Exhibit 25.2
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORMT-1
STATEMENT OF ELIGIBILITY
UNDER THE TRUST INDENTURE ACT OF 1939
OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE
¨ | CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) |
COMPUTERSHARE TRUST COMPANY OF CANADA
(Exact name of trustee as specified in its charter)
CANADA
(Jurisdiction of incorporation or
organization if not a U.S national bank)
n/a
(I.R.S. Employer
Identification Number)
100 UNIVERSITY AVENUE, 11TH FLOOR
TORONTO, ONTARIO, M5J 2Y1
CANADA
(Address of principal executive offices)
John Wahl, Trust Officer
350 Indiana St., Suite 750, Golden, Colorado 80401
(303) 262-0707
(Name, address and telephone number of agent for services)
OPEN TEXT CORPORATION
(Exact name of obligor as specified in its charter)
Canada | 98-0154400 | |
(State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification Number) |
275 Frank Tompa Drive
Waterloo, Ontario, Canada N2L0A1
(519) 888-7111
(Address of principal executive offices)
Debt Securities
(Title of the indenture securities)
Item 1. | General Information.Furnish the following information as to the trustee: |
(a) | Name and address of each examining or supervising authority to which it is subject. |
Office of the Superintendent of Financial Institutions (OFSI)
255 Albert Street
Ottawa, Ontario K1A 0H2, Canada
(b) | Whether it is authorized to exercise corporate trust powers. |
The trustee is authorized to exercise corporate trust powers.
Item 2. | Affiliations with the obligor.If the obligor is an affiliate of the trustee, describe such affiliation. |
None.
Item 15. | Foreign Trustee. Identify the order or rule pursuant to which the foreign trustee is authorized to act as sole trustee under the indentures qualified under the Act: |
The trustee filed a Form T-6, Application Under Section 310(a)(1) of the Trust Indenture Act of 1939 for Determination of Eligibility of a Foreign Person to Act as Institutional Trustee, on September 27, 2010 in connection with the Registration Statement on Form S-1/A (File No. 333-168856) filed by Atlantic Power Corporation (the “2010 Registration Statement”). The order in response to the Form T-6 authorizing the trustee to act as the sole trustee was deemed issued by the SEC concurrently with the effectiveness of the 2010 Registration Statement.
Item 16. | List of exhibits.List below all exhibits filed as a part of this statement of eligibility. |
1. | Articles of Incorporation of the trustee, as now in effect. (See Exhibit 1 to Form T-1 filed with Registration Statement No. 333-183135) |
2. | Certificate of Authority of the trustee to commence business. (See Exhibit 2 to Form T-1 filed with Registration Statement No. 333-183135) |
3. | See Exhibit 3 attached. |
4. | A copy of the existing bylaws of the trustee, as now in effect. (See Exhibit 4 to Form T-1 filed with Registration Statement No. 333-183135) |
5. | Not applicable. |
6. | Not applicable. |
7. | A copy of the latest report of condition of the trustee published pursuant to law or the requirements of its supervising or examining authority. |
8. | Not applicable. |
9. | Appointment of Agent for Service of Process on Form F-X. |
SIGNATURE
Pursuant to the requirements of the Trust Indenture Act of 1939 the trustee, Computershare Trust Company of Canada, organized and existing under the laws of Canada, has duly caused this statement of eligibility to be signed on its behalf by the undersigned, thereunto duly authorized, all in the City of Toronto, and Province of Ontario, on the 24th day of April 2014.
