| Mid-Cap Value Fund | 07/01/2012 to 06/30/2013 |
| ICA File Number: 811-07605 |
| Registrant Name: T. Rowe Price Mid-Cap Value Fund, Inc. |
| Reporting Period: 07/01/2012 - 06/30/2013 |
| |
| |
| FORM N-PX |
| |
| ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT |
| INVESTMENT COMPANY |
| |
| Investment Company Act file number 811-07605 |
| |
| T. Rowe Price Mid-Cap Value Fund, Inc. |
|
| (Exact name of registrant as specified in charter) |
| |
| 100 East Pratt Street Baltimore, Maryland 21202 |
|
| (Address of principal executive offices) |
| |
| Edward C. Bernard |
| 100 East Pratt Street |
| Baltimore, Maryland 21202 |
|
| (Name and address of agent for service) |
| |
| Registrant’s telephone number, including area code: (410) 345-3577 |
| |
| Date of fiscal year end: 12/31 |
| |
| Date of reporting period: 07/01/2012 to 06/30/2013 |
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| SIGNATURES |
| |
| Pursuant to the requirements of the Investment Company Act of 1940, the |
| registrant has duly caused this report to be signed on its behalf by the |
| undersigned, thereunto duly authorized. |
| |
| (Registrant) T. Rowe Price Mid-Cap Value Fund, Inc. |
| |
| By (Signature and Title) /s/ Edward C. Bernard |
| Edward C. Bernard, Chairman of the Board - T. Rowe Price Funds |
| |
| Date August 30, 2013 |
Mid-Cap Value Fund
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ACCO BRANDS CORPORATION
Meeting Date: MAY 07, 2013
Record Date: MAR 18, 2013
Meeting Type: ANNUAL | Ticker: ACCO
Security ID: 00081T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George V. Bayly | Management | For | For |
| 1.2 | Elect Director James A. Buzzard | Management | For | Withhold |
| 1.3 | Elect Director Kathleen S. Dvorak | Management | For | For |
| 1.4 | Elect Director G. Thomas Hargrove | Management | For | For |
| 1.5 | Elect Director Robert H. Jenkins | Management | For | For |
| 1.6 | Elect Director Robert J. Keller | Management | For | For |
| 1.7 | Elect Director Thomas Kroeger | Management | For | For |
| 1.8 | Elect Director Michael Norkus | Management | For | For |
| 1.9 | Elect Director E. Mark Rajkowski | Management | For | Withhold |
| 1.10 | Elect Director Sheila G. Talton | Management | For | For |
| 1.11 | Elect Director Norman H. Wesley | Management | For | For |
| 1.12 | Elect Director Boris Elisman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ADTRAN, INC.
Meeting Date: MAY 08, 2013
Record Date: MAR 08, 2013
Meeting Type: ANNUAL | Ticker: ADTN
Security ID: 00738A106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas R. Stanton | Management | For | For |
| 1.2 | Elect Director H. Fenwick Huss | Management | For | For |
| 1.3 | Elect Director Ross K. Ireland | Management | For | For |
| 1.4 | Elect Director William L. Marks | Management | For | For |
| 1.5 | Elect Director James E. Matthews | Management | For | For |
| 1.6 | Elect Director Balan Nair | Management | For | Withhold |
| 1.7 | Elect Director Roy J. Nichols | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN ELECTRIC POWER COMPANY, INC.
Meeting Date: APR 23, 2013
Record Date: FEB 25, 2013
Meeting Type: ANNUAL | Ticker: AEP
Security ID: 025537101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nicholas K. Akins | Management | For | For |
| 1.2 | Elect Director David J. Anderson | Management | For | For |
| 1.3 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
| 1.4 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.5 | Elect Director Thomas E. Hoaglin | Management | For | For |
| 1.6 | Elect Director Sandra Beach Lin | Management | For | For |
| 1.7 | Elect Director Michael G. Morris | Management | For | For |
| 1.8 | Elect Director Richard C. Notebaert | Management | For | For |
| 1.9 | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1.10 | Elect Director Stephen S. Rasmussen | Management | For | For |
| 1.11 | Elect Director Oliver G. Richard, III | Management | For | For |
| 1.12 | Elect Director Richard L. Sandor | Management | For | For |
| 1.13 | Elect Director Sara Martinez Tucker | Management | For | For |
| 1.14 | Elect Director John F. Turner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
ANGLOGOLD ASHANTI LTD
Meeting Date: MAR 11, 2013
Record Date: FEB 15, 2013
Meeting Type: SPECIAL | Ticker: ANG
Security ID: 035128206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Long Term Incentive Plan 2005 | Management | For | For |
| 2 | Amend Bonus Share Plan 2005 | Management | For | For |
| 3 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
ANGLOGOLD ASHANTI LTD
Meeting Date: MAR 27, 2013
Record Date: FEB 15, 2013
Meeting Type: SPECIAL | Ticker: ANG
Security ID: 035128206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt New Memorandum of Incorporation | Management | For | For |
| 1 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
ANGLOGOLD ASHANTI LTD
Meeting Date: MAY 13, 2013
Record Date: APR 15, 2013
Meeting Type: ANNUAL | Ticker: ANG
Security ID: 035128206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reappoint Ernst & Young Inc as Auditors of the Company | Management | For | For |
| 2 | Elect Michael Kirkwood as Director | Management | For | For |
| 3 | Elect Tony O'Neill as Director | Management | For | For |
| 4 | Re-elect Srinivasan Venkatakrishnan (Venkat) as Director | Management | For | For |
| 5 | Re-elect Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | Management | For | For |
| 6 | Elect Michael Kirkwood as Member of the Audit and Corporate Governance Committee | Management | For | For |
| 7 | Re-elect Rhidwaan Gasant as Member of the Audit and Corporate Governance Committee | Management | For | For |
| 8 | Re-elect Nozipho January-Bardill as Member of the Audit and Corporate Governance Committee | Management | For | For |
| 9 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 10 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | Management | For | For |
| 11 | Approve Remuneration Policy | Management | For | For |
| 12 | Approve Increase in Non-executive Directors Fees | Management | For | For |
| 13 | Approve Increase in Non-executive Directors' Fees for Board Committees and Statutory Committee Meetings | Management | For | For |
| 14 | Authorise Repurchase of Up to Five Percent of Issued Share Capital | Management | For | For |
| 15 | Approve Financial Assistance to Related or Inter-related Company or Corporation | Management | For | For |
| |
|---|
APPLIED MATERIALS, INC.
Meeting Date: MAR 05, 2013
Record Date: JAN 09, 2013
Meeting Type: ANNUAL | Ticker: AMAT
Security ID: 038222105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Aart J. de Geus | Management | For | For |
| 1b | Elect Director Stephen R. Forrest | Management | For | For |
| 1c | Elect Director Thomas J. Iannotti | Management | For | For |
| 1d | Elect Director Susan M. James | Management | For | For |
| 1e | Elect Director Alexander A. Karsner | Management | For | For |
| 1f | Elect Director Gerhard H. Parker | Management | For | For |
| 1g | Elect Director Dennis D. Powell | Management | For | For |
| 1h | Elect Director Willem P. Roelandts | Management | For | For |
| 1i | Elect Director James E. Rogers | Management | For | For |
| 1j | Elect Director Michael R. Splinter | Management | For | For |
| 1k | Elect Director Robert H. Swan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ARCHER-DANIELS-MIDLAND COMPANY
Meeting Date: NOV 01, 2012
Record Date: SEP 07, 2012
Meeting Type: ANNUAL | Ticker: ADM
Security ID: 039483102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
| 1.2 | Elect Director George W. Buckley | Management | For | For |
| 1.3 | Elect Director Mollie Hale Carter | Management | For | For |
| 1.4 | Elect Director Terrell K. Crews | Management | For | For |
| 1.5 | Elect Director Pierre Dufour | Management | For | For |
| 1.6 | Elect Director Donald E. Felsinger | Management | For | For |
| 1.7 | Elect Director Antonio Maciel | Management | For | For |
| 1.8 | Elect Director Patrick J. Moore | Management | For | For |
| 1.9 | Elect Director Thomas F. O'Neill | Management | For | For |
| 1.10 | Elect Director Daniel Shih | Management | For | For |
| 1.11 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 1.12 | Elect Director Patricia A. Woertz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| |
|---|
ARCHER-DANIELS-MIDLAND COMPANY
Meeting Date: MAY 02, 2013
Record Date: MAR 11, 2013
Meeting Type: ANNUAL | Ticker: ADM
Security ID: 039483102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
| 1.2 | Elect Director George W. Buckley | Management | For | For |
| 1.3 | Elect Director Mollie Hale Carter | Management | For | For |
| 1.4 | Elect Director Terell K. Crews | Management | For | For |
| 1.5 | Elect Director Pierre Dufour | Management | For | For |
| 1.6 | Elect Director Donald E. Felsinger | Management | For | For |
| 1.7 | Elect Director Antonio Maciel | Management | For | For |
| 1.8 | Elect Director Patrick J. Moore | Management | For | For |
| 1.9 | Elect Director Thomas F. O'Neill | Management | For | For |
| 1.10 | Elect Director Daniel Shih | Management | For | For |
| 1.11 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 1.12 | Elect Director Patricia A. Woertz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ASML HOLDING NV
Meeting Date: SEP 07, 2012
Record Date: JUL 19, 2012
Meeting Type: SPECIAL | Ticker: ASML
Security ID: N07059186
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Announcements Re: Customer Co-Investment Program | Management | None | None |
| 3a | Grant Board Authority to Issue Shares Up To 25 Percent of Issued Capital Re: Customer Co-Investment Program | Management | For | For |
| 3b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 3a | Management | For | For |
| 4a | Amend Articles to Create New Share Class: Ordinary Shares M | Management | For | For |
| 4b | Increase Par Value per Ordinary Share | Management | For | For |
| 4c | Approve Reduction in Share Capital by Decreasing Nominal Value per Share | Management | For | For |
| 4d | Amend Articles Re: Consolidation of Ordinary Shares A at an Exchange Ratio | Management | For | For |
| 4e | Amend Articles to Eliminate Two Ordinary Share Classes A and M and Convert into One Ordinary Share Class | Management | For | For |
| 5 | Authorize each Director and any Lawyer and Paralegals from De Brauw Blackstone Westbroek NV to Execute the Notarial Deeds of Amendments | Management | For | For |
| 6a | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
| 6b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a | Management | For | For |
| 6c | Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
| 6d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6c | Management | For | For |
| 7 | Other Business (Non-Voting) | Management | None | None |
| 8 | Close Meeting | Management | None | None |
| |
|---|
ASML HOLDING NV
Meeting Date: APR 24, 2013
Record Date: MAR 27, 2013
Meeting Type: ANNUAL | Ticker: ASML
Security ID: N07059210
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 7 | Approve Dividends of EUR 0.53 Per Share | Management | For | For |
| 8 | Approve Remuneration Policy 2014 for Management Board Members | Management | For | For |
| 9a | Approve Performance Share Arrangement According to Remuneration Policy 2010 | Management | For | For |
| 9b | Approve Performance Share Arrangement According to Remuneration Policy 2014 | Management | For | For |
| 10 | Approve Numbers of Stock Options, Respectively Shares, for Employees | Management | For | For |
| 11 | Announce Intention to Reappoint F.J. van Hout to Management Board | Management | None | None |
| 12a | Reelect H.C.J. van den Burg to Supervisory Board | Management | For | For |
| 12b | Reelect P.F.M. van der Meer Mohr to Supervisory Board | Management | For | For |
| 12c | Reelect W.H. Ziebart to Supervisory Board | Management | For | For |
| 12d | Elect D.A. Grose to Supervisory Board | Management | For | For |
| 12e | Elect C.M.S. Smits-Nusteling to Supervisory Board | Management | For | For |
| 13 | Announcement of Retirement of Supervisory Board Members F.W. Frohlich and OB Bilous by Rotation in 2014 | Management | None | None |
| 14 | Ratify Deloitte Accountants as Auditors | Management | For | For |
| 15a | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital | Management | For | For |
| 15b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 15a | Management | For | For |
| 15c | Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
| 15d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 15c | Management | For | For |
| 16a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Authorize Cancellation of Repurchased Shares | Management | For | For |
| 18 | Other Business (Non-Voting) | Management | None | None |
| 19 | Close Meeting | Management | None | None |
| |
|---|
AUTOMATIC DATA PROCESSING, INC.
Meeting Date: NOV 13, 2012
Record Date: SEP 14, 2012
Meeting Type: ANNUAL | Ticker: ADP
Security ID: 053015103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ellen R. Alemany | Management | For | For |
| 1.2 | Elect Director Gregory D. Brenneman | Management | For | For |
| 1.3 | Elect Director Leslie A. Brun | Management | For | For |
| 1.4 | Elect Director Richard T. Clark | Management | For | For |
| 1.5 | Elect Director Eric C. Fast | Management | For | For |
| 1.6 | Elect Director Linda R. Gooden | Management | For | For |
| 1.7 | Elect Director R. Glenn Hubbard | Management | For | For |
| 1.8 | Elect Director John P. Jones | Management | For | For |
| 1.9 | Elect Director Carlos A. Rodriguez | Management | For | For |
| 1.10 | Elect Director Enrique T. Salem | Management | For | For |
| 1.11 | Elect Director Gregory L. Summe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AVON PRODUCTS, INC.
