SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Amendment No. 2)
Under the Securities Exchange Act of 1934
Western Refining, Inc.
(Name of Issuer)
Common stock, par value $0.01
(Title of Class of Securities)
959319104
(CUSIP Number)
September 2, 2015
(Date of Event Which Requires Filing of this Statement)
Check the following box to designate the rule pursuant to which the Schedule is filed:
[ ] | Rule 13d-1(b) |
[ X ] | Rule 13d-1(c) |
[ ] | Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 959319104 |
| 1. | Names of Reporting Persons |
| | I.R.S. Identification Nos. of above persons (entities only) |
| | D. E. Shaw Heliant Manager, L.L.C. |
| | 27-1289787 |
| | |
| 2. | Check the Appropriate Box if a Member of a Group (See Instructions) |
| | (a) | [ ] |
| | (b) | [ ] |
| 3. | SEC Use Only |
| | |
| 4. | Citizenship or Place of Organization |
| | Delaware |
| | |
Number of | 5. | Sole Voting Power |
Shares | | |
Beneficially | | |
Owned by | | -0- |
Each | | |
Reporting | | |
Person With | | |
| | | 6. | Shared Voting Power |
| | | | 4,800,000 |
| | | | |
| | | 7. | Sole Dispositive Power |
| | | | -0- |
| | | | |
| | | 8. | Shared Dispositive Power |
| | | | 4,800,000 |
| | | | |
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person |
| | 4,800,000 |
| | |
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] |
| | |
| 11. | Percent of Class Represented by Amount in Row (9) |
| | 5.0%1 |
| | |
| 12. | Type of Reporting Person (See Instructions) |
| | OO |
1Subsequent to the Schedule 13G Amendment No. 1 for Western Refining, Inc. filed on August 24, 2015, D. E. Shaw Heliant Manager, L.L.C., D. E. Shaw Heliant Adviser, L.L.C., and D. E. Shaw & Co., L.L.C. ceased to be the beneficial owners of more than 5 percent of the class of securities. On September 2, 2015, D. E. Shaw Heliant Manager, L.L.C., D. E. Shaw Heliant Adviser, L.L.C., and D. E. Shaw & Co., L.L.C. again became the beneficial owners of more than 5 percent of the class of securities.
CUSIP No. 959319104 |
| 1. | Names of Reporting Persons |
| | I.R.S. Identification Nos. of above persons (entities only) |
| | D. E. Shaw Heliant Adviser, L.L.C. |
| | 27-1289715 |
| | |
| 2. | Check the Appropriate Box if a Member of a Group (See Instructions) |
| | (a) | [ ] |
| | (b) | [ ] |
| 3. | SEC Use Only |
| | |
| 4. | Citizenship or Place of Organization |
| | Delaware |
| | |
Number of | 5. | Sole Voting Power |
Shares | | |
Beneficially | | |
Owned by | | -0- |
Each | | |
Reporting | | |
Person With | | |
| | | 6. | Shared Voting Power |
| | | | 4,800,000 |
| | | | |
| | | 7. | Sole Dispositive Power |
| | | | -0- |
| | | | |
| | | 8. | Shared Dispositive Power |
| | | | 4,800,000 |
| | | | |
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person |
| | 4,800,000 |
| | |
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] |
| | |
| 11. | Percent of Class Represented by Amount in Row (9) |
| | 5.0%2 |
| | |
| 12. | Type of Reporting Person (See Instructions) |
| | IA |
2Subsequent to the Schedule 13G Amendment No. 1 for Western Refining, Inc. filed on August 24, 2015, D. E. Shaw Heliant Manager, L.L.C., D. E. Shaw Heliant Adviser, L.L.C., and D. E. Shaw & Co., L.L.C. ceased to be the beneficial owners of more than 5 percent of the class of securities. On September 2, 2015, D. E. Shaw Heliant Manager, L.L.C., D. E. Shaw Heliant Adviser, L.L.C., and D. E. Shaw & Co., L.L.C. again became the beneficial owners of more than 5 percent of the class of securities.
