COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMAZON COM INC COM | Stock | 023135106 | 279 | 143 | SH | | SOLE | 0 | 143 | 0 | 0 |
HEWLETT PACKARD ENTERPRISE CO COM | Stock | 42824C109 | 161 | 16,575 | SH | | SOLE | 0 | 16,575 | 0 | 0 |
STARBUCKS CORP COM | Stock | 855244109 | 400 | 6,090 | SH | | SOLE | 0 | 6,090 | 0 | 0 |
JOHNSON & JOHNSON COM | Stock | 478160104 | 5,747 | 43,829 | SH | | SOLE | 0 | 43,829 | 0 | 0 |
ISHARES GLOBAL TECH ETF | ETF | 464287291 | 219 | 1,200 | SH | | SOLE | 0 | 1,200 | 0 | 0 |
COSTCO WHSL CORP NEW COM | Stock | 22160K105 | 252 | 885 | SH | | SOLE | 0 | 885 | 0 | 0 |
GOLDMAN SACHS GROUP INC COM | Stock | 38141G104 | 717 | 4,635 | SH | | SOLE | 0 | 4,635 | 0 | 0 |
ROYAL DUTCH SHELL PLC SPONS ADR A | ADR | 780259206 | 947 | 27,151 | SH | | SOLE | 0 | 27,151 | 0 | 0 |
PROCTER AND GAMBLE CO COM | Stock | 742718109 | 3,754 | 34,124 | SH | | SOLE | 0 | 34,124 | 0 | 0 |
COCA COLA CO COM | Stock | 191216100 | 1,897 | 42,869 | SH | | SOLE | 0 | 42,869 | 0 | 0 |
GENERAL MLS INC COM | Stock | 370334104 | 844 | 15,993 | SH | | SOLE | 0 | 15,993 | 0 | 0 |
UNITED PARCEL SERVICE INC CL B | Stock | 911312106 | 1,398 | 14,964 | SH | | SOLE | 0 | 14,964 | 0 | 0 |
CALAMP CORP 1.625 05/15/2020 | Convertible | 128126AB5 | 77 | 78,000 | SH | | SOLE | 0 | 78,000 | 0 | 0 |
AVALONBAY CMNTYS INC COM | REIT | 053484101 | 648 | 4,402 | SH | | SOLE | 0 | 4,402 | 0 | 0 |
INTEL CORP COM | Stock | 458140100 | 2,311 | 42,706 | SH | | SOLE | 0 | 42,705 | 0 | 0 |
MEDTRONIC PLC SHS | Stock | G5960L103 | 236 | 2,620 | SH | | SOLE | 0 | 2,620 | 0 | 0 |
CLOROX CO DEL COM | Stock | 189054109 | 299 | 1,724 | SH | | SOLE | 0 | 1,724 | 0 | 0 |
MERCK & CO. INC COM | Stock | 58933Y105 | 4,568 | 59,367 | SH | | SOLE | 0 | 59,367 | 0 | 0 |
SPDR S&P 500 ETF | ETF | 78462F103 | 952 | 3,694 | SH | | SOLE | 0 | 3,694 | 0 | 0 |
THE TRADE DESK INC COM CL A | Stock | 88339J105 | 482 | 2,500 | SH | | SOLE | 0 | 2,500 | 0 | 0 |
MASTERCARD INCORPORATED CL A | Stock | 57636Q104 | 595 | 2,464 | SH | | SOLE | 0 | 2,464 | 0 | 0 |
ILLINOIS TOOL WKS INC COM | Stock | 452308109 | 339 | 2,388 | SH | | SOLE | 0 | 2,388 | 0 | 0 |
EMERSON ELEC CO COM | Stock | 291011104 | 291 | 6,117 | SH | | SOLE | 0 | 6,117 | 0 | 0 |
ISHARES TIPS BOND ETF | ETF | 464287176 | 449 | 3,810 | SH | | SOLE | 0 | 3,810 | 0 | 0 |
SHIP FINANCE INTERNATIONAL LTD 5.75 10/15/2021 | Convertible | G81075AF3 | 66 | 75,000 | SH | | SOLE | 0 | 75,000 | 0 | 0 |
THERAVANCE INC 2.125 01/15/2023 | Convertible | 88338TAB0 | 9 | 10,000 | SH | | SOLE | 0 | 10,000 | 0 | 0 |
