Nuveen Investment Trust NPX Annual report of proxy voting record

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-07619

Nuveen Investment Trust

(Exact name of registrant as specified in charter)

333 West Wacker Drive, Chicago, Illinois 60606

(Address of principal executive offices) (Zip Code)

Gifford R. Zimmerman – Chief Administrative Officer

(Name and address of agent for service)

Registrant’s telephone number, including area code: 312-917-7700

Date of fiscal year-end: June 30

Date of reporting period: June 30, 2007

Item 1. Proxy Voting Record

Nuveen Large-Cap Value Fund - Proxy Voting

July 1, 2006 to June 30, 2007

Name of Issuer

Ticker

Cusip

Meeting Date

Matter Description

Proposed by Shareholder or Management

Voted Y/N?

Vote Cast

With/Against Management

BellSouth Corp.

BLS

79860102

07/21/06

Approve Merger Agreement

Mgmt

Yes

For

With

Capital One Financial Corp.

COF

14040H105

08/22/06

Approve Merger Agreement

Mgmt

Yes

For

With

Adjourn Meeting

Mgmt

Yes

For

With

Nike, Inc.

NKE

654106103

09/18/06

Elect Director Jill K. Conway

Mgmt

Yes

For

With

Elect Director Alan B. Graf, Jr.

Mgmt

Yes

For

With

Elect Director Jeanne P. Jackson

Mgmt

Yes

For

With

Report on Charitable Contributions

Shareholder

Yes

Against

With

Ratify Auditors

Mgmt

Yes

For

With

Imperial Chemical Industries plc

ICI

452704505

01/25/07

APPROVAL OF THE PROPOSED DISPOSAL OF THE QUEST BUSINESS BY THE COMPANY, AS SET FORTH IN THE COMPANY S CIRCULAR ENCLOSED HEREWITH.

Mgmt

Yes

For

With

Agilent Technologies Inc.

00846U101

02/27/07

Elect Director Paul N. Clark

Mgmt

Yes

For

With

Elect Director James G. Cullen

Mgmt

Yes

For

With

Elect Director Robert L. Joss

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

CVS Caremark Corp

CVS

126650100

03/15/07

Amend Articles/Increase Common Stock and Change Company Name

Mgmt

Yes

For

With

Issue Shares in Connection with an Acquisition

Mgmt

Yes

For

With

Adjourn Meeting

Mgmt

Yes

For

With

Hewlett-Packard Co.

HPQ

428236103

03/14/07

Elect Director L.T. Babbio, Jr.

Mgmt

Yes

For

With

Elect Director S.M. Baldauf

Mgmt

Yes

For

With

Elect Director R.A. Hackborn

Mgmt

Yes

For

With

Elect Director J.H. Hammergren

Mgmt

Yes

For

With

Elect Director M.V. Hurd

Mgmt

Yes

For

With

Elect Director R.L. Ryan

Mgmt

Yes

For

With

Elect Director L.S. Salhany

Mgmt

Yes

For

With

Elect Director G.K.Thompson

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Require Director Nominee Qualifications

Shareholder

Yes

For

Against

Separate Chairman and CEO Positions

Shareholder

Yes

Against

With

Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote

Shareholder

Yes

For

Against

Performance-Based Equity Awards

Shareholder

Yes

For

Against

Novartis AG

NVS

66987V109

03/06/07

APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2006.

Mgmt

Yes

For

With

APPROVAL OF THE ACTIVITIES OF THE BOARD OF DIRECTORS

Mgmt

Yes

For

With

APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND

Mgmt

Yes

For

With

ELECTION TO THE BOARD OF DIRECTORS: RE-ELECTION OF HANS-JOERG RUDLOFF FOR A THREE-YEAR TERM

Mgmt

Yes

For

With

ELECTION TO THE BOARD OF DIRECTORS: RE-ELECTION OF DR. DANIEL VASELLA FOR A THREE-YEAR TERM

Mgmt

Yes

For

With

ELECTION TO THE BOARD OF DIRECTORS: ELECTION OF NEW MEMBER MARJORIE M. YANG FOR A TERM OF OFFICE BEGINNING ON 1 JANUARY 2008 AND ENDING ON THE DAY OF THE AGM IN 2010

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

VOTES REGARDING ADDITIONAL AND/OR COUNTER-PROPOSALS AT THE AGM OF NOVARTIS AG IF YOU GIVE NO INSTRUCTIONS ON AGENDA ITEM 6, YOUR VOTES WILL BE CAST IN ACCORDANCE WITH THE PROPOSALS OF THE BOARD OF DIRECTORS. MARKING THE BOX FOR IS A VOTE FOR THE PROPOS

Mgmt

Yes

Against

Morgan Stanley

617446448

04/10/07

Elect Director Roy J. Bostock

Mgmt

Yes

For

With

Elect Director Erskine B. Bowles

Mgmt

Yes

For

With

Elect Director Howard J. Davies

Mgmt

Yes

For

With

Elect Director C. Robert Kidder

Mgmt

Yes

For

With

Elect Director John J. Mack

Mgmt

Yes

For

With

Elect Director Donald T. Nicolaisen

Mgmt

Yes

For

With

Elect Director Charles H. Noski

Mgmt

Yes

For

With

Elect Director Hutham S. Olayan

Mgmt

Yes

For

With

Elect Director Charles E. Phillips, Jr.

Mgmt

Yes

For

With

Elect Director Griffith Sexton

Mgmt

Yes

For

With

Elect Director Laura D. Tyson

Mgmt

Yes

For

With

Elect Director Klaus Zumwinkel

Mgmt

Yes

Against

Ratify Auditors

Mgmt

Yes

For

With

Approve Omnibus Stock Plan

Mgmt

Yes

Against

Amend Vote Requirements to Amend Articles/Bylaws/Charter

Shareholder

Yes

For

Against

Approve Report of the Compensation Committee

Shareholder

Yes

For

Against

General Electric Co.

369604103

04/25/07

Elect Director James I. Cash, Jr.

Mgmt

Yes

For

With

Elect Director William M. Castell

Mgmt

Yes

For

With

Elect Director Ann M. Fudge

Mgmt

Yes

For

With

Elect Director Claudio X. Gonzalez

Mgmt

Yes

Withhold

Against

Elect Director Susan Hockfield

Mgmt

Yes

For

With

Elect Director Jerry R. Immelt

Mgmt

Yes

For

With

Elect Director Andrea Jung

Mgmt

Yes

For

With

Elect Director Alan G. Lafley

Mgmt

Yes

For

With

Elect Director Robert W. Lane

Mgmt

Yes

For

With

Elect Director Ralph S. Larsen

Mgmt

Yes

For

With

Elect Director Rochelle B. Lazarus

Mgmt

Yes

For

With

Elect Director Sam Nunn

Mgmt

Yes

For

With

Elect Director Roger S. Penske

Mgmt

Yes

For

With

Elect Director Robert J. Swieringa

Mgmt

Yes

For

With

Elect Director Douglas A. Warner III

Mgmt

Yes

For

With

Elect Director Robert C. Wright

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Adopt Majority Vote Standard in Director Elections

Mgmt

Yes

For

With

Approve Omnibus Stock Plan

Mgmt

Yes

For

With

Company-Specific-Approve Material Terms of Senior Officer Performance Goals

Mgmt

Yes

For

With

Provide for Cumulative Voting

Shareholder

Yes

For

Against

Company-Specific -- Adopt Policy on Overboarded Directors

Shareholder

Yes

For

Against

Company-Specific -- One Director from the Ranks of Retirees

Shareholder

Yes

Against

With

Separate Chairman and CEO Positions

Shareholder

Yes

For

Against

Limit Dividend and Dividend Equivalent Payments to Executives

Shareholder

Yes

For

Against

Report on Charitable Contributions

Shareholder

Yes

Against

With

Report on Global Warming

Shareholder

Yes

Against

With

Adopt Ethical Criteria for Military Contracts

Shareholder

Yes

Against

With

Report on Pay Disparity

Shareholder

Yes

Against

With

Lennar Corp.

LEN

526057104

03/28/07

Elect Director Irving Bolotin

Mgmt

Yes

For

With

Elect Director Kirk Landon

Mgmt

Yes

For

With

Elect Director Donna E. Shalala

Mgmt

Yes

For

With

Approve Omnibus Stock Plan

Mgmt

Yes

For

With

Approve Executive Incentive Bonus Plan

Mgmt

Yes

Against

Prepare Sustainability Report

Shareholder

Yes

For

Against

Pay For Superior Performance

Shareholder

Yes

For

Against

Eli Lilly and Co.

LLY

532457108

04/16/07

Elect Director Sir Winfried Bischoff

Mgmt

Yes

For

With

Elect Director J. Michael Cook

Mgmt

Yes

For

With

Elect Director Franklyn G. Prendergast, M.D., Ph.D.

Mgmt

Yes

For

With

Elect Director Kathi P. Seifert

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Declassify the Board of Directors

Mgmt

Yes

For

With

Amend Omnibus Stock Plan

Mgmt

Yes

For

With

Report on Animal Welfare

Shareholder

Yes

Against

With

Report on Animal Testing Policies

Shareholder

Yes

Against

With

Separate Chairman and CEO Positions

Shareholder

Yes

For

Against

Amend Vote Requirements to Amend Articles/Bylaws/Charter

Shareholder

Yes

For

Against

Adopt Simple Majority Vote

Shareholder

Yes

For

Against

Corning Inc.

GLW

219350105

04/26/07

Elect Director Robert F. Cummings, Jr.

Mgmt

Yes

For

With

Elect Director Eugene C. Sit

Mgmt

Yes

Withhold

Against

Elect Director William D. Smithburg

Mgmt

Yes

Withhold

Against

Elect Director Hansel E. Tookes Ii

Mgmt

Yes

Withhold

Against

Elect Director Wendell P. Weeks

Mgmt

Yes

Withhold

Against

Ratify Auditors

Mgmt

Yes

For

With

Declassify the Board of Directors

Shareholder

Yes

For

Against

Wachovia Corp.

929903102

04/17/07

Elect Director Ernest S. Rady

Mgmt

Yes

For

With

Elect Director Jerry Gitt

Mgmt

Yes

For

With

Elect Director John T. Casteen, III

Mgmt

Yes

For

With

Elect Director Maryellen C. Herringer

Mgmt

Yes

For

With

Elect Director Joseph Neubauer

Mgmt

Yes

For

With

Elect Director Timothy D. Proctor

Mgmt

Yes

For

With

Elect Director Van L. Richey

Mgmt

Yes

For

With

Elect Director Dona Davis Young

Mgmt

Yes

For

With

Declassify the Board of Directors

Mgmt

Yes

For

With

Company Specific--Provide for Majority Voting

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Approve Report of the Compensation Committee

Shareholder

Yes

For

Against

Require Director Nominee Qualifications

Shareholder

Yes

Against

With

Report on Political Contributions

Shareholder

Yes

Against

With

Separate Chairman and CEO Positions

Shareholder

Yes

Against

With

Texas Instruments Inc.

TXN

882508104

04/19/07

Elect Director James R. Adams

Mgmt

Yes

For

With

Elect Director David L. Boren

Mgmt

Yes

For

With

Elect Director Daniel A. Carp

Mgmt

Yes

Against

Elect Director Carrie S. Cox

Mgmt

Yes

For

With

Elect Director Thomas J. Engibous

Mgmt

Yes

For

With

Elect Director David R. Goode

Mgmt

Yes

For

With

Elect Director Pamela H. Patsley

Mgmt

Yes

For

With

Elect Director Wayne R. Sanders

Mgmt

Yes

For

With

Elect Director Ruth J. Simmons

Mgmt

Yes

Against

Elect Director Richard K. Templeton

Mgmt

Yes

For

With

Elect Director Christine Todd Whitman

Mgmt

Yes

Against

Ratify Auditors

Mgmt

Yes

For

With

Honeywell International, Inc.

HON

438516106

04/23/07

Elect Director Gordon M. Bethune

Mgmt

Yes

For

With

Elect Director Jaime Chico Pardo

Mgmt

Yes

For

With

Elect Director David M. Cote

Mgmt

Yes

For

With

Elect Director D. Scott Davis

Mgmt

Yes

For

With

Elect Director Linnet F. Deily

Mgmt

Yes

For

With

Elect Director Clive R. Hollick

Mgmt

Yes

For

With

Elect Director James J. Howard

Mgmt

Yes

For

With

Elect Director Ivan G. Seidenberg

Mgmt

Yes

For

With

Elect Director Bradley T. Sheares

Mgmt

Yes

For

With

Elect Director Eric K. Shinseki

Mgmt

Yes

For

With

Elect Director John R. Stafford

Mgmt

Yes

For

With

Elect Director Michael W. Wright

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Approve Nonqualified Employee Stock Purchase Plan

Mgmt

Yes

For

With

Claw-back of Payments under Restatements

Shareholder

Yes

Against

With

Performance-Based and/or Time-Based Equity Awards

Shareholder

Yes

For

Against

Amend Articles/Bylaws/Charter -- Call Special Meetings

Shareholder

Yes

For

Against

Remove Six Sigma Terminology

Shareholder

Yes

Against

With

Rio Tinto plc

RTP

767204100

04/13/07

AUTHORITY TO ALLOT RELEVANT SECURITIES UNDER SECTION 80 OF THE COMPANIES ACT 1985

Mgmt

Yes

For

With

AUTHORITY TO ALLOT EQUITY SECURITIES FOR CASH UNDER SECTION 89 OF THE COMPANIES ACT 1985

Mgmt

Yes

For

With

AUTHORITY TO PURCHASE RIO TINTO PLC SHARES BY THE COMPANY OR RIO TINTO LIMITED

Mgmt

Yes

For

With

TO APPROVE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AND THE CONSTITUTION OF RIO TINTO LIMITED

Mgmt

Yes

For

With

ELECTION OF MICHAEL FITZPATRICK

Mgmt

Yes

For

With

RE-ELECTION OF ASHTON CALVERT

Mgmt

Yes

For

With

RE-ELECTION OF GUY ELLIOTT

Mgmt

Yes

For

With

RE-ELECTION OF LORD KERR

Mgmt

Yes

For

With

RE-ELECTION OF SIR RICHARD SYKES

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

APPROVAL OF THE REMUNERATION REPORT

Mgmt

Yes

For

With

TO RECEIVE THE FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2006

Mgmt

Yes

For

With

Citigroup Inc.

172967101

04/17/07

Elect Director C. Michael Armstrong

Mgmt

Yes

For

With

Elect Director Alain J.P. Belda

Mgmt

Yes

For

With

Elect Director George David

Mgmt

Yes

For

With

Elect Director Kenneth T. Derr

Mgmt

Yes

For

With

Elect Director John M. Deutch

Mgmt

Yes

For

With

Elect Director Roberto Hernandez Ramirez

Mgmt

Yes

For

With

Elect Director Klaus Kleinfeld

Mgmt

Yes

For

With

Elect Director Andrew N. Liveris

Mgmt

Yes

For

With

Elect Director Anne Mulcahy

Mgmt

Yes

For

With

Elect Director Richard D. Parsons

Mgmt

Yes

For

With

Elect Director Charles Prince

Mgmt

Yes

For

With

Elect Director Judith Rodin

Mgmt

Yes

For

With

Elect Director Robert E. Rubin

Mgmt

Yes

For

With

Elect Director Franklin A. Thomas

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Report on Government Service of Employees

Shareholder

Yes

Against

With

Report on Political Contributions

Shareholder

Yes

For

Against

Report on Charitable Contributions

Shareholder

Yes

Against

With

Approve Report of the Compensation Committee

Shareholder

Yes

For

Against

Report on Pay Disparity

Shareholder

Yes

Against

With

Separate Chairman and CEO Positions

Shareholder

Yes

Against

With

Stock Retention/Holding Period

Shareholder

Yes

Against

With

Restore or Provide for Cumulative Voting

Shareholder

Yes

Against

With

Amend Bylaws to Permit Shareholders to Call Special Meetings

Shareholder

Yes

For

Against

Wells Fargo & Company

WFC

949746101

04/24/07

Elect Director John S. Chen

Mgmt

Yes

For

With

Elect Director Lloyd H. Dean

Mgmt

Yes

For

With

Elect Director Susan E. Engel

Mgmt

Yes

For

With

Elect Director Enrique Hernandez, Jr.

Mgmt

Yes

For

With

Elect Director Robert L. Joss

Mgmt

Yes

For

With

Elect Director Richard M. Kovacevich

Mgmt

Yes

For

With

Elect Director Richard D. McCormick

Mgmt

Yes

For

With

Elect Director Cynthia H. Milligan

Mgmt

Yes

Against

Elect Director Nicholas G. Moore

Mgmt

Yes

For

With

Elect Director Philip J. Quigley

Mgmt

Yes

Against

Elect Director Donald B. Rice

Mgmt

Yes

Against

Elect Director Judith M. Runstad

Mgmt

Yes

For

With

Elect Director Stephen W. Sanger

Mgmt

Yes

For

With

Elect Director Susan G. Swenson

Mgmt

Yes

For

With

Elect Director John G. Stumpf

Mgmt

Yes

For

With

Elect Director Michael W. Wright

Mgmt

Yes

Against

Ratify Auditors

Mgmt

Yes

For

With

Separate Chairman and CEO Positions

Shareholder

Yes

For

Against

Advisory Vote to Ratify Named Executive Officers’ Compensation

Shareholder

Yes

For

Against

Establish SERP Policy

Shareholder

Yes

For

Against

Report on Racial and Ethnic Disparities in Loan Pricing

Shareholder

Yes

Against

With

Report on Emission Reduction Goals

Shareholder

Yes

Against

With

Bank of America Corp.

BAC

60505104

04/25/07

Elect Director William Barnet, III

Mgmt

Yes

For

With

Elect Director Frank P. Bramble, Sr.

Mgmt

Yes

For

With

Elect Director John T. Collins

Mgmt

Yes

For

With

Elect Director Gary L. Countryman

Mgmt

Yes

For

With

Elect Director Tommy R. Franks

Mgmt

Yes

For

With

Elect Director Charles K. Gifford

Mgmt

Yes

For

With

Elect Director W. Steven Jones

Mgmt

Yes

For

With

Elect Director Kenneth D. Lewis

Mgmt

Yes

For

With

Elect Director Monica C. Lozano

Mgmt

Yes

For

With

Elect Director Walter E. Massey

Mgmt

Yes

For

With

Elect Director Thomas J. May

Mgmt

Yes

For

With

Elect Director Patricia E. Mitchell

Mgmt

Yes

For

With

Elect Director Thomas M. Ryan

Mgmt

Yes

For

With

Elect Director O. Temple Sloan, Jr.

Mgmt

Yes

For

With

Elect Director Meredith R. Spangler

Mgmt

Yes

For

With

Elect Director Robert L. Tillman

Mgmt

Yes

For

With

Elect Director Jackie M. Ward

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Prohibit Executive Stock-Based Awards

Shareholder

Yes

Against

With

Change Size of Board of Directors

Shareholder

Yes

Against

With

Separate Chairman and CEO Positions

Shareholder

Yes

Against

With

Entergy Corp.

ETR

29364G103

05/04/07

Elect Director Maureen Scannell Bateman

Mgmt

Yes

For

With

Elect Director W. Frank Blount

Mgmt

Yes

For

With

Elect Director Simon D. DeBree

Mgmt

Yes

For

With

Elect Director Gary W. Edwards

Mgmt

Yes

For

With

Elect Director Alexis M. Herman

Mgmt

Yes

For

With

Elect Director Donald C. Hintz

Mgmt

Yes

For

With

Elect Director J. Wayne Leonard

Mgmt

Yes

For

With

Elect Director Stuart L. Levenick

Mgmt

Yes

For

With

Elect Director James R. Nichols

Mgmt

Yes

For

With

Elect Director William A. Percy, II

Mgmt

Yes

For

With

Elect Director W.J. Tauzin

Mgmt

Yes

For

With

Elect Director Steven V. Wilkinson

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Report on Political Contributions

Shareholder

Yes

For

Against

Limit Executive Compensation

Shareholder

Yes

Against

With

Textron Inc.

TXT

883203101

04/25/07

Elect Director Kathleen M. Bader

Mgmt

Yes

For

With

Elect Director R. Kerry Clark

Mgmt

Yes

Against

Elect Director Ivor J. Evans

Mgmt

Yes

Against

Elect Director Lord Powell

Mgmt

Yes

Against

Elect Director James L. Ziemer

Mgmt

Yes

For

With

Approve Executive Incentive Bonus Plan

Mgmt

Yes

For

With

Approve Omnibus Stock Plan

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Social Proposal

Shareholder

Yes

Against

With

AT&T Inc

00206R102

04/27/07

Elect Director William F. Aldinger III

Mgmt

Yes

For

With

Elect Director Gilbert F. Amelio

Mgmt

Yes

For

With

Elect Director Reuben V. Anderson

Mgmt

Yes

For

With

Elect Director James H. Blanchard

Mgmt

Yes

For

With

Elect Director August A. Busch III

Mgmt

Yes

For

With

Elect Director James P. Kelly

Mgmt

Yes

For

With

Elect Director Charles F. Knight

Mgmt

Yes

For

With

Elect Director Jon C. Madonna

Mgmt

Yes

For

With

Elect Director Lynn M. Martin

Mgmt

Yes

For

With

Elect Director John B. McCoy

Mgmt

Yes

For

With

Elect Director Mary S. Metz

Mgmt

Yes

For

With

Elect Director Toni Rembe

Mgmt

Yes

For

With

Elect Director Joyce M. Roche

Mgmt

Yes

For

With

Elect Director Randall L. Stephenson

Mgmt

Yes

For

With

Elect Director Laura D’ Andrea Tyson

Mgmt

Yes

For

With

Elect Director Patricia P. Upton

Mgmt

Yes

For

With

Elect Director Edward E. Whitacre, Jr.

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Compensation Specific-Severance Payments to Executives

Mgmt

Yes

For

With

Report on Political Contributions

Shareholder

Yes

Against

With

Amend Articles/Bylaws/Charter - Call Special Meetings

Shareholder

Yes

For

Against

Pay For Superior Performance

Shareholder

Yes

For

Against

Advisory Vote to Ratify Named Executive Officers’ Compensation

Shareholder

Yes

For

Against

Establish SERP Policy

Shareholder

Yes

For

Against

E.I. Du Pont De Nemours & Co.

263534109

04/25/07

Elect Director Richard H. Brown

Mgmt

Yes

For

With

Elect Director Robert A. Brown

Mgmt

Yes

For

With

Elect Director Bertrand P. Collomb

Mgmt

Yes

For

With

Elect Director Curtis J. Crawford

Mgmt

Yes

For

With

Elect Director John T. Dillon

Mgmt

Yes

For

With

Elect Director Eleuthere I. du Pont

Mgmt

Yes

For

With

Elect Director Charles O. Holliday, Jr.

Mgmt

Yes

For

With

Elect Director Lois D. Juliber

Mgmt

Yes

For

With

Elect Director Masahisa Naitoh

Mgmt

Yes

For

With

Elect Director Sean O’Keefe

Mgmt

Yes

For

With

Elect Director William K. Reilly

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Approve Omnibus Stock Plan

Mgmt

Yes

For

With

Report on Genetically Modified Organisms

Shareholder

Yes

Against

With

Evaluate Community Impact of Plant Closures or Layoffs

Shareholder

Yes

Against

With

Report on PFOA Compounds in DuPont Products

Shareholder

Yes

For

Against

Report on Lobbying Expenditures related to Environmental Pollution

Shareholder

Yes

Against

With

Prepare a Global Warming Report

Shareholder

Yes

Against

With

Report on Security of Chemical Facilities

Shareholder

Yes

Against

With

Occidental Petroleum Corp.

OXY

674599105

05/04/07

Elect Director Spencer Abraham

Mgmt

Yes

Against

Elect Director Ronald W. Burkle

Mgmt

Yes

For

With

Elect Director John S. Chalsty

Mgmt

Yes

Against

Elect Director Edward P. Djerejian

Mgmt

Yes

For

With

Elect Director R. Chad Dreier

Mgmt

Yes

Against

Elect Director John E. Feick

Mgmt

Yes

For

With

Elect Director Ray R. Irani

Mgmt

Yes

For

With

Elect Director Irvin W. Maloney

Mgmt

Yes

Against

Elect Director Rodolfo Segovia

Mgmt

Yes

Against

Elect Director Aziz D. Syriani

Mgmt

Yes

For

With

Elect Director Rosemary Tomich

Mgmt

Yes

Against

Elect Director Walter L. Weisman

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Amend Omnibus Stock Plan

Mgmt

Yes

Against

Publish a Scientific Global Warming Report

Shareholder

Yes

Against

With

Advisory Vote to Ratify Named Executive Officers Compensation

Shareholder

Yes

For

Against

Performance-Based and/or Time-Based Equity Awards

Shareholder

Yes

For

Against

Norfolk Southern Corp.

NSC

655844108

05/10/07

Elect Director Alston D. Correll

Mgmt

Yes

For

With

Elect Director Landon Hilliard

Mgmt

Yes

For

With

Elect Director Burton M. Joyce

Mgmt

Yes

For

With

Elect Director Jane Margaret O’ Brien

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Bristol-Myers Squibb Co.

BMY

110122108

05/01/07

Elect Director Lewis B. Campbell

Mgmt

Yes

For

With

Elect Director James M. Cornelius

Mgmt

Yes

For

With

Elect Director Louis J. Freeh

Mgmt

Yes

For

With

Elect Director Laurie H. Glimcher

Mgmt

Yes

For

With

Elect Director Michael Grobstein

Mgmt

Yes

For

With

Elect Director Leif Johansson

Mgmt

Yes

For

With

Elect Director James D. Robinson III

Mgmt

Yes

For

With

Elect Director Vicki L. Sato

Mgmt

Yes

For

With

Elect Director R. Sanders Williams

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Approve Omnibus Stock Plan

Mgmt

Yes

For

With

Approve Executive Incentive Bonus Plan

Mgmt

Yes

For

With

Increase Disclosure of Executive Compensation

Shareholder

Yes

Against

With

Claw-back of Payments under Restatements

Shareholder

Yes

Against

With

Restore or Provide for Cumulative Voting

Shareholder

Yes

For

Against

Motorola, Inc.

