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11-K/A Filing
Ameren (AEE) 11-K/AAnnual report of employee stock purchases (amended)
Filed: 27 Oct 23, 5:22pm
UNITED STATES
SECURITIES AND EXCHANGE COMMISISION
WASHINGTON, DC 20549
FORM 11-K/A
Amendment No. 1
☒ | ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the fiscal year ended December 31, 2021
OR
☐ | TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the transition period from to
COMMISSION FILE NUMBER 1-14756
A. | Full title of the plan and the address of the plan, if different from that of the issuer named below: |
AMEREN CORPORATION
SAVINGS INVESTMENT PLAN
B. | Name of issuer of securities held pursuant to the plan and the address of its principal executive office: |
Ameren Corporation
1901 Chouteau Avenue
St. Louis, Missouri 63103
EXPLANATORY NOTE
This Amendment No. 1 on Form 11-K/A (the “Amendment”) is being filed by the Ameren Corporation Savings Investment Plan (the “Plan”) to amend its Annual Report on Form 11-K for the fiscal year ended December 31, 2021, as filed with the U.S. Securities and Exchange Commission on June 24, 2022 (the “Original Filing”). The sole purpose of this Amendment is to include Schedule G Part III - Nonexempt Transactions and update the Report of Independent Registered Public Accounting Firm dated June 24, 2022. The Report of Independent Registered Public Accounting Firm included in the Amendment is dated June 24, 2022, except for Schedule G, as to which the date is October 27, 2023. Other than the revisions to Schedule G Part III and the Report of Independent Registered Public Accounting Firm, no other items included in the Original Filing, including financial statements and footnotes, have been amended. Further, the Amendment does not purport to provide an update or a discussion of any other developments with respect to the Plan subsequent to the filing date of the Original Filing.
Ameren Corporation Savings Investment Plan
Financial Statements and Supplemental Schedule
December 31, 2021 and 2020
Report of Independent Registered Public Accounting Firm | ||||
December 31, 2021 and 2020 | 1-2 | |||
Financial Statements | ||||
December 31, 2021 and 2020 | 3 | |||
Years Ended December 31, 2021 and 2020 | 4 | |||
December 31, 2021 and 2020 | 5-15 | |||
Supplemental Schedules* | ||||
1 | ||||
Schedule H, Line 4i - Schedule of Assets (Held at End of Year) | ||||
December 31, 2021 | 1-7 |
* | Other schedules required by 29 CFR 2520.103-10 of the Department of Labor’s Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974 (“ERISA”), as amended, have been omitted because they are not applicable. |
![]() | Crowe LLP Independent Member Crowe Global | |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Plan Participants and Plan Administrator of the Ameren Corporation Savings Investment Plan
St. Louis, Missouri
Opinion on the Financial Statements
We have audited the accompanying statements of net assets available for benefits of Ameren Corporation Savings Investment Plan (the “Plan”) as of December 31, 2021 and 2020, the related statements of changes in net assets available for benefits for the years then ended, and the related notes (collectively referred to as the “financial statements”). In our opinion, the financial statements present fairly, in all material respects, the net assets available for benefits of the Plan as of December 31, 2021 and 2020, and the changes in net assets available for benefits for the years then ended, in conformity with accounting principles generally accepted in the United States of America.
Basis for Opinion
These financial statements are the responsibility of the Plan’s management. Our responsibility is to express an opinion on the Plan’s financial statements based on our audits. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (“PCAOB”) and are required to be independent with respect to the Plan in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB.
We conducted our audits in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement, whether due to error or fraud. The Plan is not required to have, nor were we engaged to perform, an audit of its internal control over financial reporting. As part of our audits, we are required to obtain an understanding of internal control over financial reporting but not for the purpose of expressing an opinion on the effectiveness of the Plan’s internal control over financial reporting. Accordingly, we express no such opinion.
Our audits included performing procedures to assess the risks of material misstatement of the financial statements, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements. Our audits also included evaluating the accounting principles used and significant estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that our audits provide a reasonable basis for our opinion.
1
Supplemental Information
The supplemental Schedule H, Line 4i – Schedule of Assets (Held at End of Year) as of December 31, 2021 and Schedule G, Part III – Schedule of Nonexempt Transactions for the year ended December 31, 2021 have been subjected to audit procedures performed in conjunction with the audit of Ameren Corporation Savings Investment Plan’s financial statements. The supplemental schedules are the responsibility of the Plan’s management. Our audit procedures included determining whether the information presented in the supplemental schedules reconciles to the financial statements or the underlying accounting and other records, as applicable, and performing procedures to test the completeness and accuracy of the information presented in the supplemental schedules. In forming our opinion on the supplemental schedules, we evaluated whether the supplemental schedules, including their form and content, are presented in conformity with the Department of Labor’s Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974. In our opinion, the supplemental schedules are fairly stated in all material respects in relation to the financial statements as a whole.
/s/ Crowe LLP
Crowe LLP
We have served as the Plan’s auditor since 2014.
Oak Brook, Illinois
June 24, 2022, except for supplemental Schedule G, Part III - Schedule of Nonexempt Transactions, as to which the date is October 27, 2023.
2
Savings Investment Plan
Statements of Net Assets Available for Benefits
December 31, 2021 and 2020
2021 | 2020 | |||||||
Assets | ||||||||
Investments, at fair value | $ | 2,958,712,609 | $ | 2,667,860,978 | ||||
Investments, at contract value | 315,902,740 | 321,003,883 | ||||||
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Total investments | 3,274,615,349 | 2,988,864,861 | ||||||
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Cash | 1,185,436 | 1 | ||||||
Receivables | ||||||||
Notes receivable from participants | 34,180,853 | 33,994,821 | ||||||
Participant contributions | 2,544,730 | 3,127,852 | ||||||
Employer contributions | 2,513,821 | 623,687 | ||||||
Dividends and interest | 283,040 | 315,588 | ||||||
Due from brokers for securities sold | 5,566,474 | 9,034,431 | ||||||
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Total receivables | 45,088,918 | 47,096,379 | ||||||
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Total assets | 3,320,889,703 | 3,035,961,241 | ||||||
Liabilities | ||||||||
Accrued expenses | 782,992 | 662,737 | ||||||
Due to brokers for securities purchased | 8,758,186 | 9,475,458 | ||||||
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Total liabilities | 9,541,178 | 10,138,195 | ||||||
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Net assets available for benefits | $ | 3,311,348,525 | $ | 3,025,823,046 | ||||
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The accompanying notes are an integral part of these financial statements.
3
Ameren Corporation
Savings Investment Plan
Statements of Changes in Net Assets Available for Benefits
Years Ended December 31, 2021 and 2020
2021 | 2020 | |||||||
Additions: | ||||||||
Investment income | ||||||||
Interest and dividends | $ | 40,452,598 | $ | 20,377,636 | ||||
Net appreciation in fair value of investments | 388,465,986 | 372,577,335 | ||||||
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Total investment income | 428,918,584 | 392,954,971 | ||||||
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Interest on notes receivable from participants | 1,532,924 | 1,841,308 | ||||||
Participant contributions | 110,696,275 | 109,954,566 | ||||||
Employer contributions | 40,200,465 | 37,612,346 | ||||||
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Total additions | 581,348,248 | 542,363,191 | ||||||
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Deductions: | ||||||||
Benefits paid to participants | 291,477,964 | 217,709,502 | ||||||
Administrative expenses | 4,344,805 | 3,486,596 | ||||||
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Total deductions | 295,822,769 | 221,196,098 | ||||||
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Net increase | 285,525,479 | 321,167,093 | ||||||
Net assets available for benefits | ||||||||
Beginning of year | 3,025,823,046 | 2,704,655,953 | ||||||
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End of year | $ | 3,311,348,525 | $ | 3,025,823,046 | ||||
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The accompanying notes are an integral part of these financial statements.
4
Ameren Corporation
Savings Investment Plan
December 31, 2021 and 2020
1. | Description of the Plan |
General
The following is a summary of the various provisions of the Ameren Corporation Savings Investment Plan (the “Plan”). Participants should refer to the Summary Plan Document for more complete information.
The Plan is a defined contribution plan. Its purpose is to provide employees eligible to participate (the “Participants”) of Ameren Corporation (the “Company”) and its wholly owned subsidiaries the opportunity to defer a portion of their compensation for federal income tax purposes in accordance with Section 401(k) of the Internal Revenue Code (the “Code”). The Plan is subject to certain provisions of the Employee Retirement Income Security Act of 1974 (“ERISA”), as amended, and regulations of the Securities and Exchange Commission.
The Company serves as sponsor of the Plan, and, consequently, has the authority to amend or terminate the Plan subject to certain restrictions. The Ameren Administrative Committee has the authority and responsibility for the general administration of the Plan. Fidelity Management Trust Company (“Fidelity”), as Trustee, has the authority and responsibility to hold and protect the assets of the Plan in accordance with Plan provisions and with the Trust and Administrative Agreement.
Participation
All regular full-time employees are eligible to participate in the Plan upon employment. Part-time or temporary employees are eligible to participate in the Plan upon completion of a year of service with at least 1,000 hours of service or effective January 1, 2021, if they complete three consecutive 12-month periods, each with at least 500 hours of service.
Employees covered by a collective bargaining agreement (“CBA”) are eligible to participate only if the CBA provides for such participation.
If employees do not make an election, nor opt-out within 30 days of employment, they are automatically enrolled at a 6% pre-tax contribution rate, invested in a Target Date fund based upon the date at which the Participant is or will be age 65, and further enrolled in auto-escalation increasing their pre-tax contribution 1% annually, with no cap on the annual increases. Employees may opt-out or make alternative elections at any time.
Contributions
Each year, Participants may contribute up to 100% of eligible compensation, as defined in the Plan, and subject to annual limitations imposed by the Code.
The Company makes an Employer Basic Matching Contribution plus an Employer Additional Matching Contribution in an amount equal to a percent of the amount each Participant contributes to the Plan, up to a certain maximum percentage of the Participant’s compensation that he or she elects to contribute to the Plan each year. The amount of Company matching contribution depends on the Participant’s employment classification, and for contract employees is determined by the collective bargaining agreement with the specific union representing the Participants. The Company also makes true-up Employer Basic Matching Contributions for Participants who contribute the IRS maximum before the end of the year and, as a result, do not receive the full company match. The Employer Additional Matching Contributions are invested in the Ameren Stock Fund.
5
Ameren Corporation
Savings Investment Plan
Notes to Financial Statements
December 31, 2021 and 2020
The Plan permits annual “catch-up” contributions for all employees age 50 and older. For eligible employees, the additional “catch-up” contribution is limited to $6,500 in 2021 and 2020. The Company does not match “catch-up” contributions.
Participants direct the investment of their contributions and the Employer Basic Matching Contributions to his or her account to any of the investment options available under the Plan, including Company stock. Contributions may be allocated to a single investment option or allocated in increments of one percent to any combination of investment options. Such elections may be changed daily. Although the Employer Additional Matching Contributions are invested in the Ameren Stock Fund, they may be immediately reallocated to other funds at the participants’ discretion.
Earnings derived from the assets of any investment fund are reinvested in the fund to which they relate. Participants may elect daily to reallocate, by actual dollar or percentage in one percent increments, the value of their accounts between funds. Pending investment of the assets into any investment fund, the Trustee may temporarily make certain short-term investments.
