UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934
Date: 28 November 2024
Commission File Number: 001-14958
NATIONAL GRID plc
(Translation of registrant’s name into English)
England and Wales
(Jurisdiction of Incorporation)
1-3 Strand, London, WC2N 5EH, United Kingdom
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
☒ Form 20-F ☐ Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3- 2(b) under the Securities Exchange Act of 1934. ☐ Yes ☒ No
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): n/a
EXHIBIT INDEX
Exhibit No. | Description |
99.1 | Exhibit 99.1 Announcement sent to the London Stock Exchange on 28 November 2024 — Holding(s) in Company |
Exhibit 99.1
28 November 2024
National Grid plc ('National Grid' or 'Company')
Notification of Major Interest in National Grid Ordinary Shares
National Grid has received a notification on Form TR-1 from UBS Group AG that its total interest in National Grid voting ordinary shares is as shown below.
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
Issuer Name
UK or Non-UK Issuer
2. Reason for Notification
| An acquisition or disposal of voting rights; Other |
Comments
| UBS trading book holdings in National Grid PLC fell below 5% and are therefore exempt from reporting |
3. Details of person subject to the notification obligation
Name
| UBS Group AG - Investment Bank & Global Wealth Management |
City of registered office (if applicable)
Country of registered office (if applicable)
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
5. Date on which the threshold was crossed or reached
6. Date on which Issuer notified
7. Total positions of person(s) subject to the notification obligation
| | % of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer |
Resulting situation on the date on which threshold was crossed or reached | 0.000000 | 0.000000 | 0.000000 | 0 |
Position of previous notification (if applicable) | 4.802713 | 0.267859 | 5.070572 | |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
| Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB00BDR05C01 | | 0 | | 0.000000 |
| Sub Total 8.A | 0 | 0.000000% |
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
| Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
| | | | | |
| Sub Total 8.B1 | | | |
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
| Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
| | | | | | |
| Sub Total 8.B2 | | | |
9. Information in relation to the person subject to the notification obligation
| 2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary) |
| Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
UBS Group AG (Chain 1) | | | | |
UBS Group AG (Chain 1) | UBS AG | | | |
UBS Group AG (Chain 2) | | | | |
UBS Group AG (Chain 2) | UBS AG | | | |
UBS Group AG (Chain 2) | UBS Bank (Canada) | | | |
UBS Group AG (Chain 3) | | | | |
UBS Group AG (Chain 3) | UBS AG | | | |
UBS Group AG (Chain 3) | UBS Switzerland AG | | | |
UBS Group AG (Chain 4) | | | | |
UBS Group AG (Chain 4) | UBS AG | | | |
UBS Group AG (Chain 4) | UBS Americas Holding LLC | | | |
UBS Group AG (Chain 4) | UBS Americas Inc. | | | |
UBS Group AG (Chain 4) | UBS Financial Services Inc. | | | |
UBS Group AG (Chain 5) | | | | |
UBS Group AG (Chain 5) | UBS AG | | | |
UBS Group AG (Chain 5) | UBS Americas Holding LLC | | | |
UBS Group AG (Chain 5) | UBS Americas Inc. | | | |
UBS Group AG (Chain 5) | UBS Securities LLC | | | |
UBS Group AG (Chain 6) | | | | |
UBS Group AG (Chain 6) | UBS AG | | | |
UBS Group AG (Chain 6) | Credit Suisse International | | | |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
| UBS trading book holdings in National Grid PLC fell below 5% and are therefore exempt from reporting. |
12. Date of Completion
13. Place Of Completion
This notice is in compliance with National Grid's obligations under the Disclosure and Transparency Rules.
Julian Baddeley
Group Company Secretary
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | NATIONAL GRID plc |
| | | |
| | By: | Beth Melges |
| | | Beth Melges Head of Plc Governance |
Date: 28 November 2024