MOT

620076109

05/07/07

Elect Director Carl C. Icahn

Mgmt

Yes

For

With

Elect Director E. Zander

Mgmt

Yes

Withhold

Against

Elect Director D. Dorman

Mgmt

Yes

Withhold

Against

Elect Director J. Lewent

Mgmt

Yes

Withhold

Against

Elect Director T. Meredith

Mgmt

Yes

For

With

Elect Director N. Negroponte

Mgmt

Yes

Withhold

Against

Elect Director S. Scott, III

Mgmt

Yes

Withhold

Against

Elect Director R. Sommer

Mgmt

Yes

Withhold

Against

Elect Director J. Stengel

Mgmt

Yes

Withhold

Against

Elect Director D. Warner, III

Mgmt

Yes

Withhold

Against

Elect Director M. White

Mgmt

Yes

Withhold

Against

Amend Qualified Employee Stock Purchase Plan

Mgmt

Yes

For

Against

Advisory Vote to Ratify Named Executive Officers’ Compensation

Shareholder

Yes

For

With

Claw-back of Payments under Restatements

Shareholder

Yes

��

For

Against

The Travelers Companies, Inc.

TRV

89417E109

05/01/07

Elect Director Alan L. Beller

Mgmt

Yes

For

With

Elect Director John H. Dasburg

Mgmt

Yes

For

With

Elect Director Janet M. Dolan

Mgmt

Yes

For

With

Elect Director Kenneth M. Duberstein

Mgmt

Yes

For

With

Elect Director Jay S. Fishman

Mgmt

Yes

For

With

Elect Director Lawrence G. Graev

Mgmt

Yes

For

With

Elect Director Patricia L. Higgins

Mgmt

Yes

For

With

Elect Director Thomas R. Hodgson

Mgmt

Yes

For

With

Elect Director Cleve L. Killingsworth, Jr.

Mgmt

Yes

For

With

Elect Director Robert I. Lipp

Mgmt

Yes

For

With

Elect Director Blythe J. McGarvie

Mgmt

Yes

For

With

Elect Director Glen D. Nelson, M.D.

Mgmt

Yes

For

With

Elect Director Laurie J. Thomsen

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Company Specific- Majority Vote for the Election of Directors

Mgmt

Yes

For

With

Altria Group, Inc.

02209S103

04/26/07

Elect Director Elizabeth E. Bailey

Mgmt

Yes

For

With

Elect Director Harold Brown

Mgmt

Yes

For

With

Elect Director Mathis Cabiallavetta

Mgmt

Yes

For

With

Elect Director Louis C. Camilleri

Mgmt

Yes

For

With

Elect Director J. Dudley Fishburn

Mgmt

Yes

For

With

Elect Director Robert E. R. Huntley

Mgmt

Yes

For

With

Elect Director Thomas W. Jones

Mgmt

Yes

For

With

Elect Director George Munoz

Mgmt

Yes

For

With

Elect Director Lucio A. Noto

Mgmt

Yes

For

With

Elect Director John S. Reed

Mgmt

Yes

For

With

Elect Director Stephen M. Wolf

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Provide for Cumulative Voting

Shareholder

Yes

For

Against

Disclose Information on Secondhand Smoke

Shareholder

Yes

Against

With

Cease Add Campaigns Oriented to Prevent Youth Smoking

Shareholder

Yes

Against

With

Cease Production, Promotion, and Marketing of Tobacco Products

Shareholder

Yes

Against

With

Adopt Animal Welfare Policy

Shareholder

Yes

Against

With

HESS CORP

HES

42809H107

05/02/07

Elect Director N.F. Brady

Mgmt

Yes

Withhold

Against

Elect Director J.B. Collins

Mgmt

Yes

For

With

Elect Director T.H. Kean

Mgmt

Yes

For

With

Elect Director F.A. Olsen

Mgmt

Yes

Withhold

Against

Ratify Auditors

Mgmt

Yes

For

With

Declassify the Board of Directors

Shareholder

Yes

For

Against

PepsiCo, Inc.

PEP

713448108

05/02/07

Elect Director Dina Dublon

Mgmt

Yes

For

With

Elect Director Victor J. Dzau, M.D.

Mgmt

Yes

For

With

Elect Director Ray L. Hunt

Mgmt

Yes

For

With

Elect Director Alberto Ibarguen

Mgmt

Yes

For

With

Elect Director Arthur C. Martinez

Mgmt

Yes

For

With

Elect Director Indra K. Nooyi

Mgmt

Yes

For

With

Elect Director Sharon Percy Rockefeller

Mgmt

Yes

For

With

Elect Director James J. Schiro

Mgmt

Yes

For

With

Elect Director Daniel Vasella

Mgmt

Yes

For

With

Elect Director Michael D. White

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Approve Omnibus Stock Plan

Mgmt

Yes

For

With

Report on Charitable Contributions

Shareholder

Yes

Against

With

Hospira, Inc.

HSP

441060100

05/15/07

Elect Director Connie R. Curran

Mgmt

Yes

For

With

Elect Director Mark F. Wheeler, M.D.

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Dominion Resources, Inc.

25746U109

04/27/07

Elect Director Peter W. Brown

Mgmt

Yes

For

With

Elect Director George A. Davidson, Jr.

Mgmt

Yes

For

With

Elect Director Thomas F. Farrell, II

Mgmt

Yes

For

With

Elect Director John W. Harris

Mgmt

Yes

For

With

Elect Director Robert S. Jepson, Jr.

Mgmt

Yes

For

With

Elect Director Mark J. Kington

Mgmt

Yes

For

With

Elect Director Benjamin J. Lambert, III

Mgmt

Yes

For

With

Elect Director Margaret A. McKenna

Mgmt

Yes

For

With

Elect Director Frank S. Royal, M.D.

Mgmt

Yes

For

With

Elect Director David A. Wollard

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Report on Greenhouse Gas Emissions

Shareholder

Yes

For

Against

Report on Impact of Utilizing National Interest Electric Transmission Corridor

Shareholder

Yes

Against

With

JPMorgan Chase & Co.

JPM

46625H100

05/15/07

Elect Director Crandall C. Bowles

Mgmt

Yes

For

With

Elect Director Stephen B. Burke

Mgmt

Yes

For

With

Elect Director James S. Crown

Mgmt

Yes

For

With

Elect Director James Dimon

Mgmt

Yes

For

With

Elect Director Ellen V. Futter

Mgmt

Yes

For

With

Elect Director William H. Gray, III

Mgmt

Yes

For

With

Elect Director Laban P. Jackson, Jr.

Mgmt

Yes

For

With

Elect Director Robert I. Lipp

Mgmt

Yes

For

With

Elect Director David C. Novak

Mgmt

Yes

For

With

Elect Director Lee R. Raymond

Mgmt

Yes

For

With

Elect Director William C. Weldon

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Put Repricing of Stock Options to Shareholder Vote

Shareholder

Yes

Against

With

Performance-Based and/or Time-Based Equity Awards

Shareholder

Yes

For

Against

Advisory Vote to Ratify Named Executive Officers’ Compensation

Shareholder

Yes

For

Against

Separate Chairman and CEO Positions

Shareholder

Yes

Against

With

Provide for Cumulative Voting

Shareholder

Yes

For

Against

Require a Majority Vote for the Election of Directors

Shareholder

Yes

For

Against

Report on Political Contributions

Shareholder

Yes

Against

With

Report on Management Initiatives to Address Links to Slavery and Human Rights Abuse

Shareholder

Yes

Against

With

InterContinental Hotels Group plc

IHG

45857P202

06/01/07

RECEIPT OF FINANCIAL STATEMENTS

Mgmt

Yes

For

With

APPROVAL OF REMUNERATION REPORT

Mgmt

Yes

For

With

DECLARATION OF FINAL DIVIDEND

Mgmt

Yes

For

With

RE-ELECTION OF ROBERT C LARSON+

Mgmt

Yes

For

With

RE-ELECTION OF SIR DAVID PROSSER+

Mgmt

Yes

For

With

RE-ELECTION OF RICHARD SOLOMONS

Mgmt

Yes

For

With

RE-ELECTION OF DAVID WEBSTER

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

AUTHORITY TO SET AUDITORS REMUNERATION

Mgmt

Yes

For

With

POLITICAL DONATIONS

Mgmt

Yes

For

With

ALLOTMENT OF SHARES

Mgmt

Yes

For

With

DISAPPLICATION OF PRE-EMPTION RIGHTS

Mgmt

Yes

For

With

AUTHORITY TO PURCHASE OWN SHARES

Mgmt

Yes

For

With

E-COMMUNICATIONS AND THE COMPANIES ACT 2006

Mgmt

Yes

For

With

CSX Corp.

CSX

126408103

05/02/07

Elect Director D.M. Alvarado

Mgmt

Yes

For

With

Elect Director E.E. Bailey

Mgmt

Yes

For

With

Elect Director Sen. J.B. Breaux

Mgmt

Yes

For

With

Elect Director S.T. Halverson

Mgmt

Yes

For

With

Elect Director E.J. Kelly, III

Mgmt

Yes

For

With

Elect Director R.D. Kunisch

Mgmt

Yes

For

With

Elect Director S.J. Morcott

Mgmt

Yes

For

With

Elect Director D.M. Ratcliffe

Mgmt

Yes

For

With

Elect Director W.C. Richardson

Mgmt

Yes

For

With

Elect Director F.S. Royal, M.D.

Mgmt

Yes

For

With

Elect Director D.J. Shepard

Mgmt

Yes

For

With

Elect Director M.J. Ward

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Limit Executive Compensation

Shareholder

Yes

Against

With

Require a Majority Vote for the Election of Directors

Shareholder

Yes

For

Against

Submit Severance Agreement (Change in Control) to shareholder Vote

Shareholder

Yes

For

Against

Amend Articles/Bylaws/Charter -- Call Special Meetings

Shareholder

Yes

For

Against

Temple-Inland Inc.

TIN

879868107

05/04/07

Elect Director Donald M. Carlton

Mgmt

Yes

For

With

Elect Director E. Linn Draper, Jr.

Mgmt

Yes

For

With

Elect Director Kenneth M. Jastrow, II

Mgmt

Yes

For

With

Elect Director James A. Johnson

Mgmt

Yes

For

With

Company Specific-- Majority Vote for the Election of Director

Mgmt

Yes

For

With

Reduce Supermajority Vote Requirement

Mgmt

Yes

For

With

Authorize Board to Fill Vacancies

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

International Paper Co.

460146103

05/07/07

Elect Directors David J. Bronczek

Mgmt

Yes

For

With

Elect Directors Martha F. Brooks

Mgmt

Yes

Withhold

Against

Elect Directors Lynn Laverty Elsenhans

Mgmt

Yes

For

With

Elect Directors John L. Townsend, III

Mgmt

Yes

Withhold

Against

Ratify Auditors

Mgmt

Yes

For

With

Require a Majority Vote for the Election of Directors

Shareholder

Yes

For

With

American International Group, Inc.

AIG

26874107

05/16/07

Elect Director Marshall A. Cohen

Mgmt

Yes

For

With

Elect Director Martin S. Feldstein

Mgmt

Yes

For

With

Elect Director Ellen V. Futter

Mgmt

Yes

For

With

Elect Director Stephen L. Hammerman

Mgmt

Yes

For

With

Elect Director Richard C. Holbrooke

Mgmt

Yes

For

With

Elect Director Fred H. Langhammer

Mgmt

Yes

For

With

Elect Director George L. Miles, Jr.

Mgmt

Yes

For

With

Elect Director Morris W. Offit

Mgmt

Yes

For

With

Elect Director James F. Orr, III

Mgmt

Yes

For

With

Elect Director Virginia M. Rometty

Mgmt

Yes

For

With

Elect Director Martin J. Sullivan

Mgmt

Yes

For

With

Elect Director Michael H. Sutton

Mgmt

Yes

For

With

Elect Director Edmund S.W. Tse

Mgmt

Yes

For

With

Elect Director Robert B. Willumstad

Mgmt

Yes

For

With

Elect Director Frank G. Zarb

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Approve Omnibus Stock Plan

Mgmt

Yes

For

With

Performance-Based and/or Time-Based Equity Awards

Shareholder

Yes

For

Against

Target Corporation

TGT

87612E106

05/24/07

Elect Director Calvin Darden

Mgmt

Yes

For

With

Elect Director Anne M. Mulcahy

Mgmt

Yes

For

With

Elect Director Stephen W. Sanger

Mgmt

Yes

For

With

Elect Director Gregg W. Steinhafel

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Approve Executive Incentive Bonus Plan

Mgmt

Yes

For

With

Company Specific- Require Majority Vote for the Election of Directors

Mgmt

Yes

For

With

Report on Political Contributions

Shareholder

Yes

For

Against

McDonald’s Corp.

MCD

580135101

05/24/07

Elect Director Edward A. Brennan

Mgmt

Yes

For

With

Elect Director Walter E. Massey

Mgmt

Yes

For

With

Elect Director John W. Rogers, Jr.

Mgmt

Yes

For

With

Elect Director Roger W. Stone

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Label Genetically Modified Organisms

Shareholder

Yes

Against

With

Adopt and Implement ILO Based Code of Conduct

Shareholder

Yes

Against

With

CVS Caremark Corp

CVS

126650100

05/09/07

Elect Director Edwin M. Banks

Mgmt

Yes

For

With

Elect Director C. David Brown II

Mgmt

Yes

For

With

Elect Director Edwin Mac Crawford

Mgmt

Yes

For

With

Elect Director David W. Dorman

Mgmt

Yes

For

With

Elect Director Kristen E. Gibney Williams

Mgmt

Yes

For

With

Elect Director Roger L. Headrick

Mgmt

Yes

Against

Elect Director Marian L. Heard

Mgmt

Yes

For

With

Elect Director William H. Joyce

Mgmt

Yes

For

With

Elect Director Jean-Pierre Million

Mgmt

Yes

For

With

Elect Director Terrence Murray

Mgmt

Yes

For

With

Elect Director C.A. Lance Piccolo

Mgmt

Yes

Against

Elect Director Sheli Z. Rosenberg

Mgmt

Yes

For

With

Elect Director Thomas M. Ryan

Mgmt

Yes

For

With

Elect Director Richard J. Swift

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Approve Qualified Employee Stock Purchase Plan

Mgmt

Yes

For

With

Approve Executive Incentive Bonus Plan

Mgmt

Yes

For

With

Limit Executive Compensation

Shareholder

Yes

Against

With

Separate Chairman and CEO Positions

Shareholder

Yes

For

Against

Prepare Sustainability Report

Shareholder

Yes

For

Against

Disclose Information on Compensation Consultant

Shareholder

Yes

For

Against

Compensation Specific- Policy on Stock Option Grants/Option Backdating

Shareholder

Yes

For

Against

Exxon Mobil Corp.

XOM

30231G102

05/30/07

Elect Director Michael J. Boskin

Mgmt

Yes

For

With

Elect Director William W. George

Mgmt

Yes

For

With

Elect Director James R. Houghton

Mgmt

Yes

For

With

Elect Director William R. Howell

Mgmt

Yes

For

With

Elect Director Reatha Clark King

Mgmt

Yes

For

With

Elect Director Philip E. Lippincott

Mgmt

Yes

For

With

Elect Director Marilyn Carlson Nelson

Mgmt

Yes

For

With

Elect Director Samuel J. Palmisano

Mgmt

Yes

For

With

Elect Director Steven S Reinemund

Mgmt

Yes

For

With

Elect Director Walter V. Shipley

Mgmt

Yes

For

With

Elect Director J. Stephen Simon

Mgmt

Yes

For

With

Elect Director Rex W. Tillerson

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Restore or Provide for Cumulative Voting

Shareholder

Yes

For

Against

Amend Articles/Bylaws/Charter -- Call Special Meetings

Shareholder

Yes

For

Against

Separate Chairman and CEO Positions

Shareholder

Yes

For

Against

Initiate Payment of Cash Dividend

Shareholder

Yes

Against

With

Advisory Vote to Ratify Named Executive Officers’ Compensation

Shareholder

Yes

For

Against

Company-Specific- Amend Article IX of the Corporation’s by-laws

Shareholder

Yes

Against

With

Review Executive Compensation

Shareholder

Yes

Against

With

Limit Executive Compensation

Shareholder

Yes

Against

With

Claw-back of Payments under Restatements

Shareholder

Yes

For

Against

Report on Political Contributions

Shareholder

Yes

For

Against

Amend Equal Employment Opportunity Policy to Prohibit Discrimination Based on Sexual Orientation

Shareholder

Yes

For

Against

Report on Environmental Accountability

Shareholder

Yes

Against

With

Report on Emission Reduction Goals

Shareholder

Yes

For

Against

Report on Carbon Dioxide Emissions Information at Gas Stations

Shareholder

Yes

Against

With

Adopt Policy to Increase Renewable Energy Portfolio

Shareholder

Yes

Against

With

Imperial Chemical Industries plc

ICI

452704505

05/23/07

Accept Financial Statements and Statutory Reports

Mgmt

Yes

For

With

Approve Remuneration Report

Mgmt

Yes

For

With

Confirm First Interim Dividend of 4.15 Pence and Second Interim Dividend of 4.75 Pence Per Ordinary Share

Mgmt

Yes

For

With

Re-elect Lord Butler as Director

Mgmt

Yes

For

With

Re-elect Adri Baan as Director

Mgmt

Yes

For

With

Re-elect David Hamill as Director

Mgmt

Yes

For

With

Re-elect Baroness Noakes as Director

Mgmt

Yes

For

With

Reappoint KPMG Audit Plc as Auditors of the Company

Mgmt

Yes

For

With

Authorise Board to Fix Remuneration of Auditors

Mgmt

Yes

For

With

Amend Imperial Chemical Industries Plc Performance Growth Plan

Mgmt

Yes

For

With

Amend the Rules to Change the Dilution Limits of the Imperial Chemical Industries Plc Performance Growth Plan

Mgmt

Yes

For

With

Authorise the Company to Use Electronic Shareholder Communications

Mgmt

Yes

For

With

Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 205,281,345

Mgmt

Yes

For

With

Subject to the Passing of Resolution 13, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 59,735,933

Mgmt

Yes

For

With

Authorise 119,471,865 Ordinary Shares for Market Purchase

Mgmt

Yes

For

With

XTO Energy Inc

XTO

98385X106

05/15/07

Elect Director Lane G. Collins

Mgmt

Yes

For

With

Elect Director Scott G. Sherman

Mgmt

Yes

For

With

Elect Director Bob R. Simpson

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Wal-Mart Stores, Inc.

WMT

931142103

06/01/07

Elect Director Aida M. Alvarez

Mgmt

Yes

For

With

Elect Director James W. Breyer

Mgmt

Yes

For

With

Elect Director M. Michele Burns

Mgmt

Yes

For

With

Elect Director James I. Cash, Jr.

Mgmt

Yes

For

With

Elect Director Roger C. Corbett

Mgmt

Yes

For

With

Elect Director Douglas N. Daft

Mgmt

Yes

For

With

Elect Director David D. Glass

Mgmt

Yes

For

With

Elect Director Roland A. Hernandez

Mgmt

Yes

For

With

Elect Director Allen I. Questrom

Mgmt

Yes

For

With

Elect Director H. Lee Scott, Jr.

Mgmt

Yes

For

With

Elect Director Jack C. Shewmaker

Mgmt

Yes

Against

Elect Director Jim C. Walton

Mgmt

Yes

For

With

Elect Director S. Robson Walton

Mgmt

Yes

For

With

Elect Director Christopher J. Williams

Mgmt

Yes

For

With

Elect Director Linda S. Wolf

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Report on Charitable Contributions

Mgmt

Yes

Against

With

Report on Healthcare Policies

Shareholder

Yes

Against

With

Pay For Superior Performance

Mgmt

Yes

For

Against

Report on Equity Compensation by Race and Gender

Mgmt

Yes

For

Against

Report on Pay Disparity

Mgmt

Yes

Against

With

Prepare Business Social Responsibility Report

Mgmt

Yes

Against

With

Advisory Vote to Ratify Named Executive Officers’ Compensation

Mgmt

Yes

For

Against

Report on Political Contributions

Mgmt

Yes

For

Against

Report on Social and Reputation Impact of Failure to Comply with ILO Conventions

Mgmt

Yes

Against

With

Restore or Provide for Cumulative Voting

Mgmt

Yes

For

Against

Require Director Nominee Qualifications

Mgmt

Yes

Against

With

Total SA (Formerly Total Fina Elf S.A )

TOT

89151E109

05/11/07

APPROVAL OF PARENT COMPANY FINANCIAL STATEMENTS

Mgmt

Yes

For

With

APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS

Mgmt

Yes

For

With

ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND

Mgmt

Yes

For

With

AGREEMENTS COVERED BY ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE

Mgmt

Yes

For

With

AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE SHARES OF THE COMPANY

Mgmt

Yes

For

With

RENEWAL OF THE APPOINTMENT OF MR. THIERRY DESMAREST AS A DIRECTOR

Mgmt

Yes

Against

RENEWAL OF THE APPOINTMENT OF MR. THIERRY DE RUDDER AS A DIRECTOR

Mgmt

Yes

Against

RENEWAL OF THE APPOINTMENT OF MR. SERGE TCHURUK AS A DIRECTOR

Mgmt

Yes

Against

APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF THE ARTICLES OF ASSOCIATION

Mgmt

Yes

Against

APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF THE ARTICLES OF ASSOCIATION

Shareholder

Yes

Against

With

APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF THE ARTICLES OF ASSOCIATION

Shareholder

Yes

Against

With

DETERMINATION OF THE TOTAL AMOUNT OF DIRECTORS COMPENSATION

Shareholder

Yes

For

With

DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL BY ISSUING COMMON SHARES OR ANY SECURITIES PROVIDING ACCESS TO CAPITAL WHILE MAINTAINING SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHTS

Shareholder

Yes

For

With

DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL BY ISSUING COMMON SHARES OR ANY SECURITIES PROVIDING ACCESS TO CAPITAL WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS

Mgmt

Yes

Against

DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL UNDER THE CONDITIONS PROVIDED FOR IN ARTICLE 443-5 OF THE FRENCH LABOR CODE

Mgmt

Yes

For

With

AUTHORIZATION TO GRANT SUBSCRIPTION OR PURCHASE OPTIONS FOR THE COMPANY S STOCK TO CERTAIN EMPLOYEES OF THE GROUP AS WELL AS TO THE MANAGEMENT OF THE COMPANY OR OF OTHER GROUP COMPANIES

Mgmt

Yes

For

With

AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE CAPITAL BY CANCELING SHARES

Mgmt

Yes

For

With

AMENDMENT OF ARTICLE 13, PARAGRAPH 2, OF THE COMPANY S ARTICLES OF ASSOCIATION WITH REGARD TO THE METHODS THAT MAY BE USED TO PARTICIPATE IN BOARD OF DIRECTORS MEETINGS

Mgmt

Yes

For

With

AMENDMENT OF ARTICLE 17-2 OF THE COMPANY S ARTICLES OF ASSOCIATION TO TAKE INTO ACCOUNT NEW RULES FROM THE DECREE OF DECEMBER 11, 2006 RELATING TO THE COMPANY S BOOK-BASED SYSTEM FOR RECORDING SHARES FOR SHAREHOLDERS WISHING TO PARTICIPATE IN ANY FORM WH

Mgmt

Yes

For

With

AMENDMENT OF ARTICLE 17-2 OF THE COMPANY S ARTICLES OF ASSOCIATION TO TAKE INTO ACCOUNT RULES RELATING TO ELECTRONIC SIGNATURES IN THE EVENT OF A VOTE CAST VIA TELECOMMUNICATION

Mgmt

Yes

For

With

NEW PROCEDURE TO NOMINATE THE EMPLOYEE-SHAREHOLDER DIRECTOR

Mgmt

Yes

For

Against

AUTHORIZATION TO GRANT RESTRICTED SHARES OF THE COMPANY TO GROUP EMPLOYEES

Mgmt

Yes

For

Against

AMENDMENT OF ARTICLE 18, PARAGRAPH 7 OF THE COMPANY S ARTICLES OF ASSOCIATION IN VIEW OF DELETING THE STATUTORY CLAUSE LIMITING VOTING RIGHTS

Mgmt

Yes

For

Against

InterContinental Hotels Group plc

IHG

45857P202

06/01/07

CONSOLIDATION OF SHARE CAPITAL

Mgmt

Yes

For

With

AUTHORITY TO PURCHASE OWN SHARES

Mgmt

Yes

For

With

Nuveen Balanced Municipal and Stock Fund - Proxy Voting

(ICAP Equity)

July 1, 2006 to June 30, 2007

Name of Issuer

Ticker

Cusip

Meeting

Date

Matter Description

Proposed by

Shareholder or

Management

Voted

Y/N?

Vote

Cast

With/Against

Management

BellSouth Corp.

BLS

79860102

07/21/06

Approve Merger Agreement

Mgmt

Yes

For

With

Capital One Financial Corp.

COF

14040H105

08/22/06

Approve Merger Agreement

Mgmt

Yes

For

With

Adjourn Meeting

Mgmt

Yes

For

With

Nike, Inc.

NKE

654106103

09/18/06

Elect Director Jill K. Conway

Mgmt

Yes

For

With

Elect Director Alan B. Graf, Jr.

Mgmt

Yes

For

With

Elect Director Jeanne P. Jackson

Mgmt

Yes

For

With

Report on Charitable Contributions

Shareholder

Yes

Against

With

Ratify Auditors

Mgmt

Yes

For

With

Imperial Chemical Industries plc

ICI

452704505

01/25/07

APPROVAL OF THE PROPOSED DISPOSAL OF THE QUEST BUSINESS BY THE COMPANY, AS SET FORTH IN THE COMPANY S CIRCULAR ENCLOSED HEREWITH.

Mgmt

Yes

For

With

Agilent Technologies Inc.