Participant Accounts
Each Participant’s account is credited with the Participant’s contributions and an allocation of (a) the Company’s contributions, and (b) Plan earnings, and is charged with an allocation of administrative expenses. Allocations are based on Participant contributions, eligible compensation, Participant account balances, or specific Participant transactions, as defined. The benefit to which the Participant is entitled is the benefit which can be provided from the Participant’s account. Each Participant directs the investment of his or her account to any of the investment options available under the Plan. The Plan imposes certain restrictions on participant directed investments into the Ameren Stock Fund.
Notes Receivable from Participants
The Plan permits Participants to borrow from their accounts within the Plan. Such borrowings may be made subject to the following: (1) the minimum amount of the loan is $1,000, (2) the amount of the loan may not exceed the lesser of $50,000 or 50% of the vested amount in the Participant’s account, (3) the loan will bear a fixed interest rate and repayments will be made through mutual agreement subject to certain statutory repayment time limits, (4) each loan shall bear a reasonable interest rate as determined under policies established for the Plan and (5) such other rules and regulations as may be adopted by the Company. At December 31, 2021 and 2020, the interest rates on participant loans ranged from 4.00 percent to 10.50 percent.
Vesting
The amounts in Participants’ accounts, including Company contributions, are fully vested at all times.
Payment of Benefits
The total amount of a Participant’s account shall be distributed to the Participant according to one of the options as described in the Plan document and as elected by the Participant after termination of employment. All distributions shall be in the form of cash except that Participants may elect to have his or her interest in the Ameren Stock Fund distributed in shares of Ameren common stock.
6
Ameren Corporation
Savings Investment Plan
Notes to Financial Statements
December 31, 2021 and 2020
The Setting Every Community Up for Retirement Enhancement (SECURE) Act was enacted in December 2019 and most provisions in the law became effective January 1, 2020. In compliance with the law, the Company adopted the provision which affects distributions to former employees. Effective for Participants who turn age 70 1⁄2 after December 31, 2019, the Company will make required minimum distributions (“RMD”) no later than April 1 in the year after the participant reaches the age of 72. In compliance with the Coronavirus Aid, Relief, and Economic Security (CARES) Act, which was enacted in March 2020, the Company temporarily suspended RMDs for 2020.
Participants may withdraw certain basic contributions, rollover contributions and related earnings thereon upon reaching age 59 1/2, in the event of total disability or financial hardship as defined by the Plan or the Code. For purposes of distributions, the Participant’s account value will be determined as of the last business day coincident with or immediately preceding the day of distribution. Contributions to the Plan and investment income thereon are taxable to Participants upon distribution pursuant to the rules provided for under the Plan and the Code.
The Plan also allows, at the discretion of the Company, participants of the former Union Electric Company Employee Stock Ownership Plan and the former Ameren Corporation Employee Stock Ownership Plan for Certain Employees of AmerenCIPS, to receive certain distributions prior to termination of employment.
Plan Termination
The Company intends to continue the Plan indefinitely. However, the Company may at any time and for any reason, subject to ERISA and Internal Revenue Service regulations, suspend or terminate the Plan provided that such action does not retroactively adversely affect the rights of any Participant under the Plan.
2. | Summary of Significant Accounting Policies |
Basis of Accounting
The accompanying financial statements of the Plan are prepared on the accrual basis of accounting, except that benefit payments to Participants are recorded upon distribution.
Use of Estimates
The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities, the disclosure of contingent assets and liabilities at the date of the financial statements, and the reported amounts of changes in net assets available for benefits during the reporting period. Actual results could differ from those estimates.
Investment Valuation and Income Recognition
All investments are presented at fair value, except for fully benefit-responsive investment contracts, which are reported at contract value, as of December 31, 2021 and 2020. Fair value is the price that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date. See Note 3 for discussion of fair value measurements.
7
Ameren Corporation
Savings Investment Plan
Notes to Financial Statements
December 31, 2021 and 2020
The Plan has direct investments in fully benefit-responsive investment contracts. Investments held by a defined contribution plan are required to be reported at fair value, except for fully benefit- responsive investment contracts. Contract value is the relevant measurement attribute for the portion of the net assets available for benefits of a defined contribution plan attributable to fully benefit-responsive investment contracts because contract value is the amount Participants normally would receive if they were to initiate permitted transactions under the terms of the Plan. Contract value represents contributions made under each contract, plus earnings, less participant withdrawals and administrative expenses.
Purchases and sales of securities are recorded on a trade date basis. Interest income is recorded on the accrual basis. Dividend income is recorded on the ex-dividend date. Net appreciation (depreciation) in fair value of investments includes the Plan’s gains and losses on investments bought and sold as well as held during the year.
Notes Receivable from Participants
Notes receivable from Participants are measured at their unpaid principal balance plus any accrued but unpaid interest, with no allowance for credit losses, as repayments of principal and interest are received through payroll deductions and the notes are collateralized by the Participants’ account balances. Delinquent participant loans are reclassified as distributions based upon the terms of the Plan document.
Administrative Expenses
Fees associated with administering the Plan are generally paid by the Plan. Trustee and recordkeeping fees are primarily paid via (1) flat dollar fees that are assessed to all Participants quarterly, and (2) fees accrued in investment funds that are separately-managed accounts (versus commingled funds). Also, revenue sharing payments that Fidelity receives from mutual funds are allocated to Participant accounts quarterly.
Risks and Uncertainties
Investments are exposed to various risks, such as interest rate, market and credit risks, which includes global events such as pandemics. Due to the level of risk associated with certain investments and the level of uncertainty related to changes in the value of investments, it is at least reasonably possible that changes in risks in the near term could materially affect the Participants’ account balances and the amounts reported in the Statements of Net Assets Available for Benefits.
Concentrations
Company common stock comprised 11% of investments at December 31, 2021 and 2020.
8
Ameren Corporation
Savings Investment Plan
Notes to Financial Statements
December 31, 2021 and 2020
3. | Fair Value Measurements |
The authoritative guidance issued by the Financial Accounting Standards Board (the “FASB”) regarding fair value measurement provides a framework for measuring fair value for all assets and liabilities that are measured and reported at fair value. The guidance defines fair value as the exchange price that would be received for an asset or paid to transfer a liability (an exit price) in the principal or most advantageous market for the asset or liability in an orderly transaction between market participants on the measurement date. Certain assumptions that market participants would use in pricing the asset or liability, including assumptions about risk or the risks inherent in the inputs to the valuation, were used in the valuation process. Inputs to valuation can be readily observable, market corroborated, or unobservable. Valuation techniques that maximize the use of observable inputs and minimize the use of unobservable inputs were used. The provisions also establish a fair value hierarchy that prioritizes the inputs used to measure fair value. All financial assets and liabilities carried at fair value were classified in one of the following three hierarchy levels:
Level 1: Inputs based on quoted prices in active markets for identical assets or liabilities that the Plan has the ability to access at the reporting date.
Level 2: Inputs other than quoted prices included within Level 1 that are observable for the asset or liability, either directly or indirectly. Inputs to the valuation methodology include:
• | Quoted prices for similar assets or liabilities in active markets; |
• | Quoted prices for identical or similar assets or liabilities in inactive markets; |
• | Inputs other than quoted prices that are observable for the asset or liability; and |
• | Inputs that are derived principally from or corroborated by observable market data by correlation or other means. |
Level 3: Inputs to the valuation methodology that are unobservable and significant to the fair value measurement.
The Plan does not hold any investments requiring Level 3 measurements, and there have not been any transfers between measurement input levels in 2021 or 2020.
The asset’s or liability’s fair value measurement level within the fair value hierarchy is based on the lowest level of any input that is significant to the fair value measurement.
The following is a description of the valuation methodologies used for assets measured at fair value. There have been no changes in the methodologies used during 2021.
• | Common stocks: Valued at the closing price reported on the U.S. active markets on which the individual securities are traded (Level 1 inputs). |
• | American depositary receipts (ADRs): Valued at the closing price reported on U.S. active markets on which the individual securities are traded (Level 1 inputs). |
9
Ameren Corporation
Savings Investment Plan
Notes to Financial Statements
December 31, 2021 and 2020
• | Collective trust funds: The fair values of participation units held in collective trusts are based on the Net Asset Value (“NAV”) reported by the fund managers as of the financial statement dates and recent transaction prices. Under ordinary market conditions, redemptions of investments in collective trusts are permitted daily and are executed at NAV as a practical expedient. The objective of the SSGA Short Term Investment Fund (value of $6,867,285 at December 31, 2021 and $7,292,977 at December 31, 2020) is to provide safety of principal, daily liquidity, and a competitive yield over the long term. The fund is invested in corporate bonds & notes, U.S. government agency obligations, short term instruments, and repurchase agreements. Units are typically purchased and redeemed at a constant NAV of $1.00 per unit. In the event that a significant disparity develops between the constant NAV and the fair value-based NAV, the fund trustee has the sole discretion to direct that the units be issued or redeemed at the fair value-based NAV until the disparity is deemed to be immaterial. |
• | Mutual funds: Valued at the daily closing price as reported by the fund (Level 1 inputs). Mutual funds held by the Plan are open-end mutual funds that are registered with the Securities and Exchange Commission. These funds are required to publish their daily NAV and to transact at that price. The mutual funds held by the Plan are deemed to be actively traded. |
The following table sets forth, by level within the fair value hierarchy, Plan assets measured at fair value on a recurring basis as of December 31, 2021:
Quoted Prices | Significant | Measured | ||||||||||||||
In Active | Other | at Net Asset | ||||||||||||||
Markets for | Observable | Value as a | ||||||||||||||
Identified Assets | Inputs | Practical | ||||||||||||||
(Level 1) | (Level 2) | Expedient (a) | Total | |||||||||||||
Assets | ||||||||||||||||
Common stocks-Plan sponsor stock | $ | 361,189,763 | $ | — | $ | — | $ | 361,189,763 | ||||||||
Common stocks-other than Plan sponsor stock | 449,097,788 | — | — | 449,097,788 | ||||||||||||
American depositary receipts (ADRs) | 7,418,342 | — | — | 7,418,342 | ||||||||||||
Collective trust funds | — | — | 1,923,814,690 | 1,923,814,690 | ||||||||||||
Mutual funds | 217,192,026 | — | — | 217,192,026 | ||||||||||||
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Total assets reported at fair value | $ | 1,034,897,919 | $ | — | $ | 1,923,814,690 | $ | 2,958,712,609 | ||||||||
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(a) | In accordance with accounting guidance, certain investments measured at NAV per share (or its equivalent) as a practical expedient have not been classified in the fair value hierarchy. The fair value amount measured at NAV presented in this table is intended to permit reconciliation of the fair value hierarchy to the investments at fair value presented in the statement of net assets available for benefits. |
10
Ameren Corporation
Savings Investment Plan
Notes to Financial Statements
December 31, 2021 and 2020
The following table sets forth, by level within the fair value hierarchy, Plan assets measured at fair value on a recurring basis as of December 31, 2020:
Quoted Prices In Active Markets for Identified Assets (Level 1) | Significant Other Observable Inputs (Level 2) | Measured at Net Asset Value as a Practical Expedient (a) | Total | |||||||||||||
Assets | ||||||||||||||||
Common stocks-Plan sponsor stock | $ | 331,644,311 | $ | — | $ | — | $ | 331,644,311 | ||||||||
Common stocks-other than Plan sponsor stock | 395,382,087 | — | — | 395,382,087 | ||||||||||||
Collective trust funds | — | — | 1,681,624,551 | 1,681,624,551 | ||||||||||||
Mutual funds | 259,210,029 | — | — | 259,210,029 | ||||||||||||
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Total assets reported at fair value | $ | 986,236,427 | $ | — | $ | 1,681,624,551 | $ | 2,667,860,978 | ||||||||
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(a) | In accordance with accounting guidance, certain investments measured at NAV per share (or its equivalent) as a practical expedient have not been classified in the fair value hierarchy. The fair value amount measured at NAV presented in this table is intended to permit reconciliation of the fair value hierarchy to the investments at fair value presented in the statement of net assets available for benefits. |
4. | Fully Benefit-Responsive Investment Contracts |
The Plan holds investments in a separately-managed stable value account that is managed by Galliard Capital Management. The separately-managed account holds (1) an investment in the Wells Fargo/BlackRock Short Term Investment Fund, and (2) a portfolio of investment contracts, valued at $315,902,740 and $321,003,883 at December 31, 2021 and 2020, respectively. The investment contracts meet the fully benefit-responsive investment criteria and therefore are reported at contract value. Contract value is the relevant measure for fully benefit-responsive investment contracts because this is the amount received by Participants if they were to initiate permitted transactions under the terms of the Plan. Contract value represents contributions made under each contract, plus earnings, less participant withdrawals and administrative expenses.
