UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
| Date of Report (Date of Earliest Event Reported): | | May 16, 2017 |
MMA Capital Management, LLC
(Exact name of registrant as specified in its charter)
| | | |
| Delaware | 001-11981 | 52-1449733 |
| (State or other jurisdiction | (Commission | (I.R.S. Employer |
| of incorporation) | File Number) | Identification No.) |
| | | |
| 3600 O’Donnell St, Suite 600, Baltimore, Maryland | | 21224 |
| (Address of principal executive offices) | | (Zip Code) |
| Registrant’s telephone number, including area code: | | (443) 263-2900 |
Not Applicable
Former name or former address, if changed since last report
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.07 Submission of Matters to a Vote of Security Holders
On May 16, 2017, the Company held its annual meeting of shareholders. At that meeting, the shareholders of the Company re-elected Steven S. Bloom and Lisa Kay to the Board of Directors for a three-year term, approved a non-binding resolution approving the compensation of the named executive officers of the Company and ratified the appointment of KPMG, LLP as independent registered public accountant for the calendar year ending 2017. As to these matters, the numbers of votes cast for or against, as well as the number of abstentions and broker non-votes, are as set forth below:
| 1. | Election of directors nominated by MMA Capital Management, LLC to serve for a term to expire in 2020 and until their successors are duly elected and qualified: |
| Nominee | Votes For | Votes Against | Votes Abstained | Broker Non-Votes |
| Steven S. Bloom | 1,616,142 | 222,341 | 306,874 | 2,695,540 |
| Lisa Kay | 1,882,079 | 258,682 | 4,596 | 2,695,540 |
| 2. | The non-binding Advisory Vote on Executive Compensation: |
Votes For | Votes Against | Votes Abstained | Broker Non-Votes |
| 2,004,490 | 59,837 | 81,030 | 2,695,540 |
| 3. | Ratification of KPMG, LLP as independent registered public accounting firm for 2017: |
Votes For | Votes Against | Votes Abstained | Broker Non-Votes |
| 4,359,750 | 465,672 | 15,475 | 0 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | | | |
| | MMA Capital Management, LLC |
| | | | |
| May 22, 2017 | By: | | /s/ Michael L. Falcone |
| | | | |
| | | | Name: Michael L. Falcone |
| | | | Title: Chief Executive Officer and President |