Computershare Trust Company of Canada
By: | /s/ Patricia M. Wakelin | |
Patricia M. Wakelin | ||
Corporate Trust Officer | ||
By: | /s/ Danny Snider | |
Danny Snider | ||
Corporate Trust Officer |
EXHIBIT 3
COMPUTERSHARE TRUST COMPANY OF CANADA
BY-LAW NO. 4, AS AMENDED AND RESTATED
Section 2.4 – Execution of Instruments
Deeds, transfers, assignments, contracts, obligations, certificates and other instruments may be signed on behalf of the Company by any two of the directors, Chairman of the Board, President, Chief Executive Officer, Chief Financial Officer, Treasurer, Secretary, Executive Vice-Presidents, Senior Vice-Presidents, Regional Vice-Presidents or Vice-Presidents. In addition, the board of directors or any two of the Chairman of the Board, President, Chief Executive Officer, Chief Financial Officer, Treasurer, Secretary, Executive Vice-Presidents, Senior Vice-Presidents, Regional Vice-Presidents or Vice-Presidents may from time to time direct the manner in which and the person or persons by whom any particular instrument or class of instruments may or shall be signed. Any signing officer may affix the corporate seal to any instrument requiring the same.
CERTIFIED to be a true and exact copy of an extract from By-Law No. 4 of the By-Laws of Computershare Trust Company of Canada, which By-Law is in full force and effect as of the date hereof.
DATED at Toronto, this 24th day of April, 2014.
Magdalena Autea |
/s/ Magdalena Autea |
Assistant Secretary |
COMPUTERSHARE TRUST COMPANY OF CANADA (the “Company”)
RESOLUTION REGARDING
EXECUTION OF DOCUMENTS AND COUNTERSIGNATURES
RESOLVED that pursuant to the authority of the Board of Directors under the terms of Section 2.4 of By-Law No. 4 of the Company, the Company hereby makes the following designations, which shall supersede any previous designations pursuant to such By-law:
1. | THAT for the purposes of this designation each person listed on the attached pages shall be designated as a Signing Officer of the Company as a holder of the positions set out next to his or her name for so long as each person remains an employee of the Company. |
2. | THAT for the purposes of this designation the Officers and Signing Officers of the Company shall be divided into the following classes: |
CLASS A | CLASS B | CLASS C | ||
President | General Manager | Manager, Disbursements | ||
Chief Executive Officer | Branch Manager | Manager, Investor Services | ||
Chief Financial Officer | Corporate Trust Officer | Manager, Trade Processing | ||
Controller | Director, Broker Products | Manager, Transfer Processing | ||
Executive Vice President | Regional Manager, Service Delivery | Professional, Administrative Services | ||
Senior Vice President | Manager, Administration | Professional, Product Specialist | ||
Vice President | Manager, Client Services | Professional, SEDAR | ||
Treasurer | Manager, Client Services, Communication Services | Professional, Transfers | ||
Secretary | Manager, Commercial Development, Communication Services | Team Leader, Bond Administration | ||
Manager, Corporate Actions | Team Leader, Client Services, Communication | |||
Manager, Corporate Administration | Services | |||
Manager, Corporate Trust | Team Leader, Corporate Actions | |||
Manager, Employee Plans | Team Leader, Legals | |||
Manager, MBS | Team Leader, Oil Royalties | |||
Manager, Oil Royalties | Team Leader, Research | |||
Manager, Operations, Communication Services | Team Leader, Security Flow | |||
Manager, Production Development, Communication Services | Team Leader, Trust Investments | |||
Manager, Stock Transfer | Administrator, Audit | |||
Manager, Stock Transfer & | Administrator, Client Services | |||
Client Services | Administrator, Corporate Actions | |||
Manager, Stock Transfer & Operations | Administrator, Corporate Trust | |||
Professional, Client Services | Administrator, Escrows | |||
Professional, Corporate Actions | Administrator, MBS | |||
Professional, Employee Plans | Administrator, Oil Royalties | |||
Professional, MBS | Administrator, Stock Transfer | |||
Professional, Service Delivery | Associate Trust Officer | |||
Professional, Stock Transfer |
3. | THAT, any two Signing Officers listed in Class A or B, or both, or any one Class A or B Signing Officer together with one Class C Signing Officer may represent and act in the name of the Company, but only in the ordinary course of the Company’s trust and agency services business activities including, without limitation, transfer agency, record keeping, plan administration and debt trusteeship. The above mentioned Signing Officers, on behalf of the Company, shall be authorized: |