The investment contracts (also referred to herein as “wrapper contracts”) are issued by the following insurance companies (also referred to herein as “contract issuer(s)”):
• | American General Life Insurance Company (“AGL”) |
• | Transamerica Premier Life Insurance Company (“Transamerica”) |
• | Voya Retirement Insurance and Annuity Company (“Voya”) |
• | Massachusetts Mutual Life Insurance Company (“Mass Mutual”) |
• | Metropolitan Life Insurance Company (“Met Life”) |
As of December 31, 2021 and 2020, the underlying investments of the AGL, Mass Mutual, Transamerica, Voya, and Met Life contracts are holdings in collective trust funds. The investment contracts include wrapper contracts, which are agreements for the contract issuer to make payments to the Plan under certain circumstances. The wrapper contracts typically include certain conditions and limitations on the underlying assets owned by the Plan. The wrapper contracts are designed to accrue interest based on crediting rates calculated under the terms of the wrapper contracts, and also provide a guarantee that the crediting rate will not fall below zero percent. Cash flow volatility (for example, timing of benefit payments) as well as asset underperformance are passed through to the Plan through adjustments to future wrapper contract crediting rates. Formulas are provided in each contract that adjusts renewal crediting rates to recognize the difference between the fair value of the underlying assets and the contract value. Crediting rates are reset at least quarterly.
11
Ameren Corporation
Savings Investment Plan
Notes to Financial Statements
December 31, 2021 and 2020
The Plan’s ability to receive amounts due in accordance with fully benefit-responsive investment contracts is dependent on the third-party contract issuer’s ability to meet its financial obligations. The contract issuer’s ability to meet its contractual obligations may be affected by future economic and regulatory developments.
Certain events might limit the ability of the Plan to transact at contract value. Investment contracts generally provide for withdrawals associated with certain events which are not in the ordinary course of operations. These withdrawals may be paid with a market value adjustment applied to the withdrawal as defined in the investment contract. Each contract issuer specifies the events which may trigger a market value adjustment; such events may include all or a portion of the following:
• | material amendments to the Plan’s structure or administration; |
• | changes to the Plan’s competing investment options including the elimination of equity wash provisions; |
• | complete or partial termination of the stable value account, including a merger with another investment account; |
• | the failure of the Plan to qualify for exemption from federal income taxes or any required prohibited transaction exemption under ERISA; |
• | the redemption of all or a portion of the stable value account held by a participating plan at the direction of the participating plan sponsor, including withdrawals due to the removal of a specifically identifiable group of employees from coverage under the participating plan (such as a group layoff or early retirement incentive program), the closing or sale of a subsidiary, employing unit, or affiliate, the bankruptcy or insolvency of a Plan sponsor, the merger of the Plan with another plan, or the Plan sponsor’s establishment of another tax qualified defined contribution plan; |
• | any change in law, regulation, ruling, administrative or judicial position, or accounting requirement, applicable to the stable value account or participating plans; |
• | the delivery of any communication to Participants designed to influence a Participant’s decision to stop investing in this investment option; and |
• | the addition of an Asset Allocation or Managed Account service without prior approval of the contract issuer, or a material change in such service. |
No events are probable of occurring that might limit the ability of the Plan to transact at contract value on behalf of the Participants.
These investment contracts are evergreen contracts and contain termination provisions, allowing the contract issuer to terminate with notice, at any time at fair value, and providing for automatic termination of the investment contract if the contract value or the fair value of the underlying portfolio equals zero. The contract issuer is obligated to pay the excess contract value when the fair value is below contract value at the time of termination and termination was caused by certain events including fraud or misconduct related to the investment contracts, such as material misrepresentations. In addition, if the Plan defaults in its obligations under the investment contract (including the contract issuer’s determination that the agreement constitutes a non-exempt prohibited transaction as defined under ERISA), and such default is not corrected within the time permitted by the investment contract, then the investment contract may be terminated by the contract issuer and the Plan will receive the fair value as of the date of termination.
12
Ameren Corporation
Savings Investment Plan
Notes to Financial Statements
December 31, 2021 and 2020
5. | Transactions with Parties-in-Interest |
Parties-in-interest are defined under Department of Labor regulations as any fiduciary of the Plan, any party rendering service to the Plan, the employer, and certain others.
At December 31, 2021, the Plan held 4,057,856 shares of Company common stock with a cost and fair value of $195,230,194 and $361,189,763, respectively. During 2021, the Plan purchased 115,228 shares at a cost of $9,499,998 and sold 305,954 shares valued at $25,428,170.
At December 31, 2020, the Plan held 4,248,582 shares of Company common stock with a cost and fair value of $200,273,215 and $331,644,311, respectively. During 2020, the Plan purchased 194,005 shares at a cost of $14,549,836 and sold 375,108 shares valued at $30,078,581.
Dividend income from Company common stock was $9,075,371 and $8,541,913 for the years ended December 31, 2021 and December 31, 2020, respectively.
At December 31, 2021 and December 31, 2020, the Plan held shares in the Fidelity Institutional Money Market Government Portfolio. This portfolio is managed by the Trustee, and therefore, qualifies as party-in-interest transactions. Notes receivable from Participants also reflect party-in-interest transactions.
Fees paid by the Plan to the Trustee for recordkeeping, trust services, and advisory services were $1,618,503 and $1,482,653 for the years ended December 31, 2021 and December 31, 2020, respectively.
Fees paid to and investments issued by various Plan investment managers or affiliates of Plan investment managers also reflect party-in-interest transactions.
These transactions are allowable party-in-interest transactions under Section 408(b)(8) of ERISA.
13
Ameren Corporation
Savings Investment Plan
Notes to Financial Statements
December 31, 2021 and 2020
6. | Reconciliation of Financial Statements to Form 5500 |
The following is a reconciliation of net assets available for benefits per the financial statements to the Form 5500 at December 31, 2021 and 2020:
2021 | 2020 | |||||||
Net assets available for benefits per the financial statements | $ | 3,311,348,525 | $ | 3,025,823,046 | ||||
Amounts allocated to deemed distributions of notes receivable from Participants | (1,989,544 | ) | (1,899,760 | ) | ||||
Adjustment from contract value to fair value for fully benefit-responsive investment contracts | 4,661,386 | 13,268,753 | ||||||
|
|
|
| |||||
Net assets available for benefits per the Form 5500 | $ | 3,314,020,367 | $ | 3,037,192,039 | ||||
|
|
|
|
Deemed distributions of notes receivable from Participants, resulting from defaults of notes receivable from Participants, are no longer considered assets of the Plan with respect to Form 5500 filings.
The following is a reconciliation of net increase in net assets available for benefits per the financial statements to net income per the Form 5500 for the year ended December 31, 2021:
Net increase in net assets available for benefits per the financial statements | $ | 285,525,479 | ||
Adjustment from contract value to fair value for fully benefit-responsive investment contracts as of the current year-end | 4,661,386 | |||
Adjustment from contract value to fair value for fully benefit-responsive investment contracts as of the prior year-end | (13,268,753 | ) | ||
Adjustment to prior year to defaulted notes receivables | 2,604 | |||
Add: Net increase in defaulted notes receivable from Participants | 43,579 | |||
Less: Interest income of defaulted notes receivable from Participants | (135,967 | ) | ||
|
| |||
Total net income per the Form 5500 | $ | 276,828,328 | ||
|
|
14
Ameren Corporation
Savings Investment Plan
Notes to Financial Statements
December 31, 2021 and 2020
7. | Federal Income Tax Status |
The Company obtained a determination letter dated January 12, 2018, in which the Internal Revenue Service stated that the Plan was in compliance with the applicable requirements of the Code. Although the Plan has been amended since receiving this determination letter, the Plan’s administrator believes that the Plan is designed and is currently being operated in compliance with the applicable requirements of the Code.
Accounting principles generally accepted in the United States of America require Plan management to evaluate tax positions taken by the Plan and recognize a tax liability (or asset) if the Plan has taken an uncertain position that more likely than not would not be sustained upon examination by the Internal Revenue Service. The Plan administrator has analyzed the tax positions taken by the Plan, and has concluded that as of December 31, 2021 and 2020, there are no uncertain positions taken or expected to be taken that would require recognition of a liability (or asset) or disclosure in the financial statements. The Plan is subject to routine audits by taxing jurisdictions; however, there are currently no audits for any tax periods in progress. The Plan administrator believes it is no longer subject to income tax examinations for years prior to 2018.
8. | Subsequent Events |
There were no subsequent events identified through June 24, 2022, the date the financial statements were issued.