00846U101

02/27/07

Elect Director Paul N. Clark

Mgmt

Yes

For

With

Elect Director James G. Cullen

Mgmt

Yes

For

With

Elect Director Robert L. Joss

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

CVS Caremark Corp

CVS

126650100

03/15/07

Amend Articles/Increase Common Stock and Change Company Name

Mgmt

Yes

For

With

Issue Shares in Connection with an Acquisition

Mgmt

Yes

For

With

Adjourn Meeting

Mgmt

Yes

For

With

Hewlett-Packard Co.

HPQ

428236103

03/14/07

Elect Director L.T. Babbio, Jr.

Mgmt

Yes

For

With

Elect Director S.M. Baldauf

Mgmt

Yes

For

With

Elect Director R.A. Hackborn

Mgmt

Yes

For

With

Elect Director J.H. Hammergren

Mgmt

Yes

For

With

Elect Director M.V. Hurd

Mgmt

Yes

For

With

Elect Director R.L. Ryan

Mgmt

Yes

For

With

Elect Director L.S. Salhany

Mgmt

Yes

For

With

Elect Director G.K.Thompson

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Require Director Nominee Qualifications

Shareholder

Yes

For

Against

Separate Chairman and CEO Positions

Shareholder

Yes

Against

With

Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote

Shareholder

Yes

For

Against

Performance-Based Equity Awards

Shareholder

Yes

For

Against

Novartis AG

NVS

66987V109

03/06/07

APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2006.

Mgmt

Yes

For

With

APPROVAL OF THE ACTIVITIES OF THE BOARD OF DIRECTORS

Mgmt

Yes

For

With

APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND

Mgmt

Yes

For

With

ELECTION TO THE BOARD OF DIRECTORS: RE-ELECTION OF HANS-JOERG RUDLOFF FOR A THREE-YEAR TERM

Mgmt

Yes

For

With

ELECTION TO THE BOARD OF DIRECTORS: RE-ELECTION OF DR. DANIEL VASELLA FOR A THREE-YEAR TERM

Mgmt

Yes

For

With

ELECTION TO THE BOARD OF DIRECTORS: ELECTION OF NEW MEMBER MARJORIE M. YANG FOR A TERM OF OFFICE BEGINNING ON 1 JANUARY 2008 AND ENDING ON THE DAY OF THE AGM IN 2010

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Mgmt

Yes

Against

Morgan Stanley

617446448

04/10/07

Elect Director Roy J. Bostock

Mgmt

Yes

For

With

Elect Director Erskine B. Bowles

Mgmt

Yes

For

With

Elect Director Howard J. Davies

Mgmt

Yes

For

With

Elect Director C. Robert Kidder

Mgmt

Yes

For

With

Elect Director John J. Mack

Mgmt

Yes

For

With

Elect Director Donald T. Nicolaisen

Mgmt

Yes

For

With

Elect Director Charles H. Noski

Mgmt

Yes

For

With

Elect Director Hutham S. Olayan

Mgmt

Yes

For

With

Elect Director Charles E. Phillips, Jr.

Mgmt

Yes

For

With

Elect Director Griffith Sexton

Mgmt

Yes

For

With

Elect Director Laura D. Tyson

Mgmt

Yes

For

With

Elect Director Klaus Zumwinkel

Mgmt

Yes

Against

Ratify Auditors

Mgmt

Yes

For

With

Approve Omnibus Stock Plan

Mgmt

Yes

Against

Amend Vote Requirements to Amend Articles/Bylaws/Charter

Shareholder

Yes

For

Against

Approve Report of the Compensation Committee

Shareholder

Yes

For

Against

General Electric Co.

369604103

04/25/07

Elect Director James I. Cash, Jr.

Mgmt

Yes

For

With

Elect Director William M. Castell

Mgmt

Yes

For

With

Elect Director Ann M. Fudge

Mgmt

Yes

For

With

Elect Director Claudio X. Gonzalez

Mgmt

Yes

Withhold

Against

Elect Director Susan Hockfield

Mgmt

Yes

For

With

Elect Director Jerry R. Immelt

Mgmt

Yes

For

With

Elect Director Andrea Jung

Mgmt

Yes

For

With

Elect Director Alan G. Lafley

Mgmt

Yes

For

With

Elect Director Robert W. Lane

Mgmt

Yes

For

With

Elect Director Ralph S. Larsen

Mgmt

Yes

For

With

Elect Director Rochelle B. Lazarus

Mgmt

Yes

For

With

Elect Director Sam Nunn

Mgmt

Yes

For

With

Elect Director Roger S. Penske

Mgmt

Yes

For

With

Elect Director Robert J. Swieringa

Mgmt

Yes

For

With

Elect Director Douglas A. Warner III

Mgmt

Yes

For

With

Elect Director Robert C. Wright

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Adopt Majority Vote Standard in Director Elections

Mgmt

Yes

For

With

Approve Omnibus Stock Plan

Mgmt

Yes

For

With

Company-Specific-Approve Material Terms of Senior Officer Performance Goals

Mgmt

Yes

For

With

Provide for Cumulative Voting

Shareholder

Yes

For

Against

Company-Specific -- Adopt Policy on Overboarded Directors

Shareholder

Yes

For

Against

Company-Specific -- One Director from the Ranks of Retirees

Shareholder

Yes

Against

With

Separate Chairman and CEO Positions

Shareholder

Yes

For

Against

Limit Dividend and Dividend Equivalent Payments to Executives

Shareholder

Yes

For

Against

Report on Charitable Contributions

Shareholder

Yes

Against

With

Report on Global Warming

Shareholder

Yes

Against

With

Adopt Ethical Criteria for Military Contracts

Shareholder

Yes

Against

With

Report on Pay Disparity

Shareholder

Yes

Against

With

Lennar Corp.

LEN

526057104

03/28/07

Elect Director Irving Bolotin

Mgmt

Yes

For

With

Elect Director Kirk Landon

Mgmt

Yes

For

With

Elect Director Donna E. Shalala

Mgmt

Yes

For

With

Approve Omnibus Stock Plan

Mgmt

Yes

For

With

Approve Executive Incentive Bonus Plan

Mgmt

Yes

Against

Prepare Sustainability Report

Shareholder

Yes

For

Against

Pay For Superior Performance

Shareholder

Yes

For

Against

Eli Lilly and Co.

LLY

532457108

04/16/07

Elect Director Sir Winfried Bischoff

Mgmt

Yes

For

With

Elect Director J. Michael Cook

Mgmt

Yes

For

With

Elect Director Franklyn G. Prendergast, M.D., Ph.D.

Mgmt

Yes

For

With

Elect Director Kathi P. Seifert

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Declassify the Board of Directors

Mgmt

Yes

For

With

Amend Omnibus Stock Plan

Mgmt

Yes

For

With

Report on Animal Welfare

Shareholder

Yes

Against

With

Report on Animal Testing Policies

Shareholder

Yes

Against

With

Separate Chairman and CEO Positions

Shareholder

Yes

For

Against

Amend Vote Requirements to Amend Articles/Bylaws/Charter

Shareholder

Yes

For

Against

Adopt Simple Majority Vote

Shareholder

Yes

For

Against

Corning Inc.

GLW

219350105

04/26/07

Elect Director Robert F. Cummings, Jr.

Mgmt

Yes

For

With

Elect Director Eugene C. Sit

Mgmt

Yes

Withhold

Against

Elect Director William D. Smithburg

Mgmt

Yes

Withhold

Against

Elect Director Hansel E. Tookes Ii

Mgmt

Yes

Withhold

Against

Elect Director Wendell P. Weeks

Mgmt

Yes

Withhold

Against

Ratify Auditors

Mgmt

Yes

For

With

Declassify the Board of Directors

Shareholder

Yes

For

Against

Wachovia Corp.

929903102

04/17/07

Elect Director Ernest S. Rady

Mgmt

Yes

For

With

Elect Director Jerry Gitt

Mgmt

Yes

For

With

Elect Director John T. Casteen, III

Mgmt

Yes

For

With

Elect Director Maryellen C. Herringer

Mgmt

Yes

For

With

Elect Director Joseph Neubauer

Mgmt

Yes

For

With

Elect Director Timothy D. Proctor

Mgmt

Yes

For

With

Elect Director Van L. Richey

Mgmt

Yes

For

With

Elect Director Dona Davis Young

Mgmt

Yes

For

With

Declassify the Board of Directors

Mgmt

Yes

For

With

Company Specific--Provide for Majority Voting

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Approve Report of the Compensation Committee

Shareholder

Yes

For

Against

Require Director Nominee Qualifications

Shareholder

Yes

Against

With

Report on Political Contributions

Shareholder

Yes

Against

With

Separate Chairman and CEO Positions

Shareholder

Yes

Against

With

Texas Instruments Inc.

TXN

882508104

04/19/07

Elect Director James R. Adams

Mgmt

Yes

For

With

Elect Director David L. Boren

Mgmt

Yes

For

With

Elect Director Daniel A. Carp

Mgmt

Yes

Against

Elect Director Carrie S. Cox

Mgmt

Yes

For

With

Elect Director Thomas J. Engibous

Mgmt

Yes

For

With

Elect Director David R. Goode

Mgmt

Yes

For

With

Elect Director Pamela H. Patsley

Mgmt

Yes

For

With

Elect Director Wayne R. Sanders

Mgmt

Yes

For

With

Elect Director Ruth J. Simmons

Mgmt

Yes

Against

Elect Director Richard K. Templeton

Mgmt

Yes

For

With

Elect Director Christine Todd Whitman

Mgmt

Yes

Against

Ratify Auditors

Mgmt

Yes

For

With

Honeywell International, Inc.

HON

438516106

04/23/07

Elect Director Gordon M. Bethune

Mgmt

Yes

For

With

Elect Director Jaime Chico Pardo

Mgmt

Yes

For

With

Elect Director David M. Cote

Mgmt

Yes

For

With

Elect Director D. Scott Davis

Mgmt

Yes

For

With

Elect Director Linnet F. Deily

Mgmt

Yes

For

With

Elect Director Clive R. Hollick

Mgmt

Yes

For

With

Elect Director James J. Howard

Mgmt

Yes

For

With

Elect Director Ivan G. Seidenberg

Mgmt

Yes

For

With

Elect Director Bradley T. Sheares

Mgmt

Yes

For

With

Elect Director Eric K. Shinseki

Mgmt

Yes

For

With

Elect Director John R. Stafford

Mgmt

Yes

For

With

Elect Director Michael W. Wright

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Approve Nonqualified Employee Stock Purchase Plan

Mgmt

Yes

For

With

Claw-back of Payments under Restatements

Shareholder

Yes

Against

With

Performance-Based and/or Time-Based Equity Awards

Shareholder

Yes

For

Against

Amend Articles/Bylaws/Charter -- Call Special Meetings

Shareholder

Yes

For

Against

Remove Six Sigma Terminology

Shareholder

Yes

Against

With

Rio Tinto plc

RTP

767204100

04/13/07

AUTHORITY TO ALLOT RELEVANT SECURITIES UNDER SECTION 80 OF THE COMPANIES ACT 1985

Mgmt

Yes

For

With

AUTHORITY TO ALLOT EQUITY SECURITIES FOR CASH UNDER SECTION 89 OF THE COMPANIES ACT 1985

Mgmt

Yes

For

With

AUTHORITY TO PURCHASE RIO TINTO PLC SHARES BY THE COMPANY OR RIO TINTO LIMITED

Mgmt

Yes

For

With

TO APPROVE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AND THE CONSTITUTION OF RIO TINTO LIMITED

Mgmt

Yes

For

With

ELECTION OF MICHAEL FITZPATRICK

Mgmt

Yes

For

With

RE-ELECTION OF ASHTON CALVERT

Mgmt

Yes

For

With

RE-ELECTION OF GUY ELLIOTT

Mgmt

Yes

For

With

RE-ELECTION OF LORD KERR

Mgmt

Yes

For

With

RE-ELECTION OF SIR RICHARD SYKES

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

APPROVAL OF THE REMUNERATION REPORT

Mgmt

Yes

For

With

TO RECEIVE THE FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2006

Mgmt

Yes

For

With

Citigroup Inc.

172967101

04/17/07

Elect Director C. Michael Armstrong

Mgmt

Yes

For

With

Elect Director Alain J.P. Belda

Mgmt

Yes

For

With

Elect Director George David

Mgmt

Yes

For

With

Elect Director Kenneth T. Derr

Mgmt

Yes

For

With

Elect Director John M. Deutch

Mgmt

Yes

For

With

Elect Director Roberto Hernandez Ramirez

Mgmt

Yes

For

With

Elect Director Klaus Kleinfeld

Mgmt

Yes

For

With

Elect Director Andrew N. Liveris

Mgmt

Yes

For

With

Elect Director Anne Mulcahy

Mgmt

Yes

For

With

Elect Director Richard D. Parsons

Mgmt

Yes

For

With

Elect Director Charles Prince

Mgmt

Yes

For

With

Elect Director Judith Rodin

Mgmt

Yes

For

With

Elect Director Robert E. Rubin

Mgmt

Yes

For

With

Elect Director Franklin A. Thomas

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Report on Government Service of Employees

Shareholder

Yes

Against

With

Report on Political Contributions

Shareholder

Yes

For

Against

Report on Charitable Contributions

Shareholder

Yes

Against

With

Approve Report of the Compensation Committee

Shareholder

Yes

For

Against

Report on Pay Disparity

Shareholder

Yes

Against

With

Separate Chairman and CEO Positions

Shareholder

Yes

Against

With

Stock Retention/Holding Period

Shareholder

Yes

Against

With

Restore or Provide for Cumulative Voting

Shareholder

Yes

Against

With

Amend Bylaws to Permit Shareholders to Call Special Meetings

Shareholder

Yes

For

Against

Wells Fargo & Company

WFC

949746101

04/24/07

Elect Director John S. Chen

Mgmt

Yes

For

With

Elect Director Lloyd H. Dean

Mgmt

Yes

For

With

Elect Director Susan E. Engel

Mgmt

Yes

For

With

Elect Director Enrique Hernandez, Jr.

Mgmt

Yes

For

With

Elect Director Robert L. Joss

Mgmt

Yes

For

With

Elect Director Richard M. Kovacevich

Mgmt

Yes

For

With

Elect Director Richard D. McCormick

Mgmt

Yes

For

With

Elect Director Cynthia H. Milligan

Mgmt

Yes

Against

Elect Director Nicholas G. Moore

Mgmt

Yes

For

With

Elect Director Philip J. Quigley

Mgmt

Yes

Against

Elect Director Donald B. Rice

Mgmt

Yes

Against

Elect Director Judith M. Runstad

Mgmt

Yes

For

With

Elect Director Stephen W. Sanger

Mgmt

Yes

For

With

Elect Director Susan G. Swenson

Mgmt

Yes

For

With

Elect Director John G. Stumpf

Mgmt

Yes

For

With

Elect Director Michael W. Wright

Mgmt

Yes

Against

Ratify Auditors

Mgmt

Yes

For

With

Separate Chairman and CEO Positions

Shareholder

Yes

For

Against

Advisory Vote to Ratify Named Executive Officers’ Compensation

Shareholder

Yes

For

Against

Establish SERP Policy

Shareholder

Yes

For

Against

Report on Racial and Ethnic Disparities in Loan Pricing

Shareholder

Yes

Against

With

Report on Emission Reduction Goals

Shareholder

Yes

Against

With

Bank of America Corp.

BAC

60505104

04/25/07

Elect Director William Barnet, III

Mgmt

Yes

For

With

Elect Director Frank P. Bramble, Sr.

Mgmt

Yes

For

With

Elect Director John T. Collins

Mgmt

Yes

For

With

Elect Director Gary L. Countryman

Mgmt

Yes

For

With

Elect Director Tommy R. Franks

Mgmt

Yes

For

With

Elect Director Charles K. Gifford

Mgmt

Yes

For

With

Elect Director W. Steven Jones

Mgmt

Yes

For

With

Elect Director Kenneth D. Lewis

Mgmt

Yes

For

With

Elect Director Monica C. Lozano

Mgmt

Yes

For

With

Elect Director Walter E. Massey

Mgmt

Yes

For

With

Elect Director Thomas J. May

Mgmt

Yes

For

With

Elect Director Patricia E. Mitchell

Mgmt

Yes

For

With

Elect Director Thomas M. Ryan

Mgmt

Yes

For

With

Elect Director O. Temple Sloan, Jr.

Mgmt

Yes

For

With

Elect Director Meredith R. Spangler

Mgmt

Yes

For

With

Elect Director Robert L. Tillman

Mgmt

Yes

For

With

Elect Director Jackie M. Ward

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Prohibit Executive Stock-Based Awards

Shareholder

Yes

Against

With

Change Size of Board of Directors

Shareholder

Yes

Against

With

Separate Chairman and CEO Positions

Shareholder

Yes

Against

With

Entergy Corp.

ETR

29364G103

05/04/07

Elect Director Maureen Scannell Bateman

Mgmt

Yes

For

With

Elect Director W. Frank Blount

Mgmt

Yes

For

With

Elect Director Simon D. DeBree

Mgmt

Yes

For

With

Elect Director Gary W. Edwards

Mgmt

Yes

For

With

Elect Director Alexis M. Herman

Mgmt

Yes

For

With

Elect Director Donald C. Hintz

Mgmt

Yes

For

With

Elect Director J. Wayne Leonard

Mgmt

Yes

For

With

Elect Director Stuart L. Levenick

Mgmt

Yes

For

With

Elect Director James R. Nichols

Mgmt

Yes

For

With

Elect Director William A. Percy, II

Mgmt

Yes

For

With

Elect Director W.J. Tauzin

Mgmt

Yes

For

With

Elect Director Steven V. Wilkinson

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Report on Political Contributions

Shareholder

Yes

For

Against

Limit Executive Compensation

Shareholder

Yes

Against

With

Textron Inc.

TXT

883203101

04/25/07

Elect Director Kathleen M. Bader

Mgmt

Yes

For

With

Elect Director R. Kerry Clark

Mgmt

Yes

Against

Elect Director Ivor J. Evans

Mgmt

Yes

Against

Elect Director Lord Powell

Mgmt

Yes

Against

Elect Director James L. Ziemer

Mgmt

Yes

For

With

Approve Executive Incentive Bonus Plan

Mgmt

Yes

For

With

Approve Omnibus Stock Plan

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Social Proposal

Shareholder

Yes

Against

With

AT&T Inc

00206R102

04/27/07

Elect Director William F. Aldinger III

Mgmt

Yes

For

With

Elect Director Gilbert F. Amelio

Mgmt

Yes

For

With

Elect Director Reuben V. Anderson

Mgmt

Yes

For

With

Elect Director James H. Blanchard

Mgmt

Yes

For

With

Elect Director August A. Busch III

Mgmt

Yes

For

With

Elect Director James P. Kelly

Mgmt

Yes

For

With

Elect Director Charles F. Knight

Mgmt

Yes

For

With

Elect Director Jon C. Madonna

Mgmt

Yes

For

With

Elect Director Lynn M. Martin

Mgmt

Yes

For

With

Elect Director John B. McCoy

Mgmt

Yes

For

With

Elect Director Mary S. Metz

Mgmt

Yes

For

With

Elect Director Toni Rembe

Mgmt

Yes

For

With

Elect Director Joyce M. Roche

Mgmt

Yes

For

With

Elect Director Randall L. Stephenson

Mgmt

Yes

For

With

Elect Director Laura D’ Andrea Tyson

Mgmt

Yes

For

With

Elect Director Patricia P. Upton

Mgmt

Yes

For

With

Elect Director Edward E. Whitacre, Jr.

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Compensation Specific-Severance Payments to Executives

Mgmt

Yes

For

With

Report on Political Contributions

Shareholder

Yes

Against

With

Amend Articles/Bylaws/Charter - Call Special Meetings

Shareholder

Yes

For

Against

Pay For Superior Performance

Shareholder

Yes

For

Against

Advisory Vote to Ratify Named Executive Officers’ Compensation

Shareholder

Yes

For

Against

Establish SERP Policy

Shareholder

Yes

For

Against

E.I. Du Pont De Nemours & Co.

263534109

04/25/07

Elect Director Richard H. Brown

Mgmt

Yes

For

With

Elect Director Robert A. Brown

Mgmt

Yes

For

With

Elect Director Bertrand P. Collomb

Mgmt

Yes

For

With

Elect Director Curtis J. Crawford

Mgmt

Yes

For

With

Elect Director John T. Dillon

Mgmt

Yes

For

With

Elect Director Eleuthere I. du Pont

Mgmt

Yes

For

With

Elect Director Charles O. Holliday, Jr.

Mgmt

Yes

For

With

Elect Director Lois D. Juliber

Mgmt

Yes

For

With

Elect Director Masahisa Naitoh

Mgmt

Yes

For

With

Elect Director Sean O’Keefe

Mgmt

Yes

For

With

Elect Director William K. Reilly

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Approve Omnibus Stock Plan

Mgmt

Yes

For

With

Report on Genetically Modified Organisms

Shareholder

Yes

Against

With

Evaluate Community Impact of Plant Closures or Layoffs

Shareholder

Yes

Against

With

Report on PFOA Compounds in DuPont Products

Shareholder

Yes

For

Against

Report on Lobbying Expenditures related to Environmental Pollution

Shareholder

Yes

Against

With

Prepare a Global Warming Report

Shareholder

Yes

Against

With

Report on Security of Chemical Facilities

Shareholder

Yes

Against

With

Occidental Petroleum Corp.

OXY

674599105

05/04/07

Elect Director Spencer Abraham

Mgmt

Yes

Against

Elect Director Ronald W. Burkle

Mgmt

Yes

For

With

Elect Director John S. Chalsty

Mgmt

Yes

Against

Elect Director Edward P. Djerejian

Mgmt

Yes

For

With

Elect Director R. Chad Dreier

Mgmt

Yes

Against

Elect Director John E. Feick

Mgmt

Yes

For

With

Elect Director Ray R. Irani

Mgmt

Yes

For

With

Elect Director Irvin W. Maloney

Mgmt

Yes

Against

Elect Director Rodolfo Segovia

Mgmt

Yes

Against

Elect Director Aziz D. Syriani

Mgmt

Yes

For

With

Elect Director Rosemary Tomich

Mgmt

Yes

Against

Elect Director Walter L. Weisman

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Amend Omnibus Stock Plan

Mgmt

Yes

Against

Publish a Scientific Global Warming Report

Shareholder

Yes

Against

With

Advisory Vote to Ratify Named Executive Officers Compensation

Shareholder

Yes

For

Against

Performance-Based and/or Time-Based Equity Awards

Shareholder

Yes

For

Against

Norfolk Southern Corp.

NSC

655844108

05/10/07

Elect Director Alston D. Correll

Mgmt

Yes

For

With

Elect Director Landon Hilliard

Mgmt

Yes

For

With

Elect Director Burton M. Joyce

Mgmt

Yes

For

With

Elect Director Jane Margaret O’ Brien

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Bristol-Myers Squibb Co.

BMY

110122108

05/01/07

Elect Director Lewis B. Campbell

Mgmt

Yes

For

With

Elect Director James M. Cornelius

Mgmt

Yes

For

With

Elect Director Louis J. Freeh

Mgmt

Yes

For

With

Elect Director Laurie H. Glimcher

Mgmt

Yes

For

With

Elect Director Michael Grobstein

Mgmt

Yes

For

With

Elect Director Leif Johansson

Mgmt

Yes

For

With

Elect Director James D. Robinson III

Mgmt

Yes

For

With

Elect Director Vicki L. Sato

Mgmt

Yes

For

With

Elect Director R. Sanders Williams

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Approve Omnibus Stock Plan

Mgmt

Yes

For

With

Approve Executive Incentive Bonus Plan

Mgmt

Yes

For

With

Increase Disclosure of Executive Compensation

Shareholder

Yes

Against

With

Claw-back of Payments under Restatements

Shareholder

Yes

Against

With

Restore or Provide for Cumulative Voting

Shareholder

Yes

For

Against

Motorola, Inc.

MOT

620076109

05/07/07

Elect Director Carl C. Icahn

Mgmt

Yes

For

With

Elect Director E. Zander

Mgmt

Yes

Withhold

Against

Elect Director D. Dorman

Mgmt

Yes

Withhold

Against

Elect Director J. Lewent

Mgmt

Yes

Withhold

Against

Elect Director T. Meredith

Mgmt

Yes

For

With

Elect Director N. Negroponte

Mgmt

Yes

Withhold

Against

Elect Director S. Scott, III

Mgmt

Yes

Withhold

Against

Elect Director R. Sommer

Mgmt

Yes

Withhold

Against

Elect Director J. Stengel

Mgmt

Yes

Withhold

Against

Elect Director D. Warner, III

Mgmt

Yes

Withhold

Against

Elect Director M. White

Mgmt

Yes

Withhold

Against

Amend Qualified Employee Stock Purchase Plan

Mgmt

Yes

For

Against

Advisory Vote to Ratify Named Executive Officers’ Compensation

Shareholder

Yes

For

With

Claw-back of Payments under Restatements

Shareholder

Yes

For

Against

The Travelers Companies, Inc.

TRV

89417E109

05/01/07

Elect Director Alan L. Beller

Mgmt

Yes

For

With

Elect Director John H. Dasburg

Mgmt

Yes

For

With

Elect Director Janet M. Dolan

Mgmt

Yes

For

With

Elect Director Kenneth M. Duberstein

Mgmt

Yes

For

With

Elect Director Jay S. Fishman

Mgmt

Yes

For

With

Elect Director Lawrence G. Graev

Mgmt

Yes

For

With

Elect Director Patricia L. Higgins

Mgmt

Yes

For

With

Elect Director Thomas R. Hodgson

Mgmt

Yes

For

With

Elect Director Cleve L. Killingsworth, Jr.

Mgmt

Yes

For

With

Elect Director Robert I. Lipp

Mgmt

Yes

For

With

Elect Director Blythe J. McGarvie

Mgmt

Yes

For

With

Elect Director Glen D. Nelson, M.D.

Mgmt

Yes

For

With

Elect Director Laurie J. Thomsen

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Company Specific- Majority Vote for the Election of Directors

Mgmt

Yes

For

With

Altria Group, Inc.

