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6-K Filing
National Grid (NGG) 6-KBatch Filing
Filed: 28 Jun 24, 6:01am
Exhibit No. | Description |
99.1 | Exhibit 99.1 Announcement sent to the London Stock Exchange on 03 June 2024 — Total Voting Rights |
99.2 | Exhibit 99.2 Announcement sent to the London Stock Exchange on 04 June 2024 — Director/PDMR Shareholding |
99.3 | Exhibit 99.3 Announcement sent to the London Stock Exchange on 10 June 2024 — Director/PDMR Shareholding |
99.4 | Exhibit 99.4 Announcement sent to the London Stock Exchange on 14 June 2024 — Director/PDMR Shareholding |
99.5 | Exhibit 99.5 Announcement sent to the London Stock Exchange on 24 June 2024 — Director's Other Appointment |
1 | Details of the person discharging managerial responsibilities / person closely associated. | ||
a) | Name | Talvis Love | |
2 | Reason for the notification | ||
a) | Position/status | Chief Digital and Information Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | National Grid plc | |
b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | American Depository Shares US 6362744095 | |
b) | Nature of the transaction | Acquisition of a conditional award over securities, for nil consideration, under the RAP. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
Nil | 27,302 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2023.06.03 | |
f) | Place of the transaction | Outside a trading venue |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Andy Agg | |
2 | Reason for the notification | ||
a) | Position/status | Chief Financial Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | National Grid plc | |
b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 | |
b) | Nature of the transaction | Monthly purchase of securities ("partnership shares") under the Share Incentive Plan | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
GBP 8.6815 | 17 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2024.06.07 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | John Pettigrew | |
2 | Reason for the notification | ||
a) | Position/status | Chief Executive Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | National Grid plc | |
b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 | |
b) | Nature of the transaction | Monthly purchase of securities ("partnership shares") under the Share Incentive Plan | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
GBP 8.6815 | 17 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2024.06.07 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Will Serle | |
2 | Reason for the notification | ||
a) | Position/status | Chief People and Culture Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | National Grid plc | |
b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 | |
b) | Nature of the transaction | Monthly purchase of securities ("partnership shares") under the Share Incentive Plan | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
GBP 8.6815 | 17 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2024.06.07 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Ben Wilson | |
2 | Reason for the notification | ||
a) | Position/status | Chief Strategy and Regulation Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | National Grid plc | |
b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 | |
b) | Nature of the transaction | Monthly purchase of securities ("partnership shares") under the Share Incentive Plan | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
GBP 8.6815 | 17 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2024.06.07 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
Reason for the notification | |
Initial notification/Amendment | Initial notification |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
Name | National Grid plc |
LEI | 8R95QZMKZLJX5Q2XR704 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
Description of the financial instrument, type of instrument | Ordinary shares of 12 204/473p each |
Identification code | GB00BDR05C01 |
Nature of the transaction | Adjustment to share options held under the National Grid plc Sharesave plan to reflect the impact of the 2024 Rights Issue. |
Date of Transaction | 2024 - 06 - 12 |
Place of Transaction | London Stock Exchange (XLON) |
Name | Position/Status | Price (s) | Volume(s) | Aggregated information |
John Pettigrew | Chief Executive Officer | £Nil | 451 | N/A Single Transaction |
Andy Agg | Chief Financial Officer | £Nil | 461 | N/A Single Transaction |
Ben Wilson | Chief Strategy and Regulation Officer | £Nil | 398 | N/A Single Transaction |
Will Serle | Chief People and Culture Officer | £Nil | 398 | N/A Single Transaction |
Reason for the notification | |
Initial notification/Amendment | Initial notification |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
Name | National Grid plc |
LEI | 8R95QZMKZLJX5Q2XR704 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
Description of the financial instrument, type of instrument | Ordinary shares of 12 204/473p each |
Identification code | GB00BDR05C01 |