15
Ameren Corporation Savings Investment Plan
SCHEDULE G, PART III - Schedule of Nonexempt Transactions
For the year ended December 31, 2021
Name of plan sponsor: Ameren Corporation
Employer identification number: 43-1723446
Three-digit plan number: 003
(a) | (b) | (c) | (d) | (e) | ||||||||
Identity of party involved | Relationship to plan, employer, or other party-in-interest | Description of transaction including maturity date, rate of interest, collateral, par or maturity value | Current value of asset | Net gain (loss) on each transaction | ||||||||
Fidelity Investments Institutional | Service Provider | Excess compensation paid for recordkeeping services for 2021 plan year was $300,817 - VFCP filed | $ | 300,817 | $ | 60,338 |
1
Ameren Corporation Savings Investment Plan
SCHEDULE H, Line 4i - SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 31, 2021
Name of plan sponsor: Ameren Corporation
Employer identification number: 43-1723446
Three-digit plan number: 003
(a) | (b) | (c) | (d) | (e) | ||||||||||
Identity of issue, borrower, | Description of investment including maturity date, | Current | ||||||||||||
| lessor, or similar party | rate of interest, collateral, par, or maturity value | Cost | value | ||||||||||
Interest-bearing Cash | ||||||||||||||
State Street Global Advisors | SSGA Short Term Investment Fund | $ | 6,867,284.56 | $ | 6,867,284.56 | |||||||||
|
|
|
| |||||||||||
Total Interest-bearing Cash | 6,867,284.56 | 6,867,284.56 | ||||||||||||
|
|
|
| |||||||||||
Mutual Funds | ||||||||||||||
American Funds Group | EuroPacific Growth Fund | 95,980,360.23 | 125,253,683.16 | |||||||||||
* | Sands Capital Management | Touchstone Sands Capital Institutional Growth Fund | 53,654,710.65 | 66,442,591.46 | ||||||||||
* | Pacific Investment Management Company | PIMCO Income Institutional Fund | 22,822,238.96 | 22,885,120.24 | ||||||||||
* | Fidelity Management Trust Company | Fidelity Institutional Money Market Government Portfolio | 2,610,630.73 | 2,610,630.73 | ||||||||||
|
|
|
| |||||||||||
Total Mutual Funds | 175,067,940.57 | 217,192,025.59 | ||||||||||||
|
|
|
| |||||||||||
Collective Investment Trusts | ||||||||||||||
* | BlackRock Institutional Trust Company, N.A. | BlackRock LifePath Index Retirement Fund O | 85,334,639.48 | 97,590,295.68 | ||||||||||
* | BlackRock Institutional Trust Company, N.A. | BlackRock LifePath Index 2025 Fund O | 114,197,934.04 | 133,258,789.53 | ||||||||||
* | BlackRock Institutional Trust Company, N.A. | BlackRock LifePath Index 2030 Fund O | 109,080,087.66 | 131,992,374.59 | ||||||||||
* | BlackRock Institutional Trust Company, N.A. | BlackRock LifePath Index 2035 Fund O | 64,175,817.98 | 80,608,943.89 | ||||||||||
* | BlackRock Institutional Trust Company, N.A. | BlackRock LifePath Index 2040 Fund O | 71,179,209.72 | 91,496,229.78 | ||||||||||
* | BlackRock Institutional Trust Company, N.A. | BlackRock LifePath Index 2045 Fund O | 68,386,652.48 | 90,588,672.81 | ||||||||||
* | BlackRock Institutional Trust Company, N.A. | BlackRock LifePath Index 2050 Fund O | 64,820,477.44 | 86,272,691.89 | ||||||||||
* | BlackRock Institutional Trust Company, N.A. | BlackRock LifePath Index 2055 Fund O | 43,939,433.93 | 57,780,093.69 | ||||||||||
* | BlackRock Institutional Trust Company, N.A. | BlackRock LifePath Index 2060 Fund O | 14,339,857.30 | 17,797,960.50 | ||||||||||
* | BlackRock Institutional Trust Company, N.A. | BlackRock LifePath Index 2065 Fund O | 1,757,095.64 | 1,981,532.98 | ||||||||||
* | BlackRock Institutional Trust Company, N.A. | BlackRock Equity Index Fund F | 297,917,651.83 | 431,646,852.53 | ||||||||||
* | BlackRock Institutional Trust Company, N.A. | BlackRock Russell 2500 Index Fund F | 129,199,682.20 | 182,851,704.92 | ||||||||||
* | BlackRock Institutional Trust Company, N.A. | BlackRock MSCI ACWI ex-US IMI Index Fund F | 99,778,559.67 | 112,498,346.24 | ||||||||||
* | BlackRock Institutional Trust Company, N.A. | BlackRock US Debt Index Fund F | 67,385,613.85 | 66,473,819.72 | ||||||||||
* | BlackRock Institutional Trust Company, N.A. | BlackRock TIPS Bond Index Fund M | 30,191,816.59 | 34,031,611.88 | ||||||||||
* | Wells Fargo Bank, N.A. | Wells Fargo Fixed Income Fund F | 121,639,476.85 | 131,757,906.00 | ||||||||||
* | Wells Fargo Bank, N.A. | Wells Fargo Fixed Income Fund L | 170,025,574.58 | 188,806,220.00 | ||||||||||
* | Wells Fargo Bank, N.A. | Wells Fargo/BlackRock Short Term Investment Fund | 24,312,260.00 | 24,312,260.00 | ||||||||||
* | Robeco Trust Company | Boston Partners Large Cap Value Equity Fund E | 76,861,885.55 | 135,324,670.92 | ||||||||||
* | Hand Benefits and Trust Company | Snyder Capital Small/Mid Cap Value Fund R1 | 43,742,816.29 | 71,887,830.33 | ||||||||||
* | Wellington Management Company LLP | Wellington CIF II Core Plus Bond Portfolio | 67,005,158.25 | 68,552,723.75 | ||||||||||
|
|
|
| |||||||||||
Total Collective Investment Trusts | 1,765,271,701.33 | 2,237,511,531.63 | ||||||||||||
|
|
|
| |||||||||||
Common Stocks | ||||||||||||||
* | Ameren Corporation | 4,057,856 | Shares | 195,230,193.62 | 361,189,762.56 | |||||||||
SPOTIFY TECH SA | 5,322 | Shares | 1,425,881.88 | 1,245,507.66 | ||||||||||
SHOPIFY INC CL A | 3,192 | Shares | 2,868,844.96 | 4,396,628.88 | ||||||||||
ATLASSIAN CORP PLC CLS A | 6,617 | Shares | 1,692,778.31 | 2,522,995.93 | ||||||||||
ADYEN BV | 1,010 | Shares | 1,080,581.42 | 2,657,959.19 | ||||||||||
ADOBE INC | 5,346 | Shares | 779,255.42 | 3,031,502.76 | ||||||||||
AIRBNB INC CLASS A | 10,727 | Shares | 1,653,073.48 | 1,785,938.23 | ||||||||||
ALPHABET INC CL C | 1,692 | Shares | 1,481,520.85 | 4,895,954.28 | ||||||||||
ALPHABET INC CL A | 1,177 | Shares | 884,970.67 | 3,409,816.08 | ||||||||||
AMAZON.COM INC | 2,396 | Shares | 3,885,580.41 | 7,989,078.64 | ||||||||||
APPLE INC | 34,440 | Shares | 1,522,567.16 | 6,115,510.80 | ||||||||||
BIONTECH SE ADR | 3,075 | Shares | 1,062,226.94 | 792,735.00 | ||||||||||
CARVANA CO CL A | 3,608 | Shares | 993,489.21 | 836,298.32 | ||||||||||
CHIPOTLE MEXICAN GRILL IN | 781 | Shares | 641,845.64 | 1,365,383.25 | ||||||||||
COSTCO WHOLESALE CORP | 2,909 | Shares | 531,922.21 | 1,651,439.30 | ||||||||||
COSTAR GROUP INC | 12,673 | Shares | 1,142,939.41 | 1,001,547.19 | ||||||||||
CROWDSTRIKE HLDGS INC | 7,131 | Shares | 1,672,960.46 | 1,460,072.25 | ||||||||||
DANAHER CORP | 7,019 | Shares | 1,172,145.41 | 2,309,321.19 | ||||||||||
DEXCOM INC | 2,354 | Shares | 487,827.56 | 1,263,980.30 | ||||||||||
META PLATFORMS INC CL A | 7,704 | Shares | 1,059,493.27 | 2,591,240.40 | ||||||||||
GOLDMAN SACHS GROUP INC | 3,403 | Shares | 1,097,927.51 | 1,301,817.65 | ||||||||||
HOME DEPOT INC | 6,156 | Shares | 1,085,883.89 | 2,554,801.56 | ||||||||||
HUBSPOT INC | 868 | Shares | 605,833.21 | 572,142.20 | ||||||||||
HUMANA INC | 2,975 | Shares | 1,145,835.16 | 1,379,983.50 | ||||||||||
INTUITIVE SURGICAL INC | 4,383 | Shares | 860,034.49 | 1,574,811.90 | ||||||||||
KKR & CO INC | 9,127 | Shares | 668,304.21 | 679,961.50 | ||||||||||
KERING UNSPONSORED ADR | 20,872 | Shares | 1,126,382.07 | 1,680,404.72 | ||||||||||
ESTEE LAUDER COS INC CL A | 6,995 | Shares | 1,203,156.45 | 2,589,549.00 | ||||||||||
LILLY (ELI) & CO | 8,897 | Shares | 1,350,900.67 | 2,457,529.34 |
1
Ameren Corporation Savings Investment Plan
SCHEDULE H, Line 4i - SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 31, 2021
Name of plan sponsor: Ameren Corporation
Employer identification number: 43-1723446
Three-digit plan number: 003
(a) | (b) | (c) | (d) | (e) | ||||||||||
Identity of issue, borrower, | Description of investment including maturity date, | Current | ||||||||||||
| lessor, or similar party | rate of interest, collateral, par, or maturity value | Cost | value | ||||||||||
LULULEMON ATHLETICA INC | 5,636 | Shares | 1,155,004.62 | 2,206,212.20 | ||||||||||
MASTERCARD INC CL A | 7,074 | Shares | 1,269,333.94 | 2,541,829.68 | ||||||||||
