The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMPRIUS TECHNOLOGIES | *W EXP 09/14/202 | 03214Q116 | 31 | 62,719 | SH | SOLE | 62,719 | 0 | 0 | ||
ANTERO MIDSTREAM | COM | 03676B102 | 2,610 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
APOLLO SENIOR FLOATING RATE | COM | 037636107 | 187 | 14,507 | SH | SOLE | 14,507 | 0 | 0 | ||
ARKO | *W EXP 12/22/202 | 041242116 | 355 | 251,013 | SH | SOLE | 251,013 | 0 | 0 | ||
BRC | COM CL A | 05601U105 | 708 | 137,123 | SH | SOLE | 137,123 | 0 | 0 | ||
BETTER WORLD ACQUISITION | *W EXP 11/15/202 | 08772B112 | 11 | 638,248 | SH | SOLE | 638,248 | 0 | 0 | ||
BLACKROCK FLOATING RATE INCOME STRATEGIES FUND | COM | 09255X100 | 467 | 38,276 | SH | SOLE | 38,276 | 0 | 0 | ||
BRAEMAR HOTELS & RESORTS | COM | 10482B101 | 8,448 | 2,101,511 | SH | SOLE | 2,101,511 | 0 | 0 | ||
BUTTERFLY NETWORK | COM CL A | 124155102 | 115 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CVR PARTNERS | COM | 126633205 | 6,188 | 76,700 | SH | SOLE | 76,700 | 0 | 0 | ||
CANO HEALTH | COM CL A | 13781Y103 | 35 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
CANO HEALTH | *W EXP 06/03/202 | 13781Y111 | 1,178 | 5,234,094 | SH | SOLE | 5,234,094 | 0 | 0 | ||
CLEAR CHANNEL HOLDINGS | COM | 18453H106 | 5,545 | 4,047,637 | SH | SOLE | 4,047,637 | 0 | 0 | ||
CUMULUS MEDIA | COM CL A | 231082801 | 5,980 | 1,458,428 | SH | SOLE | 1,458,428 | 0 | 0 | ||
DIGITAL WORLD ACQUISITION | *W EXP 06/30/202 | 25400Q113 | 1,016 | 384,865 | SH | SOLE | 384,865 | 0 | 0 | ||
ENERGY TRANSFER | COM UT LTD PTN | 29273V100 | 190 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
ENTERPRISE PRODUCTS PARTNERS | COM | 293792107 | 388 | 14,710 | SH | SOLE | 14,710 | 0 | 0 | ||
FINANCE OF AMERICA COMPANIES | *W EXP 04/08/202 | 31738L115 | 81 | 502,865 | SH | SOLE | 502,865 | 0 | 0 | ||
GDL FUND | COM SH BEN IT | 361570104 | 2,786 | 355,151 | SH | SOLE | 355,151 | 0 | 0 | ||
GARRETT MOTION | COM | 366505105 | 6,633 | 876,184 | SH | SOLE | 876,184 | 0 | 0 | ||
GENESIS ENERGY | UNIT LTD PARTN | 371927104 | 103 | 10,738 | SH | SOLE | 10,738 | 0 | 0 | ||
GOLDMAN SACHS MLP & ENERGY RENAISSANCE FUND | COM | 38148G206 | 1,276 | 81,345 | SH | SOLE | 81,345 | 0 | 0 | ||
GRANITE RIDGE RESOURCES | COM | 387432107 | 6,924 | 1,044,274 | SH | SOLE | 1,044,274 | 0 | 0 | ||
HELIX ENERGY SOLUTIONS GROUP | COM | 42330P107 | 148 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
HERTZ GLOBAL | *W EXP 06/30/205 | 42806J148 | 1,148 | 113,190 | SH | SOLE | 113,190 | 0 | 0 | ||
INDIE SEMICONDUCTOR | *W EXP 06/10/202 | 45569U119 | 1,453 | 607,800 | SH | SOLE | 607,800 | 0 | 0 | ||
