UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934
Date: 30 November 2023
Commission File Number: 001-14958
NATIONAL GRID plc
(Translation of registrant’s name into English)
England and Wales
(Jurisdiction of Incorporation)
1-3 Strand, London, WC2N 5EH, United Kingdom
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
☒ Form 20-F ☐ Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3- 2(b) under the Securities Exchange Act of 1934. ☐ Yes ☒ No
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): n/a
EXHIBIT INDEX
Exhibit No. | Description |
99.1 | Exhibit 99.1 Announcement sent to the London Stock Exchange on 01 November 2023 — Total Voting Rights |
99.2 | Exhibit 99.2 Announcement sent to the London Stock Exchange on 08 November 2023 — Director/PDMR Shareholding |
99.3 | Exhibit 99.3 Announcement sent to the London Stock Exchange on 16 November 2023 — Publication of Supplementary Prospectus |
99.4 | Exhibit 99.4 Announcement sent to the London Stock Exchange on 30 November 2023 — Holding(s) in Company |
99.5 | Exhibit 99.5 Announcement sent to the London Stock Exchange on 30 November 2023 — Holding(s) in Company |
Exhibit 99.1
1 November 2023
National Grid plc ('National Grid' or 'Company')
Voting Rights update
National Grid's registered capital as of 31 October 2023 consisted of 3,935,660,942 ordinary shares, of which, 247,482,870 were held as treasury shares; leaving a balance of 3,688,178,072 with voting rights.
The figure of 3,688,178,072 may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, National Grid under the FCA's Disclosure Guidance and Transparency Rules.
Pritti Patel
General Counsel, Corporate and Deputy Company Secretary
Exhibit 99.2
8 November 2023
National Grid plc ('National Grid' or 'Company')
Notification of Transactions of Persons Discharging Managerial Responsibilities ('PDMRs')
This announcement is made in accordance with Article 19 of the Market Abuse Regulation ('MAR') and relates to the National Grid Share Incentive Plan ('SIP') monthly purchases on behalf of PDMRs.
In accordance with MAR the relevant Financial Conduct Authority ('FCA') notifications are set out below.
1 | Details of the person discharging managerial responsibilities / person closely associated |
a) | Name | Andy Agg |
2 | Reason for the notification |
a) | Position/status | Chief Financial Officer |
b) | Initial notification / Amendment | Initial notification |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) | Name | National Grid plc |
b) | LEI | 8R95QZMKZLJX5Q2XR704 |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 |
b) | Nature of the transaction | Monthly purchase of securities ("partnership shares") under the Share Incentive Plan |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
GBP 9.93998 | 15 |
d) | Aggregated information - Aggregated volume - Price | |
e) | Date of the transaction | 2023.11.07 |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated |
a) | Name | John Pettigrew |
2 | Reason for the notification |
a) | Position/status | Chief Executive Officer |
b) | Initial notification / Amendment | Initial notification |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) | Name | National Grid plc |
b) | LEI | 8R95QZMKZLJX5Q2XR704 |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 |
b) | Nature of the transaction | Monthly purchase of securities ("partnership shares") under the Share Incentive Plan |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
GBP 9.93998 | 15 |
d) | Aggregated information - Aggregated volume - Price | |
e) | Date of the transaction | 2023.11.07 |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated |
a) | Name | Will Serle |
2 | Reason for the notification |
a) | Position/status | Chief People & Culture Officer |
b) | Initial notification /Amendment | Initial notification |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) | Name | National Grid plc |
b) | LEI | 8R95QZMKZLJX5Q2XR704 |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 |
b) | Nature of the transaction | Monthly purchase of securities ("partnership shares") under the Share Incentive Plan |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
GBP 9.93998 | 15 |
d) | Aggregated information - Aggregated volume - Price | |
e) | Date of the transaction | 2023.11.07 |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated |
a) | Name | Ben Wilson |
2 | Reason for the notification |
a) | Position/status | Chief Strategy and External Affairs Officer |
b) | Initial notification / Amendment | Initial notification |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) | Name | National Grid plc |
b) | LEI | 8R95QZMKZLJX5Q2XR704 |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 |
b) | Nature of the transaction | Monthly purchase of securities ("partnership shares") under the Share Incentive Plan |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
GBP 9.93998 | 15 |
d) | Aggregated information - Aggregated volume - Price | |
e) | Date of the transaction | 2023.11.07 |
f) | Place of the transaction | London Stock Exchange (XLON) |
Exhibit 99.3
16 November 2023
National Grid plc / National Grid Electricity Transmission plc
Publication of a Supplementary Prospectus
The following supplementary prospectus has been approved by the Financial Conduct Authority and is available for viewing:
The Supplementary Prospectus dated 16 November 2023 (the "Supplementary Prospectus") supplementing the prospectus dated 27 July 2023 (the "Prospectus") for the National Grid plc and National Grid Electricity Transmission plc Euro 20,000,000,000 Euro Medium Term Note Programme.
