ANNOUNCEMENTS
FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
Report of Foreign Issuer
Pursuant to Rule 13a – 16 or 15d – 16 of
The Securities Exchange Act of 1934
Announcements sent to the London Stock Exchange
National Grid plc, 1-3 Strand, London, WC2N 5EH, United Kingdom
Update — Routine announcements in the period from
1 July to 1 August 2016
1 August 2016
National Grid plc (National Grid)
Voting Rights and Capital Update
National Grid’s registered capital as at 31 July 2016 consisted of 3,924,038,086 ordinary shares, of which, 174,820,773 were held as treasury shares; leaving a balance of 3,749,217,313 shares with voting rights.
The figure of 3,749,217,313 may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, National Grid under the FCA Disclosure and Transparency Rules.
Contact: A Morgan, Assistant Company Secretary, (0207 004 3228).
Monday 25 July 2016
National Grid plc (‘the Company’)
AGM poll results
Today, 25 July 2016, the Company held its 2016 Annual General Meeting (“AGM”).
The results of the AGM resolutions, all decided by way of poll, are set out below:
| Resolution | Votes For | For (% of shares voted) | Votes Against | Against (% of shares voted) | Votes Withheld** | |||||||||||||||||||
| 1 | To receive the Annual Report and Accounts | 2,422,645,408 | 99.86 | 3,444,216 | 0.14 | 10,560,470 | ||||||||||||||||||
| 2 | To declare a final dividend | 2,429,900,585 | 99.92 | 1,956,965 | 0.08 | 4,790,373 | ||||||||||||||||||
| 3 | To re-elect Sir Peter Gershon | 2,395,447,853 | 98.59 | 34,324,406 | 1.41 | 6,877,835 | ||||||||||||||||||
| 4 | To re-elect John Pettigrew | 2,406,216,063 | 98.94 | 25,768,012 | 1.06 | 4,665,405 | ||||||||||||||||||
| 5 | To re-elect Andrew Bonfield | 2,334,189,279 | 95.98 | 97,708,908 | 4.02 | 4,748,660 | ||||||||||||||||||
| 6 | To re-elect Dean Seavers | 2,380,939,794 | 97.91 | 50,789,837 | 2.09 | 4,919,666 | ||||||||||||||||||
| 7 | To elect Nicola Shaw | 2,382,075,899 | 97.97 | 49,447,882 | 2.03 | 5,125,516 | ||||||||||||||||||
| 8 | To re-elect Nora Mead Brownell | 2,388,038,388 | 98.20 | 43,666,936 | 1.80 | 4,941,859 | ||||||||||||||||||
| 9 | To re-elect Jonathan Dawson | 2,385,185,390 | 98.11 | 45,975,700 | 1.89 | 5,486,093 | ||||||||||||||||||
| 10 | To re-elect Therese Esperdy | 2,410,694,249 | 99.15 | 20,550,648 | 0.85 | 5,402,286 | ||||||||||||||||||
| 11 | To re-elect Paul Golby | 2,362,327,178 | 97.68 | 56,009,891 | 2.32 | 18,310,114 | ||||||||||||||||||
| 12 | To re-elect Ruth Kelly | 2,410,779,085 | 99.14 | 20,918,180 | 0.86 | 4,870,663 | ||||||||||||||||||
| 13 | To re-elect Mark Williamson | 2,376,851,107 | 97.76 | 54,410,700 | 2.24 | 5,385,376 | ||||||||||||||||||
| 14 | To reappoint the auditors PricewaterhouseCoopers LLP | 2,382,943,990 | 98.06 | 47,224,592 | 1.94 | 6,478,601 | ||||||||||||||||||
| 15 | To authorise the Directors to set the auditors’ remuneration | 2,387,289,103 | 98.28 | 41,702,378 | 1.72 | 7,660,562 | ||||||||||||||||||
| 16 | To approve the Directors’ Remuneration Report excluding the excerpts from the remuneration policy | 2,305,471,537 | 97.10 | 68,788,657 | 2.90 | 62,391,397 | ||||||||||||||||||
| 17 | To authorise the Company to make political donations | 2,320,623,573 | 96.75 | 77,842,340 | 3.25 | 38,186,620 | ||||||||||||||||||
| 18 | To authorise the Directors to allot ordinary shares | 2,326,426,548 | 95.65 | 105,732,204 | 4.35 | 4,489,373 | ||||||||||||||||||
| 19* | To disapply pre-emption rights | 2,155,413,801 | 89.53 | 252,086,438 | 10.47 | 29,144,560 | ||||||||||||||||||
| 20* | To authorise the Company to purchase its own ordinary shares | 2,387,281,352 | 98.82 | 28,568,039 | 1.18 | 20,797,431 | ||||||||||||||||||
| 21* | To authorise the Directors to hold general meetings on 14 working days’ notice | 2,087,824,063 | 86.48 | 326,280,330 | 13.52 | 22,527,635 | ||||||||||||||||||
• Special resolution
** A “Vote withheld” is not a vote in law and is not counted in the calculation of the votes “For” or “Against” a resolution.
As required by the Listing Rules of the Financial Conduct Authority, copies of AGM resolutions numbered 19-21 will be made available for inspection from the National Storage Mechanism, situated at:www.morningstar.co.uk/uk/NSM
The complete poll results and details of proxy votes lodged before the meeting will be available shortly on the Company’s website
http://investors.nationalgrid.com/shareholder-centre/agm/2016.aspx
NATIONAL GRID PLC
NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
The attached individual notifications made under article 19.1 of the Market Abuse Regulation (‘MAR’) relate to the National Grid Long Term Performance Plan (‘LTPP’) on behalf of PDMRs. This announcement is made in accordance with Article 19.3 of MAR.