(a) | to execute and deliver all affidavits, agreements, certificates, contracts, deeds, indentures, notices, undertakings, conveyances or other documents required in the course of its operations including, without restricting the generality of the foregoing, documents evidencing any assignment, charge, co-ownership of immoveable, conveyance, deposit, exchange, habitation, hypothec, insurance, lease, lien, loan, mortgage, partnership, pledge, privilege, purchase, registration of real rights, retrocession, sale, suretyship, usufruct or other like documents; |
(b) | to secure any loans or other sums owed by way of mortgage, hypothec, lien or other charges upon property, real or personal, moveable or immovable; |
(c) | to acquire, convey, dispose or sell, in whole or in part, by way of public or private sale, by auction or otherwise, of said property so mortgaged, hypothecated or otherwise given as security; |
(d) | to grant easements, encumbrances, servitudes, rights of way and other charges and liens upon immovable or real property; |
(e) | to grant partial or total acquittances, discharges, mainlevées and releases, with or without consideration, of charges, hypothecs, liens, mortgages, pledges, privileges and of any effect of a giving-in-payment clause or of a resolutory clause; |
(f) | to execute and deliver all agreements, contracts, deeds or other documents pertaining to the administration, the custody or the transfer of bonds, certificates of deposits, debentures, notes, options, shares, warrants or like securities and to receive funds and invest same in said instruments; and |
(g) | to accept, convey, issue, purchase, receive, sell, subscribe for or transfer bonds, certificates of deposits, debentures, notes, options, shares, warrants or like securities. |
The Signing Officers are authorized to exercise all powers, responsibilities and rights and to execute all obligations required under the terms of any affidavit, agreement, certificate, contract, deed, indenture, notice or other empowering document in the course of the Company’s operations and generally to do all such things as are necessary and useful to the fulfillment of the above objects, subject to any limitations imposed by law, in order to give full effect and purpose to the foregoing.
4. | THAT the authorization contained herein does not include contracts and agreements for the purchase of goods and services by the Company for its own use which are excluded from the operation of this authorization. |
5. | THAT any one Signing Officer from Classes A, B or C, or any combination thereof, may sign and counter-sign bonds, debentures, stock certificates and other securities on behalf of the Company, when it acts as trustee, transfer agent and/or registrar. |
6. | THAT any Signing Officer may affix the corporate seal to any instrument requiring same. |
7. | THAT any officer holding a dual position shall sign only once. |
DATED at Toronto, Ontario, as of the 15th day of May, 2013.
CERTIFIED TRUE COPY
I, Magdalena Autea, Assistant Secretary of Computershare Trust Company of Canada, hereby certify that this copy of the Resolution Regarding Execution Of Documents and Countersignatures for Computershare Trust Company of Canada is a true copy of the original which was passed by the Board of Directors on May 15th, 2013 and is of full force and effect as of the date hereof.
Certified at Toronto on this 24th day of April, 2014.
Magdalena Autea |
/s/ Magdalena Autea |
Assistant Secretary |
COMPUTERSHARE TRUST COMPANY OF CANADA
AUTHORIZED SIGNATURES
/s/ Morag Abraham | /s/ Nico Avendano | |||
Morag Abraham, Corporate Trust Officer | Nico Avendano, Corporate Trust Officer | |||
/s/ Jason [ILLEGIBLE] | /s/ Shelley Bloomberg | |||
Jason [ILLEGIBLE], Corporate Trust Officer | Shelley Bloomberg, Manager, Corporate Trust | |||
/s/ Aaron Cao | /s/ Charles Cuschieri | |||
Aaron Cao, Administrator, MBS | Charles Cuschieri, Associate Trust Officer | |||
/s/ Eric L. Foronda | /s/ Charles Eric Gauthier | |||
Eric L. Foronda, Professional, MBS | Charles Eric Gauthier, General Manager | |||
/s/ Soheil Kafai | /s/ Youngin Kim | |||
Soheil Kafai, Corporate Trust Officer | Youngin Kim, Administrator, MBS | |||
/s/ Marina Klimova | /s/ Prasath Kugananthan | |||
Marina Klimova, Administrator, MBS | Prasath Kugananthan, Administrator, MBS |
I, Magdalena Autea, Assistant Secretary of Computershare Trust Company of Canada, hereby certify that each of the above named persons holds the office set out beside his or her name and that the facsimile signature appearing with the name of each such person is a true exact copy of the signature of such person.
