UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
Amendment No. 1
(Mark One)
x | ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
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For the fiscal year ended: December 31, 2005 | |
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or | |
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o | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
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For the transition period from to |
Commission file number: 0-28494
MILLENNIUM PHARMACEUTICALS, INC.
(Exact name of registrant as specified in its charter)
Delaware |
| 04-3177038 |
(State or other jurisdiction of incorporation or organization) |
| (I.R.S. Employer Identification No.) |
40 Landsdowne Street, Cambridge, Massachusetts 02139
(Address of principal executive offices) (zip code)
Registrant’s telephone number, including area code: (617) 679-7000
Securities registered pursuant to Section 12(b) of the Act: None
Securities registered pursuant to Section 12(g) of the Act:
Common Stock, $.001 par value
(Title of class)
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes x No o
Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act. Yes o No x
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes x No o
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer. See definition of “accelerated filer and large accelerated filer” in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer x Accelerated filer o Non-accelerated filer o
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act). o Yes x No
The aggregate market value of voting Common Stock held by non-affiliates of the registrant as of June 30, 2005 was $2,813,245,778 based on the last reported sale price of the Common Stock on the Nasdaq Stock Market on that date.
Number of shares outstanding of the registrant’s class of Common Stock as of March 3, 2006: 312,129,971.
Documents incorporated by reference:
Portions of the information required by Part III of Form 10-K will appear in the registrant’s definitive Proxy Statement on Schedule 14A for the 2006 Annual Meeting of Stockholders and are hereby incorporated by reference into this report.
EXPLANATORY NOTE
The Company is filing this Amendment No. 1 to our Annual Report on Form 10-K for the fiscal year ended December 31, 2005, as originally filed with the SEC on March 8, 2006, for the sole purpose of revising the Exhibit Index to add an Exhibit 10.22(b) and designate the originally filed Exhibit 10.22 as Exhibit 10.22(a). Filed as exhibits with this 10-K/A are new certifications in accordance with Rule 13a-14(a) of the Exchange Act.
This Amendment No. 1 does not change the previously reported financial statements or any of the other disclosure contained in the original Form 10-K.
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SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: November 9, 2006 | MILLENNIUM PHARMACEUTICALS, INC. | ||
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| By: | /s/ MARSHA H. FANUCCI |
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| Marsha H. Fanucci | |
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| Senior Vice President and |
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EXHIBIT INDEX
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| Incorporated by Reference |
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Exhibit No. |
| Description |
| Form |
| SEC |
| Exhibit |
| this |
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| Articles of Incorporation and By-laws |
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3.1 |
| Amended and Restated Certificate of Incorporation of the Company, as amended |
| 10-Q |
| 06/20/1996 |
| 4.1 |
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3.2 |
| Amended and Restated Bylaws of the Company, as amended |
| 10-Q |
| 06/20/1996 |
| 4.2 |
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| Instruments defining the rights of security holders, including indentures |
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4.1 |
| Specimen Certificate for shares of Common Stock, $.001 par value, of the Company |
| S-1/A(333-02490) |
| 05/02/1996 |
| 4.1 |
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4.2 |
| Indenture, dated as of January 20, 2000, between the Company and State Street Bank and Trust Company, as Trustee relating to the 5.50% Convertible Subordinated Notes due January 15, 2007 (including the form of debenture) |
| 10-K |
| 02/25/2000 |
| 4.2 |
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4.3 |
| Rights Agreement dated April 5, 2001 by and between the Company and State Street Bank and Trust Company, N.A. |
| 8-K |
| 04/05/2001 |
| 4.1 |
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4.4 |