BLACKROCK ULTRA SHORTTERM BOND (ETF) | BLACKROCK ULTRA | 46434V878 | 4,871 | 96,846 | SH | SOLE | 96,846 | 0 | 0 | ||
JASPER THERAPEUTICS | *W EXP 09/24/202 | 471871111 | 9 | 65,456 | SH | SOLE | 65,456 | 0 | 0 | ||
KAYNE ANDERSON ENERGY INFRASTRUCTURE FUND | COM | 486606106 | 3,814 | 468,507 | SH | SOLE | 468,507 | 0 | 0 | ||
KAYNE ANDERSON NEXTGEN ENERGY & INFRA | COM | 48661E108 | 2,536 | 357,252 | SH | SOLE | 357,252 | 0 | 0 | ||
LANDSEA HOMES | *W EXP 01/08/202 | 51509P111 | 635 | 2,303,532 | SH | SOLE | 2,303,532 | 0 | 0 | ||
MIRION TECHNOLOGIES | *W EXP 10/20/202 | 60471A119 | 1,744 | 982,613 | SH | SOLE | 982,613 | 0 | 0 | ||
NATIONAL CINEMEDIA | COM | 635309107 | 426 | 1,264,938 | SH | SOLE | 1,264,938 | 0 | 0 | ||
NET POWER | *W EXP 06/08/202 | 64107A113 | 3,621 | 1,066,709 | SH | SOLE | 1,066,709 | 0 | 0 | ||
NEW YORK COMMUNITY BANCORP TRUST | UNIT 05/07/2051 | 64944P307 | 813 | 20,148 | SH | SOLE | 20,148 | 0 | 0 | ||
NUVEEN CREDIT STRATEGIES INCOME FUND | COM SHS | 67073D102 | 1,470 | 291,105 | SH | SOLE | 291,105 | 0 | 0 | ||
OCCIDENTAL PETROLEUM | *W EXP 08/03/202 | 674599162 | 18,440 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
OSISKO DEVELOPMENT | COM NEW | 68828E809 | 2,870 | 625,200 | SH | SOLE | 625,200 | 0 | 0 | ||
PETIQ | COM CL A | 71639T106 | 4,684 | 308,775 | SH | SOLE | 308,775 | 0 | 0 | ||
POLESTAR AUTOMOTIVE | ADS C-1 | 731105102 | 17 | 24,495 | SH | SOLE | 24,495 | 0 | 0 | ||
PROSHARES ULTRAPRO SHORT 20 YEAR 3X TREASURY | ULSH 20YRTRE NEW | 74347G887 | 1,519 | 23,100 | SH | SOLE | 23,100 | 0 | 0 | ||
PURECYCLE TECHNOLOGIES | *W EXP 03/17/202 | 74623V111 | 1,155 | 267,037 | SH | SOLE | 267,037 | 0 | 0 | ||
RUMBLE | *W EXP 09/16/202 | 78137L113 | 1,948 | 918,673 | SH | SOLE | 918,673 | 0 | 0 | ||
SANDSTORM GOLD | COM NEW | 80013R206 | 1,894 | 370,000 | SH | SOLE | 370,000 | 0 | 0 | ||
SIMPLIFY INTEREST RATE HEDGE | SIMPLIFY INTERST | 82889N855 | 3,288 | 52,380 | SH | SOLE | 52,380 | 0 | 0 | ||
SUNOPTA | COM | 8676EP108 | 1,930 | 288,539 | SH | SOLE | 288,539 | 0 | 0 | ||
BEAUTY HEALTH | COM CL A | 88331L108 | 2,866 | 342,404 | SH | SOLE | 342,404 | 0 | 0 | ||
USA COMPRESSION PARTNERS | COMUNIT LTDPAR | 90290N109 | 2,995 | 151,715 | SH | SOLE | 151,715 | 0 | 0 | ||
URBAN ONE CLASS A | CL A | 91705J105 | 3,510 | 585,978 | SH | SOLE | 585,978 | 0 | 0 | ||
URBAN ONE CLASS D | CL D NON VTG | 91705J204 | 14,662 | 2,443,683 | SH | SOLE | 2,443,683 | 0 | 0 | ||
VANGUARD ULTRA SHORT BOND | VANGUARD ULTRA | 92203C303 | 4,916 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
WESTROCK COFFEE | *W EXP 08/29/202 | 96145W111 | 8,457 | 2,823,651 | SH | SOLE | 2,823,651 | 0 | 0 | ||
WHOLE EARTH BRANDS | *W EXP 06/25/202 | 96684W126 | 42 | 206,114 | SH | SOLE | 206,114 | 0 | 0 | ||