MATCH GROUP INC | 11,311 | Shares | 1,247,433.22 | 1,495,879.75 | ||||||||||
MICROSOFT CORP | 18,924 | Shares | 2,079,570.01 | 6,364,519.68 | ||||||||||
NETFLIX INC | 7,483 | Shares | 1,908,847.04 | 4,508,058.52 | ||||||||||
NIKE INC CL B | 18,345 | Shares | 1,255,903.39 | 3,057,561.15 | ||||||||||
NVIDIA CORP | 22,929 | Shares | 1,178,544.84 | 6,743,648.19 | ||||||||||
PAYPAL HLDGS INC | 8,135 | Shares | 1,052,330.17 | 1,534,098.30 | ||||||||||
ROBLOX CORP | 10,538 | Shares | 834,556.24 | 1,087,100.08 | ||||||||||
S&P GLOBAL INC | 4,425 | Shares | 977,883.50 | 2,088,290.25 | ||||||||||
SALESFORCE.COM INC | 20,306 | Shares | 2,556,621.80 | 5,160,363.78 | ||||||||||
SNAP INC—A | 29,653 | Shares | 1,684,019.70 | 1,394,580.59 | ||||||||||
SNOWFLAKE INC CL A | 5,176 | Shares | 1,483,382.13 | 1,753,370.00 | ||||||||||
BLOCK INC CL A | 9,241 | Shares | 1,876,837.62 | 1,492,513.91 | ||||||||||
TJX COMPANIES INC NEW | 18,988 | Shares | 1,250,647.40 | 1,441,568.96 | ||||||||||
TESLA INC | 8,115 | Shares | 1,488,644.03 | 8,575,769.70 | ||||||||||
TRADE DESK INC | 18,765 | Shares | 715,259.87 | 1,719,624.60 | ||||||||||
TWILIO INC CLASS A | 7,090 | Shares | 1,524,867.66 | 1,867,080.60 | ||||||||||
UBER TECH INC | 56,384 | Shares | 2,309,484.84 | 2,364,181.12 | ||||||||||
UNION PACIFIC CORP | 5,936 | Shares | 1,178,615.51 | 1,495,456.48 | ||||||||||
VERTEX PHARMACEUTICALS IN | 5,264 | Shares | 857,908.13 | 1,155,974.40 | ||||||||||
VISA INC CL A | 10,354 | Shares | 822,523.38 | 2,243,815.34 | ||||||||||
WORKDAY INC CL A | 6,630 | Shares | 918,118.15 | 1,811,183.40 | ||||||||||
ZOOMINFO TECH INC | 10,044 | Shares | 638,582.52 | 644,824.80 | ||||||||||
ADIENT PLC | 32,908 | Shares | 1,478,579.95 | 1,575,635.04 | ||||||||||
AERCAP HLDGS NV | 51,254 | Shares | 1,657,374.09 | 3,353,036.68 | ||||||||||
SUNCOR ENERGY INC | 149,087 | Shares | 3,406,350.14 | 3,731,647.61 | ||||||||||
LIBERTY GLOBAL PLC CL C | 141,689 | Shares | 3,072,021.73 | 3,980,044.01 | ||||||||||
AFFILIATED MANAGERS GRP I | 15,259 | Shares | 1,973,192.62 | 2,510,258.09 | ||||||||||
AIR LEASE CORP CL A | 41,133 | Shares | 1,373,464.22 | 1,819,312.59 | ||||||||||
ALLIANCE DATA SYS CORP | 19,765 | Shares | 1,845,976.82 | 1,315,756.05 | ||||||||||
AMERIPRISE FIN INC | 20,036 | Shares | 2,306,797.33 | 6,044,059.76 | ||||||||||
ARROW ELECTRONICS INC | 26,509 | Shares | 1,893,107.96 | 3,559,363.43 | ||||||||||
ASSURANT INC | 18,532 | Shares | 1,759,231.62 | 2,888,397.52 | ||||||||||
BERRY GLOBAL GROUP INC | 50,108 | Shares | 1,782,002.14 | 3,696,968.24 | ||||||||||
BROADCOM INC | 9,544 | Shares | 2,004,513.04 | 6,350,673.04 | ||||||||||
CIGNA CORP | 17,634 | Shares | 4,382,281.26 | 4,049,295.42 | ||||||||||
CENTENE CORP | 63,060 | Shares | 3,838,830.60 | 5,196,144.00 | ||||||||||
COMMSCOPE HLDG CO INC | 57,993 | Shares | 1,300,542.47 | 640,242.72 | ||||||||||
CONCENTRIX CORP | 11,307 | Shares | 672,390.32 | 2,019,656.34 | ||||||||||
CROWN HLDGS INC | 40,337 | Shares | 2,299,428.46 | 4,462,078.94 | ||||||||||
FLEX LTD | 159,504 | Shares | 2,198,037.58 | 2,923,708.32 | ||||||||||
DELL TECH INC CL C | 54,648 | Shares | 1,145,905.46 | 3,069,578.16 | ||||||||||
EBAY INC | 79,901 | Shares | 4,522,871.00 | 5,313,416.50 | ||||||||||
HCA HEALTHCARE INC | 22,120 | Shares | 2,124,159.84 | 5,683,070.40 | ||||||||||
HANESBRANDS INC | 129,531 | Shares | 1,616,704.07 | 2,165,758.32 | ||||||||||
LINCOLN NATIONAL CORP | 64,709 | Shares | 2,841,883.90 | 4,417,036.34 | ||||||||||
LITHIA MOTORS INC CL A | 7,970 | Shares | 2,563,950.14 | 2,366,691.50 | ||||||||||
LOYALTY VENTURES INC | 7,805 | Shares | 419,698.50 | 234,696.35 | ||||||||||
NRG ENERGY INC | 74,644 | Shares | 2,667,003.69 | 3,215,663.52 | ||||||||||
NORTONLIFELOCK INC | 170,615 | Shares | 4,574,771.77 | 4,432,577.70 | ||||||||||
QURATE RETAIL INC | 128,944 | Shares | 1,668,053.58 | 979,974.40 | ||||||||||
TD SYNNEX CORP | 17,161 | Shares | 1,004,654.20 | 1,962,531.96 | ||||||||||
UNITED RENTALS INC | 16,787 | Shares | 2,304,403.24 | 5,578,152.23 | ||||||||||
UNIVAR INC | 64,426 | Shares | 657,167.55 | 1,826,477.10 | ||||||||||
VMWARE INC CL A | 24,215 | Shares | 1,130,858.19 | 2,806,034.20 | ||||||||||
WESTERN DIGITAL CORP | 63,634 | Shares | 3,194,842.14 | 4,149,573.14 | ||||||||||
WHIRLPOOL CORP | 19,814 | Shares | 3,038,783.17 | 4,649,553.24 | ||||||||||
SENSATA TECH HLDGS PLC | 7,222 | Shares | 417,674.99 | 445,525.18 | ||||||||||
ESSENT GROUP LTD | 12,879 | Shares | 500,912.25 | 586,380.87 | ||||||||||
ORTHO CLINICAL DIAGNOSTIC | 25,188 | Shares | 445,901.81 | 538,771.32 | ||||||||||
NOMAD FOODS LTD | 11,964 | Shares | 259,246.28 | 303,765.96 | ||||||||||
AXALTA COATING SYS LTD | 11,015 | Shares | 350,678.87 | 364,816.80 | ||||||||||
INTL GAME TECH PLC | 6,699 | Shares | 53,463.85 | 193,668.09 | ||||||||||
NATIONAL ENERGY SVCS REUN | 14,705 | Shares | 148,368.39 | 138,962.25 |
2
Ameren Corporation Savings Investment Plan
SCHEDULE H, Line 4i - SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 31, 2021
Name of plan sponsor: Ameren Corporation
Employer identification number: 43-1723446
Three-digit plan number: 003
(a) | (b) | (c) | (d) | (e) | ||||||||||
Identity of issue, borrower, | Description of investment including maturity date, | Current | ||||||||||||
| lessor, or similar party | rate of interest, collateral, par, or maturity value | Cost | value | ||||||||||
ASSURED GUARANTY LTD | 12,513 | Shares | 400,161.37 | 628,152.60 | ||||||||||
JAZZ PHARMA PLC | 1,084 | Shares | 161,392.48 | 138,101.60 | ||||||||||
CENOVUS ENERGY INC | 32,560 | Shares | 230,480.27 | 399,836.80 | ||||||||||
ENERPLUS CORP | 41,598 | Shares | 201,186.11 | 440,106.84 | ||||||||||
ICON PLC | 834 | Shares | 126,300.03 | 258,289.80 | ||||||||||
ACCO BRANDS CORP | 28,131 | Shares | 322,761.11 | 232,362.06 | ||||||||||
ABM INDU INC | 11,166 | Shares | 371,722.88 | 456,131.10 | ||||||||||
AGNC INVESTMENT CORP | 17,630 | Shares | 300,356.72 | 265,155.20 | ||||||||||
AES CORP | 19,309 | Shares | 347,922.25 | 469,208.70 | ||||||||||
ASGN INC | 7,085 | Shares | 531,125.26 | 874,289.00 | ||||||||||
ALLEGHANY CORP DEL | 671 | Shares | 408,504.03 | 447,952.89 | ||||||||||
ALLISON TRANSMISSION HLDG | 7,831 | Shares | 320,883.47 | 284,656.85 | ||||||||||
ALTRA INDU MOTION CORP | 3,363 | Shares | 193,770.42 | 173,429.91 | ||||||||||
AMERICAN EAGLE OUTFITTERS | 8,081 | Shares | 219,558.65 | 204,610.92 | ||||||||||
AMERICOLD REALTY TR | 4,370 | Shares | 159,345.89 | 143,292.30 | ||||||||||
AMERIS BANCORP | 3,794 | Shares | 193,289.28 | 188,485.92 | ||||||||||
ARES COMMERCIAL REAL ESTA | 8,881 | Shares | 118,339.88 | 129,129.74 | ||||||||||
ARROW ELECTRONICS INC | 3,848 | Shares | 290,496.09 | 516,670.96 | ||||||||||
ARTISAN PARTNERS ASSET MA | 8,239 | Shares | 437,750.31 | 392,505.96 | ||||||||||
ASSURANT INC | 2,179 | Shares | 241,871.04 | 339,618.94 | ||||||||||
AVNET INC | 7,440 | Shares | 296,535.90 | 306,751.20 | ||||||||||
BWX TECH INC | 7,328 | Shares | 421,058.10 | 350,864.64 | ||||||||||
BANKUNITED INC | 10,984 | Shares | 398,368.62 | 464,733.04 | ||||||||||
BELDEN INC | 9,263 | Shares | 516,795.64 | 608,856.99 | ||||||||||
BLACKSTONE MORTGAGE TR CL | 6,949 | Shares | 216,728.62 | 212,778.38 | ||||||||||
BLOCK H & R INC | 7,136 | Shares | 178,065.17 | 168,124.16 | ||||||||||
BOOZ ALLEN HAMILTON HLDG | 2,366 | Shares | 136,952.08 | 200,613.14 | ||||||||||
BRIGHT HEALTH GROUP INC | 40,951 | Shares | 337,815.68 | 140,871.44 | ||||||||||
BRIGHTVIEW HLDGS INC | 20,746 | Shares | 311,784.13 | 292,103.68 | ||||||||||
BRINKS CO | 7,865 | Shares | 572,198.51 | 515,708.05 | ||||||||||
BUILDERS FIRSTSOURCE | 4,202 | Shares | 84,524.76 | 360,153.42 | ||||||||||
CALLAWAY GOLF CO | 27,579 | Shares | 812,359.71 | 756,767.76 | ||||||||||
CARTERS INC | 2,058 | Shares | 205,887.03 | 208,310.76 | ||||||||||
CENTERPOINT ENERGY INC | 9,387 | Shares | 193,363.40 | 261,991.17 | ||||||||||
CHAMPIONX CORP | 16,946 | Shares | 221,080.06 | 342,478.66 | ||||||||||