CUSIP No. 959319104 |
|
| 1. | Names of Reporting Persons |
| | I.R.S. Identification Nos. of above persons (entities only) |
| | D. E. Shaw & Co., L.L.C. |
| | 13-3799946 |
| | |
| 2. | Check the Appropriate Box if a Member of a Group (See Instructions) |
| | (a) | [ ] |
| | (b) | [ ] |
| 3. | SEC Use Only |
| | |
| 4. | Citizenship or Place of Organization |
| | Delaware |
| | |
Number of | 5. | Sole Voting Power |
Shares | | |
Beneficially | | |
Owned by | | -0- |
Each | | |
Reporting | | |
Person With | | |
| | | 6. | Shared Voting Power |
| | | | 4,800,085 |
| | | | |
| | | 7. | Sole Dispositive Power |
| | | | -0- |
| | | | |
| | | 8. | Shared Dispositive Power |
| | | | 4,800,085 |
| | | | |
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person |
| | 4,800,085 |
| | |
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] |
| | |
| 11. | Percent of Class Represented by Amount in Row (9) |
| | 5.0%3 |
| | |
| 12. | Type of Reporting Person (See Instructions) |
| | OO |
3Subsequent to the Schedule 13G Amendment No. 1 for Western Refining, Inc. filed on August 24, 2015, D. E. Shaw Heliant Manager, L.L.C., D. E. Shaw Heliant Adviser, L.L.C., and D. E. Shaw & Co., L.L.C. ceased to be the beneficial owners of more than 5 percent of the class of securities. On September 2, 2015, D. E. Shaw Heliant Manager, L.L.C., D. E. Shaw Heliant Adviser, L.L.C., and D. E. Shaw & Co., L.L.C. again became the beneficial owners of more than 5 percent of the class of securities.
CUSIP No. 959319104 |
| 1. | Names of Reporting Persons |
| | I.R.S. Identification Nos. of above persons (entities only) |
| | D. E. Shaw & Co., L.P. |
| | 13-3695715 |
| | |
| 2. | Check the Appropriate Box if a Member of a Group (See Instructions) |
| | (a) | [ ] |
| | (b) | [ ] |
| 3. | SEC Use Only |
| | |
| 4. | Citizenship or Place of Organization |
| | Delaware |
| | |
Number of | 5. | Sole Voting Power |
Shares | | |
Beneficially | | |
Owned by | | -0- |
Each | | |
Reporting | | |
Person With | | |
| | | 6. | Shared Voting Power |
| | | | 4,860,827 |
| | | | |
| | | 7. | Sole Dispositive Power |
| | | | -0- |
| | | | |
| | | 8. | Shared Dispositive Power |
| | | | 4,860,827 |
| | | | |
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person |
| | 4,860,827 |
| | |
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] |
| | |
| 11. | Percent of Class Represented by Amount in Row (9) |
| | 5.1% |
| | |
| 12. | Type of Reporting Person (See Instructions) |
| | IA, PN |
CUSIP No. 959319104 |
|
| 1. | Names of Reporting Persons |
| | I.R.S. Identification Nos. of above persons (entities only) |
| | David E. Shaw |
| | |
| 2. | Check the Appropriate Box if a Member of a Group (See Instructions) |
| | (a) | [ ] |
| | (b) | [ ] |
| 3. | SEC Use Only |
| | |
| 4. | Citizenship or Place of Organization |
| | United States |
| | |
Number of | 5. | Sole Voting Power |
Shares | | |
Beneficially | | |
Owned by | | -0- |
Each | | |
Reporting | | |
Person With | | |
| | | 6. | Shared Voting Power |
| | | | 4,860,827 |
| | | | |
| | | 7. | Sole Dispositive Power |
| | | | -0- |
| | | | |
| | | 8. | Shared Dispositive Power |
| | | | 4,860,827 |
| | | | |
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person |
| | 4,860,827 |
| | |
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] |
| | |
| 11. | Percent of Class Represented by Amount in Row (9) |
| | 5.1% |
| | |
| 12. | Type of Reporting Person (See Instructions) |
| | IN |
Item 1. |
| (a) | Name of Issuer |
| | Western Refining, Inc. |
| | |
| (b) | Address of Issuer's Principal Executive Offices |
| | 123 W. Mills Ave., Suite 200 El Paso, Texas 79901 |
| | |
Item 2. |
| (a) | Name of Person Filing |