Certified at Toronto on this 24th day of April, 2014.
COMPANY NAME |
/s/ Magdalena Autea |
Magdalena Autea Assistant Secretary |
COMPUTERSHARE TRUST COMPANY OF CANADA
AUTHORIZED SIGNATURES
/s/ Stanley Kwan | /s/ Annie [ILLEGIBLE] | |||
Stanley Kwan, Associate Trust Officer | Annie [ILLEGIBLE], Professional, MBS | |||
/s/ Scott Markham | /s/ Daniel Marz | |||
Scott Markham, Manager, Corporate Trust | Daniel Marz, Corporate Trust Officer | |||
/s/ Mircho Mirchev | /s/ Shivani Moktan | |||
Mircho Mirchev, Corporate Trust Officer | Shivani Moktan, Administrator, MBS | |||
/s/ Musabbeha Nagori | /s/ Ann Pierce | |||
Musabbeha Nagori, Administrator, MBS | Ann Pierce, Team Leader, Bond Administration | |||
/s/ Sean Pigott | /s/ Susanne Pynn | |||
Sean Pigott, Corporate Trust Officer | Susanne Pynn, Professional, MBS | |||
/s/ Christina Quintal | /s/ Ann Samuel | |||
Christina Quintal, Administrator, MBS | Ann Samuel, Associate Trust Officer | |||
/s/ Aruna Santsarran | /s/ Michelle Schultz | |||
Aruna Santsarran, Team Leader, Trust Investments | Michelle Schultz, Associate Trust Officer |
I, Magdalena Autea, Assistant Secretary of Computershare Trust Company of Canada, hereby certify that each of the above named persons holds the office set out beside his or her name and that the facsimile signature appearing with the name of each such person is a true exact copy of the signature of such person.
Certified at Toronto on this 24th day of April, 2014.
/s/Magdalena Autea | ||
Assistant Secretary |
COMPUTERSHARE TRUST COMPANY OF CANADA
AUTHORIZED SIGNATURES
/s/ Judith Sebald | /s/ Mohanie Shivprasad | |||
Judith Sebald, Corporate Trust Officer | Mohanie Shivprasad, Associate Trust Officer | |||
/s/ Raji Sivalingam | /s/ Diane Small | |||
Raji Sivalingam, Associate Trust Officer | Diane Small, Manager, MBS | |||
/s/ Danny Snider | /s/ Stuart Swartz | |||
Danny Snider, Corporate Trust Officer | Stuart Swartz, Senior Vice President, Corporate Trust | |||
/s/ Anastassia Tikhomirova | /s/ Patricia Wakelin | |||
Anastassia Tikhomirova, Corporate Trust Officer | Patricia Wakelin, Corporate Trust Officer | |||
/s/ Steven Wang | /s/ Kelly Wood | |||
Steven Wang, Administrator, MBS | Kelly Wood, Manager, Administration |
I, Magdalena Autea, Assistant Secretary of Computershare Trust Company of Canada, hereby certify that each of the above named persons holds the office set out beside his or her name and that the facsimile signature appearing with the name of each such person is a true exact copy of the signature of such person.
Certified at Toronto on this 24th day of April, 2014.