Meeting Date: MAY 02, 2013
Record Date: MAR 15, 2013
Meeting Type: ANNUAL | Ticker: AVP
Security ID: 054303102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas R. Conant | Management | For | For |
| 1.2 | Elect Director W. Don Cornwell | Management | For | For |
| 1.3 | Elect Director V. Ann Hailey | Management | For | For |
| 1.4 | Elect Director Fred Hassan | Management | For | Withhold |
| 1.5 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.6 | Elect Director Sheri S. McCoy | Management | For | For |
| 1.7 | Elect Director Ann S. Moore | Management | For | For |
| 1.8 | Elect Director Charles H. Noski | Management | For | For |
| 1.9 | Elect Director Gary M. Rodkin | Management | For | For |
| 1.10 | Elect Director Paula Stern | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Report on Safer Substitutes for Product Ingredients | Shareholder | Against | Against |
| |
|---|
AVX CORPORATION
Meeting Date: JUL 23, 2012
Record Date: JUN 11, 2012
Meeting Type: ANNUAL | Ticker: AVX
Security ID: 002444107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shoichi Aoki | Management | For | For |
| 1.2 | Elect Director John S. Gilbertson | Management | For | For |
| 1.3 | Elect Director Makoto Kawamura | Management | For | Withhold |
| 1.4 | Elect Director Joseph Stach | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AXIS CAPITAL HOLDINGS LIMITED
Meeting Date: MAY 03, 2013
Record Date: MAR 05, 2013
Meeting Type: ANNUAL | Ticker: AXS
Security ID: G0692U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Geoffrey Bell as Director | Management | For | For |
| 1.2 | Elect Albert A. Benchimol as Director | Management | For | For |
| 1.3 | Elect Christopher V. Greetham as Director | Management | For | For |
| 1.4 | Elect Maurice A. Keane as Director | Management | For | For |
| 1.5 | Elect Henry B. Smith as Director | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche Ltd as Auditors | Management | For | For |
| |
|---|
BANKUNITED, INC.
Meeting Date: MAY 23, 2013
Record Date: APR 18, 2013
Meeting Type: ANNUAL | Ticker: BKU
Security ID: 06652K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Bohlsen | Management | For | For |
| 1.2 | Elect Director Chinh E. Chu | Management | For | For |
| 1.3 | Elect Director Sue M. Cobb | Management | For | For |
| 1.4 | Elect Director Eugene F. DeMark | Management | For | For |
| 1.5 | Elect Director Michael J. Dowling | Management | For | For |
| 1.6 | Elect Director John A. Kanas | Management | For | For |
| 1.7 | Elect Director Thomas M. O'Brien | Management | For | For |
| 1.8 | Elect Director Wilbur L. Ross, Jr. | Management | For | For |
| 1.9 | Elect Director P. Olivier Sarkozy | Management | For | For |
| 1.10 | Elect Director Lance N. West | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
BEAM INC.
Meeting Date: APR 23, 2013
Record Date: FEB 22, 2013
Meeting Type: ANNUAL | Ticker: BEAM
Security ID: 073730103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard A. Goldstein | Management | For | For |
| 1b | Elect Director Stephen W. Golsby | Management | For | For |
| 1c | Elect Director Ann F. Hackett | Management | For | For |
| 1d | Elect Director A. D. David Mackay | Management | For | For |
| 1e | Elect Director Gretchen W. Price | Management | For | For |
| 1f | Elect Director Matthew J. Shattock | Management | For | For |
| 1g | Elect Director Robert A. Steele | Management | For | For |
| 1h | Elect Director Peter M. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BROWN-FORMAN CORPORATION
Meeting Date: JUL 26, 2012
Record Date: JUN 18, 2012
Meeting Type: ANNUAL | Ticker: BF.A
Security ID: 115637209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
CABLEVISION SYSTEMS CORPORATION
Meeting Date: MAY 23, 2013
Record Date: MAR 28, 2013
Meeting Type: ANNUAL | Ticker: CVC
Security ID: 12686C109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zachary W. Carter | Management | For | Withhold |
| 1.2 | Elect Director Thomas V. Reifenheiser | Management | For | Withhold |
| 1.3 | Elect Director John R. Ryan | Management | For | For |
| 1.4 | Elect Director Vincent Tese | Management | For | Withhold |
| 1.5 | Elect Director Leonard Tow | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CALPINE CORPORATION
Meeting Date: MAY 10, 2013
Record Date: MAR 12, 2013
Meeting Type: ANNUAL | Ticker: CPN
Security ID: 131347304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Cassidy | Management | For | For |
| 1.2 | Elect Director Jack A. Fusco | Management | For | For |
| 1.3 | Elect Director Robert C. Hinckley | Management | For | For |
| 1.4 | Elect Director Michael W. Hofmann | Management | For | For |
| 1.5 | Elect Director David C. Merritt | Management | For | For |
| 1.6 | Elect Director W. Benjamin Moreland | Management | For | For |
| 1.7 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
| 1.8 | Elect Director Denise M. O'Leary | Management | For | For |
| 1.9 | Elect Director J. Stuart Ryan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CAMPBELL SOUP COMPANY
Meeting Date: NOV 14, 2012
Record Date: SEP 17, 2012
Meeting Type: ANNUAL | Ticker: CPB
Security ID: 134429109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edmund M. Carpenter | Management | For | For |
| 1.2 | Elect Director Paul R. Charron | Management | For | For |
| 1.3 | Elect Director Bennett Dorrance | Management | For | For |
| 1.4 | Elect Director Lawrence C. Karlson | Management | For | For |
| 1.5 | Elect Director Randall W. Larrimore | Management | For | For |
| 1.6 | Elect Director Mary Alice Dorrance Malone | Management | For | For |
| 1.7 | Elect Director Sara Mathew | Management | For | For |
| 1.8 | Elect Director Denise M. Morrison | Management | For | For |
| 1.9 | Elect Director Charles R. Perrin | Management | For | For |
| 1.10 | Elect Director A. Barry Rand | Management | For | For |
| 1.11 | Elect Director Nick Shreiber | Management | For | For |
| 1.12 | Elect Director Tracey T. Travis | Management | For | For |
| 1.13 | Elect Director Archbold D. van Beuren | Management | For | For |
| 1.14 | Elect Director Les C. Vinney | Management | For | For |
| 1.15 | Elect Director Charlotte C. Weber | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CAPITOL FEDERAL FINANCIAL, INC.
Meeting Date: JAN 22, 2013
Record Date: DEC 07, 2012
Meeting Type: ANNUAL | Ticker: CFFN
Security ID: 14057J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John B. Dicus | Management | For | For |
| 1.2 | Elect Director James G. Morris | Management | For | For |
| 1.3 | Elect Director Jeffrey R. Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CARMAX, INC.
Meeting Date: JUN 24, 2013
Record Date: APR 19, 2013
Meeting Type: ANNUAL | Ticker: KMX
Security ID: 143130102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald E. Blaylock | Management | For | For |
| 1.2 | Elect Director Rakesh Gangwal | Management | For | For |
| 1.3 | Elect Director Mitchell D. Steenrod | Management | For | For |
| 1.4 | Elect Director Thomas G. Stemberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Amend Articles of Incorporation to Update and Modify Certain Provisions Related to Indemnification | Management | For | For |
| |
|---|
CHARTER COMMUNICATIONS, INC.
Meeting Date: APR 30, 2013
Record Date: MAR 01, 2013
Meeting Type: ANNUAL | Ticker: CHTR
Security ID: 16117M305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Lance Conn | Management | For | Withhold |
| 1.2 | Elect Director Darren Glatt | Management | For | For |
| 1.3 | Elect Director Craig A. Jacobson | Management | For | For |
| 1.4 | Elect Director Bruce A. Karsh | Management | For | For |
| 1.5 | Elect Director Edgar Lee | Management | For | For |
| 1.6 | Elect Director Jeffrey A. Marcus | Management | For | For |
| 1.7 | Elect Director John D. Markley, Jr. | Management | For | For |
| 1.8 | Elect Director David C. Merritt | Management | For | For |
| 1.9 | Elect Director Stan Parker | Management | For | For |
| 1.10 | Elect Director Thomas M. Rutledge | Management | For | For |
| 1.11 | Elect Director Eric L. Zinterhofer | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CINTAS CORPORATION
Meeting Date: OCT 16, 2012
Record Date: AUG 20, 2012
Meeting Type: ANNUAL | Ticker: CTAS
Security ID: 172908105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gerald S. Adolph | Management | For | For |
| 1b | Elect Director John F. Barrett | Management | For | For |
| 1c | Elect Director Melanie W. Barstad | Management | For | For |
| 1d | Elect Director Richard T. Farmer | Management | For | For |
| 1e | Elect Director Scott D. Farmer | Management | For | For |
| 1f | Elect Director James J. Johnson | Management | For | For |
| 1g | Elect Director Robert J. Kohlhepp | Management | For | For |
| 1h | Elect Director Joseph Scaminace | Management | For | For |
| 1i | Elect Director Ronald W. Tysoe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CIT GROUP INC.
Meeting Date: MAY 14, 2013
Record Date: MAR 18, 2013
Meeting Type: ANNUAL | Ticker: CIT
Security ID: 125581801
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John A. Thain | Management | For | For |
| 1b | Elect Director Michael J. Embler | Management | For | For |
| 1c | Elect Director William M. Freeman | Management | For | For |
| 1d | Elect Director David M. Moffett | Management | For | For |
| 1e | Elect Director R. Brad Oates | Management | For | For |
| 1f | Elect Director Marianne Miller Parrs | Management | For | For |
| 1g | Elect Director Gerald Rosenfeld | Management | For | For |
| 1h | Elect Director John R. Ryan | Management | For | Against |
| 1i | Elect Director Seymour Sternberg | Management | For | For |
| 1j | Elect Director Peter J. Tobin | Management | For | For |
| 1k | Elect Director Laura S. Unger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CLIFFS NATURAL RESOURCES INC.
Meeting Date: MAY 07, 2013
Record Date: MAR 08, 2013
Meeting Type: ANNUAL | Ticker: CLF
Security ID: 18683K101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Joseph A. Carrabba | Management | For | For |
| 1b | Elect Director Susan M. Cunningham | Management | For | For |
| 1c | Elect Director Barry J. Eldridge | Management | For | For |
| 1d | Elect Director Andres R. Gluski | Management | For | For |
| 1e | Elect Director Susan M. Green | Management | For | For |
| 1f | Elect Director Janice K. Henry | Management | For | For |
| 1g | Elect Director James F. Kirsch | Management | For | For |
| 1h | Elect Director Francis R. McAllister | Management | For | For |
| 1i | Elect Director Richard K. Riederer | Management | For | For |
| 1j | Elect Director Timothy W. Sullivan | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Eliminate Cumulative Voting | Management | For | For |
| 4 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
CNA FINANCIAL CORPORATION
Meeting Date: APR 24, 2013
Record Date: MAR 06, 2013
Meeting Type: ANNUAL | Ticker: CNA
Security ID: 126117100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul J. Liska | Management | For | For |
| 1.2 | Elect Director Jose O. Montemayor | Management | For | For |
| 1.3 | Elect Director Thomas F. Motamed | Management | For | For |
| 1.4 | Elect Director Don M. Randel | Management | For | For |
| 1.5 | Elect Director Joseph Rosenberg | Management | For | For |
| 1.6 | Elect Director Andrew H. Tisch | Management | For | For |
| 1.7 | Elect Director James S. Tisch | Management | For | For |
| 1.8 | Elect Director Marvin Zonis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
COMMERCE BANCSHARES, INC.
Meeting Date: APR 17, 2013
Record Date: FEB 19, 2013
Meeting Type: ANNUAL | Ticker: CBSH
Security ID: 200525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Earl H. Devanny, III | Management | For | For |
| 1.2 | Elect Director Benjamin F. Rassieur, III | Management | For | For |
| 1.3 | Elect Director Todd R. Schnuck | Management | For | For |
| 1.4 | Elect Director Andrew C. Taylor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Non-Employee Director Stock Plan | Management | For | For |
| |
|---|
CONSOL ENERGY INC.
Meeting Date: MAY 08, 2013
Record Date: MAR 22, 2013
Meeting Type: ANNUAL | Ticker: CNX
Security ID: 20854P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Brett Harvey | Management | For | For |
| 1.2 | Elect Director Philip W. Baxter | Management | For | For |
| 1.3 | Elect Director James E. Altmeyer, Sr. | Management | For | For |
| 1.4 | Elect Director William E. Davis | Management | For | For |
| 1.5 | Elect Director Raj K. Gupta | Management | For | For |
| 1.6 | Elect Director David C. Hardesty, Jr. | Management | For | For |
| 1.7 | Elect Director John T. Mills | Management | For | For |
| 1.8 | Elect Director William P. Powell | Management | For | For |
| 1.9 | Elect Director Joseph T. Williams | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Against |
| 6 | Report on Climate Change | Shareholder | Against | Against |
| |
|---|
CORELOGIC, INC.
Meeting Date: JUL 26, 2012
Record Date: JUN 19, 2012
Meeting Type: ANNUAL | Ticker: CLGX
Security ID: 21871D103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director J. David Chatham | Management | For | For |
| 2 | Elect Director Douglas C. Curling | Management | For | For |
| 3 | Elect Director John C. Dorman | Management | For | For |
| 4 | Elect Director Paul F. Folino | Management | For | For |
| 5 | Elect Director Anand K. Nallathambi | Management | For | For |
| 6 | Elect Director Thomas C. O'Brien | Management | For | For |
| 7 | Elect Director Jaynie Miller Studenmund | Management | For | For |
| 8 | Elect Director D. Van Skilling | Management | For | For |
| 9 | Elect Director David F. Walker | Management | For | For |
| 10 | Elect Director Mary Lee Widener | Management | For | For |
| 11 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
COUSINS PROPERTIES INCORPORATED
Meeting Date: MAY 07, 2013
Record Date: FEB 28, 2013
Meeting Type: ANNUAL | Ticker: CUZ
Security ID: 222795106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tom G. Charlesworth | Management | For | For |
| 1.2 | Elect Director James D. Edwards | Management | For | For |
| 1.3 | Elect Director Lawrence L. Gellerstedt, III | Management | For | For |
| 1.4 | Elect Director Lillian C. Giornelli | Management | For | For |
| 1.5 | Elect Director S. Taylor Glover | Management | For | For |
| 1.6 | Elect Director James H. Hance, Jr. | Management | For | For |
| 1.7 | Elect Director William Porter Payne | Management | For | For |
| 1.8 | Elect Director R. Dary Stone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DREAMWORKS ANIMATION SKG, INC.