02209S103

04/26/07

Elect Director Elizabeth E. Bailey

Mgmt

Yes

For

With

Elect Director Harold Brown

Mgmt

Yes

For

With

Elect Director Mathis Cabiallavetta

Mgmt

Yes

For

With

Elect Director Louis C. Camilleri

Mgmt

Yes

For

With

Elect Director J. Dudley Fishburn

Mgmt

Yes

For

With

Elect Director Robert E. R. Huntley

Mgmt

Yes

For

With

Elect Director Thomas W. Jones

Mgmt

Yes

For

With

Elect Director George Munoz

Mgmt

Yes

For

With

Elect Director Lucio A. Noto

Mgmt

Yes

For

With

Elect Director John S. Reed

Mgmt

Yes

For

With

Elect Director Stephen M. Wolf

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Provide for Cumulative Voting

Shareholder

Yes

For

Against

Disclose Information on Secondhand Smoke

Shareholder

Yes

Against

With

Cease Add Campaigns Oriented to Prevent Youth Smoking

Shareholder

Yes

Against

With

Cease Production, Promotion, and Marketing of Tobacco Products

Shareholder

Yes

Against

With

Adopt Animal Welfare Policy

Shareholder

Yes

Against

With

HESS CORP

HES

42809H107

05/02/07

Elect Director N.F. Brady

Mgmt

Yes

Withhold

Against

Elect Director J.B. Collins

Mgmt

Yes

For

With

Elect Director T.H. Kean

Mgmt

Yes

For

With

Elect Director F.A. Olsen

Mgmt

Yes

Withhold

Against

Ratify Auditors

Mgmt

Yes

For

With

Declassify the Board of Directors

Shareholder

Yes

For

Against

PepsiCo, Inc.

PEP

713448108

05/02/07

Elect Director Dina Dublon

Mgmt

Yes

For

With

Elect Director Victor J. Dzau, M.D.

Mgmt

Yes

For

With

Elect Director Ray L. Hunt

Mgmt

Yes

For

With

Elect Director Alberto Ibarguen

Mgmt

Yes

For

With

Elect Director Arthur C. Martinez

Mgmt

Yes

For

With

Elect Director Indra K. Nooyi

Mgmt

Yes

For

With

Elect Director Sharon Percy Rockefeller

Mgmt

Yes

For

With

Elect Director James J. Schiro

Mgmt

Yes

For

With

Elect Director Daniel Vasella

Mgmt

Yes

For

With

Elect Director Michael D. White

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Approve Omnibus Stock Plan

Mgmt

Yes

For

With

Report on Charitable Contributions

Shareholder

Yes

Against

With

Hospira, Inc.

HSP

441060100

05/15/07

Elect Director Connie R. Curran

Mgmt

Yes

For

With

Elect Director Mark F. Wheeler, M.D.

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Dominion Resources, Inc.

25746U109

04/27/07

Elect Director Peter W. Brown

Mgmt

Yes

For

With

Elect Director George A. Davidson, Jr.

Mgmt

Yes

For

With

Elect Director Thomas F. Farrell, II

Mgmt

Yes

For

With

Elect Director John W. Harris

Mgmt

Yes

For

With

Elect Director Robert S. Jepson, Jr.

Mgmt

Yes

For

With

Elect Director Mark J. Kington

Mgmt

Yes

For

With

Elect Director Benjamin J. Lambert, III

Mgmt

Yes

For

With

Elect Director Margaret A. McKenna

Mgmt

Yes

For

With

Elect Director Frank S. Royal, M.D.

Mgmt

Yes

For

With

Elect Director David A. Wollard

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Report on Greenhouse Gas Emissions

Shareholder

Yes

For

Against

Report on Impact of Utilizing National Interest Electric Transmission Corridor

Shareholder

Yes

Against

With

JPMorgan Chase & Co.

JPM

46625H100

05/15/07

Elect Director Crandall C. Bowles

Mgmt

Yes

For

With

Elect Director Stephen B. Burke

Mgmt

Yes

For

With

Elect Director James S. Crown

Mgmt

Yes

For

With

Elect Director James Dimon

Mgmt

Yes

For

With

Elect Director Ellen V. Futter

Mgmt

Yes

For

With

Elect Director William H. Gray, III

Mgmt

Yes

For

With

Elect Director Laban P. Jackson, Jr.

Mgmt

Yes

For

With

Elect Director Robert I. Lipp

Mgmt

Yes

For

With

Elect Director David C. Novak

Mgmt

Yes

For

With

Elect Director Lee R. Raymond

Mgmt

Yes

For

With

Elect Director William C. Weldon

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Put Repricing of Stock Options to Shareholder Vote

Shareholder

Yes

Against

With

Performance-Based and/or Time-Based Equity Awards

Shareholder

Yes

For

Against

Advisory Vote to Ratify Named Executive Officers’ Compensation

Shareholder

Yes

For

Against

Separate Chairman and CEO Positions

Shareholder

Yes

Against

With

Provide for Cumulative Voting

Shareholder

Yes

For

Against

Require a Majority Vote for the Election of Directors

Shareholder

Yes

For

Against

Report on Political Contributions

Shareholder

Yes

Against

With

Report on Management Initiatives to Address Links to Slavery and Human Rights Abuse

Shareholder

Yes

Against

With

InterContinental Hotels Group plc

IHG

45857P202

06/01/07

RECEIPT OF FINANCIAL STATEMENTS

Mgmt

Yes

For

With

APPROVAL OF REMUNERATION REPORT

Mgmt

Yes

For

With

DECLARATION OF FINAL DIVIDEND

Mgmt

Yes

For

With

RE-ELECTION OF ROBERT C LARSON+

Mgmt

Yes

For

With

RE-ELECTION OF SIR DAVID PROSSER+

Mgmt

Yes

For

With

RE-ELECTION OF RICHARD SOLOMONS

Mgmt

Yes

For

With

RE-ELECTION OF DAVID WEBSTER

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

AUTHORITY TO SET AUDITORS REMUNERATION

Mgmt

Yes

For

With

POLITICAL DONATIONS

Mgmt

Yes

For

With

ALLOTMENT OF SHARES

Mgmt

Yes

For

With

DISAPPLICATION OF PRE-EMPTION RIGHTS

Mgmt

Yes

For

With

AUTHORITY TO PURCHASE OWN SHARES

Mgmt

Yes

For

With

E-COMMUNICATIONS AND THE COMPANIES ACT 2006

Mgmt

Yes

For

With

CSX Corp.

CSX

126408103

05/02/07

Elect Director D.M. Alvarado

Mgmt

Yes

For

With

Elect Director E.E. Bailey

Mgmt

Yes

For

With

Elect Director Sen. J.B. Breaux

Mgmt

Yes

For

With

Elect Director S.T. Halverson

Mgmt

Yes

For

With

Elect Director E.J. Kelly, III

Mgmt

Yes

For

With

Elect Director R.D. Kunisch

Mgmt

Yes

For

With

Elect Director S.J. Morcott

Mgmt

Yes

For

With

Elect Director D.M. Ratcliffe

Mgmt

Yes

For

With

Elect Director W.C. Richardson

Mgmt

Yes

For

With

Elect Director F.S. Royal, M.D.

Mgmt

Yes

For

With

Elect Director D.J. Shepard

Mgmt

Yes

For

With

Elect Director M.J. Ward

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Limit Executive Compensation

Shareholder

Yes

Against

With

Require a Majority Vote for the Election of Directors

Shareholder

Yes

For

Against

Submit Severance Agreement (Change in Control) to shareholder Vote

Shareholder

Yes

For

Against

Amend Articles/Bylaws/Charter -- Call Special Meetings

Shareholder

Yes

For

Against

Temple-Inland Inc.

TIN

879868107

05/04/07

Elect Director Donald M. Carlton

Mgmt

Yes

For

With

Elect Director E. Linn Draper, Jr.

Mgmt

Yes

For

With

Elect Director Kenneth M. Jastrow, II

Mgmt

Yes

For

With

Elect Director James A. Johnson

Mgmt

Yes

For

With

Company Specific-- Majority Vote for the Election of Director

Mgmt

Yes

For

With

Reduce Supermajority Vote Requirement

Mgmt

Yes

For

With

Authorize Board to Fill Vacancies

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

International Paper Co.

460146103

05/07/07

Elect Directors David J. Bronczek

Mgmt

Yes

For

With

Elect Directors Martha F. Brooks

Mgmt

Yes

Withhold

Against

Elect Directors Lynn Laverty Elsenhans

Mgmt

Yes

For

With

Elect Directors John L. Townsend, III

Mgmt

Yes

Withhold

Against

Ratify Auditors

Mgmt

Yes

For

With

Require a Majority Vote for the Election of Directors

Shareholder

Yes

For

With

American International Group, Inc.

AIG

26874107

05/16/07

Elect Director Marshall A. Cohen

Mgmt

Yes

For

With

Elect Director Martin S. Feldstein

Mgmt

Yes

For

With

Elect Director Ellen V. Futter

Mgmt

Yes

For

With

Elect Director Stephen L. Hammerman

Mgmt

Yes

For

With

Elect Director Richard C. Holbrooke

Mgmt

Yes

For

With

Elect Director Fred H. Langhammer

Mgmt

Yes

For

With

Elect Director George L. Miles, Jr.

Mgmt

Yes

For

With

Elect Director Morris W. Offit

Mgmt

Yes

For

With

Elect Director James F. Orr, III

Mgmt

Yes

For

With

Elect Director Virginia M. Rometty

Mgmt

Yes

For

With

Elect Director Martin J. Sullivan

Mgmt

Yes

For

With

Elect Director Michael H. Sutton

Mgmt

Yes

For

With

Elect Director Edmund S.W. Tse

Mgmt

Yes

For

With

Elect Director Robert B. Willumstad

Mgmt

Yes

For

With

Elect Director Frank G. Zarb

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Approve Omnibus Stock Plan

Mgmt

Yes

For

With

Performance-Based and/or Time-Based Equity Awards

Shareholder

Yes

For

Against

Target Corporation

TGT

87612E106

05/24/07

Elect Director Calvin Darden

Mgmt

Yes

For

With

Elect Director Anne M. Mulcahy

Mgmt

Yes

For

With

Elect Director Stephen W. Sanger

Mgmt

Yes

For

With

Elect Director Gregg W. Steinhafel

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Approve Executive Incentive Bonus Plan

Mgmt

Yes

For

With

Company Specific- Require Majority Vote for the Election of Directors

Mgmt

Yes

For

With

Report on Political Contributions

Shareholder

Yes

For

Against

McDonald’s Corp.

MCD

580135101

05/24/07

Elect Director Edward A. Brennan

Mgmt

Yes

For

With

Elect Director Walter E. Massey

Mgmt

Yes

For

With

Elect Director John W. Rogers, Jr.

Mgmt

Yes

For

With

Elect Director Roger W. Stone

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Label Genetically Modified Organisms

Shareholder

Yes

Against

With

Adopt and Implement ILO Based Code of Conduct

Shareholder

Yes

Against

With

CVS Caremark Corp

CVS

126650100

05/09/07

Elect Director Edwin M. Banks

Mgmt

Yes

For

With

Elect Director C. David Brown II

Mgmt

Yes

For

With

Elect Director Edwin Mac Crawford

Mgmt

Yes

For

With

Elect Director David W. Dorman

Mgmt

Yes

For

With

Elect Director Kristen E. Gibney Williams

Mgmt

Yes

For

With

Elect Director Roger L. Headrick

Mgmt

Yes

Against

Elect Director Marian L. Heard

Mgmt

Yes

For

With

Elect Director William H. Joyce

Mgmt

Yes

For

With

Elect Director Jean-Pierre Million

Mgmt

Yes

For

With

Elect Director Terrence Murray

Mgmt

Yes

For

With

Elect Director C.A. Lance Piccolo

Mgmt

Yes

Against

Elect Director Sheli Z. Rosenberg

Mgmt

Yes

For

With

Elect Director Thomas M. Ryan

Mgmt

Yes

For

With

Elect Director Richard J. Swift

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Approve Qualified Employee Stock Purchase Plan

Mgmt

Yes

For

With

Approve Executive Incentive Bonus Plan

Mgmt

Yes

For

With

Limit Executive Compensation

Shareholder

Yes

Against

With

Separate Chairman and CEO Positions

Shareholder

Yes

For

Against

Prepare Sustainability Report

Shareholder

Yes

For

Against

Disclose Information on Compensation Consultant

Shareholder

Yes

For

Against

Compensation Specific- Policy on Stock Option Grants/Option Backdating

Shareholder

Yes

For

Against

Exxon Mobil Corp.

XOM

30231G102

05/30/07

Elect Director Michael J. Boskin

Mgmt

Yes

For

With

Elect Director William W. George

Mgmt

Yes

For

With

Elect Director James R. Houghton

Mgmt

Yes

For

With

Elect Director William R. Howell

Mgmt

Yes

For

With

Elect Director Reatha Clark King

Mgmt

Yes

For

With

Elect Director Philip E. Lippincott

Mgmt

Yes

For

With

Elect Director Marilyn Carlson Nelson

Mgmt

Yes

For

With

Elect Director Samuel J. Palmisano

Mgmt

Yes

For

With

Elect Director Steven S Reinemund

Mgmt

Yes

For

With

Elect Director Walter V. Shipley

Mgmt

Yes

For

With

Elect Director J. Stephen Simon

Mgmt

Yes

For

With

Elect Director Rex W. Tillerson

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Restore or Provide for Cumulative Voting

Shareholder

Yes

For

Against

Amend Articles/Bylaws/Charter -- Call Special Meetings

Shareholder

Yes

For

Against

Separate Chairman and CEO Positions

Shareholder

Yes

For

Against

Initiate Payment of Cash Dividend

Shareholder

Yes

Against

With

Advisory Vote to Ratify Named Executive Officers’ Compensation

Shareholder

Yes

For

Against

Company-Specific- Amend Article IX of the Corporation’s by-laws

Shareholder

Yes

Against

With

Review Executive Compensation

Shareholder

Yes

Against

With

Limit Executive Compensation

Shareholder

Yes

Against

With

Claw-back of Payments under Restatements

Shareholder

Yes

For

Against

Report on Political Contributions

Shareholder

Yes

For

Against

Amend Equal Employment Opportunity Policy to Prohibit Discrimination Based on Sexual Orientation

Shareholder

Yes

For

Against

Report on Environmental Accountability

Shareholder

Yes

Against

With

Report on Emission Reduction Goals

Shareholder

Yes

For

Against

Report on Carbon Dioxide Emissions Information at Gas Stations

Shareholder

Yes

Against

With

Adopt Policy to Increase Renewable Energy Portfolio

Shareholder

Yes

Against

With

Imperial Chemical Industries plc

ICI

452704505

05/23/07

Accept Financial Statements and Statutory Reports

Mgmt

Yes

For

With

Approve Remuneration Report

Mgmt

Yes

For

With

Confirm First Interim Dividend of 4.15 Pence and Second Interim Dividend of 4.75 Pence Per Ordinary Share

Mgmt

Yes

For

With

Re-elect Lord Butler as Director

Mgmt

Yes

For

With

Re-elect Adri Baan as Director

Mgmt

Yes

For

With

Re-elect David Hamill as Director

Mgmt

Yes

For

With

Re-elect Baroness Noakes as Director

Mgmt

Yes

For

With

Reappoint KPMG Audit Plc as Auditors of the Company

Mgmt

Yes

For

With

Authorise Board to Fix Remuneration of Auditors

Mgmt

Yes

For

With

Amend Imperial Chemical Industries Plc Performance Growth Plan

Mgmt

Yes

For

With

Amend the Rules to Change the Dilution Limits of the Imperial Chemical Industries Plc Performance Growth Plan

Mgmt

Yes

For

With

Authorise the Company to Use Electronic Shareholder Communications

Mgmt

Yes

For

With

Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 205,281,345

Mgmt

Yes

For

With

Subject to the Passing of Resolution 13, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 59,735,933

Mgmt

Yes

For

With

Authorise 119,471,865 Ordinary Shares for Market Purchase

Mgmt

Yes

For

With

XTO Energy Inc

XTO

98385X106

05/15/07

Elect Director Lane G. Collins

Mgmt

Yes

For

With

Elect Director Scott G. Sherman

Mgmt

Yes

For

With

Elect Director Bob R. Simpson

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Wal-Mart Stores, Inc.

WMT

931142103

06/01/07

Elect Director Aida M. Alvarez

Mgmt

Yes

For

With

Elect Director James W. Breyer

Mgmt

Yes

For

With

Elect Director M. Michele Burns

Mgmt

Yes

For

With

Elect Director James I. Cash, Jr.

Mgmt

Yes

For

With

Elect Director Roger C. Corbett

Mgmt

Yes

For

With

Elect Director Douglas N. Daft

Mgmt

Yes

For

With

Elect Director David D. Glass

Mgmt

Yes

For

With

Elect Director Roland A. Hernandez

Mgmt

Yes

For

With

Elect Director Allen I. Questrom

Mgmt

Yes

For

With

Elect Director H. Lee Scott, Jr.

Mgmt

Yes

For

With

Elect Director Jack C. Shewmaker

Mgmt

Yes

Against

Elect Director Jim C. Walton

Mgmt

Yes

For

With

Elect Director S. Robson Walton

Mgmt

Yes

For

With

Elect Director Christopher J. Williams

Mgmt

Yes

For

With

Elect Director Linda S. Wolf

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Report on Charitable Contributions

Shareholder

Yes

Against

With

Report on Healthcare Policies

Shareholder

Yes

Against

With

Pay For Superior Performance

Shareholder

Yes

For

Against

Report on Equity Compensation by Race and Gender

Shareholder

Yes

For

Against

Report on Pay Disparity

Shareholder

Yes

Against

With

Prepare Business Social Responsibility Report

Shareholder

Yes

Against

With

Advisory Vote to Ratify Named Executive Officers’ Compensation

Shareholder

Yes

For

Against

Report on Political Contributions

Shareholder

Yes

For

Against

Report on Social and Reputation Impact of Failure to Comply with ILO Conventions

Shareholder

Yes

Against

With

Restore or Provide for Cumulative Voting

Shareholder

Yes

For

Against

Require Director Nominee Qualifications

Shareholder

Yes

Against

With

Total SA (Formerly Total Fina Elf S.A )

TOT

89151E109

05/11/07

APPROVAL OF PARENT COMPANY FINANCIAL STATEMENTS

Mgmt

Yes

For

With

APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS

Mgmt

Yes

For

With

ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND

Mgmt

Yes

For

With

AGREEMENTS COVERED BY ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE

Mgmt

Yes

For

With

AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE SHARES OF THE COMPANY

Mgmt

Yes

For

With

RENEWAL OF THE APPOINTMENT OF MR. THIERRY DESMAREST AS A DIRECTOR

Mgmt

Yes

Against

RENEWAL OF THE APPOINTMENT OF MR. THIERRY DE RUDDER AS A DIRECTOR

Mgmt

Yes

Against

RENEWAL OF THE APPOINTMENT OF MR. SERGE TCHURUK AS A DIRECTOR

Mgmt

Yes

Against

APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF THE ARTICLES OF ASSOCIATION

Mgmt

Yes

Against

APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF THE ARTICLES OF ASSOCIATION

Mgmt

Yes

Against

With

APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF THE ARTICLES OF ASSOCIATION

Mgmt

Yes

Against

With

DETERMINATION OF THE TOTAL AMOUNT OF DIRECTORS COMPENSATION

Mgmt

Yes

For

With

Mgmt

Yes

For

With

DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL BY ISSUING COMMON SHARES OR ANY SECURITIES PROVIDING ACCESS TO CAPITAL WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS

Mgmt

Yes

Against

DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL UNDER THE CONDITIONS PROVIDED FOR IN ARTICLE 443-5 OF THE FRENCH LABOR CODE

Mgmt

Yes

For

With

AUTHORIZATION TO GRANT SUBSCRIPTION OR PURCHASE OPTIONS FOR THE COMPANY S STOCK TO CERTAIN EMPLOYEES OF THE GROUP AS WELL AS TO THE MANAGEMENT OF THE COMPANY OR OF OTHER GROUP COMPANIES

Mgmt

Yes

For

With

AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE CAPITAL BY CANCELING SHARES

Mgmt

Yes

For

With

AMENDMENT OF ARTICLE 13, PARAGRAPH 2, OF THE COMPANY S ARTICLES OF ASSOCIATION WITH REGARD TO THE METHODS THAT MAY BE USED TO PARTICIPATE IN BOARD OF DIRECTORS MEETINGS

Mgmt

Yes

For

With

Mgmt

Yes

For

With

AMENDMENT OF ARTICLE 17-2 OF THE COMPANY S ARTICLES OF ASSOCIATION TO TAKE INTO ACCOUNT RULES RELATING TO ELECTRONIC SIGNATURES IN THE EVENT OF A VOTE CAST VIA TELECOMMUNICATION

Mgmt

Yes

For

With

NEW PROCEDURE TO NOMINATE THE EMPLOYEE-SHAREHOLDER DIRECTOR

Shareholder

Yes

For

Against

AUTHORIZATION TO GRANT RESTRICTED SHARES OF THE COMPANY TO GROUP EMPLOYEES

Shareholder

Yes

For

Against

AMENDMENT OF ARTICLE 18, PARAGRAPH 7 OF THE COMPANY S ARTICLES OF ASSOCIATION IN VIEW OF DELETING THE STATUTORY CLAUSE LIMITING VOTING RIGHTS

Shareholder

Yes

For

Against

InterContinental Hotels Group plc

IHG

45857P202

06/01/07

CONSOLIDATION OF SHARE CAPITAL

Mgmt

Yes

For

With

AUTHORITY TO PURCHASE OWN SHARES

Mgmt

Yes

For

With

Nuveen Balanced Stock and Bond Fund - Proxy Voting

July 1, 2006 to June 30, 2007

Name of Issuer

Ticker

Cusip

Meeting

Date

Matter Description

Proposed by

Shareholder or

Management

Voted

Y/N?

Vote

Cast

With/Against

Management

BellSouth Corp.

BLS

79860102

07/21/06

Approve Merger Agreement

Mgmt

Yes

For

With

Capital One Financial Corp.

COF

14040H105

08/22/06

Approve Merger Agreement

Mgmt

Yes

For

With

Adjourn Meeting

Mgmt

Yes

For

With

Nike, Inc.

NKE

654106103

09/18/06

Elect Director Jill K. Conway

Mgmt

Yes

For

With

Elect Director Alan B. Graf, Jr.

Mgmt

Yes

For

With

Elect Director Jeanne P. Jackson

Mgmt

Yes

For

With

Report on Charitable Contributions

Shareholder

Yes

Against

With

Ratify Auditors

Mgmt

Yes

For

With

Imperial Chemical Industries plc

ICI

452704505

01/25/07

APPROVAL OF THE PROPOSED DISPOSAL OF THE QUEST BUSINESS BY THE COMPANY, AS SET FORTH IN THE COMPANY S CIRCULAR ENCLOSED HEREWITH.

Mgmt

Yes

For

With

Agilent Technologies Inc.

00846U101

02/27/07

Elect Director Paul N. Clark

Mgmt

Yes

For

With

Elect Director James G. Cullen

Mgmt

Yes

For

With

Elect Director Robert L. Joss

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

CVS Caremark Corp

CVS

126650100

03/15/07

Amend Articles/Increase Common Stock and Change Company Name

Mgmt

Yes

For

With

Issue Shares in Connection with an Acquisition

Mgmt

Yes

For

With

Adjourn Meeting

Mgmt

Yes

For

With

Hewlett-Packard Co.

HPQ

428236103

03/14/07

Elect Director L.T. Babbio, Jr.

Mgmt

Yes

For

With

Elect Director S.M. Baldauf

Mgmt

Yes

For

With

Elect Director R.A. Hackborn

Mgmt

Yes

For

With

Elect Director J.H. Hammergren

Mgmt

Yes

For

With

Elect Director M.V. Hurd

Mgmt

Yes

For

With

Elect Director R.L. Ryan

Mgmt

Yes

For

With

Elect Director L.S. Salhany

Mgmt

Yes

For

With

Elect Director G.K.Thompson

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Require Director Nominee Qualifications

Shareholder

Yes

For

Against

Separate Chairman and CEO Positions

Shareholder

Yes

Against

With

Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote

Shareholder

Yes

For

Against

Performance-Based Equity Awards

Shareholder

Yes

For

Against

Novartis AG

NVS

66987V109

03/06/07

APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2006.

Mgmt

Yes

For

With

APPROVAL OF THE ACTIVITIES OF THE BOARD OF DIRECTORS

Mgmt

Yes

For

With

APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND

Mgmt

Yes

For

With

ELECTION TO THE BOARD OF DIRECTORS: RE-ELECTION OF HANS-JOERG RUDLOFF FOR A THREE-YEAR TERM

Mgmt

Yes

For

With

ELECTION TO THE BOARD OF DIRECTORS: RE-ELECTION OF DR. DANIEL VASELLA FOR A THREE-YEAR TERM

Mgmt

Yes

For

With

ELECTION TO THE BOARD OF DIRECTORS: ELECTION OF NEW MEMBER MARJORIE M. YANG FOR A TERM OF OFFICE BEGINNING ON 1 JANUARY 2008 AND ENDING ON THE DAY OF THE AGM IN 2010

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Mgmt

Yes

Against

Morgan Stanley

617446448

04/10/07

Elect Director Roy J. Bostock

Mgmt

Yes

For

With

Elect Director Erskine B. Bowles

Mgmt

Yes

For

With

Elect Director Howard J. Davies

Mgmt

Yes

For

With

Elect Director C. Robert Kidder

Mgmt

Yes

For

With

Elect Director John J. Mack

Mgmt

Yes

For

With

Elect Director Donald T. Nicolaisen

Mgmt

Yes

For

With

Elect Director Charles H. Noski

Mgmt

Yes

For

With

Elect Director Hutham S. Olayan

Mgmt

Yes

For

With

Elect Director Charles E. Phillips, Jr.

Mgmt

Yes

For

With

Elect Director Griffith Sexton

Mgmt

Yes

For

With

Elect Director Laura D. Tyson

Mgmt

Yes

For

With

Elect Director Klaus Zumwinkel

Mgmt

Yes

Against

Ratify Auditors

Mgmt

Yes

For

With

Approve Omnibus Stock Plan

Mgmt

Yes

Against

Amend Vote Requirements to Amend Articles/Bylaws/Charter

Shareholder

Yes

For

Against

Approve Report of the Compensation Committee

Shareholder

Yes

For

Against

General Electric Co.