| (a) Indenture, dated February 24, 2000, between the Company (as successor to COR Therapeutics, Inc.) and U.S. Bank, N.A. (formerly known as Firstar Bank, N.A.), as Trustee, relating to the 5.00% Convertible Subordinated Notes due March 1, 2007 |
| (a)10-Q* |
| 05/10/2000 |
| 4.1 |
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| (b) First Supplemental Indenture, dated as of February 12, 2002 |
| (b)8-K |
| 02/13/2002 |
| 4.5 |
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| (c) Second Supplemental Indenture, dated as of February 12, 2002 |
| (c)8-K |
| 02/13/2002 |
| 4.6 |
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| (d) Third Supplemental Indenture, dated as of April 22, 2002 |
| (d)8-K |
| 04/23/2002 |
| 4.2 |
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4.5 |
| (a) Indenture, dated June 11, 2001, between the Company (as successor to COR Therapeutics, Inc.) and U.S. Bank, |
| (a)10-Q* |
| 08/03/2001 |
| 4.1 |
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| Incorporated by Reference |
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Exhibit No. |
| Description |
| Form |
| SEC |
| Exhibit |
| this |
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| N.A. (as successor to Firstar Bank, N.A.), as Trustee, relating to the 4.50% Convertible Senior Notes due June 15, 2006 |
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| (b) First Supplemental Indenture, dated as of February 12, 2002 |
| (b)S-3(333-82654) |
| 02/13/2002 |
| 4.2 |
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| (c) Second Supplemental Indenture, dated as of February 12, 2002 |
| (c)S-3(333-82654) |
| 02/13/2002 |
| 4.3 |
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| (d) Third Supplemental Indenture, dated as of April 22, 2002 |
| (d)8-K |
| 04/23/2002 |
| 4.1 |
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| Material contracts—financing agreements |
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10.1 |
| Form of Master Equipment Lease Financing Agreement, dated September 19, 1996 by and between the Company and GE Capital Corporation, as amended |
| 10-Q |
| 11/13/1996 |
| 10.2 |
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10.2 |
| Lease Agreement dated August 26, 1993, as amended, by and between the Company and the Massachusetts Institute of Technology, as amended, for 640 Memorial Drive, Cambridge, MA |
| S-1 (333-2490) |
| 3/18/1996 |
| 10.32 |
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10.3 |
| Lease Agreement dated August 4, 2000 by and between the Company and Forest City Enterprises, Inc. for 35 Landsdowne Street, Cambridge, MA |
| 10-Q |
| 11/9/2000 |
| 10.3 |
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10.4 |
| Lease Agreement dated August 4, 2000 by and between the Company and Forest City Enterprises, Inc. for 40 Landsdowne Street, Cambridge, MA |
| 10-Q |
| 11/9/2000 |
| 10.4 |
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10.5 |
| First Amendment to Lease FC 40 Landsdowne, Inc. to the Company dated November 5, 2001 |
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| X(1) |
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10.6 |
| Agreement for Lease dated February 9, 2001 among Granta Park Limited, MEPC Limited, Millennium Pharmaceuticals Limited and the Company (including the form of lease) |
| 10-K |
| 3/15/2001 |
| 10.8 |
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| Material contracts—research and development/collaboration agreements |
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10.7 |
| (a) Collaboration and License |
| (a)10-Q |
| 07/26/2000 |
| 10.1 |
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| Incorporated by Reference |
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Exhibit No. |
| Description |
| Form |
| SEC |
| Exhibit |
| this |
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| Agreement dated June 22, 2000 by and between the Company and the sanofi-aventis Group (as successor to Aventis Pharmaceuticals, Inc.), as amended† |
| 10-Q |
| 10/25/2001 |
| 10.3 |
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| (b) Second Amendment effective as of December 22, 2002 dated April 22, 2003 to the Collaboration and License Agreement† |
| (b)10-Q |
| 08/12/2003 |
| 10.1 |
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| (c) Technology Development Agreement dated June 22, 2000† |
| (c)10-Q |
| 07/26/2000 |
| 10.2 |
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| (d) Registration Rights Agreement dated June 22, 2000 |
| (d)10-Q |
| 07/26/2000 |
| 10.4 |
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| (e) Letter Agreement dated May 27, 2004 relating to the Collaboration and License Agreement† |
| (e)10-Q |
| 08/04/2004 |
| 10.1 |
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| (f) Letter Agreement dated July 21, 2005† |