Meeting Date: MAY 29, 2013
Record Date: APR 02, 2013
Meeting Type: ANNUAL | Ticker: DWA
Security ID: 26153C103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey Katzenberg | Management | For | Withhold |
| 1.2 | Elect Director Lewis W. Coleman | Management | For | For |
| 1.3 | Elect Director Harry Brittenham | Management | For | Withhold |
| 1.4 | Elect Director Thomas E. Freston | Management | For | For |
| 1.5 | Elect Director Lucian Grainge | Management | For | For |
| 1.6 | Elect Director Mellody Hobson | Management | For | For |
| 1.7 | Elect Director Jason Kilar | Management | For | For |
| 1.8 | Elect Director Michael Montgomery | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| |
|---|
DUKE ENERGY CORPORATION
Meeting Date: MAY 02, 2013
Record Date: MAR 05, 2013
Meeting Type: ANNUAL | Ticker: DUK
Security ID: 26441C204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Barnet, III | Management | For | For |
| 1.2 | Elect Director G. Alex Bernhardt, Sr. | Management | For | For |
| 1.3 | Elect Director Michael G. Browning | Management | For | For |
| 1.4 | Elect Director Harris E. DeLoach, Jr. | Management | For | For |
| 1.5 | Elect Director Daniel R. DiMicco | Management | For | For |
| 1.6 | Elect Director John H. Forsgren | Management | For | For |
| 1.7 | Elect Director Ann Maynard Gray | Management | For | For |
| 1.8 | Elect Director James H. Hance, Jr. | Management | For | For |
| 1.9 | Elect Director John T. Herron | Management | For | For |
| 1.10 | Elect Director James B. Hyler, Jr. | Management | For | For |
| 1.11 | Elect Director E. Marie McKee | Management | For | For |
| 1.12 | Elect Director E. James Reinsch | Management | For | For |
| 1.13 | Elect Director James T. Rhodes | Management | For | For |
| 1.14 | Elect Director James E. Rogers | Management | For | For |
| 1.15 | Elect Director Carlos A. Saladrigas | Management | For | For |
| 1.16 | Elect Director Philip R. Sharp | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
DYNEGY INC.
Meeting Date: MAY 21, 2013
Record Date: MAR 28, 2013
Meeting Type: ANNUAL | Ticker: DYN
Security ID: 26817R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hilary E. Ackermann | Management | For | For |
| 1.2 | Elect Director Paul M. Barbas | Management | For | For |
| 1.3 | Elect Director Robert C. Flexon | Management | For | For |
| 1.4 | Elect Director Richard Lee Kuersteiner | Management | For | For |
| 1.5 | Elect Director Jeffrey S. Stein | Management | For | For |
| 1.6 | Elect Director John R. Sult | Management | For | For |
| 1.7 | Elect Director Pat Wood, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
E*TRADE FINANCIAL CORPORATION
Meeting Date: MAY 09, 2013
Record Date: MAR 11, 2013
Meeting Type: ANNUAL | Ticker: ETFC
Security ID: 269246401
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul T. Idzik | Management | For | For |
| 1b | Elect Director Frederick W. Kanner | Management | For | For |
| 1c | Elect Director James Lam | Management | For | For |
| 1d | Elect Director Rodger A. Lawson | Management | For | For |
| 1e | Elect Director Rebecca Saeger | Management | For | For |
| 1f | Elect Director Joseph L. Sclafani | Management | For | For |
| 1g | Elect Director Joseph M. Velli | Management | For | For |
| 1h | Elect Director Donna L. Weaver | Management | For | For |
| 1i | Elect Director Stephen H. Willard | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ELECTRONIC ARTS INC.
Meeting Date: JUL 26, 2012
Record Date: JUN 04, 2012
Meeting Type: ANNUAL | Ticker: EA
Security ID: 285512109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leonard S. Coleman | Management | For | For |
| 2 | Elect Director Jay C. Hoag | Management | For | For |
| 3 | Elect Director Jeffrey T. Huber | Management | For | For |
| 4 | Elect Director Geraldine B. Laybourne | Management | For | For |
| 5 | Elect Director Gregory B. Maffei | Management | For | Against |
| 6 | Elect Director Vivek Paul | Management | For | For |
| 7 | Elect Director Lawrence F. Probst, III | Management | For | For |
| 8 | Elect Director John S. Riccitiello | Management | For | For |
| 9 | Elect Director Richard A. Simonson | Management | For | For |
| 10 | Elect Director Luis A. Ubinas | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| 12 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| |
|---|
ENSTAR GROUP LIMITED
Meeting Date: MAY 08, 2013
Record Date: MAR 14, 2013
Meeting Type: ANNUAL | Ticker: ESGR
Security ID: G3075P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Robert J. Campbell as Director | Management | For | For |
| 1.2 | Elect Paul J. O'Shea as Director | Management | For | For |
| 1.3 | Elect Sumit Rajpal as Director | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Elect Subsidiary Directors | Management | For | For |
| |
|---|
ENTERGY CORPORATION
Meeting Date: MAY 03, 2013
Record Date: MAR 05, 2013
Meeting Type: ANNUAL | Ticker: ETR
Security ID: 29364G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Maureen Scannell Bateman | Management | For | For |
| 1b | Elect Director L.P. Denault | Management | For | For |
| 1c | Elect Director Gary W. Edwards | Management | For | For |
| 1d | Elect Director Alexis M. Herman | Management | For | For |
| 1e | Elect Director Donald C. Hintz | Management | For | For |
| 1f | Elect Director Stuart L. Levenick | Management | For | For |
| 1g | Elect Director Blanche L. Lincoln | Management | For | For |
| 1h | Elect Director Stewart C. Myers | Management | For | For |
| 1i | Elect Director W.J. Tauzin | Management | For | For |
| 1j | Elect Director Steven V. Wilkinson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Minimize Pool Storage of Spent Nuclear Fuel | Shareholder | Against | Against |
| |
|---|
EXTERRAN HOLDINGS, INC.
Meeting Date: APR 30, 2013
Record Date: MAR 01, 2013
Meeting Type: ANNUAL | Ticker: EXH
Security ID: 30225X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. Bradley Childers | Management | For | For |
| 1.2 | Elect Director William M. Goodyear | Management | For | For |
| 1.3 | Elect Director Gordon T. Hall | Management | For | For |
| 1.4 | Elect Director J.W.G. 'Will' Honeybourne | Management | For | For |
| 1.5 | Elect Director Mark A. McCollum | Management | For | For |
| 1.6 | Elect Director John P. Ryan | Management | For | For |
| 1.7 | Elect Director Stephen M. Pazuk | Management | For | For |
| 1.8 | Elect Director Christopher T. Seaver | Management | For | For |
| 1.9 | Elect Director Mark R. Sotir | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIDELITY NATIONAL FINANCIAL, INC.
Meeting Date: MAY 22, 2013
Record Date: MAR 28, 2013
Meeting Type: ANNUAL | Ticker: FNF
Security ID: 31620R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel D. (Ron) Lane | Management | For | For |
| 1.2 | Elect Director Richard N. Massey | Management | For | For |
| 1.3 | Elect Director John D. Rood | Management | For | For |
| 1.4 | Elect Director Cary H. Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST AMERICAN FINANCIAL CORPORATION
Meeting Date: MAY 14, 2013
Record Date: MAR 22, 2013
Meeting Type: ANNUAL | Ticker: FAF
Security ID: 31847R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony K. Anderson | Management | For | For |
| 1.2 | Elect Director Parker S. Kennedy | Management | For | For |
| 1.3 | Elect Director Mark C. Oman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST HORIZON NATIONAL CORPORATION
Meeting Date: MAY 02, 2013
Record Date: MAR 01, 2013
Meeting Type: ANNUAL | Ticker: FHN
Security ID: 320517105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert B. Carter | Management | For | For |
| 1.2 | Elect Director John C. Compton | Management | For | For |
| 1.3 | Elect Director Mark A. Emkes | Management | For | For |
| 1.4 | Elect Director Corydon J. Gilchrist | Management | For | For |
| 1.5 | Elect Director Vicky B. Gregg | Management | For | For |
| 1.6 | Elect Director D. Bryan Jordan | Management | For | For |
| 1.7 | Elect Director R. Brad Martin | Management | For | For |
| 1.8 | Elect Director Scott M. Niswonger | Management | For | For |
| 1.9 | Elect Director Vicki R. Palmer | Management | For | For |
| 1.10 | Elect Director Colin V. Reed | Management | For | For |
| 1.11 | Elect Director Luke Yancy, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FIRSTENERGY CORP.
Meeting Date: MAY 21, 2013
Record Date: MAR 22, 2013
Meeting Type: ANNUAL | Ticker: FE
Security ID: 337932107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul T. Addison | Management | For | For |
| 1.2 | Elect Director Anthony J. Alexander | Management | For | For |
| 1.3 | Elect Director Michael J. Anderson | Management | For | For |
| 1.4 | Elect Director Carol A. Cartwright | Management | For | For |
| 1.5 | Elect Director William T. Cottle | Management | For | For |
| 1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
| 1.7 | Elect Director Julia L. Johnson | Management | For | For |
| 1.8 | Elect Director Ted J. Kleisner | Management | For | For |
| 1.9 | Elect Director Donald T. Misheff | Management | For | For |
| 1.10 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
| 1.11 | Elect Director Christopher D. Pappas | Management | For | For |
| 1.12 | Elect Director Catherine A. Rein | Management | For | For |
| 1.13 | Elect Director George M. Smart | Management | For | For |
| 1.14 | Elect Director Wes M. Taylor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Cease CEO Compensation Benchmarking Policy | Shareholder | Against | Against |
| 6 | Submit SERP to Shareholder Vote | Shareholder | Against | For |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 9 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
FLOWERS FOODS, INC.
Meeting Date: MAY 22, 2013
Record Date: MAR 20, 2013
Meeting Type: ANNUAL | Ticker: FLO
Security ID: 343498101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Allen L. Shiver | Management | For | For |
| 1.2 | Elect Director Franklin L. Burke | Management | For | For |
| 1.3 | Elect Director George E. Deese | Management | For | For |
| 1.4 | Elect Director Manuel A. Fernandez | Management | For | For |
| 1.5 | Elect Director Melvin T. Stith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FOREST CITY ENTERPRISES, INC.
Meeting Date: JUN 13, 2013
Record Date: APR 17, 2013
Meeting Type: ANNUAL | Ticker: FCE.A
Security ID: 345550107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arthur F. Anton | Management | For | For |
| 1.2 | Elect Director Scott S. Cowen | Management | For | For |
| 1.3 | Elect Director Michael P. Esposito, Jr | Management | For | For |
| 1.4 | Elect Director Stan Ross | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
FOREST LABORATORIES, INC.
Meeting Date: AUG 15, 2012
Record Date: JUN 25, 2012
Meeting Type: PROXY CONTEST | Ticker: FRX
Security ID: 345838106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proposals (White Card) |
| 1.1 | Elect Director Howard Solomon | Management | For | Did Not Vote |
| 1.2 | Elect Director Nesli Basgoz | Management | For | Did Not Vote |
| 1.3 | Elect Director Christopher J. Coughlin | Management | For | Did Not Vote |
| 1.4 | Elect Director Dan L. Goldwasser | Management | For | Did Not Vote |
| 1.5 | Elect Director Kenneth E. Goodman | Management | For | Did Not Vote |
| 1.6 | Elect Director Gerald M. Lieberman | Management | For | Did Not Vote |
| 1.7 | Elect Director Lawrence S. Olanoff | Management | For | Did Not Vote |
| 1.8 | Elect Director Lester B. Salans | Management | For | Did Not Vote |
| 1.9 | Elect Director Brenton L. Saunders | Management | For | Did Not Vote |
| 1.10 | Elect Director Peter J. Zimetbaum | Management | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 3 | Ratify Auditors | Management | For | Did Not Vote |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Did Not Vote |
| 5 | Repeal Any Bylaws Amendments Implemented on or after June 18, 2012 | Shareholder | Against | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Director Eric J. Ende | Shareholder | For | For |
| 1.2 | Elect Director Pierre Legault | Shareholder | For | For |
| 1.3 | Elect Director Andrew J. Fromkin | Shareholder | For | Withhold |
| 1.4 | Elect Director Daniel A. Ninivaggi | Shareholder | For | For |
| 1.5 | Management Nominee - Howard Solomon | Shareholder | For | Withhold |
| 1.6 | Management Nominee - Nesli Basgoz | Shareholder | For | Withhold |
| 1.7 | Management Nominee - Christopher J. Coughlin | Shareholder | For | Withhold |
| 1.8 | Management Nominee - Gerald M. Lieberman | Shareholder | For | Withhold |
| 1.9 | Management Nominee - Brenton L. Saunders | Shareholder | For | Withhold |
| 1.10 | Management Nominee - Peter J. Zimetbaum | Shareholder | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Abstain | Against |
| 5 | Repeal Any Bylaws Amendments Implemented on or after June 18, 2012 | Shareholder | For | For |
| |
|---|
FRANCO-NEVADA CORPORATION
Meeting Date: MAY 08, 2013
Record Date: MAR 20, 2013
Meeting Type: ANNUAL/SPECIAL | Ticker: FNV
Security ID: 351858105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pierre Lassonde | Management | For | For |
| 1.2 | Elect Director David Harquail | Management | For | For |
| 1.3 | Elect Director Derek W. Evans | Management | For | For |
| 1.4 | Elect Director Graham Farquharson | Management | For | For |
| 1.5 | Elect Director Louis Gignac | Management | For | For |
| 1.6 | Elect Director Randall Oliphant | Management | For | For |
| 1.7 | Elect Director David R. Peterson | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
GENERAL GROWTH PROPERTIES, INC.
