UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number (811-07493)
Hennessy Funds, Inc.
(Exact name of registrant as specified in charter)
7250 Redwood Blvd., Suite 200
Novato, CA 94945
(Address of principal executive offices) (Zip code)
Neil J. Hennessy
7250 Redwood Blvd., Suite 200
Novato, CA 94945
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-966-4354
Date of fiscal year end: October 31
Date of reporting period: June 30, 2009
Item 1. Proxy Voting Record.
Hennessy Balanced | |||||
Period: | 6/30/08 to 7/1/09 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Bank of America | 12/5/2008 | 60505104 | BAC | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Aprop to approve the issuance of shs of BofA | issuer | |||
2. Aprop. To apporve an amendment to 2003 Key Assoc. stock plan. | |||||
3. A prop. To adopt an amendment to the Bof A cert of inc. | |||||
4. A prop to approve the adjornment of the special | |||||
meeting. | |||||
Hennessy Balanced | |||||
Period: | 6/30/08 to 7/1/09 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
GeneralElectric | 4/22/2009 | 369604103 | GE | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer/shareholders | |||
2. Rat KPMG | |||||
Shareholder props: | |||||
3. Cumulative voting | |||||
4. Exe. Comp. advisory vote | |||||
5. Ind. Study regarding breaking up of GE | |||||
6. Dividend policy | |||||
7. Votes on golden parachutes. | |||||
Hennessy Balanced | |||||
Period: | 6/30/08 to 7/1/09 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
A T & T Incorporated | 4/24/2009 | 014 154 800 | T | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer/shareholders | |||
2. Rat of appt of ind auditors | |||||
3. Amendment of inc suthorized shares | |||||
Shareholder props: | |||||
4. Report on political contributions | |||||
5. Special stkholder meetings | |||||
6. Cumulative voting | |||||
7. Bylaw requiring ind. Chariman | |||||
8. Advisory vote on comp. | |||||
9. Pension credit policy | |||||
Hennessy Balanced | |||||
Period: | 6/30/08 to 7/1/09 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Merck & Co., Inc. | 4/28/2009 | 014 627 800 | MRK | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer/shareholders | |||
2. Rat ind reg publi a/c firm 2009 | |||||
3. Prop amend restated cert. of inc. | |||||
Shareholder props: | |||||
4. prop concerning special meeting | |||||
5. prop concerning ind lead director | |||||
6. prop concerning an advisory vote on exe. Comp. | |||||
7. Bylaw requiring ind. Chariman | |||||
Hennessy Balanced | |||||
Period: | 6/30/08 to 7/1/09 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
General Electric | 4/22/2009 | 014 154 800 | GE | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer/shareholders | |||
2. Rat KPMG | |||||
Shreholder props: | |||||
Cumulative voting | |||||
Executive comp advisory vote | |||||
Ind. Study regarding break up GE | |||||
Dividend Policy | |||||
Golden parachutes | |||||
Hennessy Balanced | |||||
Period: | 6/30/08 to 7/1/09 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Citiroup Incorp. | 4/21/2009 | 172 967 101 | C | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer/shareholders | |||
2. Rat KPMG | |||||
3. Approve 2009 stk incentive plan | |||||
4. Approve 2008 executive compensation | |||||
Stockholder props: | |||||
requesting a report on prior governt service of certain individ. | |||||
requesitng a report on political contributions | |||||
requesting a report on predatory credit card practices | |||||
requesting that two candidates be nominated for each board position | |||||
requesting a report on the Carbon Principles | |||||
requesting the executive officers retain 75% of shares acquired through | |||||
comp. | |||||
requesting additional disclosure re comp consultants | |||||
requesting that stockholders holding 10% or above have the | |||||
right to call special shldr meeting | |||||
requesting cumulative voting | |||||
Hennessy Balanced | |||||
Period: | 6/30/08 to 7/1/09 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
American Express | 4/27/2009 | 025 816 109 | AXP | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer/shareholders | |||
2. Rat Pricewaterhousecooper | |||||
3. Advisory vote aproving exe. Comp | |||||
Shareholder prop: | |||||
relating to cumulative voting for Directors | |||||
relating to the calling of special shareholder meeting. | |||||
Hennessy Balanced | |||||
Period: | 6/30/08 to 7/1/09 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Bank of America | 4/29/2009 | 60505104 | BAC | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer/shareholders | |||
2. Rat ind reg publ a/c firm 2009 | |||||
3. An advisory vote approving exec. Comp | |||||
Shareholder prop: | |||||
disclosure of Government Employment | |||||
Advisory vote on Exec. Comp | |||||
Cumulative voting | |||||
special stkhldr meetings | |||||
ind board chairman | |||||
predatory credit card lending practices | |||||
adoption of principels for health care | |||||
limits on exec comp. | |||||
