SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number: 811-07391
AB Unconstrained Bond Fund, Inc.
(Exact name of registrant as specified in charter)
AllianceBernstein L.P.
1345 Avenue of the Americas, New York, New York 10105
(Address of Principal Executive Office) (Zip Code)
Registrant's Telephone Number, including Area Code:
(800) 221-5672
EMILIE D. WRAPP
AllianceBernstein L.P.
1345 Avenue of the Americas
New York, New York 10105
(Name and address of agent for service)
Copies of communications to:
Paul M. Miller
Seward & Kissel LLP
901 K Street, N.W.
Suite 800
Washington, D.C. 20001
Date of fiscal year end: October 31
Date of reporting period: July 1, 2018 - June 30, 2019
Item 1. Proxy Voting Record.
FORM N-PX
ICA File Number: 811-07391
Registrant Name: AB Unconstrained Bond Fund, Inc.
Reporting Period: 07/01/2018 - 06/30/2019
AB Unconstrained Bond Fund, Inc.
| AB FIXED-INCOME SHARES, INC. - AB GOVERNMENT MONEY MARKET PORTFOLIO ADVISOR FUND Meeting Date: DEC 18, 2018 Record Date: AUG 13, 2018 Meeting Type: ANNUAL | ||||
| Ticker: Security ID: 018616755 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a.1 | Elect Director Michael J. Downey | Management | For | For |
| 1a.2 | Elect Director William H. Foulk, Jr. | Management | For | For |
| 1a.3 | Elect Director Nancy P. Jacklin | Management | For | For |
| 1a.4 | Elect Director Robert M. Keith | Management | For | For |
| 1a.5 | Elect Director Carol C. McMullen | Management | For | For |
| 1a.6 | Elect Director Garry L. Moody | Management | For | For |
| 1a.7 | Elect Director Marshall C. Turner, Jr. | Management | For | For |
| 1a.8 | Elect Director Earl D. Weiner | Management | For | For |
| 2 | Approve Investment Advisory Agreement with AllianceBernstein L.P. | Management | For | For |
| ATD FINANCE CORP. Meeting Date: DEC 14, 2018 Record Date: NOV 12, 2018 Meeting Type: WRITTEN CONSENT | ||||
| Ticker: Security ID: 00214TAA6 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Vote on the Plan | Management | None | For |
| AVAYA HOLDINGS CORP. Meeting Date: MAY 15, 2019 Record Date: MAR 20, 2019 Meeting Type: ANNUAL | ||||
| Ticker: AVYA Security ID: 05351X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William D. Watkins | Management | For | For |
| 1.2 | Elect Director James M. Chirico, Jr. | Management | For | For |
| 1.3 | Elect Director Stephan Scholl | Management | For | For |
| 1.4 | Elect Director Susan L. Spradley | Management | For | For |
| 1.5 | Elect Director Stanley J. Sutula, III | Management | For | For |
| 1.6 | Elect Director Scott D. Vogel | Management | For | For |
| 1.7 | Elect Director Jacqueline E. Yeaney | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| DENBURY RESOURCES INC. Meeting Date: MAY 22, 2019 Record Date: MAR 25, 2019 Meeting Type: ANNUAL | ||||
| Ticker: DNR Security ID: 247916208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director John P. Dielwart | Management | For | For |
| 1B | Elect Director Michael B. Decker | Management | For | For |
| 1C | Elect Director Christian S. Kendall | Management | For | For |
| 1D | Elect Director Gregory L. McMichael | Management | For | For |
| 1E | Elect Director Kevin O. Meyers | Management | For | For |
| 1F | Elect Director Lynn A. Peterson | Management | For | For |
| 1G | Elect Director Randy Stein | Management | For | For |
| 1H | Elect Director Mary M. VanDeWeghe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| EDREAMS ODIGEO SA Meeting Date: SEP 26, 2018 Record Date: SEP 24, 2018 Meeting Type: ANNUAL | ||||
| Ticker: EDR Security ID: L2841H108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect Dana Philip Dunne as Director | Management | For | For |
| 2 | Reelect Amanda Wills as Director | Management | For | For |
