UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
Amendment No. 2
(Mark One)
[X] Amendment to Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2001
OR
[ ] Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from _______________ to _______________.
Commission File Number 1-11999
ALTERRA HEALTHCARE CORPORATION
(Exact Name of Registrant as Specified in its Charter)
DELAWARE 10000 Innovation Drive | 39-1771281
53226 |
(414) 918-5000
(Registrant's Telephone Number)
SECURITIES REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT:
TITLE OF EACH CLASS | NAME OF EXCHANGE ON WHICH REGISTERED |
Common Stock, Par Value $.01 Per Share | American Stock Exchange |
5.25% Convertible Subordinated Debenture Due 2002 | American Stock Exchange |
Series A Junior Preferred Stock Purchase Rights | American Stock Exchange |
Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. YES X NO
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendments to this Form 10-K. [ ]
The aggregate market value of the voting stock held by non-affiliates of the Registrant was $3,110,684 as of March 29, 2002. The number of outstanding shares of the Registrant's Common Stock was 22,219,168 shares as of March 29, 2002.
EXPLANATORY NOTE
This Report on Form 10-K/A amends and restates in its entirety the Signature Page of the Annual Report on Form 10-K of Alterra Healthcare Corporation (the "Company") for the fiscal year ended December 31, 2001 (inadvertently omitted from the initial filing of Form 10-K/A).
Pursuant to the requirements of the Securities Act of 1934, this report has been signed below by the following persons on behalf of registrant and in the capacities and on the dates indicated.
SIGNATURES | TITLE | DATE | ||
/s/ Patrick F. Kennedy | ||||
Patrick F. Kennedy | President and Chief Executive Officer | March 29, 2002 | ||
/s/ Mark W. Ohlendorf | Senior Vice President, Chief Financial | |||
Mark W. Ohlendorf | Officer, Treasurer and Secretary | March 29, 2002 | ||
(Principal Financial Officer) | ||||
/s/ Kristin A. Ferge | Vice President and Assistant Secretary | |||
Kristin A. Ferge | (Principal Accounting Officer) | March 29, 2002 | ||
/s/ Jerry L. Tubergen | ||||
Jerry L. Tubergen | Chairman of the Board and Director | April 1, 2002 | ||
/s/ Timothy J. Buchanan | ||||
Timothy J. Buchanan | Director | March 29, 2002 | ||
/s/ Gene E. Burleson | ||||
Gene E. Burleson | Director | March 29, 2002 | ||
/s/ William E. Colson | ||||
William E. Colson | Director | March 29, 2002 | ||
/s/ Ronald G. Geary | ||||
Ronald G. Geary | Director | March 29, 2002 | ||
/s/ Robert Haveman | ||||
Robert Haveman | Director | March 29, 2002 | ||
/s/ William G. Petty, Jr. | ||||
William G. Petty, Jr. | Director | March 29, 2002 | ||
/s/ Natalie Townsend | ||||
Natalie Townsend | Director | March 29, 2002 |
SIGNATURE
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Company has duly caused this Amendment to be signed on its behalf by the undersigned, thereunto duly authorized.
ALTERRA HEALTHCARE CORPORATION.
By: /s/Kristin A. Ferge
Kristin A. Ferge
Vice President, Assistant Secretary
Dated: April 1, 2002