| | D. E. Shaw Heliant Manager, L.L.C. D. E. Shaw Heliant Adviser, L.L.C. D. E. Shaw & Co., L.L.C. D. E. Shaw & Co., L.P. David E. Shaw |
| | |
| (b) | Address of Principal Business Office or, if none, Residence |
| | The business address for each reporting person is: 1166 Avenue of the Americas, 9th Floor New York, NY 10036 |
| | |
| (c) | Citizenship |
| | D. E. Shaw Heliant Manager, L.L.C. is a limited liability company organized under the laws of the state of Delaware. D. E. Shaw Heliant Adviser, L.L.C. is a limited liability company organized under the laws of the state of Delaware. D. E. Shaw & Co., L.L.C. is a limited liability company organized under the laws of the state of Delaware. D. E. Shaw & Co., L.P. is a limited partnership organized under the laws of the state of Delaware. David E. Shaw is a citizen of the United States of America. |
| | |
| (d) | Title of Class of Securities |
| | Common stock, par value $0.01 |
| | |
| (e) | CUSIP Number |
| | 959319104 |
Item 3. | If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a: |
| |
Not Applicable |
|
Item 4. | Ownership |
| |
As of September 2, 2015:
(a) | Amount beneficially owned: |
| D. E. Shaw Heliant Manager, L.L.C.: | 4,800,000 shares This is composed of (i) 3,969,000 shares in the name of D. E. Shaw Kalon Portfolios, L.L.C. and (ii) 831,000 shares in the name of D. E. Shaw Special Opportunities Portfolios, L.L.C. |
| D. E. Shaw Heliant Adviser, L.L.C.: | 4,800,000 shares This is composed of (i) 3,969,000 shares in the name of D. E. Shaw Kalon Portfolios, L.L.C. and (ii) 831,000 shares in the name of D. E. Shaw Special Opportunities Portfolios, L.L.C. |
| D. E. Shaw & Co., L.L.C.: | 4,800,085 shares This is composed of (i) 3,969,000 shares in the name of D. E. Shaw Kalon Portfolios, L.L.C., (ii) 831,000 shares in the name of D. E. Shaw Special Opportunities Portfolios, L.L.C., and (iii) 85 shares in the name of D. E. Shaw Asymptote Portfolios, L.L.C. |
| D. E. Shaw & Co., L.P.: | 4,860,827 shares This is composed of (i) 3,969,000 shares in the name of D. E. Shaw Kalon Portfolios, L.L.C., (ii) 831,000 shares in the name of D. E. Shaw Special Opportunities Portfolios, L.L.C., (iii) 17,705 shares in the name of D. E. Shaw Valence Portfolios, L.L.C., (iv) 10,000 shares that D. E. Shaw Valence Portfolios, L.L.C. has the right to acquire through the exercise of listed call options, (v) 85 shares in the name of D. E. Shaw Asymptote Portfolios, L.L.C., and (vi) 33,037 shares under the management of D. E. Shaw Investment Management, L.L.C. |
| David E. Shaw: | 4,860,827 shares This is composed of (i) 3,969,000 shares in the name of D. E. Shaw Kalon Portfolios, L.L.C., (ii) 831,000 shares in the name of D. E. Shaw Special Opportunities Portfolios, L.L.C., (iii) 17,705 shares in the name of D. E. Shaw Valence Portfolios, L.L.C., (iv) 10,000 shares that D. E. Shaw Valence Portfolios, L.L.C. has the right to acquire through the exercise of listed call options, (v) 85 shares in the name of D. E. Shaw Asymptote Portfolios, L.L.C., and (vi) 33,037 shares under the management of D. E. Shaw Investment Management, L.L.C. |
| D. E. Shaw Heliant Manager, L.L.C.: | 5.0% |
| D. E. Shaw Heliant Adviser, L.L.C.: | 5.0% |
| D. E. Shaw & Co., L.L.C.: | 5.0% |
| D. E. Shaw & Co., L.P.: | 5.1% |
| David E. Shaw: | 5.1% |
(c) | Number of shares to which the person has: |
| (i) | Sole power to vote or to direct the vote: |
| D. E. Shaw Heliant Manager, L.L.C.: | -0- shares |
| D. E. Shaw Heliant Adviser, L.L.C.: | -0- shares |
| D. E. Shaw & Co., L.L.C.: | -0- shares |
| D. E. Shaw & Co., L.P.: | -0- shares |
| David E. Shaw: | -0- shares |
| (ii) | Shared power to vote or to direct the vote: |
| D. E. Shaw Heliant Manager, L.L.C.: | 4,800,000 shares |
| D. E. Shaw Heliant Adviser, L.L.C.: | 4,800,000 shares |
