve Remuneration of Executive For For Management
Committee in the Amount of USD
1,950,000
6e Approve Remuneration of Executive For For Management
Committee in the Amount of USD
48,150,000
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
9 Amend Pool of Conditional Capital for For Against Management
Employee Benefit Plans
10 Amend Omnibus Stock Plan For Against Management
11 Approve 26,134,003 Authorized Capital For Against Management
Increase
12 Amend Votes Per Share of Existing Stock For Against Management
13 Amend Votes Per Share of Existing Stock For Against Management
14 Amend Articles Re: Article 17 For Against Management
15 Amend Articles Re: Article 41 For Against Management
16 Designate Marius Meier as Independent For For Management
Proxy
17 Ratify Ernst & Young LLP as Auditor For For Management
and Ernst & Young AG as Statutory
Auditor
--------------------------------------------------------------------------------
CYTOMX THERAPEUTICS, INC.
Ticker: CTMX Security ID: 23284F105
Meeting Date: JUN 19, 2019 Meeting Type: Annual
Record Date: APR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sean A. McCarthy For For Management
1b Elect Director John Scarlett For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
DAIICHI SANKYO CO., LTD.
Ticker: 4568 Security ID: J11257102
Meeting Date: JUN 17, 2019 Meeting Type: Annual
Record Date: MAR 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, With a For For Management
Final Dividend of JPY 35
2.1 Elect Director Nakayama, Joji For For Management
2.2 Elect Director Manabe, Sunao For For Management
2.3 Elect Director Sai, Toshiaki For For Management
2.4 Elect Director Tojo, Toshiaki For For Management
2.5 Elect Director Uji, Noritaka For For Management
2.6 Elect Director Fukui, Tsuguya For For Management
2.7 Elect Director Kimura, Satoru For For Management
2.8 Elect Director Kama, Kazuaki For For Management
2.9 Elect Director Nohara, Sawako For For Management
3.1 Appoint Statutory Auditor Watanabe, For For Management
Ryoichi
3.2 Appoint Statutory Auditor Sato, Kenji For For Management
4 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
DANAHER CORPORATION
Ticker: DHR Security ID: 235851102
Meeting Date: MAY 07, 2019 Meeting Type: Annual
Record Date: MAR 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald J. Ehrlich For For Management
1.2 Elect Director Linda Hefner Filler For For Management
1.3 Elect Director Thomas P. Joyce, Jr. For For Management
1.4 Elect Director Teri List-Stoll For For Management
1.5 Elect Director Walter G. Lohr, Jr. For For Management
1.6 Elect Director Mitchell P. Rales For For Management
1.7 Elect Director Steven M. Rales For For Management
1.8 Elect Director John T. Schwieters For For Management
1.9 Elect Director Alan G. Spoon For For Management
1.10 Elect Director Raymond C. Stevens For For Management
1.11 Elect Director Elias A. Zerhouni For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
DAVITA INC.
Ticker: DVA Security ID: 23918K108
Meeting Date: JUN 17, 2019 Meeting Type: Annual
Record Date: APR 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pamela M. Arway For For Management
1b Elect Director Charles G. Berg For For Management
1c Elect Director Barbara J. Desoer For For Management
1d Elect Director Pascal Desroches For For Management
1e Elect Director Paul J. Diaz For For Management
1f Elect Director Peter T. Grauer For For Management
1g Elect Director John M. Nehra For For Management
1h Elect Director Javier J. Rodriguez For For Management
1i Elect Director William L. Roper For For Management
1j Elect Director Kent J. Thiry For For Management
1k Elect Director Phyllis R. Yale For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DENALI THERAPEUTICS INC.
Ticker: DNLI Security ID: 24823R105
Meeting Date: MAY 30, 2019 Meeting Type: Annual
Record Date: APR 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Klein For For Management
1.2 Elect Director Robert Nelsen For For Management
1.3 Elect Director Vicki Sato For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
DEXCOM, INC.
Ticker: DXCM Security ID: 252131107
Meeting Date: MAY 30, 2019 Meeting Type: Annual
Record Date: APR 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven R. Altman For For Management
1b Elect Director Barbara E. Kahn For For Management
1c Elect Director Jay S. Skyler For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DICERNA PHARMACEUTICALS, INC.
Ticker: DRNA Security ID: 253031108
Meeting Date: JUN 20, 2019 Meeting Type: Annual
Record Date: APR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Douglas M. Fambrough, For For Management
III
1B Elect Director J. Kevin Buchi For For Management
1C Elect Director Martin Freed For For Management
1D Elect Director Stephen J. Hoffman For For Management
1E Elect Director Peter Kolchinsky For For Management
1F Elect Director Adam M. Koppel For For Management
1G Elect Director Dennis H. Langer For Against Management
1H Elect Director Cynthia Smith For For Management
1I Elect Director Marc Kozin For For Management
1J Elect Director Anna Protopapas For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EDITAS MEDICINE, INC.
Ticker: EDIT Security ID: 28106W103
Meeting Date: JUN 12, 2019 Meeting Type: Annual
Record Date: APR 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jessica Hopfield For For Management
1.2 Elect Director David T. Scadden For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
EISAI CO., LTD.
Ticker: 4523 Security ID: J12852117
Meeting Date: JUN 20, 2019 Meeting Type: Annual
Record Date: MAR 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Naito, Haruo For Against Management
1.2 Elect Director Kato, Yasuhiko For For Management
1.3 Elect Director Kanai, Hirokazu For For Management
1.4 Elect Director Kakizaki, Tamaki For For Management
1.5 Elect Director Tsunoda, Daiken For For Management
1.6 Elect Director Bruce Aronson For For Management
1.7 Elect Director Tsuchiya, Yutaka For For Management
1.8 Elect Director Kaihori, Shuzo For For Management
1.9 Elect Director Murata, Ryuichi For For Management
1.10 Elect Director Uchiyama, Hideyo For For Management
1.11 Elect Director Hayashi, Hideki For For Management
--------------------------------------------------------------------------------
ELANCO ANIMAL HEALTH INCORPORATED
Ticker: ELAN Security ID: 28414H103
Meeting Date: MAY 08, 2019 Meeting Type: Annual
Record Date: MAR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kapila Kapur Anand For For Management
1b Elect Director John "J.P." P. Bilbrey For For Management
1c Elect Director R. David Hoover For For Management
1d Elect Director Lawrence E. Kurzius For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 06, 2019 Meeting Type: Annual
Record Date: FEB 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ralph Alvarez For For Management
1b Elect Director Carolyn R. Bertozzi For For Management
1c Elect Director Juan R. Luciano For For Management
1d Elect Director Kathi P. Seifert For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
4 Declassify the Board of Directors For For Management
5 Eliminate Supermajority Vote For For Management
Requirement
6 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
ENANTA PHARMACEUTICALS, INC.
Ticker: ENTA Security ID: 29251M106
Meeting Date: FEB 28, 2019 Meeting Type: Annual
Record Date: JAN 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen Buckley, Jr. For For Management
1.2 Elect Director Lesley Russell For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ENDOCYTE, INC.
Ticker: ECYT Security ID: 29269A102
Meeting Date: DEC 20, 2018 Meeting Type: Special
Record Date: NOV 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
EPIZYME, INC.
Ticker: EPZM Security ID: 29428V104
Meeting Date: MAY 31, 2019 Meeting Type: Annual
Record Date: APR 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael F. Giordano For For Management
1.2 Elect Director David M. Mott For For Management
1.3 Elect Director Richard F. Pops For Withhold Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
EXACT SCIENCES CORPORATION
Ticker: EXAS Security ID: 30063P105
Meeting Date: JUL 26, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas D. Carey For Withhold Management
1.2 Elect Director Daniel J. Levangie For Withhold Management
1.3 Elect Director Michael S. Wyzga For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXELIXIS, INC.
Ticker: EXEL Security ID: 30161Q104
Meeting Date: MAY 22, 2019 Meeting Type: Annual
Record Date: MAR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl B. Feldbaum For For Management
1.2 Elect Director Maria C. Freire For For Management
1.3 Elect Director Alan M. Garber For For Management
1.4 Elect Director Vincent T. Marchesi For For Management
1.5 Elect Director Julie Anne Smith For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Declassify the Board of Directors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING CO.