Nature of the transaction | Acquisition of shares as part of a tailswallow under the Share Incentive Plan pursuant to the 2024 Rights Issue. |
Date of Transaction | 2024 - 06 - 12 |
Place of Transaction | London Stock Exchange (XLON) |
Name | Position/Status | Price (s) | Volume(s) | Aggregated information |
John Pettigrew | Chief Executive Officer | £6.45 | 456 | N/A Single Transaction |
Reason for the notification | |
Initial notification Amendment | Initial notification |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
Name | National Grid plc |
LEI | 8R95QZMKZLJX5Q2XR704 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
Description of the financial instrument, type of instrument | Ordinary shares of 12 204/473p each |
Identification code | GB00BDR05C01 |
Nature of the transaction | Sale of rights as part of a tailswallow under the Share Incentive Plan pursuant to the 2024 Rights Issue in order to take up the remainder of rights. |
Date of Transaction | 2024 - 06 - 03 |
Place of Transaction | London Stock Exchange (XLON) |
Name | Position/Status | Price (s) | Volume(s) | Aggregated information |
John Pettigrew | Chief Executive Officer | £2.05788 | 1,432 | N/A Single Transaction |
Reason for the notification | |
Initial notification/Amendment | Initial notification |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
Name | National Grid plc |
LEI | 8R95QZMKZLJX5Q2XR704 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
Description of the financial instrument, type of instrument | Ordinary shares of 12 204/473p each |
Identification code | GB00BDR05C01 |
Nature of the transaction | Sale of rights under the Share Incentive Plan pursuant to the 2024 Rights Issue. |
Date of Transaction | 2024 - 06 - 03 |
Place of Transaction | London Stock Exchange (XLON) |
Name | Position/Status | Price (s) | Volume(s) | Aggregated information |
Andy Agg | Chief Financial Officer | £2.05788 | 1,335 | N/A Single Transaction |
Ben Wilson | Chief Strategy and Regulation Officer | £2.05788 | 63 | N/A Single Transaction |
Will Serle | Chief People and Culture Officer | £2.05788 | 97 | N/A Single Transaction |
Reason for the notification | |
Initial notification/Amendment | Initial notification |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
Name | National Grid plc |
LEI | 8R95QZMKZLJX5Q2XR704 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
Description of the financial instrument, type of instrument | Ordinary shares of 12 204/473p each |
Identification code | GB00BDR05C01 |
Nature of the transaction | Adjustment to 2021 share awards held under the Long Term Performance Plan to reflect the impact of the 2024 Rights Issue. |
Date of Transaction | 2024 - 06 - 12 |
Place of Transaction | London Stock Exchange (XLON) |
Name | Position/Status | Price (s) | Volume(s) | Aggregated information |
John Pettigrew | Chief Executive Officer | £Nil | 42,646 | N/A Single Transaction |
Andy Agg | Chief Financial Officer | £Nil | 23,432 | N/A Single Transaction |
Justine Campbell | Group General Counsel and Company Secretary | £Nil | 11,989 | N/A Single Transaction |
Ben Wilson | Chief Strategy and Regulation Officer | £Nil | 11,036 | N/A Single Transaction |
Reason for the notification | |
Initial notification/Amendment | Initial notification |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
Name | National Grid plc |
LEI | 8R95QZMKZLJX5Q2XR704 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
Description of the financial instrument, type of instrument | Ordinary shares of 12 204/473p each |
Identification code | GB00BDR05C01 |
Nature of the transaction | Adjustment to 2022 share awards held under the Long Term Performance Plan to reflect the impact of the 2024 Rights Issue. |
Date of Transaction | 2024 - 06 - 12 |
Place of Transaction | London Stock Exchange (XLON) |
Name | Position/Status | Price (s) | Volume(s) | Aggregated information |
John Pettigrew | Chief Executive Officer | £Nil | 38,263 | N/A Single Transaction |
Andy Agg | Chief Financial Officer | £Nil | 21,584 | N/A Single Transaction |
Justine Campbell | Group General Counsel and Company Secretary | £Nil | 10,757 | N/A Single Transaction |
Ben Wilson | Chief Strategy and Regulation Officer | £Nil | 10,512 | N/A Single Transaction |
Will Serle | Chief People and Culture Officer | £Nil | 9,569 | N/A Single Transaction |
Reason for the notification | |
Initial notification /Amendment | Initial notification |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
Name | National Grid plc |
LEI | 8R95QZMKZLJX5Q2XR704 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
Description of the financial instrument, type of instrument | Ordinary shares of 12 204/473p each |
Identification code | GB00BDR05C01 |
Nature of the transaction | Adjustment to 2023 share awards held under the Long Term Performance Plan to reflect the impact of the 2024 Rights Issue. |
Date of Transaction | 2024 - 06 - 12 |
Place of Transaction | London Stock Exchange (XLON) |
Name | Position/Status | Price (s) | Volume(s) | Aggregated information |
John Pettigrew | Chief Executive Officer | £Nil | 40,673 | N/A Single Transaction |