The Supplementary Prospectus should be read and construed in conjunction with the Prospectus.
To view the full Supplementary Prospectus, please paste the following URL into the address bar of your browser:
http://www.rns-pdf.londonstockexchange.com/rns/7382T_1-2023-11-16.pdf
A copy of the Supplementary Prospectus has been submitted to the National Storage Mechanism and will shortly be available to the public for inspection at https://data.fca.org.uk/#/nsm/nationalstoragemechanism.
For further information, please contact:
| Kwok Liu | +44 (0) 7900 405 729 (m) |
Deputy Treasurer, Funding & Investment National Grid plc | |
| | |
| Lyndsey Evans | +44 (0) 7714 672 052 (m) |
Corporate Communications National Grid plc | |
DISCLAIMER - INTENDED ADDRESSEES
Please note that the information contained in the Prospectus may be addressed to and/or targeted at persons who are residents of particular countries (specified in the Prospectus) only and is not intended for use and should not be relied upon by any person outside these countries and/or to whom the offer contained in the Prospectus is not addressed. Prior to relying on the information contained in the Prospectus you must ascertain from the Prospectus whether or not you are part of the intended addressees of the information contained therein.
Your right to access this service is conditional upon complying with the above requirement.
Exhibit 99.4
30 November 2023
National Grid plc ('National Grid' or 'Company')
Notification of Major Interest in National Grid Ordinary Shares
National Grid has received a notification on Form TR-1 from BlackRock, Inc. that its total interest in National Grid voting ordinary shares is as shown below.
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
Issuer Name
UK or Non-UK Issuer
2. Reason for Notification
| An acquisition or disposal of voting rights |
3. Details of person subject to the notification obligation
Name
City of registered office (if applicable)
Country of registered office (if applicable)
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
5. Date on which the threshold was crossed or reached
6. Date on which Issuer notified
7. Total positions of person(s) subject to the notification obligation
| | % of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer |
Resulting situation on the date on which threshold was crossed or reached | 6.780000 | 0.100000 | 6.880000 | 254134567 |
Position of previous notification (if applicable) | 4.420000 | 2.460000 | 6.880000 | |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
| Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB00BDR05C01 | | 250072204 | | 6.780000 |
| Sub Total 8.A | 250072204 | 6.780000% |
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
| Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
American Depository Receipt | | | 2759907 | 0.070000 |
Securities Lending | | | 176088 | 0.000000 |
| Sub Total 8.B1 | | 2935995 | 0.070000% |
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
| Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
CFD | | | Cash | 1126368 | 0.030000 |
| Sub Total 8.B2 | | 1126368 | 0.030000% |
9. Information in relation to the person subject to the notification obligation
| 2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary) |
| Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
BlackRock, Inc. (Chain 1) | BlackRock Holdco 2, Inc. | | | |
BlackRock, Inc. (Chain 1) | BlackRock Financial Management, Inc. | | | |