Ticker: ESRX Security ID: 30219G108
Meeting Date: AUG 24, 2018 Meeting Type: Special
Record Date: JUL 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For Against Management
3 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
FATE THERAPEUTICS, INC.
Ticker: FATE Security ID: 31189P102
Meeting Date: MAY 03, 2019 Meeting Type: Annual
Record Date: MAR 06, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy P. Coughlin For For Management
1.2 Elect Director J. Scott Wolchko For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FIBROGEN, INC.
Ticker: FGEN Security ID: 31572Q808
Meeting Date: JUN 05, 2019 Meeting Type: Annual
Record Date: APR 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey L. Edwards For For Management
1b Elect Director Rory B. Riggs For For Management
1c Elect Director Roberto Pedro Rosenkranz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FIVE PRIME THERAPEUTICS, INC.
Ticker: FPRX Security ID: 33830X104
Meeting Date: JUN 07, 2019 Meeting Type: Annual
Record Date: APR 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Franklin M. Berger For Withhold Management
1b Elect Director William Ringo For For Management
1c Elect Director Lewis T. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Stock Option Exchange Program For Against Management
--------------------------------------------------------------------------------
FORTY SEVEN, INC.
Ticker: FTSV Security ID: 34983P104
Meeting Date: JUN 12, 2019 Meeting Type: Annual
Record Date: APR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dennis J. Henner For For Management
1b Elect Director Ravindra Majeti For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
G1 THERAPEUTICS, INC.
Ticker: GTHX Security ID: 3621LQ109
Meeting Date: JUN 12, 2019 Meeting Type: Annual
Record Date: APR 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Seth A. Rudnick For For Management
1.2 Elect Director Fredric N. Eshelman For For Management
1.3 Elect Director Andrew Witty For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GALAPAGOS NV
Ticker: GLPG Security ID: B44170106
Meeting Date: APR 30, 2019 Meeting Type: Annual
Record Date: APR 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' and Auditors' None None Management
Reports (Non-Voting)
2 Approve Financial Statements and For For Management
Allocation of Income
3 Receive Auditors' Reports (Non-Voting) None None Management
4 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
5 Approve Remuneration Report For Against Management
6 Approve Discharge of Directors and For For Management
Auditor
7 Approve Auditors' Remuneration For For Management
8 Elect Peter Guenter as Independent For For Management
Director
9 Approve Remuneration of Directors For For Management
10 Approve Galapagos Warrant Plan 2019 For Against Management
11 Approve Change-of-Control Clause For For Management
12 Transact Other Business None None Management
--------------------------------------------------------------------------------
GENMARK DIAGNOSTICS, INC.
Ticker: GNMK Security ID: 372309104
Meeting Date: MAY 31, 2019 Meeting Type: Annual
Record Date: APR 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lisa M. Giles For For Management
1.2 Elect Director Michael S. Kagnoff For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 08, 2019 Meeting Type: Annual
Record Date: MAR 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jacqueline K. Barton For For Management
1b Elect Director John F. Cogan For For Management
1c Elect Director Kelly A. Kramer For For Management
1d Elect Director Kevin E. Lofton For For Management
1e Elect Director Harish Manwani For For Management
1f Elect Director Daniel P. O'Day For For Management
1g Elect Director Richard J. Whitley For For Management
1h Elect Director Gayle E. Wilson For For Management
1i Elect Director Per Wold-Olsen For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Provide Right to Act by Written Consent For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Corporate Tax Savings Against Against Shareholder
Allocation
--------------------------------------------------------------------------------
GLOBAL BLOOD THERAPEUTICS, INC.
Ticker: GBT Security ID: 37890U108
Meeting Date: JUN 18, 2019 Meeting Type: Annual
Record Date: APR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ted W. Love For For Management
1.2 Elect Director Glenn F. Pierce For For Management
1.3 Elect Director Dawn Svoronos For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
GLYCOMIMETICS, INC.
Ticker: GLYC Security ID: 38000Q102
Meeting Date: MAY 17, 2019 Meeting Type: Annual
Record Date: MAR 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott Jackson For For Management
1.2 Elect Director Scott Koenig For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
GUARDANT HEALTH, INC.
Ticker: GH Security ID: 40131M109
Meeting Date: JUN 18, 2019 Meeting Type: Annual
Record Date: APR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Aaref Hilaly For For Management
1B Elect Director Stanley Meresman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GW PHARMACEUTICALS PLC
Ticker: GWPH Security ID: 36197T103
Meeting Date: JUN 13, 2019 Meeting Type: Annual
Record Date: APR 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect James Noble as Director For For Management
2 Re-elect Thomas Lynch as Director For For Management
3 Approve Remuneration Report For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Approve Remuneration Policy For For Management
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Ratify Deloitte and Touche LLP as For For Management
Auditors
8 Reappoint Deloitte LLP as Auditors For For Management
9 Authorize Audit Committee to Fix For For Management
Remuneration of Auditors
10 Accept Financial Statements and For For Management
Statutory Reports
11 Authorise Issue of Equity For For Management
12 Issue of Equity or Equity-Linked For For Management
Securities without Pre-emptive Rights
--------------------------------------------------------------------------------
HCA HEALTHCARE, INC.
Ticker: HCA Security ID: 40412C101
Meeting Date: APR 26, 2019 Meeting Type: Annual
Record Date: MAR 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas F. Frist, III For For Management
1b Elect Director Samuel N. Hazen For For Management
1c Elect Director Meg G. Crofton For For Management
1d Elect Director Robert J. Dennis For For Management
1e Elect Director Nancy-Ann DeParle For For Management
1f Elect Director William R. Frist For For Management
1g Elect Director Charles O. Holliday, Jr. For For Management
1h Elect Director Geoffrey G. Meyers For For Management
1i Elect Director Michael W. Michelson For For Management
1j Elect Director Wayne J. Riley For For Management
1k Elect Director John W. Rowe For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote For For Management
Requirement
--------------------------------------------------------------------------------
HOLOGIC, INC.
Ticker: HOLX Security ID: 436440101
Meeting Date: MAR 07, 2019 Meeting Type: Annual
Record Date: JAN 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen P. MacMillan For For Management
1.2 Elect Director Sally W. Crawford For For Management
1.3 Elect Director Charles J. Dockendorff For For Management
1.4 Elect Director Scott T. Garrett For For Management
1.5 Elect Director Ludwig N. Hantson For For Management
1.6 Elect Director Namal Nawana For For Management
1.7 Elect Director Christiana Stamoulis For For Management
1.8 Elect Director Amy M. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HOMOLOGY MEDICINES, INC.
Ticker: FIXX Security ID: 438083107
Meeting Date: JUN 06, 2019 Meeting Type: Annual
Record Date: APR 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Cameron Wheeler For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HTG MOLECULAR DIAGNOSTICS, INC.
Ticker: HTGM Security ID: 40434H104
Meeting Date: AUG 15, 2018 Meeting Type: Annual
Record Date: JUN 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michelle R. Griffin For For Management
1.2 Elect Director Ann F. Hanham For For Management
1.3 Elect Director Timothy (TJ) B. Johnson For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 18, 2019 Meeting Type: Annual
Record Date: FEB 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kurt J. Hilzinger For For Management
1b Elect Director Frank J. Bisignano For For Management
1c Elect Director Bruce D. Broussard For For Management
1d Elect Director Frank A. D'Amelio For For Management
1e Elect Director Karen B. DeSalvo For For Management
1f Elect Director W. Roy Dunbar For For Management
1g Elect Director David A. Jones, Jr. For For Management
1h Elect Director William J. McDonald For For Management
1i Elect Director James J. O'Brien For For Management
1j Elect Director Marissa T. Peterson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ICU MEDICAL, INC.