| D. E. Shaw & Co., L.L.C.: | 4,800,085 shares |
| D. E. Shaw & Co., L.P.: | 4,860,827 shares |
| David E. Shaw: | 4,860,827 shares |
| (iii) | Sole power to dispose or to direct the disposition of: |
| D. E. Shaw Heliant Manager, L.L.C.: | -0- shares |
| D. E. Shaw Heliant Adviser, L.L.C.: | -0- shares |
| D. E. Shaw & Co., L.L.C.: | -0- shares |
| D. E. Shaw & Co., L.P.: | -0- shares |
| David E. Shaw: | -0- shares |
| (iv) | Shared power to dispose or to direct the disposition of: |
| D. E. Shaw Heliant Manager, L.L.C.: | 4,800,000 shares |
| D. E. Shaw Heliant Adviser, L.L.C.: | 4,800,000 shares |
| D. E. Shaw & Co., L.L.C.: | 4,800,085 shares |
| D. E. Shaw & Co., L.P.: | 4,860,827 shares |
| David E. Shaw: | 4,860,827 shares |
David E. Shaw does not own any shares directly. By virtue of David E. Shaw’s position as President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of D. E. Shaw & Co., L.P., which in turn is the manager and investment adviser of D. E. Shaw Valence Portfolios, L.L.C. and the managing member of (i) D. E. Shaw Investment Management, L.L.C., (ii) D. E. Shaw Heliant Adviser, L.L.C., which in turn is the investment adviser of D. E. Shaw Kalon Portfolios, L.L.C. and D. E. Shaw Special Opportunities Portfolios, L.L.C., and (iii) D. E. Shaw Adviser, L.L.C., which in turn is the investment adviser of D. E. Shaw Asymptote Portfolios, L.L.C., and by virtue of David E. Shaw’s position as President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the managing member of D. E. Shaw & Co., L.L.C., which in turn is the managing member of (i) D. E. Shaw Heliant Manager, L.L.C., which in turn is the manager of D. E. Shaw Kalon Portfolios, L.L.C. and D. E. Shaw Special Opportunities Portfolios, L.L.C. and (ii) D. E. Shaw Manager, L.L.C., which in turn is the manager of D. E. Shaw Asymptote Portfolios, L.L.C., David E. Shaw may be deemed to have the shared power to vote or direct the vote of, and the shared power to dispose or direct the disposition of, the 4,860,827 shares described above constituting 5.1% of the outstanding shares and, therefore, David E. Shaw may be deemed to be the beneficial owner of such shares. David E. Shaw disclaims beneficial ownership of such 4,860,827 shares.
Item 5. | Ownership of Five Percent or Less of a Class |
Not Applicable |
|
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Not Applicable |
|
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. |
Not Applicable |
|
Item 8. | Identification and Classification of Members of the Group |
Not Applicable |
|
Item 9. | Notice of Dissolution of Group |
Not Applicable |
|
Item 10. | Certification |
By signing below, each of D. E. Shaw Heliant Manager, L.L.C., D. E. Shaw Heliant Adviser, L.L.C., D. E. Shaw & Co., L.L.C., D. E. Shaw & Co., L.P., and David E. Shaw certify that, to the best of such reporting person’s knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purposes or effect.
SIGNATURE
After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Powers of Attorney, dated December 16, 2014, granted by David E. Shaw in favor of Nathan Thomas, are attached hereto.
Dated: September 14, 2015
| D. E. Shaw Heliant Manager, L.L.C. |
| |
| By: | /s/ Nathan Thomas |
| | Nathan Thomas |
| | Authorized Signatory |
| | |
| D. E. Shaw Heliant Adviser, L.L.C. |
| | |
| By: | /s/ Nathan Thomas |
| | Nathan Thomas |
| | Chief Compliance Officer |
| | |
| D. E. Shaw & Co., L.L.C. |
| | |
| By: | /s/ Nathan Thomas |
| | Nathan Thomas |
| | Authorized Signatory |
| | |
| D. E. Shaw & Co., L.P. |
| | |
| By: | /s/ Nathan Thomas |
| | Nathan Thomas |
| | Chief Compliance Officer |
| | |
| David E. Shaw |
| | |
| By: | /s/ Nathan Thomas |
| | Nathan Thomas |
| | Attorney-in-Fact for David E. Shaw |