| (f)10-Q |
| 08/08/2005 |
| 10.7 |
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| (g) Third Amendment effective as of October 31, 2005 and dated November 7, 2005 to the Collaboration and License Agreement † |
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| X(1) |
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| Material contracts—INTEGRILIN® (eptifibatide) Injection |
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10.8 |
| License and Supply Agreement between the Company (as successor to COR Therapeutics, Inc.) and Solvay, Société Anonyme, dated July 27, 1994, as amended† |
| 10-Q* |
| 11/13/1998 |
| 10.24 |
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10.9 |
| New Long Term Supply Agreement between the Company and Solvay, Société Anonyme, dated January 1, 2003† |
| 10-K |
| 03/07/2003 |
| 10.9 |
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10.10 |
| Collaboration Agreement between Schering-Plough Ltd., Schering Corporation and the Company (as successor to COR Therapeutics, Inc.) dated April 10, 1995, as amended† |
| 10-Q* |
| 08/08/1995 |
| 10.41 |
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10.11 |
| Letter agreement dated June 4, 2002 relating to the Collaboration Agreement dated April 10, 1995 between Schering Corporation and the Company† |
| 10-K |
| 03/10/2004 |
| 10.8 |
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| Incorporated by Reference |
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Exhibit No. |
| Description |
| Form |
| SEC |
| Exhibit |
| this |
10.12 |
| Addendum to Collaboration Agreement among the Company, Schering Corporation and Schering-Plough, Ltd. dated June 1, 2003† |
| 10-K |
| 03/10/2004 |
| 10.9 |
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10.13 |
| Letter agreement dated November 3, 2003 relating to the Collaboration Agreement dated April 10, 1995 between Schering Corporation and the Company† |
| 10-K |
| 03/10/2004 |
| 10.10 |
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10.14 |
| Agreement about European Commercialization of Integrilin by and among the Company, Schering Corporation and Schering-Plough, Ltd. dated June 21, 2004† |
| 10-Q |
| 08/04/2004 |
| 10.2 |
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10.15 |
| Letter agreement dated September 17, 2004 relating to the Addendum dated June 1, 2003 to the Collaboration Agreement among the Company, Schering Corporation and Schering-Plough, Ltd† |
| 10-K |
| 03/08/2005 |
| 10.10 |
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10.16 |
| Letter agreement dated November 30, 2004 relating to the Addendum dated June 1, 2003 to the Collaboration Agreement among the Company, Schering Corporation and Schering-Plough, Ltd† |
| 10-K |
| 03/08/2005 |
| 10.11 |
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10.17 |
| Amended and Restated Integrilin Agreement dated July 22, 2005 among the Company, Schering Corporation and Schering-Plough, Ltd.† |
| 10-Q |
| 11/08/2005 |
| 10.1 |
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10.18 |
| Side Agreement dated October 13, 2005 among the Company, Schering Corporation and Schering-Plough Ltd.† |
| 10-Q |
| 11/08/2005 |
| 10.2 |
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10.19 |
| Supply Agreement dated September 1, 2005 by and between the Company and Schering Corporation† |
| 10-Q |
| 11/08/2005 |
| 10.3 |
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10.20 |
| (a) License, Development and Commercialization Agreement by and between GlaxoSmithKline plc and the Company dated June 22, 2004† |
| 10-Q |
| 08/04/2004 |
| 10.3 |
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| Incorporated by Reference |
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Exhibit No. |
| Description |
| Form |
| SEC |
| Exhibit |
| this |
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| (b) Letter agreement dated March 4, 2005 relating to the License, Development and Commercialization Agreement by and between GlaxoSmithKline plc and the Company dated June 22, 2004† |
| 10-K |
| 03/08/2005 |
| 10.12(b) |
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| Material contracts—VELCADE® (bortezomib) for Injection |
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10.21 |
| Patent License Agreement between the Public Health Service and the Company dated December 2, 2002† |
| 10-K |
| 03/10/2004 |
| 10.11 |
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10.22 |
| (a) Collaboration, Distribution and License Agreement by and between the Company and Ortho Biotech Products, L.P. dated June 30, 2003† |
| 10-Q
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| 08/12/2003
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| 10.2