Name of officer of issuer responsible for making notification: Robin Kerner. Date of notification: 2016.07.21
NATIONAL GRID PLC
NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||||||||||
| | ||||||||||||
| a | ) | Name | Andrew Bonfield | |||||||||
| 2 | Reason for the notification | |||||||||||
| a | ) | Position/status | Finance Director | |||||||||
| b | ) | Initial notification/Amendment | Initial notification | |||||||||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or | |||||||||||
auction monitor | ||||||||||||
| | ||||||||||||
| a | ) | Name | National Grid plc | |||||||||
| b | ) | LEI | 8R95QZMKZLJX5Q2XR704 | |||||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each | |||||||||||
| type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||||||||||
| | ||||||||||||
| a | ) | Description of the financial | Ordinary shares of 1117/43 p each | |||||||||
| instrument, type of instrument | ||||||||||||
| Identification code | GB00B08SNH34 | |||||||||||
| b | ) | Nature of the transaction | Acquision of securities in respect of the TSR/EPS portion of | |||||||||
| the LTPP2013 award. | ||||||||||||
| c | ) | Price(s) and volume(s) | ||||||||||
| Price(s) | Volume(s) | |||||||||||
| NIL | 142,567 | |||||||||||
| d | ) | Aggregated information - Aggregated volume - Price | ||||||||||
| e | ) | Date of the transaction | 2016.07.18 | |||||||||
| f | ) | Place of the transaction | Outside a trading venue | |||||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each | |||||||||||
| type of instrument; (ii) each type of transaction; (iii) each date; | ||||||||||||
| and (iv) each place where transactions have been conducted | ||||||||||||
| | ||||||||||||
| a | ) | Description of the financial | Ordinary shares of 1117/43 p each | |||||||||
| instrument, type of instrument | ||||||||||||
| Identification code | GB00B08SNH34 | |||||||||||
| b | ) | Nature of the transaction | Shares sold in respect of statutory | |||||||||
| deductions in respect of the TSR/EPS | ||||||||||||
| portion of the LTPP 2013 award. | ||||||||||||
| c | ) | Price(s) and volume(s) | ||||||||||
| Price(s) | Volume(s) | |||||||||||
| 10.959163GBP | 67,478 | |||||||||||
| d | ) | Aggregated information - Aggregated volume - Price | ||||||||||
| e | ) | Date of the transaction | 2016.07.18 | |||||||||
| f | ) | Place of the transaction | London Stock Exchange (XLON) | |||||||||
Name of officer of issuer responsible for making notification: Robin Kerner. Date of notification: 2016.07.21
NATIONAL GRID PLC
NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||||||||||
| a | ) | Name | Alison Kay | |||||||||
| 2 | Reason for the notification | |||||||||||
| a | ) | Position/status | Group General Counsel & Company Secretary | |||||||||
| b | ) | Initial notification/Amendment | Initial notification | |||||||||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or | |||||||||||
auction monitor | ||||||||||||
| | ||||||||||||
| a | ) | Name | National Grid plc | |||||||||
| b | ) | LEI | 8R95QZMKZLJX5Q2XR704 | |||||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each | |||||||||||
| type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||||||||||
| | ||||||||||||
| a | ) | Description of the financial | Ordinary shares of 1117/43 p each | |||||||||
| instrument, type of instrument | ||||||||||||
| Identification code | GB00B08SNH34 | |||||||||||
| b | ) | Nature of the transaction | Acquision of securities in respect of the TSR/EPS portion of | |||||||||
| the LTPP2013 award. | ||||||||||||
| c | ) | Price(s) and volume(s) | ||||||||||
| Price(s) | Volume(s) | |||||||||||
| NIL | 31,836 | |||||||||||
| d | ) | Aggregated information - Aggregated volume | ||||||||||
| - Price | ||||||||||
| e) | Date of the transaction | 2016.07.18 | ||||||||
| f) | Place of the transaction | Outside a trading venue | ||||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each | |||||||||
| type of instrument; (ii) each type of transaction; (iii) each date; | ||||||||||
| and (iv) each place where transactions have been conducted | ||||||||||
| a) | Description of the financial | Ordinary shares of 1117/43 p each | ||||||||
| instrument, type of instrument | ||||||||||
| Identification code | GB00B08SNH34 | |||||||||
| b) | Nature of the transaction | Shares sold in respect of statutory | ||||||||
| deductions in respect of the TSR/EPS | ||||||||||
| portion of the LTPP 2013 award. | ||||||||||
| c) | Price(s) and volume(s) | |||||||||
| Price(s) | Volume(s) | |||||||||
| 10.959163GBP | 15,068 | |||||||||
| d) | Aggregated information - Aggregated volume - Price | |||||||||
| e) | Date of the transaction | 2016.07.18 | ||||||||
| f) | Place of the transaction | London Stock Exchange (XLON) | ||||||||
Name of officer of issuer responsible for making notification: Robin Kerner. Date of notification: 2016.07.21
NATIONAL GRID PLC
NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||||||||||
| a | ) | Name | George Mayhew | |||||||||
| 2 | Reason for the notification | |||||||||||
| a | ) | Position/status | Corporate Affairs Director | |||||||||
| b | ) | Initial notification/Amendment | Initial notification | |||||||||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or | |||||||||||
auction monitor | ||||||||||||
| | ||||||||||||
| a | ) | Name | National Grid plc | |||||||||
| b | ) | LEI | 8R95QZMKZLJX5Q2XR704 | |||||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each | |||||||||||
| type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||||||||||
| | ||||||||||||
| a | ) | Description of the financial | Ordinary shares of 1117/43 p each | |||||||||
| instrument, type of instrument | ||||||||||||
| Identification code | GB00B08SNH34 | |||||||||||
| b | ) | Nature of the transaction | Acquision of securities in respect of the TSR/EPS portion of | |||||||||
| the LTPP2013 award. | ||||||||||||
| c | ) | Price(s) and volume(s) | ||||||||||
| Price(s) | Volume(s) | |||||||||||
| NIL | 30,034 | |||||||||||
| d | ) | Aggregated information - Aggregated volume | ||||||||||
| - Price | ||||||||||||
| e | ) | Date of the transaction | 2016.07.18 | |||||||||
| f | ) | Place of the transaction | Outside a trading venue | |||||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each | |||||||||||
| type of instrument; (ii) each type of transaction; (iii) each date; | ||||||||||||
| and (iv) each place where transactions have been conducted | ||||||||||||
| | ||||||||||||
| a | ) | Description of the financial | Ordinary shares of 1117/43 p each | |||||||||
| instrument, type of instrument | ||||||||||||
