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6-K Filing
National Grid (NGG) 6-KBatch Filing
Filed: 31 Jul 23, 6:09am
Exhibit No. | Description |
99.1 | Exhibit 99.1 Announcement sent to the London Stock Exchange on 30 June 2023 — Director/PDMR Shareholding |
99.2 | Exhibit 99.2 Announcement sent to the London Stock Exchange on 03 July 2023 — Total Voting Rights |
99.3 | Exhibit 99.3 Announcement sent to the London Stock Exchange on 06 July 2023 — Director/PDMR Shareholding |
99.4 | Exhibit 99.4 Announcement sent to the London Stock Exchange on 06 July 2023 — Director/PDMR Shareholding |
99.5 | Exhibit 99.5 Announcement sent to the London Stock Exchange on 10 July 2023 — Director/PDMR Shareholding |
99.6 | Exhibit 99.6 Announcement sent to the London Stock Exchange on 27 July 2023 — Publication of a Prospectus |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Andy Agg | |
2 | Reason for the notification | ||
a) | Position/status | Chief Financial Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | National Grid plc | |
b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 | |
b) | Nature of the transaction | Acquisition of a conditional award over securities, for nil consideration, under the Long Term Performance Plan. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
Nil | 214,445 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2023.06.28 | |
f) | Place of the transaction | Outside of a Trading Venue |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Justine Campbell | |
2 | Reason for the notification | ||
a) | Position/status | Group General Counsel & Company Secretary | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | National Grid plc | |
b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 | |
b) | Nature of the transaction | Acquisition of a conditional award over securities, for nil consideration, under the Long Term Performance Plan. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
Nil | 106,871 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2023.06.28 | |
f) | Place of the transaction | Outside of a Trading Venue |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Adriana Karaboutis | |
2 | Reason for the notification | ||
a) | Position/status | Chief Information and Digital Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | National Grid plc | |
b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | American Depository Shares US 6362744095 | |
b) | Nature of the transaction | Acquisition of a conditional award over securities, for nil consideration, under the Long Term Performance Plan. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
Nil | 27,693 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2023.06.28 | |
f) | Place of the transaction | Outside of a Trading Venue |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | John Pettigrew | |
2 | Reason for the notification | ||
a) | Position/status | Chief Executive | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | National Grid plc | |
b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 | |
b) | Nature of the transaction | Acquisition of a conditional award over securities, for nil consideration, under the Long Term Performance Plan. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
Nil | 380,130 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2023.06.28 | |
f) | Place of the transaction | Outside of a Trading Venue |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Will Serle | |
2 | Reason for the notification | ||
a) | Position/status | Chief People and Culture Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | National Grid plc | |
b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 | |
b) | Nature of the transaction | Acquisition of a conditional award over securities, for nil consideration, under the Long Term Performance Plan. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
Nil | 95,063 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2023.06.28 | |
f) | Place of the transaction | Outside of a Trading Venue |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Ben Wilson | |
2 | Reason for the notification | ||
a) | Position/status | Chief Strategy and External Affairs Officer & Interim President, National Grid Ventures | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | National Grid plc | |
b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 | |
b) | Nature of the transaction | Acquisition of a conditional award over securities, for nil consideration, under the Long Term Performance Plan. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
Nil | 104,441 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2023.06.28 | |
f) | Place of the transaction | Outside of a Trading Venue |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Adriana Karaboutis | |
2 | Reason for the notification | ||
a) | Position/status | Chief Information and Digital Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | National Grid plc | |
b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | American Depository Shares US 6362744095 | |
b) | Nature of the transaction | Monthly purchase of securities under the National Grid US Employee Stock Purchase Plan | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
$57.181693 | 34.657071 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2023.07.05 | |
f) | Place of the transaction | Outside a trading venue |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Andy Agg | |
2 | Reason for the notification | ||
a) | Position/status | Chief Financial Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | National Grid plc | |
b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 | |
b) | Nature of the transaction | Acquisition of shares in respect of the Long Term Performance Plan ('LTPP') 2020 award. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
