- AUMN Dashboard
- Financials
- Filings
-
Holdings
- Transcripts
- ETFs
- Insider
- Institutional
- Shorts
-
S-3 Filing
Golden Minerals (AUMN) S-3Shelf registration
Filed: 21 Jun 24, 5:26pm
Exhibit 107
Calculation of Filing Fee Tables
S-3
(Form Type)
GOLDEN MINERALS COMPANY
(Exact Name of Registrant as Specified in its Charter)
Table 1: Newly Registered Securities
| | | | | (4) | |||||||
| Security Type | Security Class Title(1) | Fee Calculation or Carry Forward Rule | Amount Registered(2) | Proposed | Maximum | Fee Rate | Amount of | Carry Forward Form Type | Carry Forward File Number | Carry Forward Initial effective date | Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward(4) |
Newly Registered Shares | ||||||||||||
Fees to be paid | Debt | Senior Debt Securities | Rule 457(o) | (2) | (3) | (2) | | | | | | |
| Debt | Subordinated Debt Securities | Rule 457(o) | (2) | (3) | (2) | | | | | | |
| Equity | Common Stock, $0.01 par value | Rule 457(o) | (2) | (3) | (2) | | | | | | |
| Equity | Preferred Stock, $0.01 par value | Rule 457(o) | (2) | (3) | (2) | | | | | | |
| Other | Warrants | Rule 457(o) | (2) | (3) | (2) | | | | | | |
| Other | Rights | Rule 457(o) | (2) | (3) | (2) | | | | | | |
| Other | Units | Rule 457(o) | (2) | (3) | (2) | | | | | | |
| Other | Depositary Shares | Rule 457(o) | (2) | (3) | (2) | | | | | | |
| Unallocated (Universal) Shelf | Unallocated (Universal) Shelf | Rule 457(o) | (2) | (3) | $147.60 per $1,000,000 | $11,070.00 | | | | | |
| Total Offering Amounts | | $75,000,000 | | $11,070.00 | | | | | |||
| Total Fee Offsets | | | | $11,070.00 | | | | | |||
| Net Fee Due | | | | $0.00 | | | | |
|
| (1) | Any securities registered hereunder may be sold separately or as units with other securities registered hereunder. The securities which may be offered pursuant to this Registration Statement include, pursuant to Rule 416 of the Securities Act of 1933, as amended (the “Securities Act”), such additional number of shares of the registrant’s common shares that may become issuable as a result of any stock split, stock dividends or similar event. |
| (2) | An indeterminate aggregate offering price and number or amount of the securities of each identified class is being registered as may from time to time be sold at indeterminate prices, with a maximum aggregate offering price not to exceed $75,000,000. Separate consideration may or may not be received for securities that are issuable upon conversion of, or in exchange for, or upon exercise of, convertible or exchangeable securities. |
(3) | The proposed maximum offering price per share will be determined from time to time by the Registrant in connection with the issuance by the Registrant of the securities hereunder and is not specified as to each class of security pursuant to Item 16(b) of Form S-3 under the Securities Act. | |
| (4) | Pursuant to Rule 457(o) under the Securities Act, the registration fee has been calculated on the basis of the maximum aggregate offering price. This registration statement includes a total of $193,436,638 of unsold securities that had previously been registered under the registrant’s registration statement on Form S-3 (No. 333-249218) filed the with Securities and Exchange Commission on October 1, 2020, and declared effective on October 14, 2020 (the “Prior Registration Statement”). In connection with the registration of securities ($200,000,000 total) on the Prior Registration Statement, the registrant paid a total registration fee of $21,820 a portion of which ($193,436,638 or $21,104 in fees) was not sold thereunder. Pursuant to Rule 457(p) under the Securities Act, the registrant is offsetting the $21,104 that was previously paid and unused under the Prior Registration Statement against the $11,070 registration fee relating to the securities offered by this registration statement, leaving a filing fee of zero dollars owed in connection with the securities registered hereunder. |
Table 2: Fee Offset Claims and Sources
| | | | | (4) | |||||||||
| Registrant or Filer Name | Form or Filing Type | File Number | Initial Filing Date | Filing Date | Fee Offset Claimed | Security Type Associated with Fee Offset Claimed | Security Title Associated with Fee Offset Claimed | Unsold Securities Associated with Fee Offset Claimed | Carry Forward File Number | Unsold Aggregate Offering Amount Associated with Fee Offset Claimed | Fee Paid with Fee Offset Source | ||
Rules 457(b) and 0-11(a)(2) | ||||||||||||||
Fee Offset Claims | | | | | | | | | | | | | ||
Fee Offset Sources | | | | | | | | | | | | | ||
Rule 457 (p) | ||||||||||||||
Fee Offset Claims(1)(2)) | Golden Minerals Co. | S-3 | 333-249218 | 10/01/2020 | | 11,070.00 | Unallocated (Universal) Shelf | Unallocated (Universal) Shelf | 193,436,638 | | 21,104.00 | | ||
Fees offset sources | Golden Minerals Co. | S-3 | 333-249218 | 10/01/2020 | 10/14/2020 | | | | | | | | ||
Fees offset sources | Golden Minerals Co. | S-3 | 333-220461 | | 9/14/2017 | | | | | | | | ||
Fee offset sources | Golden Minerals Co. | S-3 | 333-199026 | | 9/30/2014 | | | | | | | 774.00 | ||
Fee offset sources | Golden Minerals Co. | S-3 | 333-177117 | | 9/30/2011 | | | | | | | 10,296.00 |
Rule 457 (p) Statement of Withdrawal, Termination or Completion | |||||||||||||||
| (1) | The proposed maximum offering price per share will be determined from time to time by the Registrant in connection with the issuance by the Registrant of the securities hereunder and is not specified as to each class of security pursuant to Item 16(b) of Form S-3 under the Securities Act. | |||||||||||||
| (2) | Pursuant to Rule 457(o) under the Securities Act, the registration fee has been calculated on the basis of the maximum aggregate offering price. This registration statement includes a total of $193,436,638 of unsold securities that had previously been registered under the registrant’s registration statement on Form S-3 (No. 333-249218) filed the with Securities and Exchange Commission on October 1, 2020, and declared effective on October 14, 2020 (the “Prior Registration Statement”). In connection with the registration of securities ($200,000,000 total) on the Prior Registration Statement, the registrant paid a total registration fee of $21,820 a portion of which ($193,436,638 or $21,104 in fees) was not sold thereunder. Pursuant to Rule 457(p) under the Securities Act, the registrant is offsetting the $21,104 that was previously paid and unused under the Prior Registration Statement against the $11,070 registration fee relating to the securities offered by this registration statement, leaving a filing fee of zero dollars owed in connection with the securities registered hereunder. |