The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
* APPLE INC COM | Com | 037833100 | 1,414 | 13,901 | SH | SOLE | 0 | 0 | 0 | ||
* GALLAGHER ARTHUR J & CO COM | Com | 363576109 | 623 | 13,371 | SH | SOLE | 0 | 0 | 0 | ||
AMERICAN NATL BANKSHARES INC COM | Com | 027745108 | 239 | 10,991 | SH | SOLE | 0 | 0 | 0 | ||
* ARENA PHARMACEUTICALS INC COM | Com | 040047102 | 62 | 10,600 | SH | SOLE | 0 | 0 | 0 | ||
AMERICAN STD ENERGY | Com | 02971T107 | 44 | 146,743 | SH | SOLE | 0 | 0 | 0 | ||
* BANK OF AMERICA CORPORATION COM | Com | 060505104 | 277 | 18,042 | SH | SOLE | 0 | 0 | 0 | ||
* BRISTOL MYERS SQUIBB CO COM | Com | 110122108 | 933 | 19,228 | SH | SOLE | 0 | 0 | 0 | ||
* BERKSHIRE HATHAWAY INC DEL CL B NEW | Com | 084670702 | 430 | 3,398 | SH | SOLE | 0 | 0 | 0 | ||
CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2017 | ETF | 18383M548 | 412 | 17,996 | SH | SOLE | 0 | 0 | 0 | ||
CLAYMORE EXCHANGE TRD FD TR GUG BULL2018 E | ETF | 18383M530 | 243 | 11,420 | SH | SOLE | 0 | 0 | 0 | ||
CLAYMORE EXCHANGE TRD FD TR GUG BULL2019 E | ETF | 18383M522 | 269 | 12,713 | SH | SOLE | 0 | 0 | 0 | ||
* VANGUARD BD INDEX FD INC SHORT TRM BOND | ETF | 921937827 | 1,419 | 17,658 | SH | SOLE | 0 | 0 | 0 | ||
* SPDR SERIES TRUST BRCLYS INTL ETF | ETF | 78464A516 | 2,297 | 37,768 | SH | SOLE | 0 | 0 | 0 | ||
SPDR SERIES TRUST SHRT INTL ETF | ETF | 78464A334 | 7,426 | 203,518 | SH | SOLE | 0 | 0 | 0 | ||
* CHUBB CORP COM | Com | 171232101 | 369 | 4,000 | SH | SOLE | 0 | 0 | 0 | ||
* CELGENE CORP COM | Com | 151020104 | 30,225 | 325,312 | SH | SOLE | 0 | 0 | 0 | ||
CELGENE CORP RIGHT 12/31/2030 | RIGHT 12/31/2030 | 151020112 | 841 | 323,456 | SH | SOLE | 0 | 0 | 0 | ||
CHIMERA INVT CORP | Com | 16934Q109 | 75 | 25,000 | SH | SOLE | 0 | 0 | 0 | ||
CFS BANCORP INC | Com | 12525D102 | 121 | 11,318 | SH | SOLE | 0 | 0 | 0 | ||
* CAMPBELL SOUP CO COM | Com | 134429109 | 228 | 4,970 | SH | SOLE | 0 | 0 | 0 | ||
CISCO SYS INC | Com | 17275R102 | 516 | 20,805 | SH | SOLE | 0 | 0 | 0 | ||
* CHEVRON CORP NEW COM | Com | 166764100 | 382 | 2,924 | SH | SOLE | 0 | 0 | 0 | ||
* POWERSHARES DB CMDTY IDX TRA UNIT BEN INT | ETF | 73935S105 | 1,720 | 64,702 | SH | SOLE | 0 | 0 | 0 | ||
* DBX ETF TR XTRAK MSCI EAFE | ETF | 233051200 | 483 | 17,507 | SH | SOLE | 0 | 0 | 0 | ||
* ISHARES SELECT DIVID ETF | ETF | 464287168 | 1,343 | 17,441 | SH | SOLE | 0 | 0 | 0 | ||
EMERGING MARKETS ETF | ETF | 464287234 | 411 | 95,294 | SH | SOLE | 0 | 0 | 0 | ||
* ISHARES MSCI EAFE ETF | ETF | 464287465 | 10,724 | 157,206 | SH | SOLE | 0 | 0 | 0 | ||
* WISDOMTREE TR EM LCL DEBT FD | ETF | 97717X867 | 634 | 13,339 | SH | SOLE | 0 | 0 | 0 | ||
