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DEFA14A Filing
Tompkins Financial (TMP) DEFA14AAdditional proxy soliciting materials
Filed: 29 Mar 21, 11:23am
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 14A
(Rule 14a-101)
Proxy Statement Pursuant to Section 14(a) of the Securities
Exchange Act of 1934
Filed by the Registrant ☑
Filed by a Party other than the Registrant ☐
Check the appropriate box:
☐ Preliminary Proxy Statement
☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
☐ Definitive Proxy Statement
☑ Definitive Additional Materials
☐ Soliciting Material Pursuant to §240.14a-12
Tompkins Financial Corporation |
(Name of Registrant as Specified In Its Charter) |
(Name of Person(s) Filing Proxy Statement, if other than the Registrant) |
Payment of Filing Fee (Check the appropriate box):
☑ No fee required.
☐ Fee computed on table below per Exchange Act Rules 14a-6(i)(4) and 0-11.
1) | Title of each class of securities to which transaction applies: | |
2) | Aggregate number of securities to which transaction applies: | |
3) | Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined): | |
4) | Proposed maximum aggregate value of transaction: | |
5) | Total fee paid: |
☐ Fee paid previously with preliminary materials.
☐ Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.
1) | Amount Previously Paid: | |
2) | Form, Schedule or Registration Statement No.: | |
3) | Filing Party: | |
4) | Date Filed: |
TOMPKINS FINANCIAL CORPORATION | ![]() |
D46913-P48764 | |
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You invested in TOMPKINS FINANCIAL CORPORATION and it’s time to vote!
You have the right to vote on proposals being presented at the Annual Meeting. This is an important notice regarding the availability of proxy materials for the shareholder meeting to be held on May 11, 2021.
Get informed before you vote
View the Notice of Meeting/Proxy Statement, Corporate Report, and Form 10-K online OR you can receive a free paper or email copy of the materials and proxy card by requesting prior to April 27, 2021. If you would like to request a copy of the materials for this and/or future shareholder meetings, you may (1) visit www.ProxyVote.com, (2) call 1-800-579-1639 or (3) send an email to sendmaterial@proxyvote.com. If sending an email, please include your control number (indicated below) in the subject line. Unless requested, you will not otherwise receive a paper or email copy.
![]() | For complete information and to vote, visit www.ProxyVote.com | ||
Control # | |||
Smartphone users
Point your camera here and vote without entering a control number | ![]() | Vote Virtually at the Meeting* May 11, 2021 5:30 PM ET | |||
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Virtually at:
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*Please check the meeting materials for any special requirements for meeting attendance. Follow the instructions on www.virtualshareholdermeeting.com for directions on how to vote your shares at the meeting.
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Vote at www.ProxyVote.com
THIS IS NOT A VOTABLE BALLOT
This is an overview of the proposals being presented at the upcoming shareholder meeting. Please follow the instructions on the reverse side to learn how to obtain more information and how to vote on these important matters. |
Voting Items | Board Recommends |
1. Election of thirteen (13) directors for a term of one year: Nominees: 01) John E. Alexander 08) Thomas R. Rochon 02) Paul J. Battaglia 09) Stephen S. Romaine 03) Daniel J. Fessenden 10) Michael H. Spain 04) James W. Fulmer 11) Jennifer R. Tegan 05) Patricia A. Johnson 12) Alfred J. Weber 06) Frank C. Milewski 13) Craig Yunker 07) Ita M. Rahilly |
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2. Advisory approval of the compensation paid to the Company’s Named Executive Officers. | ![]() |
3. Ratify the appointment of the independent registered public accounting firm, KPMG LLP, as the Company’s independent auditor for the fiscal year ending December 31, 2021. | ![]() |
NOTE: In their discretion, the proxies will vote upon such other business as may properly come before the Annual Meeting or any adjournment thereof, including adjournment of the Annual Meeting and any other matters incident to the conduct of the Annual Meeting. | |
Prefer to receive an email instead? While voting on www.ProxyVote.com, be sure to click “Sign up for E-delivery”. |
D46914-P48764