Hennessy Balanced | |||||
Period: | 6/30/08 to 7/1/09 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Pfizer Incorporation | 4/23/2009 | 717081103 | PFE | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer/shareholders | |||
2. Rat KPMG | |||||
3. Prop. To approve 2004 stok plan | |||||
Shareholder props: | |||||
regarding stock options | |||||
regarding cumulative voting | |||||
regarding special shareholder meetings. | |||||
Hennessy Balanced | |||||
Period: | 6/30/08 to 7/1/09 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Verizon Comm. | 5/7/2009 | 92343V104 | VZ | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer/shareholders | |||
2. Rat Ernst & Youngs | |||||
3. Advisory vote related to exe. Comp | |||||
4. Approval of l/t incentive plan | |||||
5. Approval s/t incentive plan | |||||
shareholder props: | |||||
prohibit granting stock options | |||||
ability to call special meeting | |||||
separate offices of chairman and CEO | |||||
cumulative voting | |||||
approval of benefits paid after death | |||||
Hennessy Balanced | |||||
Period: | 6/30/08 to 7/1/09 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
E.I. Du Pont | 4/29/2009 | 263534109 | DD | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer/shareholders | |||
2. Rat ind. Reg. pubic a/cing firm | |||||
Shareholder props: | |||||
say on executive pay | |||||
Hennessy Balanced | |||||
Period: | 6/30/08 to 7/1/09 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Merck & Company | 4/28/2009 | 589 331 107 | MRK | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer/shareholders | |||
2. Rat ind reg pub a/c ing firm | |||||
3. Prop to amend the restated certificate of Inc. | |||||
Shareholder prop: | |||||
concerning special shareholder meetings | |||||
concerning an independent lead director | |||||
concerning and advisory vote on executive comp. | |||||
Hennessy Balanced | |||||
Period: | 6/30/08 to 7/1/09 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Alcoa Inc. | 5/8/2009 | 013 817 101 | AA | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer/stockholder | |||
2. Rat ind. Auditor | |||||
3. to approve 2009 stock incentive plan | |||||
Shareholder prop: | |||||
simple majority vote | |||||
Hennessy Balanced | |||||
Period: | 6/30/08 to 7/1/09 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
JP Morgan Chase | 5/19/2009 | 466 25H 100 | JPM | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer/stockholder | |||
2. Appt. of ind reg pub a/c firm | |||||
3. Advisory vote on exe compensation | |||||
Shareholder prop: | |||||
governmental service report | |||||
cumulative voting | |||||
special shareowner meetings | |||||
credit card lending proctices | |||||
changes to KEPP | |||||
share retention | |||||
carbon principles report | |||||
Hennessy Balanced | |||||
Period: | 6/30/08 to 7/1/09 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Kraft Foods Inc. | 5/20/2009 | 500 75N 104 | KFT | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer | |||
2. Apprvl of amended and restated 2005 perf. Inc. plan | |||||
3. Rat Pricewaterhousecoopers | |||||
Hennessy Balanced | |||||
Period: | 6/30/08 to 7/1/09 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Caterpillar Inc. | 6/10/2009 | 149 123 101 | CAT | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer/shareholder | |||
2. Rat auditors | |||||
Stockholder props: | |||||
annual election of directors | |||||
director election majority vote standard | |||||
foreign military sales | |||||
simple majority vote | |||||
ind. Comp consultant | |||||
ind chairman of the board | |||||
lobbying priorities | |||||
Hennessy Balanced | |||||
Period: | 6/30/08 to 7/1/09 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
American Intl Grp | 6/30/2009 | 015140 100 | AIG | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer/shareholder | |||
2. Approve non binding shlder resol on exe comp. | |||||
3. Increas of commont stock | |||||
4. To effect a reverse stock split 1 for 20 | |||||
5. To increase shs of preferred stock | |||||
6. To amend restated certificate of inc for various items | |||||
7. Toi eliminate any restriction on the pledging of all or | |||||
substatially all of the property of or assets of AIG | |||||
8. To rat Pricewaterhousecoopers | |||||
Shareholder prop: | |||||
relating to exe comp retention upon termination of employment | |||||
relating to special meetings of shareholders. | |||||
relating to reincorporation of AIG in North Dakota | |||||
Hennessy Balanced | |||||
Period: | 6/30/08 to 7/1/09 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Citigroup Inc. | 172 967 101 | C | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | Proposals for consent: | issuer | |||
approve the dividend blocker amendment | |||||
approve the director amendments | |||||
approve the retireent amendment | |||||
approve the authorized preferred stock increase. | |||||
Hennessy Total Return | |||||