/s/ Magdalena Autea |
Magdalena Autea Assistant Secretary |
Exhibit 7
Consolidated Monthly Balance Sheet – Banks, Trust and Loan | Page 1 of 2 |
Computershare Trust Company of Canada
CONSOLIDATED MONTHLY BALANCE SHEET
As At February 28, 2014
(in thousands of dollars)
Section I – Assets | Foreign Currency | Total Currency | ||||||
1. Cash and cash equivalent | ||||||||
(a) Gold, bank notes, deposits with Bank of Canada, cheques and other items in transit | 0 | 0 | ||||||
(b) Deposits with regulated financial institutions, less allowances for impairment | 1,935 | 71,602 | ||||||
2. Securities | ||||||||
(a) Securities issues or guaranteed by Canada/Canadian Province/Canadian Municipal or School Corporation | ||||||||
(i) Treasury Bills and other short term paper | 0 | 0 | ||||||
(ii) Other securities | 0 | 0 | ||||||
(b) Other securities, less allowance for impairment | ||||||||
(i) Debt | 0 | 0 | ||||||
(ii) Shares | 0 | 0 | ||||||
3. Loans | ||||||||
(a) Non-Mortgage Loans, less allowance for impairment | ||||||||
(i) Call and other short loans to investment dealers and brokers, secured | 0 | 0 | ||||||
(ii) To regulated financial institutions | 0 | 0 | ||||||
(iii) To Canadian federal government, provinces, municipal or school corporations | 0 | 0 | ||||||
(iv) To foreign governments | 0 | 0 | ||||||
(v) Lease receivables | 0 | 0 | ||||||
(vi) To individuals for non-business purposes | 0 | 0 | ||||||
Of (A) Secured by residential property | 0 | 0 | ||||||
which: (B) Secured by other than residential property | 0 | 0 | ||||||
(vii) Reverse repurchase agreements | 0 | 0 | ||||||
(viii)To individuals and others for business purposes | 0 | 0 | ||||||
Of (A) Secured by residential property | 0 | 0 | ||||||
which: (B) Secured by other than residential property | 0 | 0 | ||||||
(b) Mortgages, less allowance for impairment | ||||||||
(i) Residential | ||||||||
(A) Insured | 0 | 0 | ||||||
(B) Of which: NHA MBS pooled and unsold | 0 | 0 | ||||||
(C) Uninsured | 0 | 0 | ||||||
(D) Reverse Mortgages | 0 | 0 | ||||||
(ii) Non-residential | 0 | 0 | ||||||
4. Customers’ liability under acceptances, less allowances for impairment | 0 | 0 | ||||||
5. Land, buildings, and equipment, less accumulated depreciation | 0 | 4,951 | ||||||
6. Other assets | ||||||||
(a) Insurance-related assets | 0 | 0 | ||||||
(b) Accrued interest | 0 | 2,800 | ||||||
(c) Prepaid and deferred charges | 0 | 1,724 | ||||||
(d) Goodwill | 0 | 6,055 | ||||||
(e) Intangibles | ||||||||
(i) with definite lives | 0 | 86,255 | ||||||
(ii) with indefinite lives | 0 | 0 | ||||||
(f) Deferred tax assets | 0 | 0 | ||||||
(g) Derivatives related amounts | 0 | 0 | ||||||
(h) Due from Head Office and related Canadian regulated Financial Institutions | 0 | 0 | ||||||
(i) Interests in associates and joint ventures | 0 | 0 | ||||||
(j) Other | 25 | 48,768 | ||||||
|
|
|
| |||||
Total Assets | 1,960 | 222,155 | ||||||
|
|
|
|
Consolidated Statement of Comprehensive Income | Page 2 of 2 |
Computershare Trust Company of Canada
CONSOLIDATED MONTHLY BALANCE SHEET
As At February 28, 2014
(in thousands of dollars)
Section II – Liabilities | Foreign Currency | Total | ||||||
1. Demand and notice deposits | ||||||||
(a) Federal and Provincial | 0 | 0 | ||||||
(b) Municipal and School Corporations | 0 | 0 | ||||||
(c) Deposit-taking institutions | 0 | 0 | ||||||
(d) Individuals | ||||||||
(i) Tax sheltered | 0 | 28,252 | ||||||
(ii) Other | 0 | 0 | ||||||
(e) Other | 0 | 0 | ||||||
2. Fixed-term deposits | ||||||||
(a) Federal and Provincial | 0 | 0 | ||||||
(b) Municipal and School Corporations | 0 | 0 | ||||||
(c) Deposit-taking institutions | 0 | 0 | ||||||
(d) Individuals | ||||||||
(i) Tax-sheltered | 0 | 0 | ||||||
