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8-A12B Filing
OceanFirst Financial (OCFC) 8-A12BRegistration of securities on exchange
Filed: 7 May 20, 8:35am
Exhibit 4.1
Number 1 | 55,000 Shares | |
7.00%FIXED-TO-FLOATING RATE | 7.00%FIXED-TO-FLOATING RATE | |
NON-CUMULATIVE PERPETUAL | NON-CUMULATIVE PERPETUAL | |
PREFERRED STOCK, SERIES A | PREFERRED STOCK, SERIES A | |
OceanFirst Financial Corp. | SEE REVERSE FOR | |
A CORPORATION FORMED | IMPORTANT NOTICE ON | |
UNDER THE LAWS OF THE | TRANSFER RESTRICTIONS | |
STATE OF DELAWARE | AND OTHER INFORMATION | |
CUSIP 675234 306 | ||
ISIN US6752343060 | ||
This Certifies that | BROADRIDGE CORPORATE ISSUER SOLUTIONS, INC. | |
is the record holder of | FIFTY FIVE THOUSAND |
FULLY PAID ANDNON-ASSESSABLE SHARES 7.00%FIXED-TO-FLOATING RATENON-CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES A, $0.01 PAR VALUE PER SHARE, OF
OceanFirst Financial Corp.
(the “Corporation”) transferable on the books of the Corporation by the holder hereof in person or by its duly authorized attorney, upon surrender of this Certificate properly endorsed. This Certificate and the shares represented hereby are issued and shall be held subject to all of the provisions of the charter of the Corporation (the “Charter”), the Certificate of Designation dated May 6, 2020 (the “Certificate of Designation”) and the Bylaws of the Corporation and any amendments thereto. This Certificate is not valid unless countersigned and registered by the Transfer Agent and Registrar.
Dated: May 7, 2020 | ||||
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SECRETARY | CHIEF FINANCIAL OFFICER | |||
COUNTERSIGNED AND REGISTERED: | ||||
BROADRIDGE CORPORATE ISSUER SOLUTIONS, INC. | ||||
Edgewood, NY |
By: |
| |
AUTHORIZED SIGNATURE |
[SEAL]
IMPORTANT NOTICE
THE CORPORATION WILL FURNISH WITHOUT CHARGE TO EACH SHAREHOLDER WHO SO REQUESTS, THE POWERS, DESIGNATIONS, PREFERENCES AND RELATIVE, PARTICIPATING, OPTIONAL OR OTHER SPECIAL RIGHTS OF EACH CLASS OF STOCK OF THE CORPORATION AND THE QUALIFICATIONS, LIMITATIONS OR RESTRICTIONS OF SUCH PREFERENCES AND RIGHTS, AND THE VARIATIONS IN RIGHTS, PREFERENCES AND LIMITATIONS DETERMINED FOR EACH SERIES, WHICH ARE FIXED BY THE ARTICLES OF INCORPORATION OF THE CORPORATION, AS AMENDED, THE CERTIFICATE OF DESIGNATION AND THE RESOLUTIONS OF THE BOARD OF DIRECTORS OF THE CORPORATION AND THE AUTHORITY OF THE BOARD OF DIRECTORS TO DETERMINE VARIATIONS FOR FUTURE SERIES. SUCH REQUEST MAY BE MADE TO THE OFFICE OF THE SECRETARY OF THE CORPORATION OR TO THE TRANSFER AGENT. THE BOARD OF DIRECTORS MAY REQUIRE THE OWNER OF A LOST OR DESTROYED STOCK CERTIFICATE, OR HIS LEGAL REPRESENTATIVES, TO GIVE THE CORPORATION A BOND TO INDEMNIFY IT AND ITS TRANSFER AGENTS AND REGISTRARS AGAINST ANY CLAIM THAT MAY BE MADE AGAINST THEM ON ACCOUNT OF THE ALLEGED LOSS OR DESTRUCTION OF ANY SUCH CERTIFICATE.
KEEP THIS CERTIFICATE IN A SAFE PLACE. IF IT IS LOST. STOLEN OR DESTROYED, THE CORPORATION MAY REQUIRE A BOND OF INDEMNITY AS A CONDITION TO THE ISSUANCE OF A REPLACEMENT CERTIFICATE.
The following abbreviations, when used in the inscription on the face of this Certificate, shall be construed as though they were written out in full according to applicable laws or regulations:
| UNIF GIFT MIN ACT | Custodian | ||||||
TEN COM - | as tenants in common | (Custodian) | (Minor) | |||||
TEN ENT - | as tenants by the entireties | under Uniform Gifts to Minors Act of | ||||||
JT TEN - | as joint tenants with right of |
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| |||||
survivorship and not as | (State) | |||||||
tenants in common | ||||||||
Custodian |
Additional abbreviations may also be used though not in the above list.
hereby sells, assigns and transfers unto
FOR VALUE RECEIVED,
(Please Insert Social Security or other
Identifying Number of Assignee)
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PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE,
OF ADDRESSEE
shares of the Preferred Stock represented by this Certificate, and do(es) hereby irrevocably constitute and appoint
Attorney to transfer the said shares on the books of the Corporation, with full power of substitution in the premises.
Dated
X |
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X |
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NOTICE: The Signature To This Assignment Must Correspond With The Name As Written Upon The Face Of The Certificate In Every Particular, Without Alteration Or Enlargement Or Any Change Whatsoever. |
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