LANVIN GROUP | *W EXP 01/14/202 | G5380J118 | 312 | 1,001,938 | SH | SOLE | 1,001,938 | 0 | 0 | ||
NWTN | *W EXP 12/31/202 | G6693P114 | 19 | 64,571 | SH | SOLE | 64,571 | 0 | 0 | ||
PAYSAFE | *W EXP 03/30/202 | G6964L115 | 25 | 546,914 | SH | SOLE | 546,914 | 0 | 0 | ||
TH INTERNATIONAL | ORDINARY SHARES | G8656L106 | 2,952 | 1,028,587 | SH | SOLE | 1,028,587 | 0 | 0 | ||
VAHANNA TECH EDGE ACQUISITION | *W EXP 11/30/202 | G9320Z117 | 6 | 150,602 | SH | SOLE | 150,602 | 0 | 0 | ||
FREYR BATTERY | *W EXP 09/01/202 | L4135L118 | 1,008 | 346,411 | SH | SOLE | 346,411 | 0 | 0 | ||
AIRBNB | NOTE 3/1 | 009066AB7 | 2,945 | 3,360,000 | PRN | SOLE | 0 | 0 | 0 | ||
AIR TRANSPORT SERVICES GROUP | NOTE 1.125%10/1 | 00922RAB1 | 1,892 | 2,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
AKAMAI TECHNOLOGIES | NOTE 0.375% 9/0 | 00971TAL5 | 66,579 | 68,620,000 | PRN | SOLE | 0 | 0 | 0 | ||
ARES CAPITAL | NOTE 4.625% 3/0 | 04010LAW3 | 22,337 | 22,213,000 | PRN | SOLE | 0 | 0 | 0 | ||
ASCENDIS PHARMA A/S | NOTE 2.250% 4/0 | 04351PAD3 | 17,163 | 18,785,000 | PRN | SOLE | 0 | 0 | 0 | ||
BILL.COM HOLDINGS | NOTE 12/0 | 090043AB6 | 16,810 | 16,040,000 | PRN | SOLE | 0 | 0 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | NOTE 1.250% 5/1 | 09061GAK7 | 5,210 | 5,150,000 | PRN | SOLE | 0 | 0 | 0 | ||
BRAEMAR HOTELS & RESORTS | NOTE 4.500% 6/0 | 10482BAB7 | 21,730 | 23,260,000 | PRN | SOLE | 0 | 0 | 0 | ||
BROOKDALE SENIOR LIVING | NOTE 2.000%10/1 | 112463AC8 | 790 | 1,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
CNX RESOURCES | NOTE 2.250% 5/0 | 12653CAG3 | 3,688 | 2,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
CHEFS WAREHOUSE | NOTE 1.875%12/0 | 163086AB7 | 1,088 | 1,033,000 | PRN | SOLE | 0 | 0 | 0 | ||
CHEGG | NOTE 9/0 | 163092AF6 | 193 | 257,000 | PRN | SOLE | 0 | 0 | 0 | ||
CONMED | NOTE 2.625% 2/0 | 207410AF8 | 3,895 | 2,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
CONMED | NOTE 2.250% 6/1 | 207410AH4 | 4,796 | 4,290,000 | PRN | SOLE | 0 | 0 | 0 | ||
CORENERGY INFRASTRUCTURE TRUST | NOTE 5.875% 8/1 | 21870UAC0 | 1,132 | 1,288,000 | PRN | SOLE | 0 | 0 | 0 | ||
CRACKER BARREL OLD COUNTRY STORE | NOTE 0.625% 6/1 | 22410JAB2 | 22,021 | 25,868,000 | PRN | SOLE | 0 | 0 | 0 | ||
CUTERA | NOTE 2.250% 6/0 | 232109AD0 | 4,460 | 7,140,000 | PRN | SOLE | 0 | 0 | 0 | ||
CYBERARK SOFTWARE | NOTE 11/1 | 23248VAB1 | 25,143 | 22,104,000 | PRN | SOLE | 0 | 0 | 0 | ||
DATADOG | NOTE 0.125% 6/1 | 23804LAB9 | 15,347 | 12,350,000 | PRN | SOLE | 0 | 0 | 0 | ||
DEXCOM INC | NOTE 0.250%11/1 | 252131AK3 | 23,647 | 22,132,000 | PRN | SOLE | 0 | 0 | 0 | ||
DISH NETWORK | NOTE 2.375% 3/1 | 25470MAD1 | 288 | 323,000 | PRN | SOLE | 0 | 0 | 0 | ||