* ISHARES JP MOR EM MK ETF | ETF | 464288281 | 3,488 | 30,263 | SH | SOLE | 0 | 0 | 0 | ||
E M C CORP MASS | Com | 268648102 | 1,907 | 73,987 | SH | SOLE | 0 | 0 | 0 | ||
* ENZON PHARMACEUTICALS INC COM | Com | 293904108 | 21 | 20,000 | SH | SOLE | 0 | 0 | 0 | ||
* FACEBOOK INC CL A | Com | 30303M102 | 407 | 6,054 | SH | SOLE | 0 | 0 | 0 | ||
* FIRST MERCHANTS CORP COM | Com | 320817109 | 2,054 | 97,173 | SH | SOLE | 0 | 0 | 0 | ||
GENERAL ELECTRIC CO | Com | 369604103 | 1,157 | 44,314 | SH | SOLE | 0 | 0 | 0 | ||
SPDR GOLD TR GOLD | ETF | 78463V107 | 1,063 | 8,347 | SH | SOLE | 0 | 0 | 0 | ||
* GOOGLE INC CL C ADDED | Com | 38259P706 | 512 | 890 | SH | SOLE | 0 | 0 | 0 | ||
* GOOGLE INC CL A | Com | 38259P508 | 485 | 829 | SH | SOLE | 0 | 0 | 0 | ||
* ISHARES S&P GSCI COMMODITY I UNIT BEN INT | ETF | 46428R107 | 522 | 15,383 | SH | SOLE | 0 | 0 | 0 | ||
CLAYMORE EXCHANGE TRD FD TR GUGG ENH SHT DUR | ETF | 18383M654 | 949 | 18,850 | SH | SOLE | 0 | 0 | 0 | ||
* SPDR INDEX SHS FDS S&P INTL SMLCP | ETF | 78463X871 | 215 | 6,105 | SH | SOLE | 0 | 0 | 0 | ||
* INTERNATIONAL BUSINESS MACHS COM | Com | 459200101 | 665 | 3,671 | SH | SOLE | 0 | 0 | 0 | ||
INTEL CORP | Com | 458140100 | 301 | 10,750 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES S&P 500 | ETF | 464287408 | 612 | 6,799 | SH | SOLE | 0 | 0 | 0 | ||
* ISHARES CORE S&P500 ETF | ETF | 464287200 | 821 | 4,165 | SH | SOLE | 0 | 0 | 0 | ||
* ISHARES S&P 500 GRWT ETF | ETF | 464287309 | 696 | 6,618 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES RUSSELL | ETF | 464287598 | 2,428 | 24,020 | SH | SOLE | 0 | 0 | 0 | ||
* ISHARES RUS 1000 GRW ETF | ETF | 464287614 | 1,566 | 17,224 | SH | SOLE | 0 | 0 | 0 | ||
* ISHARES RUS 2000 VAL ETF | ETF | 464287630 | 1,005 | 9,731 | SH | SOLE | 0 | 0 | 0 | ||
* ISHARES RUS 2000 GRW ETF | ETF | 464287648 | 875 | 6,320 | SH | SOLE | 0 | 0 | 0 | ||
* ISHARES RUS MD CP GR ETF | ETF | 464287481 | 1,407 | 15,231 | SH | SOLE | 0 | 0 | 0 | ||
* ISHARES RUS MDCP VAL ETF | ETF | 464287473 | 2,368 | 32,614 | SH | SOLE | 0 | 0 | 0 | ||
JOHNSON & JOHNSON | Com | 478160104 | 4,222 | 40,626 | SH | SOLE | 0 | 0 | 0 | ||
* SPDR SERIES TRUST BRC HGH YLD BD | ETF | 78464A417 | 1,507 | 36,101 | SH | SOLE | 0 | 0 | 0 | ||
JPMORGAN CHASE & CO | Com | 46625H100 | 1,789 | 31,244 | SH | SOLE | 0 | 0 | 0 | ||
METABOLIX INC COM | Com | 591018809 | 633 | 655,061 | SH | SOLE | 0 | 0 | 0 | ||
* MONDELEZ INTL INC CL A | Com | 609207105 | 221 | 5,877 | SH | SOLE | 0 | 0 | 0 | ||
* ALTRIA GROUP INC COM | Com | 02209S103 | 801 | 19,090 | SH | SOLE | 0 | 0 | 0 | ||
