ANNOUNCEMENTS
FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
Report of Foreign Issuer
Pursuant to Rule 13a – 16 or 15d – 16 of
The Securities Exchange Act of 1934
Announcements sent to the London Stock Exchange
National Grid plc, 1-3 Strand, London, WC2N 5EH, United Kingdom
Update — Routine announcements in the period from
4 October to 1 November 2016
1 November 2016
National Grid plc (National Grid)
Voting Rights and Capital Update
National Grid’s registered capital as at 31 October 2016 consisted of 3,939,485,130 ordinary shares, of which, 174,655,306 were held as treasury shares; leaving a balance of 3,764,829,824 shares with voting rights.
The figure of 3,764,829,824 may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, National Grid under the FCA Disclosure and Transparency Rules.
Contact: D Whincup, Assistant Company Secretary, (0207 004 3209).
NATIONAL GRID PLC
NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
The attached individual notifications made under article 19.1 of the Market Abuse Regulation (‘MAR’) relate to the National Grid Share Incentive Plan (‘SIP’) monthly purchases on behalf of PDMRs. This announcement is made in accordance with Article 19.3 of MAR.
Name of officer of issuer responsible for making notification: Robin Kerner. Date of notification: 2016.10.11
NATIONAL GRID PLC
NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
| | | | | | | | | | | | | | |
| | 1 Details of the person discharging managerial responsibilities / person closely associated |
|
| | | | a) Name | | | | Mike Westcott | | |
| | | | | | |
| | 2 Reason for the notification | | | | |
| | | | |
| | | | a) Position/status
| | Group HR Director | | |
| | | | |
| | b) Initial notification /AmendmentInitial notification | | |
| | |
| | 3 Details of the issuer, emission allowance market participant, auction platform, auctioneer |
| | | | or auction monitor
| | | | | | | | |
|
| | | | a) Name | | | | National Grid plc | | |
| | | | | | |
| | b) LEI | | | | 8R95QZMKZLJX5Q2XR704 | | | | | | |
| | | | | | |
| | 4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) | | | | | | | | | | | | |
| | | | each type of transaction; (iii) each date; and (iv) each place where transactions have been
|
| | | | conducted
| | | | | | | | |
|
| | | | a) Description of the financialOrdinary shares of 1117/43 p each
| | |
| | | | instrument, type of instrument
| | | | |
| | | |
| | | | |
| | | | Identification codeGB00B08SNH34
| | |
| | | |
| | |
| | b) Nature of the transactionMonthly purchase of securities (“partnership |
| | | | | | | | shares”) under the HMRC Approved Share Incentive Plan |
|
| | c) Price(s) and volume(s) | | | | | | | | |
| | | | | | | | |
| | | | | | | | Price(s) Volume(s) |
| | | | | | | | |
| | | | | | | | 10.45203GBP 12 | | |
| | | | | | | | — | | |
| | d) | | Aggregated information
| | | | | | | | |
| | | | - Aggregated volume
| | | | | | | | |
| | | | - Price | |
| |
| |
| |
|
| | | | | | | | | | | | |
| | e) | | Date of the transaction
| | | 2016.10.07 | | | | | |
| |
| | | | | | | | |
f) | | Place of the transaction
| | London Stock Exchange (XLON) | | |
| |
| | | | |
|
Name of officer of issuer responsible for making notification: Robin Kerner. Date of notification: 2016.10.11 |
|
NATIONAL GRID PLC
NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
| | | | | | | | | | |
| 1 | | | Details of the person discharging managerial responsibilities / person closely associated | | | | | | |
| | | |
|
| a | ) | | Name | | Alison Kay | |
|
| | | | | | | |
|
| 2 | | | Reason for the notification | |
| |
|
| | | | | |
| |
|
| a | ) | | Position/status | | Group General Counsel & Company Secretary | | | | |
| | | | | | |
| b | ) | | Initial notification /Amendment | | Initial notification
| |
|
| | | | | | | |