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| (b) Amendment dated July 15, 2004 to Collaboration, Distribution and License Agreement by and between the Company and Ortho Biotech Products, L.P. dated June 30, 2003 |
| 10-Q/A |
| 11/09/2006 |
| 10.5 |
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| Material contracts—miscellaneous |
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10.23 |
| Registration Rights Agreement among the Company (as successor to COR Therapeutics, Inc.) and Goldman, Sachs & Co., Chase H&Q, a division of Chase Securities Inc., CIBC World Markets Corp., FleetBoston Robertson Stephens Inc. and Warburg Dillon Read LLC, dated February 24, 2000 |
| 10-Q* |
| 05/10/2000 |
| 10.2 |
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10.24 |
| Registration Rights Agreement among the Company (as successor to COR Therapeutics, Inc.) and Goldman, Sachs & Co., Robertson Stephens, Inc., Credit Suisse First Boston Corporation, CIBC World Markets Corp., and Needham & Company, Inc., dated June 11, 2001 |
| 10-Q* |
| 08/03/2001 |
| 10.2 |
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10.25 |
| Registration Rights Agreement dated January 20, 2000 between the Company and Goldman, Sachs & Co., |
| 10-K |
| 02/25/2000 |
| 10.29 |
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| Incorporated by Reference |
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Exhibit No. |
| Description |
| Form |
| SEC |
| Exhibit |
| this |
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| ING Barings LLC, FleetBoston Robertson Stephens Inc., and Credit Suisse First Boston Corporation |
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| Material contracts—management contracts and compensatory plans |
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10.26 |
| Key Employee Change in Control Severance Plan# |
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| X(1) |
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10.27 |
| Non-Qualified Deferred Compensation Plan# |
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| X(1) |
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10.28 |
| Form of Restricted Stock Agreement# |
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| X(1) |
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10.29 |
| Description of Non-Employee Director Compensation# |
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| X(1) |
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10.30 |
| Description of Success Sharing Bonus Program of Millennium Pharmaceuticals, Inc.# |
| 8-K |
| 02/06/2006 |
| 10.1 |
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10.31 |
| 2003 Employee Stock Purchase Plan for Non-U.S. Subsidiaries and Affiliated Entities, as amended# |
| 10-Q |
| 11/08/2005 |
| 10.5 |
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10.32 |
| 2000 Stock Incentive Plan, as amended# |
| 10-K |
| 03/07/2003 |
| 10.14 |
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10.33 |
| Form of Terms of Stock Option Granted Under 2000 Stock Incentive Plan# |
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| X(1) |
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10.34 |
| 1997 Equity Incentive Plan, as amended# |
| 10-K |
| 03/07/2003 |
| 10.15 |
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10.35 |
| 1996 Equity Incentive Plan, as amended# |
| 10-K |
| 03/07/2003 |
| 10.16 |
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10.36 |
| 1996 Director Option Plan# |
| S-1/A(333-02490) |
| 04/09/1996 |
| 10.1 |
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10.37 |
| 1996 Employee Stock Purchase Plan, as amended# |
| 10-Q |
| 11/08/2005 |
| 10.4 |
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10.38 |
| 1993 Incentive Stock Plan, as amended# |
| 10-K |
| 03/07/2003 |
| 10.20 |
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10.39 |
| 1991 Equity Incentive Plan, as amended, assumed by the Company as successor to COR Therapeutics, Inc.# |
| 10-Q* |
| 05/09/2001 |
| 10.2 |
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10.40 |
| 1994 Non-employee Directors’ Stock Option Plan, as amended, assumed by the Company as successor to COR Therapeutics, Inc.# |
| 10-Q* |
| 05/09/2001 |
| 10.4 |
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| Incorporated by Reference |
| Filed | |||||
Exhibit No. |
| Description |
| Form |
| SEC |
| Exhibit |
| this |
10.41 |
| 1997 Equity Incentive Plan, as amended, assumed by the Company as successor to Millennium BioTherapeutics, Inc.# |
| 10-K |
| 03/07/2003 |
| 10.23 |
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10.42 |
| 1997 Equity Incentive Plan, as amended, assumed by the Company as successor to Millennium Predictive Medicine, Inc.# |
| 10-K |
| 03/07/2003 |
| 10.24 |
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10.43 |