| 3 | Reelect David Elizaga Corrales as Director | Management | For | Against |
| 4 | Receive Board's and Auditor's Reports | Management | None | None |
| 5 | Approve Financial Statements | Management | For | For |
| 6 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 7 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income and Dividends | Management | For | For |
| 9 | Approve Discharge of Directors | Management | For | For |
| 10 | Approve Remuneration of Directors | Management | For | Against |
| 11 | Approve Remuneration Report | Management | For | Against |
| 12 | Approve Annual Corporate Governance Report of Company | Management | For | For |
| 13 | Transact Other Business (Non-Voting) | Management | None | None |
| EDREAMS ODIGEO SA Meeting Date: FEB 26, 2019 Record Date: FEB 12, 2019 Meeting Type: SPECIAL | ||||
| Ticker: EDR Security ID: L2841H108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Share Repurchase | Management | For | Did Not Vote |
| 2 | Elect Daniel Setton as Director | Management | For | Did Not Vote |
| 3 | Approve Discharge of Philippe Michel Poletti as Director | Management | For | Did Not Vote |
| 4 | Transact Other Business (Non-Voting) | Management | None | None |
| GOLDEN ENERGY OFFSHORE SERVICES AS Meeting Date: JUN 12, 2019 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: GEOS.ME Security ID: R2R712107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | None |
| 2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 4 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 5 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 6 | Approve Remuneration of Election Committee | Management | For | Did Not Vote |
| 7 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| HORIZON PHARMA PLC Meeting Date: MAY 02, 2019 Record Date: MAR 13, 2019 Meeting Type: ANNUAL | ||||
| Ticker: HZNP Security ID: G4617B105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael Grey | Management | For | For |
| 1b | Elect Director Jeff Himawan | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Authorize Share Repurchase up to 10 Percent of Issued Share Capital | Management | For | For |
| 5 | Approve Increase in Authorized Share Capital | Management | For | For |
| 6 | Authorize Issuance of Equity with Pre-emptive Rights | Management | For | For |
| 7 | Authorize Issuance of Equity without Preemptive Rights | Management | For | Against |
| 8 | Adjourn Meeting | Management | For | Against |
| 9 | Change Company Name to Horizon Therapeutics Public Limited Company | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| 11 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| IHEART COMMUNICATIONS, INC. Meeting Date: NOV 16, 2018 Record Date: SEP 13, 2018 Meeting Type: WRITTEN CONSENT | ||||
| Ticker: Security ID: 184502BL5 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Vote on the Plan - Class 4, 7C, 7D, 7E, 7F Claims | Management | None | Abstain |
| 2 | Opt Out of the Third-Party Release | Management | None | Abstain |
| LAUREATE EDUCATION, INC. Meeting Date: MAY 22, 2019 Record Date: MAR 27, 2019 Meeting Type: ANNUAL | ||||
| Ticker: LAUR Security ID: 518613203 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brian F. Carroll | Management | For | Withhold |
| 1.2 | Elect Director Andrew B. Cohen | Management | For | Withhold |
| 1.3 | Elect Director William L. Cornog | Management | For | Withhold |
| 1.4 | Elect Director Pedro del Corro | Management | For | Withhold |
| 1.5 | Elect Director Michael J. Durham | Management | For | Withhold |
| 1.6 | Elect Director Kenneth W. Freeman | Management | For | Withhold |
| 1.7 | Elect Director George Munoz | Management | For | Withhold |
| 1.8 | Elect Director Judith Rodin | Management | For | Withhold |
| 1.9 | Elect Director Eilif Serck-Hanssen | Management | For | Withhold |