|
| 3 | | | Details of the issuer, emission allowance market participant, auction platform, | | | | | | |
| | | | auctioneer or auction monitor | |
| |
|
| | | |
|
| a | ) | | Name | | National Grid plc | |
|
| | | | | | | |
|
| b | ) | | LEI | | 8R95QZMKZLJX5Q2XR704 | |
|
| | | | | | | |
|
| 4 | | | Details of the transaction(s): section to be repeated for (i) each type of instrument; | | | | | | |
| | | | (ii) each type of transaction; (iii) each date; and (iv) each place where transactions
|
| | | | have been conducted | |
| |
|
| | | |
|
| a | ) | | Description of the | | Ordinary shares of 1117/43 p each | | | | |
| | | | financial instrument, type of instrument | |
| |
|
| | | | | |
| |
|
| | | | Identification code | | GB00B08SNH34 | |
|
| | | | | | | |
|
| b | ) | | Nature of the transaction | | Monthly purchase of securities (“partnership | | | | |
| | | | | | shares”) under the HMRC Approved Share Incentive Plan |
| | | | | | |
| c | ) | | Price(s) and volume(s) | |
| |
|
| | | | | |
| |
|
| | | | | | Price(s) | | Volume(s) |
| | | | | | | | | | |
| | | | | | 10.45203GBP | | | 12 | |
| | | | | | | | | | |
| d | ) | | Aggregated information - Aggregated volume - Price | |
| |
|
| | | | | |
| |
|
| e | ) | | Date of the transaction | | 2016.10.07 | |
|
| | | | | | | |
|
| f | ) | | Place of the transaction | | London Stock Exchange (XLON) | | | | |
| | | | | | |
|
Name of officer of issuer responsible for making notification: Robin Kerner. Date of notification: 2016.10.11 |
|
¶NATIONAL GRID PLC
NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
| | | | | | | | | | |
| 1 | | | Details of the person discharging managerial responsibilities / person closely associated | | | | | | |
| | | |
|
| a | ) | | Name | | Stephanie Hazell | |
|
| | | | | | | |
|
| 2 | | | Reason for the notification | |
| |
|
| | | | | |
| |
|
| a | ) | | Position/status | | Corporate Strategy & Business Development Director | | | | |
| | | | | | |
| b | ) | | Initial notification /Amendment | | Initial notification
| |
|
| | | | | | | |
|
| 3 | | | Details of the issuer, emission allowance market participant, auction platform, auctioneer | | | | | | |
| | | | or auction monitor | |
| |
|
| | | |
|
| a | ) | | Name | | National Grid plc | |
|
| | | | | | | |
|
| b | ) | | LEI | | 8R95QZMKZLJX5Q2XR704 | |
|
| | | | | | | |
|
| 4 | | | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) | | | | | | |
| | | | each type of transaction; (iii) each date; and (iv) each place where transactions have been
|
| | | | conducted | |
| |
|
| | | |
|
| a | ) | | Description of the | | Ordinary shares of 1117/43 p each | | | | |
| | | | financial instrument, type of instrument | |
| |
|
| | | | | |
| |
|
| | | | Identification code | | GB00B08SNH34 | |
|
| | | | | | | |
|
| b | ) | | Nature of the transaction | | Monthly purchase of securities (“partnership | | | | |
| | | | | | shares”) under the HMRC Approved Share Incentive Plan |
| | | | | | |
| c | ) | | Price(s) and volume(s) | |
| |
|
| | | | | |
| |
|
| | | | | | Price(s) | | Volume(s) |
| | | | | | | | | | |
| | | | | | 10.45203GBP | | | 15 | |
| | | | | | | | | | |
| d | ) | | Aggregated information - Aggregated volume - Price | |
| |
|
| | | | | |
| |
|
| e | ) | | Date of the transaction | | 2016.10.07 | |
|
| | | | | | | |
|
| f | ) | | Place of the transaction | | London Stock Exchange (XLON) | | | | |
| | | | | | |
|
Name of officer of issuer responsible for making notification: Robin Kerner. Date of notification: 2016.10.11 |
|
¶NATIONAL GRID PLC
NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
| | | | | | | | | | |
| 1 | | | Details of the person discharging managerial responsibilities / person closely associated | | | | | | |
| | | |
|
| a | ) | | Name | | Andrew Bonfield | |