(ii) Other | 0 | 0 | ||||||
(e) Others | 0 | 0 | ||||||
3. Cheques and other items in transit | 0 | 0 | ||||||
4. Advances from the Bank of Canada | 0 | 0 | ||||||
5. Acceptances | 0 | 0 | ||||||
6. Other liabilities | ||||||||
(a) Liabilities of subsidiaries, other than deposits | ||||||||
(i) Call and other short loans payable | 0 | 0 | ||||||
(ii) Other | 0 | 0 | ||||||
(b) Insurance-related liabilities | 0 | 0 | ||||||
(c) Accrued interest | 0 | 0 | ||||||
(d) Mortgages and loans payable | 0 | 0 | ||||||
(e) Income taxes | ||||||||
(i) Current | 0 | 1,025 | ||||||
(ii) Deferred | 0 | 5,929 | ||||||
(f) Obligations related to borrowed securities | 0 | 0 | ||||||
(g) Obligations related to assets sold under repurchase agreements | 0 | 0 | ||||||
(h) Deferred income | 0 | 8,827 | ||||||
(i) Derivative related amounts | 0 | 0 | ||||||
(j) Due to Head Office and related Canadian regulated Financial Institutions | 0 | 0 | ||||||
(k) Other | 1,646 | 22,047 | ||||||
7. Subordinated debt | 0 | 0 | ||||||
8. Shareholders’ equity | ||||||||
(a) Preferred shares | 0 | 0 | ||||||
(b) Common shares | 0 | 70,622 | ||||||
(c) Contributed surplus | 0 | 18,719 | ||||||
(d) Retained earnings | 66,734 | |||||||
(e) Non-controlling interests | 0 | 0 | ||||||
(f) Accumulated Other Comprehensive Income (Loss) | 0 | |||||||
|
|
|
| |||||
Total liabilities and shareholders’ equity | 1,646 | 222,155 | ||||||
|
|
|
|
Consolidated Statement of Comprehensive Income | Page 1 of 3 |
Computershare Trust Company of Canada
CONSOLIDATED STATEMENT OF COMPREHENSIVE INCOME
Year to date: End of Q4- 2013
{in thousands of dollars)
Interest and dividends income |
| |||
Deposits with regulated financial institutions | 413 | |||
Securities issued or guaranteed by Government of Canada, provinces, municipal or school | ||||
Other Securities | ||||
Loans | ||||
Non-mortgage loans | ||||
Individuals for non-business purposes | ||||
Others | ||||
Mortgages | ||||
Residential | ||||
Non-residential | 0 | |||
Interest income on impaired loans | ||||
Other | 58,464 | |||
|
| |||
Total interest income | 58,877 | |||
|
| |||
Interest expense | ||||
Demand and notice deposits | ||||
Fixed term deposits | ||||
Subordinated debt | 0 | |||
Other | 19,235 | |||
|
| |||
Total interest expense | 19,235 | |||
|
| |||
Net interest income | 39,642 | |||
Charge for impairment | 152 | |||
Net interest income after charge for impairment | 39,490 | |||
Trading Income | 0 | |||
Gains (Losses) on instruments held for other than trading purposes | 0 | |||
Other Income | ||||
Service charges on retail and commercial deposit accounts | ||||
Credit and debit card service fees | 0 | |||
Mortgage, standby, commitment and other loan fees | ||||
Acceptance, guarantees and letter of credit fees | ||||
Investment management and custodial services | 67,538 | |||
Mutual (investment) fund, underwriting on new issues and securities commissions and fees | ||||
Foreign exchange revenue other than trading | 0 | |||
Insurance related non-interest income (net) | ||||
Other | ||||
|
| |||
Total non-interest income | 67,538 | |||
|
| |||
Net interest and other income | 107,028 | |||
Non-interest expenses | ||||
Salaries, pensions and other staff benefits | 33,941 | |||
Premises and equipment | ||||
Rental of real estate, premises, furniture & fixtures | 8,013 | |||
Computers & equipment | 2,112 | |||
Other expenses |
Consolidated Statement of Comprehensive Income | Page 2 of 3 |
Advertising, public relations & business development | 837 | |||
Office and general expenses | 994 | |||
Capital and business taxes | 354 | |||
Professional fees | 814 | |||
Other | 5,849 | |||
|
| |||
Total non-interest expenses | 52,914 | |||