Ticker: ICUI Security ID: 44930G107
Meeting Date: MAY 15, 2019 Meeting Type: Annual
Record Date: MAR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vivek Jain For For Management
1.2 Elect Director George A. Lopez For For Management
1.3 Elect Director Robert S. Swinney For For Management
1.4 Elect Director David C. Greenberg For For Management
1.5 Elect Director Elisha W. Finney For For Management
1.6 Elect Director David F. Hoffmeister For For Management
1.7 Elect Director Donald M. Abbey For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ILLUMINA, INC.
Ticker: ILMN Security ID: 452327109
Meeting Date: MAY 29, 2019 Meeting Type: Annual
Record Date: APR 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Frances Arnold For For Management
1B Elect Director Francis A. deSouza For For Management
1C Elect Director Susan E. Siegel For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
IMMUNOGEN, INC.
Ticker: IMGN Security ID: 45253H101
Meeting Date: JUN 20, 2019 Meeting Type: Annual
Record Date: APR 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director Stephen C. McCluski For For Management
2.2 Elect Director Richard J. Wallace For For Management
2.3 Elect Director Mark Goldberg For For Management
2.4 Elect Director Dean J. Mitchell For For Management
2.5 Elect Director Kristine Peterson For For Management
2.6 Elect Director Mark J. Enyedy For For Management
2.7 Elect Director Stuart A. Arbuckle For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
IMMUNOMEDICS, INC.
Ticker: IMMU Security ID: 452907108
Meeting Date: JUN 07, 2019 Meeting Type: Annual
Record Date: APR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Election Director Behzad Aghazadeh For For Management
1.2 Election Director Charles M. Baum For For Management
1.3 Election Director Scott Canute For For Management
1.4 Election Director Barbara G. Duncan For For Management
1.5 Election Director Peter Barton Hutt For Against Management
1.6 Election Director Khalid Islam For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
INCYTE CORPORATION
Ticker: INCY Security ID: 45337C102
Meeting Date: APR 26, 2019 Meeting Type: Annual
Record Date: MAR 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julian C. Baker For For Management
1.2 Elect Director Jean-Jacques Bienaime For For Management
1.3 Elect Director Paul A. Brooke For For Management
1.4 Elect Director Paul J. Clancy For For Management
1.5 Elect Director Wendy L. Dixon For For Management
1.6 Elect Director Jacqualyn A. Fouse For For Management
1.7 Elect Director Paul A. Friedman For For Management
1.8 Elect Director Herve Hoppenot For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
INFLARX NV
Ticker: IFRX Security ID: N44821101
Meeting Date: MAY 23, 2019 Meeting Type: Annual
Record Date: APR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Discuss Implementation of Remuneration None None Management
Policy
4 Adopt Financial Statements and For For Management
Statutory Reports
5 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
6 Ratify KPMG Accountants N.V. as For For Management
Auditors
7 Elect Richard Brudnick as For For Management
Non-Executive Director
8 Approve Discharge of Directors For For Management
9 Grant Board Authority to Issue Shares For Against Management
10 Authorize Board to Exclude Preemptive For Against Management
Rights from Share Issuances
11 Authorize Repurchase of Shares For For Management
12 Close Meeting None None Management
--------------------------------------------------------------------------------
INSMED INCORPORATED
Ticker: INSM Security ID: 457669307
Meeting Date: MAY 16, 2019 Meeting Type: Annual
Record Date: MAR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alfred F. Altomari For For Management
1.2 Elect Director Steinar J. Engelsen For For Management
1.3 Elect Director William H. Lewis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
INSPIRE MEDICAL SYSTEMS, INC.
Ticker: INSP Security ID: 457730109
Meeting Date: MAY 02, 2019 Meeting Type: Annual
Record Date: MAR 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy P. Herbert For For Management
1.2 Elect Director Chau Khuong For For Management
1.3 Elect Director Shawn T McCormick For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
INSULET CORPORATION
Ticker: PODD Security ID: 45784P101
Meeting Date: MAY 30, 2019 Meeting Type: Annual
Record Date: APR 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jessica Hopfield For For Management
1.2 Elect Director David Lemoine For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Grant Thornton LLP as Auditor For For Management
--------------------------------------------------------------------------------
INTEGER HOLDINGS CORPORATION
Ticker: ITGR Security ID: 45826H109
Meeting Date: MAY 22, 2019 Meeting Type: Annual
Record Date: APR 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela G. Bailey For For Management
1.2 Elect Director Joseph W. Dziedzic For For Management
1.3 Elect Director James F. Hinrichs For For Management
1.4 Elect Director Jean Hobby For For Management
1.5 Elect Director M. Craig Maxwell For For Management
1.6 Elect Director Filippo Passerini For For Management
1.7 Elect Director Bill R. Sanford For For Management
1.8 Elect Director Peter H. Soderberg For For Management
1.9 Elect Director Donald J. Spence For For Management
1.10 Elect Director William B. Summers, Jr. For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTERCEPT PHARMACEUTICALS, INC.
Ticker: ICPT Security ID: 45845P108
Meeting Date: JUN 20, 2019 Meeting Type: Annual
Record Date: APR 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Paolo Fundaro For For Management
1B Elect Director Mark Pruzanski For For Management
1C Elect Director Srinivas Akkaraju For For Management
1D Elect Director Luca Benatti For For Management
1E Elect Director Daniel Bradbury For For Management
1F Elect Director Keith Gottesdiener For For Management
1G Elect Director Nancy Miller-Rich For For Management
1H Elect Director Gino Santini For For Management
1I Elect Director Glenn Sblendorio For For Management
1J Elect Director Daniel Welch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
INTRA-CELLULAR THERAPIES, INC.
Ticker: ITCI Security ID: 46116X101
Meeting Date: JUN 25, 2019 Meeting Type: Annual
Record Date: APR 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharon Mates For For Management
1.2 Elect Director Rory B. Riggs For For Management
1.3 Elect Director Robert L. Van Nostrand For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC.
Ticker: ISRG Security ID: 46120E602
Meeting Date: APR 25, 2019 Meeting Type: Annual
Record Date: MAR 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Craig H. Barratt For For Management
1b Elect Director Gary S. Guthart For For Management
1c Elect Director Amal M. Johnson For For Management
1d Elect Director Don R. Kania For For Management
1e Elect Director Keith R. Leonard, Jr. For For Management
1f Elect Director Alan J. Levy For For Management
1g Elect Director Jami Dover Nachtsheim For For Management
1h Elect Director Mark J. Rubash For For Management
1i Elect Director Lonnie M. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
5 Adopt Simple Majority Vote Against Against Shareholder
--------------------------------------------------------------------------------
IONIS PHARMACEUTICALS, INC.
Ticker: IONS Security ID: 462222100
Meeting Date: JUN 06, 2019 Meeting Type: Annual
Record Date: APR 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stanley T. Crooke For For Management
1.2 Elect Director Joseph Klein, III For For Management
1.3 Elect Director Joseph Loscalzo For For Management
1.4 Elect Director Michael Hayden For For Management
2 Ratify the Appointment Peter N. Reikes For For Management
as Director
3 Ratify the Appointment Brett Monia as For For Management
Director
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
IOVANCE BIOTHERAPEUTICS, INC.