|
| | | | | | | |
|
| 2 | | | Reason for the notification | |
| |
|
| | | | | |
| |
|
| a | ) | | Position/status | | Finance Director | |
|
| | | | | | | |
|
| b | ) | | Initial notification /Amendment | | Initial notification
| |
|
| | | | | | | |
|
| 3 | | | Details of the issuer, emission allowance market participant, auction platform, | | | | | | |
| | | | auctioneer or auction monitor | |
| |
|
| | | |
|
| a | ) | | Name | | National Grid plc | |
|
| | | | | | | |
|
| b | ) | | LEI | | 8R95QZMKZLJX5Q2XR704 | |
|
| | | | | | | |
|
| 4 | | | Details of the transaction(s): section to be repeated for (i) each type of instrument; | | | | | | |
| | | | (ii) each type of transaction; (iii) each date; and (iv) each place where transactions
|
| | | | have been conducted | |
| |
|
| | | |
|
| a | ) | | Description of the | | Ordinary shares of 1117/43 p each | | | | |
| | | | financial instrument, type of instrument | |
| |
|
| | | | | |
| |
|
| | | | Identification code | | GB00B08SNH34 | |
|
| | | | | | | |
|
| b | ) | | Nature of the transaction | | Monthly purchase of securities (“partnership | | | | |
| | | | | | shares”) under the HMRC Approved Share Incentive Plan |
| | | | | | |
| c | ) | | Price(s) and volume(s) | |
| |
|
| | | | | |
| |
|
| | | | | | Price(s) | | Volume(s) |
| | | | | | | | | | |
| | | | | | 10.45203GBP | | | 15 | |
| | | | | | | | | | |
| d | ) | | Aggregated information - Aggregated volume - Price | |
| |
|
| | | | | |
| |
|
| e | ) | | Date of the transaction | | 2016.10.07 | |
|
| | | | | | | |
|
| f | ) | | Place of the transaction | | London Stock Exchange (XLON) | | | | |
| | | | | | |
|
Name of officer of issuer responsible for making notification: Robin Kerner. Date of notification: 2016.10.11 |
|
¶NATIONAL GRID PLC
NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
| | | | | | | | | | |
| 1 | | | Details of the person discharging managerial responsibilities / person closely associated | | | | | | |
| | | |
|
| a | ) | | Name | | John Pettigrew | |
|
| | | | | | | |
|
| 2 | | | Reason for the notification | |
| |
|
| | | | | |
| |
|
| a | ) | | Position/status | | Chief Executive Officer | |
|
| | | | | | | |
|
| b | ) | | Initial notification /Amendment | | Initial notification
| |
|
| | | | | | | |
|
| 3 | | | Details of the issuer, emission allowance market participant, auction platform, | | | | | | |
| | | | auctioneer or auction monitor | |
| |
|
| | | |
|
| a | ) | | Name | | National Grid plc | |
|
| | | | | | | |
|
| b | ) | | LEI | | 8R95QZMKZLJX5Q2XR704 | |
|
| | | | | | | |
|
| 4 | | | Details of the transaction(s): section to be repeated for (i) each type of instrument; | | | | | | |
| | | | (ii) each type of transaction; (iii) each date; and (iv) each place where transactions
|
| | | | have been conducted | |
| |
|
| | | |
|
| a | ) | | Description of the | | Ordinary shares of 1117/43 p each | | | | |
| | | | financial instrument, type of instrument | |
| |
|
| | | | | |
| |
|
| | | | Identification code | | GB00B08SNH34 | |
|
| | | | | | | |
|
| b | ) | | Nature of the transaction | | Monthly purchase of securities (“partnership | | | | |
| | | | | | shares”) under the HMRC Approved Share Incentive Plan |
| | | | | | |
| c | ) | | Price(s) and volume(s) | |
| |
|
| | | | | |
| |
|
| | | | | | Price(s) | | Volume(s) |
| | | | | | | | | | |
| | | | | | 10.45203GBP | | | 14 | |
| | | | | | | | | | |
| d | ) | | Aggregated information - Aggregated volume - Price | |
| |
|
| | | | | |
| |
|
| e | ) | | Date of the transaction | | 2016.10.07 | |
|
| | | | | | | |
|
| f | ) | | Place of the transaction | | London Stock Exchange (XLON) | | | | |
| | | | | | |
|
Name of officer of issuer responsible for making notification: Robin Kerner. Date of notification: 2016.10.11 |
|