DOCUSIGN | NOTE 1/1 | 256163AD8 | 194 | 200,000 | PRN | SOLE | 0 | 0 | 0 | ||
ENPHASE ENERGY | NOTE 3/0 | 29355AAH0 | 29,937 | 31,740,000 | PRN | SOLE | 0 | 0 | 0 | ||
ENPHASE ENERGY | NOTE 3/0 | 29355AAK3 | 2,359 | 2,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
ETSY | NOTE 0.125%10/0 | 29786AAJ5 | 2,966 | 2,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
ETSY | NOTE 0.250% 6/1 | 29786AAN6 | 774 | 1,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
EURONET WORLDWIDE | NOTE 0.750% 3/1 | 298736AL3 | 781 | 800,000 | PRN | SOLE | 0 | 0 | 0 | ||
EXPEDIA GROUP | NOTE 2/1 | 30212PBE4 | 755 | 860,000 | PRN | SOLE | 0 | 0 | 0 | ||
FORD MOTOR | NOTE 3/1 | 345370CZ1 | 22,883 | 20,910,000 | PRN | SOLE | 0 | 0 | 0 | ||
GUARDANT HEALTH | NOTE 11/1 | 40131MAB5 | 4,811 | 6,670,000 | PRN | SOLE | 0 | 0 | 0 | ||
INNOVATE | NOTE 7.500% 8/0 | 404139AG2 | 8,036 | 12,363,000 | PRN | SOLE | 0 | 0 | 0 | ||
HALOZYME THERAPEUTICS | NOTE 0.250% 3/0 | 40637HAD1 | 7,850 | 9,418,000 | PRN | SOLE | 0 | 0 | 0 | ||
HELIX ENERGY SOLUTIONS GROUP | NOTE 6.750% 2/1 | 42330PAK3 | 10,231 | 7,704,000 | PRN | SOLE | 0 | 0 | 0 | ||
ILLUMINA | NOTE 8/1 | 452327AK5 | 814 | 820,000 | PRN | SOLE | 0 | 0 | 0 | ||
IMAX | NOTE 0.500% 4/0 | 45245EAJ8 | 8,303 | 9,027,000 | PRN | SOLE | 0 | 0 | 0 | ||
INSULET | NOTE 0.375% 9/0 | 45784PAK7 | 2,756 | 2,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
INTEGRA LIFESCIENCES HOLDINGS | NOTE 0.500% 8/1 | 457985AM1 | 1,371 | 1,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
INTERDIGITAL | NOTE 3.500% 6/0 | 45867GAD3 | 7,898 | 5,820,000 | PRN | SOLE | 0 | 0 | 0 | ||
JAZZ INVESTMENTS I | NOTE 2.000% 6/1 | 472145AF8 | 39,609 | 38,885,000 | PRN | SOLE | 0 | 0 | 0 | ||
JOHN BEAN TECHNOLOGIES | NOTE 0.250% 5/1 | 477839AB0 | 21,830 | 22,916,000 | PRN | SOLE | 0 | 0 | 0 | ||
KBR | NOTE 2.500%11/0 | 48242WAB2 | 3,205 | 1,250,000 | PRN | SOLE | 0 | 0 | 0 | ||
KAMAN | NOTE 3.250% 5/0 | 483548AF0 | 27,324 | 28,284,000 | PRN | SOLE | 0 | 0 | 0 | ||
LIBERTY INTERACTIVE (TMOBILE BASKET) | DEB 3.750% 2/1 | 530715AL5 | 64 | 266,000 | PRN | SOLE | 0 | 0 | 0 | ||
LIBERTY MEDIA (SIRIUS XM BASKET) | NOTE 1.375%10/1 | 531229AB8 | 16,077 | 13,819,000 | PRN | SOLE | 0 | 0 | 0 | ||
LYFT INC (144A) | NOTE 1.500% 5/1 | 55087PAB0 | 225 | 250,000 | PRN | SOLE | 0 | 0 | 0 | ||
MGP INGREDIENTS | NOTE 1.875%11/1 | 55303JAB2 | 32,873 | 26,457,000 | PRN | SOLE | 0 | 0 | 0 | ||
MESA LABORATORIES | NOTE 1.375% 8/1 | 59064RAA7 | 21,357 | 23,777,000 | PRN | SOLE | 0 | 0 | 0 | ||
MIDDLEBY | NOTE 1.000% 9/0 | 596278AB7 | 29,536 | 23,700,000 | PRN | SOLE | 0 | 0 | 0 | ||