Meeting Date: MAY 10, 2013
Record Date: MAR 12, 2013
Meeting Type: ANNUAL | Ticker: GGP
Security ID: 370023103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard B. Clark | Management | For | For |
| 1.2 | Elect Director Mary Lou Fiala | Management | For | For |
| 1.3 | Elect Director J. Bruce Flatt | Management | For | For |
| 1.4 | Elect Director John K. Haley | Management | For | For |
| 1.5 | Elect Director Cyrus Madon | Management | For | For |
| 1.6 | Elect Director Sandeep Mathrani | Management | For | For |
| 1.7 | Elect Director David J. Neithercut | Management | For | For |
| 1.8 | Elect Director Mark R. Patterson | Management | For | For |
| 1.9 | Elect Director John G. Schreiber | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GENON ENERGY, INC.
Meeting Date: NOV 09, 2012
Record Date: OCT 05, 2012
Meeting Type: SPECIAL | Ticker: GEN
Security ID: 37244E107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
GOLD FIELDS LTD
Meeting Date: MAY 09, 2013
Record Date: APR 18, 2013
Meeting Type: ANNUAL | Ticker: GFI
Security ID: 38059T106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reappoint KPMG Inc as Auditors of the Company | Management | For | For |
| 2 | Re-elect David Murray as Director | Management | For | For |
| 3 | Re-elect Donald Ncube as Director | Management | For | For |
| 4 | Re-elect Rupert Pennant-Rea as Director | Management | For | For |
| 5 | Re-elect Gayle Wilson as Director | Management | For | For |
| 6 | Re-elect Gayle Wilson as Chairman of the Audit Committee | Management | For | For |
| 7 | Re-elect Richard Menell as Member of the Audit Committee | Management | For | For |
| 8 | Re-elect Donald Ncube as Member of the Audit Committee | Management | For | For |
| 9 | Re-elect Rupert Pennant-Rea as Member of the Audit Committee | Management | For | For |
| 10 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 11 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | Management | For | For |
| 12 | Approve Remuneration Policy | Management | For | For |
| 1 | Approve Remuneration of Non-Executive Directors with Effect from 1 June 2013 | Management | For | For |
| 2 | Approve Financial Assistance to Related or Inter-related Company | Management | For | For |
| 3 | Amend Memorandum of Incorporation Re: Clause 1.2.14 | Management | For | For |
| 4 | Amend Memorandum of Incorporation Re: Clause 1.2.16 | Management | For | For |
| 5 | Amend Memorandum of Incorporation Re: Clauses 5.6, 5.7 and 5.8 | Management | For | For |
| 6 | Amend Memorandum of Incorporation Re: Clause 7.5 | Management | For | For |
| 7 | Amend Memorandum of Incorporation Re: Clause 8 | Management | For | For |
| 8 | Amend Memorandum of Incorporation Re: Clause 11.1 | Management | For | For |
| 9 | Amend Memorandum of Incorporation Re: Clause 14.5 | Management | For | For |
| 10 | Amend Memorandum of Incorporation Re: Clause 18.28 | Management | For | For |
| 11 | Amend Memorandum of Incorporation Re: Clause 18.35 | Management | For | For |
| 12 | Amend Memorandum of Incorporation Re: Clause 20.9 | Management | For | For |
| 13 | Amend Memorandum of Incorporation Re: Clause 24 | Management | For | For |
| 14 | Amend Memorandum of Incorporation Re: Clause 32 | Management | For | For |
| 15 | Amend Memorandum of Incorporation Re: Schedule 1 | Management | For | For |
| 16 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
| |
|---|
GREENHILL & CO., INC.
Meeting Date: APR 11, 2013
Record Date: FEB 21, 2013
Meeting Type: ANNUAL | Ticker: GHL
Security ID: 395259104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F. Greenhill | Management | For | For |
| 1.2 | Elect Director Scott L. Bok | Management | For | For |
| 1.3 | Elect Director Robert T. Blakely | Management | For | For |
| 1.4 | Elect Director John C. Danforth | Management | For | For |
| 1.5 | Elect Director Steven F. Goldstone | Management | For | For |
| 1.6 | Elect Director Stephen L. Key | Management | For | For |
| 1.7 | Elect Director Karen P. Robards | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
GROUPE BRUXELLES LAMBERT
Meeting Date: APR 23, 2013
Record Date: APR 09, 2013
Meeting Type: ANNUAL | Ticker: GBLB
Security ID: B4746J115
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Directors' and Auditors' Reports (Non-Voting) | Management | None | None |
| 2.1 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 2.2 | Adopt Financial Statements | Management | For | For |
| 3 | Approve Discharge of Directors | Management | For | For |
| 4 | Approve Discharge of Auditors | Management | For | For |
| 5.1.1 | Reelect Victor Delloye as Director | Management | For | Against |
| 5.1.2 | Reelect Maurice Lippens as Director | Management | For | For |
| 5.1.3 | Reelect Michel Plessis-Belair as Director | Management | For | Against |
| 5.1.4 | Reelect Amaury de Seze as Director | Management | For | Against |
| 5.1.5 | Reelect Jean Stephenne as Director | Management | For | For |
| 5.1.6 | Reelect Arnaud Vial as Director | Management | For | Against |
| 5.2.1 | Elect Christine Marin-Postel as Director | Management | For | For |
| 5.2.2 | Elect Martine Verluyten as Director | Management | For | For |
| 5.3.1 | Indicate Christine Morin-Postel as Independent Board Member | Management | For | For |
| 5.3.2 | Indicate Jean Stephenne as Independent Board Member | Management | For | For |
| 5.3.3 | Indicate Martine Verluyten as Independent Board Member | Management | For | For |
| 5.4 | Ratify Deloitte as Auditors and Approve Auditors' Remuneration | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7.1 | Approve Stock Option Plan | Management | For | For |
| 7.2 | Approve Change-of-Control Clause Re : Stock Option Plan under Item 7.1 | Management | For | Against |
| 7.3 | Approve Stock Option Plan Grants for 2013 up to 13.5 Million Re: Stock Option Plan under Item 7.1 | Management | For | For |
| 7.4 | Approve Special Board Report Re: Article 629 of the Company Code Re: Item 7.5 | Management | For | For |
| 7.5 | Approve Guarantee to Acquire Shares under New Stock Option Plan Re: Item 7.1 | Management | For | For |
| 8 | Transact Other Business | Management | None | None |
| |
|---|
H&R BLOCK, INC.
Meeting Date: SEP 13, 2012
Record Date: JUL 12, 2012
Meeting Type: ANNUAL | Ticker: HRB
Security ID: 093671105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Paul J. Brown | Management | For | For |
| 2 | Elect Director William C. Cobb | Management | For | For |
| 3 | Elect Director Marvin R. Ellison | Management | For | For |
| 4 | Elect Director Robert A. Gerard | Management | For | For |
| 5 | Elect Director David Baker Lewis | Management | For | For |
| 6 | Elect Director Victoria J. Reich | Management | For | For |
| 7 | Elect Director Bruce C. Rohde | Management | For | For |
| 8 | Elect Director Tom D. Seip | Management | For | For |
| 9 | Elect Director Christianna Wood | Management | For | For |
| 10 | Elect Director James F. Wright | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Approve Omnibus Stock Plan | Management | For | For |
| 14 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 15 | Proxy Access | Shareholder | Against | Against |
| |
|---|
HASBRO, INC.
Meeting Date: MAY 23, 2013
Record Date: MAR 27, 2013
Meeting Type: ANNUAL | Ticker: HAS
Security ID: 418056107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Basil L. Anderson | Management | For | For |
| 1.2 | Elect Director Alan R. Batkin | Management | For | For |
| 1.3 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.4 | Elect Director Kenneth A. Bronfin | Management | For | For |
| 1.5 | Elect Director John M. Connors, Jr. | Management | For | For |
| 1.6 | Elect Director Michael W. O. Garrett | Management | For | For |
| 1.7 | Elect Director Lisa Gersh | Management | For | For |
| 1.8 | Elect Director Brian D. Goldner | Management | For | For |
| 1.9 | Elect Director Jack M. Greenberg | Management | For | For |
| 1.10 | Elect Director Alan G. Hassenfeld | Management | For | For |
| 1.11 | Elect Director Tracy A. Leinbach | Management | For | For |
| 1.12 | Elect Director Edward M. Philip | Management | For | For |
| 1.13 | Elect Director Alfred J. Verrecchia | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Suppliers to Publish Sustainability Report | Shareholder | Against | Against |
| |
|---|
HEALTHSOUTH CORPORATION
Meeting Date: MAY 02, 2013
Record Date: MAR 04, 2013
Meeting Type: ANNUAL | Ticker: HLS
Security ID: 421924309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Chidsey | Management | For | For |
| 1.2 | Elect Director Donald L. Correll | Management | For | For |
| 1.3 | Elect Director Yvonne M. Curl | Management | For | For |
| 1.4 | Elect Director Charles M. Elson | Management | For | For |
| 1.5 | Elect Director Jay Grinney | Management | For | For |
| 1.6 | Elect Director Jon F. Hanson | Management | For | For |
| 1.7 | Elect Director Joan E. Herman | Management | For | For |
| 1.8 | Elect Director Leo I. Higdon, Jr. | Management | For | For |
| 1.9 | Elect Director Leslye G. Katz | Management | For | For |
| 1.10 | Elect Director John E. Maupin, Jr. | Management | For | For |
| 1.11 | Elect Director L. Edward Shaw, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HESS CORPORATION
Meeting Date: MAY 16, 2013
Record Date: APR 08, 2013
Meeting Type: PROXY CONTEST | Ticker: HES
Security ID: 42809H107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director J. Krenicki | Management | For | Did Not Vote |
| 1.2 | Elect Director K. Meyers | Management | For | Did Not Vote |
| 1.3 | Elect Director Fredric G. Reynolds | Management | For | Did Not Vote |
| 1.4 | Elect Director William G. Schrader | Management | For | Did Not Vote |
| 1.5 | Director Mark Williams | Management | For | Did Not Vote |
| 2 | Ratify Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 4 | Declassify the Board of Directors | Management | For | Did Not Vote |
| 5 | Require Independent Board Chairman | Shareholder | Against | Did Not Vote |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | Did Not Vote |
| 7 | Report on Political Contributions | Shareholder | Against | Did Not Vote |
| 8 | Repeal Any Bylaws Amendments Adopted subsequent to February 2, 2011 | Shareholder | Against | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Green Card) |
| 1.1 | Elect Director Rodney F. Chase | Shareholder | For | For |
| 1.2 | Elect Director Harvey Golub | Shareholder | For | For |
| 1.3 | Elect Director Karl F. Kurz | Shareholder | For | For |
| 1.4 | Elect Director David McManus | Shareholder | For | For |
| 1.5 | Elect Director Marshall D. Smith | Shareholder | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | For | For |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | For | For |
| 7 | Report on Political Contributions | Shareholder | For | Against |
| 8 | Repeal Any Bylaws Amendments Adopted subsequent to February 2, 2011 | Shareholder | For | For |
| |
|---|
HOSPIRA, INC.
Meeting Date: MAY 08, 2013
Record Date: MAR 11, 2013
Meeting Type: ANNUAL | Ticker: HSP
Security ID: 441060100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Connie R. Curran | Management | For | For |
| 1b | Elect Director William G. Dempsey | Management | For | For |
| 1c | Elect Director Dennis M. Fenton | Management | For | For |
| 1d | Elect Director Heino von Prondzynski | Management | For | For |
| 1e | Elect Director Mark F. Wheeler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
INGERSOLL-RAND PLC
Meeting Date: JUN 06, 2013
Record Date: APR 08, 2013
Meeting Type: ANNUAL | Ticker: IR
Security ID: G47791101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ann C. Berzin | Management | For | For |
| 1b | Elect Director John Bruton | Management | For | For |
| 1c | Elect Director Jared L. Cohon | Management | For | For |
| 1d | Elect Director Gary D. Forsee | Management | For | For |
| 1e | Elect Director Edward E. Hagenlocker | Management | For | For |
| 1f | Elect Director Constance J. Horner | Management | For | For |
| 1g | Elect Director Michael W. Lamach | Management | For | For |
| 1h | Elect Director Theodore E. Martin | Management | For | For |
| 1i | Elect Director Nelson Peltz | Management | For | For |
| 1j | Elect Director John P. Surma | Management | For | For |
| 1k | Elect Director Richard J. Swift | Management | For | For |
| 1l | Elect Director Tony L. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend the Company's Articles of Association to Give the Board of Directors Authority to Declare Non-Cash Dividends | Management | For | For |
| 6 | Capital Reduction and Creation of Distributable Reserves | Management | For | For |
| 7 | Amend the Company's Articles of Association to Expand the Authority to Execute Instruments of Transfer | Management | For | For |
| 8 | Amend the Company's Articles of Association to Provide for Escheatment in Accordance with U.S. Laws | Management | For | For |
| |
|---|
INTERNATIONAL FLAVORS & FRAGRANCES INC.