* MONSANTO CO NEW COM | Com | 61166W101 | 208 | 1,668 | SH | SOLE | 0 | 0 | 0 | ||
MICROSOFT CORP | Com | 594918104 | 777 | 19,284 | SH | SOLE | 0 | 0 | 0 | ||
MAXIM INTEGRATED | Com | 57772K101 | 2,406 | 72,432 | SH | SOLE | 0 | 0 | 0 | ||
NEWSTAR FINL INC COM | Com | 65251F105 | 197 | 14,804 | SH | SOLE | 0 | 0 | 0 | ||
* NOKIA CORP SPONSORED ADR | Com | 654902204 | 93 | 12,362 | SH | SOLE | 0 | 0 | 0 | ||
NPS PHARMACEUTICALS | Com | 62936P103 | 2,169 | 77,831 | SH | SOLE | 0 | 0 | 0 | ||
* NOVARTIS A G SPONSORED ADR | Com | 66987V109 | 279 | 3,086 | SH | SOLE | 0 | 0 | 0 | ||
* ISHARES S&P 100 ETF | ETF | 464287101 | 1,136 | 13,124 | SH | SOLE | 0 | 0 | 0 | ||
* PUBLIC SVC ENTERPRISE GROUP COM | Com | 744573106 | 553 | 13,546 | SH | SOLE | 0 | 0 | 0 | ||
* PEPSICO INC COM | Com | 713448108 | 457 | 5,111 | SH | SOLE | 0 | 0 | 0 | ||
* PFIZER INC COM | Com | 717081103 | 307 | 10,342 | SH | SOLE | 0 | 0 | 0 | ||
* ISHARES U.S. PFD STK ETF | ETF | 464288687 | 304 | 7,616 | SH | SOLE | 0 | 0 | 0 | ||
* PHILIP MORRIS INTL INC COM | Com | 718172109 | 1,509 | 17,894 | SH | SOLE | 0 | 0 | 0 | ||
* ROYAL DUTCH SHELL PLC SPONS ADR A | ADR | 780259206 | 206 | 2,502 | SH | SOLE | 0 | 0 | 0 | ||
* SPDR INDEX SHS FDS DJ GLB RL ES ETF | ETF | 78463X749 | 342 | 7,338 | SH | SOLE | 0 | 0 | 0 | ||
* SPDR INDEX SHS FDS DJ INTL RL ETF | ETF | 78463X863 | 1,894 | 42,801 | SH | SOLE | 0 | 0 | 0 | ||
* SPDR SERIES TRUST S&P DIVID ETF | ETF | 78464A763 | 1,846 | 24,101 | SH | SOLE | 0 | 0 | 0 | ||
* SCHLUMBERGER LTD COM | Com | 806857108 | 575 | 4,878 | SH | SOLE | 0 | 0 | 0 | ||
* SPDR S&P 500 ETF TR TR UNIT | ETF | 78462F103 | 201 | 1,028 | SH | SOLE | 0 | 0 | 0 | ||
* AT&T INC COM | Com | 00206R102 | 552 | 15,605 | SH | SOLE | 0 | 0 | 0 | ||
* TICC CAPITAL CORP COM | Com | 87244T109 | 102 | 10,300 | SH | SOLE | 0 | 0 | 0 | ||
* ISHARES TIPS BD ETF | ETF | 464287176 | 4,265 | 36,974 | SH | SOLE | 0 | 0 | 0 | ||
* TOTAL S A SPONSORED ADR | ADR | 89151E109 | 213 | 2,957 | SH | SOLE | 0 | 0 | 0 | ||
* UNITED TECHNOLOGIES CORP COM | Com | 913017109 | 256 | 2,214 | SH | SOLE | 0 | 0 | 0 | ||
* UNIVERSAL CORP VA COM | Com | 913456109 | 500 | 9,027 | SH | SOLE | 0 | 0 | 0 | ||
* VANGUARD INTL EQUITY INDEX F ALLWRLD EX US | ETF | 922042775 | 293 | 5,600 | SH | SOLE | 0 | 0 | 0 | ||
* VANGUARD INDEX FDS REIT ETF | ETF | 922908553 | 2,176 | 29,074 | SH | SOLE | 0 | 0 | 0 | ||
* VANGUARD INDEX FDS EXTEND MKT ETF | ETF | 922908652 | 5,361 | 61,097 | SH | SOLE | 0 | 0 | 0 | ||
* VERIZON COMMUNICATIONS INC COM | Com | 92343V104 | 620 | 12,663 | SH | SOLE | 0 | 0 | 0 | ||
EXXON MOBIL CORP | Com | 30231G102 | 3,471 | 34,501 | SH | SOLE | 0 | 0 | 0 |