| Identification code | GB00B08SNH34 | |||||||||||
| b | ) | Nature of the transaction | Shares sold in respect of statutory | |||||||||
| deductions in respect of the TSR/EPS | ||||||||||||
| portion of the LTPP 2013 award. | ||||||||||||
| c | ) | Price(s) and volume(s) | ||||||||||
| Price(s) | Volume(s) | |||||||||||
| 10.959163GBP | 14,215 | |||||||||||
| d | ) | Aggregated information - Aggregated volume - Price | ||||||||||
| e | ) | Date of the transaction | 2016.07.18 | |||||||||
| f | ) | Place of the transaction | London Stock Exchange (XLON) | |||||||||
Name of officer of issuer responsible for making notification: Robin Kerner. Date of notification: 2016.07.21
NATIONAL GRID PLC
NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||||||||||
| a | ) | Name | John Pettigrew | |||||||||
| 2 | Reason for the notification | |||||||||||
| a | ) | Position/status | Chief Executive Officer | |||||||||
| b | ) | Initial notification/Amendment | Initial notification | |||||||||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or | |||||||||||
auction monitor | ||||||||||||
| | ||||||||||||
| a | ) | Name | National Grid plc | |||||||||
| b | ) | LEI | 8R95QZMKZLJX5Q2XR704 | |||||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each | |||||||||||
| type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||||||||||
| | ||||||||||||
| a | ) | Description of the financial | Ordinary shares of 1117/43 p each | |||||||||
| instrument, type of instrument | ||||||||||||
| Identification code | GB00B08SNH34 | |||||||||||
| b | ) | Nature of the transaction | Acquision of securities in respect of the TSR/EPS portion of | |||||||||
| the LTPP2013 award. | ||||||||||||
| c | ) | Price(s) and volume(s) | ||||||||||
| Price(s) | Volume(s) | |||||||||||
| NIL | 46,371 | |||||||||||
| d | ) | Aggregated information - Aggregated volume | ||||||||||
| - Price | ||||||||||||
| e | ) | Date of the transaction | 2016.07.18 | |||||||||
| f | ) | Place of the transaction | Outside a trading venue | |||||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each | |||||||||||
| type of instrument; (ii) each type of transaction; (iii) each date; | ||||||||||||
| and (iv) each place where transactions have been conducted | ||||||||||||
| | ||||||||||||
| a | ) | Description of the financial | Ordinary shares of 1117/43 p each | |||||||||
| instrument, type of instrument | ||||||||||||
| Identification code | GB00B08SNH34 | |||||||||||
| b | ) | Nature of the transaction | Shares sold in respect of statutory | |||||||||
| deductions in respect of the TSR/EPS | ||||||||||||
| portion of the LTPP 2013 award. | ||||||||||||
| c | ) | Price(s) and volume(s) | ||||||||||
| Price(s) | Volume(s) | |||||||||||
| 10.959163GBP | 21,949 | |||||||||||
| d | ) | Aggregated information - Aggregated volume - Price | ||||||||||
| e | ) | Date of the transaction | 2016.07.18 | |||||||||
| f | ) | Place of the transaction | London Stock Exchange (XLON) | |||||||||
Name of officer of issuer responsible for making notification: Robin Kerner. Date of notification: 2016.07.21
NATIONAL GRID PLC
NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||||||||||
| a | ) | Name | Mike Westcott | |||||||||
| 2 | Reason for the notification | |||||||||||
| a | ) | Position/status | Group HR Director | |||||||||
| b | ) | Initial notification/Amendment | Initial notification | |||||||||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or | |||||||||||
auction monitor | ||||||||||||
| | ||||||||||||
| a | ) | Name | National Grid plc | |||||||||
| b | ) | LEI | 8R95QZMKZLJX5Q2XR704 | |||||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each | |||||||||||
| type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||||||||||
| | ||||||||||||
| a | ) | Description of the financial | Ordinary shares of 1117/43 p each | |||||||||
| instrument, type of instrument | ||||||||||||
| Identification code | GB00B08SNH34 | |||||||||||
| b | ) | Nature of the transaction | Acquision of securities in respect of the TSR/EPS portion of | |||||||||
| the LTPP2013 award. | ||||||||||||
| c | ) | Price(s) and volume(s) | ||||||||||
| Price(s) | Volume(s) | |||||||||||
| NIL | 42,529 | |||||||||||
| d | ) | Aggregated information - Aggregated volume | ||||||||||
| - Price | ||||||||||||
| e | ) | Date of the transaction | 2016.07.18 | |||||||||
| f | ) | Place of the transaction | Outside a trading venue | |||||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each | |||||||||||
| type of instrument; (ii) each type of transaction; (iii) each date; | ||||||||||||
| and (iv) each place where transactions have been conducted | ||||||||||||
| | ||||||||||||
| a | ) | Description of the financial | Ordinary shares of 1117/43 p each | |||||||||
| instrument, type of instrument | ||||||||||||
| Identification code | GB00B08SNH34 | |||||||||||
| b | ) | Nature of the transaction | Shares sold in respect of statutory | |||||||||
| deductions in respect of the TSR/EPS | ||||||||||||
| portion of the LTPP 2013 award. | ||||||||||||
| c | ) | Price(s) and volume(s) | ||||||||||
| Price(s) | Volume(s) | |||||||||||
| 10.959163GBP | 20,384 | |||||||||||
| d | ) | Aggregated information - Aggregated volume - Price | ||||||||||
| e | ) | Date of the transaction | 2016.07.18 | |||||||||
| f | ) | Place of the transaction | London Stock Exchange (XLON) | |||||||||
Name of officer of issuer responsible for making notification: Robin Kerner. Date of notification: 2016.07.21
NATIONAL GRID PLC
NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||||||||||
| a | ) | Name | Stephanie Hazell | |||||||||
| 2 | Reason for the notification | |||||||||||
| a | ) | Position/status | Corporate Strategy & Business Development Director | |||||||||
| b | ) | Initial notification/Amendment | Initial notification | |||||||||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or | |||||||||||
auction monitor | ||||||||||||
| | ||||||||||||
| a | ) | Name | National Grid plc | |||||||||
| b | ) | LEI | 8R95QZMKZLJX5Q2XR704 | |||||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each | |||||||||||
| type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||||||||||
| | ||||||||||||
| a | ) | Description of the financial | Ordinary shares of 1117/43 p each | |||||||||
| instrument, type of instrument | ||||||||||||
| Identification code | GB00B08SNH34 | |||||||||||
| b | ) | Nature of the transaction | Acquision of securities in respect of the TSR/EPS portion of | |||||||||
| the LTPP2013 award. | ||||||||||||
| c | ) | Price(s) and volume(s) | ||||||||||