369604103

04/25/07

Elect Director James I. Cash, Jr.

Mgmt

Yes

For

With

Elect Director William M. Castell

Mgmt

Yes

For

With

Elect Director Ann M. Fudge

Mgmt

Yes

For

With

Elect Director Claudio X. Gonzalez

Mgmt

Yes

Withhold

Against

Elect Director Susan Hockfield

Mgmt

Yes

For

With

Elect Director Jerry R. Immelt

Mgmt

Yes

For

With

Elect Director Andrea Jung

Mgmt

Yes

For

With

Elect Director Alan G. Lafley

Mgmt

Yes

For

With

Elect Director Robert W. Lane

Mgmt

Yes

For

With

Elect Director Ralph S. Larsen

Mgmt

Yes

For

With

Elect Director Rochelle B. Lazarus

Mgmt

Yes

For

With

Elect Director Sam Nunn

Mgmt

Yes

For

With

Elect Director Roger S. Penske

Mgmt

Yes

For

With

Elect Director Robert J. Swieringa

Mgmt

Yes

For

With

Elect Director Douglas A. Warner III

Mgmt

Yes

For

With

Elect Director Robert C. Wright

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Adopt Majority Vote Standard in Director Elections

Mgmt

Yes

For

With

Approve Omnibus Stock Plan

Mgmt

Yes

For

With

Company-Specific-Approve Material Terms of Senior Officer Performance Goals

Mgmt

Yes

For

With

Provide for Cumulative Voting

Shareholder

Yes

For

Against

Company-Specific -- Adopt Policy on Overboarded Directors

Shareholder

Yes

For

Against

Company-Specific -- One Director from the Ranks of Retirees

Shareholder

Yes

Against

With

Separate Chairman and CEO Positions

Shareholder

Yes

For

Against

Limit Dividend and Dividend Equivalent Payments to Executives

Shareholder

Yes

For

Against

Report on Charitable Contributions

Shareholder

Yes

Against

With

Report on Global Warming

Shareholder

Yes

Against

With

Adopt Ethical Criteria for Military Contracts

Shareholder

Yes

Against

With

Report on Pay Disparity

Shareholder

Yes

Against

With

Lennar Corp.

LEN

526057104

03/28/07

Elect Director Irving Bolotin

Mgmt

Yes

For

With

Elect Director Kirk Landon

Mgmt

Yes

For

With

Elect Director Donna E. Shalala

Mgmt

Yes

For

With

Approve Omnibus Stock Plan

Mgmt

Yes

For

With

Approve Executive Incentive Bonus Plan

Mgmt

Yes

Against

Prepare Sustainability Report

Shareholder

Yes

For

Against

Pay For Superior Performance

Shareholder

Yes

For

Against

Eli Lilly and Co.

LLY

532457108

04/16/07

Elect Director Sir Winfried Bischoff

Mgmt

Yes

For

With

Elect Director J. Michael Cook

Mgmt

Yes

For

With

Elect Director Franklyn G. Prendergast, M.D., Ph.D.

Mgmt

Yes

For

With

Elect Director Kathi P. Seifert

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Declassify the Board of Directors

Mgmt

Yes

For

With

Amend Omnibus Stock Plan

Mgmt

Yes

For

With

Report on Animal Welfare

Shareholder

Yes

Against

With

Report on Animal Testing Policies

Shareholder

Yes

Against

With

Separate Chairman and CEO Positions

Shareholder

Yes

For

Against

Amend Vote Requirements to Amend Articles/Bylaws/Charter

Shareholder

Yes

For

Against

Adopt Simple Majority Vote

Shareholder

Yes

For

Against

Corning Inc.

GLW

219350105

04/26/07

Elect Director Robert F. Cummings, Jr.

Mgmt

Yes

For

With

Elect Director Eugene C. Sit

Mgmt

Yes

Withhold

Against

Elect Director William D. Smithburg

Mgmt

Yes

Withhold

Against

Elect Director Hansel E. Tookes Ii

Mgmt

Yes

Withhold

Against

Elect Director Wendell P. Weeks

Mgmt

Yes

Withhold

Against

Ratify Auditors

Mgmt

Yes

For

With

Declassify the Board of Directors

Shareholder

Yes

For

Against

Wachovia Corp.

929903102

04/17/07

Elect Director Ernest S. Rady

Mgmt

Yes

For

With

Elect Director Jerry Gitt

Mgmt

Yes

For

With

Elect Director John T. Casteen, III

Mgmt

Yes

For

With

Elect Director Maryellen C. Herringer

Mgmt

Yes

For

With

Elect Director Joseph Neubauer

Mgmt

Yes

For

With

Elect Director Timothy D. Proctor

Mgmt

Yes

For

With

Elect Director Van L. Richey

Mgmt

Yes

For

With

Elect Director Dona Davis Young

Mgmt

Yes

For

With

Declassify the Board of Directors

Mgmt

Yes

For

With

Company Specific--Provide for Majority Voting

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Approve Report of the Compensation Committee

Shareholder

Yes

For

Against

Require Director Nominee Qualifications

Shareholder

Yes

Against

With

Report on Political Contributions

Shareholder

Yes

Against

With

Separate Chairman and CEO Positions

Shareholder

Yes

Against

With

Texas Instruments Inc.

TXN

882508104

04/19/07

Elect Director James R. Adams

Mgmt

Yes

For

With

Elect Director David L. Boren

Mgmt

Yes

For

With

Elect Director Daniel A. Carp

Mgmt

Yes

Against

Elect Director Carrie S. Cox

Mgmt

Yes

For

With

Elect Director Thomas J. Engibous

Mgmt

Yes

For

With

Elect Director David R. Goode

Mgmt

Yes

For

With

Elect Director Pamela H. Patsley

Mgmt

Yes

For

With

Elect Director Wayne R. Sanders

Mgmt

Yes

For

With

Elect Director Ruth J. Simmons

Mgmt

Yes

Against

Elect Director Richard K. Templeton

Mgmt

Yes

For

With

Elect Director Christine Todd Whitman

Mgmt

Yes

Against

Ratify Auditors

Mgmt

Yes

For

With

Honeywell International, Inc.

HON

438516106

04/23/07

Elect Director Gordon M. Bethune

Mgmt

Yes

For

With

Elect Director Jaime Chico Pardo

Mgmt

Yes

For

With

Elect Director David M. Cote

Mgmt

Yes

For

With

Elect Director D. Scott Davis

Mgmt

Yes

For

With

Elect Director Linnet F. Deily

Mgmt

Yes

For

With

Elect Director Clive R. Hollick

Mgmt

Yes

For

With

Elect Director James J. Howard

Mgmt

Yes

For

With

Elect Director Ivan G. Seidenberg

Mgmt

Yes

For

With

Elect Director Bradley T. Sheares

Mgmt

Yes

For

With

Elect Director Eric K. Shinseki

Mgmt

Yes

For

With

Elect Director John R. Stafford

Mgmt

Yes

For

With

Elect Director Michael W. Wright

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Approve Nonqualified Employee Stock Purchase Plan

Mgmt

Yes

For

With

Claw-back of Payments under Restatements

Shareholder

Yes

Against

With

Performance-Based and/or Time-Based Equity Awards

Shareholder

Yes

For

Against

Amend Articles/Bylaws/Charter -- Call Special Meetings

Shareholder

Yes

For

Against

Remove Six Sigma Terminology

Shareholder

Yes

Against

With

Rio Tinto plc

RTP

767204100

04/13/07

AUTHORITY TO ALLOT RELEVANT SECURITIES UNDER SECTION 80 OF THE COMPANIES ACT 1985

Mgmt

Yes

For

With

AUTHORITY TO ALLOT EQUITY SECURITIES FOR CASH UNDER SECTION 89 OF THE COMPANIES ACT 1985

Mgmt

Yes

For

With

AUTHORITY TO PURCHASE RIO TINTO PLC SHARES BY THE COMPANY OR RIO TINTO LIMITED

Mgmt

Yes

For

With

TO APPROVE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AND THE CONSTITUTION OF RIO TINTO LIMITED

Mgmt

Yes

For

With

ELECTION OF MICHAEL FITZPATRICK

Mgmt

Yes

For

With

RE-ELECTION OF ASHTON CALVERT

Mgmt

Yes

For

With

RE-ELECTION OF GUY ELLIOTT

Mgmt

Yes

For

With

RE-ELECTION OF LORD KERR

Mgmt

Yes

For

With

RE-ELECTION OF SIR RICHARD SYKES

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

APPROVAL OF THE REMUNERATION REPORT

Mgmt

Yes

For

With

TO RECEIVE THE FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2006

Mgmt

Yes

For

With

Citigroup Inc.

172967101

04/17/07

Elect Director C. Michael Armstrong

Mgmt

Yes

For

With

Elect Director Alain J.P. Belda

Mgmt

Yes

For

With

Elect Director George David

Mgmt

Yes

For

With

Elect Director Kenneth T. Derr

Mgmt

Yes

For

With

Elect Director John M. Deutch

Mgmt

Yes

For

With

Elect Director Roberto Hernandez Ramirez

Mgmt

Yes

For

With

Elect Director Klaus Kleinfeld

Mgmt

Yes

For

With

Elect Director Andrew N. Liveris

Mgmt

Yes

For

With

Elect Director Anne Mulcahy

Mgmt

Yes

For

With

Elect Director Richard D. Parsons

Mgmt

Yes

For

With

Elect Director Charles Prince

Mgmt

Yes

For

With

Elect Director Judith Rodin

Mgmt

Yes

For

With

Elect Director Robert E. Rubin

Mgmt

Yes

For

With

Elect Director Franklin A. Thomas

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Report on Government Service of Employees

Shareholder

Yes

Against

With

Report on Political Contributions

Shareholder

Yes

For

Against

Report on Charitable Contributions

Shareholder

Yes

Against

With

Approve Report of the Compensation Committee

Shareholder

Yes

For

Against

Report on Pay Disparity

Shareholder

Yes

Against

With

Separate Chairman and CEO Positions

Shareholder

Yes

Against

With

Stock Retention/Holding Period

Shareholder

Yes

Against

With

Restore or Provide for Cumulative Voting

Shareholder

Yes

Against

With

Amend Bylaws to Permit Shareholders to Call Special Meetings

Shareholder

Yes

For

Against

Wells Fargo & Company

WFC

949746101

04/24/07

Elect Director John S. Chen

Mgmt

Yes

For

With

Elect Director Lloyd H. Dean

Mgmt

Yes

For

With

Elect Director Susan E. Engel

Mgmt

Yes

For

With

Elect Director Enrique Hernandez, Jr.

Mgmt

Yes

For

With

Elect Director Robert L. Joss

Mgmt

Yes

For

With

Elect Director Richard M. Kovacevich

Mgmt

Yes

For

With

Elect Director Richard D. McCormick

Mgmt

Yes

For

With

Elect Director Cynthia H. Milligan

Mgmt

Yes

Against

Elect Director Nicholas G. Moore

Mgmt

Yes

For

With

Elect Director Philip J. Quigley

Mgmt

Yes

Against

Elect Director Donald B. Rice

Mgmt

Yes

Against

Elect Director Judith M. Runstad

Mgmt

Yes

For

With

Elect Director Stephen W. Sanger

Mgmt

Yes

For

With

Elect Director Susan G. Swenson

Mgmt

Yes

For

With

Elect Director John G. Stumpf

Mgmt

Yes

For

With

Elect Director Michael W. Wright

Mgmt

Yes

Against

Ratify Auditors

Mgmt

Yes

For

With

Separate Chairman and CEO Positions

Shareholder

Yes

For

Against

Advisory Vote to Ratify Named Executive Officers’ Compensation

Shareholder

Yes

For

Against

Establish SERP Policy

Shareholder

Yes

For

Against

Report on Racial and Ethnic Disparities in Loan Pricing

Shareholder

Yes

Against

With

Report on Emission Reduction Goals

Shareholder

Yes

Against

With

Bank of America Corp.

BAC

60505104

04/25/07

Elect Director William Barnet, III

Mgmt

Yes

For

With

Elect Director Frank P. Bramble, Sr.

Mgmt

Yes

For

With

Elect Director John T. Collins

Mgmt

Yes

For

With

Elect Director Gary L. Countryman

Mgmt

Yes

For

With

Elect Director Tommy R. Franks

Mgmt

Yes

For

With

Elect Director Charles K. Gifford

Mgmt

Yes

For

With

Elect Director W. Steven Jones

Mgmt

Yes

For

With

Elect Director Kenneth D. Lewis

Mgmt

Yes

For

With

Elect Director Monica C. Lozano

Mgmt

Yes

For

With

Elect Director Walter E. Massey

Mgmt

Yes

For

With

Elect Director Thomas J. May

Mgmt

Yes

For

With

Elect Director Patricia E. Mitchell

Mgmt

Yes

For

With

Elect Director Thomas M. Ryan

Mgmt

Yes

For

With

Elect Director O. Temple Sloan, Jr.

Mgmt

Yes

For

With

Elect Director Meredith R. Spangler

Mgmt

Yes

For

With

Elect Director Robert L. Tillman

Mgmt

Yes

For

With

Elect Director Jackie M. Ward

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Prohibit Executive Stock-Based Awards

Shareholder

Yes

Against

With

Change Size of Board of Directors

Shareholder

Yes

Against

With

Separate Chairman and CEO Positions

Shareholder

Yes

Against

With

Entergy Corp.

ETR

29364G103

05/04/07

Elect Director Maureen Scannell Bateman

Mgmt

Yes

For

With

Elect Director W. Frank Blount

Mgmt

Yes

For

With

Elect Director Simon D. DeBree

Mgmt

Yes

For

With

Elect Director Gary W. Edwards

Mgmt

Yes

For

With

Elect Director Alexis M. Herman

Mgmt

Yes

For

With

Elect Director Donald C. Hintz

Mgmt

Yes

For

With

Elect Director J. Wayne Leonard

Mgmt

Yes

For

With

Elect Director Stuart L. Levenick

Mgmt

Yes

For

With

Elect Director James R. Nichols

Mgmt

Yes

For

With

Elect Director William A. Percy, II

Mgmt

Yes

For

With

Elect Director W.J. Tauzin

Mgmt

Yes

For

With

Elect Director Steven V. Wilkinson

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Report on Political Contributions

Shareholder

Yes

For

Against

Limit Executive Compensation

Shareholder

Yes

Against

With

Textron Inc.

TXT

883203101

04/25/07

Elect Director Kathleen M. Bader

Mgmt

Yes

For

With

Elect Director R. Kerry Clark

Mgmt

Yes

Against

Elect Director Ivor J. Evans

Mgmt

Yes

Against

Elect Director Lord Powell

Mgmt

Yes

Against

Elect Director James L. Ziemer

Mgmt

Yes

For

With

Approve Executive Incentive Bonus Plan

Mgmt

Yes

For

With

Approve Omnibus Stock Plan

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Social Proposal

Shareholder

Yes

Against

With

AT&T Inc

00206R102

04/27/07

Elect Director William F. Aldinger III

Mgmt

Yes

For

With

Elect Director Gilbert F. Amelio

Mgmt

Yes

For

With

Elect Director Reuben V. Anderson

Mgmt

Yes

For

With

Elect Director James H. Blanchard

Mgmt

Yes

For

With

Elect Director August A. Busch III

Mgmt

Yes

For

With

Elect Director James P. Kelly

Mgmt

Yes

For

With

Elect Director Charles F. Knight

Mgmt

Yes

For

With

Elect Director Jon C. Madonna

Mgmt

Yes

For

With

Elect Director Lynn M. Martin

Mgmt

Yes

For

With

Elect Director John B. McCoy

Mgmt

Yes

For

With

Elect Director Mary S. Metz

Mgmt

Yes

For

With

Elect Director Toni Rembe

Mgmt

Yes

For

With

Elect Director Joyce M. Roche

Mgmt

Yes

For

With

Elect Director Randall L. Stephenson

Mgmt

Yes

For

With

Elect Director Laura D’ Andrea Tyson

Mgmt

Yes

For

With

Elect Director Patricia P. Upton

Mgmt

Yes

For

With

Elect Director Edward E. Whitacre, Jr.

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Compensation Specific-Severance Payments to Executives

Mgmt

Yes

For

With

Report on Political Contributions

Shareholder

Yes

Against

With

Amend Articles/Bylaws/Charter - Call Special Meetings

Shareholder

Yes

For

Against

Pay For Superior Performance

Shareholder

Yes

For

Against

Advisory Vote to Ratify Named Executive Officers’ Compensation

Shareholder

Yes

For

Against

Establish SERP Policy

Shareholder

Yes

For

Against

E.I. Du Pont De Nemours & Co.

263534109

04/25/07

Elect Director Richard H. Brown

Mgmt

Yes

For

With

Elect Director Robert A. Brown

Mgmt

Yes

For

With

Elect Director Bertrand P. Collomb

Mgmt

Yes

For

With

Elect Director Curtis J. Crawford

Mgmt

Yes

For

With

Elect Director John T. Dillon

Mgmt

Yes

For

With

Elect Director Eleuthere I. du Pont

Mgmt

Yes

For

With

Elect Director Charles O. Holliday, Jr.

Mgmt

Yes

For

With

Elect Director Lois D. Juliber

Mgmt

Yes

For

With

Elect Director Masahisa Naitoh

Mgmt

Yes

For

With

Elect Director Sean O’Keefe

Mgmt

Yes

For

With

Elect Director William K. Reilly

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Approve Omnibus Stock Plan

Mgmt

Yes

For

With

Report on Genetically Modified Organisms

Shareholder

Yes

Against

With

Evaluate Community Impact of Plant Closures or Layoffs

Shareholder

Yes

Against

With

Report on PFOA Compounds in DuPont Products

Shareholder

Yes

For

Against

Report on Lobbying Expenditures related to Environmental Pollution

Shareholder

Yes

Against

With

Prepare a Global Warming Report

Shareholder

Yes

Against

With

Report on Security of Chemical Facilities

Shareholder

Yes

Against

With

Occidental Petroleum Corp.

OXY

674599105

05/04/07

Elect Director Spencer Abraham

Mgmt

Yes

Against

Elect Director Ronald W. Burkle

Mgmt

Yes

For

With

Elect Director John S. Chalsty

Mgmt

Yes

Against

Elect Director Edward P. Djerejian

Mgmt

Yes

For

With

Elect Director R. Chad Dreier

Mgmt

Yes

Against

Elect Director John E. Feick

Mgmt

Yes

For

With

Elect Director Ray R. Irani

Mgmt

Yes

For

With

Elect Director Irvin W. Maloney

Mgmt

Yes

Against

Elect Director Rodolfo Segovia

Mgmt

Yes

Against

Elect Director Aziz D. Syriani

Mgmt

Yes

For

With

Elect Director Rosemary Tomich

Mgmt

Yes

Against

Elect Director Walter L. Weisman

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Amend Omnibus Stock Plan

Mgmt

Yes

Against

Publish a Scientific Global Warming Report

Shareholder

Yes

Against

With

Advisory Vote to Ratify Named Executive Officers Compensation

Shareholder

Yes

For

Against

Performance-Based and/or Time-Based Equity Awards

Shareholder

Yes

For

Against

Norfolk Southern Corp.

NSC

655844108

05/10/07

Elect Director Alston D. Correll

Mgmt

Yes

For

With

Elect Director Landon Hilliard

Mgmt

Yes

For

With

Elect Director Burton M. Joyce

Mgmt

Yes

For

With

Elect Director Jane Margaret O’ Brien

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Bristol-Myers Squibb Co.

BMY

110122108

05/01/07

Elect Director Lewis B. Campbell

Mgmt

Yes

For

With

Elect Director James M. Cornelius

Mgmt

Yes

For

With

Elect Director Louis J. Freeh

Mgmt

Yes

For

With

Elect Director Laurie H. Glimcher

Mgmt

Yes

For

With

Elect Director Michael Grobstein

Mgmt

Yes

For

With

Elect Director Leif Johansson

Mgmt

Yes

For

With

Elect Director James D. Robinson III

Mgmt

Yes

For

With

Elect Director Vicki L. Sato

Mgmt

Yes

For

With

Elect Director R. Sanders Williams

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Approve Omnibus Stock Plan

Mgmt

Yes

For

With

Approve Executive Incentive Bonus Plan

Mgmt

Yes

For

With

Increase Disclosure of Executive Compensation

Shareholder

Yes

Against

With

Claw-back of Payments under Restatements

Shareholder

Yes

Against

With

Restore or Provide for Cumulative Voting

Shareholder

Yes

For

Against

Motorola, Inc.

MOT

620076109

05/07/07

Elect Director Carl C. Icahn

Mgmt

Yes

For

With

Elect Director E. Zander

Mgmt

Yes

Withhold

Against

Elect Director D. Dorman

Mgmt

Yes

Withhold

Against

Elect Director J. Lewent

Mgmt

Yes

Withhold

Against

Elect Director T. Meredith

Mgmt

Yes

For

With

Elect Director N. Negroponte

Mgmt

Yes

Withhold

Against

Elect Director S. Scott, III

Mgmt

Yes

Withhold

Against

Elect Director R. Sommer

Mgmt

Yes

Withhold

Against

Elect Director J. Stengel

Mgmt

Yes

Withhold

Against

Elect Director D. Warner, III

Mgmt

Yes

Withhold

Against

Elect Director M. White

Mgmt

Yes

Withhold

Against

Amend Qualified Employee Stock Purchase Plan

Mgmt

Yes

For

Against

Advisory Vote to Ratify Named Executive Officers’ Compensation

Shareholder

Yes

For

With

Claw-back of Payments under Restatements

Shareholder

Yes

For

Against

The Travelers Companies, Inc.

TRV

89417E109

05/01/07

Elect Director Alan L. Beller

Mgmt

Yes

For

With

Elect Director John H. Dasburg

Mgmt

Yes

For

With

Elect Director Janet M. Dolan

Mgmt

Yes

For

With

Elect Director Kenneth M. Duberstein

Mgmt

Yes

For

With

Elect Director Jay S. Fishman

Mgmt

Yes

For

With

Elect Director Lawrence G. Graev

Mgmt

Yes

For

With

Elect Director Patricia L. Higgins

Mgmt

Yes

For

With

Elect Director Thomas R. Hodgson

Mgmt

Yes

For

With

Elect Director Cleve L. Killingsworth, Jr.

Mgmt

Yes

For

With

Elect Director Robert I. Lipp

Mgmt

Yes

For

With

Elect Director Blythe J. McGarvie

Mgmt

Yes

For

With

Elect Director Glen D. Nelson, M.D.

Mgmt

Yes

For

With

Elect Director Laurie J. Thomsen

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Company Specific- Majority Vote for the Election of Directors

Mgmt

Yes

For

With

Altria Group, Inc.

02209S103

04/26/07

Elect Director Elizabeth E. Bailey

Mgmt

Yes

For

With

Elect Director Harold Brown

Mgmt

Yes

For

With

Elect Director Mathis Cabiallavetta

Mgmt

Yes

For

With

Elect Director Louis C. Camilleri

Mgmt

Yes

For

With

Elect Director J. Dudley Fishburn

Mgmt

Yes

For

With

Elect Director Robert E. R. Huntley

Mgmt

Yes

For

With

Elect Director Thomas W. Jones

Mgmt

Yes

For

With

Elect Director George Munoz

Mgmt

Yes

For

With

Elect Director Lucio A. Noto

Mgmt

Yes

For

With

Elect Director John S. Reed

Mgmt

Yes

For

With

Elect Director Stephen M. Wolf

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Provide for Cumulative Voting

Shareholder

Yes

For

Against

Disclose Information on Secondhand Smoke

Shareholder

Yes

Against

With

Cease Add Campaigns Oriented to Prevent Youth Smoking

Shareholder

Yes

Against

With

Cease Production, Promotion, and Marketing of Tobacco Products

Shareholder

Yes

Against

With

Adopt Animal Welfare Policy

Shareholder

Yes

Against

With

HESS CORP

HES

42809H107

05/02/07

Elect Director N.F. Brady

Mgmt

Yes

Withhold

Against

Elect Director J.B. Collins

Mgmt

Yes

For

With

Elect Director T.H. Kean

Mgmt

Yes

For

With

Elect Director F.A. Olsen

Mgmt

Yes

Withhold

Against

Ratify Auditors

Mgmt

Yes

For

With

Declassify the Board of Directors

Shareholder

Yes

For

Against

PepsiCo, Inc.

PEP

713448108

05/02/07

Elect Director Dina Dublon

Mgmt

Yes

For

With

Elect Director Victor J. Dzau, M.D.

Mgmt

Yes

For

With

Elect Director Ray L. Hunt

Mgmt

Yes

For

With

Elect Director Alberto Ibarguen

Mgmt

Yes

For

With

Elect Director Arthur C. Martinez

Mgmt

Yes

For

With

Elect Director Indra K. Nooyi

Mgmt

Yes

For

With

Elect Director Sharon Percy Rockefeller

Mgmt

Yes

For

With

Elect Director James J. Schiro

Mgmt

Yes

For

With

Elect Director Daniel Vasella

Mgmt

Yes

For

With

Elect Director Michael D. White

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Approve Omnibus Stock Plan

Mgmt

Yes

For

With

Report on Charitable Contributions

Shareholder

Yes

Against

With

Hospira, Inc.

HSP

441060100

05/15/07

Elect Director Connie R. Curran

Mgmt

Yes

For

With

Elect Director Mark F. Wheeler, M.D.

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Dominion Resources, Inc.

25746U109

04/27/07

Elect Director Peter W. Brown

Mgmt

Yes

For

With

Elect Director George A. Davidson, Jr.

Mgmt

Yes

For

With

Elect Director Thomas F. Farrell, II

Mgmt

Yes

For

With

Elect Director John W. Harris

Mgmt

Yes

For

With

Elect Director Robert S. Jepson, Jr.