Meeting Date: APR 30, 2013
Record Date: MAR 04, 2013
Meeting Type: ANNUAL | Ticker: IFF
Security ID: 459506101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Marcello V. Bottoli | Management | For | For |
| 1b | Elect Director Linda B. Buck | Management | For | For |
| 1c | Elect Director J. Michael Cook | Management | For | For |
| 1d | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1e | Elect Director Andreas Fibig | Management | For | For |
| 1f | Elect Director Christina Gold | Management | For | For |
| 1g | Elect Director Alexandra A. Herzan | Management | For | For |
| 1h | Elect Director Henry W. Howell, Jr. | Management | For | For |
| 1i | Elect Director Katherine M. Hudson | Management | For | For |
| 1j | Elect Director Arthur C. Martinez | Management | For | For |
| 1k | Elect Director Dale F. Morrison | Management | For | For |
| 1l | Elect Director Douglas D. Tough | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTERNATIONAL GAME TECHNOLOGY
Meeting Date: MAR 05, 2013
Record Date: JAN 08, 2013
Meeting Type: PROXY CONTEST | Ticker: IGT
Security ID: 459902102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Paget L. Alves | Management | For | Did Not Vote |
| 1.2 | Elect Director Janice Chaffin | Management | For | Did Not Vote |
| 1.3 | Elect Director Greg Creed | Management | For | Did Not Vote |
| 1.4 | Elect Director Patti S. Hart | Management | For | Did Not Vote |
| 1.5 | Elect Director Robert J. Miller | Management | For | Did Not Vote |
| 1.6 | Elect Director David E. Roberson | Management | For | Did Not Vote |
| 1.7 | Elect Director Vincent L. Sadusky | Management | For | Did Not Vote |
| 1.8 | Elect Director Philip G. Satre | Management | For | Did Not Vote |
| 2 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 4 | Ratify Auditors | Management | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Director Raymond J. Brooks, Jr. | Shareholder | For | For |
| 1.2 | Elect Director Charles N. Mathewson | Shareholder | For | Withhold |
| 1.3 | Elect Director Daniel B. Silvers | Shareholder | For | For |
| 1.4 | Management Nominee - Janice Chaffin | Shareholder | For | For |
| 1.5 | Management Nominee - Greg Creed | Shareholder | For | For |
| 1.6 | Management Nominee - Patti S. Hart | Shareholder | For | For |
| 1.7 | Management Nominee - Robert J. Miller | Shareholder | For | For |
| 1.8 | Management Nominee - Philip G. Satre | Shareholder | For | For |
| 2 | Amend Omnibus Stock Plan | Management | None | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
| 4 | Ratify Auditors | Management | None | For |
| |
|---|
JANUS CAPITAL GROUP INC.
Meeting Date: APR 25, 2013
Record Date: MAR 01, 2013
Meeting Type: ANNUAL | Ticker: JNS
Security ID: 47102X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Timothy K. Armour | Management | For | For |
| 1b | Elect Director G. Andrew Cox | Management | For | For |
| 1c | Elect Director J. Richard Fredericks | Management | For | For |
| 1d | Elect Director Deborah R. Gatzek | Management | For | For |
| 1e | Elect Director Seiji Inagaki | Management | For | For |
| 1f | Elect Director Lawrence E. Kochard | Management | For | For |
| 1g | Elect Director Richard M. Weil | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
KELLOGG COMPANY
Meeting Date: APR 26, 2013
Record Date: MAR 01, 2013
Meeting Type: ANNUAL | Ticker: K
Security ID: 487836108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gordon Gund | Management | For | For |
| 1.2 | Elect Director Mary Laschinger | Management | For | For |
| 1.3 | Elect Director Ann McLaughlin Korologos | Management | For | For |
| 1.4 | Elect Director Cynthia Milligan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
KEMPER CORPORATION
Meeting Date: MAY 01, 2013
Record Date: MAR 05, 2013
Meeting Type: ANNUAL | Ticker: KMPR
Security ID: 488401100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James E. Annable | Management | For | For |
| 1.2 | Elect Director Douglas G. Geoga | Management | For | For |
| 1.3 | Elect Director Julie M. Howard | Management | For | For |
| 1.4 | Elect Director Robert J. Joyce | Management | For | For |
| 1.5 | Elect Director Wayne Kauth | Management | For | For |
| 1.6 | Elect Director Christopher B. Sarofim | Management | For | For |
| 1.7 | Elect Director Donald G. Southwell | Management | For | For |
| 1.8 | Elect Director David P. Storch | Management | For | For |
| 1.9 | Elect Director Richard C. Vie | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
KINDRED HEALTHCARE, INC.
Meeting Date: MAY 21, 2013
Record Date: MAR 28, 2013
Meeting Type: ANNUAL | Ticker: KND
Security ID: 494580103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Edward L. Kuntz | Management | For | For |
| 1b | Elect Director Joel Ackerman | Management | For | For |
| 1c | Elect Director Jonathan D. Blum | Management | For | For |
| 1d | Elect Director Thomas P. Cooper | Management | For | For |
| 1e | Elect Director Paul J. Diaz | Management | For | For |
| 1f | Elect Director Christopher T. Hjelm | Management | For | For |
| 1g | Elect Director Isaac Kaufman | Management | For | For |
| 1h | Elect Director Frederick J. Kleisner | Management | For | For |
| 1i | Elect Director John H. Short | Management | For | For |
| 1j | Elect Director Phyllis R. Yale | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
LAZARD LTD
Meeting Date: APR 23, 2013
Record Date: MAR 07, 2013
Meeting Type: ANNUAL | Ticker: LAZ
Security ID: G54050102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Laurent Mignon as Director | Management | For | For |
| 1.2 | Elect Richard D. Parsons as Director | Management | For | For |
| 1.3 | Elect Hal S. Scott as Director | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
LEGG MASON, INC.
Meeting Date: JUL 24, 2012
Record Date: MAY 24, 2012
Meeting Type: ANNUAL | Ticker: LM
Security ID: 524901105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert E. Angelica | Management | For | For |
| 1.2 | Elect Director Barry W. Huff | Management | For | For |
| 1.3 | Elect Director John E. Koerner, III | Management | For | For |
| 1.4 | Elect Director Cheryl Gordon Krongard | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LENDER PROCESSING SERVICES, INC.
Meeting Date: MAY 23, 2013
Record Date: MAR 25, 2013
Meeting Type: ANNUAL | Ticker: LPS
Security ID: 52602E102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dan R. Carmichael | Management | For | For |
| 1.2 | Elect Director Alvin R. (Pete) Carpenter | Management | For | For |
| 1.3 | Elect Director Hugh R. Harris | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LIFE TECHNOLOGIES CORPORATION
Meeting Date: APR 24, 2013
Record Date: MAR 06, 2013
Meeting Type: ANNUAL | Ticker: LIFE
Security ID: 53217V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George F. Adam, Jr. | Management | For | For |
| 1.2 | Elect Director Raymond V. Dittamore | Management | For | For |
| 1.3 | Elect Director Donald W. Grimm | Management | For | For |
| 1.4 | Elect Director Craig J. Mundie | Management | For | For |
| 1.5 | Elect Director Ora H. Pescovitz | Management | For | For |
| 1.6 | Elect Director Per A. Peterson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
LOEWS CORPORATION
Meeting Date: MAY 14, 2013
Record Date: MAR 20, 2013
Meeting Type: ANNUAL | Ticker: L
Security ID: 540424108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lawrence S. Bacow | Management | For | For |
| 1b | Elect Director Ann E. Berman | Management | For | For |
| 1c | Elect Director Joseph L. Bower | Management | For | For |
| 1d | Elect Director Charles M. Diker | Management | For | For |
| 1e | Elect Director Jacob A. Frenkel | Management | For | For |
| 1f | Elect Director Paul J. Fribourg | Management | For | For |
| 1g | Elect Director Walter L. Harris | Management | For | Against |
| 1h | Elect Director Philip A. Laskawy | Management | For | For |
| 1i | Elect Director Ken Miller | Management | For | For |
| 1j | Elect Director Gloria R. Scott | Management | For | For |
| 1k | Elect Director Andrew H. Tisch | Management | For | For |
| 1l | Elect Director James S. Tisch | Management | For | For |
| 1m | Elect Director Jonathan M. Tisch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LONMIN PLC
Meeting Date: JAN 31, 2013
Record Date: JAN 29, 2013
Meeting Type: ANNUAL | Ticker: LMI
Security ID: G56350112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Re-elect Roger Phillimore as Director | Management | For | Against |
| 6 | Re-elect Ian Farmer as Director | Management | None | None |
| 7 | Re-elect Len Konar as Director | Management | For | Against |
| 8 | Re-elect Jonathan Leslie as Director | Management | For | Against |
| 9 | Re-elect David Munro as Director | Management | For | Against |
| 10 | Re-elect Cyril Ramaphosa as Director | Management | For | Against |
| 11 | Re-elect Simon Scott as Director | Management | For | Against |
| 12 | Re-elect Mahomed Seedat as Director | Management | For | Against |
| 13 | Re-elect Karen de Segundo as Director | Management | For | Against |
| 14 | Re-elect Jim Sutcliffe as Director | Management | For | Against |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 18 | Approve Balanced Scorecard Bonus Plan | Management | For | For |
| |
|---|
M&T BANK CORPORATION
Meeting Date: APR 16, 2013
Record Date: FEB 20, 2013
Meeting Type: SPECIAL | Ticker: MTB
Security ID: 55261F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Approve amendments to the terms of the Series A Preferred Shares that would serve to reduce the dividend rate on the Series A Preferred Shares from 9% per annum to 6.375% per annum | Management | For | For |
| 3 | Approve amendments to the terms of the Series C Preferred Shares that would serve to reduce the dividend rate on the Series C Preferred Shares from 9% per annum to 6.375% per annum | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
M&T BANK CORPORATION
Meeting Date: APR 16, 2013
Record Date: FEB 28, 2013
Meeting Type: ANNUAL | Ticker: MTB
Security ID: 55261F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brent D. Baird | Management | For | For |
| 1.2 | Elect Director C. Angela Bontempo | Management | For | For |
| 1.3 | Elect Director Robert T. Brady | Management | For | For |
| 1.4 | Elect Director T. Jefferson Cunningham, III | Management | For | For |
| 1.5 | Elect Director Mark J. Czarnecki | Management | For | For |
| 1.6 | Elect Director Gary N. Geisel | Management | For | Withhold |
| 1.7 | Elect Director John D. Hawke, Jr | Management | For | For |
| 1.8 | Elect Director Patrick W.E. Hodgson | Management | For | For |
| 1.9 | Elect Director Richard G. King | Management | For | For |
| 1.10 | Elect Director Jorge G. Pereira | Management | For | For |
| 1.11 | Elect Director Michael P. Pinto | Management | For | For |
| 1.12 | Elect Director Melinda R. Rich | Management | For | For |
| 1.13 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
| 1.14 | Elect Director Herbert L. Washington | Management | For | For |
| 1.15 | Elect Director Robert G. Wilmers | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
MANPOWERGROUP INC.
Meeting Date: APR 30, 2013
Record Date: FEB 19, 2013
Meeting Type: ANNUAL | Ticker: MAN
Security ID: 56418H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gina R. Boswell | Management | For | For |
| 1.2 | Elect Director William Downe | Management | For | For |
| 1.3 | Elect Director Jack M. Greenberg | Management | For | For |
| 1.4 | Elect Director Patricia A. Hemingway-Hall | Management | For | For |
| 1.5 | Elect Director Terry A. Hueneke | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
MARSH & MCLENNAN COMPANIES, INC.
Meeting Date: MAY 16, 2013
Record Date: MAR 18, 2013
Meeting Type: ANNUAL | Ticker: MMC
Security ID: 571748102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Zachary W. Carter | Management | For | For |
| 1b | Elect Director Oscar Fanjul | Management | For | For |
| 1c | Elect Director Daniel S. Glaser | Management | For | For |
| 1d | Elect Director H. Edward Hanway | Management | For | For |
| 1e | Elect Director Lord Lang | Management | For | For |
| 1f | Elect Director Elaine La Roche | Management | For | For |
| 1g | Elect Director Steven A. Mills | Management | For | For |
| 1h | Elect Director Bruce P. Nolop | Management | For | For |
| 1i | Elect Director Marc D. Oken | Management | For | For |
| 1j | Elect Director Morton O. Schapiro | Management | For | For |
| 1k | Elect Director Adele Simmons | Management | For | For |
| 1l | Elect Director Lloyd M. Yates | Management | For | For |
| 1m | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MARVELL TECHNOLOGY GROUP LTD.
Meeting Date: JUN 26, 2013
Record Date: APR 29, 2013
Meeting Type: ANNUAL | Ticker: MRVL
Security ID: G5876H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sehat Sutardja | Management | For | For |
| 1b | Elect Director Juergen Gromer | Management | For | For |
| 1c | Elect Director John G. Kassakian | Management | For | For |
| 1d | Elect Director Arturo Krueger | Management | For | For |
| 1e | Elect Director Randhir Thakur | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
MATTEL, INC.