| Price(s) | Volume(s) | |||||||||||
| NIL | 34,239 | |||||||||||
| d | ) | Aggregated information - Aggregated volume | ||||||||||
| - Price | ||||||||||||
| e | ) | Date of the transaction | 2016.07.18 | |||||||||
| f | ) | Place of the transaction | Outside a trading venue | |||||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each | |||||||||||
| type of instrument; (ii) each type of transaction; (iii) each date; | ||||||||||||
| and (iv) each place where transactions have been conducted | ||||||||||||
| | ||||||||||||
| a | ) | Description of the financial | Ordinary shares of 1117/43 p each | |||||||||
| instrument, type of instrument | ||||||||||||
| Identification code | GB00B08SNH34 | |||||||||||
| b | ) | Nature of the transaction | Shares sold in respect of statutory | |||||||||
| deductions in respect of the TSR/EPS | ||||||||||||
| portion of the LTPP 2013 award. | ||||||||||||
| c | ) | Price(s) and volume(s) | ||||||||||
| Price(s) | Volume(s) | |||||||||||
| 10.959163GBP | 16,206 | |||||||||||
| d | ) | Aggregated information - Aggregated volume - Price | ||||||||||
| e | ) | Date of the transaction | 2016.07.18 | |||||||||
| f | ) | Place of the transaction | London Stock Exchange (XLON) | |||||||||
Name of officer of issuer responsible for making notification: Robin Kerner. Date of notification: 2016.07.21
NATIONAL GRID PLC
NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||||||||||
| a | ) | Name | Steve Holliday | |||||||||
| 2 | Reason for the notification | |||||||||||
| a | ) | Position/status | Executive Director | |||||||||
| b | ) | Initial notification/Amendment | Initial notification | |||||||||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or | |||||||||||
auction monitor | ||||||||||||
| | ||||||||||||
| a | ) | Name | National Grid plc | |||||||||
| b | ) | LEI | 8R95QZMKZLJX5Q2XR704 | |||||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each | |||||||||||
| type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||||||||||
| | ||||||||||||
| a | ) | Description of the financial | Ordinary shares of 1117/43 p each | |||||||||
| instrument, type of instrument | ||||||||||||
| Identification code | GB00B08SNH34 | |||||||||||
| b | ) | Nature of the transaction | Acquision of securities in respect of the TSR/EPS portion of | |||||||||
| the LTPP2013 award. | ||||||||||||
| c | ) | Price(s) and volume(s) | ||||||||||
| Price(s) | Volume(s) | |||||||||||
| NIL | 225,264 | |||||||||||
| d | ) | Aggregated information - Aggregated volume | ||||||||||
| — Price | ||||||||||
| e | ) | Date of the transaction | 2016.07.18 | |||||||
| f | ) | Place of the transaction | Outside a trading venue | |||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||||||
| | ||||||||||
| a | ) | Description of the financial instrument, type of instrument | Ordinary shares of 1117/43 p each | |||||||
| Identification code | GB00B08SNH34 | |||||||||
| b | ) | Nature of the transaction | Shares sold in respect of statutory deductions in respect of the TSR/EPS portion of the LTPP 2013 award. | |||||||
| c | ) | Price(s) and volume(s) | Price(s) | Volume(s) | ||||||
| 10.959163GBP | 106,620 | |||||||||
| d | ) | Aggregated information - Aggregated volume - Price | ||||||||
| e | ) | Date of the transaction | 2016.07.18 | |||||||
| f | ) | Place of the transaction | London Stock Exchange (XLON) | |||||||
NATIONAL GRID PLC
NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
The attached individual notifications made under article 19.1 of the Market Abuse Regulation (‘MAR’) relate to the National Grid Long Term Performance Plan (‘LTPP’) on behalf of PDMRs. This announcement is made in accordance with Article 19.3 of MAR.
Name of officer of issuer responsible for making notification: Robin Kerner. Date of notification: 2016.07.21
NATIONAL GRID PLC
NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||||
| | ||||||
| a | ) | Name | Andrew Bonfield | |||
| 2 | Reason for the notification | |||||
| | ||||||
| a | ) | Position/status | Finance Director | |||
| b | ) | Initial notification /Amendment | Initial notification | |||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
| | ||||||
| a | ) | Name | National Grid plc | |||
| b | ) | LEI | 8R95QZMKZLJX5Q2XR704 | |||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
| | ||||||
| a | ) | Description of the financial instrument, type of instrument | Ordinary shares of 1117/43 p each | |||
| Identification code | GB00B08SNH34 | |||||
| b | ) | Nature of the transaction | Acquision of securities in respect of the ROE portion of the LTPP 2012 award. | |||
Name of officer of issuer responsible for making notification: Robin Kerner. Date of notification: 2016.07.21
NATIONAL GRID PLC
NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||||||||||
| | ||||||||||||
| a | ) | Name | Alison Kay | |||||||||
| 2 | Reason for the notification | |||||||||||
| | ||||||||||||
| a | ) | Position/status | Group General Counsel & Company Secretary | |||||||||
| b | ) | Initial notification /Amendment | Initial notification | |||||||||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||||
| | ||||||||||||
| a | ) | Name | National Grid plc | |||||||||
| b | ) | LEI | 8R95QZMKZLJX5Q2XR704 | |||||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||||||||
| | ||||||||||||
| a | ) | Description of the financial instrument, type of instrument | Ordinary shares of 1117/43 p each | |||||||||
| Identification code | GB00B08SNH34 | |||||||||||
| b | ) | Nature of the transaction | Acquision of securities in respect of the ROE portion of the LTPP2012 award. | |||||||||
| c | ) | Price(s) and volume(s) | Price(s) | Volume(s) | ||||||||
| NIL | 3,110 | |||||||||||
| d) Aggregated information | ||||||||
| - Aggregated volume | ||||||||
| - Price | ||||||||
| e) | Date of the transaction | 2016.07.18 | ||||||
| f) | Place of the transaction | Outside a trading venue | ||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each | |||||||
| type of instrument; (ii) each type of transaction; (iii) each date; | ||||||||
| and (iv) each place where transactions have been conducted | ||||||||
| a) | Description of the financial instrument, type of instrument | Ordinary shares of 1117/43 p each | ||||||
| Identification code | GB00B08SNH34 | |||||||
| b) | Nature of the transaction | Shares sold in respect of statutory deductions in respect of the ROE portion of the LTPP 2012 award. | ||||||
| c) | Price(s) and volume(s) | Price(s) | Volume(s) | |||||
| 10.959163GBP | 1,473 | |||||||
| d) | Aggregated information - Aggregated volume - Price | |||||||