Andy Agg | Chief Financial Officer | £Nil | 22,945 | N/A Single Transaction |
Justine Campbell | Group General Counsel and Company Secretary | £Nil | 11,435 | N/A Single Transaction |
Ben Wilson | Chief Strategy and Regulation Officer | £Nil | 11,175 | N/A Single Transaction |
Will Serle | Chief People and Culture Officer | £Nil | 10,171 | N/A Single Transaction |
Reason for the notification | |
Initial notification /Amendment | Initial notification |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
Name | National Grid plc |
LEI | 8R95QZMKZLJX5Q2XR704 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
Description of the financial instrument, type of instrument | Ordinary shares of 12 204/473p each |
Identification code | GB00BDR05C01 |
Nature of the transaction | Adjustment to a 2022 share award held under the Retention Award Plan to reflect the impact of the 2024 Rights Issue. |
Date of Transaction | 2024 - 06 - 12 |
Place of Transaction | London Stock Exchange (XLON) |
Name | Position/Status | Price (s) | Volume(s) | Aggregated information |
Will Serle | Chief People and Culture Officer | £Nil | 1,931 | N/A Single Transaction |
Reason for the notification | |
Initial notification /Amendment | Initial notification |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
Name | National Grid plc |
LEI | 8R95QZMKZLJX5Q2XR704 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
Description of the financial instrument, type of instrument | Ordinary shares of 12 204/473p each |
Identification code | GB00BDR05C01 |
Nature of the transaction | Acquisition of shares as part of a tailswallow under Equiniti's Global Nominee service pursuant to the 2024 Rights Issue. |
Date of Transaction | 2024 - 06 - 12 |
Place of Transaction | London Stock Exchange (XLON) |
Name | Position/Status | Price (s) | Volume(s) | Aggregated information |
John Pettigrew | Chief Executive Officer | £6.45 | 39,291 | N/A Single Transaction |
Reason for the notification | |
Initial notification /Amendment | Initial notification |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
Name | National Grid plc |
LEI | 8R95QZMKZLJX5Q2XR704 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
Description of the financial instrument, type of instrument | Ordinary shares of 12 204/473p each |
Identification code | GB00BDR05C01 |
Nature of the transaction | Sale of rights as part of a tailswallow under Equiniti's Global Nominee service in relation to the 2024 Rights Issue in order to take up the remainder of rights. |
Date of Transaction | 2024 - 06 - 03 |
Place of Transaction | London Stock Exchange (XLON) |
Name | Position/Status | Price (s) | Volume(s) | Aggregated information |
John Pettigrew | Chief Executive Officer | £2.05788 | 123,150 | N/A Single Transaction |
Reason for the notification | |
Initial notification /Amendment | Initial notification |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
Name | National Grid plc |
LEI | 8R95QZMKZLJX5Q2XR704 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
Description of the financial instrument, type of instrument | Ordinary shares of 12 204/473p each |
Identification code | GB00BDR05C01 |
Nature of the transaction | Acquisition of shares under Equiniti's Global Nominee service pursuant to the 2024 Rights Issue. |
Date of Transaction | 2024 - 06 - 12 |
Place of Transaction | London Stock Exchange (XLON) |
Name | Position/Status | Price (s) | Volume(s) | Aggregated information |
John Pettigrew | Chief Executive Officer | £6.45 | 285,800 | N/A Single Transaction |
Andy Agg | Chief Financial Officer | £6.45 | 136,945 | N/A Single Transaction |
Justine Campbell | Group General Counsel and Company Secretary | £6.45 | 35,150 | N/A Single Transaction |
Ben Wilson | Chief Strategy and Regulation Officer | £6.45 | 8,642 | N/A Single Transaction |
Will Serle | Chief People and Culture Officer | £6.45 | 9,129 | N/A Single Transaction |
Reason for the notification | |
Initial notification /Amendment | Initial notification |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
Name | National Grid plc |
LEI | 8R95QZMKZLJX5Q2XR704 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
Description of the financial instrument, type of instrument | Ordinary shares of 12 204/473p each |
Identification code | GB00BDR05C01 |
Nature of the transaction | Acquisition of shares pursuant to the 2024 Rights Issue. |
Date of Transaction | 2024 - 06 - 12 |
Place of Transaction | London Stock Exchange (XLON) |
Name | Position/Status | Price (s) | Volume(s) | Aggregated information |
Paula Rosput Reynolds | Chair | £6.45 | 2,916 | N/A Single Transaction |
Ian Livingston | Non-executive Director and Senior Independent Director | £6.45 | 536 | N/A Single Transaction |
Tony Wood | Non-executive Director | £6.45 | 583 | N/A Single Transaction |
Andy Agg | Chief Financial Officer | £6.45 | 402 | N/A Single Transaction |
Jacqueline Agg | Closely Associated Person of Andy Agg | £6.45 | 407 | N/A Single Transaction |
NATIONAL GRID plc | ||
By: | Beth Melges | |
Beth Melges Head of Plc Governance |