Meeting Date: MAY 10, 2013
Record Date: MAR 15, 2013
Meeting Type: ANNUAL | Ticker: MAT
Security ID: 577081102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael J. Dolan | Management | For | For |
| 1b | Elect Director Trevor A. Edwards | Management | For | For |
| 1c | Elect Director Frances D. Fergusson | Management | For | For |
| 1d | Elect Director Dominic Ng | Management | For | For |
| 1e | Elect Director Vasant M. Prabhu | Management | For | For |
| 1f | Elect Director Andrea L. Rich | Management | For | For |
| 1g | Elect Director Dean A. Scarborough | Management | For | For |
| 1h | Elect Director Christopher A. Sinclair | Management | For | For |
| 1i | Elect Director Bryan G. Stockton | Management | For | For |
| 1j | Elect Director Dirk Van de Put | Management | For | For |
| 1k | Elect DirectorKathy White Loyd | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
MEADWESTVACO CORPORATION
Meeting Date: APR 22, 2013
Record Date: MAR 01, 2013
Meeting Type: ANNUAL | Ticker: MWV
Security ID: 583334107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael E. Campbell | Management | For | For |
| 1.2 | Elect Director James G. Kasier | Management | For | For |
| 1.3 | Elect Director Richard B. Kelson | Management | For | For |
| 1.4 | Elect Director James M. Kilts | Management | For | For |
| 1.5 | Elect Director Susan J. Kropf | Management | For | For |
| 1.6 | Elect Director Douglas S. Luke | Management | For | For |
| 1.7 | Elect Director John A. Luke, Jr. | Management | For | For |
| 1.8 | Elect Director Gracia C. Martore | Management | For | For |
| 1.9 | Elect Director Timothy H. Powers | Management | For | For |
| 1.10 | Elect Director Jane L. Warner | Management | For | For |
| 1.11 | Elect Director Alan D. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MEREDITH CORPORATION
Meeting Date: NOV 07, 2012
Record Date: SEP 06, 2012
Meeting Type: ANNUAL | Ticker: MDP
Security ID: 589433101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James R. Craigie | Management | For | For |
| 1.2 | Elect Director Frederick B. Henry | Management | For | Withhold |
| 1.3 | Elect Director Joel W. Johnson | Management | For | For |
| 1.4 | Elect Director Donald C. Berg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MURPHY OIL CORPORATION
Meeting Date: MAY 08, 2013
Record Date: MAR 11, 2013
Meeting Type: ANNUAL | Ticker: MUR
Security ID: 626717102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Frank W. Blue | Management | For | For |
| 1b | Elect Director Steven A. Cosse | Management | For | For |
| 1c | Elect Director Claiborne P. Deming | Management | For | For |
| 1d | Elect Director Robert A. Hermes | Management | For | For |
| 1e | Elect Director James V. Kelley | Management | For | For |
| 1f | Elect Director Walentin Mirosh | Management | For | For |
| 1g | Elect Director R. Madison Murphy | Management | For | For |
| 1h | Elect Director J.W. Nolan | Management | For | For |
| 1i | Elect Director Neal E. Schmale | Management | For | For |
| 1j | Elect Director David J.H. Smith | Management | For | For |
| 1k | Elect Director Caroline G. Theus | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NEWMONT MINING CORPORATION
Meeting Date: APR 24, 2013
Record Date: FEB 25, 2013
Meeting Type: ANNUAL | Ticker: NEM
Security ID: 651639106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce R. Brook | Management | For | For |
| 1.2 | Elect Director J. Kofi Bucknor | Management | For | For |
| 1.3 | Elect Director Vincent A. Calarco | Management | For | For |
| 1.4 | Elect Director Joseph A. Carrabba | Management | For | For |
| 1.5 | Elect Director Noreen Doyle | Management | For | For |
| 1.6 | Elect Director Gary J. Goldberg | Management | For | For |
| 1.7 | Elect Director Veronica M. Hagen | Management | For | For |
| 1.8 | Elect Director Jane Nelson | Management | For | For |
| 1.9 | Elect Director Donald C. Roth | Management | For | For |
| 1.10 | Elect Director Simon R. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
NEXEN INC.
Meeting Date: SEP 20, 2012
Record Date: AUG 16, 2012
Meeting Type: SPECIAL | Ticker: NXY
Security ID: 65334H102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition by CNOOC Canada Holding Ltd., an Indirect Wholly-Owned Subsidiary of CNOOC Limited | Management | For | For |
| |
|---|
NISOURCE INC.
Meeting Date: MAY 14, 2013
Record Date: MAR 19, 2013
Meeting Type: ANNUAL | Ticker: NI
Security ID: 65473P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard A. Abdoo | Management | For | For |
| 1.2 | Elect Director Aristides S. Candris | Management | For | For |
| 1.3 | Elect Director Sigmund L. Cornelius | Management | For | For |
| 1.4 | Elect Director Michael E. Jesanis | Management | For | For |
| 1.5 | Elect Director Marty R. Kittrell | Management | For | For |
| 1.6 | Elect Director W. Lee Nutter | Management | For | For |
| 1.7 | Elect Director Deborah S. Parker | Management | For | For |
| 1.8 | Elect Director Robert C. Skaggs, Jr. | Management | For | For |
| 1.9 | Elect Director Teresa A. Taylor | Management | For | For |
| 1.10 | Elect Director Richard L. Thompson | Management | For | For |
| 1.11 | Elect Director Carolyn Y. Woo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Adopt Compensation Benchmarking Policy | Shareholder | Against | Against |
| |
|---|
NORTHERN TRUST CORPORATION
Meeting Date: APR 16, 2013
Record Date: FEB 18, 2013
Meeting Type: ANNUAL | Ticker: NTRS
Security ID: 665859104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
| 1.3 | Elect Director Susan Crown | Management | For | For |
| 1.4 | Elect Director Dipak C. Jain | Management | For | For |
| 1.5 | Elect Director Robert W. Lane | Management | For | For |
| 1.6 | Elect Director Edward J. Mooney | Management | For | For |
| 1.7 | Elect Director Jose Luis Prado | Management | For | For |
| 1.8 | Elect Director John W. Rowe | Management | For | For |
| 1.9 | Elect Director Martin P. Slark | Management | For | For |
| 1.10 | Elect Director David H. B. Smith, Jr. | Management | For | For |
| 1.11 | Elect Director Charles A. Tribbett, III | Management | For | For |
| 1.12 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Political Contributions and Lobbying Expenditures | Shareholder | Against | Against |
| |
|---|
NRG ENERGY, INC.
Meeting Date: NOV 09, 2012
Record Date: OCT 05, 2012
Meeting Type: SPECIAL | Ticker: NRG
Security ID: 629377508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Fix Number of Directors at Sixteen | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
NRG ENERGY, INC.
Meeting Date: APR 25, 2013
Record Date: MAR 01, 2013
Meeting Type: ANNUAL | Ticker: NRG
Security ID: 629377508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kirbyjon H. Caldwell | Management | For | For |
| 1.2 | Elect Director David Crane | Management | For | For |
| 1.3 | Elect Director Kathleen A. McGinty | Management | For | For |
| 1.4 | Elect Director Evan J. Silverstein | Management | For | For |
| 1.5 | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NUCOR CORPORATION
Meeting Date: MAY 09, 2013
Record Date: MAR 11, 2013
Meeting Type: ANNUAL | Ticker: NUE
Security ID: 670346105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter C. Browning | Management | For | For |
| 1.2 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
| 1.3 | Elect Director Daniel R. DiMicco | Management | For | For |
| 1.4 | Elect Director John J. Ferriola | Management | For | For |
| 1.5 | Elect Director Harvey B. Gantt | Management | For | For |
| 1.6 | Elect Director Victoria F. Haynes | Management | For | For |
| 1.7 | Elect Director Bernard L. Kasriel | Management | For | For |
| 1.8 | Elect Director Christopher J. Kearney | Management | For | For |
| 1.9 | Elect Director Raymond J. Milchovich | Management | For | For |
| 1.10 | Elect Director John H. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement for Amendments to the Certificate of Incorporation | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement for Amendments to the Bylaws | Management | For | For |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
ON SEMICONDUCTOR CORPORATION
Meeting Date: MAY 15, 2013
Record Date: MAR 28, 2013
Meeting Type: ANNUAL | Ticker: ONNN
Security ID: 682189105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Daniel McCranie | Management | For | For |
| 1.2 | Elect Director Emmanuel T. Hernandez | Management | For | For |
| 1.3 | Elect Director Teresa M. Ressel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
ONEBEACON INSURANCE GROUP, LTD.
Meeting Date: MAY 22, 2013
Record Date: MAR 28, 2013
Meeting Type: ANNUAL | Ticker: OB
Security ID: G67742109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lois W. Grady | Management | For | For |
| 1.2 | Elect Director T. Michael Miller | Management | For | For |
| 1.3 | Elect Director Lowndes A. Smith | Management | For | For |
| 1.4 | Elect Director Kent D. Urness | Management | For | For |
| 2 | Elect Directors Paul J. Brehm, John C. Treacy, Sheila E. Nicoll and Sarah A. Kolar to the Board of Directors of Split Rock Insurance, Ltd | Management | For | For |
| 3 | Elect Subsidiary Directors Paul J. Brehm, John C. Treacy, Sheila E. Nicoll and Sarah A. Kolar to any New Designates Subsidiary | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
PACKAGING CORPORATION OF AMERICA
Meeting Date: MAY 01, 2013
Record Date: MAR 11, 2013
Meeting Type: ANNUAL | Ticker: PKG
Security ID: 695156109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cheryl K. Beebe | Management | For | For |
| 1.2 | Elect Director Hasan Jameel | Management | For | For |
| 1.3 | Elect Director Mark W. Kowlzan | Management | For | For |
| 1.4 | Elect Director Robert C. Lyons | Management | For | For |
| 1.5 | Elect Director Samuel M. Mencoff | Management | For | For |
| 1.6 | Elect Director Roger B. Porter | Management | For | For |
| 1.7 | Elect Director Thomas S. Souleles | Management | For | For |
| 1.8 | Elect Director Paul T. Stecko | Management | For | For |
| 1.9 | Elect Director James D. Woodrum | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PAYCHEX, INC.
Meeting Date: OCT 23, 2012
Record Date: AUG 24, 2012
Meeting Type: ANNUAL | Ticker: PAYX
Security ID: 704326107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director B. Thomas Golisano | Management | For | For |
| 1b | Elect Director Joseph G. Doody | Management | For | For |
| 1c | Elect Director David J. S. Flaschen | Management | For | For |
| 1d | Elect Director Phillip Horsley | Management | For | For |
| 1e | Elect Director Grant M. Inman | Management | For | For |
| 1f | Elect Director Pamela A. Joseph | Management | For | For |
| 1g | Elect Director Martin Mucci | Management | For | For |
| 1h | Elect Director Joseph M. Tucci | Management | For | For |
| 1i | Elect Director Joseph M. Velli | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PBF ENERGY INC.
Meeting Date: MAY 21, 2013
Record Date: MAR 25, 2013
Meeting Type: ANNUAL | Ticker: PBF
Security ID: 69318G106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas D. O'Malley | Management | For | For |
| 1.2 | Elect Director Spencer Abraham | Management | For | For |
| 1.3 | Elect Director Jefferson F. Allen | Management | For | For |
| 1.4 | Elect Director Martin J. Brand | Management | For | For |
| 1.5 | Elect Director Timothy H. Day | Management | For | Against |
| 1.6 | Elect Director David I. Foley | Management | For | Against |
| 1.7 | Elect Director Dennis M. Houston | Management | For | For |
| 1.8 | Elect Director Edward F. Kosnik | Management | For | For |
| 1.9 | Elect Director Neil A. Wizel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
PEPCO HOLDINGS, INC.
Meeting Date: MAY 17, 2013
Record Date: MAR 20, 2013
Meeting Type: ANNUAL | Ticker: POM
Security ID: 713291102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jack B. Dunn, IV | Management | For | For |
| 1.2 | Elect Director H. Russell Frisby, Jr. | Management | For | For |
| 1.3 | Elect Director Terence C. Golden | Management | For | For |
| 1.4 | Elect Director Patrick T. Harker | Management | For | For |
| 1.5 | Elect Director Frank O. Heintz | Management | For | For |
| 1.6 | Elect Director Barbara J. Krumsiek | Management | For | For |
| 1.7 | Elect Director George F. MacCormack | Management | For | For |
| 1.8 | Elect Director Lawrence C. Nussdorf | Management | For | For |
| 1.9 | Elect Director Patricia A. Oelrich | Management | For | For |
| 1.10 | Elect Director Joseph M. Rigby | Management | For | For |
| 1.11 | Elect Director Frank K. Ross | Management | For | For |
| 1.12 | Elect Director Pauline A. Schneider | Management | For | For |
| 1.13 | Elect Director Lester P. Silverman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PPL CORPORATION
Meeting Date: MAY 15, 2013
Record Date: FEB 28, 2013
Meeting Type: ANNUAL | Ticker: PPL
Security ID: 69351T106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick M. Bernthal | Management | For | For |
| 1.2 | Elect Director John W. Conway | Management | For | For |
| 1.3 | Elect Director Philip G. Cox | Management | For | For |
| 1.4 | Elect Director Steven G. Elliott | Management | For | For |
| 1.5 | Elect Director Louise K. Goeser | Management | For | For |
| 1.6 | Elect Director Stuart E. Graham | Management | For | For |
| 1.7 | Elect Director Stuart Heydt | Management | For | For |
| 1.8 | Elect Director Raja Rajamannar | Management | For | For |
| 1.9 | Elect Director Craig A. Rogerson | Management | For | For |
| 1.10 | Elect Director William H. Spence | Management | For | For |
| 1.11 | Elect Director Natica von Althann | Management | For | For |
| 1.12 | Elect Director Keith H. Williamson | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Against |
| |
|---|
QEP RESOURCES, INC.
Meeting Date: MAY 24, 2013
Record Date: MAR 25, 2013
Meeting Type: ANNUAL | Ticker: QEP
Security ID: 74733V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Julie A. Dill | Management | For | For |
| 1.2 | Elect Director L. Richard Flury | Management | For | For |
| 1.3 | Elect Director M.W. Scoggins | Management | For | For |
| 1.4 | Elect Director Robert E. McKee, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
QUEST DIAGNOSTICS INCORPORATED
Meeting Date: MAY 21, 2013
Record Date: MAR 22, 2013
Meeting Type: ANNUAL | Ticker: DGX
Security ID: 74834L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Baldwin | Management | For | For |
| 1.2 | Elect Director Gary M. Pfeiffer | Management | For | For |
| 1.3 | Elect Director Stephen H. Rusckowski | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Eliminate Class of Preferred Stock | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | None | For |
| 7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| |
|---|
RAYTHEON COMPANY
Meeting Date: MAY 30, 2013
Record Date: APR 09, 2013
Meeting Type: ANNUAL | Ticker: RTN
Security ID: 755111507
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James E. Cartwright | Management | For | For |
| 1b | Elect Director Vernon E. Clark | Management | For | For |
| 1c | Elect Director Stephen J. Hadley | Management | For | For |
| 1d | Elect Director Michael C. Ruettgers | Management | For | For |
| 1e | Elect Director Ronald L. Skates | Management | For | For |
| 1f | Elect Director William R. Spivey | Management | For | For |
| 1g | Elect Director Linda G. Stuntz | Management | For | For |
| 1h | Elect Director William H. Swanson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
| 7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| |
|---|
SANKYO CO. LTD. (6417)
Meeting Date: JUN 27, 2013
Record Date: MAR 31, 2013
Meeting Type: ANNUAL | Ticker: 6417
Security ID: J67844100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 75 | Management | For | For |
| |
|---|
SCHOLASTIC CORPORATION
Meeting Date: SEP 19, 2012
Record Date: JUL 27, 2012
Meeting Type: ANNUAL | Ticker: SCHL
Security ID: 807066105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Barge | Management | For | For |
| 1.2 | Elect Director Marianne Caponnetto | Management | For | For |
| 1.3 | Elect Director John G. McDonald | Management | For | For |
| |
|---|
SELECT MEDICAL HOLDINGS CORPORATION
Meeting Date: APR 30, 2013
Record Date: MAR 04, 2013
Meeting Type: ANNUAL | Ticker: SEM
Security ID: 81619Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Russell L. Carson | Management | For | For |
| 1.2 | Elect Director James S. Ely III | Management | For | For |
| 1.3 | Elect Director William H. Frist | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
SOUTHWEST AIRLINES CO.