Ticker: IOVA Security ID: 462260100
Meeting Date: JUN 10, 2019 Meeting Type: Annual
Record Date: APR 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Iain Dukes For For Management
1.2 Elect Director Maria Fardis For For Management
1.3 Elect Director Ryan D. Maynard For For Management
1.4 Elect Director Merrill A. McPeak For For Management
1.5 Elect Director Wayne P. Rothbaum For For Management
1.6 Elect Director Michael Weiser For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Ratify Marcum LLP as Auditors For For Management
--------------------------------------------------------------------------------
IRONWOOD PHARMACEUTICALS, INC.
Ticker: IRWD Security ID: 46333X108
Meeting Date: MAY 30, 2019 Meeting Type: Annual
Record Date: APR 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew Dreyfus For For Management
1.2 Elect Director Julie H. McHugh For For Management
1.3 Elect Director Edward P. Owens For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
JAZZ PHARMACEUTICALS PLC
Ticker: JAZZ Security ID: G50871105
Meeting Date: AUG 02, 2018 Meeting Type: Annual
Record Date: JUN 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter Gray For For Management
1b Elect Director Kenneth W. O'Keefe For For Management
1c Elect Director Elmar Schnee For For Management
1d Elect Director Catherine A. Sohn For For Management
2 Approve KPMG, Dublin as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
KRYSTAL BIOTECH, INC.
Ticker: KRYS Security ID: 501147102
Meeting Date: MAY 30, 2019 Meeting Type: Annual
Record Date: APR 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel S. Janney For For Management
1.2 Elect Director Dino A. Rossi For For Management
2 Ratify Mayer Hoffman McCann P.C as For For Management
Auditors
--------------------------------------------------------------------------------
KYOWA HAKKO KIRIN CO., LTD.
Ticker: 4151 Security ID: J38296117
Meeting Date: MAR 20, 2019 Meeting Type: Annual
Record Date: DEC 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2 Amend Articles to Change Company Name For For Management
- Amend Provisions on Director Titles
- Remove All Provisions on Advisory
Positions
3.1 Elect Director Hanai, Nobuo For For Management
3.2 Elect Director Miyamoto, Masashi For For Management
3.3 Elect Director Osawa, Yutaka For For Management
3.4 Elect Director Mikayama, Toshifumi For For Management
3.5 Elect Director Yokota, Noriya For For Management
3.6 Elect Director Uryu, Kentaro For For Management
3.7 Elect Director Morita, Akira For For Management
3.8 Elect Director Haga, Yuko For For Management
4 Appoint Statutory Auditor Kuwata, Keiji For For Management
5 Approve Deep Discount Stock Option Plan For For Management
6 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
LANTHEUS HOLDINGS, INC.
Ticker: LNTH Security ID: 516544103
Meeting Date: APR 24, 2019 Meeting Type: Annual
Record Date: FEB 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Anne Heino For For Management
1.2 Elect Director Samuel Leno For For Management
1.3 Elect Director Derace Schaffer For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
LONZA GROUP AG
Ticker: LONN Security ID: H50524133
Meeting Date: APR 18, 2019 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Discharge of Board and Senior For For Management
Management
4 Approve Allocation of Income and For For Management
Dividends of CHF 2.75 per Share from
Capital Contribution Reserves
5.1.1 Reelect Patrick Aebischer as Director For For Management
5.1.2 Reelect Werner Bauer as Director For For Management
5.1.3 Reelect Albert Baehny as Director For For Management
5.1.4 Reelect Angelica Kohlmann as Director For For Management
5.1.5 Reelect Christoph Maeder as Director For For Management
5.1.6 Reelect Barbara Richmond as Director For For Management
5.1.7 Reelect Margot Scheltema as Director For For Management
5.1.8 Reelect Juergen Steinemann as Director For For Management
5.1.9 Reelect Olivier Verscheure as Director For For Management
5.2 Reelect Albert Baehny as Board Chairman For For Management
5.3.1 Reappoint Angelica Kohlmann as Member For For Management
of the Nomination and Compensation
Committee
5.3.2 Reappoint Christoph Maeder as Member For For Management
of the Nomination and Compensation
Committee
5.3.3 Reappoint Juergen Steinmann as Member For For Management
of the Nomination and Compensation
Committee
6 Ratify KPMG AG as Auditors For For Management
7 Designate Daniel Pluess as Independent For For Management
Proxy
8 Approve Remuneration of Directors in For For Management
the Amount of CHF 2.9 Million
9.1 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 5 Million
9.2 Approve Variable Short-Term For For Management
Remuneration of Executive Committee in
the Amount of CHF 5.2 Million
9.3 Approve Variable Long-Term For For Management
Remuneration of Executive Committee in
the Amount of CHF 13.4 Million
10 Approve Creation of CHF 7.5 Million For For Management
Pool of Authorized Capital without
Preemptive Rights
11 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
MACROGENICS, INC.
Ticker: MGNX Security ID: 556099109
Meeting Date: MAY 16, 2019 Meeting Type: Annual
Record Date: MAR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paulo Costa For For Management
1.2 Elect Director Karen Ferrante For For Management
1.3 Elect Director Edward Hurwitz For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MADRIGAL PHARMACEUTICALS, INC.
Ticker: MDGL Security ID: 558868105
Meeting Date: JUN 27, 2019 Meeting Type: Annual
Record Date: MAY 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith R. Gollust For For Management
1.2 Elect Director Richard S. Levy For For Management
1.3 Elect Director David Milligan For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 25, 2018 Meeting Type: Annual
Record Date: MAY 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director N. Anthony Coles For For Management
1b Elect Director John H. Hammergren For For Management
1c Elect Director M. Christine Jacobs For For Management
1d Elect Director Donald R. Knauss For For Management
1e Elect Director Marie L. Knowles For For Management
1f Elect Director Bradley E. Lerman For For Management
1g Elect Director Edward A. Mueller For For Management
1h Elect Director Susan R. Salka For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Pro-rata Vesting of Equity Awards Against Against Shareholder
6 Use GAAP for Executive Compensation Against Against Shareholder
Metrics
7 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
MENLO THERAPEUTICS INC.
Ticker: MNLO Security ID: 586858102
Meeting Date: JUN 25, 2019 Meeting Type: Annual
Record Date: APR 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aaron Royston For For Management
1.2 Elect Director Elisabeth Sandoval For For Management
2 Ratify Mayer Hoffman McCann P.C. as For For Management
Auditors
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 28, 2019 Meeting Type: Annual
Record Date: MAR 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Mary Ellen Coe For For Management
1d Elect Director Pamela J. Craig For For Management
1e Elect Director Kenneth C. Frazier For For Management
1f Elect Director Thomas H. Glocer For For Management
1g Elect Director Rochelle B. Lazarus For For Management
1h Elect Director Paul B. Rothman For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Inge G. Thulin For For Management
1k Elect Director Wendell P. Weeks For For Management
1l Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Require Independent Board Chairman Against Against Shareholder
6 Adopt Policy Disclosing Rationale Against Against Shareholder
Behind Approval of Sale of
Compensation Shares by a Senior
Executive During a Buyback
7 Report on Integrating Risks Related to Against Against Shareholder
Drug Pricing into Senior Executive
Compensation
--------------------------------------------------------------------------------
METTLER-TOLEDO INTERNATIONAL INC.