Period: | 6/30/08 to 7/1/09 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Bank of America | 12/5/2008 | 60505104 | BAC | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Aprop to approve the issuance of shs of BofA | issuer | |||
2. Aprop. To apporve an amendment to 2003 Key Assoc. stock plan. | |||||
3. A prop. To adopt an amendment to the Bof A cert of inc. | |||||
4. A prop to approve the adjornment of the special | |||||
meeting. | |||||
Hennessy Total Return | |||||
Period: | 6/30/08 to 7/1/09 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
GeneralElectric | 4/22/2009 | 369604103 | GE | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer/shareholders | |||
2. Rat KPMG | |||||
Shareholder props: | |||||
3. Cumulative voting | |||||
4. Exe. Comp. advisory vote | |||||
5. Ind. Study regarding breaking up of GE | |||||
6. Dividend policy | |||||
7. Votes on golden parachutes. | |||||
Hennessy Total Return | |||||
Period: | 6/30/08 to 7/1/09 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
A T & T Incorporated | 4/24/2009 | 014 154 800 | T | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer/shareholders | |||
2. Rat of appt of ind auditors | |||||
3. Amendment of inc suthorized shares | |||||
Shareholder props: | |||||
4. Report on political contributions | |||||
5. Special stkholder meetings | |||||
6. Cumulative voting | |||||
7. Bylaw requiring ind. Chariman | |||||
8. Advisory vote on comp. | |||||
9. Pension credit policy | |||||
Hennessy Total Return | |||||
Period: | 6/30/08 to 7/1/09 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Merck & Co., Inc. | 4/28/2009 | 014 627 800 | MRK | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer/shareholders | |||
2. Rat ind reg publi a/c firm 2009 | |||||
3. Prop amend restated cert. of inc. | |||||
Shareholder props: | |||||
4. prop concerning special meeting | |||||
5. prop concerning ind lead director | |||||
6. prop concerning an advisory vote on exe. Comp. | |||||
7. Bylaw requiring ind. Chariman | |||||
Hennessy Total Return | |||||
Period: | 6/30/08 to 7/1/09 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
General Electric | 4/22/2009 | 014 154 800 | GE | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer/shareholders | |||
2. Rat KPMG | |||||
Shreholder props: | |||||
Cumulative voting | |||||
Executive comp advisory vote | |||||
Ind. Study regarding break up GE | |||||
Dividend Policy | |||||
Golden parachutes | |||||
Hennessy Total Return | |||||
Period: | 6/30/08 to 7/1/09 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Citiroup Incorp. | 4/21/2009 | 172 967 101 | C | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer/shareholders | |||
2. Rat KPMG | |||||
3. Approve 2009 stk incentive plan | |||||
4. Approve 2008 executive compensation | |||||
Stockholder props: | |||||
requesting a report on prior governt service of certain individ. | |||||
requesitng a report on political contributions | |||||
requesting a report on predatory credit card practices | |||||
requesting that two candidates be nominated for each board position | |||||
requesting a report on the Carbon Principles | |||||
requesting the executive officers retain 75% of shares acquired through | |||||
comp. | |||||
requesting additional disclosure re comp consultants | |||||
requesting that stockholders holding 10% or above have the | |||||
right to call special shldr meeting | |||||
requesting cumulative voting | |||||
Hennessy Total Return | |||||
Period: | 6/30/08 to 7/1/09 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
American Express | 4/27/2009 | 025 816 109 | AXP | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer/shareholders | |||
2. Rat Pricewaterhousecooper | |||||
3. Advisory vote aproving exe. Comp | |||||
Shareholder prop: | |||||
relating to cumulative voting for Directors | |||||
relating to the calling of special shareholder meeting. | |||||
Hennessy Total Return | |||||
Period: | 6/30/08 to 7/1/09 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Bank of America | 4/29/2009 | 60505104 | BAC | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer/shareholders | |||
2. Rat ind reg publ a/c firm 2009 | |||||
3. An advisory vote approving exec. Comp | |||||
Shareholder prop: | |||||
disclosure of Government Employment | |||||
Advisory vote on Exec. Comp | |||||
Cumulative voting | |||||
special stkhldr meetings | |||||
ind board chairman | |||||
predatory credit card lending practices | |||||
adoption of principels for health care | |||||
limits on exec comp. | |||||
Hennessy Total Return | |||||
Period: | 6/30/08 to 7/1/09 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Pfizer Incorporation | 4/23/2009 | 717081103 | PFE | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer/shareholders | |||
2. Rat KPMG | |||||
3. Prop. To approve 2004 stok plan | |||||
Shareholder props: | |||||
regarding stock options | |||||
regarding cumulative voting | |||||
regarding special shareholder meetings. | |||||
Hennenssy Total Return | |||||
Period: | 6/30/08 to 7/1/09 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Verizon Comm. | 5/7/2009 | 92343V104 | VZ | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer/shareholders | |||