GBP Nil | 245,669 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2023.07.04 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 | |
b) | Nature of the transaction | Sale of shares resulting from Long Term Performance Plan ('LTPP') award exercise to cover tax liabilities. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
GBP 10.4652 | 115,871 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2023.07.04 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Justine Campbell | |
2 | Reason for the notification | ||
a) | Position/status | Group General Counsel & Company Secretary | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | National Grid plc | |
b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 | |
b) | Nature of the transaction | Acquisition of shares in respect of the Long Term Performance Plan ('LTPP') 2020 award. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
GBP Nil | 134,842 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2023.07.04 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 | |
b) | Nature of the transaction | Sale of shares resulting from Long Term Performance Plan ('LTPP') award exercise to cover tax liabilities. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
GBP 10.4652 | 63,599 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2023.07.04 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Adriana Karaboutis | |
2 | Reason for the notification | ||
a) | Position/status | Chief Information and Digital Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | National Grid plc | |
b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | American Depository Shares US 6362744095 | |
b) | Nature of the transaction | Acquisition of American Depositary Shares ('ADS') in respect of the Long Term Performance Plan ('LTPP') 2020 award. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
USD Nil | 33,249 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2023.07.04 | |
f) | Place of the transaction | Outside of a Trading Venue | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | American Depository Shares US 6362744095 | |
b) | Nature of the transaction | Sale of ADS resulting from Long Term Performance Plan ('LTPP') award exercise to cover tax liabilities. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
USD $67.38 | 14,798 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2023.07.04 | |
f) | Place of the transaction | Outside of a Trading Venue |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | John Pettigrew | |
2 | Reason for the notification | ||
a) | Position/status | Chief Executive | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | National Grid plc | |
b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 | |
b) | Nature of the transaction | Acquisition of shares in respect of the Long Term Performance Plan ('LTPP') 2020 award. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
GBP Nil | 465,629 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2023.07.04 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 | |
b) | Nature of the transaction | Sale of shares resulting from Long Term Performance Plan ('LTPP') award exercise to cover tax liabilities. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
GBP 10.4652 | 219,615 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2023.07.04 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Andy Agg | |
2 | Reason for the notification | ||
a) | Position/status | Chief Financial Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | National Grid plc | |
b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 | |
b) | Nature of the transaction | Monthly purchase of securities ("partnership shares") under the Share Incentive Plan | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
GBP 10.0599 | 15 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2023.07.07 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | John Pettigrew | |
2 | Reason for the notification | ||
a) | Position/status | Chief Executive Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | National Grid plc | |
b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 | |
b) | Nature of the transaction | Monthly purchase of securities ("partnership shares") under the Share Incentive Plan | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
GBP 10.0599 | 15 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2023.07.07 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Will Serle | |
2 | Reason for the notification | ||
a) | Position/status | Chief People & Culture Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | National Grid plc | |
b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 | |
b) | Nature of the transaction | Monthly purchase of securities ("partnership shares") under the Share Incentive Plan | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
GBP 10.0599 | 15 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2023.07.07 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Ben Wilson | |
2 | Reason for the notification | ||
a) | Position/status | Chief Strategy and External Affairs Officer and Interim President, National Grid Ventures | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | National Grid plc | |
b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 | |
b) | Nature of the transaction | Monthly purchase of securities ("partnership shares") under the Share Incentive Plan | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
GBP 10.0599 | 15 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2023.07.07 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
Kwok Liu | +44 (0) 7900 405 729 (m) |
Deputy Treasurer, Funding & Investment National Grid plc | |
Lyndsey Evans | +44 (0) 7714 672 052 (m) |
Corporate Communications National Grid plc |
NATIONAL GRID plc | ||
By: | /s/Sally Kenward _______________________ | |
Sally Kenward Senior Assistant Company Secretary |