IRIDEX (IRIX) Form 4 Change in insider ownership

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Acuta Capital Fund, LP

(Last) (First) (Middle)

1301 SHOREWAY ROAD

SUITE 350

(Street)

BELMONT CA 94002

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
IRIDEX CORP [ IRIX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
07/03/2017

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/03/2017		P		2,756	A	$9.7493(1)	1,159,767	D
Common Stock	07/05/2017		P		3,183	A	$9.5298(2)	1,162,950	D
Common Stock	07/06/2017		P		17,600	A	$9.5318(3)	1,180,550	D
Common Stock	07/07/2017		P		8,217	A	$9.6228(4)	1,188,767	D
Common Stock	07/10/2017		P		6,933	A	$9.6064(5)	1,195,700	D
Common Stock	07/11/2017		P		15,545	A	$9.5294(6)	1,211,245	D
Common Stock	07/12/2017		P		9,742	A	$9.361(7)	1,220,987	D
Common Stock	07/13/2017		P		5,017	A	$9.3097(8)	1,226,004	D
Common Stock	07/14/2017		P		3,071	A	$9.4336(9)	1,229,075	D
Common Stock	07/17/2017		P		2,017	A	$9.3879(10)	1,231,092	D
Common Stock	07/18/2017		P		3,695	A	$9.3902(11)	1,234,787	D
Common Stock	07/19/2017		P		4,141	A	$9.4172(12)	1,238,928	D
Common Stock	07/20/2017		P		3,115	A	$9.557(13)	1,242,043	D
Common Stock	07/21/2017		P		7,020	A	$9.5374(14)	1,249,063	D
Common Stock	07/24/2017		P		2,895	A	$9.5737(15)	1,251,958	D
Common Stock	07/25/2017		P		670	A	$9.62(16)	1,252,628	D
Common Stock	07/26/2017		P		4,415	A	$9.621(17)	1,257,043	D
Common Stock	07/27/2017		P		7,442	A	$9.4684(18)	1,264,485	D
Common Stock	07/28/2017		P		8,633	A	$9.5023(19)	1,273,118	D
Common Stock	07/31/2017		P		5,137	A	$9.4453(20)	1,278,255	D
Common Stock	08/01/2017		P		8,055	A	$9.1373(21)	1,286,310	D
Common Stock	08/02/2017		P		4,685	A	$8.7567(22)	1,290,995	D
Common Stock	08/03/2017		P		2,040	A	$8.6671(23)	1,293,035	D
Common Stock	08/04/2017		P		16,402	A	$8.1788(24)	1,309,437	D
Common Stock	08/07/2017		P		600	A	$8.2282(25)	1,310,037	D
Common Stock	08/08/2017		P		13,185	A	$8.1814(26)	1,323,222	D
Common Stock	08/09/2017		P		9,730	A	$8.5953(27)	1,332,952	D
Common Stock	08/10/2017		P		2,852	A	$8.4607(28)	1,335,804	D
Common Stock	08/11/2017		P		5,365	A	$8.4762(29)	1,341,169	D
Common Stock	08/15/2017		P		555	A	$8.5459(30)	1,341,724	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The shares were purchased in multiple transactions at prices ranging from $9.68 to $9.96 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

2. The shares were purchased in multiple transactions at prices ranging from $9.43 to $9.59 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

3. The shares were purchased in multiple transactions at prices ranging from $9.33 to $9.72 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

4. The shares were purchased in multiple transactions at prices ranging from $9.23 to $9.85 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

5. The shares were purchased in multiple transactions at prices ranging from $9.55 to $9.73 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

6. The shares were purchased in multiple transactions at prices ranging from $9.345 to $9.65 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

7. The shares were purchased in multiple transactions at prices ranging from $9.19 to $9.51 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

8. The shares were purchased in multiple transactions at prices ranging from $9.13 to $9.48 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

9. The shares were purchased in multiple transactions at prices ranging from $9.35 to $9.47 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

10. The shares were purchased in multiple transactions at prices ranging from $9.33 to $9.42 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

11. The shares were purchased in multiple transactions at prices ranging from $9.29 to $9.45 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

12. The shares were purchased in multiple transactions at prices ranging from $9.25 to $9.56 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

13. The shares were purchased in multiple transactions at prices ranging from $9.41 to $9.66 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

14. The shares were purchased in multiple transactions at prices ranging from $9.42 to $9.60 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

15. The shares were purchased in multiple transactions at prices ranging from $9.45 to $9.62 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

16. The shares were purchased in multiple transactions at prices ranging from $9.59 to $9.64 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

17. The shares were purchased in multiple transactions at prices ranging from $9.52 to $9.70 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

18. The shares were purchased in multiple transactions at prices ranging from $9.38 to $9.69 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

19. The shares were purchased in multiple transactions at prices ranging from $9.42 to $9.60 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

20. The shares were purchased in multiple transactions at prices ranging from $9.34 to $9.53 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

21. The shares were purchased in multiple transactions at prices ranging from $9.06 to $9.21 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

22. The shares were purchased in multiple transactions at prices ranging from $8.69 to $8.83 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

23. The shares were purchased in multiple transactions at prices ranging from $8.60 to $8.78 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

24. The shares were purchased in multiple transactions at prices ranging from $7.84 to $8.50 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

25. The shares were purchased in multiple transactions at prices ranging from $8.21 to $8.25 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

26. The shares were purchased in multiple transactions at prices ranging from $8.10 to $8.37 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

27. The shares were purchased in multiple transactions at prices ranging from $8.50 to $8.66 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

28. The shares were purchased in multiple transactions at prices ranging from $8.38 to $8.61 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

29. The shares were purchased in multiple transactions at prices ranging from $8.44 to $8.50 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

30. The shares were purchased in multiple transactions at prices ranging from $8.52 to $8.56 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Remarks:

Due to limitations of the electronic filing system, this Form 4 is being filed in multiple parts. This is part 1 of 2.

	Acuta Capital Fund, LP, by its general partner, Acuta Capital Partners, LLC, /s/ Manfred Yu, CCO & COO	05/01/2018
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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