Net income before provision for income taxes | 54,114 | |||
Provision for income taxes | ||||
Current | 14,102 | |||
Deferred | 217 | |||
Net income before discontinued operations | 39,795 | |||
Discontinued operations | 0 | |||
|
| |||
Net income attributable to equity holders and non-controlling interests | 39,795 | |||
Net income attributable to non-controlling interests | 0 | |||
Net income attributable to equity holders | 39,795 | |||
|
| |||
SCHEDULE 1 – Comprehensive income (loss), attributable to equity holders and non-controlling interests, net of taxes | ||||
Net income attributable to equity holders and non-controlling interests | 39,795 | |||
Other Comprehensive Income (loss) | ||||
Items that may be reclassified subsequently to net income: | ||||
Available for sale securities | ||||
Change in unrealized gains and losses | ||||
Equities | 0 | |||
Debt | 0 | |||
Loans | 0 | |||
Reclassification of (gains)/losses to net income | 0 | |||
Derivatives designed as cash flow hedges | ||||
Change in unrealized gains and losses | 0 | |||
Reclassification of (gains)/losses to net income | 0 | |||
Foreign currency translation | ||||
Change in unrealized gains and losses | 0 | |||
Impact of hedging | 0 | |||
Other | 0 | |||
|
| |||
Subtotal of items that may be reclassified subsequently to net income | 0 | |||
Items that will not be reclassified to net income: | ||||
Share of other comprehensive income (loss) of associates and joint ventures | 0 | |||
Remeasurements of defined benefit plans | 0 | |||
Other | ||||
|
| |||
Subtotal of items that will not be reclassified to net income | ||||
|
| |||
Total other comprehensive income (loss) | 0 | |||
Total comprehensive income (loss) | 39,795 | |||
|
| |||
Attributable to: | ||||
Equity holders of the bank | 39,795 | |||
Non-controlling interests | 0 |
Consolidated Statement of Comprehensive Income | Page 3 of 3 |
SCHEDULE 2 – Accumulated other comprehensive income (loss), attributable to equity holders, net of taxes | ||||
Items that may be reclassified subsequently to net income: | ||||
Available for sale securities | ||||
Equities | 0 | |||
Debt | 0 | |||
Loans | 0 | |||
Derivatives designed as cashflow hedges | 0 | |||
Foreign currency translation, net of hedging activities | 0 | |||
Other | 0 | |||
|
| |||
Subtotal of items that may be reclassified subsequently to net income | 0 | |||
Items that will not be reclassified to net income: | ||||
Share of other comprehensive income {loss) of associates and joint ventures | 0 | |||
Other | ||||
|
| |||
Subtotal of items that will not be reclassified to net income | 0 | |||
|
| |||
Total | 0 | |||
|
|
Exhibit 9
U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM F-X
APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING
A. | Name of issuer or person filing (“Filer”): Computershare Trust Company of Canada |
B. | (1) This is [check one]: |
x an original filing for the Filer
¨ an amended filing for the Filer
(2) | Check the following box if you are filing the Form F-X in paper in accordance with Regulation S-T Rule 101(b)(9) ¨ |
C. | Identify the filing in conjunction with which this Form being filed: |
Name of registrant | Open Text Corporation | |
Form type: | S-3 | |
File Number (if known): | 333- | |
Filed by: | Computershare Trust Company of Canada | |
Date Filed (if filed concurrently, so indicate): | April 24, 2014 |
D. | The Filer is incorporated or organized under the laws of Canada and has its principal place of business at 100 University Avenue, 11th Floor, North Tower, Toronto, Ontario, Canada, M5J 2Y1 Telephone No.416-263-9200 |