Meeting Date: MAY 15, 2013
Record Date: MAR 19, 2013
Meeting Type: ANNUAL | Ticker: LUV
Security ID: 844741108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David W. Biegler | Management | For | For |
| 1b | Elect Director J. Veronica Biggins | Management | For | For |
| 1c | Elect Director Douglas H. Brooks | Management | For | For |
| 1d | Elect Director William H. Cunningham | Management | For | For |
| 1e | Elect Director John G. Denison | Management | For | For |
| 1f | Elect Director Gary C. Kelly | Management | For | For |
| 1g | Elect Director Nancy B. Loeffler | Management | For | For |
| 1h | Elect Director John T. Montford | Management | For | For |
| 1i | Elect Director Thomas M. Nealon | Management | For | For |
| 1j | Elect Director Daniel D. Villanueva | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
STRAYER EDUCATION, INC.
Meeting Date: MAY 02, 2013
Record Date: MAR 15, 2013
Meeting Type: ANNUAL | Ticker: STRA
Security ID: 863236105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert S. Silberman | Management | For | For |
| 1.2 | Elect Director Robert R. Grusky | Management | For | For |
| 1.3 | Elect Director Charlotte F. Beason | Management | For | For |
| 1.4 | Elect Director William E. Brock | Management | For | For |
| 1.5 | Elect Director John T. Casteen III | Management | For | For |
| 1.6 | Elect Director Robert L. Johnson | Management | For | For |
| 1.7 | Elect Director Karl McDonnell | Management | For | For |
| 1.8 | Elect Director Todd A. Milano | Management | For | For |
| 1.9 | Elect Director G. Thomas Waite, III | Management | For | For |
| 1.10 | Elect Director J. David Wargo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SUNTRUST BANKS, INC.
Meeting Date: APR 23, 2013
Record Date: FEB 13, 2013
Meeting Type: ANNUAL | Ticker: STI
Security ID: 867914103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert M. Beall, II | Management | For | For |
| 1.2 | Elect Director Alston D. Correll | Management | For | For |
| 1.3 | Elect Director Jeffrey C. Crowe | Management | For | For |
| 1.4 | Elect Director David H. Hughes | Management | For | For |
| 1.5 | Elect Director M. Douglas Ivester | Management | For | For |
| 1.6 | Elect Director Kyle Prechtl Legg | Management | For | For |
| 1.7 | Elect Director William A. Linnenbringer | Management | For | For |
| 1.8 | Elect Director Donna S. Morea | Management | For | For |
| 1.9 | Elect Director David M. Ratcliffe | Management | For | For |
| 1.10 | Elect Director William H. Rogers, Jr. | Management | For | For |
| 1.11 | Elect Director Frank W. Scruggs | Management | For | For |
| 1.12 | Elect Director Thomas R. Watjen | Management | For | For |
| 1.13 | Elect Director Phail Wynn, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SYSCO CORPORATION
Meeting Date: NOV 14, 2012
Record Date: SEP 17, 2012
Meeting Type: ANNUAL | Ticker: SYY
Security ID: 871829107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jonathan Golden | Management | For | For |
| 1b | Elect Director Joseph A. Hafner, Jr. | Management | For | For |
| 1c | Elect Director Nancy S. Newcomb | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TALISMAN ENERGY INC.
Meeting Date: MAY 01, 2013
Record Date: MAR 11, 2013
Meeting Type: ANNUAL | Ticker: TLM
Security ID: 87425E103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christiane Bergevin | Management | For | For |
| 1.2 | Elect Director Donald J. Carty | Management | For | For |
| 1.3 | Elect Director William R.P. Dalton | Management | For | For |
| 1.4 | Elect Director Kevin S. Dunne | Management | For | For |
| 1.5 | Elect Director Harold N. Kvisle | Management | For | For |
| 1.6 | Elect Director Brian M. Levitt | Management | For | For |
| 1.7 | Elect Director Lisa A. Stewart | Management | For | For |
| 1.8 | Elect Director Peter W. Tomsett | Management | For | For |
| 1.9 | Elect Director Michael T. Waites | Management | For | For |
| 1.10 | Elect Director Charles R. Williamson | Management | For | For |
| 1.11 | Elect Director Charles M. Winograd | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
TECO ENERGY, INC.
Meeting Date: MAY 01, 2013
Record Date: FEB 22, 2013
Meeting Type: ANNUAL | Ticker: TE
Security ID: 872375100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John B. Ramil | Management | For | For |
| 1.2 | Elect Director Tom L. Rankin | Management | For | For |
| 1.3 | Elect Director William D. Rockford | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
| |
|---|
TELEPHONE AND DATA SYSTEMS, INC.
Meeting Date: MAY 24, 2013
Record Date: MAR 28, 2013
Meeting Type: PROXY CONTEST | Ticker: TDS
Security ID: 879433829
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Clarence A. Davis | Management | For | Did Not Vote |
| 1.2 | Elect Director George W. Off | Management | For | Did Not Vote |
| 1.3 | Elect Director Mitchell Saranow | Management | For | Did Not Vote |
| 1.4 | Elect Director Gary L. Sugarman | Management | For | Did Not Vote |
| 2 | Ratify Auditors | Management | For | Did Not Vote |
| 3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | Did Not Vote |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Blue Card) |
| 1.1 | Elect Director Ryan J. Morris | Shareholder | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Non-Employee Director Restricted Stock Plan | Management | Against | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Against |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | For | For |
| |
|---|
TELLABS, INC.
Meeting Date: MAY 01, 2013
Record Date: MAR 04, 2013
Meeting Type: ANNUAL | Ticker: TLAB
Security ID: 879664100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Alex Mashinsky | Management | For | For |
| 1b | Elect Director Gregory J. Rossmann | Management | For | For |
| 1c | Elect Director Vincent H. Tobkin | Management | For | For |
| 1d | Elect Director Mikel H. Williams | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
TENET HEALTHCARE CORPORATION
Meeting Date: MAY 03, 2013
Record Date: MAR 11, 2013
Meeting Type: ANNUAL | Ticker: THC
Security ID: 88033G407
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John Ellis 'Jeb' Bush | Management | For | For |
| 1b | Elect Director Trevor Fetter | Management | For | For |
| 1c | Elect Director Brenda J. Gaines | Management | For | For |
| 1d | Elect Director Karen M. Garrison | Management | For | For |
| 1e | Elect Director Edward A. Kangas | Management | For | For |
| 1f | Elect Director J. Robert Kerrey | Management | For | For |
| 1g | Elect Director Richard R. Pettingill | Management | For | For |
| 1h | Elect Director Ronald A. Rittenmeyer | Management | For | For |
| 1i | Elect Director James A. Unruh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TEXTRON INC.
Meeting Date: APR 24, 2013
Record Date: MAR 01, 2013
Meeting Type: ANNUAL | Ticker: TXT
Security ID: 883203101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott C. Donnelly | Management | For | For |
| 1.2 | Elect Director Kathleen M. Bader | Management | For | For |
| 1.3 | Elect Director R. Kerry Clark | Management | For | For |
| 1.4 | Elect Director James T. Conway | Management | For | For |
| 1.5 | Elect Director Ivor J. Evans | Management | For | For |
| 1.6 | Elect Director Lawrence K. Fish | Management | For | For |
| 1.7 | Elect Director Paul E. Gagne | Management | For | For |
| 1.8 | Elect Director Dain M. Hancock | Management | For | For |
| 1.9 | Elect Director Lord Powell | Management | For | For |
| 1.10 | Elect Director Lloyd G. Trotter | Management | For | For |
| 1.11 | Elect Director James L. Ziemer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
THE BABCOCK & WILCOX COMPANY
Meeting Date: MAY 03, 2013
Record Date: MAR 11, 2013
Meeting Type: ANNUAL | Ticker: BWC
Security ID: 05615F102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Fees | Management | For | For |
| 1.2 | Elect Director Richard W. Mies | Management | For | For |
| 1.3 | Elect Director Larry L. Weyers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THE CLOROX COMPANY
Meeting Date: NOV 14, 2012
Record Date: SEP 18, 2012
Meeting Type: ANNUAL | Ticker: CLX
Security ID: 189054109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel Boggan, Jr. | Management | For | For |
| 1.2 | Elect Director Richard H. Carmona | Management | For | For |
| 1.3 | Elect Director Tully M. Friedman | Management | For | For |
| 1.4 | Elect Director George J. Harad | Management | For | For |
| 1.5 | Elect Director Donald R. Knauss | Management | For | For |
| 1.6 | Elect Director Robert W. Matschullat | Management | For | For |
| 1.7 | Elect Director Edward A. Mueller | Management | For | For |
| 1.8 | Elect Director Pamela Thomas-Graham | Management | For | For |
| 1.9 | Elect Director Carolyn M. Ticknor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
THE GAP, INC.
Meeting Date: MAY 21, 2013
Record Date: MAR 25, 2013
Meeting Type: ANNUAL | Ticker: GPS
Security ID: 364760108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Adrian D. P. Bellamy | Management | For | For |
| 1b | Elect Director Domenico De Sole | Management | For | For |
| 1c | Elect Director Robert J. Fisher | Management | For | Against |
| 1d | Elect Director William S. Fisher | Management | For | For |
| 1e | Elect Director Isabella D. Goren | Management | For | For |
| 1f | Elect Director Bob L. Martin | Management | For | For |
| 1g | Elect Director Jorge P. Montoya | Management | For | For |
| 1h | Elect Director Glenn K. Murphy | Management | For | For |
| 1i | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1j | Elect Director Katherine Tsang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE HOWARD HUGHES CORPORATION
Meeting Date: MAY 14, 2013
Record Date: MAR 18, 2013
Meeting Type: ANNUAL | Ticker: HHC
Security ID: 44267D107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William A. Ackman | Management | For | For |
| 1.2 | Elect Director Adam Flatto | Management | For | For |
| 1.3 | Elect Director Jeffrey Furber | Management | For | For |
| 1.4 | Elect Director Gary Krow | Management | For | For |
| 1.5 | Elect Director Allen Model | Management | For | For |
| 1.6 | Elect Director R. Scot Sellers | Management | For | For |
| 1.7 | Elect Director Steven Shepsman | Management | For | For |
| 1.8 | Elect Director Burton M. Tansky | Management | For | For |
| 1.9 | Elect Director Mary Ann Tighe | Management | For | For |
| 1.10 | Elect Director David R. Weinreb | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THE KROGER CO.
Meeting Date: JUN 27, 2013
Record Date: APR 30, 2013
Meeting Type: ANNUAL | Ticker: KR
Security ID: 501044101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Reuben V. Anderson | Management | For | For |
| 1b | Elect Director Robert D. Beyer | Management | For | For |
| 1c | Elect Director David B. Dillon | Management | For | For |
| 1d | Elect Director Susan J. Kropf | Management | For | For |
| 1e | Elect Director John T. LaMacchia | Management | For | For |
| 1f | Elect Director David B. Lewis | Management | For | For |
| 1g | Elect Director W. Rodney McMullen | Management | For | For |
| 1h | Elect Director Jorge P. Montoya | Management | For | For |
| 1i | Elect Director Clyde R. Moore | Management | For | For |
| 1j | Elect Director Susan M. Phillips | Management | For | For |
| 1k | Elect Director Steven R. Rogel | Management | For | For |
| 1l | Elect Director James A. Runde | Management | For | For |
| 1m | Elect Director Ronald L. Sargent | Management | For | For |
| 1n | Elect Director Bobby S. Shackouls | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Supply Chain Human Rights Risks and Management | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Adopting Extended Producer Responsibility Policy | Shareholder | Against | Against |
| 7 | Adopt and Implement Sustainable Palm Oil Policy | Shareholder | Against | Against |
| |
|---|
THE PROGRESSIVE CORPORATION
Meeting Date: MAY 16, 2013
Record Date: MAR 18, 2013
Meeting Type: ANNUAL | Ticker: PGR
Security ID: 743315103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lawton W. Fitt | Management | For | For |
| 1.2 | Elect Director Jeffrey D. Kelly | Management | For | For |
| 1.3 | Elect Director Peter B. Lewis | Management | For | For |
| 1.4 | Elect Director Patrick H. Nettles | Management | For | For |
| 1.5 | Elect Director Glenn M. Renwick | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THE SCOTTS MIRACLE-GRO COMPANY
Meeting Date: JAN 17, 2013
Record Date: NOV 21, 2012
Meeting Type: ANNUAL | Ticker: SMG
Security ID: 810186106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adam Hanft | Management | For | For |
| 1.2 | Elect Director Stephen L. Johnson | Management | For | For |
| 1.3 | Elect Director Katherine Hagedorn Littlefield | Management | For | For |
| 1.4 | Elect Director Michael E. Porter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
THE ST. JOE COMPANY
Meeting Date: MAY 16, 2013
Record Date: MAR 15, 2013
Meeting Type: ANNUAL | Ticker: JOE
Security ID: 790148100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Cesar L. Alvarez | Management | For | For |
| 1b | Elect Director Bruce R. Berkowitz | Management | For | For |
| 1c | Elect Director Park Brady | Management | For | For |
| 1d | Elect Director Howard S. Frank | Management | For | For |
| 1e | Elect Director Jeffrey C. Keil | Management | For | For |
| 1f | Elect Director Stanley Martin | Management | For | For |
| 1g | Elect Director Thomas P. Murphy, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE WASHINGTON POST COMPANY
Meeting Date: MAY 09, 2013
Record Date: MAR 04, 2013
Meeting Type: ANNUAL | Ticker: WPO
Security ID: 939640108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1. | Elect Director Christopher C. Davis | Management | For | For |
| 1.2 | Elect Director Thomas S. Gayner | Management | For | For |
| 1.3 | Elect Director Anne M. Mulcahy | Management | For | For |
| 1.4 | Elect Director Larry D. Thompson | Management | For | For |
| |
|---|
TOOTSIE ROLL INDUSTRIES, INC.