2. Rat Ernst & Youngs | |||||
3. Advisory vote related to exe. Comp | |||||
4. Approval of l/t incentive plan | |||||
5. Approval s/t incentive plan | |||||
shareholder props: | |||||
prohibit granting stock options | |||||
ability to call special meeting | |||||
separate offices of chairman and CEO | |||||
cumulative voting | |||||
approval of benefits paid after death | |||||
Hennessy Total Return | |||||
Period: | 6/30/08 to 7/1/09 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
E.I. Du Pont | 4/29/2009 | 263534109 | DD | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer/shareholders | |||
2. Rat ind. Reg. pubic a/cing firm | |||||
Shareholder props: | |||||
say on executive pay | |||||
Hennessy Total Return | |||||
Period: | 6/30/08 to 7/1/09 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Merck & Company | 4/28/2009 | 589 331 107 | MRK | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer/shareholders | |||
2. Rat ind reg pub a/c ing firm | |||||
3. Prop to amend the restated certificate of Inc. | |||||
Shareholder prop: | |||||
concerning special shareholder meetings | |||||
concerning an independent lead director | |||||
concerning and advisory vote on executive comp. | |||||
Hennessy Total Return | |||||
Period: | 6/30/08 to 7/1/09 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Alcoa Inc. | 5/8/2009 | 013 817 101 | AA | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer/stockholder | |||
2. Rat ind. Auditor | |||||
3. to approve 2009 stock incentive plan | |||||
Shareholder prop: | |||||
simple majority vote | |||||
Hennessy Total Return | |||||
Period: | 6/30/08 to 7/1/09 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
JP Morgan Chase | 5/19/2009 | 466 25H 100 | JPM | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer/stockholder | |||
2. Appt. of ind reg pub a/c firm | |||||
3. Advisory vote on exe compensation | |||||
Shareholder prop: | |||||
governmental service report | |||||
cumulative voting | |||||
special shareowner meetings | |||||
credit card lending proctices | |||||
changes to KEPP | |||||
share retention | |||||
carbon principles report | |||||
Hennessy Total Return | |||||
Period: | 6/30/08 to 7/1/09 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Kraft Foods Inc. | 5/20/2009 | 500 75N 104 | KFT | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer | |||
2. Apprvl of amended and restated 2005 perf. Inc. plan | |||||
3. Rat Pricewaterhousecoopers | |||||
Hennessy Total Return | |||||
Period: | 6/30/08 to 7/1/09 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
The Home Depot | 5/28/2009 | 437 076 102 | HD | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer/shareholder | |||
2. Rat KPMG | |||||
3. Amend the 6ht article of co. cert of Inc. | |||||
Shareholder props: | |||||
re cumulative voting | |||||
re special shareholder meetings | |||||
re employment diversity report | |||||
re executive officer comp. | |||||
re energy usage | |||||
Hennessy Total Return | |||||
Period: | 6/30/08 to 7/1/09 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Caterpillar Inc. | 6/10/2009 | 149 123 101 | CAT | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer/shareholder | |||
2. Rat auditors | |||||
Stockholder props: | |||||
annual election of directors | |||||
director election majority vote standard | |||||
foreign military sales | |||||
simple majority vote | |||||
ind. Comp consultant | |||||
ind chairman of the board | |||||
lobbying priorities | |||||
Hennessy Total Return | |||||
Period: | 6/30/08 to 7/1/09 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
American Intl Grp | 6/30/2009 | 015140 100 | AIG | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer/shareholder | |||
2. Approve non binding shlder resol on exe comp. | |||||
3. Increas of commont stock | |||||
4. To effect a reverse stock split 1 for 20 | |||||
5. To increase shs of preferred stock | |||||
6. To amend restated certificate of inc for various items | |||||
7. Toi eliminate any restriction on the pledging of all or | |||||
substatially all of the property of or assets of AIG | |||||
8. To rat Pricewaterhousecoopers | |||||
Shareholder prop: | |||||
relating to exe comp retention upon termination of employment | |||||
relating to special meetings of shareholders. | |||||
relating to reincorporation of AIG in North Dakota | |||||
Hennessy Total Return | |||||
Period: | 6/30/08 to 7/1/09 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Citigroup Inc. | 172 967 101 | C | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | Proposals for consent: | issuer | |||
approve the dividend blocker amendment | |||||
approve the director amendments | |||||
approve the retireent amendment | |||||
approve the authorized preferred stock increase. | |||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Hennessy Funds, Inc.
By (Signature and Title)* /s/ Neil J. Hennessy
Neil J. Hennessy
Chief Executive Officer
Date 8/6/09