Mgmt

Yes

For

With

Elect Director Mark J. Kington

Mgmt

Yes

For

With

Elect Director Benjamin J. Lambert, III

Mgmt

Yes

For

With

Elect Director Margaret A. McKenna

Mgmt

Yes

For

With

Elect Director Frank S. Royal, M.D.

Mgmt

Yes

For

With

Elect Director David A. Wollard

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Report on Greenhouse Gas Emissions

Shareholder

Yes

For

Against

Report on Impact of Utilizing National Interest Electric Transmission Corridor

Shareholder

Yes

Against

With

JPMorgan Chase & Co.

JPM

46625H100

05/15/07

Elect Director Crandall C. Bowles

Mgmt

Yes

For

With

Elect Director Stephen B. Burke

Mgmt

Yes

For

With

Elect Director James S. Crown

Mgmt

Yes

For

With

Elect Director James Dimon

Mgmt

Yes

For

With

Elect Director Ellen V. Futter

Mgmt

Yes

For

With

Elect Director William H. Gray, III

Mgmt

Yes

For

With

Elect Director Laban P. Jackson, Jr.

Mgmt

Yes

For

With

Elect Director Robert I. Lipp

Mgmt

Yes

For

With

Elect Director David C. Novak

Mgmt

Yes

For

With

Elect Director Lee R. Raymond

Mgmt

Yes

For

With

Elect Director William C. Weldon

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Put Repricing of Stock Options to Shareholder Vote

Shareholder

Yes

Against

With

Performance-Based and/or Time-Based Equity Awards

Shareholder

Yes

For

Against

Advisory Vote to Ratify Named Executive Officers’ Compensation

Shareholder

Yes

For

Against

Separate Chairman and CEO Positions

Shareholder

Yes

Against

With

Provide for Cumulative Voting

Shareholder

Yes

For

Against

Require a Majority Vote for the Election of Directors

Shareholder

Yes

For

Against

Report on Political Contributions

Shareholder

Yes

Against

With

Report on Management Initiatives to Address Links to Slavery and Human Rights Abuse

Shareholder

Yes

Against

With

InterContinental Hotels Group plc

IHG

45857P202

06/01/07

RECEIPT OF FINANCIAL STATEMENTS

Mgmt

Yes

For

With

APPROVAL OF REMUNERATION REPORT

Mgmt

Yes

For

With

DECLARATION OF FINAL DIVIDEND

Mgmt

Yes

For

With

RE-ELECTION OF ROBERT C LARSON+

Mgmt

Yes

For

With

RE-ELECTION OF SIR DAVID PROSSER+

Mgmt

Yes

For

With

RE-ELECTION OF RICHARD SOLOMONS

Mgmt

Yes

For

With

RE-ELECTION OF DAVID WEBSTER

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

AUTHORITY TO SET AUDITORS REMUNERATION

Mgmt

Yes

For

With

POLITICAL DONATIONS

Mgmt

Yes

For

With

ALLOTMENT OF SHARES

Mgmt

Yes

For

With

DISAPPLICATION OF PRE-EMPTION RIGHTS

Mgmt

Yes

For

With

AUTHORITY TO PURCHASE OWN SHARES

Mgmt

Yes

For

With

E-COMMUNICATIONS AND THE COMPANIES ACT 2006

Mgmt

Yes

For

With

CSX Corp.

CSX

126408103

05/02/07

Elect Director D.M. Alvarado

Mgmt

Yes

For

With

Elect Director E.E. Bailey

Mgmt

Yes

For

With

Elect Director Sen. J.B. Breaux

Mgmt

Yes

For

With

Elect Director S.T. Halverson

Mgmt

Yes

For

With

Elect Director E.J. Kelly, III

Mgmt

Yes

For

With

Elect Director R.D. Kunisch

Mgmt

Yes

For

With

Elect Director S.J. Morcott

Mgmt

Yes

For

With

Elect Director D.M. Ratcliffe

Mgmt

Yes

For

With

Elect Director W.C. Richardson

Mgmt

Yes

For

With

Elect Director F.S. Royal, M.D.

Mgmt

Yes

For

With

Elect Director D.J. Shepard

Mgmt

Yes

For

With

Elect Director M.J. Ward

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Limit Executive Compensation

Shareholder

Yes

Against

With

Require a Majority Vote for the Election of Directors

Shareholder

Yes

For

Against

Submit Severance Agreement (Change in Control) to shareholder Vote

Shareholder

Yes

For

Against

Amend Articles/Bylaws/Charter -- Call Special Meetings

Shareholder

Yes

For

Against

Temple-Inland Inc.

TIN

879868107

05/04/07

Elect Director Donald M. Carlton

Mgmt

Yes

For

With

Elect Director E. Linn Draper, Jr.

Mgmt

Yes

For

With

Elect Director Kenneth M. Jastrow, II

Mgmt

Yes

For

With

Elect Director James A. Johnson

Mgmt

Yes

For

With

Company Specific-- Majority Vote for the Election of Director

Mgmt

Yes

For

With

Reduce Supermajority Vote Requirement

Mgmt

Yes

For

With

Authorize Board to Fill Vacancies

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

International Paper Co.

460146103

05/07/07

Elect Directors David J. Bronczek

Mgmt

Yes

For

With

Elect Directors Martha F. Brooks

Mgmt

Yes

Withhold

Against

Elect Directors Lynn Laverty Elsenhans

Mgmt

Yes

For

With

Elect Directors John L. Townsend, III

Mgmt

Yes

Withhold

Against

Ratify Auditors

Mgmt

Yes

For

With

Require a Majority Vote for the Election of Directors

Shareholder

Yes

For

With

American International Group, Inc.

AIG

26874107

05/16/07

Elect Director Marshall A. Cohen

Mgmt

Yes

For

With

Elect Director Martin S. Feldstein

Mgmt

Yes

For

With

Elect Director Ellen V. Futter

Mgmt

Yes

For

With

Elect Director Stephen L. Hammerman

Mgmt

Yes

For

With

Elect Director Richard C. Holbrooke

Mgmt

Yes

For

With

Elect Director Fred H. Langhammer

Mgmt

Yes

For

With

Elect Director George L. Miles, Jr.

Mgmt

Yes

For

With

Elect Director Morris W. Offit

Mgmt

Yes

For

With

Elect Director James F. Orr, III

Mgmt

Yes

For

With

Elect Director Virginia M. Rometty

Mgmt

Yes

For

With

Elect Director Martin J. Sullivan

Mgmt

Yes

For

With

Elect Director Michael H. Sutton

Mgmt

Yes

For

With

Elect Director Edmund S.W. Tse

Mgmt

Yes

For

With

Elect Director Robert B. Willumstad

Mgmt

Yes

For

With

Elect Director Frank G. Zarb

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Approve Omnibus Stock Plan

Mgmt

Yes

For

With

Performance-Based and/or Time-Based Equity Awards

Shareholder

Yes

For

Against

Target Corporation

TGT

87612E106

05/24/07

Elect Director Calvin Darden

Mgmt

Yes

For

With

Elect Director Anne M. Mulcahy

Mgmt

Yes

For

With

Elect Director Stephen W. Sanger

Mgmt

Yes

For

With

Elect Director Gregg W. Steinhafel

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Approve Executive Incentive Bonus Plan

Mgmt

Yes

For

With

Company Specific- Require Majority Vote for the Election of Directors

Mgmt

Yes

For

With

Report on Political Contributions

Shareholder

Yes

For

Against

McDonald’s Corp.

MCD

580135101

05/24/07

Elect Director Edward A. Brennan

Mgmt

Yes

For

With

Elect Director Walter E. Massey

Mgmt

Yes

For

With

Elect Director John W. Rogers, Jr.

Mgmt

Yes

For

With

Elect Director Roger W. Stone

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Label Genetically Modified Organisms

Shareholder

Yes

Against

With

Adopt and Implement ILO Based Code of Conduct

Shareholder

Yes

Against

With

CVS Caremark Corp

CVS

126650100

05/09/07

Elect Director Edwin M. Banks

Mgmt

Yes

For

With

Elect Director C. David Brown II

Mgmt

Yes

For

With

Elect Director Edwin Mac Crawford

Mgmt

Yes

For

With

Elect Director David W. Dorman

Mgmt

Yes

For

With

Elect Director Kristen E. Gibney Williams

Mgmt

Yes

For

With

Elect Director Roger L. Headrick

Mgmt

Yes

Against

Elect Director Marian L. Heard

Mgmt

Yes

For

With

Elect Director William H. Joyce

Mgmt

Yes

For

With

Elect Director Jean-Pierre Million

Mgmt

Yes

For

With

Elect Director Terrence Murray

Mgmt

Yes

For

With

Elect Director C.A. Lance Piccolo

Mgmt

Yes

Against

Elect Director Sheli Z. Rosenberg

Mgmt

Yes

For

With

Elect Director Thomas M. Ryan

Mgmt

Yes

For

With

Elect Director Richard J. Swift

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Approve Qualified Employee Stock Purchase Plan

Mgmt

Yes

For

With

Approve Executive Incentive Bonus Plan

Mgmt

Yes

For

With

Limit Executive Compensation

Shareholder

Yes

Against

With

Separate Chairman and CEO Positions

Shareholder

Yes

For

Against

Prepare Sustainability Report

Shareholder

Yes

For

Against

Disclose Information on Compensation Consultant

Shareholder

Yes

For

Against

Compensation Specific- Policy on Stock Option Grants/Option Backdating

Shareholder

Yes

For

Against

Exxon Mobil Corp.

XOM

30231G102

05/30/07

Elect Director Michael J. Boskin

Mgmt

Yes

For

With

Elect Director William W. George

Mgmt

Yes

For

With

Elect Director James R. Houghton

Mgmt

Yes

For

With

Elect Director William R. Howell

Mgmt

Yes

For

With

Elect Director Reatha Clark King

Mgmt

Yes

For

With

Elect Director Philip E. Lippincott

Mgmt

Yes

For

With

Elect Director Marilyn Carlson Nelson

Mgmt

Yes

For

With

Elect Director Samuel J. Palmisano

Mgmt

Yes

For

With

Elect Director Steven S Reinemund

Mgmt

Yes

For

With

Elect Director Walter V. Shipley

Mgmt

Yes

For

With

Elect Director J. Stephen Simon

Mgmt

Yes

For

With

Elect Director Rex W. Tillerson

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Restore or Provide for Cumulative Voting

Shareholder

Yes

For

Against

Amend Articles/Bylaws/Charter -- Call Special Meetings

Shareholder

Yes

For

Against

Separate Chairman and CEO Positions

Shareholder

Yes

For

Against

Initiate Payment of Cash Dividend

Shareholder

Yes

Against

With

Advisory Vote to Ratify Named Executive Officers’ Compensation

Shareholder

Yes

For

Against

Company-Specific- Amend Article IX of the Corporation’s by-laws

Shareholder

Yes

Against

With

Review Executive Compensation

Shareholder

Yes

Against

With

Limit Executive Compensation

Shareholder

Yes

Against

With

Claw-back of Payments under Restatements

Shareholder

Yes

For

Against

Report on Political Contributions

Shareholder

Yes

For

Against

Amend Equal Employment Opportunity Policy to Prohibit Discrimination Based on Sexual Orientation

Shareholder

Yes

For

Against

Report on Environmental Accountability

Shareholder

Yes

Against

With

Report on Emission Reduction Goals

Shareholder

Yes

For

Against

Report on Carbon Dioxide Emissions Information at Gas Stations

Shareholder

Yes

Against

With

Adopt Policy to Increase Renewable Energy Portfolio

Shareholder

Yes

Against

With

Imperial Chemical Industries plc

ICI

452704505

05/23/07

Accept Financial Statements and Statutory Reports

Mgmt

Yes

For

With

Approve Remuneration Report

Mgmt

Yes

For

With

Confirm First Interim Dividend of 4.15 Pence and Second Interim Dividend of 4.75 Pence Per Ordinary Share

Mgmt

Yes

For

With

Re-elect Lord Butler as Director

Mgmt

Yes

For

With

Re-elect Adri Baan as Director

Mgmt

Yes

For

With

Re-elect David Hamill as Director

Mgmt

Yes

For

With

Re-elect Baroness Noakes as Director

Mgmt

Yes

For

With

Reappoint KPMG Audit Plc as Auditors of the Company

Mgmt

Yes

For

With

Authorise Board to Fix Remuneration of Auditors

Mgmt

Yes

For

With

Amend Imperial Chemical Industries Plc Performance Growth Plan

Mgmt

Yes

For

With

Amend the Rules to Change the Dilution Limits of the Imperial Chemical Industries Plc Performance Growth Plan

Mgmt

Yes

For

With

Authorise the Company to Use Electronic Shareholder Communications

Mgmt

Yes

For

With

Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 205,281,345

Mgmt

Yes

For

With

Subject to the Passing of Resolution 13, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 59,735,933

Mgmt

Yes

For

With

Authorise 119,471,865 Ordinary Shares for Market Purchase

Mgmt

Yes

For

With

XTO Energy Inc

XTO

98385X106

05/15/07

Elect Director Lane G. Collins

Mgmt

Yes

For

With

Elect Director Scott G. Sherman

Mgmt

Yes

For

With

Elect Director Bob R. Simpson

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Wal-Mart Stores, Inc.

WMT

931142103

06/01/07

Elect Director Aida M. Alvarez

Mgmt

Yes

For

With

Elect Director James W. Breyer

Mgmt

Yes

For

With

Elect Director M. Michele Burns

Mgmt

Yes

For

With

Elect Director James I. Cash, Jr.

Mgmt

Yes

For

With

Elect Director Roger C. Corbett

Mgmt

Yes

For

With

Elect Director Douglas N. Daft

Mgmt

Yes

For

With

Elect Director David D. Glass

Mgmt

Yes

For

With

Elect Director Roland A. Hernandez

Mgmt

Yes

For

With

Elect Director Allen I. Questrom

Mgmt

Yes

For

With

Elect Director H. Lee Scott, Jr.

Mgmt

Yes

For

With

Elect Director Jack C. Shewmaker

Mgmt

Yes

Against

Elect Director Jim C. Walton

Mgmt

Yes

For

With

Elect Director S. Robson Walton

Mgmt

Yes

For

With

Elect Director Christopher J. Williams

Mgmt

Yes

For

With

Elect Director Linda S. Wolf

Mgmt

Yes

For

With

Ratify Auditors

Mgmt

Yes

For

With

Report on Charitable Contributions

Shareholder

Yes

Against

With

Report on Healthcare Policies

Shareholder

Yes

Against

With

Pay For Superior Performance

Shareholder

Yes

For

Against

Report on Equity Compensation by Race and Gender

Shareholder

Yes

For

Against

Report on Pay Disparity

Shareholder

Yes

Against

With

Prepare Business Social Responsibility Report

Shareholder

Yes

Against

With

Advisory Vote to Ratify Named Executive Officers’ Compensation

Shareholder

Yes

For

Against

Report on Political Contributions

Shareholder

Yes

For

Against

Report on Social and Reputation Impact of Failure to Comply with ILO Conventions

Shareholder

Yes

Against

With

Restore or Provide for Cumulative Voting

Shareholder

Yes

For

Against

Require Director Nominee Qualifications

Shareholder

Yes

Against

With

Total SA (Formerly Total Fina Elf S.A )

TOT

89151E109

05/11/07

APPROVAL OF PARENT COMPANY FINANCIAL STATEMENTS

Mgmt

Yes

For

With

APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS

Mgmt

Yes

For

With

ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND

Mgmt

Yes

For

With

AGREEMENTS COVERED BY ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE

Mgmt

Yes

For

With

AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE SHARES OF THE COMPANY

Mgmt

Yes

For

With

RENEWAL OF THE APPOINTMENT OF MR. THIERRY DESMAREST AS A DIRECTOR

Mgmt

Yes

Against

RENEWAL OF THE APPOINTMENT OF MR. THIERRY DE RUDDER AS A DIRECTOR

Mgmt

Yes

Against

RENEWAL OF THE APPOINTMENT OF MR. SERGE TCHURUK AS A DIRECTOR

Mgmt

Yes

Against

APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF THE ARTICLES OF ASSOCIATION

Mgmt

Yes

Against

APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF THE ARTICLES OF ASSOCIATION

Mgmt

Yes

Against

With

APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF THE ARTICLES OF ASSOCIATION

Mgmt

Yes

Against

With

DETERMINATION OF THE TOTAL AMOUNT OF DIRECTORS COMPENSATION

Mgmt

Yes

For

With

Mgmt

Yes

For

With

DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL BY ISSUING COMMON SHARES OR ANY SECURITIES PROVIDING ACCESS TO CAPITAL WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS

Mgmt

Yes

Against

DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL UNDER THE CONDITIONS PROVIDED FOR IN ARTICLE 443-5 OF THE FRENCH LABOR CODE

Mgmt

Yes

For

With

AUTHORIZATION TO GRANT SUBSCRIPTION OR PURCHASE OPTIONS FOR THE COMPANY S STOCK TO CERTAIN EMPLOYEES OF THE GROUP AS WELL AS TO THE MANAGEMENT OF THE COMPANY OR OF OTHER GROUP COMPANIES

Mgmt

Yes

For

With

AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE CAPITAL BY CANCELING SHARES

Mgmt

Yes

For

With

AMENDMENT OF ARTICLE 13, PARAGRAPH 2, OF THE COMPANY S ARTICLES OF ASSOCIATION WITH REGARD TO THE METHODS THAT MAY BE USED TO PARTICIPATE IN BOARD OF DIRECTORS MEETINGS

Mgmt

Yes

For

With

Mgmt

Yes

For

With

AMENDMENT OF ARTICLE 17-2 OF THE COMPANY S ARTICLES OF ASSOCIATION TO TAKE INTO ACCOUNT RULES RELATING TO ELECTRONIC SIGNATURES IN THE EVENT OF A VOTE CAST VIA TELECOMMUNICATION

Mgmt

Yes

For

With

NEW PROCEDURE TO NOMINATE THE EMPLOYEE-SHAREHOLDER DIRECTOR

Shareholder

Yes

For

Against

AUTHORIZATION TO GRANT RESTRICTED SHARES OF THE COMPANY TO GROUP EMPLOYEES

Shareholder

Yes

For

Against

AMENDMENT OF ARTICLE 18, PARAGRAPH 7 OF THE COMPANY S ARTICLES OF ASSOCIATION IN VIEW OF DELETING THE STATUTORY CLAUSE LIMITING VOTING RIGHTS

Shareholder

Yes

For

Against

InterContinental Hotels Group plc

IHG

45857P202

06/01/07

CONSOLIDATION OF SHARE CAPITAL

Mgmt

Yes

For

With

AUTHORITY TO PURCHASE OWN SHARES

Mgmt

Yes

For

With

Vote Summary Report

July 1, 2006 – June 30, 2007

Nuveen Tradewinds Value Opportunities Fund

Mtg

Date/Type

Company/

Ballot Issues

Cusip

Mgmt
Rec

Vote
Cast

Proposed
By

12/07/06 - A

* Aceto Corp. *ACET*

004446100

Elect Directors

For

Split

Mgmt

1.1

Elect Director Leonard S. Schwartz — Withhold

1.2

Elect Director Robert A. Wiesen — Withhold

1.3

Elect Director Stanley H. Fischer — Withhold

1.4

Elect Director Albert L. Eilender — For

1.5

Elect Director Ira S. Kallem — For

1.6

Elect Director Hans C. Noetzli — For

1.7

Elect Director William N. Britton — For

Ratify Auditors

For

Mgmt

04/26/07 - A

AGCO Corp. *AG*

001084102

Elect Directors

For

Split

Mgmt

1.1

Elect Director W. Wayne Booker — For

1.2

Elect Director Francisco R. Gros — Withhold

1.3

Elect Director Gerald B. Johanneson — For

1.4

Elect Director Curtis E. Moll — For

Ratify Auditors

For

Mgmt

05/03/07 - A

Alamo Group Inc. *ALG*

011311107

Elect Directors

For

Split

Mgmt

1.1

Elect Director Donald J. Douglass — Withhold

1.2

Elect Director Jerry E. Goldress — For

1.3

Elect Director David W. Grzelak — For

1.4

Elect Director Gary L. Martin — For

1.5

Elect Director David H. Morris — For

1.6

Elect Director Ronald A. Robinson — For

1.7

Elect Director James B. Skaggs — For

Ratify Auditors

For

Mgmt

04/20/07 - A

Alcoa Inc. *AA*

013817101

Elect Directors

For

Mgmt

Ratify Auditor

For

Mgmt

05/10/07 - A

Alliant Energy Corp. *LNT*

018802108

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

05/17/07 - A

Allied Waste Industries, Inc. *AW*

019589308

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Require a Majority Vote for the Election of Directors

Against

For

ShrHoldr

05/02/07 - A

Alumina Ltd (formerly Wmc Limited) *AWC*

022205108

Meeting for Holders of ADRs

ADOPTION OF REMUNERATION REPORT

For

Against

Mgmt

TO RE-ELECT MR P.A.F. HAY AS A DIRECTOR

For

Mgmt

MODIFICATION TO CONSTITUTION - PREFERENCE SHARES

For

Mgmt

04/24/07 - A

Ameren Corporation *AEE*

023608102

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Reduce the Release of Radioactive Materials from Callaway Facility

Against

ShrHoldr

04/24/07 - A

American Electric Power Co. *AEP*

025537101

Elect Directors

For

Mgmt

Amend Executive Incentive Bonus Plan

For

Mgmt

Ratify Auditors

For

Mgmt

12/11/06 - A

* Anglogold Ashanti Ltd.

035128206

Meeting for ADR Holders

SPECIAL RESOLUTION NUMBER 1 THE CREATION OF E ORDINARY SHARES

For

Mgmt

SPECIAL RESOLUTION NUMBER 2 AMENDMENT TO ARTICLES OF ASSOCIATION

For

Mgmt

ORDINARY RESOLUTION NUMBER 1 ADOPTION OF THE BOKAMOSO EMPLOYEE SHARE OWNERSHIP PLAN

For

Mgmt

ORDINARY RESOLUTION NUMBER 2 SPECIFIC ISSUE OF SHARES FOR CASH

For

Mgmt

ORDINARY RESOLUTION NUMBER 3 SPECIFIC ISSUE OF SHARES FOR CASH

For

Mgmt

ORDINARY RESOLUTION NUMBER 4 AUTHORITY TO GIVE EFFECT TO THE ABOVE RESOLUTIONS

For

Mgmt

05/04/07 - A

Anglogold Ashanti Ltd.

035128206

Meeting for Holders of ADR’s

Accept Financial Statements and Statutory Reports for Year Ended 12-31-06

For

Mgmt

Reelect F.B. Arisman as Director

For

Mgmt

Reelect R.E. Bannerman as Director

For

Mgmt

Reelect W.A. Nairn as Director

For

Mgmt

Reelect S.R. Thompson as Director

For

Mgmt

Reelect J.H. Mensah as Director Appointed During the Year

For

Mgmt

Reelect W.L. Nkuhlu as Director Appointed During the Year

For

Mgmt

Reelect S.M. Pityana as Director Appointed During the Year

For

Mgmt

Place Authorized But Unissued Shares under Control of Directors

For

Mgmt

Approve Issuance of Shares without Preemptive Rights up to a Maximum of 10 Percent of Issued Capital

For

Mgmt

Approve Remuneration of Directors

For

Mgmt

Authorize Repurchase of Up to 20 Percent of Issued Share Capital

For

Mgmt

06/07/07 - A

Apex Silver Mines Ltd *SIL*

G04074103

Meeting for Holders of ADR’s

Elect Directors

For

Mgmt

RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS.

For

Mgmt

05/04/07 - A

Apria Healthcare Group, Inc. *AHG*

037933108

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

11/02/06 - A

* Archer-Daniels-Midland Company *ADM*

039483102

Elect Directors

For

Split

Mgmt

1.1

Elect Director G.A. Andreas — For

1.2

Elect Director A.L. Boeckmann — For

1.3

Elect Director M.H. Carter — Withhold

1.4

Elect Director R.S. Joslin — For

1.5

Elect Director A. Maciel — For

1.6

Elect Director P.J. Moore — For

1.7

Elect Director M.B. Mulroney — For

1.8

Elect Director T.F. O’Neill — For

1.9

Elect Director O.G. Webb — Withhold

1.10

Elect Director K.R. Westbrook — For

1.11

Elect Director P.A. Woertz — For

Report on Genetically Modified Organisms (GMO)

Against

ShrHoldr

Adopt ILO Standards

Against

For

ShrHoldr

05/08/07 - A/S

Banro Corporation *BAA*

066800103

Elect Directors John A. Clarke, Peter N. Cowley, Piers A. Cumberlege, Arnold T. Kondrat, Richard J. Lachcik, Bernard R. van Rooyen and Simon F.W. Village

For

Mgmt

Approve BDO Dunwoody LLP as uditors and Authorize Board to Fix Remuneration of Auditors

For

Mgmt

Amend Stock Option Plan

For

Against

Mgmt

05/02/07 - A/S

Barrick Gold Corp. *ABX*

067901108

Meeting for Common and Exchangeable Shareholders

Elect Directors

For

Mgmt

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Remuneration of Auditors

For

Mgmt

Amend Stock Option Plan

For

Against

Mgmt

01/30/07 - S

* Bema Gold Corporation

08135F107

Approve Acquisition

For

Against

Mgmt

11/02/06 - A

* Buckeye Technologies Inc. *BKI*

118255108

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

05/25/07 - A

Bunge Limited *BG*

G16962105

Meeting for Holders of ADRs

TO ELECT AS CLASS I DIRECTOR: JORGE BORN, JR.

For

Mgmt

TO ELECT AS CLASS I DIRECTOR: BERNARD DE LA TOUR D AUVERGNE LAURAGUAIS

For

Mgmt

TO ELECT AS CLASS I DIRECTOR: WILLIAM ENGELS

For

Mgmt

TO ELECT AS CLASS I DIRECTOR: L. PATRICK LUPO

For

Mgmt

TO ELECT AS CLASS II DIRECTOR: OCTAVIO CARABALLO

For

Mgmt

Ratify Auditors

For

Mgmt

TO APPROVE THE BUNGE LIMITED 2007 NON-EMPLOYEE DIRECTORS EQUITY INCENTIVE PLAN AS SET FORTH IN THE PROXY STATEMENT.