Ticker: MTD Security ID: 592688105
Meeting Date: MAY 09, 2019 Meeting Type: Annual
Record Date: MAR 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert F. Spoerry For For Management
1.2 Elect Director Wah-Hui Chu For For Management
1.3 Elect Director Olivier A. Filliol For For Management
1.4 Elect Director Elisha W. Finney For For Management
1.5 Elect Director Richard Francis For For Management
1.6 Elect Director Marco Gadola For For Management
1.7 Elect Director Michael A. Kelly For For Management
1.8 Elect Director Thomas P. Salice For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MINERVA NEUROSCIENCES, INC.
Ticker: NERV Security ID: 603380106
Meeting Date: MAY 31, 2019 Meeting Type: Annual
Record Date: APR 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Remy Luthringer For For Management
1.2 Elect Director Fouzia Laghrissi-Thode For For Management
1.3 Elect Director Jeryl Hilleman For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MIRATI THERAPEUTICS, INC.
Ticker: MRTX Security ID: 60468T105
Meeting Date: MAY 15, 2019 Meeting Type: Annual
Record Date: MAR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Baum For For Management
1.2 Elect Director Bruce L.A. Carter For For Management
1.3 Elect Director Aaron I. Davis For For Management
1.4 Elect Director Henry J. Fuchs For For Management
1.5 Elect Director Michael Grey For For Management
1.6 Elect Director Faheem Hasnain For For Management
1.7 Elect Director Craig Johnson For For Management
1.8 Elect Director Maya Martinez-Davis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
MODERNA, INC.
Ticker: MRNA Security ID: 60770K107
Meeting Date: JUN 27, 2019 Meeting Type: Annual
Record Date: APR 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Noubar B. Afeyan For Withhold Management
1.2 Elect Director Stephane Bancel For Withhold Management
1.3 Elect Director Peter Barton Hutt For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MOLINA HEALTHCARE, INC.
Ticker: MOH Security ID: 60855R100
Meeting Date: MAY 08, 2019 Meeting Type: Annual
Record Date: MAR 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Barbara L. Brasier For For Management
1B Elect Director Steven J. Orlando For For Management
1C Elect Director Richard C. Zoretic For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
6 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MOMENTA PHARMACEUTICALS, INC.
Ticker: MNTA Security ID: 60877T100
Meeting Date: JAN 30, 2019 Meeting Type: Special
Record Date: DEC 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
MOMENTA PHARMACEUTICALS, INC.
Ticker: MNTA Security ID: 60877T100
Meeting Date: JUN 19, 2019 Meeting Type: Annual
Record Date: APR 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven C. Gilman For For Management
1b Elect Director Thomas P. Koestler For For Management
1c Elect Director Elizabeth Stoner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MYLAN N.V.
Ticker: MYL Security ID: N59465109
Meeting Date: JUN 21, 2019 Meeting Type: Annual
Record Date: MAY 24, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Heather Bresch For Against Management
1B Elect Director Robert J. Cindrich For Against Management
1C Elect Director Robert J. Coury For Against Management
1D Elect Director JoEllen Lyons Dillon For Against Management
1E Elect Director Neil Dimick For Against Management
1F Elect Director Melina Higgins For Against Management
1G Elect Director Harry A. Korman For For Management
1H Elect Director Rajiv Malik For Against Management
1I Elect Director Richard Mark For For Management
1J Elect Director Mark W. Parrish For Against Management
1K Elect Director Pauline van der Meer For For Management
Mohr
1L Elect Director Randall L. (Pete) For Against Management
Vanderveen
1M Elect Director Sjoerd S. Vollebregt For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Adopt Financial Statements and For For Management
Statutory Reports
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Instruction to Deloitte Accountants B. For For Management
V. for the Audit of the Company's
Dutch Statutory Annual Accounts for
Fiscal Year 2019
6 Authorize Share Repurchase Program For For Management
7 Grant Board Authority to Issue Shares For Against Management
Up To 20 Percent of Issued Capital and
Restrict/Exclude Preemptive Rights
8 Discussion Item - Shareholder Proposal None For Shareholder
Relating To the Company's Clawback
Policy
--------------------------------------------------------------------------------
MYOKARDIA, INC.
Ticker: MYOK Security ID: 62857M105
Meeting Date: JUN 13, 2019 Meeting Type: Annual
Record Date: APR 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sunil Agarwal For For Management
1.2 Elect Director Kimberly Popovits For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MYOVANT SCIENCES LTD.
Ticker: MYOV Security ID: G637AM102
Meeting Date: AUG 31, 2018 Meeting Type: Annual
Record Date: JUL 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Mark Altmeyer For For Management
1B Elect Director Terrie Curran For For Management
1C Elect Director Mark Guinan For For Management
1D Elect Director Keith Manchester For Against Management
1E Elect Director Vivek Ramaswamy For For Management
1F Elect Director Kathleen Sebelius For For Management
1G Elect Director Lynn Seely For For Management
2 Approve Ernst & Young LLP Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
NEKTAR THERAPEUTICS
Ticker: NKTR Security ID: 640268108
Meeting Date: JUN 12, 2019 Meeting Type: Annual
Record Date: APR 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director R. Scott Greer For For Management
1b Elect Director Lutz Lingnau For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEUROCRINE BIOSCIENCES, INC.
Ticker: NBIX Security ID: 64125C109
Meeting Date: MAY 22, 2019 Meeting Type: Annual
Record Date: MAR 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard F. Pops For Withhold Management
1.2 Elect Director Stephen A. Sherwin For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NEVRO CORP.
Ticker: NVRO Security ID: 64157F103
Meeting Date: MAY 20, 2019 Meeting Type: Annual
Record Date: APR 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth "Bess" For For Management
Weatherman
1.2 Elect Director Wilfred E. Jaeger For For Management
1.3 Elect Director D. Keith Grossman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Eliminate Supermajority Vote For For Management
Requirement
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: H5820Q150
Meeting Date: FEB 28, 2019 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.85 per Share
4 Approve CHF 11.6 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
5 Authorize Repurchase of up to CHF 10 For For Management
Billion in Issued Share Capital
6 Approve Special Distribution by Way of For For Management
a Dividend in Kind to Effect the
Spin-Off of Alcon Inc.
7.1 Approve Maximum Remuneration of For For Management
Directors in the Amount of CHF 8.2
Million
7.2 Approve Maximum Remuneration of For For Management
Executive Committee in the Amount of
CHF 92 Million
7.3 Approve Remuneration Report For For Management
8.1 Reelect Joerg Reinhardt as Director For For Management
and Board Chairman
8.2 Reelect Nancy Andrews as Director For For Management
8.3 Reelect Ton Buechner as Director For For Management
8.4 Reelect Srikant Datar as Director For For Management
8.5 Reelect Elizabeth Doherty as Director For For Management
8.6 Reelect Ann Fudge as Director For For Management
8.7 Reelect Frans van Houten as Director For For Management
8.8 Reelect Andreas von Planta as Director For For Management
8.9 Reelect Charles Sawyers as Director For For Management
8.10 Reelect Enrico Vanni as Director For For Management
8.11 Reelect William Winters as Director For For Management
8.12 Elect Patrice Bula as Director For For Management
9.1 Reappoint Srikant Datar as Member of For For Management
the Compensation Committee
9.2 Reappoint Ann Fudge as Member of the For For Management
Compensation Committee
9.3 Reappoint Enrico Vanni as Member of For For Management
the Compensation Committee
9.4 Reappoint William Winters as Member of For For Management
the Compensation Committee
9.5 Appoint Patrice Bula as Member of the For For Management
Compensation Committee
10 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
11 Designate Peter Zahn as Independent For For Management
Proxy
12 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
NOVOCURE LIMITED
Ticker: NVCR Security ID: G6674U108
Meeting Date: MAY 22, 2019 Meeting Type: Annual
Record Date: MAR 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Jeryl L. Hilleman For For Management
1B Elect Director Kinyip Gabriel Leung For For Management
2 Ratify Kost Forer Gabbay & Kasierer as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NUVASIVE, INC.
Ticker: NUVA Security ID: 670704105
Meeting Date: MAY 09, 2019 Meeting Type: Annual
Record Date: MAR 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert F. Friel For For Management
1b Elect Director Donald J. Rosenberg For For Management
1c Elect Director Daniel J. Wolterman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ORCHARD THERAPEUTICS PLC
Ticker: ORTX Security ID: 68570P101
Meeting Date: JUN 26, 2019 Meeting Type: Annual
Record Date: JUN 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Elect Hubert Gaspar as Director For For Management
5 Elect Alicia Secor as Director For For Management
6 Appoint PricewaterhouseCoopers LLP as For For Management
Auditors
7 Authorise Board to Fix Remuneration of For For Management
Auditors
8 Authorise Issue of Equity For Against Management
9 Authorise Issue of Equity without For Against Management
Pre-emptive Rights
--------------------------------------------------------------------------------
PENUMBRA, INC.