NRG ENERGY | DBCV 2.750% 6/0 | 629377CG5 | 41,580 | 39,316,000 | PRN | SOLE | 0 | 0 | 0 | ||
OKTA | NOTE 0.375% 6/1 | 679295AF2 | 250 | 290,000 | PRN | SOLE | 0 | 0 | 0 | ||
PAGERDUTY | NOTE 1.250% 7/0 | 69553PAB6 | 2,383 | 2,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
PALO ALTO NETWORKS | NOTE 0.375% 6/0 | 697435AF2 | 5,148 | 2,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
PARSONS | NOTE 0.250% 8/1 | 70202LAB8 | 55,083 | 47,932,000 | PRN | SOLE | 0 | 0 | 0 | ||
PEABODY ENERGY | NOTE 3.250% 3/0 | 704551AD2 | 2,702 | 2,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
PEBBLEBROOK HOTEL TRUST | NOTE 1.750%12/1 | 70509VAA8 | 19,011 | 22,375,000 | PRN | SOLE | 0 | 0 | 0 | ||
PENNYMAC MORTGAGE INVESTMENT TRUST | NOTE 5.500% 3/1 | 70932AAF0 | 284 | 319,000 | PRN | SOLE | 0 | 0 | 0 | ||
PETIQ | NOTE 4.000% 6/0 | 71639TAB2 | 15,274 | 16,615,000 | PRN | SOLE | 0 | 0 | 0 | ||
PROSPECT CAPITAL | NOTE 6.375% 3/0 | 74348TAT9 | 777 | 782,000 | PRN | SOLE | 0 | 0 | 0 | ||
RINGCENTRAL | NOTE 3/1 | 76680RAH0 | 240 | 288,000 | PRN | SOLE | 0 | 0 | 0 | ||
SSR MINING | NOTE 2.500% 4/0 | 784730AB9 | 64,112 | 58,350,000 | PRN | SOLE | 0 | 0 | 0 | ||
SEA LIMITED | NOTE 2.375%12/0 | 81141RAF7 | 1,735 | 1,700,000 | PRN | SOLE | 0 | 0 | 0 | ||
SEA LIMITED | NOTE 0.250% 9/1 | 81141RAG5 | 177 | 220,000 | PRN | SOLE | 0 | 0 | 0 | ||
SHIFT4 PAYMENTS | NOTE 12/1 | 82452JAB5 | 1,198 | 1,100,000 | PRN | SOLE | 0 | 0 | 0 | ||
SMART GLOBAL HOLDINGS | NOTE 2.250% 2/1 | 83205YAB0 | 1,503 | 1,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
SOLAREDGE TECHNOLOGIES | NOTE 9/1 | 83417MAD6 | 36,770 | 30,889,000 | PRN | SOLE | 0 | 0 | 0 | ||
SOUTHWEST AIRLINES | NOTE 1.250% 5/0 | 844741BG2 | 70,683 | 61,205,000 | PRN | SOLE | 0 | 0 | 0 | ||
SPLUNK | NOTE 1.125% 9/1 | 848637AD6 | 2,179 | 2,170,000 | PRN | SOLE | 0 | 0 | 0 | ||
SPLUNK | NOTE 1.125% 6/1 | 848637AF1 | 1,734 | 2,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
BLOCK | NOTE 0.125% 3/0 | 852234AF0 | 1,890 | 2,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
BLOCK | NOTE 5/0 | 852234AJ2 | 249 | 300,000 | PRN | SOLE | 0 | 0 | 0 | ||
STRIDE | NOTE 1.125% 9/0 | 86333MAA6 | 5,854 | 6,092,000 | PRN | SOLE | 0 | 0 | 0 | ||
SUMMIT HOTEL PROPERTIES | NOTE 1.500% 2/1 | 866082AA8 | 3,772 | 4,415,000 | PRN | SOLE | 0 | 0 | 0 | ||
TYLER TECHNOLOGIES | NOTE 0.250% 3/1 | 902252AB1 | 23,592 | 22,764,000 | PRN | SOLE | 0 | 0 | 0 | ||
VAREX IMAGING | NOTE 4.000% 6/0 | 92214XAB2 | 15,787 | 12,331,000 | PRN | SOLE | 0 | 0 | 0 | ||
WESTERN DIGITAL | NOTE 1.500% 2/0 | 958102AP0 | 485 | 500,000 | PRN | SOLE | 0 | 0 | 0 | ||
ZILLOW GROUP | NOTE 1.375% 9/0 | 98954MAG6 | 3,150 | 2,500,000 | PRN | SOLE | 0 | 0 | 0 |