BlackRock, Inc. (Chain 1) | BlackRock International Holdings, Inc. | | | |
BlackRock, Inc. (Chain 1) | BR Jersey International Holdings L.P. | | | |
BlackRock, Inc. (Chain 1) | BlackRock (Singapore) Holdco Pte. Ltd. | | | |
BlackRock, Inc. (Chain 1) | BlackRock HK Holdco Limited | | | |
BlackRock, Inc. (Chain 1) | BlackRock Lux Finco S.a.r.l. | | | |
BlackRock, Inc. (Chain 1) | BlackRock Japan Holdings GK | | | |
BlackRock, Inc. (Chain 1) | BlackRock Japan Co., Ltd. | | | |
BlackRock, Inc. (Chain 2) | Trident Merger, LLC | | | |
BlackRock, Inc. (Chain 2) | BlackRock Investment Management, LLC | | | |
BlackRock, Inc. (Chain 3) | BlackRock Holdco 2, Inc. | | | |
BlackRock, Inc. (Chain 3) | BlackRock Financial Management, Inc. | | | |
BlackRock, Inc. (Chain 3) | BlackRock International Holdings, Inc. | | | |
BlackRock, Inc. (Chain 3) | BR Jersey International Holdings L.P. | | | |
BlackRock, Inc. (Chain 3) | BlackRock Holdco 3, LLC | | | |
BlackRock, Inc. (Chain 3) | BlackRock Cayman 1 LP | | | |
BlackRock, Inc. (Chain 3) | BlackRock Cayman West Bay Finco Limited | | | |
BlackRock, Inc. (Chain 3) | BlackRock Cayman West Bay IV Limited | | | |
BlackRock, Inc. (Chain 3) | BlackRock Group Limited | | | |
BlackRock, Inc. (Chain 3) | BlackRock Finance Europe Limited | | | |
BlackRock, Inc. (Chain 3) | BlackRock Investment Management (UK) Limited | | | |
BlackRock, Inc. (Chain 4) | BlackRock Holdco 2, Inc. | | | |
BlackRock, Inc. (Chain 4) | BlackRock Financial Management, Inc. | | | |
BlackRock, Inc. (Chain 4) | BlackRock International Holdings, Inc. | | | |
BlackRock, Inc. (Chain 4) | BR Jersey International Holdings L.P. | | | |
BlackRock, Inc. (Chain 4) | BlackRock Australia Holdco Pty. Ltd. | | | |
BlackRock, Inc. (Chain 4) | BlackRock Investment Management (Australia) Limited | | | |
BlackRock, Inc. (Chain 5) | BlackRock Holdco 2, Inc. | | | |
BlackRock, Inc. (Chain 5) | BlackRock Financial Management, Inc. | | | |
BlackRock, Inc. (Chain 5) | BlackRock International Holdings, Inc. | | | |
BlackRock, Inc. (Chain 5) | BR Jersey International Holdings L.P. | | | |
BlackRock, Inc. (Chain 5) | BlackRock Holdco 3, LLC | | | |
BlackRock, Inc. (Chain 5) | BlackRock Cayman 1 LP | | | |
BlackRock, Inc. (Chain 5) | BlackRock Cayman West Bay Finco Limited | | | |
BlackRock, Inc. (Chain 5) | BlackRock Cayman West Bay IV Limited | | | |
BlackRock, Inc. (Chain 5) | BlackRock Group Limited | | | |
BlackRock, Inc. (Chain 5) | BlackRock International Limited | | | |
BlackRock, Inc. (Chain 6) | BlackRock Holdco 2, Inc. | | | |
BlackRock, Inc. (Chain 6) | BlackRock Financial Management, Inc. | | | |
BlackRock, Inc. (Chain 6) | BlackRock Holdco 4, LLC | | | |
BlackRock, Inc. (Chain 6) | BlackRock Holdco 6, LLC | | | |
BlackRock, Inc. (Chain 6) | BlackRock Delaware Holdings Inc. | | | |
BlackRock, Inc. (Chain 6) | BlackRock Institutional Trust Company, National Association | | | |
BlackRock, Inc. (Chain 7) | BlackRock Holdco 2, Inc. | | | |
BlackRock, Inc. (Chain 7) | BlackRock Financial Management, Inc. | | | |
BlackRock, Inc. (Chain 7) | BlackRock Holdco 4, LLC | | | |
BlackRock, Inc. (Chain 7) | BlackRock Holdco 6, LLC | | | |
BlackRock, Inc. (Chain 7) | BlackRock Delaware Holdings Inc. | | | |
BlackRock, Inc. (Chain 7) | BlackRock Fund Advisors | | | |
BlackRock, Inc. (Chain 8) | BlackRock Holdco 2, Inc. | | | |
BlackRock, Inc. (Chain 8) | BlackRock Financial Management, Inc. | | | |
BlackRock, Inc. (Chain 9) | BlackRock Holdco 2, Inc. | | | |