Ticker: PEN Security ID: 70975L107
Meeting Date: JUN 05, 2019 Meeting Type: Annual
Record Date: APR 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Don Kassing For For Management
1.2 Elect Director Thomas Wilder For For Management
1.3 Elect Director Janet Leeds For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PERRIGO COMPANY PLC
Ticker: PRGO Security ID: G97822103
Meeting Date: APR 26, 2019 Meeting Type: Annual
Record Date: FEB 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley A. Alford For For Management
1.2 Elect Director Rolf A. Classon For For Management
1.3 Elect Director Adriana Karaboutis For For Management
1.4 Elect Director Murray S. Kessler For For Management
1.5 Elect Director Jeffrey B. Kindler For For Management
1.6 Elect Director Erica L. Mann For For Management
1.7 Elect Director Donal O'Connor For For Management
1.8 Elect Director Geoffrey M. Parker For For Management
1.9 Elect Director Theodore R. Samuels For For Management
1.10 Elect Director Jeffrey C. Smith For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Approve Creation of Distributable For For Management
Reserves
6 Authorize Issue of Equity For For Management
7 Authorize Issuance of Equity without For For Management
Preemptive Rights
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 25, 2019 Meeting Type: Annual
Record Date: FEB 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald E. Blaylock For For Management
1.2 Elect Director Albert Bourla For For Management
1.3 Elect Director W. Don Cornwell For Against Management
1.4 Elect Director Joseph J. Echevarria For For Management
1.5 Elect Director Helen H. Hobbs For For Management
1.6 Elect Director James M. Kilts For For Management
1.7 Elect Director Dan R. Littman For For Management
1.8 Elect Director Shantanu Narayen For For Management
1.9 Elect Director Suzanne Nora Johnson For For Management
1.10 Elect Director Ian C. Read For For Management
1.11 Elect Director James C. Smith For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Require Independent Board Chairman Against Against Shareholder
8 Report on Integrating Risks Related to Against Against Shareholder
Drug Pricing into Senior Executive
Compensation
--------------------------------------------------------------------------------
PHASEBIO PHARMACEUTICALS, INC.
Ticker: PHAS Security ID: 717224109
Meeting Date: MAY 09, 2019 Meeting Type: Annual
Record Date: MAR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edmund P. Harrigan For For Management
1.2 Elect Director Peter Justin Klein For For Management
1.3 Elect Director Richard A. van den Broek For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PRINCIPIA BIOPHARMA INC.
Ticker: PRNB Security ID: 74257L108
Meeting Date: JUN 11, 2019 Meeting Type: Annual
Record Date: APR 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin Babler For For Management
1.2 Elect Director Shao-Lee Lin For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PROQR THERAPEUTICS NV
Ticker: PRQR Security ID: N71542109
Meeting Date: MAY 21, 2019 Meeting Type: Annual
Record Date: APR 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Discuss Remuneration Policy None None Management
4 Approve Financial Statements and For For Management
Allocation of Income
5 Approve Discharge of Management Board For For Management
6 Approve Discharge of Supervisory Board For For Management
7.i Elect Theresa Heggie to Supervisory For For Management
Board
7.ii Elect Bart Filius to Supervisory Board For For Management
8 Amend Remuneration Policy for For Against Management
Management Board
9 Amend Remuneration Policy for For Against Management
Supervisory Board
10 Ratify Deloitte as Auditors For For Management
11 Authorize Board to Repurchase Shares For For Management
12 Allow Questions None None Management
13 Close Meeting None None Management
--------------------------------------------------------------------------------
PTC THERAPEUTICS, INC.
Ticker: PTCT Security ID: 69366J200
Meeting Date: JUN 12, 2019 Meeting Type: Annual
Record Date: APR 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allan Jacobson For For Management
1.2 Elect Director David P. Southwell For For Management
1.3 Elect Director Dawn Svoronos For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PUMA BIOTECHNOLOGY, INC.
Ticker: PBYI Security ID: 74587V107
Meeting Date: JUN 10, 2019 Meeting Type: Annual
Record Date: APR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan H. Auerbach For For Management
1.2 Elect Director Michael P. Miller For Withhold Management
1.3 Elect Director Jay M. Moyes For For Management
1.4 Elect Director Adrian M. Senderowicz For Withhold Management
1.5 Elect Director Troy E. Wilson For Withhold Management
1.6 Elect Director Frank E. Zavrl For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
QUIDEL CORPORATION
Ticker: QDEL Security ID: 74838J101
Meeting Date: MAY 14, 2019 Meeting Type: Annual
Record Date: MAR 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas C. Bryant For For Management
1.2 Elect Director Kenneth F. Buechler For For Management
1.3 Elect Director Edward L. Michael For For Management
1.4 Elect Director Mary Lake Polan For For Management
1.5 Elect Director Jack W. Schuler For For Management
1.6 Elect Director Charles P. Slacik For For Management
1.7 Elect Director Matthew W. Strobeck For For Management
1.8 Elect Director Kenneth J. Widder For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REATA PHARMACEUTICALS, INC.
Ticker: RETA Security ID: 75615P103
Meeting Date: JUN 12, 2019 Meeting Type: Annual
Record Date: APR 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Warren Huff For For Management
1.2 Elect Director Jack B. Nielsen For Withhold Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC.
Ticker: REGN Security ID: 75886F107
Meeting Date: JUN 14, 2019 Meeting Type: Annual
Record Date: APR 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bonnie L. Bassler For For Management
1b Elect Director Michael S. Brown For For Management
1c Elect Director Leonard S. Schleifer For For Management
1d Elect Director George D. Yancopoulos For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
REGENXBIO INC.
Ticker: RGNX Security ID: 75901B107
Meeting Date: MAY 31, 2019 Meeting Type: Annual
Record Date: APR 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel J. Abdun-Nabi For For Management
1.2 Elect Director Allan M. Fox For For Management
1.3 Elect Director Alexandra Glucksmann For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
RHYTHM PHARMACEUTICALS, INC.
Ticker: RYTM Security ID: 76243J105
Meeting Date: JUN 19, 2019 Meeting Type: Annual
Record Date: APR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jennifer Good For For Management
1.2 Elect Director Todd Foley For For Management
1.3 Elect Director Ed Mathers For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ROCKET PHARMACEUTICALS, INC.
Ticker: RCKT Security ID: 77313F106
Meeting Date: JUN 17, 2019 Meeting Type: Annual
Record Date: APR 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roderick Wong For For Management
1b Elect Director Carsten Boess For For Management
1c Elect Director Pedro Granadillo For Withhold Management
1d Elect Director Gotham Makker For Withhold Management
1e Elect Director Gaurav Shah For For Management
1f Elect Director David P. Southwell For For Management
1g Elect Director Naveen Yalamanchi For Withhold Management
2 Ratify EisnerAmper LLP as Auditors For For Management
--------------------------------------------------------------------------------
SAGE THERAPEUTICS, INC.
Ticker: SAGE Security ID: 78667J108
Meeting Date: JUN 05, 2019 Meeting Type: Annual
Record Date: APR 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin P. Starr For For Management
1.2 Elect Director James M. Frates For For Management
1.3 Elect Director George Golumbeski For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SAREPTA THERAPEUTICS, INC.
Ticker: SRPT Security ID: 803607100
Meeting Date: JUN 06, 2019 Meeting Type: Annual
Record Date: APR 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Barry For For Management
1.2 Elect Director M. Kathleen Behrens For For Management
1.3 Elect Director Claude Nicaise For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SCHOLAR ROCK HOLDING CORPORATION
Ticker: SRRK Security ID: 80706P103
Meeting Date: MAY 21, 2019 Meeting Type: Annual
Record Date: APR 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nagesh K. Mahanthappa For For Management
1b Elect Director Edward H. Myles For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SEATTLE GENETICS, INC.