For

Mgmt

06/05/07 - A

CDW Corp. *CDWC*

12512N105

Elect Director Michelle L. Collins

For

Mgmt

Elect Director Casey G. Cowell

For

Mgmt

Elect Director John A. Edwardson

For

Mgmt

Elect Director Daniel S. Goldin

For

Mgmt

Elect Director Thomas J. Hansen

For

Mgmt

Elect Director Donald P. Jacobs

For

Mgmt

Elect Director Stephan A. James

For

Mgmt

Elect Director Michael P. Krasny

For

Mgmt

Elect Director Terry L. Lengfelder

For

Mgmt

Elect Director Susan D. Wellington

For

Mgmt

Elect Director Brian E. Williams

For

Mgmt

Ratify Auditors

For

Mgmt

10/30/06 - S

* Crystallex International Corp. *KRY*

22942F101

Adopt or Amend Shareholder Rights Plan

For

Against

Mgmt

Other Business (Voting)

For

Against

Mgmt

06/28/07 - A/S

Crystallex International Corp. *KRY*

22942F101

Elect Directors Robert A. Fung, Gordon M. Thompson, Michael J. H. Brown, C. William Longden, Harry J. Near, Marc J. Oppenheimer, Johan C. van’t Hof and Armando F. Zullo

For

Mgmt

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Remuneration of Auditors

For

Mgmt

Amend Stock Option Plan

For

Against

Mgmt

02/26/07 - S

* Domtar Corp. *UFS*

257561100

Special Meeting for Holders of Common Shares, Series A Preferred Shares, Series B Preferred Shares, and Stock Purchase Options

Approve Business Combination Arrangement with Weyerhaeuser

For

Mgmt

05/03/07 - A

DTE Energy Co. *DTE*

233331107

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

05/24/07 - A

Eldorado Gold Corp Ltd. *ELD*

284902103

Fix Number of Directors at Eight

For

Mgmt

Elect Directors

For

Mgmt

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Remuneration of Auditors

For

Mgmt

Other Business (Voting)

For

Against

Mgmt

05/16/07 - A/S

Entree Gold Inc. *ETG*

29383G100

Ratify Davidson & Company LLP as Auditors

For

Mgmt

Authorize Board to Fix Remuneration of Auditors

For

Mgmt

Fix Number of Directors at Five

For

Mgmt

Elect Directors

For

Mgmt

Amend Stock Option Plan

For

Against

Mgmt

Other Business

For

Against

Mgmt

05/16/07 - A

GENCO SHIPPING & TRADING LTD *GNK*

Y2685T107

Meeting for Holders of ADRs

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

05/17/07 - A

IDACORP, Inc. *IDA*

451107106

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

11/30/06 - S

* Ivanhoe Mines Ltd. *IVN*

46579N103

Approve Exercise of Warrants and Resulting Change of Control

For

Mgmt

05/11/07 - A

Ivanhoe Mines Ltd. *IVN*

46579N103

Elect Directors

For

Mgmt

Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Remuneration of Auditors

For

Mgmt

Amend Employees’ and Directors’ Equity Incentive Plan

For

Against

Mgmt

Amend Bylaws Re: Uncertificated Shares

For

Mgmt

06/28/07 - A

Kao Corp. *4452*

485537302

Meeting for Holders of ADR’s

PROPOSAL FOR APPROPRIATION OF RETAINED EARNINGS

For

Mgmt

Amend Articles to: 0

For

Mgmt

ELECTION OF ONE (1) CORPORATE AUDITOR: TAKASHI MATSUZAKA

For

Mgmt

ELECTION OF ONE (1) ALTERNATE CORPORATE AUDITOR: EIJI ASADA

For

Mgmt

DELEGATION TO THE MEETING OF THE BOARD OF DIRECTORS OF THE COMPANY OF DETERMINATION OF MATTERS FOR OFFERING OF STOCK ACQUISITION RIGHTS TO BE ISSUED AS STOCK OPTIONS

For

Mgmt

REVISION TO THE AGGREGATE AMOUNT OF REMUNERATION, ETC., OF MEMBERS OF THE BOARD OF DIRECTORS

For

Mgmt

05/02/07 - A/S

Kinross Gold Corp. *K*

496902404

Allow Board to Set the Number of Directors at 11 and Determine the Number of Directors between Meetings

For

Mgmt

Elect Directors

For

Mgmt

Approve KPMG as Auditors and Authorize Board to Fix Remuneration of Auditors

For

Mgmt

Amend Bylaws

For

Mgmt

08/09/06 - S

* Korea Electric Power Corp

500631106

Meeting for Holders of ADRs

ELECT MR. JONG HWAK PARK, MANAGER SECRETARIAT, AS A STANDING DIRECTOR.

For

Mgmt

ELECT MR. MYOUNG CHUL JANG, GENERAL MANAGER, PERSONAL & GENERAL AFFAIRS DEPARTMENT, AS A STANDING DIRECTOR.

For

Mgmt

ELECT MR. HO MUN, GENERAL MANAGER, CHOONGNAM DISTRICT HEAD OFFICE, AS A STANDING DIRECTOR.

For

Mgmt

03/26/07 - A

* Korea Electric Power Corp

500631106

Meeting for ADR Holders

Approve Appropriation of Income and Dividend of KRW 1000 Per Share

For

Mgmt

Elect President of Company

For

Mgmt

03/16/07 - A

* KT Corp (formerly Korea Telecom Corporation)

48268K101

Meeting for ADR Holders

Approve Appropriation of Income and Dividend of KRW 2000 Per Share

For

Mgmt

Amend Articles of Incorporation to Expand Business Objectives

For

Mgmt

Elect Jeong Ro Yoon as a Member of the Audit Committee

For

Mgmt

Elect Kon Sik Kim as a Member of the Audit Committee

For

Mgmt

Elect Director Jon Lok Yoon

For

Mgmt

Elect Director Jeong Soo Suh

For

Mgmt

Elect Director Paul C. Yi

For

Mgmt

Approve Remuneration of Executive Directors and Independent Non-Executive Directors

For

Mgmt

04/24/07 - A

Lihir Gold Limited

532349107

Meeting for Holders of ADRs

RECEIVE FINANCIAL STATEMENTS AND REPORTS

For

Mgmt

RE-ELECTION OF DR PETER CASSIDY

For

Mgmt

RE-ELECTION OF MR GEOFF LOUDON

For

Mgmt

RE-ELECTION OF MR ALISTER MAITLAND

For

Mgmt

RE-ELECTION OF DR MICHAEL ETHERIDGE

For

Mgmt

Ratify Auditors

For

Mgmt

AWARD OF SHARE RIGHTS TO THE MANAGING DIRECTOR UNDER THE LIHIR SENIOR EXECUTIVE SHARE PLAN

For

Mgmt

INCREASE TO THE AGGREGATE FEE LIMIT FOR NON-EXECUTIVE DIRECTORS

For

Mgmt

01/29/07 - A

* Lindsay Corp. *LNN*

535555106

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

05/10/07 - A/S

Magna International Inc. *MG.A*

559222401

Meeting for Class A Subordinate Voting and Class B Shareholders

Elect Directors

For

Split

Mgmt

1.1

Elect Director Michael D. Harris — Withhold

1.2

Elect Director Louis E. Lataif — For

1.3

Elect Director Klaus Mangold — Withhold

1.4

Elect Director Donald Resnick — For

1.5

Elect Director Frank Stronach — For

1.6

Elect Director Franz Vranitzky — For

1.7

Elect Director Donald J. Walker — For

1.8

Elect Director Siegfried Wolf — For

1.9

Elect Director Lawrence D. Worrall — For

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Remuneration of Auditors

For

Mgmt

Amend Stock Option Plan

For

Against

Mgmt

10/04/06 - A

* MOSAIC CO *MOS*

61945A107

Elect Directors

For

Split

Mgmt

1.1

Elect Director Phyllis E. Cochran — For

1.2

Elect Director Robert L. Lumpkins — Withhold

1.3

Elect Director Harold H. Mackay — For

1.4

Elect Director William T. Monahan — For

Amend Omnibus Stock Plan

For

Against

Mgmt

Ratify Auditors

For

Mgmt

12/19/06 - A

* Navios Maritime Holdings Inc *NM*

Y62196103

Meeting for Holders of ADRs

Elect Directors

For

Withhold

Mgmt

PROPOSAL TO APPROVE AND ADOPT THE NAVIOS MARITIME HOLDINGS INC. 2006 STOCK PLAN.

For

Mgmt

PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY S ARTICLES OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK FROM 120,000,000 TO 250,000,000.

For

Against

Mgmt

PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.

For

Mgmt

04/24/07 - A

Newmont Mining Corp. *NEM*

651639106

Elect Directors

For

Split

Mgmt

1.1

Elect Director Glen A. Barton — Withhold

1.2

Elect Director Vincent A. Calarco — For

1.3

Elect Director Noreen Doyle — For

1.4

Elect Director Veronica M. Hagen — For

1.5

Elect Director Michael S. Hamson — For

1.6

Elect Director Pierre Lassonde — For

1.7

Elect Director Robert J. Miller — For

1.8

Elect Director Wayne W. Murdy — For

1.9

Elect Director Robin A. Plumbridge — For

1.10

Elect Director John B. Prescott — Withhold

1.11

Elect Director Donald C. Roth — Withhold

1.12

Elect Director James V. Taranik — For

Ratify Auditors

For

Mgmt

Report on Impact of Operations in Indonesia

Against

ShrHoldr

Report on Policies related to Public Opposition to Mining Operations

For

ShrHoldr

Separate Chairman and CEO Positions

Against

For

ShrHoldr

04/26/07 - A/S

Nexen Inc. *NXY*

65334H102

Elect Directors

For

Mgmt

Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Remuneration of Auditors

For

Mgmt

Adopt By-law No. 3

For

Mgmt

Approve 2:1 Stock Split

For

Mgmt

05/31/07 - A/S

NovaGold Resources Inc. *NG*

66987E206

Elect Directors

For

Split

Mgmt

1.1

Elect Director Michael H. Halvorson — For

1.2

Elect Director Kalidas Madhavpeddi — For

1.3

Elect Director Gerald J. McConnell — Withhold

1.4

Elect Director Cole E. McFarland — For

1.5

Elect Director Clynton R. Nauman — For

1.6

Elect Director James L. Philip — For

1.7

Elect Director Rick Van Nieuwenhuyse — For

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Remuneration of Auditors

For

Mgmt

Approve Shareholder Rights Plan

For

Against

Mgmt

Amend Stock Option Plan

For

Against

Mgmt

Approve Performance Share Unit Plan

For

Against

Mgmt

04/26/07 - A

Orbital Sciences Corp. *ORB*

685564106

Elect Directors

For

Split

Mgmt

1.1

Elect Director Edward F. Crawley — Withhold

1.2

Elect Director Lennard A. Fisk — For

1.3

Elect Director Ronald T. Kadish — Withhold

1.4

Elect Director Garrett E. Pierce — For

1.5

Elect Director David W. Thompson — For

Ratify Auditors

For

Mgmt

05/17/07 - A

Orezone Resources Inc. *OZN*

685921108

Elect Directors

For

Mgmt

Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Remuneration of Auditors

For

Mgmt

11/30/06 - A

* OSI Systems, Inc. *OSIS*

671044105

Elect Directors

For

Mgmt

Amend Omnibus Stock Plan

For

Mgmt

Amend Omnibus Stock Plan

For

Mgmt

Change State of Incorporation [California to Delaware]

For

Against

Mgmt

05/01/07 - A

Peabody Energy Corp. *BTU*

704549104

Elect Directors

For

Withhold

Mgmt

Ratify Auditors

For

Mgmt

Declassify the Board of Directors

Against

For

ShrHoldr

05/22/07 - A

PNM Resources Inc *PNM*

69349H107

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

05/04/07 - A

Puget Energy, Inc. *PSD*

745310102

Elect Directors

For

Mgmt

Company Specific–Adopt Majority Voting Standards in Uncontested Election of Directors

For

Mgmt

Amend Qualified Employee Stock Purchase Plan

For

Mgmt

Ratify Auditors

For

Mgmt

01/16/07 - S

* SABESP, Companhia Saneamento Basico Sao Paulo

20441A102

Meeting for ADR Holders

TO ELECT THE MEMBERS OF THE BOARD OF DIRECTORS.

For

Mgmt

TO ELECT THE MEMBERS OF THE FISCAL COUNCIL, MEMBERS AND ALTERNATES.

For

Mgmt

TO ESTABLISH THE COMPENSATION OF THE MANAGEMENT AND FISCAL COUNCIL MEMBERS.

For

Mgmt

04/30/07 - A/S

SABESP, Companhia Saneamento Basico Sao Paulo

20441A102

Meeting for Holders of ADR’s

Accept Financial Statements and Statutory Reports

For

Mgmt

Approve Allocation of Income and Dividends

For

Mgmt

Elect Board Members and Supervisory Board; Elect Their Respective Alternates

For

Mgmt

Approve Remuneration of Directors

For

Mgmt

Special Business

Approve Reverse Stock Split

For

Mgmt

Amend Articles Re: General Matters

For

Mgmt

02/28/07 - A

* Samsung SDI Co.

796054203

Meeting for ADR Holders

APPROVAL OF THE 2006 FINANCIAL STATEMENTS OF THE COMPANY, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH.

For

Mgmt

APPROVAL OF CEILING OF REMUNERATION FOR DIRECTORS, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH.

For

Mgmt

10/26/06 - A

* Sara Lee Corp. *SLE*

803111103

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Separate Chairman and CEO Positions

Against

For

ShrHoldr

Approve Report of the Compensation Committee

Against

For

ShrHoldr

09/20/06 - A

* Scholastic Corp. *SCHL*

807066105

Elect Directors

For

Withhold

Mgmt

06/19/07 - A

SEGA SAMMY HOLDINGS INC. *6460*

815794102

Meeting for Holders of ADRs

TO ELECT SEVEN (7) DIRECTORS

For

Mgmt

TO ELECT TWO (2) CORPORATE AUDITORS

For

Against

Mgmt

TO ELECT ONE (1) SUBSTITUTE CORPORATE AUDITOR

For

Mgmt

04/26/07 - A

Sensient Technologies Corp. *SXT*

81725T100

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Approve Restricted Stock Plan

For

Against

Mgmt

08/30/06 - A

* Smithfield Foods, Inc. *SFD*

832248108

Elect Directors

For

Mgmt

Amend Omnibus Stock Plan

For

Mgmt

Ratify Auditors

For

Mgmt

Sustainability Report

Against

For

ShrHoldr

Report on Animal Welfare Standards

Against

ShrHoldr

Performance-Based and/or Time-Based Equity Awards

Against

For

ShrHoldr

06/14/07 - A

Stolt-Nielsen Sa

861565109

Meeting for Holders of ADR’s

APPROVAL OF THE ANNUAL MEETING DATE.

For

Mgmt

APPROVAL OF FINANCIAL STATEMENTS.

For

Mgmt

DETERMINATION OF DIVIDENDS.

For

Mgmt

DISCHARGE OF DIRECTORS AND STATUTORY AUDITORS.

For

Mgmt

APPROVAL OF CANCELLATION OF ISSUED SHARES HELD IN TREASURY.

For

Mgmt

REDUCTION OF AUTHORIZED CAPITAL/SUPPRESSION OF SHAREHOLDERS PREEMPTIVE RIGHTS.

For

Mgmt

APPROVAL OF AUTHORIZATION OF SHARE REPURCHASES.

For

Mgmt

ELECTION OF DIRECTOR: JACOB STOLT-NIELSEN

For

Mgmt

ELECTION OF DIRECTOR: NIELS G. STOLT-NIELSEN

For

Mgmt

ELECTION OF DIRECTOR: ROELOF HENDRIKS

For

Mgmt

ELECTION OF DIRECTOR: JAMES B. HURLOCK

For

Mgmt

ELECTION OF DIRECTOR: HAKAN LARSSON

For

Mgmt

ELECTION OF DIRECTOR: CHRISTER OLSSON

For

Mgmt

ELECTION OF DIRECTOR: JACOB B. STOLT-NIELSEN

For

Mgmt

ELECTION OF DIRECTOR: CHRISTOPHER J. WRIGHT

For

Mgmt

ELECTION OF JACOB STOLT-NIELSEN AS CHAIRMAN OF THE BOARD OF DIRECTORS.

For

Mgmt

ELECTION OF INDEPENDENT AUDITORS AND STATUTORY AUDITORS.

For

Mgmt

Not voted per client instruction.

05/24/07 - A

Supervalu Inc. *SVU*

868536103

Elect Director A. Gary Ames

For

Mgmt

Elect Director Charles M. Lillis

For

Mgmt

Elect Director Jeffrey Noddle

For

Mgmt

Elect Director Steven S. Rogers

For

Mgmt

Elect Director Wayne C. Sales

For

Mgmt

Elect Director Kathi P. Seifert

For

Mgmt

Approve Omnibus Stock Plan

For

Against

Mgmt

Ratify Auditors

For

Mgmt

Report on Feasibility of Improving Animal Welfare Standards

Against

ShrHoldr

Other Business

For

Against

Mgmt

06/05/07 - A

Tech Data Corp. *TECD*

878237106

Elect Directors

For

Mgmt

Approve Executive Incentive Bonus Plan

For

Mgmt

04/27/07 - A/S

Technip (Formerly Technip-Coflexip)

878546209

Meeting for ADR Holders

APPROVAL OF THE STATUTORY FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2006

For

Mgmt

ALLOCATION OF EARNINGS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2006 SETTING THE DIVIDEND AND THE PAYMENT DATE

For

Mgmt

APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2006

For

Mgmt

SPECIAL REPORT OF THE STATUTORY AUDITORS ON THE REGULATED AGREEMENTS REFERRED TO IN ARTICLES L225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE AND APPROVAL OF THOSE AGREEMENTS

For

Against

Mgmt

DIRECTORS ATTENDANCE FEES

For

Mgmt

APPOINTMENT OF DIRECTOR MR. THIERRY PILENKO

For

Against

Mgmt

APPOINTMENT OF DIRECTOR MR. PASCAL COLOMBANI

For

Against

Mgmt

APPOINTMENT OF DIRECTOR MR. JOHN C.G. O LEARY

For

Against

Mgmt

APPOINTMENT OF DIRECTOR MS. GERMAINE GIBARA

For

Against

Mgmt

RENEWAL OF THE TENURE OF DIRECTOR MR. OLIVIER APPERT

For

Against

Mgmt

RENEWAL OF THE TENURE OF DIRECTOR MR. JACQUES DEYIRMENDJIAN

For

Against

Mgmt

RENEWAL OF THE TENURE OF DIRECTOR MR. JEAN-PIERRE LAMOURE

For

Against

Mgmt

RENEWAL OF THE TENURE OF DIRECTOR MR. DANIEL LEBEGUE

For

Against

Mgmt

RENEWAL OF THE TENURE OF DIRECTOR MR. ROGER M. MILGRIM

For

Against

Mgmt

RENEWAL OF THE TENURE OF DIRECTOR MR. ROLF ERIK ROLFSEN

For

Against

Mgmt

RENEWAL OF THE TENURE OF DIRECTOR MR. BRUNO WEYMULLER

For

Against

Mgmt

Ratify Auditors

For

Against

Mgmt

SHARE REPURCHASES

For

Mgmt

AMENDMENT OF THE BY-LAWS

For

Mgmt

DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL WHILE MAINTAINING SHAREHOLDER PREFERENTIAL SUBSCRIPTION RIGHTS

For

Mgmt

DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL WITHOUT SHAREHOLDER PREFERENTIAL SUBSCRIPTION RIGHTS (WITH THE POWER TO GRANT A PRIORITY PERIOD) AND THROUGH A PUBLIC OFFERING AND TO ISSUE SECURITIES GIVING ACCESS TO DEBT S

For

Mgmt

DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL PER YEAR AND AT A PRICE THAT THE BOARD WILL SET FREELY, SUBJECT TO A MINIMUM PRICE, WITHOUT SHAREHOLDER PREFERENTIAL SUBSCRIPTIO

For

Against

Mgmt

DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL THROUGH INCORPORATION OF RESERVES, PROFITS, PREMIUMS OR ANY OTHER AMOUNTS THAT MAY BE CAPITALIZED

For

Mgmt

DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL TO COMPENSATE CONTRIBUTIONS IN KIND THAT ARE MADE TO THE COMPANY

For

Against

Mgmt

AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL IN FAVOR OF THE MEMBERS OF A COMPANY SAVINGS PLAN

For

Mgmt

DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS, THROUGH A CAPITAL INCREASE RESERVED TO CERTAIN CATEGORIES OF BENEFICIARIES

For

Mgmt

AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO ALLOCATE EXISTING OR NEW SHARES FOR FREE

For

Against

Mgmt

AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO GRANT STOCK OPTIONS

For

Against

Mgmt

AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN THE EVENT OF A PUBLIC OFFERING OR A PUBLIC EXCHANGE OFFERING IN THE CONTEXT OF THE RECIPROCITY EXCEPTION

For

Against

Mgmt

POWERS FOR FORMALITIES

For

Mgmt

06/28/07 - A

The Kroger Co. *KR*

501044101

Elect Directors

For

Mgmt

Approve Executive Incentive Bonus Plan

For

Mgmt

Amend Articles/Regulations—i)Rules of Conduct in Connection with Shareholder Meetings and (ii) Meetings Outside Cincinnati

For

Mgmt

Ratify Auditors

For

Mgmt

Report on Climate Change

Against

For

ShrHoldr

01/30/07 - A

* The Shaw Group Inc. *SGR*

820280105

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Amend Omnibus Stock Plan

For

Against

Mgmt

Amend Articles/Bylaws/Charter-Non-Routine

For

Mgmt

Eliminate or Restrict Severance Agreement (Change in Control)

Against

For

ShrHoldr

02/02/07 - A

* Tyson Foods, Inc. *TSN*

902494103

Elect Directors

For

Split

Mgmt

1.1

Elect Director Don Tyson — Withhold

1.2

Elect Director John Tyson — Withhold

1.3

Elect Director Richard L. Bond — Withhold

1.4

Elect Director Scott T. Ford — For

1.5

Elect Director Lloyd V. Hackley — For

1.6

Elect Director Jim Kever — For

1.7

Elect Director Jo Ann R. Smith — For

1.8

Elect Director Leland E. Tollett — Withhold

1.9

Elect Director Barbara A. Tyson — Withhold

1.10

Elect Director Albert C. Zapanta — For

Amend Omnibus Stock Plan

For

Against

Mgmt

Ratify Auditors

For

Mgmt

Report on Progress towards Researching and Implementing CAK Processing Methods

Against

ShrHoldr

05/03/07 - A

Union Pacific Corp. *UNP*

907818108

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Require a Majority Vote for the Election of Directors

Against

For

ShrHoldr

Report on Political Contributions

Against

For

ShrHoldr

05/16/07 - A

Warren Resources Inc *WRES*

93564A100

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

04/19/07 - A

Wausau Paper Corp *WPP*

943315101

Elect Directors

For

Mgmt

Mgmt Rec - Company Management Recommended Vote

* - Exception Vote

Vote Summary Report

July 1, 2006 - June 30, 2007

Nuveen NWQ Small-Cap Value Fund

Mtg

Date/Type

Company/

Ballot Issues

Cusip

Mgmt

Rec

Vote

Cast

Proposed

10/19/06 - S

Acergy SA (frmely Stolt Offshores and Stolt Comex Seaway S.A.)

00443E104

Meeting for Holders of ADRs

TO INCREASE THE NUMBER OF THE MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY FROM SIX TO SEVEN.

For

Mgmt

TO ELECT SIR PETER MASON AS A NEW DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS OF THE COMPANY AND UNTIL HIS SUCCESSOR HAS BEEN DULY ELECTED AND QUALIFIED.

For

Mgmt

Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote.

11/09/06 - A

Aeroflex, Inc. *ARXX*

007768104

Elect Directors

For

Mgmt

Other Business

For

Against

Mgmt

05/30/07 - S

Aeroflex, Inc. *ARXX*

007768104

Approve Merger Agreement

For

Mgmt

Adjourn Meeting

For

Mgmt

04/13/07 - A

Albany International Corp. *AIN*

012348108

Elect Directors

For

Split

Mgmt

1.1

Elect Director Frank R. Schmeler — Withhold

1.2

Elect Director Joseph G. Morone — Withhold

1.3

Elect Director Thomas R. Beecher, Jr. — Withhold

1.4

Elect Director Christine L. Standish — Withhold

1.5

Elect Director Erland E. Kailbourne — For

1.6

Elect Director John C. Standish — Withhold

1.7

Elect Director Juhani Pakkala — For

1.8

Elect Director Paula H.J. Cholmondeley — For

1.9

Elect Director John F. Cassidy, Jr. — For

1.10

Elect Director Edgar G. Hotard — For

12/14/06 - S

Aleris International Inc

014477103

Approve Merger Agreement

For

Mgmt

Adjourn Meeting

For

Mgmt

10/06/06 - PC

Alesco Financial Inc. *AFN*

867708109

Management Proxy

Issue Shares in Connection with an Acquisition

For

Mgmt

Approve Omnibus Stock Plan

For

Mgmt

Adjourn Meeting

For

Mgmt

Other Business

For

Mgmt

Dissident Proxy (Green Card)

Issue Shares in Connection with an Acquisition

Against

DoNotVote

Mgmt

Conclusion: We believe the company has not fully explored the alternative of hiring an external manager prior to approving the merger agreement. Additionally, we do not think the merger is clearly beneficial to shareholders, as it assigns liquidation-like values to Sunset, a management agreement with an inherently high level of conflicts of interest and losing control of the company with no premium. By contrast, several of the benefits of the merger were apparently available for Sunset by exploring the external manager alternative before agreeing to the transaction. Given that: 1) the merger agreement is not clearly beneficial to shareholders, 2) there has been a negative market reaction, and 3) the company has alternatives to the merger, like hiring an external manager, we recommend shareholders do not support the transaction.

Approve Omnibus Stock Plan

Against

DoNotVote

Mgmt

V. Vote Recommendation The total cost of the company’s plan of 2.67 percent is within the allowable cap for this company of 19.96 percent. The implementation of the plan is contingent upon the closing of the merger with Alesco. As we oppose the merger, we do not support this proposal.