| e) | Date of the transaction | 2016.07.18 | ||||||
| f) | Place of the transaction | London Stock Exchange (XLON) | ||||||
| c) Price(s | ) and volume(s) | |||||||||||||||
| Price(s) | Volume(s) | |||||||||||||||
| NIL | 31,086 | |||||||||||||||
| d | ) | Aggregated information - Aggregated volume - Price | ||||||||||||||
| e | ) | Date of the transaction | 2016.07.18 | |||||||||||||
| f | ) | Place of the transaction | Outside a trading venue | |||||||||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of | |||||||||||||||
| instrument; (ii) each type of transaction; (iii) each date; and (iv) each | ||||||||||||||||
| place where transactions have been conducted | ||||||||||||||||
| | ||||||||||||||||
| a | ) | Description of the | Ordinary shares of 1117/43 p each | |||||||||||||
| financial instrument, type of instrument | ||||||||||||||||
| Identification code | GB00B08SNH34 | |||||||||||||||
| b | ) | Nature of the transaction | Shares sold in respect of statutory | |||||||||||||
| deductions in respect of the ROE portion | ||||||||||||||||
| of the LTPP 2012 award. | ||||||||||||||||
| c | ) | Price(s) and volume(s) | Price(s) | Volume(s) | ||||||||||||
| 10.959163GBP | 14,714 | |||||||||||||||
| d | ) | Aggregated information - Aggregated volume - Price | ||||||||||||||
| e) | Date of the transaction | 2016.07.18 | ||
| f) | Place of the transaction | London Stock Exchange (XLON) | ||
Name of officer of issuer responsible for making notification: Robin Kerner. Date of notification: 2016.07.21
NATIONAL GRID PLC
NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||||||||||
| | ||||||||||||
| a | ) | Name | George Mayhew | |||||||||
| 2 | Reason for the notification | |||||||||||
| | ||||||||||||
| a | ) | Position/status | Corporate Affairs Director | |||||||||
| b | ) | Initial notification /Amendment | Initial notification | |||||||||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||||
| | ||||||||||||
| a | ) | Name | National Grid plc | |||||||||
| b | ) | LEI | 8R95QZMKZLJX5Q2XR704 | |||||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||||||||
| | ||||||||||||
| a | ) | Description of the financial instrument, type of instrument | Ordinary shares of 1117/43 p each | |||||||||
| Identification code | GB00B08SNH34 | |||||||||||
| b | ) | Nature of the transaction | Acquision of securities in respect of the ROE portion of the LTPP2012 award. | |||||||||
| c | ) | Price(s) and volume(s) | Price(s) | Volume(s) | ||||||||
| NIL | 5,173 | |||||||||||
| d) Aggregated information | ||||||||
| - Aggregated volume | ||||||||
| - Price | ||||||||
| e) | Date of the transaction | 2016.07.18 | ||||||
| f) | Place of the transaction | Outside a trading venue | ||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each | |||||||
| type of instrument; (ii) each type of transaction; (iii) each date; | ||||||||
| and (iv) each place where transactions have been conducted | ||||||||
| a) | Description of the financial instrument, type of instrument | Ordinary shares of 1117/43 p each | ||||||
| Identification code | GB00B08SNH34 | |||||||
| b) | Nature of the transaction | Shares sold in respect of statutory deductions in respect of the ROE portion of the LTPP 2012 award. | ||||||
| c) | Price(s) and volume(s) | Price(s) | Volume(s) | |||||
| 10.959163GBP | 2,449 | |||||||
| d) | Aggregated information - Aggregated volume - Price | |||||||
| e) | Date of the transaction | 2016.07.18 | ||||||
| f) | Place of the transaction | London Stock Exchange (XLON) | ||||||
Name of officer of issuer responsible for making notification: Robin Kerner. Date of notification: 2016.07.21
NATIONAL GRID PLC
NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||||||||||
| | ||||||||||||
| a | ) | Name | John Pettigrew | |||||||||
| 2 | Reason for the notification | |||||||||||
| | ||||||||||||
| a | ) | Position/status | Chief Executive Officer | |||||||||
| b | ) | Initial notification /Amendment | Initial notification | |||||||||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||||
| | ||||||||||||
| a | ) | Name | National Grid plc | |||||||||
| b | ) | LEI | 8R95QZMKZLJX5Q2XR704 | |||||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||||||||
| | ||||||||||||
| a | ) | Description of the financial instrument, type of instrument | Ordinary shares of 1117/43 p each | |||||||||
| Identification code | GB00B08SNH34 | |||||||||||
| b | ) | Nature of the transaction | Acquision of securities in respect of the ROE portion of the LTPP2012 award. | |||||||||
| c | ) | Price(s) and volume(s) | Price(s) | Volume(s) | ||||||||
| NIL | 15,286 | |||||||||||
| d) Aggregated information | ||||||||
| - Aggregated volume | ||||||||
| - Price | ||||||||
| e) | Date of the transaction | 2016.07.18 | ||||||
| f) | Place of the transaction | Outside a trading venue | ||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each | |||||||
| type of instrument; (ii) each type of transaction; (iii) each date; | ||||||||
| and (iv) each place where transactions have been conducted | ||||||||
| a) | Description of the financial instrument, type of instrument | Ordinary shares of 1117/43 p each | ||||||
| Identification code | GB00B08SNH34 | |||||||
| b) | Nature of the transaction | Shares sold in respect of statutory deductions in respect of the ROE portion of the LTPP 2012 award. | ||||||
| c) | Price(s) and volume(s) | Price(s) | Volume(s) | |||||
| 10.959163GBP | 7,234 | |||||||
| d) | Aggregated information - Aggregated volume - Price | |||||||
| e) | Date of the transaction | 2016.07.18 | ||||||
| f) | Place of the transaction | London Stock Exchange (XLON) | ||||||
Name of officer of issuer responsible for making notification: Robin Kerner. Date of notification: 2016.07.21
NATIONAL GRID PLC
NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||||||||||
| | ||||||||||||
| a | ) | Name | Mike Westcott | |||||||||
| 2 | Reason for the notification | |||||||||||
| | ||||||||||||
| a | ) | Position/status | Group HR Director | |||||||||
| b | ) | Initial notification /Amendment | Initial notification | |||||||||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||||
| | ||||||||||||
| a | ) | Name | National Grid plc | |||||||||
| b | ) | LEI | 8R95QZMKZLJX5Q2XR704 | |||||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||||||||
| | ||||||||||||
| a | ) | Description of the financial instrument, type of instrument | Ordinary shares of 1117/43 p each | |||||||||
| Identification code | GB00B08SNH34 | |||||||||||
| b | ) | Nature of the transaction | Acquision of securities in respect of the ROE portion of the LTPP2012 award. | |||||||||