| 1.10 | Elect Director Ian K. Snow | Management | For | Withhold |
| 1.11 | Elect Director Steven M. Taslitz | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| PEABODY ENERGY CORP. Meeting Date: MAY 09, 2019 Record Date: MAR 18, 2019 Meeting Type: ANNUAL | ||||
| Ticker: BTU Security ID: 704551100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bob Malone | Management | For | For |
| 1b | Elect Director Andrea E. Bertone | Management | For | For |
| 1c | Elect Director Nicholas J. Chirekos | Management | For | For |
| 1d | Elect Director Stephen E. Gorman | Management | For | For |
| 1e | Elect Director Glenn L. Kellow | Management | For | For |
| 1f | Elect Director Joe W. Laymon | Management | For | For |
| 1g | Elect Director Teresa S. Madden | Management | For | For |
| 1h | Elect Director Kenneth W. Moore | Management | For | For |
| 1i | Elect Director Michael W. Sutherlin | Management | For | For |
| 1j | Elect Director Shaun A. Usmar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| RESOLUTE FOREST PRODUCTS INC. Meeting Date: MAY 24, 2019 Record Date: MAR 28, 2019 Meeting Type: ANNUAL | ||||
| Ticker: RFP Security ID: 76117W109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Randall C. Benson | Management | For | For |
| 1.2 | Elect Director Suzanne Blanchet | Management | For | For |
| 1.3 | Elect Director Jennifer C. Dolan | Management | For | For |
| 1.4 | Elect Director Richard D. Falconer | Management | For | For |
| 1.5 | Elect Director Jeffrey A. Hearn | Management | For | For |
| 1.6 | Elect Director Yves Laflamme | Management | For | For |
| 1.7 | Elect Director Bradley P. Martin | Management | For | For |
| 1.8 | Elect Director Alain Rheaume | Management | For | For |
| 1.9 | Elect Director Michael S. Rousseau | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Restricted Stock Plan | Management | For | For |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant: AB Unconstrained Bond Fund, Inc. | |||||
| By: | Robert M. Keith* | ||||
| Chief Executive Officer | |||||
| Date: | August 29, 2019 | ||||
| *By: | /s/ Nancy E. Hay | ||||
| Nancy E. Hay | |||||
| (Attorney-in-fact) | |||||
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that the person whose signature appears below hereby revokes all prior powers granted by the undersigned to the extent inconsistent herewith and constitutes and appoints Robert M. Keith, Emilie D. Wrapp, Eric C. Freed, Nancy E. Hay and Stephen J. Laffey and each of them, to act severally as attorney-in-fact and agent, with power of substitution and resubstitution, for the undersigned in any and all capacities, solely for the purpose of signing the respective Registration Statements, and any amendments thereto, on Form N-1A and any other filings of:
-AB Bond Fund, Inc.
-AB Cap Fund, Inc.
-AB Core Opportunities Fund, Inc.
-AB Corporate Shares
-AB Discovery Growth Fund, Inc.
-AB Equity Income Fund, Inc.
-AB Fixed-Income Shares, Inc.
-AB Global Bond Fund, Inc.
-AB Global Real Estate Investment Fund, Inc.
-AB Global Risk Allocation Fund, Inc.
-AB High Income Fund, Inc.
-AB Institutional Funds, Inc.
-AB Large Cap Growth Fund, Inc.
-AB Municipal Income Fund, Inc.
-AB Municipal Income Fund II
-AB Relative Value Fund, Inc.
-AB Sustainable Global Thematic Fund, Inc.
-AB Sustainable International Thematic Fund, Inc.
-AB Trust
-AB Unconstrained Bond Fund, Inc.
-AB Variable Products Series Fund, Inc.
-The AB Portfolios
-Sanford C. Bernstein Fund II, Inc.
and filing the same, with exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, hereby ratifying and confirming all that said attorneys-in-fact, or their substitute or substitutes, may do or cause to be done by virtue hereof.
| /s/ Robert M. Keith | |||||
| Robert M. Keith | |||||
Dated: May 3, 2018