VERIZON COMMUNICATIONS INC COM | Stock | 92343V104 | 5,949 | 110,719 | SH | | SOLE | 0 | 110,719 | 0 | 0 |
FEDEX CORP COM | Stock | 31428X106 | 1,330 | 10,969 | SH | | SOLE | 0 | 10,969 | 0 | 0 |
PEPSICO INC COM | Stock | 713448108 | 2,264 | 18,855 | SH | | SOLE | 0 | 18,855 | 0 | 0 |
CSG SYS INTL INC 4.25 03/15/2036 | Convertible | 126349AF6 | 30 | 30,000 | SH | | SOLE | 0 | 30,000 | 0 | 0 |
HONEYWELL INTL INC COM | Stock | 438516106 | 291 | 2,178 | SH | | SOLE | 0 | 2,178 | 0 | 0 |
TRANE TECHNOLOGIES PLC SHS | Stock | G8994E103 | 234 | 2,834 | SH | | SOLE | 0 | 2,834 | 0 | 0 |
FORD MTR CO DEL COM | Stock | 345370860 | 49 | 10,075 | SH | | SOLE | 0 | 10,075 | 0 | 0 |
US BANCORP DEL COM NEW | Stock | 902973304 | 278 | 8,070 | SH | | SOLE | 0 | 8,070 | 0 | 0 |
HOME DEPOT INC COM | Stock | 437076102 | 933 | 4,996 | SH | | SOLE | 0 | 4,996 | 0 | 0 |
PIMCO 1-5 YEAR U.S. TIPS INDEX EXCHANGE-TRADED FUND | ETF | 72201R205 | 247 | 4,770 | SH | | SOLE | 0 | 4,770 | 0 | 0 |
SPDR GOLD SHARES | ETF | 78463V107 | 223 | 1,503 | SH | | SOLE | 0 | 1,503 | 0 | 0 |
SOUTHERN CO COM | Stock | 842587107 | 307 | 5,675 | SH | | SOLE | 0 | 5,675 | 0 | 0 |
BECTON DICKINSON & CO COM | Stock | 075887109 | 416 | 1,810 | SH | | SOLE | 0 | 1,810 | 0 | 0 |
INPHI CORP 0.75 09/01/2021 | Convertible | 45772FAC1 | 15 | 10,000 | SH | | SOLE | 0 | 10,000 | 0 | 0 |
EVOLENT HEALTH INC 2 12/01/2021 | Convertible | 30050BAB7 | 50 | 60,000 | SH | | SOLE | 0 | 60,000 | 0 | 0 |
SPDR PORTFOLIO SHORT TERM CORPORATE BOND ETF | ETF | 78464A474 | 324 | 10,712 | SH | | SOLE | 0 | 10,711 | 0 | 0 |
BERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 084670702 | 5,095 | 27,868 | SH | | SOLE | 0 | 27,868 | 0 | 0 |
VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | ETF | 92206C870 | 320 | 3,670 | SH | | SOLE | 0 | 3,670 | 0 | 0 |
ALPHABET INC CAP STK CL A | Stock | 02079K305 | 942 | 811 | SH | | SOLE | 0 | 811 | 0 | 0 |
ARES CAPITAL CORP 3.75 02/01/2022 | Convertible | 04010LAT0 | 9 | 10,000 | SH | | SOLE | 0 | 10,000 | 0 | 0 |
VIAVI SOLUTIONS INC 1 03/01/2024 | Convertible | 925550AB1 | 42 | 40,000 | SH | | SOLE | 0 | 40,000 | 0 | 0 |
GUIDEWIRE SOFTWARE INC 1.25 03/15/2025 | Convertible | 40171VAA8 | 14 | 15,000 | SH | | SOLE | 0 | 15,000 | 0 | 0 |
UNILEVER PLC SPON ADR NEW | ADR | 904767704 | 369 | 7,306 | SH | | SOLE | 0 | 7,306 | 0 | 0 |
MICROSOFT CORP COM | Stock | 594918104 | 6,345 | 40,234 | SH | | SOLE | 0 | 40,234 | 0 | 0 |
CVS HEALTH CORP COM | Stock | 126650100 | 3,392 | 57,169 | SH | | SOLE | 0 | 57,169 | 0 | 0 |