Ticker: SGEN Security ID: 812578102
Meeting Date: MAY 20, 2019 Meeting Type: Annual
Record Date: MAR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Srinivas Akkaraju For For Management
1.2 Elect Director Marc E. Lippman For For Management
1.3 Elect Director Daniel G. Welch For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SHIRE PLC
Ticker: SHP Security ID: 82481R106
Meeting Date: DEC 05, 2018 Meeting Type: Special
Record Date: NOV 07, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
1 Approve Matters Relating to the For For Management
Recommended Cash and Share Offer for
Shire plc by Takeda Pharmaceutical
Company Limited
--------------------------------------------------------------------------------
SI-BONE, INC.
Ticker: SIBN Security ID: 825704109
Meeting Date: JUN 13, 2019 Meeting Type: Annual
Record Date: APR 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Timothy E. Davis, Jr. For For Management
1b Elect Director Heyward R. Donigan For For Management
1c Elect Director Mark J. Foley For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
STEMLINE THERAPEUTICS, INC.
Ticker: STML Security ID: 85858C107
Meeting Date: JUN 25, 2019 Meeting Type: Annual
Record Date: APR 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Sard For Withhold Management
1.2 Elect Director Kenneth Zuerblis For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Increase Authorized Common Stock For For Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
7 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
STRYKER CORPORATION
Ticker: SYK Security ID: 863667101
Meeting Date: MAY 01, 2019 Meeting Type: Annual
Record Date: MAR 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary K. Brainerd For For Management
1b Elect Director Srikant M. Datar For For Management
1c Elect Director Roch Doliveux For For Management
1d Elect Director Louise L. Francesconi For For Management
1e Elect Director Allan C. Golston For For Management
1f Elect Director Kevin A. Lobo For For Management
1g Elect Director Sherilyn S. McCoy For For Management
1h Elect Director Andrew K. Silvernail For For Management
1i Elect Director Ronda E. Stryker For For Management
1j Elect Director Rajeev Suri For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TAKEDA PHARMACEUTICAL CO., LTD.
Ticker: 4502 Security ID: 874060205
Meeting Date: JUN 27, 2019 Meeting Type: Annual
Record Date: MAR 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 90
2.1 Elect Director Christophe Weber For For Management
2.2 Elect Director Iwasaki, Masato For For Management
2.3 Elect Director Andrew Plump For For Management
2.4 Elect Director Constantine Saroukos For For Management
2.5 Elect Director Sakane, Masahiro For For Management
2.6 Elect Director Olivier Bohuon For For Management
2.7 Elect Director Ian Clark For For Management
2.8 Elect Director Fujimori, Yoshiaki For For Management
2.9 Elect Director Steven Gillis For For Management
2.10 Elect Director Shiga, Toshiyuki For For Management
2.11 Elect Director Jean-Luc Butel For For Management
2.12 Elect Director Kuniya, Shiro For For Management
3.1 Elect Director and Audit Committee For For Management
Member Higashi, Emiko
3.2 Elect Director and Audit Committee For For Management
Member Michel Orsinger
4 Approve Trust-Type Equity Compensation For For Management
Plan
5 Approve Trust-Type Equity Compensation For For Management
Plan
6 Approve Annual Bonus For For Management
7 Amend Articles to Require Individual Against Against Shareholder
Compensation Disclosure for Directors
8 Amend Articles to Add Compensation Against Against Shareholder
Claw-back Provision
--------------------------------------------------------------------------------
TANDEM DIABETES CARE, INC.
Ticker: TNDM Security ID: 875372203
Meeting Date: JUN 18, 2019 Meeting Type: Annual
Record Date: MAR 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas A. Roeder For For Management
1.2 Elect Director John F. Sheridan For For Management
1.3 Elect Director Richard P. Valencia For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
TELADOC HEALTH, INC.
Ticker: TDOC Security ID: 87918A105
Meeting Date: MAY 30, 2019 Meeting Type: Annual
Record Date: APR 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Helen Darling For For Management
1.2 Elect Director William H. Frist For For Management
1.3 Elect Director Michael Goldstein For For Management
1.4 Elect Director Jason Gorevic For For Management
1.5 Elect Director Brian McAndrews For For Management
1.6 Elect Director Thomas G. McKinley For For Management
1.7 Elect Director Arneek Multani For For Management
1.8 Elect Director Kenneth H. Paulus For For Management
1.9 Elect Director David Shedlarz For For Management
1.10 Elect Director David B. Snow, Jr. For For Management
1.11 Elect Director Mark Douglas Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TELEFLEX INCORPORATED
Ticker: TFX Security ID: 879369106
Meeting Date: MAY 03, 2019 Meeting Type: Annual
Record Date: MAR 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John C. Heinmiller For For Management
1b Elect Director Andrew A. Krakauer For For Management
1c Elect Director Richard A. Packer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE COOPER COS., INC.
Ticker: COO Security ID: 216648402
Meeting Date: MAR 18, 2019 Meeting Type: Annual
Record Date: JAN 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Thomas Bender For For Management
1.2 Elect Director Colleen E. Jay For For Management
1.3 Elect Director Michael H. Kalkstein For For Management
1.4 Elect Director William A. Kozy For For Management
1.5 Elect Director Jody S. Lindell For For Management
1.6 Elect Director Gary S. Petersmeyer For For Management
1.7 Elect Director Allan E. Rubenstein For For Management
1.8 Elect Director Robert S. Weiss For For Management
1.9 Elect Director Albert G. White, III For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THERAPEUTICSMD, INC.
Ticker: TXMD Security ID: 88338N107
Meeting Date: JUN 20, 2019 Meeting Type: Annual
Record Date: APR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jane F. Barlow For For Management
1.2 Elect Director Brian Bernick For For Management
1.3 Elect Director J. Martin Carroll For For Management
1.4 Elect Director Cooper C. Collins For For Management
1.5 Elect Director Robert G. Finizio For For Management
1.6 Elect Director Robert V. LaPenta, Jr. For For Management
1.7 Elect Director John C.K. Milligan, IV For For Management
1.8 Elect Director Jules A. Musing For For Management
1.9 Elect Director Angus C. Russell For For Management
1.10 Elect Director Nicholas Segal For For Management
1.11 Elect Director Tommy G. Thompson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Grant Thornton LLP as Auditor For For Management
--------------------------------------------------------------------------------
THERAVANCE BIOPHARMA, INC.
Ticker: TBPH Security ID: G8807B106
Meeting Date: APR 30, 2019 Meeting Type: Annual
Record Date: MAR 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rick E. Winningham For For Management
1.2 Elect Director Robert V. Gunderson, Jr. For For Management
1.3 Elect Director Susan M. Molineaux For For Management
1.4 Elect Director Donal O'Connor For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 22, 2019 Meeting Type: Annual
Record Date: MAR 27, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc N. Casper For For Management
1b Elect Director Nelson J. Chai For For Management
1c Elect Director C. Martin Harris For For Management
1d Elect Director Tyler Jacks For For Management
1e Elect Director Judy C. Lewent For For Management
1f Elect Director Thomas J. Lynch For For Management
1g Elect Director Jim P. Manzi For For Management
1h Elect Director James C. Mullen For For Management
1i Elect Director Lars R. Sorensen For For Management
1j Elect Director Scott M. Sperling For For Management
1k Elect Director Elaine S. Ullian For For Management
1l Elect Director Dion J. Weisler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
TOCAGEN, INC.