| c | ) | Price(s) and volume(s) | Price(s) | Volume(s) | ||||||||
| NIL | 9,273 | |||||||||||
| d) Aggregated information | ||||||||
| - Aggregated volume | ||||||||
| - Price | ||||||||
| e) | Date of the transaction | 2016.07.18 | ||||||
| f) | Place of the transaction | Outside a trading venue | ||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each | |||||||
| type of instrument; (ii) each type of transaction; (iii) each date; | ||||||||
| and (iv) each place where transactions have been conducted | ||||||||
| a) | Description of the financial instrument, type of instrument | Ordinary shares of 1117/43 p each | ||||||
| Identification code | GB00B08SNH34 | |||||||
| b) | Nature of the transaction | Shares sold in respect of statutory deductions in respect of the ROE portion of the LTPP 2012 award. | ||||||
| c) | Price(s) and volume(s) | Price(s) | Volume(s) | |||||
| 10.959163GBP | 4,389 | |||||||
| d) | Aggregated information - Aggregated volume - Price | |||||||
| e) | Date of the transaction | 2016.07.18 | ||||||
| f) | Place of the transaction | London Stock Exchange (XLON) | ||||||
Name of officer of issuer responsible for making notification: Robin Kerner. Date of notification: 2016.07.21
NATIONAL GRID PLC
NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||||||||||
| | ||||||||||||
| a | ) | Name | Steve Holliday | |||||||||
| 2 | Reason for the notification | |||||||||||
| | ||||||||||||
| a | ) | Position/status | Executive Director | |||||||||
| b | ) | Initial notification /Amendment | Initial notification | |||||||||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||||
| | ||||||||||||
| a | ) | Name | National Grid plc | |||||||||
| b | ) | LEI | 8R95QZMKZLJX5Q2XR704 | |||||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||||||||
| | ||||||||||||
| a | ) | Description of the financial instrument, type of instrument | Ordinary shares of 1117/43 p each | |||||||||
| Identification code | GB00B08SNH34 | |||||||||||
| b | ) | Nature of the transaction | Acquision of securities in respect of the ROE portion of the LTPP2012 award. | |||||||||
| c | ) | Price(s) and volume(s) | Price(s) | Volume(s) | ||||||||
| NIL | 49,119 | |||||||||||
| d) Aggregated information | ||||||||
| - Aggregated volume | ||||||||
| - Price | ||||||||
| e) | Date of the transaction | 2016.07.18 | ||||||
| f) | Place of the transaction | Outside a trading venue | ||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each | |||||||
| type of instrument; (ii) each type of transaction; (iii) each date; | ||||||||
| and (iv) each place where transactions have been conducted | ||||||||
| a) | Description of the financial instrument, type of instrument | Ordinary shares of 1117/43 p each | ||||||
| Identification code | GB00B08SNH34 | |||||||
| b) | Nature of the transaction | Shares sold in respect of statutory deductions in respect of the ROE portion of the LTPP 2012 award. | ||||||
| c) | Price(s) and volume(s) | Price(s) | Volume(s) | |||||
| 10.959163GBP | 23,248 | |||||||
| d) | Aggregated information - Aggregated volume - Price | |||||||
| e) | Date of the transaction | 2016.07.18 | ||||||
| f) | Place of the transaction | London Stock Exchange (XLON) | ||||||
20 July 2016
National Grid plc (National Grid)
Notification of Major Interest in National Grid Ordinary Shares
National Grid has received a notification on Form TR-1 from Competrol International Investments Limited that its total interest in National Grid voting ordinary shares is as shown below.
| 1. Identity of the issuer or the underlying issuer of | ||
existing shares to which voting rights are attached: | ||
ii | National Grid plc | |
| 2 Reason for the notification(please tick the appropriate box or boxes): | ||||
| An acquisition or disposal of voting rights | ||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
| An event changing the breakdown of voting rights | ||||
| Other (please specify): | Extension of previously announced position. See Box 13 below. No threshold has been crossed. | X | ||
| 3. Full name of person(s) subject to | ||
the notification obligation: | ||
iii | Competrol International Investments Limited | |
4. Full name of shareholder(s) (if different from 3.): iv | ||
5. Date of the transaction and date on which the threshold is crossed or reached:v | Existing position extended on 19 July 2016. See Box 13 below. No threshold was crossed. | |
6. Date on which issuer notified: | 20 July 2016 | |
7. Threshold(s) that is/are crossed or reached:vi, vii | ||
| 8. Notified details: | ||||||||||||||
| A: Voting rights attached to sharesviii, ix | ||||||||||||||
| Class/type of | ||||||||||||||
| shares | Situation previous | |||||||||||||
| if possible using | to the triggering | |||||||||||||
| the ISIN CODE | transaction | Resulting situation after the triggering transaction | ||||||||||||
Number of | Number of Voting | Number | Number of voting | |||||||||||
| Shares | Rights | of shares | rights | % of voting rightsx | ||||||||||
| Direct | Directxi | Indirectxii | Direct | Indirect | ||||||||||
| B: Qualifying Financial Instruments | ||||||||
| Resulting situation after the triggering transaction | ||||||||
| Type of financial instrument | Expiration datexiii | Exercise/Conversion Periodxiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights | ||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instrumentsxv, xvi | ||||||||||||||
| | ||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||
| | ||||||||||||||
| Type of financial instrument | Exercise price | Expiration datexvii | Exercise/ Conversion periodxviii | Number of voting rights instrument refers to | % of voting rightsxix, xx | |||||||||
| Total Return Equity Swaps | - | 20 July 2017 | - | 137,164,285 | Nominal | Delta | ||||||||
| - | 3.66 | |||||||||||||
| Total (A+B+C) | ||||
| Number of voting rights | Percentage of voting rights | |||
| 137,164,285 | 3.66 | |||
9.Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:xxi |
| Proxy Voting: | ||
| | ||
10. Name of the proxy holder: | N/A | |
11. Number of voting rights proxy holder will cease to hold: | N/A | |
12. Date on which proxy holder will cease to hold voting rights: | N/A | |
| 13. Additional information: | This notification is merely as a result of the extension of an existing position to 20 July 2017. | |
| 14. Contact name: | Struan Oliver, Sidley Austin LLP | |
| 15. Contact telephone number: | 020 7360 2063 | |
This notice is in compliance with National Grid’s obligations under the Disclosure and Transparency Rules.