SYNAPTICS INC 0.5 06/15/2022 | Convertible | 87157DAD1 | 31 | 30,000 | SH | | SOLE | 0 | 30,000 | 0 | 0 |
SIMON PPTY GROUP INC NEW COM | REIT | 828806109 | 306 | 5,577 | SH | | SOLE | 0 | 5,577 | 0 | 0 |
BERKSHIRE HATHAWAY INC DEL CL A | Stock | 084670108 | 544 | 2 | SH | | SOLE | 0 | 2 | 0 | 0 |
MARRIOTT VACTINS WORLDWID CORP 1.5 09/15/2022 | Convertible | 57164YAB3 | 31 | 40,000 | SH | | SOLE | 0 | 40,000 | 0 | 0 |
II-VI INC 0.25 09/01/2022 | Convertible | 902104AB4 | 46 | 50,000 | SH | | SOLE | 0 | 50,000 | 0 | 0 |
NIKE INC CL B | Stock | 654106103 | 257 | 3,107 | SH | | SOLE | 0 | 3,107 | 0 | 0 |
RAMBUS INC DEL 1.375 02/01/2023 | Convertible | 750917AG1 | 48 | 50,000 | SH | | SOLE | 0 | 50,000 | 0 | 0 |
NORFOLK SOUTHERN CORP COM | Stock | 655844108 | 439 | 3,009 | SH | | SOLE | 0 | 3,009 | 0 | 0 |
WALGREENS BOOTS ALLIANCE INC COM | Stock | 931427108 | 291 | 6,356 | SH | | SOLE | 0 | 6,356 | 0 | 0 |
CARLISLE COS INC COM | Stock | 142339100 | 10,348 | 82,601 | SH | | SOLE | 0 | 82,601 | 0 | 0 |
AMDOCS LTD SHS | Stock | G02602103 | 225 | 4,100 | SH | | SOLE | 0 | 4,100 | 0 | 0 |
ARES CAPITAL CORP 4.625 03/01/2024 | Convertible | 04010LAW3 | 30 | 35,000 | SH | | SOLE | 0 | 35,000 | 0 | 0 |
SUPERNUS PHARMACEUTICALS INC 0.625 04/01/2023 | Convertible | 868459AD0 | 44 | 55,000 | SH | | SOLE | 0 | 55,000 | 0 | 0 |
APOLLO COML REAL EST FIN INC 5.375 10/15/2023 | Convertible | 03762UAC9 | 10 | 15,000 | SH | | SOLE | 0 | 15,000 | 0 | 0 |
PURE STORAGE INC 0.125 04/15/2023 | Convertible | 74624MAB8 | 34 | 40,000 | SH | | SOLE | 0 | 40,000 | 0 | 0 |
NEW RELIC INC 0.5 05/01/2023 | Convertible | 64829BAB6 | 42 | 50,000 | SH | | SOLE | 0 | 50,000 | 0 | 0 |
DUKE ENERGY CORP NEW COM NEW | Stock | 26441C204 | 1,004 | 12,413 | SH | | SOLE | 0 | 12,413 | 0 | 0 |
AMERICAN ELEC PWR CO INC COM | Stock | 025537101 | 422 | 5,272 | SH | | SOLE | 0 | 5,272 | 0 | 0 |
INDEPENDENT BANK CORP MASS COM | Stock | 453836108 | 2,000 | 31,065 | SH | | SOLE | 0 | 31,065 | 0 | 0 |
VISA INC COM CL A | Stock | 92826C839 | 2,139 | 13,275 | SH | | SOLE | 0 | 13,275 | 0 | 0 |
PHILLIPS 66 COM | Stock | 718546104 | 239 | 4,450 | SH | | SOLE | 0 | 4,450 | 0 | 0 |
FACEBOOK INC CL A | Stock | 30303M102 | 1,242 | 7,446 | SH | | SOLE | 0 | 7,446 | 0 | 0 |
BK OF AMERICA CORP 7.25CNV PFD L | Convertible Preferred | 060505682 | 308 | 243 | SH | | SOLE | 0 | 243 | 0 | 0 |
NVIDIA CORPORATION COM | Stock | 67066G104 | 295 | 1,120 | SH | | SOLE | 0 | 1,120 | 0 | 0 |
ISHARES SHORT TREASURY BOND ETF | ETF | 464288679 | 405 | 3,645 | SH | | SOLE | 0 | 3,645 | 0 | 0 |