BlackRock, Inc. (Chain 9) | BlackRock Financial Management, Inc. | | | |
BlackRock, Inc. (Chain 9) | BlackRock International Holdings, Inc. | | | |
BlackRock, Inc. (Chain 9) | BR Jersey International Holdings L.P. | | | |
BlackRock, Inc. (Chain 9) | BlackRock (Singapore) Holdco Pte. Ltd. | | | |
BlackRock, Inc. (Chain 9) | BlackRock HK Holdco Limited | | | |
BlackRock, Inc. (Chain 9) | BlackRock Asset Management North Asia Limited | | | |
BlackRock, Inc. (Chain 10) | BlackRock Holdco 2, Inc. | | | |
BlackRock, Inc. (Chain 10) | BlackRock Financial Management, Inc. | | | |
BlackRock, Inc. (Chain 10) | BlackRock International Holdings, Inc. | | | |
BlackRock, Inc. (Chain 10) | BR Jersey International Holdings L.P. | | | |
BlackRock, Inc. (Chain 10) | BlackRock Holdco 3, LLC | | | |
BlackRock, Inc. (Chain 10) | BlackRock Cayman 1 LP | | | |
BlackRock, Inc. (Chain 10) | BlackRock Cayman West Bay Finco Limited | | | |
BlackRock, Inc. (Chain 10) | BlackRock Cayman West Bay IV Limited | | | |
BlackRock, Inc. (Chain 10) | BlackRock Group Limited | | | |
BlackRock, Inc. (Chain 10) | BlackRock Finance Europe Limited | | | |
BlackRock, Inc. (Chain 10) | BlackRock (Netherlands) B.V. | | | |
BlackRock, Inc. (Chain 10) | BlackRock Asset Management Deutschland AG | | | |
BlackRock, Inc. (Chain 11) | BlackRock Holdco 2, Inc. | | | |
BlackRock, Inc. (Chain 11) | BlackRock Financial Management, Inc. | | | |
BlackRock, Inc. (Chain 11) | BlackRock International Holdings, Inc. | | | |
BlackRock, Inc. (Chain 11) | BR Jersey International Holdings L.P. | | | |
BlackRock, Inc. (Chain 11) | BlackRock Holdco 3, LLC | | | |
BlackRock, Inc. (Chain 11) | BlackRock Canada Holdings LP | | | |
BlackRock, Inc. (Chain 11) | BlackRock Canada Holdings ULC | | | |
BlackRock, Inc. (Chain 11) | BlackRock Asset Management Canada Limited | | | |
BlackRock, Inc. (Chain 12) | BlackRock Holdco 2, Inc. | | | |
BlackRock, Inc. (Chain 12) | BlackRock Financial Management, Inc. | | | |
BlackRock, Inc. (Chain 12) | BlackRock Capital Holdings, Inc. | | | |
BlackRock, Inc. (Chain 12) | BlackRock Advisors, LLC | | | |
BlackRock, Inc. (Chain 13) | BlackRock Holdco 2, Inc. | | | |
BlackRock, Inc. (Chain 13) | BlackRock Financial Management, Inc. | | | |
BlackRock, Inc. (Chain 13) | BlackRock International Holdings, Inc. | | | |
BlackRock, Inc. (Chain 13) | BR Jersey International Holdings L.P. | | | |
BlackRock, Inc. (Chain 13) | BlackRock Holdco 3, LLC | | | |
BlackRock, Inc. (Chain 13) | BlackRock Cayman 1 LP | | | |
BlackRock, Inc. (Chain 13) | BlackRock Cayman West Bay Finco Limited | | | |
BlackRock, Inc. (Chain 13) | BlackRock Cayman West Bay IV Limited | | | |
BlackRock, Inc. (Chain 13) | BlackRock Group Limited | | | |
BlackRock, Inc. (Chain 13) | BlackRock Finance Europe Limited | | | |
BlackRock, Inc. (Chain 13) | BlackRock Advisors (UK) Limited | | | |
BlackRock, Inc. (Chain 14) | BlackRock Holdco 2, Inc. | | | |
BlackRock, Inc. (Chain 14) | BlackRock Financial Management, Inc. | | | |
BlackRock, Inc. (Chain 14) | BlackRock International Holdings, Inc. | | | |
BlackRock, Inc. (Chain 14) | BR Jersey International Holdings L.P. | | | |
BlackRock, Inc. (Chain 14) | BlackRock (Singapore) Holdco Pte. Ltd. | | | |
BlackRock, Inc. (Chain 14) | BlackRock (Singapore) Limited | | | |
BlackRock, Inc. (Chain 15) | Trident Merger, LLC | | | |
BlackRock, Inc. (Chain 15) | BlackRock Investment Management, LLC | | | |