| Form of Employment Offer Letter entered into with certain executive officers of the Company, together with a schedule of parties thereto # |
| 10-K |
| 03/08/2005 |
| 10.35 |
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10.44 |
| Form of Indemnification Agreement between the Company (as successor to COR Therapeutics, Inc.) and Charles J. Homcy# |
| S-1 (33-40627)* |
| 05/16/1991 |
| 10.1 |
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10.45 |
| Agreement dated August 6, 2004 between the Company and Marsha H. Fanucci# |
| 10-Q |
| 11/09/2004 |
| 10.1 |
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10.46 |
| Offer letter agreement dated September 28, 2004 between the Company and Laurie B. Keating# |
| 10-Q |
| 11/09/2004 |
| 10.3 |
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10.47 |
| Offer Letter Agreement dated June 23, 2005 between the Company and Deborah Dunsire# |
| 10-Q |
| 08/08/2005 |
| 10.1 |
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10.48 |
| Restricted Stock Agreement dated July 18, 2005 between the Company and Deborah Dunsire# |
| 10-Q |
| 08/08/2005 |
| 10.2 |
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10.49 |
| Restricted Stock Agreement dated July 18, 2005 between the Company and Deborah Dunsire# |
| 10-Q |
| 08/08/2005 |
| 10.3 |
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10.50 |
| Incentive Stock Option Granted under 2000 Stock Incentive Plan to Deborah Dunsire on July 18, 2005# |
| 10-Q |
| 08/08/2005 |
| 10.4 |
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10.51 |
| Nonstatutory Stock Option Granted under 2000 Stock Incentive Plan to Deborah Dunsire on July 18, 2005# |
| 10-Q |
| 08/08/2005 |
| 10.5 |
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10.52 |
| Description of Deferred Compensation Plan for Deborah Dunsire # |
| 10-Q |
| 08/08/2005 |
| 10.6 |
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10.53 |
| Offer letter agreement dated |
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| X(1) |
10
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| Incorporated by Reference |
| Filed | |||||
Exhibit No. |
| Description |
| Form |
| SEC |
| Exhibit |
| this |
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| January 23, 2006 between the Company and Christophe Bianchi# |
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10.54 |
| Offer letter agreement dated February 6, 2006 between the Company and Stephen M. Gansler# |
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| X(1) |
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| Additional Exhibits |
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21 |
| Subsidiaries of the Company |
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| X(1) |
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23.1 |
| Consent of Ernst & Young LLP, Independent Registered Public Accounting Firm |
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| X(1) |
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31.1 |
| Certification of principal executive officer pursuant to Rule 13a-14(a)/15d-14(a) of the Securities Exchange Act of 1934, as amended |
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| X(1) |
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31.2 |
| Certification of principal financial officer pursuant to Rule 13a-14(a)/15d-14(a) of the Securities Exchange Act of 1934, as amended |
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| X(1) |
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31.3 |
| Certification of principal executive officer pursuant to Rule 13a-14(a)/15d-14(a) of the Securities Exchange Act of 1934, as amended |
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| X(2) |
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31.4 |
| Certification of principal financial officer pursuant to Rule 13a-14(a)/15d-14(a) of the Securities Exchange Act of 1934, as amended |
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| X(2) |
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32.1 |
| Statement Pursuant to 18 U.S.C. §1350 |
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| X(1) |
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32.2 |
| Statement Pursuant to 18 U.S.C. §1350 |
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| X(1) |
# Management contract or compensatory plan or arrangement filed as an exhibit to this report pursuant to Items 15(a) and 15(c) of Form 10-K
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† Confidential treatment requested as to certain portions, which portions have been separately filed with the Securities and Exchange Commission
* COR Therapeutics, Inc. filing (Commission file no. 0-19290)
(1) Exhibit filed with Form 10-K originally filed with the SEC on March 8, 2006.
(2) Exhibit filed with this Form 10-K/A.
12