CHANGE HEALTHCARE INC | 43,964 | Shares | 881,138.45 | 939,950.32 | ||||||||||
CHEMED CORP | 821 | Shares | 371,128.37 | 434,341.84 | ||||||||||
COLUMBIA BANKING SYS INC | 6,111 | Shares | 209,264.50 | 199,951.92 | ||||||||||
COMMSCOPE HLDG CO INC | 26,503 | Shares | 482,294.15 | 292,593.12 | ||||||||||
CONCENTRIX CORP | 5,270 | Shares | 302,761.18 | 941,327.40 | ||||||||||
FRESH DEL MONTE PRODUCE I | 15,500 | Shares | 432,754.83 | 427,800.00 | ||||||||||
COUSINS PROPERTIES INC | 16,208 | Shares | 506,844.53 | 652,858.24 | ||||||||||
CROWN HLDGS INC | 1,996 | Shares | 216,381.37 | 220,797.52 | ||||||||||
CURTISS WRIGHT CORPORATIO | 3,353 | Shares | 359,286.50 | 464,960.51 | ||||||||||
WHITE MOUNTAINS INS GROUP | 374 | Shares | 361,115.10 | 379,198.60 | ||||||||||
FLEX LTD | 15,557 | Shares | 186,481.03 | 285,159.81 | ||||||||||
DELEK US HLDGS INC | 21,430 | Shares | 452,594.68 | 321,235.70 | ||||||||||
DIAMONDBACK ENERGY INC | 11,375 | Shares | 676,600.82 | 1,226,793.75 | ||||||||||
EVEREST REINSURANCE GROUP | 1,446 | Shares | 334,575.51 | 396,088.32 | ||||||||||
AXIS CAPITAL HLDGS LTD | 8,067 | Shares | 415,415.13 | 439,409.49 | ||||||||||
RENAISSANCERE HLDGS LTD | 2,732 | Shares | 441,425.24 | 462,609.56 | ||||||||||
EAST WEST BANCORP INC | 5,543 | Shares | 358,402.27 | 436,123.24 | ||||||||||
ECOVYST INC | 14,406 | Shares | 230,618.25 | 147,517.44 | ||||||||||
EMCOR GROUP INC | 1,886 | Shares | 134,147.54 | 240,257.54 | ||||||||||
EMPLOYERS HLDGS INC | 5,353 | Shares | 217,095.75 | 221,507.14 | ||||||||||
ENERGIZER HLDGS INC | 12,815 | Shares | 625,740.31 | 513,881.50 | ||||||||||
ENERSYS INC | 5,015 | Shares | 371,988.48 | 396,485.90 | ||||||||||
ENVISTA HLDGS CORP | 20,514 | Shares | 498,468.62 | 924,360.84 | ||||||||||
EVERCORE INC A | 5,497 | Shares | 428,059.50 | 746,767.45 | ||||||||||
EVERTEC INC | 8,409 | Shares | 253,466.48 | 420,281.82 | ||||||||||
FMC CORP NEW | 3,927 | Shares | 336,239.46 | 431,538.03 | ||||||||||
FTI CONSULTING INC | 1,493 | Shares | 142,400.48 | 229,056.06 | ||||||||||
FEDERAL AGRI MTG NON VTG | 3,640 | Shares | 289,645.64 | 451,105.20 | ||||||||||
FIRST AMERICAN FIN CORP | 2,952 | Shares | 155,726.70 | 230,934.96 | ||||||||||
FIRST CITIZENS BANCSHARES | 373 | Shares | 164,077.63 | 309,530.32 |
3
Ameren Corporation Savings Investment Plan
SCHEDULE H, Line 4i - SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 31, 2021
Name of plan sponsor: Ameren Corporation
Employer identification number: 43-1723446
Three-digit plan number: 003
(a) | (b) | (c) | (d) | (e) | ||||||||||
Identity of issue, borrower, | Description of investment including maturity date, | Current | ||||||||||||
| lessor, or similar party | rate of interest, collateral, par, or maturity value | Cost | value | ||||||||||
FIRST HAWAIIAN INC | 14,922 | Shares | 363,147.60 | 407,818.26 | ||||||||||
FIRST HORIZON CORP | 15,032 | Shares | 147,024.42 | 245,472.56 | ||||||||||
FIRST MERCHANTS CORP | 5,990 | Shares | 249,068.02 | 250,921.10 | ||||||||||
FOOT LOCKER INC | 13,888 | Shares | 519,097.92 | 605,933.44 | ||||||||||
FRONTDOOR INC | 8,110 | Shares | 316,657.11 | 297,231.50 | ||||||||||
GLOBE LIFE INC | 3,777 | Shares | 308,954.71 | 353,980.44 | ||||||||||
GRAFTECH INTL LTD | 23,588 | Shares | 222,725.31 | 279,046.04 | ||||||||||
GRAPHIC PACKAGING HLDGS C | 59,383 | Shares | 958,952.50 | 1,157,968.50 | ||||||||||
GRAY TELEVISION INC | 11,044 | Shares | 255,058.95 | 222,647.04 | ||||||||||
HAEMONETICS CORP MASS | 3,510 | Shares | 225,380.00 | 186,170.40 | ||||||||||
HANESBRANDS INC | 12,148 | Shares | 115,086.95 | 203,114.56 | ||||||||||
HANOVER INSURANCE GROUP I | 1,316 | Shares | 157,694.63 | 172,474.96 | ||||||||||
HARLEY-DAVIDSON INC | 17,481 | Shares | 543,922.64 | 658,858.89 | ||||||||||
HARSCO CORP | 15,813 | Shares | 217,619.19 | 264,235.23 | ||||||||||
HASBRO INC | 3,242 | Shares | 296,315.04 | 329,970.76 | ||||||||||
HELMERICH & PAYNE INC | 14,037 | Shares | 320,795.01 | 332,676.90 | ||||||||||
HILLENBRAND INC | 5,762 | Shares | 142,944.21 | 299,566.38 | ||||||||||
HOLLYFRONTIER CORP | 14,446 | Shares | 445,508.67 | 473,539.88 | ||||||||||
HOLOGIC INC | 3,460 | Shares | 214,989.79 | 264,897.60 | ||||||||||
HOWMET AEROSPACE INC | 6,681 | Shares | 113,229.95 | 212,656.23 | ||||||||||
HUB GROUP INC CL A | 3,072 | Shares | 190,360.32 | 258,785.28 | ||||||||||
HUNTINGTON INGALLS INDU I | 1,718 | Shares | 307,093.03 | 320,819.32 | ||||||||||
INGEVITY CORP | 4,216 | Shares | 185,534.06 | 302,287.20 | ||||||||||
INGREDION INC | 3,005 | Shares | 291,622.95 | 290,403.20 | ||||||||||
INSIGHT ENTERPRISES INC | 6,596 | Shares | 362,393.64 | 703,133.60 | ||||||||||
INTERDIGITAL INC | 6,578 | Shares | 395,679.23 | 471,182.14 | ||||||||||
INVESTORS BANCORP INC | 22,909 | Shares | 311,643.36 | 347,071.35 | ||||||||||
JONES LANG LASALLE INC | 854 | Shares | 93,339.39 | 230,016.36 | ||||||||||
KAR AUCTION SVCS INC | 35,730 | Shares | 644,599.20 | 558,102.60 | ||||||||||
KOSMOS ENERGY LTD | 104,259 | Shares | 349,411.25 | 360,736.14 | ||||||||||
LCI INDU | 3,496 | Shares | 328,008.24 | 544,921.52 | ||||||||||
LPL FINL HLDGS INC | 4,562 | Shares | 335,276.28 | 730,330.58 | ||||||||||
LANDSTAR SYS INC | 999 | Shares | 116,223.80 | 178,840.98 | ||||||||||
LITHIA MOTORS INC CL A | 928 | Shares | 117,436.77 | 275,569.60 | ||||||||||
STEVEN MADDEN LTD | 13,157 | Shares | 429,436.76 | 611,405.79 | ||||||||||
MASONITE WORLDWIDE HLDGS | 2,658 | Shares | 302,504.88 | 313,511.10 | ||||||||||
MERITAGE HOMES CORP | 2,134 | Shares | 197,717.26 | 260,476.04 | ||||||||||
MIDLAND STATES BANCORP IN | 7,904 | Shares | 210,600.58 | 195,940.16 | ||||||||||
MINERALS TECH INC | 2,349 | Shares | 157,336.68 | 171,829.35 | ||||||||||
MOLINA HEALTHCARE INC | 2,625 | Shares | 386,575.95 | 834,960.00 | ||||||||||
MOSAIC CO NEW | 5,928 | Shares | 124,479.62 | 232,911.12 | ||||||||||
MR COOPER GROUP INC | 9,571 | Shares | 106,005.13 | 398,249.31 | ||||||||||
NCR CORP | 14,023 | Shares | 364,900.09 | 563,724.60 | ||||||||||
NMI HLDGS INC | 9,034 | Shares | 181,391.00 | 197,392.90 | ||||||||||
NAVIENT CORP | 14,778 | Shares | 164,069.08 | 313,589.16 | ||||||||||
NEXTIER OILFIELD SOLUTION | 31,540 | Shares | 123,541.83 | 111,967.00 | ||||||||||
NEXSTAR MEDIA GROUP INC A | 4,633 | Shares | 538,105.92 | 699,490.34 | ||||||||||
NORTONLIFELOCK INC | 15,031 | Shares | 369,537.14 | 390,505.38 | ||||||||||
OMNICOM GROUP INC | 4,085 | Shares | 294,412.52 | 299,307.95 | ||||||||||
OWENS CORNING INC | 3,329 | Shares | 212,572.77 | 301,274.50 | ||||||||||
PDC ENERGY INC | 8,425 | Shares | 334,397.75 | 410,971.50 | ||||||||||
PRA GROUP INC | 6,369 | Shares | 253,621.08 | 319,787.49 | ||||||||||
PACWEST BANCORP | 10,549 | Shares | 371,360.07 | 476,498.33 | ||||||||||
PENNYMAC FIN SVCS INC | 5,423 | Shares | 314,371.10 | 378,416.94 | ||||||||||
PETIQ INC CL A | 18,317 | Shares | 567,160.42 | 415,979.07 | ||||||||||
PINNACLE WEST CAPITAL COR | 4,250 | Shares | 331,758.48 | 300,007.50 | ||||||||||
PREFERRED BANK LOS ANGELE | 3,225 | Shares | 204,463.08 | 231,522.75 | ||||||||||
PROASSURANCE CORPORATION | 15,411 | Shares | 305,583.98 | 389,898.30 | ||||||||||
QORVO INC | 2,842 | Shares | 446,284.09 | 444,460.38 | ||||||||||
R1 RCM INC | 26,097 | Shares | 440,908.39 | 665,212.53 | ||||||||||
RACKSPACE TECH INC | 9,171 | Shares | 178,175.63 | 123,533.37 | ||||||||||
RANGE RESOURCES CORP | 9,190 | Shares | 214,009.09 | 163,857.70 | ||||||||||
REALOGY HLDGS CORP | 15,481 | Shares | 274,152.17 | 260,235.61 | ||||||||||
REINSURANCE GROUP OF AMER | 2,542 | Shares | 311,255.97 | 278,323.58 | ||||||||||
RESIDEO TECH INC | 8,060 | Shares | 219,894.80 | 209,801.80 |
4
Ameren Corporation Savings Investment Plan
SCHEDULE H, Line 4i - SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 31, 2021
Name of plan sponsor: Ameren Corporation
Employer identification number: 43-1723446
Three-digit plan number: 003
(a) | (b) | (c) | (d) | (e) | ||||||||||