BlackRock, Inc. (Chain 15) | Amethyst Intermediate, LLC | | | |
BlackRock, Inc. (Chain 15) | Aperio Holdings, LLC | | | |
BlackRock, Inc. (Chain 15) | Aperio Group, LLC | | | |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
| BlackRock Regulatory Threshold Reporting TeamJana Blumenstein020 7743 3650 |
12. Date of Completion
13. Place Of Completion
| 12 Throgmorton Avenue, London, EC2N 2DL, U.K. |
This notice is in compliance with National Grid's obligations under the Disclosure and Transparency Rules.
Pritti Patel
General Counsel, Corporate and Deputy Company Secretary
Exhibit 99.5
30 November 2023
National Grid plc ('National Grid' or 'Company')
Notification of Major Interest in National Grid Ordinary Shares
National Grid has received a notification on Form TR-1 from UBS Group AG Investment Bank that its total interest in National Grid voting ordinary shares is as shown below.
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
Issuer Name
UK or Non-UK Issuer
2. Reason for Notification
| An acquisition or disposal of voting rights; Other |
Comments
| UBS trading book holdings in National Grid PLC fell below 5% and are therefore exempt from reporting. |
3. Details of person subject to the notification obligation
Name
| UBS Group AG Investment Bank |
City of registered office (if applicable)
Country of registered office (if applicable)
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
5. Date on which the threshold was crossed or reached
6. Date on which Issuer notified
7. Total positions of person(s) subject to the notification obligation
| | % of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer |
Resulting situation on the date on which threshold was crossed or reached | 0.000000 | 0.000000 | 0.000000 | 0 |
Position of previous notification (if applicable) | 5.179408 | 0.019115 | 5.198523 | |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
| Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB00BDR05C01 | | 0 | | 0.000000 |
| Sub Total 8.A | 0 | 0.000000% |
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
| Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
| | | | | |
| Sub Total 8.B1 | | | |
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
| Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
| | | | | | |
| Sub Total 8.B2 | | | |
9. Information in relation to the person subject to the notification obligation
| 2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary) |
| Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
UBS Group AG (Chain 1) | | | | |
UBS Group AG (Chain 1) | UBS AG | | | |
UBS Group AG (Chain 1) | UBS AG London Branch | | | |
UBS Group AG (Chain 2) | | | | |
UBS Group AG (Chain 2) | UBS AG | | | |
UBS Group AG (Chain 2) | UBS Americas Holding LLC | | | |
UBS Group AG (Chain 2) | UBS Americas Inc. | | | |
UBS Group AG (Chain 2) | UBS Securities LLC | | | |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
| UBS trading book holdings in National Grid PLC fell below 5% and are therefore exempt from reporting. |
12. Date of Completion
13. Place Of Completion
This notice is in compliance with National Grid's obligations under the Disclosure and Transparency Rules.
Pritti Patel
General Counsel, Corporate and Deputy Company Secretary
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | NATIONAL GRID plc |
| | | |
| | By: | /s/Sally Kenward _______________________ |
| | | Sally Kenward Senior Assistant Company Secretary |
Date: 30 November 2023
