UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D)
OF THE SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended December 31, 2003
Commission file number 0-20797
RUSH ENTERPRISES, INC.
(Exact name of registrant as specified in its charter)
| Texas (State or other jurisdiction of incorporation or organization) | 74-1733016 (I.R. S. Employer Identification No.) | |
555 IH 35 South, New Braunfels, TX (Address of principal executive offices) | 78130 (Zip Code) |
Registrant's telephone number, including area code:(830) 626-5200
Securities registered pursuant to Section 12(b) of the Act:
None
Securities registered pursuant to Section 12(g) of the Act:
Common Stock, $.01 par value
(Title of Class)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter periods that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes ý No o
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. ý
Indicate by check mark whether the registrant is an accelerated filer (as defined in Rule 12b-2 or the Act). Yes o No ý
The aggregate market value of voting stock held by non-affiliates of the registrant as of June 30, 2003 was $39,874,477 based upon the last sales price on June 30, 2003 on the NASDAQ National Market of $4.55 for the Company's Class A Common Stock and $4.82 for the Company's Class B Common Stock.
The registrant had 7,055,726 shares of Class A Common Stock and 7,055,812 shares of Class B Common Stock outstanding on March 8, 2004.
DOCUMENTS INCORPORATED BY REFERENCE
Portions of registrant's definitive proxy statement for the registrant's 2004 Annual Meeting of Shareholders, to be filed with the Securities and Exchange Commission not later than April 30, 2004, are incorporated by reference into Part III of this Form 10-K.
The Company is filing this amendment to our Annual Report on Form 10-K for the year ended December 31, 2003 (the "Report"), originally filed with the Securities and Exchange Commission on March 30, 2004, in response to comments received from the Securities and Exchange Commission. The sole purpose of this Form 10-K/A is to include corrected certifications of the Chief Executive Officer and Chief Financial Officer under Section 302 of the Sarbanes-Oxley Act of 2002 (the "Certifications") contained in the Report. The Certifications originally included in the Report filed March 30, 2004 inadvertently omitted the language "(the registrant's fourth fiscal quarter in the case of an annual report)" from paragraph 4(c).
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Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| RUSH ENTERPRISES, INC. | ||||
By: | /s/ W. MARVIN RUSH W. Marvin Rush Chairman and Chief Executive Officer | Date: November 12, 2004 | ||
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities on the dates indicated:
| Signature | Capacity | Date | ||
|---|---|---|---|---|
| /s/ W. MARVIN RUSH W. Marvin Rush | Chairman and Chief Executive Officer, Director (Principal Executive Officer) | November 12, 2004 | ||
/s/W. M. "RUSTY" RUSH W. M. "Rusty" Rush | President, Director | November 12, 2004 | ||
/s/ MARTIN A. NAEGELIN, JR. Martin A. Naegelin, Jr. | Senior Vice President and Chief Financial Officer (Principal Financial and Accounting Officer) | November 12, 2004 | ||
/s/ RONALD J. KRAUSE Ronald J. Krause | Director | November 12, 2004 | ||
/s/ JOHN D. ROCK John D. Rock | Director | November 12, 2004 | ||
/s/ HAROLD D. MARSHALL Harold D. Marshall | Director | November 12, 2004 | ||
/s/ THOMAS A. AKIN Thomas A. Akin | Director | November 12, 2004 |
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