Identity of issue, borrower, | Description of investment including maturity date, | Current | ||||||||||||
| lessor, or similar party | rate of interest, collateral, par, or maturity value | Cost | value | ||||||||||
SLM CORP | 54,288 | Shares | 591,766.32 | 1,067,844.96 | ||||||||||
SALLY BEAUTY HLDGS INC | 21,284 | Shares | 298,879.38 | 392,902.64 | ||||||||||
SCHWEITZER-MAUDUIT INTL I | 12,310 | Shares | 469,985.90 | 368,069.00 | ||||||||||
SCIENCE APPLICATIONS INTL | 9,659 | Shares | 782,194.93 | 807,395.81 | ||||||||||
SKECHERS USA INC CL A | 5,069 | Shares | 156,431.29 | 219,994.60 | ||||||||||
SOTERA HEALTH CO | 25,138 | Shares | 611,627.88 | 591,999.90 | ||||||||||
SOUTHSTATE CORP | 2,757 | Shares | 232,491.80 | 220,863.27 | ||||||||||
SPECTRUM BRANDS HLDGS INC | 2,556 | Shares | 126,152.84 | 259,996.32 | ||||||||||
SPIRIT RLTY CAP INC | 4,814 | Shares | 187,846.96 | 231,986.66 | ||||||||||
STANDARD MOTOR PRODUCTS I | 2,783 | Shares | 131,702.93 | 145,801.37 | ||||||||||
STARWOOD PROPERTY TR INC | 16,333 | Shares | 342,808.47 | 396,891.90 | ||||||||||
STEELCASE INC CLASS A | 17,911 | Shares | 215,083.80 | 209,916.92 | ||||||||||
STRIDE INC | 24,199 | Shares | 663,989.31 | 806,552.67 | ||||||||||
SYNOVUS FIN CORP. | 9,780 | Shares | 376,252.35 | 468,168.60 | ||||||||||
TD SYNNEX CORP | 6,256 | Shares | 337,698.63 | 715,436.16 | ||||||||||
SYNEOS HEALTH INC | 9,772 | Shares | 517,579.23 | 1,003,388.96 | ||||||||||
TEGNA INC | 36,585 | Shares | 680,872.88 | 679,017.60 | ||||||||||
TEMPUR SEALY INTL INC | 8,732 | Shares | 126,786.67 | 410,665.96 | ||||||||||
TEREX CORP | 4,005 | Shares | 78,891.35 | 176,019.75 | ||||||||||
TEXTRON INC | 3,500 | Shares | 153,393.71 | 270,200.00 | ||||||||||
TOLL BROTHERS INC | 3,701 | Shares | 141,638.19 | 267,915.39 | ||||||||||
TRAVEL+LEISURE CO | 6,682 | Shares | 283,889.77 | 369,314.14 | ||||||||||
TTEC HLDGS INC | 3,589 | Shares | 150,957.42 | 324,983.95 | ||||||||||
TURNING POINT BRANDS INC | 5,709 | Shares | 257,038.26 | 215,686.02 | ||||||||||
ULTRA CLEAN HLDGS INC | 9,975 | Shares | 213,187.75 | 572,166.00 | ||||||||||
UMPQUA HLDGS CORP | 18,186 | Shares | 305,038.48 | 349,898.64 | ||||||||||
UNISYS CORP NEW | 7,035 | Shares | 89,850.79 | 144,709.95 | ||||||||||
US FOODS HLDGS CORP | 6,276 | Shares | 216,486.40 | 218,593.08 | ||||||||||
UNIVERSAL CORP | 7,109 | Shares | 384,189.70 | 390,426.28 | ||||||||||
UNIVERSAL HEALTH SVCS INC | 3,336 | Shares | 455,040.39 | 432,545.76 | ||||||||||
VALLEY NATL BANCORP | 26,889 | Shares | 311,288.75 | 369,723.75 | ||||||||||
VALVOLINE INC | 26,193 | Shares | 559,650.05 | 976,736.97 | ||||||||||
VIAD CORP | 3,088 | Shares | 142,903.84 | 132,135.52 | ||||||||||
VIPER ENERGY PARTNERS LP | 21,693 | Shares | 433,013.35 | 462,277.83 | ||||||||||
VISTRA CORP | 11,092 | Shares | 240,301.68 | 252,564.84 | ||||||||||
WABASH NATIONAL CORP | 13,532 | Shares | 216,866.18 | 264,144.64 | ||||||||||
WALKER & DUNLOP INC | 5,570 | Shares | 340,402.65 | 840,401.60 | ||||||||||
WEBSTER FIN | 6,156 | Shares | 350,955.01 | 343,751.04 | ||||||||||
WERNER ENTERPRISES INC | 4,213 | Shares | 193,771.45 | 200,791.58 | ||||||||||
WESCO INTL INC | 10,892 | Shares | 545,341.68 | 1,433,278.28 | ||||||||||
WESTERN UNION CO | 13,442 | Shares | 268,564.82 | 239,805.28 | ||||||||||
WHITING PETROLEUM CORP NE | 4,209 | Shares | 217,381.33 | 272,238.12 | ||||||||||
WINTR FIN CORP | 2,428 | Shares | 186,894.05 | 220,510.96 | ||||||||||
WORLD FUEL SVCS CORP | 12,741 | Shares | 311,503.08 | 337,254.27 | ||||||||||
YELP INC | 9,743 | Shares | 308,991.49 | 353,086.32 | ||||||||||
FIRSTSVCS CORP | 4,805 | Shares | 209,718.39 | 944,038.35 | ||||||||||
HORIZON THERAPEUTICS PLC | 11,120 | Shares | 403,660.94 | 1,198,291.20 | ||||||||||
KORNIT DIGITAL LTD | 4,034 | Shares | 683,385.56 | 614,176.50 | ||||||||||
ABIOMED INC | 4,179 | Shares | 1,151,166.09 | 1,500,971.43 | ||||||||||
ACADIA HEALTHCARE CO INC | 18,924 | Shares | 980,694.20 | 1,148,686.80 | ||||||||||
ALARM.COM HLDGS INC | 13,160 | Shares | 890,399.87 | 1,116,099.60 | ||||||||||
AMEDISYS INC | 4,270 | Shares | 561,481.06 | 691,227.60 | ||||||||||
ARES MANAGEMENT CORP CL A | 15,221 | Shares | 541,183.89 | 1,237,010.67 | ||||||||||
AVALARA INC | 8,383 | Shares | 722,563.97 | 1,082,329.13 | ||||||||||
AXON ENTERPRISE INC | 9,290 | Shares | 846,954.36 | 1,458,530.00 | ||||||||||
BWX TECH INC | 31,266 | Shares | 1,480,294.95 | 1,497,016.08 | ||||||||||
BIO TECHNE CORP | 3,208 | Shares | 968,346.59 | 1,659,626.72 | ||||||||||
BLUEPRINT MEDICINES CORP | 8,590 | Shares | 905,739.73 | 920,074.90 | ||||||||||
BRIGHT HORIZONS FAMILY SO | 9,762 | Shares | 1,291,415.04 | 1,228,840.56 | ||||||||||
BRINKS CO | 21,870 | Shares | 1,489,400.57 | 1,434,015.90 | ||||||||||
AZENTA INC | 16,890 | Shares | 648,533.73 | 1,741,527.90 | ||||||||||
BUILDERS FIRSTSOURCE | 33,098 | Shares | 1,271,562.71 | 2,836,829.58 | ||||||||||
BURLINGTON STORES INC | 5,040 | Shares | 1,129,973.71 | 1,469,210.40 | ||||||||||
CABLE ONE INC | 561 | Shares | 494,836.20 | 989,295.45 | ||||||||||
CELSIUS HLDGS INC | 8,513 | Shares | 535,489.49 | 634,814.41 |
5
Ameren Corporation Savings Investment Plan
SCHEDULE H, Line 4i - SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 31, 2021
Name of plan sponsor: Ameren Corporation
Employer identification number: 43-1723446
Three-digit plan number: 003
(a) | (b) | (c) | (d) | (e) | ||||||||||
Identity of issue, borrower, | Description of investment including maturity date, | Current | ||||||||||||
| lessor, or similar party | rate of interest, collateral, par, or maturity value | Cost | value | ||||||||||
CERTARA INC | 22,177 | Shares | 576,956.56 | 630,270.34 | ||||||||||
CHARLES RIVER LABS INTL I | 4,720 | Shares | 1,370,174.46 | 1,778,401.60 | ||||||||||
CHART INDU INC | 3,439 | Shares | 598,848.12 | 548,486.11 | ||||||||||
CHEMED CORP | 2,240 | Shares | 1,072,702.83 | 1,185,049.60 | ||||||||||
CAMECO CORP | 58,756 | Shares | 475,935.98 | 1,281,468.36 | ||||||||||
RITCHIE BROS AUCTIONEERS | 15,692 | Shares | 580,410.01 | 960,507.32 | ||||||||||
CROWN HLDGS INC | 17,310 | Shares | 1,158,513.66 | 1,914,832.20 | ||||||||||
HELEN OF TROY LTD | 2,610 | Shares | 528,736.32 | 638,066.70 | ||||||||||
DENBURY INC | 15,306 | Shares | 951,574.65 | 1,172,286.54 | ||||||||||
DYNATRACE INC | 28,811 | Shares | 1,624,741.22 | 1,738,743.85 | ||||||||||
ENTEGRIS INC | 8,146 | Shares | 454,682.27 | 1,128,872.68 | ||||||||||
EURONET WORLDWIDE INC | 12,867 | Shares | 1,449,599.41 | 1,533,360.39 | ||||||||||
FOX FACTORY HLDGS CORP | 8,210 | Shares | 1,235,226.20 | 1,396,521.00 | ||||||||||
GUIDEWIRE SOFTWARE INC | 9,169 | Shares | 1,048,774.40 | 1,040,956.57 | ||||||||||
HALOZYME THERAPEUTICS INC | 25,017 | Shares | 470,528.24 | 1,005,933.57 | ||||||||||
HEALTHEQ INC | 17,908 | Shares | 986,757.43 | 792,249.92 | ||||||||||
HEICO CORP CL A | 5,116 | Shares | 238,040.73 | 657,508.32 | ||||||||||
INSMED INC | 23,073 | Shares | 723,694.28 | 628,508.52 | ||||||||||
INSPIRE MEDICAL SYS INC | 4,270 | Shares | 858,818.26 | 982,356.20 | ||||||||||
ISHARES RUSSELL MID-CAP G | 3,130 | Shares | 356,974.05 | 360,638.60 | ||||||||||
iShares Russell 2000 Grow | 6,090 | Shares | 1,776,657.28 | 1,784,674.50 | ||||||||||
LESLIE’S INC | 57,672 | Shares | 1,397,155.50 | 1,364,519.52 | ||||||||||
LIGAND PHARMACEUTICALS | 6,014 | Shares | 631,201.73 | 928,922.44 | ||||||||||
LINCOLN ELECTRIC HLDGS IN | 4,993 | Shares | 354,054.38 | 696,373.71 | ||||||||||
LIVE NATION ENTERTAINMENT | 7,440 | Shares | 342,735.47 | 890,493.60 | ||||||||||
MKS INSTRUMENTS INC | 3,450 | Shares | 550,751.62 | 600,886.50 | ||||||||||
MARTIN MARIETTA MATERIALS | 3,580 | Shares | 780,874.46 | 1,577,061.60 | ||||||||||
MERCURY SYS INC | 16,227 | Shares | 1,261,206.71 | 893,458.62 | ||||||||||
MERIT MEDICAL SYS INC | 13,010 | Shares | 658,718.89 | 810,523.00 | ||||||||||
NATIONAL INSTRUMENT CORP | 23,710 | Shares | 984,072.76 | 1,035,415.70 | ||||||||||