E. | The Filer designates and appoints Computershare Trust Company, N.A. (“Agent”) located at 350 Indiana Street, Suite 750, Golden, Colorado, 80401 as agent of the Filer upon whom may be served any process, pleadings, subpoenas, or other papers in: |
(a) | any investigation or administrative proceeding conducted by the Commission; and |
(b) | any civil suit or action brought against the Filer or to which the Filer has been joined as defendant or respondent, in any appropriate court in any place subject to the jurisdiction of any state or of the United States or of any of its territories or possessions or of the District of Columbia, where the investigation, proceeding or cause of action arises out of or related to or concerns (i) any offering made or purported to be made in connection with the securities registered or qualified by the Filer on Form F-10 on June 17, 2009, or any purchases or sales of any security in connection therewith; (ii) the securities in relation to which the obligation to file an annual report on Form 40-F arises, or any purchases or sales of such securities; (iii) any tender offer for the securities of a Canadian issuer with respect to which filings are made by the Filer with the Commission on Schedule 13E-4F, 14D-1F or 14D-9F; or (iv) the securities in relation to which the Filer acts as trustee pursuant to an exemption under Rule 10a-5 under the Trust Indenture Act of 1939. The Filer stipulates and agrees that any such civil suit or action or administrative proceeding may be commenced by the service of process upon, and that service of an administrative subpoena shall be effected by service upon such agent for service of process, and that service as aforesaid shall be taken and held in all courts and administrative tribunals to be valid and binding as if personal service thereof had been made. |
16
F. | The Filer stipulates and agrees to appoint a successor agent for service of process and file an amended Form F-X if the Filer discharges the Agent or the Agent is unwilling or unable to accept service on behalf of the Filer at any time until six years have elapsed from the date the issuer of the securities to which such forms and schedules relate has ceased reporting under the Exchange Act. |
The Filer further undertakes to advise the Commission promptly of any change to the Agent’s name and address during the applicable period by amendment of this Form, referencing the file number of the relevant form in conjunction with which the amendment is being filed.
G. | Each person filing this Form, other than a trustee filing in accordance with General Instruction I.(e) of this Form, undertakes to make available, in person or by telephone, representatives to respond to inquiries made by the Commission staff, and to furnish promptly, when requested to do so by the Commission staff, information relating to: the Forms, Schedules, and offering statements described in General Instructions I.(a), I.(b), I.(c), I.(d) and I.(f) of this Form, as applicable; the securities to which such Forms, Schedules and offering statements relate; and the transactions in such securities. |
The Filer certifies that it has duly caused this power of attorney, consent, stipulation and agreement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Toronto, Canada, this 24th day of April, 2014.
COMPUTERSHARE TRUST COMPANY OF CANADA | ||
By: | /s/ Soheil Kafai | |
Name: | Soheil Kafai | |
Title: | Corporate Trust Officer | |
By: | /s/ Patricia Wakelin | |
Name: Title: | Patricia Wakelin Corporate Trust Officer |
This statement has been signed by the following person in the capacity and on the date indicated.
Authorized Agent in the United States
COMPUTERSHARE TRUST COMPANY, N.A.
By: | /s/ John M. Wahl | |
Name: | John M. Wahl | |
Title: | Corporate Trust Officer |
April 24, 2014
17