Meeting Date: MAY 06, 2013
Record Date: MAR 05, 2013
Meeting Type: ANNUAL | Ticker: TR
Security ID: 890516107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Melvin J. Gordon | Management | For | For |
| 1.2 | Elect Director Ellen R. Gordon | Management | For | For |
| 1.3 | Elect Director Lana Jane Lewis-Brent | Management | For | Withhold |
| 1.4 | Elect Director Barre A. Seibert | Management | For | Withhold |
| 1.5 | Elect Director Richard P. Bergeman | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VALERO ENERGY CORPORATION
Meeting Date: MAY 02, 2013
Record Date: MAR 05, 2013
Meeting Type: ANNUAL | Ticker: VLO
Security ID: 91913Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jerry D. Choate | Management | For | For |
| 1b | Elect Director Ruben M. Escobedo | Management | For | For |
| 1c | Elect Director William R. Klesse | Management | For | For |
| 1d | Elect Director Deborah P. Majoras | Management | For | For |
| 1e | Elect Director Bob Marbut | Management | For | For |
| 1f | Elect Director Donald L. Nickles | Management | For | Against |
| 1g | Elect Director Philip J. Pfeiffer | Management | For | For |
| 1h | Elect Director Robert A. Profusek | Management | For | For |
| 1i | Elect Director Susan Kaufman Purcell | Management | For | For |
| 1j | Elect Director Stephen M. Waters | Management | For | For |
| 1k | Elect Director Randall J. Weisenburger | Management | For | For |
| 1l | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions and Lobbying Expenditures | Shareholder | Against | Against |
| |
|---|
VISTEON CORPORATION
Meeting Date: JUN 13, 2013
Record Date: APR 16, 2013
Meeting Type: ANNUAL | Ticker: VC
Security ID: 92839U206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Duncan H. Cocroft | Management | For | For |
| 1b | Elect Director Jeffrey D. Jones | Management | For | For |
| 1c | Elect Director Timothy D. Leuliette | Management | For | For |
| 1d | Elect Director Robert Manzo | Management | For | For |
| 1e | Elect Director Francis M. Scricco | Management | For | For |
| 1f | Elect Director David L. Treadwell | Management | For | For |
| 1g | Elect Director Harry J. Wilson | Management | For | For |
| 1h | Elect Director Yuen Kam Ho, George | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| |
|---|
VORNADO REALTY TRUST
Meeting Date: MAY 23, 2013
Record Date: MAR 25, 2013
Meeting Type: ANNUAL | Ticker: VNO
Security ID: 929042109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Candace K. Beinecke | Management | For | Withhold |
| 1.2 | Elect Director Robert P. Kogod | Management | For | Withhold |
| 1.3 | Elect Director David Mandelbaum | Management | For | Withhold |
| 1.4 | Elect Director Richard R. West | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
VULCAN MATERIALS COMPANY
Meeting Date: MAY 10, 2013
Record Date: MAR 14, 2013
Meeting Type: ANNUAL | Ticker: VMC
Security ID: 929160109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas J. McGregor | Management | For | For |
| 1.2 | Elect Director Lee J. Styslinger, III | Management | For | For |
| 1.3 | Elect Director Vincent J. Trosino | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
WEINGARTEN REALTY INVESTORS
Meeting Date: APR 30, 2013
Record Date: MAR 04, 2013
Meeting Type: ANNUAL | Ticker: WRI
Security ID: 948741103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew M. Alexander | Management | For | For |
| 1.2 | Elect Director Stanford Alexander | Management | For | For |
| 1.3 | Elect Director Shelaghmichael Brown | Management | For | For |
| 1.4 | Elect Director James W. Crownover | Management | For | For |
| 1.5 | Elect Director Robert J. Cruikshank | Management | For | For |
| 1.6 | Elect Director Melvin A. Dow | Management | For | For |
| 1.7 | Elect Director Stephen A. Lasher | Management | For | For |
| 1.8 | Elect Director Thomas L. Ryan | Management | For | For |
| 1.9 | Elect Director Douglas W. Schnitzer | Management | For | For |
| 1.10 | Elect Director C. Park Shaper | Management | For | For |
| 1.11 | Elect Director Marc J. Shapiro | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WESTAMERICA BANCORPORATION
Meeting Date: APR 25, 2013
Record Date: FEB 25, 2013
Meeting Type: ANNUAL | Ticker: WABC
Security ID: 957090103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Etta Allen | Management | For | For |
| 1.2 | Elect Director Louis E. Bartolini | Management | For | For |
| 1.3 | Elect Director E. Joseph Bowler | Management | For | For |
| 1.4 | Elect Director Arthur C. Latno, Jr. | Management | For | For |
| 1.5 | Elect Director Patrick D. Lynch | Management | For | For |
| 1.6 | Elect Director Catherine Cope MacMillan | Management | For | For |
| 1.7 | Elect Director Ronald A. Nelson | Management | For | For |
| 1.8 | Elect Director David L. Payne | Management | For | For |
| 1.9 | Elect Director Edward B. Sylvester | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WEYERHAEUSER COMPANY
Meeting Date: APR 11, 2013
Record Date: FEB 15, 2013
Meeting Type: ANNUAL | Ticker: WY
Security ID: 962166104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Debra A. Cafaro | Management | For | For |
| 1.2 | Elect Director Mark A. Emmert | Management | For | For |
| 1.3 | Elect Director Daniel S. Fulton | Management | For | For |
| 1.4 | Elect Director John I. Kieckhefer | Management | For | For |
| 1.5 | Elect Director Wayne W. Murdy | Management | For | For |
| 1.6 | Elect Director Nicole W. Piasecki | Management | For | For |
| 1.7 | Elect Director Doyle R. Simons | Management | For | For |
| 1.8 | Elect Director Richard H. Sinkfield | Management | For | For |
| 1.9 | Elect Director D. Michael Steuert | Management | For | For |
| 1.10 | Elect Director Kim Williams | Management | For | For |
| 1.11 | Elect Director Charles R. Williamson | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WHITE MOUNTAINS INSURANCE GROUP, LTD.
Meeting Date: MAY 23, 2013
Record Date: APR 01, 2013
Meeting Type: ANNUAL | Ticker: WTM
Security ID: G9618E107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Morgan W. Davis as Director | Management | For | For |
| 1.2 | Elect Edith E. Holiday as Director | Management | For | For |
| 1.3 | Elect Lowndes A. Smith as Director | Management | For | For |
| 2.1 | Elect Jeffrey Davis as Director for Sirius International Insurance Corporation | Management | For | For |
| 2.2 | Elect Lars Ek as Director for Sirius International Insurance Corporation | Management | For | For |
| 2.3 | Elect Brian E. Kensil as Director for Sirius International Insurance Corporation | Management | For | For |
| 2.4 | Elect Jan Onselius as Director for Sirius International Insurance Corporation | Management | For | For |
| 2.5 | Elect Goran A. Thorstensson as Director for Sirius International Insurance Corporation | Management | For | For |
| 2.6 | Elect Allan L. Waters as Director for Sirius International Insurance Corporation | Management | For | For |
| 3.1 | Elect Sheila E. Nicoll as Director for HG Re Ltd. | Management | For | For |
| 3.2 | Elect Kevin Pearson as Director for HG Re Ltd. | Management | For | For |
| 3.3 | Elect Warren J. Trace as Director for HG Re Ltd. | Management | For | For |
| 3.4 | Elect Allan L. Waters as Director for HG Re Ltd. | Management | For | For |
| 4.1 | Elect Jennifer L. Pitts as Director for White Mountains Life Reinsurance (Bermuda) Ltd. | Management | For | For |
| 4.2 | Elect Christine H. Repasy as Director for White Mountains Life Reinsurance (Bermuda) Ltd. | Management | For | For |
| 4.3 | Elect Warren J. Trace as Director for White Mountains Life Reinsurance (Bermuda) Ltd. | Management | For | For |
| 4.4 | Elect Allan L. Waters as Director for White Mountains Life Reinsurance (Bermuda) Ltd. | Management | For | For |
| 5.1 | Elect Christine H. Repasy as Director for White Shoals Re Ltd. | Management | For | For |
| 5.2 | Elect Warren J. Trace as Director for White Shoals Re Ltd. | Management | For | For |
| 5.3 | Elect Allan L. Waters as Director for White Shoals Re Ltd. | Management | For | For |
| 6.1 | Elect Christine H. Repasy as Director for Star Re Ltd. | Management | For | For |
| 6.2 | Elect Goran A. Thorstensson as Director for Star Re Ltd. | Management | For | For |
| 6.3 | Elect Warren J. Trace as Director for Star Re Ltd. | Management | For | For |
| 6.4 | Elect Allan L. Waters as Director for Star Re Ltd. | Management | For | For |
| 7.1 | Elect Michael Dashfield as Director of Sirius Capital Ltd. | Management | For | For |
| 7.2 | Elect Lars Ek as Director of Sirius Capital Ltd. | Management | For | For |
| 7.3 | Elect Goran A. Thorstensson as Director of Sirius Capital Ltd. | Management | For | For |
| 7.4 | Elect Allan L. Waters as Director of Sirius Capital Ltd. | Management | For | For |
| 8.1 | Elect Paul J. Brehm as Director of Split Rock Insurance, Ltd. | Management | For | For |
| 8.2 | Elect Sarah A. Kolar as Director of Split Rock Insurance, Ltd. | Management | For | For |
| 8.3 | Elect Sheila E. Nicoll as Director of Split Rock Insurance, Ltd. | Management | For | For |
| 8.4 | Elect John C. Treacy as Director of Split Rock Insurance, Ltd. | Management | For | For |
| 9.1 | Elect Raymond Barrette as Director for Any New Designated Subsidiary | Management | For | For |
| 9.2 | Elect David T. Foy as Director for Any New Designated Subsidiary | Management | For | For |
| 9.3 | Elect Jennifer L. Pitts as Director for Any New Designated Subsidiary | Management | For | For |
| 9.4 | Elect Warren J. Trace as Director for Any New Designated Subsidiary | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| 12 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
WMS INDUSTRIES INC.
Meeting Date: DEC 06, 2012
Record Date: OCT 10, 2012
Meeting Type: ANNUAL | Ticker: WMS
Security ID: 929297109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Bahash | Management | For | For |
| 1.2 | Elect Director Brian R. Gamache | Management | For | For |
| 1.3 | Elect Director Patricia M. Nazemetz | Management | For | For |
| 1.4 | Elect Director Matthew H. Paull | Management | For | For |
| 1.5 | Elect Director Edward W. Rabin, Jr. | Management | For | For |
| 1.6 | Elect Director Ira S. Sheinfeld | Management | For | For |
| 1.7 | Elect Director Bobby L. Siller | Management | For | For |
| 1.8 | Elect Director William J. Vareschi, Jr. | Management | For | For |
| 1.9 | Elect Director Keith R. Wyche | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
WPX ENERGY, INC.
Meeting Date: MAY 22, 2013
Record Date: MAR 25, 2013
Meeting Type: ANNUAL | Ticker: WPX
Security ID: 98212B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Carrig | Management | For | For |
| 1.2 | Elect Director Henry E. Lentz | Management | For | For |
| 1.3 | Elect Director William G. Lowrie | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
WRIGHT MEDICAL GROUP, INC.
Meeting Date: MAY 14, 2013
Record Date: MAR 15, 2013
Meeting Type: ANNUAL | Ticker: WMGI
Security ID: 98235T107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Increase in Size of Board | Management | For | For |
| 2.1 | Elect Director Gary D. Blackford | Management | For | For |
| 2.2 | Elect Director Martin J. Emerson | Management | For | For |
| 2.3 | Elect Director Lawrence W. Hamilton | Management | For | For |
| 2.4 | Elect Director Ronald K. Labrum | Management | For | For |
| 2.5 | Elect Director John L. Miclot | Management | For | For |
| 2.6 | Elect Director Robert J. Palmisano | Management | For | For |
| 2.7 | Elect Director Amy S. Paul | Management | For | For |
| 2.8 | Elect Director Robert J. Quillinan | Management | For | For |
| 2.9 | Elect Director David D. Stevens | Management | For | For |
| 3 | Elect Director Douglas G. Watson | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
ZIMMER HOLDINGS, INC.
Meeting Date: MAY 07, 2013
Record Date: MAR 08, 2013
Meeting Type: ANNUAL | Ticker: ZMH
Security ID: 98956P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Christopher B. Begley | Management | For | For |
| 1b | Elect Director Betsy J. Bernard | Management | For | For |
| 1c | Elect Director Gail K. Boudreaux | Management | For | For |
| 1d | Elect Director David C. Dvorak | Management | For | For |
| 1e | Elect Director Larry C. Glasscock | Management | For | For |
| 1f | Elect Director Robert A. Hagemann | Management | For | For |
| 1g | Elect Director Arthur J. Higgins | Management | For | For |
| 1h | Elect Director John L. McGoldrick | Management | For | For |
| 1i | Elect Director Cecil B. Pickett | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
END NPX REPORT