NATIONAL VISION HLDGS INC | 21,159 | Shares | 659,327.06 | 1,015,420.41 | ||||||||||
NEW FORTRESS ENERGY INC | 20,417 | Shares | 931,356.80 | 492,866.38 | ||||||||||
NICE LTD SPON ADR | 5,493 | Shares | 658,481.62 | 1,667,674.80 | ||||||||||
NOVANTA INC | 5,120 | Shares | 367,716.74 | 902,809.60 | ||||||||||
OVERSTOCK.COM INC DEL | 12,710 | Shares | 976,350.50 | 750,017.10 | ||||||||||
PACIFIC BIOSCIENES OF CAL | 26,350 | Shares | 733,881.46 | 539,121.00 | ||||||||||
PEGASYS INC | 6,260 | Shares | 831,478.33 | 699,993.20 | ||||||||||
PENUMBRA INC | 5,785 | Shares | 1,106,532.16 | 1,662,146.20 | ||||||||||
PERFORMANCE FOOD GROUP CO | 25,030 | Shares | 1,201,675.87 | 1,148,626.70 | ||||||||||
PURE STORAGE INC CL A | 64,485 | Shares | 1,262,510.14 | 2,098,986.75 | ||||||||||
REVOLVE GROUP INC | 18,023 | Shares | 1,158,112.45 | 1,010,008.92 | ||||||||||
SOLAREDGE TECH INC | 4,570 | Shares | 1,397,787.96 | 1,282,204.90 | ||||||||||
STEM INC | 22,965 | Shares | 441,777.06 | 435,646.05 | ||||||||||
10X GENOMICS INC | 5,839 | Shares | 914,835.63 | 869,777.44 | ||||||||||
BEAUTY HEALTH CO/THE | 24,830 | Shares | 694,584.21 | 599,892.80 | ||||||||||
TREX CO INC | 16,284 | Shares | 648,240.80 | 2,198,828.52 | ||||||||||
TWIST BIOSCIENCE CORP | 7,953 | Shares | 855,729.73 | 615,482.67 | ||||||||||
VARONIS SYS INC | 17,430 | Shares | 480,484.02 | 850,235.40 | ||||||||||
VERACYTE INC | 19,563 | Shares | 558,928.87 | 805,995.60 | ||||||||||
VIRTU FIN INC- CL A | 48,847 | Shares | 1,108,420.62 | 1,408,259.01 | ||||||||||
WESTERN ALLIANCE BANCORP | 11,500 | Shares | 785,011.68 | 1,237,975.00 | ||||||||||
WOLFSPEED INC | 5,775 | Shares | 361,458.82 | 645,471.75 | ||||||||||
WORKIVA INC | 7,380 | Shares | 754,450.03 | 963,016.20 | ||||||||||
WYNDHAM HOTELS & RESORTS | 20,440 | Shares | 1,595,218.86 | 1,832,446.00 | ||||||||||
ZYNGA INC | 144,030 | Shares | 987,058.87 | 921,792.00 | ||||||||||
BRP INC | 10,780 | Shares | 1,032,899.14 | 945,513.80 | ||||||||||
SENSATA TECH HLDGS PLC | 16,690 | Shares | 933,669.05 | 1,029,606.10 | ||||||||||
AXALTA COATING SYS LTD | 18,260 | Shares | 546,521.80 | 604,771.20 | ||||||||||
ICON PLC | 5,670 | Shares | 1,517,688.90 | 1,755,999.00 | ||||||||||
ADVANCED DRAINAGE SYS INC | 9,850 | Shares | 1,078,476.50 | 1,340,880.50 | ||||||||||
AMERICAN FINL GROUP INC O | 10,330 | Shares | 1,328,259.31 | 1,418,515.60 | ||||||||||
ARES MANAGEMENT CORP CL A | 10,590 | Shares | 780,800.70 | 860,649.30 | ||||||||||
ASCENDIS PHARMA AS SPON A | 8,960 | Shares | 1,376,553.90 | 1,205,388.80 | ||||||||||
ATKORE INC | 14,470 | Shares | 1,336,738.60 | 1,608,919.30 | ||||||||||
AVALARA INC | 6,700 | Shares | 1,158,071.87 | 865,037.00 |
6
Ameren Corporation Savings Investment Plan
SCHEDULE H, Line 4i - SCHEDULE OF ASSETS (HELD AT END OF YEAR)
December 31, 2021
Name of plan sponsor: Ameren Corporation
Employer identification number: 43-1723446
Three-digit plan number: 003
(a) | (b) | (c) | (d) | (e) | ||||||||||
Identity of issue, borrower, | Description of investment including maturity date, | Current | ||||||||||||
| lessor, or similar party | rate of interest, collateral, par, or maturity value | Cost | value | ||||||||||
AVANTOR INC | 28,080 | Shares | 1,133,446.24 | 1,183,291.20 | ||||||||||
BILL.COM HLDGS INC | 1,790 | Shares | 423,881.39 | 445,978.50 | ||||||||||
BIO RAD LABS CL A | 1,725 | Shares | 1,292,490.75 | 1,303,358.25 | ||||||||||
BLUEPRINT MEDICINES CORP | 10,780 | Shares | 1,112,992.09 | 1,154,645.80 | ||||||||||
BOOZ ALLEN HAMILTON HLDG | 9,920 | Shares | 879,936.37 | 841,116.80 | ||||||||||
CATALENT INC | 10,990 | Shares | 1,461,069.46 | 1,407,049.70 | ||||||||||
COGENT COMM HLDGS INC | 10,690 | Shares | 763,693.60 | 782,294.20 | ||||||||||
DIAMONDBACK ENERGY INC | 7,940 | Shares | 762,637.00 | 856,329.00 | ||||||||||
DOUGLAS EMMETT INC REIT | 42,960 | Shares | 1,391,044.80 | 1,439,160.00 | ||||||||||
ELANCO ANIMAL HEALTH INC | 27,160 | Shares | 894,619.54 | 770,800.80 | ||||||||||
ENCORE WIRE CORPORATION | 4,400 | Shares | 624,137.78 | 629,640.00 | ||||||||||
ENPHASE ENERGY INC | 1,430 | Shares | 280,291.50 | 261,604.20 | ||||||||||
FMC CORP NEW | 7,010 | Shares | 653,612.40 | 770,328.90 | ||||||||||
F5 INC | 4,740 | Shares | 959,613.00 | 1,159,925.40 | ||||||||||
FIVE BELOW INC | 6,030 | Shares | 1,121,580.00 | 1,247,546.70 | ||||||||||
GARTNER INC | 2,910 | Shares | 895,843.50 | 972,871.20 | ||||||||||
HAEMONETICS CORP MASS | 8,190 | Shares | 581,851.51 | 434,397.60 | ||||||||||
HUBSPOT INC | 2,005 | Shares | 1,365,886.20 | 1,321,595.75 | ||||||||||
IAA INC | 13,340 | Shares | 735,567.60 | 675,270.80 | ||||||||||
IDEX CORPORATION | 3,950 | Shares | 841,350.00 | 933,464.00 | ||||||||||
INDEPENDENCE REALTY TR IN | 24,960 | Shares | 573,045.37 | 644,716.80 | ||||||||||
INSULET CORP | 2,440 | Shares | 680,686.80 | 649,210.80 | ||||||||||
IRONWOOD PHARMA CL A (PEN | 67,460 | Shares | 895,148.53 | 786,583.60 | ||||||||||
LPL FINL HLDGS INC | 7,720 | Shares | 1,229,178.40 | 1,235,894.80 | ||||||||||
LINCOLN ELECTRIC HLDGS IN | 4,640 | Shares | 613,129.60 | 647,140.80 | ||||||||||
LUMENTUM HLDGS INC | 11,780 | Shares | 999,714.84 | 1,245,970.60 | ||||||||||
LYFT INC | 16,200 | Shares | 863,784.00 | 692,226.00 | ||||||||||
MKS INSTRUMENTS INC | 5,870 | Shares | 883,728.50 | 1,022,377.90 | ||||||||||
MAXLINEAR INC | 8,050 | Shares | 554,236.78 | 606,889.50 | ||||||||||
MIRATI THERAPEUTICS INC | 5,360 | Shares | 865,663.82 | 786,258.40 | ||||||||||
NATIONAL VISION HLDGS INC | 22,940 | Shares | 1,329,831.80 | 1,100,890.60 | ||||||||||
NEUROCRINE BIOSCIENCES IN | 12,810 | Shares | 1,212,128.07 | 1,091,027.70 | ||||||||||
NICE LTD SPON ADR | 3,620 | Shares | 1,015,953.00 | 1,099,032.00 | ||||||||||
PAYA HLDGS INC | 82,040 | Shares | 763,237.49 | 520,133.60 | ||||||||||
PAYLOCITY HLDGS CORP | 3,980 | Shares | 1,103,677.51 | 939,916.80 | ||||||||||
PEGASYS INC | 7,120 | Shares | 908,369.60 | 796,158.40 | ||||||||||
REVOLVE GROUP INC | 8,120 | Shares | 507,107.67 | 455,044.80 | ||||||||||
ROCKET PHARMACEUTICALS IN | 13,440 | Shares | 402,349.96 | 293,395.20 | ||||||||||
SAIA INC | 3,280 | Shares | 782,083.20 | 1,105,458.40 | ||||||||||
SIGNATURE BANK | 3,310 | Shares | 912,401.50 | 1,070,685.70 | ||||||||||
SILICON MOTION TECH CORP | 10,240 | Shares | 714,035.20 | 973,107.20 | ||||||||||
TAPESTRY INC | 25,960 | Shares | 1,005,950.00 | 1,053,976.00 | ||||||||||
TELEDYNE TECH INC | 1,710 | Shares | 739,609.20 | 747,081.90 | ||||||||||
TOPBUILD CORP | 3,780 | Shares | 800,188.20 | 1,042,939.80 | ||||||||||
TRANSUNION | 9,700 | Shares | 1,101,047.00 | 1,150,226.00 | ||||||||||
TREX CO INC | 9,650 | Shares | 1,011,706.00 | 1,303,039.50 | ||||||||||
VAIL RESORTS INC | 2,970 | Shares | 1,016,428.54 | 973,863.00 | ||||||||||
VULCAN MATERIALS CO | 5,570 | Shares | 967,843.20 | 1,156,220.60 | ||||||||||
WILLSCOT MOBILE MINI HLDG | 18,000 | Shares | 712,837.18 | 735,120.00 | ||||||||||
ZYNGA INC | 126,340 | Shares | 897,220.05 | 808,576.00 | ||||||||||
|
|
|
| |||||||||||
Total Common Stocks | 513,698,063.71 | 817,705,892.82 | ||||||||||||
|
|
|
| |||||||||||
Notes Receivable | ||||||||||||||
* / ** | Participants | Participant Loans | 32,191,309.05 | 32,191,309.05 | ||||||||||
|
|
|
| |||||||||||
$ | 2,493,096,299.22 | $ | 3,311,468,043.65 | |||||||||||
|
|
|
|
* | Investment represents allowable transaction with a party-in-interest. |
** | Interest rates vary from 4.00% to 10.50% on loans maturing through January 2032. |
7
SIGNATURE
The Plan. Pursuant to the requirements of the Securities Exchange Act of 1934, the trustee (or other persons who administer the employee benefit plan) has duly caused this annual report to be signed on its behalf by the undersigned hereunto duly authorized.
AMEREN CORPORATION | ||
SAVINGS INVESTMENT PLAN | ||
AMEREN ADMINISTRATIVE COMMITTEE | ||
(Administrator) | ||
By: | /s/ Marla J. Langenhorst | |
Marla J. Langenhorst | ||
Member of the Administrative Committee |
October 27, 2023