CUMMINS INC COM | Stock | 231021106 | 217 | 1,600 | SH | | SOLE | 0 | 1,600 | 0 | 0 |
ABBVIE INC COM | Stock | 00287Y109 | 691 | 9,064 | SH | | SOLE | 0 | 9,064 | 0 | 0 |
S&P GLOBAL INC COM | Stock | 78409V104 | 981 | 4,003 | SH | | SOLE | 0 | 4,003 | 0 | 0 |
RAYTHEON CO COM NEW | Stock | 755111507 | 353 | 2,692 | SH | | SOLE | 0 | 2,692 | 0 | 0 |
QUALCOMM INC COM | Stock | 747525103 | 258 | 3,813 | SH | | SOLE | 0 | 3,813 | 0 | 0 |
MCDONALDS CORP COM | Stock | 580135101 | 216 | 1,307 | SH | | SOLE | 0 | 1,307 | 0 | 0 |
DOVER CORP COM | Stock | 260003108 | 274 | 3,262 | SH | | SOLE | 0 | 3,262 | 0 | 0 |
CISCO SYS INC COM | Stock | 17275R102 | 1,767 | 44,947 | SH | | SOLE | 0 | 44,947 | 0 | 0 |
AT&T INC COM | Stock | 00206R102 | 6,574 | 225,540 | SH | | SOLE | 0 | 225,540 | 0 | 0 |
GENERAL ELECTRIC CO COM | Stock | 369604103 | 206 | 25,960 | SH | | SOLE | 0 | 25,960 | 0 | 0 |
ISHARES CORE S&P 500 ETF | ETF | 464287200 | 934 | 3,616 | SH | | SOLE | 0 | 3,616 | 0 | 0 |
AMERICAN RLTY CAP PPTYS INC 3.75 12/15/2020 | Convertible | 02917TAB0 | 26 | 27,000 | SH | | SOLE | 0 | 27,000 | 0 | 0 |
WELLS FARGO CO NEW COM | Stock | 949746101 | 950 | 33,100 | SH | | SOLE | 0 | 33,099 | 0 | 0 |
UNION PAC CORP COM | Stock | 907818108 | 693 | 4,915 | SH | | SOLE | 0 | 4,915 | 0 | 0 |
MCCORMICK & CO INC COM NON VTG | Stock | 579780206 | 349 | 2,469 | SH | | SOLE | 0 | 2,469 | 0 | 0 |
THERMO FISHER SCIENTIFIC INC COM | Stock | 883556102 | 298 | 1,051 | SH | | SOLE | 0 | 1,051 | 0 | 0 |
LOCKHEED MARTIN CORP COM | Stock | 539830109 | 522 | 1,539 | SH | | SOLE | 0 | 1,539 | 0 | 0 |
JPMORGAN CHASE & CO COM | Stock | 46625H100 | 3,404 | 37,815 | SH | | SOLE | 0 | 37,815 | 0 | 0 |
CHEVRON CORP NEW COM | Stock | 166764100 | 1,674 | 23,096 | SH | | SOLE | 0 | 23,096 | 0 | 0 |
CONOCOPHILLIPS COM | Stock | 20825C104 | 257 | 8,341 | SH | | SOLE | 0 | 8,341 | 0 | 0 |
VANGUARD FTSE DEVELOPED MARKETS ETF | ETF | 921943858 | 211 | 6,325 | SH | | SOLE | 0 | 6,325 | 0 | 0 |
CAMPBELL SOUP CO COM | Stock | 134429109 | 608 | 13,168 | SH | | SOLE | 0 | 13,168 | 0 | 0 |
DANAHER CORPORATION COM | Stock | 235851102 | 288 | 2,083 | SH | | SOLE | 0 | 2,083 | 0 | 0 |
BK OF AMERICA CORP COM | Stock | 060505104 | 694 | 32,680 | SH | | SOLE | 0 | 32,680 | 0 | 0 |
BLACKROCK MUNIHLDGS NY QLTY FD COM | CEF | 09255C106 | 416 | 33,000 | SH | | SOLE | 0 | 33,000 | 0 | 0 |
WALMART INC COM | Stock | 931142103 | 422 | 3,713 | SH | | SOLE | 0 | 3,713 | 0 | 0 |
INTERNATIONAL BUSINESS MACHS COM | Stock | 459200101 | 1,636 | 14,746 | SH | | SOLE | 0 | 14,746 | 0 | 0 |
ORACLE CORP COM | Stock | 68389X105 | 316 | 6,534 | SH | | SOLE | 0 | 6,534 | 0 | 0 |