David Whincup
Assistant Company Secretary
0207 004 3209
NATIONAL GRID PLC
NOTIFICATION OF TRANSACTIONS OF PERSONS
DISCHARGING MANAGERIAL RESPONSIBILITIES
| 1 | Details of the person discharging managerial responsibilities / person closely | |||||||||
| associated | ||||||||||
| a | ) | Name | Alison Kay | |||||||
| 2 | Reason for the notification | |||||||||
| a | ) | Position/status | Group General Counsel & Company Secretary | |||||||
| b | ) | Initial notification /Amendment | Initial notification | |||||||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||
| a | ) | Name | National Grid plc | |||||||
| b | ) | LEI | 8R95QZMKZLJX5Q2XR704 | |||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||||||
| a | ) | Description of the financial instrument, type of instrument | Ordinary shares of 1117/43p each | |||||||
| Identification code | GB00B08SNH34 | |||||||||
| b | ) | Nature of the transaction | Sale of beneficial shares. | |||||||
| c | ) | Price(s) and volume(s) | Price(s) | Volume(s) | ||||||
| 11.17 GBP | 2,500 | |||||||||
| d | ) | Aggregated information - Aggregated volume - Price | ||||||||
| e | ) | Date of the transaction | 2016.07.11 | |||||||
| f | ) | Place of the transaction | London Stock Exchange (XLON) | |||||||
| Name of officer of issuer responsible for making notification: Robin Kerner. Date of notification: 2016.07.14 |
NATIONAL GRID PLC
NOTIFICATION OF TRANSACTIONS OF PERSONS
DISCHARGING MANAGERIAL RESPONSIBILITIES
| Details of the person discharging managerial responsibilities / | ||||||||||
| 1 | person closely associated | |||||||||
| a | ) | Name | Nicola Shaw | |||||||
| 2 | Reason for the notification | |||||||||
| a | ) | Position/status | Executive Director | |||||||
| b | ) | Initial notification /Amendment | Initial notification | |||||||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||
| a | ) | Name | National Grid plc | |||||||
| b | ) | LEI | 8R95QZMKZLJX5Q2XR704 | |||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||||||
| a | ) | Description of the financial instrument, type of instrument | Ordinary shares of 1117/43 p each | |||||||
| Identification code | GB00B08SNH34 | |||||||||
| b | ) | Nature of the transaction | Award of Ordinary shares under the National Grid Long Term Performance Plan subject to performance conditions shares will vest on 1 July 2019. | |||||||
| c | ) | Price(s) and volume(s) | Price(s) | Volume(s) | ||||||
| 11.0507 GBP | 122,164 | |||||||||
| d | ) | Aggregated information — Aggregated volume — Price | ||||||||
| e | ) | Date of the transaction | 2016.07.12 | |||||||
| f | ) | Place of the transaction | London Stock Exchange (XLON) | |||||||
| Name of officer of issuer responsible for making notification: Robin Kerner. Date of notification: 2016.07.14 |
NATIONAL GRID PLC
NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
The attached individual notifications made under article 19.1 of the Market Abuse Regulation (‘MAR’) relate to the National Grid Share Incentive Plan (‘SIP’) monthly purchases on behalf of PDMRs. This announcement is made in accordance with Article 19.3 of MAR.
Name of officer of issuer responsible for making notification: Robin Kerner. Date of notification: 2016.07.12
¶NATIONAL GRID PLC
NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||||||||||
| a | ) | Name | Mike Westcott | |||||||||
| 2 | Reason for the notification | |||||||||||
| | ||||||||||||
| a | ) | Position/status | Group HR Director | |||||||||
| b | ) | Initial notification /Amendment | Initial notification | |||||||||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||||
| | ||||||||||||
| a | ) | Name | National Grid plc | |||||||||
| b | ) | LEI | 8R95QZMKZLJX5Q2XR704 | |||||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||||||||
| | ||||||||||||
| a | ) | Description of the financial instrument, type of instrument | Ordinary shares of 1117/43p each | |||||||||
| | ||||||||||||
| Identification code | GB00B08SNH34 | |||||||||||
| | ||||||||||||
| b | ) | Nature of the transaction | Monthly purchase of securities (“partnership shares”) under the HMRC Approved Share Incentive Plan | |||||||||
| | ||||||||||||
| c | ) | Price(s) and volume(s) | Price(s) | Volume(s) | ||||||||
| | ||||||||||||
| | 11.08585 GBP | 11 | ||||||||||
| | ||||||||||||
| d | ) | Aggregated information - Aggregated volume - Price | ||||||||||
| | ||||||||||||
| e | ) | Date of the transaction | 2016.07.07 | |||||||||
| | ||||||||||||
| f | ) | Place of the transaction | London Stock Exchange (XLON) | |||||||||
| | ||||||||||||
| Name of officer of issuer responsible for making notification: Robin Kerner. Date of notification: 2016.07.12 |
¶NATIONAL GRID PLC
NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
| 1 | Details of the person discharging managerial responsibilities / person closely associated | ||||||||||||||||
| a) Name | Alison Kay | ||||||||||||||||
| 2 Reason for the notification | |||||||||||||||||
| a) Position/status | Group HR Director | ||||||||||||||||
| b) Initial notification /AmendmentInitial notification | |||||||||||||||||
| 3 Details of the issuer, emission allowance market participant, auction platform, auctioneer | |||||||||||||||||
| or auction monitor | |||||||||||||||||
| a) Name | National Grid plc | ||||||||||||||||
| b) LEI | 8R95QZMKZLJX5Q2XR704 | ||||||||||||||||
| 4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) | |||||||||||||||||
| each type of transaction; (iii) each date; and (iv) each place where transactions have been | |||||||||||||||||
| conducted | |||||||||||||||||
| a) Description of the financialOrdinary shares of 1117/43p each | |||||||||||||||||
| instrument, type of instrument | |||||||||||||||||
| Identification codeGB00B08SNH34 | |||||||||||||||||
| | |||||||||||||||||
| b) Nature of the transactionMonthly purchase of securities (“partnership | |||||||||||||||||
| shares”) under the HMRC Approved Share Incentive Plan | |||||||||||||||||
| c) Price(s) and volume(s) | Price(s) | Volume(s) | |||||||||||||||
| 11.08585GBP | 11 | ||||||||||||||||
| d) | Aggregated information | ||||||||||||||||
| - Aggregated volume | |||||||||||||||||
| - Price | |||||||||||||||||
| e) | Date of the transaction | 2016.07.07 | |||||||||||||||
| | |||||||||||||||||
| f) | Place of the transaction | London Stock Exchange (XLON) | |||||||||||||||
| | |||||||||||||||||
| Name of officer of issuer responsible for making notification: Robin Kerner. Date of notification: 2016.07.12 |
¶NATIONAL GRID PLC
NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||||||||||
| a | ) | Name | Stephanie Hazell | |||||||||
| | ||||||||||||
| 2 | Reason for the notification | |||||||||||
| | ||||||||||||