Ticker: TOCA Security ID: 888846102
Meeting Date: MAY 29, 2019 Meeting Type: Annual
Record Date: APR 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Franklin M. Berger For Withhold Management
1.2 Elect Director Lori Kunkel For For Management
1.3 Elect Director David Parkinson For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRICIDA, INC.
Ticker: TCDA Security ID: 89610F101
Meeting Date: MAY 31, 2019 Meeting Type: Annual
Record Date: APR 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sandra I. Coufal For For Management
1.2 Elect Director David Hirsch For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
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ULTRAGENYX PHARMACEUTICAL, INC.
Ticker: RARE Security ID: 90400D108
Meeting Date: JUN 11, 2019 Meeting Type: Annual
Record Date: APR 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William Aliski For For Management
1b Elect Director Lars Ekman For For Management
1c Elect Director Matthew K. Fust For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 03, 2019 Meeting Type: Annual
Record Date: APR 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Ballard, Jr. For For Management
1b Elect Director Richard T. Burke For For Management
1c Elect Director Timothy P. Flynn For For Management
1d Elect Director Stephen J. Hemsley For For Management
1e Elect Director Michele J. Hooper For For Management
1f Elect Director F. William McNabb, III For For Management
1g Elect Director Valerie C. Montgomery For For Management
Rice
1h Elect Director John H. Noseworthy For For Management
1i Elect Director Glenn M. Renwick For For Management
1j Elect Director David S. Wichmann For For Management
1k Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Proxy Access Right Against Against Shareholder
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UNIVERSAL HEALTH SERVICES, INC.
Ticker: UHS Security ID: 913903100
Meeting Date: MAY 15, 2019 Meeting Type: Annual
Record Date: MAR 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert H. Hotz For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Adopt Proxy Access Right Against For Shareholder
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VERTEX PHARMACEUTICALS INCORPORATED
Ticker: VRTX Security ID: 92532F100
Meeting Date: JUN 05, 2019 Meeting Type: Annual
Record Date: APR 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sangeeta N. Bhatia For For Management
1.2 Elect Director Lloyd Carney For For Management
1.3 Elect Director Terrence C. Kearney For For Management
1.4 Elect Director Yuchun Lee For For Management
1.5 Elect Director Jeffrey M. Leiden For For Management
1.6 Elect Director Bruce I. Sachs For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Report on Integrating Risks Related to Against Against Shareholder
Drug Pricing into Senior Executive
Compensation
7 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
VIEWRAY, INC.
Ticker: VRAY Security ID: 92672L107
Meeting Date: JUN 13, 2019 Meeting Type: Annual
Record Date: APR 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott W. Drake For For Management
1.2 Elect Director Keith Grossman For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
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WAVE LIFE SCIENCES LTD.
Ticker: WVE Security ID: Y95308105
Meeting Date: AUG 07, 2018 Meeting Type: Annual
Record Date: JUN 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paul B. Bolno For For Management
1b Elect Director Christian O. Henry For Against Management
1c Elect Director Peter Kolchinsky For For Management
1d Elect Director Koji Miura For Against Management
1e Elect Director Adrian Rawcliffe For Against Management
1f Elect Director Ken Takanashi For Against Management
1g Elect Director Gregory L. Verdine For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Audit Committee to Fix Their
Remuneration
3 Approve Non-Employee Directors' For For Management
Compensation
4 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
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WELLCARE HEALTH PLANS, INC.
Ticker: WCG Security ID: 94946T106
Meeting Date: MAY 22, 2019 Meeting Type: Annual
Record Date: MAR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard C. Breon For For Management
1b Elect Director Kenneth A. Burdick For For Management
1c Elect Director Amy L. Compton-Phillips For For Management
1d Elect Director H. James Dallas For For Management
1e Elect Director Kevin F. Hickey For For Management
1f Elect Director Christian P. Michalik For For Management
1g Elect Director Bobby Jindal For For Management
1h Elect Director William L. Trubeck For For Management
1i Elect Director Kathleen E. Walsh For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Deloitte & Touche LLP as Auditor For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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WELLCARE HEALTH PLANS, INC.
Ticker: WCG Security ID: 94946T106
Meeting Date: JUN 24, 2019 Meeting Type: Special
Record Date: MAY 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For Against Management
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WEST PHARMACEUTICAL SERVICES, INC.
Ticker: WST Security ID: 955306105
Meeting Date: MAY 07, 2019 Meeting Type: Annual
Record Date: MAR 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark A. Buthman For For Management
1b Elect Director William F. Feehery For For Management
1c Elect Director Eric M. Green For For Management
1d Elect Director Thomas W. Hofmann For For Management
1e Elect Director Paula A. Johnson For For Management
1f Elect Director Deborah L. V. Keller For For Management
1g Elect Director Myla P. Lai-Goldman For For Management
1h Elect Director Douglas A. Michels For For Management
1i Elect Director Paolo Pucci For For Management
1j Elect Director Patrick J. Zenner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
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WRIGHT MEDICAL GROUP N.V.
Ticker: WMGI Security ID: N96617118
Meeting Date: JUN 28, 2019 Meeting Type: Annual
Record Date: MAY 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert J. Palmisano For For Management
1b Elect Director David D. Stevens For For Management
1c Elect Director Gary D. Blackford For For Management
1d Elect Director J. Patrick Mackin For For Management
1e Elect Director John L. Miclot For For Management
1f Elect Director Kevin C. O'Boyle For For Management
1g Elect Director Amy S. Paul For For Management
1h Elect Director Richard F. Wallman For For Management
1i Elect Director Elizabeth H. Weatherman For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Ratify KPMG N.V. as Auditor For For Management
4 Adopt Financial Statements and For For Management
Statutory Reports
5 Approve Discharge of Management Board For For Management
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Board to Issue Shares For For Management
8 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
9 Amend Omnibus Stock Plan For For Management
10 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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XENCOR, INC.
Ticker: XNCR Security ID: 98401F105
Meeting Date: JUN 26, 2019 Meeting Type: Annual
Record Date: APR 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin Gorman For For Management
1.2 Elect Director Bruce Montgomery For For Management
1.3 Elect Director Bassil I. Dahiyat For For Management
1.4 Elect Director Kurt Gustafson For For Management
1.5 Elect Director Yujiro S. Hata For For Management
1.6 Elect Director Richard J. Ranieri For For Management
1.7 Elect Director Ellen G. Feigal For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
Y-MABS THERAPEUTICS, INC.
Ticker: YMAB Security ID: 984241109
Meeting Date: JUN 06, 2019 Meeting Type: Annual
Record Date: APR 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerard Ber For For Management
1.2 Elect Director David N. Gill For Withhold Management
1.3 Elect Director Ashutosh Tyagi For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
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ZIMMER BIOMET HOLDINGS, INC.
Ticker: ZBH Security ID: 98956P102
Meeting Date: MAY 10, 2019 Meeting Type: Annual
Record Date: MAR 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher B. Begley For For Management
1b Elect Director Betsy J. Bernard For For Management
1c Elect Director Gail K. Boudreaux For For Management
1d Elect Director Michael J. Farrell For For Management
1e Elect Director Larry C. Glasscock For For Management
1f Elect Director Robert A. Hagemann For For Management
1g Elect Director Bryan C. Hanson For For Management
1h Elect Director Arthur J. Higgins For For Management
1i Elect Director Maria Teresa "Tessa" For For Management
Hilado
1j Elect Director Syed Jafry For For Management
1k Elect Director Michael W. Michelson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ZOGENIX, INC.
Ticker: ZGNX Security ID: 98978L204
Meeting Date: MAY 22, 2019 Meeting Type: Annual
Record Date: MAR 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Erle T. Mast For For Management
1B Elect Director Renee P. Tannenbaum For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Amend Omnibus Stock Plan For For Management
========== END NPX REPORT