RAYTHEON TECHNOLOGIES CORP COM | Stock | 75513E101 | 1,415 | 14,997 | SH | | SOLE | 0 | 14,997 | 0 | 0 |
TARGET CORP COM | Stock | 87612E106 | 469 | 5,047 | SH | | SOLE | 0 | 5,047 | 0 | 0 |
PFIZER INC COM | Stock | 717081103 | 5,286 | 161,959 | SH | | SOLE | 0 | 161,959 | 0 | 0 |
MORGAN STANLEY COM NEW | Stock | 617446448 | 315 | 9,270 | SH | | SOLE | 0 | 9,270 | 0 | 0 |
3M CO COM | Stock | 88579Y101 | 1,076 | 7,885 | SH | | SOLE | 0 | 7,885 | 0 | 0 |
GILEAD SCIENCES INC COM | Stock | 375558103 | 867 | 11,603 | SH | | SOLE | 0 | 11,603 | 0 | 0 |
AMERICAN EXPRESS CO COM | Stock | 025816109 | 834 | 9,746 | SH | | SOLE | 0 | 9,746 | 0 | 0 |
AMGEN INC COM | Stock | 031162100 | 1,268 | 6,255 | SH | | SOLE | 0 | 6,255 | 0 | 0 |
CANADIAN NATL RY CO COM | Stock | 136375102 | 253 | 3,257 | SH | | SOLE | 0 | 3,257 | 0 | 0 |
VERINT SYS INC 1.5 06/01/2021 | Convertible | 92343XAA8 | 77 | 80,000 | SH | | SOLE | 0 | 80,000 | 0 | 0 |
EATON CORP PLC SHS | Stock | G29183103 | 420 | 5,411 | SH | | SOLE | 0 | 5,411 | 0 | 0 |
PHILIP MORRIS INTL INC COM | Stock | 718172109 | 783 | 10,729 | SH | | SOLE | 0 | 10,729 | 0 | 0 |
PNC FINL SVCS GROUP INC COM | Stock | 693475105 | 273 | 2,855 | SH | | SOLE | 0 | 2,855 | 0 | 0 |
BRISTOL-MYERS SQUIBB CO COM | Stock | 110122108 | 995 | 17,847 | SH | | SOLE | 0 | 17,847 | 0 | 0 |
ALTRIA GROUP INC COM | Stock | 02209S103 | 598 | 15,471 | SH | | SOLE | 0 | 15,471 | 0 | 0 |
DOMINION ENERGY INC COM | Stock | 25746U109 | 761 | 10,537 | SH | | SOLE | 0 | 10,537 | 0 | 0 |
EXXON MOBIL CORP COM | Stock | 30231G102 | 2,143 | 56,447 | SH | | SOLE | 0 | 56,447 | 0 | 0 |
DEERE & CO COM | Stock | 244199105 | 205 | 1,484 | SH | | SOLE | 0 | 1,484 | 0 | 0 |
ECHO GLOBAL LOGISTICS INC 2.5 05/01/2020 | Convertible | 27875TAA9 | 13 | 13,000 | SH | | SOLE | 0 | 13,000 | 0 | 0 |
ATLAS AIR WORLDWIDE HLDGS INC 2.25 06/01/2022 | Convertible | 049164BH8 | 40 | 45,000 | SH | | SOLE | 0 | 45,000 | 0 | 0 |
CARRIAGE SVCS INC 2.75 03/15/2021 | Convertible | 143905AM9 | 19 | 20,000 | SH | | SOLE | 0 | 20,000 | 0 | 0 |
APPLE INC COM | Stock | 037833100 | 5,634 | 22,157 | SH | | SOLE | 0 | 22,157 | 0 | 0 |
GLAXOSMITHKLINE PLC SPONSORED ADR | ADR | 37733W105 | 282 | 7,435 | SH | | SOLE | 0 | 7,435 | 0 | 0 |
ABBOTT LABS COM | Stock | 002824100 | 1,144 | 14,497 | SH | | SOLE | 0 | 14,497 | 0 | 0 |
DISNEY WALT CO COM DISNEY | Stock | 254687106 | 962 | 9,959 | SH | | SOLE | 0 | 9,959 | 0 | 0 |
TWITTER INC 1 09/15/2021 | Convertible | 90184LAD4 | 33 | 35,000 | SH | | SOLE | 0 | 35,000 | 0 | 0 |