| a | ) | Position/status | Corporate Strategy & Business Development Director | |||||||||
| | ||||||||||||
| b | ) | Initial notification /Amendment | Initial notification | |||||||||
| | ||||||||||||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||||
| | ||||||||||||
| a | ) | Name | National Grid plc | |||||||||
| | ||||||||||||
| b | ) | LEI | 8R95QZMKZLJX5Q2XR704 | |||||||||
| | ||||||||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||||||||
| | ||||||||||||
| a | ) | Description of the financial instrument, type of instrument | Ordinary shares of 1117/43p each | |||||||||
| Identification code | GB00B08SNH34 | |||||||||||
| b | ) | Nature of the transaction | Monthly purchase of securities (“partnership shares”) under the HMRC Approved Share Incentive Plan | |||||||||
| c | ) | Price(s) and volume(s) | Price(s) | Volume(s) | ||||||||
| 11.08585GBP | 14 | |||||||||||
| d | ) | Aggregated information - Aggregated volume - Price | ||||||||||
| e | ) | Date of the transaction | 2016.07.07 | |||||||||
| f | ) | Place of the transaction | London Stock Exchange (XLON) | |||||||||
| Name of officer of issuer responsible for making notification: Robin Kerner. Date of notification: 2016.07.12 |
¶NATIONAL GRID PLC
NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||||||||||
| a | ) | Name | Steve Holliday | |||||||||
| | ||||||||||||
| 2 | Reason for the notification | |||||||||||
| | ||||||||||||
| a | ) | Position/status | Executive Director | |||||||||
| | ||||||||||||
| b | ) | Initial notification /Amendment | Initial notification | |||||||||
| | ||||||||||||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||||
| | ||||||||||||
| a | ) | Name | National Grid plc | |||||||||
| | ||||||||||||
| b | ) | LEI | 8R95QZMKZLJX5Q2XR704 | |||||||||
| | ||||||||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||||||||
| | ||||||||||||
| a | ) | Description of the financial instrument, type of instrument | Ordinary shares of 1117/43p each | |||||||||
| Identification code | GB00B08SNH34 | |||||||||||
| b | ) | Nature of the transaction | Monthly purchase of securities (“partnership shares”) under the HMRC Approved Share Incentive Plan | |||||||||
| c | ) | Price(s) and volume(s) | Price(s) | Volume(s) | ||||||||
| 11.08585GBP | 13 | |||||||||||
| d | ) | Aggregated information - Aggregated volume - Price | ||||||||||
| e | ) | Date of the transaction | 2016.07.07 | |||||||||
| f | ) | Place of the transaction | London Stock Exchange (XLON) | |||||||||
| Name of officer of issuer responsible for making notification: Robin Kerner. Date of notification: 2016.07.12 |
¶NATIONAL GRID PLC
NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||||||||||
| a | ) | Name | Andrew Bonfield | |||||||||
| | ||||||||||||
| 2 | Reason for the notification | |||||||||||
| | ||||||||||||
| a | ) | Position/status | Group HR Director | |||||||||
| | ||||||||||||
| b | ) | Initial notification /Amendment | Initial notification | |||||||||
| | ||||||||||||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||||
| | ||||||||||||
| a | ) | Name | National Grid plc | |||||||||
| | ||||||||||||
| b | ) | LEI | 8R95QZMKZLJX5Q2XR704 | |||||||||
| | ||||||||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||||||||
| | ||||||||||||
| a | ) | Description of the financial instrument, type of instrument | Ordinary shares of 1117/43p each | |||||||||
| Identification code | GB00B08SNH34 | |||||||||||
| b | ) | Nature of the transaction | Monthly purchase of securities (“partnership shares”) under the HMRC Approved Share Incentive Plan | |||||||||
| c | ) | Price(s) and volume(s) | Price(s) | Volume(s) | ||||||||
| 11.08585GBP | 13 | |||||||||||
| d | ) | Aggregated information - Aggregated volume - Price | ||||||||||
| e | ) | Date of the transaction | 2016.07.07 | |||||||||
| f | ) | Place of the transaction | London Stock Exchange (XLON) | |||||||||
| Name of officer of issuer responsible for making notification: Robin Kerner. Date of notification: 2016.07.12 |
¶NATIONAL GRID PLC
NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||||||||||
| a | ) | Name | John Pettigrew | |||||||||
| | ||||||||||||
| 2 | Reason for the notification | |||||||||||
| | ||||||||||||
| a | ) | Position/status | Chief Executive Officer | |||||||||
| | ||||||||||||
| b | ) | Initial notification /Amendment | Initial notification | |||||||||
| | ||||||||||||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||||
| | ||||||||||||
| a | ) | Name | National Grid plc | |||||||||
| | ||||||||||||
| b | ) | LEI | 8R95QZMKZLJX5Q2XR704 | |||||||||
| | ||||||||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||||||||
| | ||||||||||||
| a | ) | Description of the financial instrument, type of instrument | Ordinary shares of 1117/43p each | |||||||||
| Identification code | GB00B08SNH34 | |||||||||||
| b | ) | Nature of the transaction | Monthly purchase of securities (“partnership shares”) under the HMRC Approved Share Incentive Plan | |||||||||
| c | ) | Price(s) and volume(s) | Price(s) | Volume(s) | ||||||||
| 11.08585GBP | 13 | |||||||||||
| d | ) | Aggregated information - Aggregated volume - Price | ||||||||||
| e | ) | Date of the transaction | 2016.07.07 | |||||||||
| f | ) | Place of the transaction | London Stock Exchange (XLON) | |||||||||
| Name of officer of issuer responsible for making notification: Robin Kerner. Date of notification: 2016.07.12 |
NATIONAL GRID PLC
NOTIFICATION OF TRANSACTIONS OF PERSONS
DISCHARGING MANAGERIAL RESPONSIBILITIES
| 1 | Details of the person discharging managerial responsibilities / person closely | |||||||||
| associated | ||||||||||
| a | ) | Name | Mike Westcott | |||||||
| 2 | Reason for the notification | |||||||||
| a | ) | Position/status | Group HR Director | |||||||
| b | ) | Initial notification /Amendment | Initial notification | |||||||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||
| a | ) | Name | National Grid plc | |||||||
| b | ) | LEI | 8R95QZMKZLJX5Q2XR704 | |||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||||||
| a | ) | Description of the financial instrument, type of instrument | Ordinary shares of 1117/43p each | |||||||
| Identification code | GB00B08SNH34 | |||||||||
| b | ) | Nature of the transaction | Sale of beneficially held Ordinary shares | |||||||
| c | ) | Price(s) and volume(s) | Price(s) | Volume(s) | ||||||
| 1121.50p | 20,000 | |||||||||
| d | ) | Aggregated information - Aggregated volume - Price | ||||||||
| e | ) | Date of the transaction | 05.07.2016 | |||||||
| f | ) | Place of the transaction | London Stock Exchange (XLON) | |||||||
| Name of officer of issuer responsible for making notification: Robin Kerner. Date of notification: 7 July 2016 |