Adjourn Meeting

Against

DoNotVote

Mgmt

Once their votes have been cast, there is no justification for spending more money to continue pressing shareholders for more votes.

Other Business

Against

DoNotVote

Mgmt

As we cannot know the content of these issues, we do not recommend that shareholders approve this request.

12/07/06 - A

Alesco Financial Inc. *AFN*

014485106

Elect Directors

For

Mgmt

05/22/07 - A

Alesco Financial Inc. *AFN*

014485106

Elect Directors

For

Mgmt

Amend Omnibus Stock Plan

For

Mgmt

Ratify Auditors

For

Mgmt

05/22/07 - A

Anthracite Capital, Inc. *AHR*

037023108

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

05/23/07 - A

Bancorp, Inc. *TBBK*

05969A105

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

05/09/07 - A

Barrett Bill Corp *BBG*

06846N104

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Other Business

For

Against

Mgmt

11/02/06 - A

Buckeye Technologies Inc. *BKI*

118255108

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

09/15/06 - A

Casey’s General Stores, Inc. *CASY*

147528103

Elect Directors

For

Mgmt

05/23/07 - A

Century Aluminum Company *CENX*

156431108

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

05/04/07 - A

CommScope, Inc. *CTV*

203372107

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

09/21/06 - A

Del Monte Foods Co. *DLM*

24522P103

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

05/15/07 - A

Denbury Resources Inc. *DNR*

247916208

Elect Directors

For

Mgmt

Amend Omnibus Stock Plan

For

Against

Mgmt

Amend Nonqualified Employee Stock Purchase Plan

For

Mgmt

Ratify Auditors

For

Mgmt

01/16/07 - A

Diamond Foods, Inc. *DMND*

252603105

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

05/10/07 - A

Franklin Bank Corp. *FBTX*

352451108

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

05/10/07 - A

General Cable Corp. *BGC*

369300108

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Increase Authorized Common Stock

For

Mgmt

05/17/07 - A

Gibraltar Industries Inc *ROCK*

374689107

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

05/10/07 - A

Golfsmith International Holdings Inc *GOLF*

38168Y103

Elect Directors

For

Split

Mgmt

1.1

Elect Director Martin Hanaka — For

1.2

Elect Director Thomas Berglund — Withhold

1.3

Elect Director Roberto Buaron — Withhold

1.4

Elect Director Glenda Chamberlain — For

1.5

Elect Director James Grover — Withhold

1.6

Elect Director Thomas G. Hardy — Withhold

1.7

Elect Director Marvin E. Lesser — For

1.8

Elect Director James Long — Withhold

1.9

Elect Director Lawrence Mondry — For

1.10

Elect Director James D. Thompson — Withhold

1.11

Elect Director Noel Wilens — Withhold

Ratify Auditors

For

Mgmt

02/02/07 - A

Griffon Corp. *GFF*

398433102

Elect Directors

For

Mgmt

03/22/07 - A

Hooker Furniture Corp. *HOFT*

439038100

Elect Directors

For

Mgmt

04/26/07 - A

IndyMac Bancorp, Inc. *IMB*

456607100

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

05/24/07 - A

Kadant Inc *KAI*

48282T104

Elect Director William A. Rainville

For

Mgmt

Approve Executive Incentive Bonus Plan

For

Mgmt

02/10/07 - A

Keithley Instruments, Inc. *KEI*

487584104

Elect Directors

For

Split

Mgmt

1.1

Elect Director Joseph P. Keithley — For

1.2

Elect Director Brian J. Jackman — Withhold

1.3

Elect Director Brian R. Bachman — Withhold

1.4

Elect Director N. Mohan Reddy — For

1.5

Elect Director James T. Bartlett — For

1.6

Elect Director Thomas A. Saponas — Withhold

1.7

Elect Director James B. Griswold — For

1.8

Elect Director Barbara V. Scherer — Withhold

1.9

Elect Director Leon J. Hendrix, Jr. — Withhold

1.10

Elect Director R. Elton White — Withhold

10/24/06 - A

Kennametal, Inc. *KMT*

489170100

Elect Directors

For

Mgmt

Increase Authorized Common Stock

For

Mgmt

Ratify Auditors

For

Mgmt

04/27/07 - A

Lincoln Electric Holdings, Inc. *LECO*

533900106

Elect Directors

For

Mgmt

Approve Executive Incentive Bonus Plan

For

Mgmt

Ratify Auditors

For

Mgmt

05/01/07 - A

Marten Transport, Ltd. *MRTN*

573075108

Elect Directors

For

Split

Mgmt

1.1

Elect Director Randolph L. Marten — Withhold

1.2

Elect Director Larry B. Hagness — For

1.3

Elect Director Thomas J. Winkel — For

1.4

Elect Director Jerry M. Bauer — Withhold

1.5

Elect Director Christine K. Marten — Withhold

Ratify Auditors

For

Mgmt

06/04/07 - A

Mattson Technology, Inc. *MTSN*

577223100

Elect Directors

For

Mgmt

Amend Omnibus Stock Plan

For

Mgmt

Ratify Auditors

For

Mgmt

06/14/07 - A

New York Mortgage Trust, Inc. *NTR*

649604105

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

05/03/07 - A

P. H. Glatfelter Company *GLT*

377316104

Elect Directors

For

Mgmt

05/09/07 - A

PMA Capital Corp. *PMACA*

693419202

Elect Directors

For

Mgmt

Approve Omnibus Stock Plan

For

Mgmt

Ratify Auditors

For

Mgmt

09/14/06 - A

Premium Standard Farms, Inc.

74060C105

Elect Directors

For

Split

Mgmt

1.1

Elect Director Mollie H. Carter — For

1.2

Elect Director Maurice J. McGill — For

1.3

Elect Director Michael J. Zimmerman — Withhold

Ratify Auditors

For

Mgmt

02/23/07 - S

Premium Standard Farms, Inc.

74060C105

Approve Merger Agreement

For

Mgmt

Adjourn Meeting

For

Mgmt

06/07/07 - A

QUANTA CAPITAL HOLDINGS LTD *QNTA*

G7313F106

Meeting for Holders of ADRs

Elect Directors

For

Split

Mgmt

1.1

Elect Director James J. Ritchie — For

1.2

Elect Director Robert Lippincott III — For

1.3

Elect Director Roland C. Baker — For

1.4

Elect Director William H. Bolinder — For

1.5

Elect Director John C. Mckenna — For

1.6

Elect Director Robert B. Shapiro — For

1.7

Elect Director Susan F. Cabrera — Withhold

APPROVAL OF AN AMENDMENT TO THE COMPANY S BYE-LAWS TO MAKE THE COMPANY ELIGIBLE FOR A DIRECT REGISTRATION PROGRAM.

For

Mgmt

RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO RATIFY THE SELECTION OF JOHNSON LAMBERT & CO. LLP TO ACT AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.

For

Mgmt

08/28/06 - A

Quantum Corp. *QTM*

747906204

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

06/07/07 - A

Quest Resources Corp. *QRCP*

748349305

Elect Directors

For

Mgmt

12/11/06 - S

Rait Financial Trust *RAS*

749227104

Approve Merger Agreement

For

Mgmt

Adjourn Meeting

For

Mgmt

05/22/07 - A

Rait Financial Trust *RAS*

749227104

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

05/23/07 - A

Range Resources Corporation *RRC*

75281A109

Elect Directors

For

Mgmt

Amend Omnibus Stock Plan

For

Mgmt

Ratify Auditors

For

Mgmt

09/26/06 - A

RBC Bearings, Inc. *ROLL*

75524B104

Elect Director Robert Anderson

For

Mgmt

Ratify Auditors

For

Mgmt

Amend Omnibus Stock Plan

For

Mgmt

03/05/07 - A

Sappi Ltd.

803069202

Meeting for ADR Holders

CONFIRMATION OF APPOINTMENT OF DIRECTOR APPOINTED SINCE THE LAST ANNUAL GENERAL MEETING: SIR ANTHONY NIGEL RUSSELL RUDD

For

Mgmt

CONFIRMATION OF APPOINTMENT OF DIRECTOR APPOINTED SINCE THE LAST ANNUAL GENERAL MEETING: MR. MARK RICHARD THOMPSON

For

Mgmt

RE-ELECTION OF RETIRING DIRECTOR: MR. DAVID CHARLES BRINK

For

Mgmt

RE-ELECTION OF RETIRING DIRECTOR: PROF MEYER FELDBERG

For

Mgmt

RE-ELECTION OF RETIRING DIRECTOR: MR JAMES EDWARD HEALY

For

Mgmt

RE-ELECTION OF RETIRING DIRECTOR: MR HELMUT CLAUS-JURGEN MAMSCH

For

Mgmt

SPECIAL RESOLUTION NUMBER 1 - A GENERAL APPROVAL FOR SAPPI AND ITS SUBSIDIARIES TO ACQUIRE SAPPI SHARES

For

Mgmt

ORDINARY RESOLUTION NUMBER 1 - PLACING A TOTAL OF 24,000,000 UNISSUED SAPPI SHARES AND/OR TREASURY SHARES UNDER THE CONTROL OF THE DIRECTORS OF SAPPI WITH THE AUTHORITY TO ALLOT AND/OR ISSUE SAME, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.

For

Mgmt

ORDINARY RESOLUTION NUMBER 2 - NON-EXECUTIVE DIRECTORS FEES

For

Mgmt

ORDINARY RESOLUTION NUMBER 3 - AUTHORITY FOR DIRECTORS TO SIGN ALL DOCUMENTS AND DO ALL SUCH THINGS NECESSARY TO IMPLEMENT THE ABOVE RESOLUTIONS, WITH OR WITHOUT MODIFICATION

For

Mgmt

06/14/07 - A

Sauer-Danfoss, Inc. *SHS*

804137107

Elect Directors

For

Split

Mgmt

1.1

Elect Director Ole Steen Andersen — Withhold

1.2

Elect Director David J. Anderson — Withhold

1.3

Elect Director Jorgen M. Clausen — Withhold

1.4

Elect Director Nicola Keim — Withhold

1.5

Elect Director Johannes F. Kirchhoff — For

1.6

Elect Director Hans Kirk — Withhold

1.7

Elect Director F. Joseph Loughrey — For

1.8

Elect Director Klaus H. Murmann — Withhold

1.9

Elect Director Sven Murmann — Withhold

1.10

Elect Director Steven H. Wood — For

Ratify Auditors

For

Mgmt

10/31/06 - S

Saxon Capital, Inc.

80556T106

Approve Merger Agreement

For

Mgmt

Adjourn Meeting

For

Mgmt

05/09/07 - A

Smurfit - Stone Container Corp. *SSCC*

832727101

Elect Directors

For

Split

Mgmt

1.1

Elect Director James R. Boris — For

1.2

Elect Director Connie K. Duckworth — For

1.3

Elect Director Alan E. Goldberg — Withhold

1.4

Elect Director William T. Lynch, Jr. — For

1.5

Elect Director Patrick J. Moore — For

1.6

Elect Director James J. O’Connor — For

1.7

Elect Director Jerry K. Pearlman — For

1.8

Elect Director Thomas A. Reynolds, III — For

1.9

Elect Director Eugene C. Sit — For

1.10

Elect Director William D. Smithburg — For

Ratify Auditors

For

Mgmt

05/16/07 - A

Warren Resources Inc *WRES*

93564A100

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

04/19/07 - A

Wausau Paper Corp *WPP*

943315101

Elect Directors

For

Mgmt

12/12/06 - A

Wd-40 Company *WDFC*

929236107

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Mgmt Rec - Company Management Recommended Vote

Vote Summary Report

July 1, 2006 - June 30, 2007

Nuveen NWQ Multi-Cap Value Fund

Mtg

Date/Type

Company/

Ballot Issues

Cusip

Mgmt

Rec

Vote

Cast

Proposed

05/30/07 - S

Aeroflex, Inc. *ARXX*

007768104

Approve Merger Agreement

For

Mgmt

Adjourn Meeting

For

Mgmt

04/27/07 - A

Aetna Inc. *AET*

00817Y108

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Company Specific-Majority Vote Standard for the Election of Directors in Uncontested Election

For

Mgmt

Restore or Provide for Cumulative Voting

Against

ShrHoldr

Require Director Nominee Qualifications

Against

ShrHoldr

02/27/07 - A

Agilent Technologies Inc. *A*

00846U101

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

04/26/07 - A

Altria Group, Inc. *MO*

02209S103

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Provide for Cumulative Voting

Against

For

ShrHoldr

Disclose Information on Secondhand Smoke

Against

ShrHoldr

Cease Add Campaigns Oriented to Prevent Youth Smoking

Against

ShrHoldr

Cease Production, Promotion, and Marketing of Tobacco Products

Against

ShrHoldr

Adopt Animal Welfare Policy

Against

ShrHoldr

06/21/07 - A

American Home Mortgage Investment, Corp. *AHM*

02660R107

Elect Directors

For

Split

Mgmt

1.1

Elect Director John A. Johnston — For

1.2

Elect Director Michael A. Mcmanus, Jr. — Withhold

Ratify Auditors

For

Mgmt

Amend Omnibus Stock Plan

For

Against

Mgmt

10/25/06 - A

AmeriCredit Corp. *ACF*

03060R101

Elect Directors

For

Mgmt

Require a Majority Vote for the Election of Directors

Against

For

ShrHoldr

05/18/07 - A

Aon Corp. *AOC*

037389103

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

05/02/07 - A

Apache Corp. *APA*

037411105

Elect Director Eugene C. Fiedorek

For

Mgmt

Elect Director Patricia Albjerg Graham

For

Mgmt

Elect Director F. H. Merelli

For

Mgmt

Elect Director Raymond Plank

For

Mgmt

Approve Omnibus Stock Plan

For

Mgmt

Company-Specific —Reimbursement of Proxy Expenses

Against

ShrHoldr

04/25/07 - A

Bank of America Corp. *BAC*

060505104

Elect Director William Barnet, III

For

Mgmt

Elect Director Frank P. Bramble, Sr.

For

Mgmt

Elect Director John T. Collins

For

Mgmt

Elect Director Gary L. Countryman

For

Mgmt

Elect Director Tommy R. Franks

For

Mgmt

Elect Director Charles K. Gifford

For

Mgmt

Elect Director W. Steven Jones

For

Mgmt

Elect Director Kenneth D. Lewis

For

Mgmt

Elect Director Monica C. Lozano

For

Mgmt

Elect Director Walter E. Massey

For

Mgmt

Elect Director Thomas J. May

For

Mgmt

Elect Director Patricia E. Mitchell

For

Mgmt

Elect Director Thomas M. Ryan

For

Mgmt

Elect Director O. Temple Sloan, Jr.

For

Mgmt

Elect Director Meredith R. Spangler

For

Mgmt

Elect Director Robert L. Tillman

For

Mgmt

Elect Director Jackie M. Ward

For

Mgmt

Ratify Auditors

For

Mgmt

Prohibit Executive Stock-Based Awards

Against

ShrHoldr

Change Size of Board of Directors

Against

ShrHoldr

Separate Chairman and CEO Positions

Against

ShrHoldr

05/02/07 - A/S

Barrick Gold Corp. *ABX*

067901108

Meeting for Common and Exchangeable Shareholders

Elect Directors

For

Mgmt

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Remuneration of Auditors

For

Mgmt

Amend Stock Option Plan

For

Mgmt

09/18/06 - A

CA Inc *CA*

12673P105

Elect Directors

For

Split

Mgmt

1.1

Elect Director Alfonse M. D’Amato — Withhold

1.2

Elect Director Gary J. Fernandes — For

1.3

Elect Director Robert E. La Blanc — For

1.4

Elect Director Christopher B. Lofgren — For

1.5

Elect Director Jay W. Lorsch — For

1.6

Elect Director William E. McCracken — For

1.7

Elect Director Lewis S. Ranieri — For

1.8

Elect Director Walter P. Schuetze — For

1.9

Elect Director John A. Swainson — For

1.10

Elect Director Laura S. Unger — For

1.11

Elect Director Ron Zambonini — For

Ratify Auditors

For

Mgmt

Amend Terms of Existing Poison Pill

Against

For

ShrHoldr

05/22/07 - S

Clear Channel Communications, Inc. *CCU*

184502102

Approve Merger Agreement

For

Against

Mgmt

Adjourn Meeting

For

Against

Mgmt

Other Business

For

Against

Mgmt

05/22/07 - A

Clear Channel Communications, Inc. *CCU*

184502102

Elect Director Alan D. Feld

For

Mgmt

Elect Director Perry J. Lewis

For

Mgmt

Elect Director L. Lowry Mays

For

Mgmt

Elect Director Mark P. Mays

For

Mgmt

Elect Director Randall T. Mays

For

Mgmt

Elect Director B. J. McCombs

For

Mgmt

Elect Director Phyllis B. Riggins

For

Mgmt

Elect Director Theodore H. Strauss

For

Mgmt

Elect Director J. C. Watts

For

Mgmt

Elect Director John H. Williams

For

Mgmt

Elect Director John B. Zachry

For

Mgmt

Ratify Auditors

For

Mgmt

Pay for Superior Performance

Against

For

ShrHoldr

Report on Political Contributions

Against

For

ShrHoldr

Establish a Compensation Committee

Against

For

ShrHoldr

Vote to Ratify Named Executive Officers’ Compensation

Against

For

ShrHoldr

06/13/07 - A

Countrywide Financial Corp. *CFC*

222372104

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Advisory Vote to Ratify Named Executive Officers’ Compensation

Against

ShrHoldr

11/13/06 - S

Freescale Semiconductor, Inc.

35687M107

Approve Merger Agreement

For

Mgmt

Adjourn Meeting

For

Mgmt

06/07/07 - A

Friedman, Billings, Ramsey, Group, Inc. *FBR*

358434108

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Amend Executive Incentive Bonus Plan

For

Mgmt

05/15/07 - A

Genworth Financial, Inc. *GNW*

37247D106

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

05/04/07 - A

Illinois Tool Works Inc. *ITW*

452308109

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

04/26/07 - A

IndyMac Bancorp, Inc. *IMB*

456607100

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

06/06/07 - A

Ingersoll-Rand Company Limited *IR*

G4776G101

Meeting for Holders of ADR’s

Elect Directors

For

Split

Mgmt

1.1

Elect Director G.D. Forsee — Withhold

1.2

Elect Director P.C. Godsoe — For

1.3

Elect Director C.J. Horner — For

1.4

Elect Director T.E. Martin — For

1.5

Elect Director P. Nachtigal — For

1.6

Elect Director O.R. Smith — For

1.7

Elect Director R.J. Swift — For

ADOPTION OF THE INCENTIVE STOCK PLAN OF 2007.

For

Mgmt

Ratify Auditors

For

Mgmt

SHAREHOLDER PROPOSAL TO REQUIRE A SHAREHOLDER VOTE ON AN ADVISORY RESOLUTION WITH RESPECT TO EXECUTIVE COMPENSATION.

Against

For

ShrHoldr

05/15/07 - A

JPMorgan Chase & Co. *JPM*

46625H100

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Put Repricing of Stock Options to Shareholder Vote

Against

ShrHoldr

Performance-Based and/or Time-Based Equity Awards

Against

For

ShrHoldr

Advisory Vote to Ratify Named Executive Officers’ Compensation

Against

For

ShrHoldr

Separate Chairman and CEO Positions

Against

ShrHoldr

Provide for Cumulative Voting

Against

For

ShrHoldr

Require a Majority Vote for the Election of Directors

Against

For

ShrHoldr

Report on Political Contributions

Against

ShrHoldr

Report on Management Initiatives to Address Links to Slavery and Human Rights Abuse

Against

ShrHoldr

08/10/06 - S

Kerr-McGee Corp.

492386107

Approve Merger Agreement

For

Mgmt

Adjourn Meeting

For

Mgmt

05/01/07 - A

Liberty Media Holding Corp

53071M104

Approve Omnibus Stock Plan

For

Mgmt

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

05/01/07 - A

Liberty Media Holding Corp

53071M302

Approve Omnibus Stock Plan

For

Mgmt

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

04/26/07 - A

Lockheed Martin Corp. *LMT*

539830109

Elect Directors

For

Split

Mgmt

1.1

Elect Director E. C. Aldridge, Jr. — For

1.2

Elect Director Nolan D. Archibald — For

1.3

Elect Director Marcus C. Bennett — For

1.4

Elect Director James O. Ellis, Jr. — For

1.5

Elect Director Gwendolyn S. King — For

1.6

Elect Director James M. Loy — Withhold

1.7

Elect Director Douglas H. McCorkindale — Withhold

1.8

Elect Director Eugene F. Murphy — Withhold

1.9

Elect Director Joseph W. Ralston — Withhold

1.10

Elect Director Frank Savage — Withhold

1.11

Elect Director James M. Schneider — Withhold

1.12

Elect Director Anne Stevens — Withhold

1.13

Elect Director Robert J. Stevens — Withhold

1.14

Elect Director James R. Ukropina — Withhold

1.15

Elect Director Douglas C. Yearley — Withhold

Ratify Auditors

For

Mgmt

Increase Disclosure of Executive Compensation

Against

ShrHoldr

Advisory Vote to Ratify Named Executive Officers’ Compensation

Against

ShrHoldr

Report on Nuclear Weapons

Against

ShrHoldr

08/03/06 - S

Loews Corp.

540424108

Increase Authorized Common Stock

For

Mgmt

Adjust Par Value of Common Stock

For

Mgmt

05/08/07 - A

Loews Corp.

540424108

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Amend Executive Incentive Bonus Plan

For

Mgmt

Provide for Cumulative Voting

Against

ShrHoldr

Social Proposal

Against

ShrHoldr

06/04/07 - A

Mattson Technology, Inc. *MTSN*

577223100

Elect Directors

For

Mgmt

Amend Omnibus Stock Plan

For

Mgmt

Ratify Auditors

For

Mgmt

05/10/07 - A

MGIC Investment Corp. *MTG*

552848103

Approve Merger Agreement

For

Mgmt

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Adjourn Meeting

For

Mgmt

05/07/07 - PC

Motorola, Inc. *MOT*

620076109

Management Proxy (White Card)

Elect Directors

For

DoNotVote

Mgmt

Amend Qualified Employee Stock Purchase Plan

For

DoNotVote

Mgmt

Advisory Vote to Ratify Named Executive Officers’ Compensation

Against

DoNotVote

ShrHoldr

Claw-back of Payments under Restatements

Against

DoNotVote

ShrHoldr

Dissident Proxy (Gold Card)

Elect Directors (Opposition Slate)

For

Mgmt

Amend Qualified Employee Stock Purchase Plan

None

For

Mgmt

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

ShrHoldr

Claw-back of Payments under Restatements

None

For

ShrHoldr

04/24/07 - A

Noble Energy, Inc. *NBL*

655044105

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Amend Stock Option Plan

For

Mgmt

Separate Chairman and CEO Positions

Against

ShrHoldr

04/25/07 - A

NRG Energy Inc *NRG*

629377508

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

05/24/07 - A

Packaging Corporation of America *PKG*

695156109

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

05/14/07 - A

Pitney Bowes Inc. *PBI*

724479100

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Approve Omnibus Stock Plan

For

Mgmt

Require Majority Vote to Elect Directors in an Uncontested Election

For

Mgmt

02/23/07 - A

POSCO (formerly Pohang Iron & Steel)

693483109

Meeting for ADR Holders

APPROVAL OF BALANCE SHEET, INCOME STATEMENT, AND THE STATEMENT OF APPROPRIATION OF RETAINED EARNINGS FOR THE 39TH FISCAL YEAR

For

Mgmt

PARTIAL AMENDMENTS TO ARTICLES OF INCORPORATION: INTRODUCTION OF NEW BUSINESSES

For

Mgmt

PARTIAL AMENDMENTS TO ARTICLES OF INCORPORATION: AMENDMENT TO RULES FOR ISSUANCE OF NEW SHARES, CB, AND BW

For

Mgmt

PARTIAL AMENDMENTS TO ARTICLES OF INCORPORATION: SUPPLEMENT TO EXISTING CUMULATIVE VOTING RULES

For

Mgmt

ELECTION OF INDEPENDENT NON-EXECUTIVE DIRECTOR: JUN, KWANG-WOO

For

Mgmt

ELECTION OF INDEPENDENT NON-EXECUTIVE DIRECTOR: PARK, WON-SOON

For

Mgmt

ELECTION OF INDEPENDENT NON-EXECUTIVE DIRECTOR AS AUDIT COMMITTEE:JEFFREY D. JONES

For

Mgmt

ELECTION OF EXECUTIVE DIRECTOR: LEE, KU-TAEK

For

Mgmt

ELECTION OF EXECUTIVE DIRECTOR: YOON, SEOK-MAN

For

Mgmt

ELECTION OF EXECUTIVE DIRECTOR: CHUNG, JOON-YANG

For

Mgmt

APPROVAL OF LIMITS OF TOTAL REMUNERATION FOR DIRECTORS

For

Mgmt

08/28/06 - A

Quantum Corp. *QTM*

747906204

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

05/09/07 - A

Radian Group Inc. *RDN*

750236101

Approve Merger Agreement

For

Mgmt

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Adjourn Meeting

For

Mgmt

05/02/07 - A

Raytheon Co. *RTN*

755111507

Elect Director Barbara M. Barrett

For

Mgmt

Elect Director Vernon E. Clark

For

Mgmt

Elect Director John M. Deutch

For

Mgmt

Elect Director Frederic M. Poses

For

Mgmt

Elect Director Michael C. Ruettgers

For

Mgmt

Elect Director Ronald L. Skates

For

Mgmt

Elect Director William R. Spivey

For

Mgmt

Elect Director Linda G. Stuntz

For

Mgmt

Elect Director William H. Swanson

For

Mgmt

Ratify Auditors

For

Mgmt

Separate Chairman and CEO Positions

Against

ShrHoldr

Restore or Provide for Cumulative Voting

Against

For

ShrHoldr

Submit Supplemental Executive Retirement Plans to Shareholder vote

Against

For

ShrHoldr

03/05/07 - A

Sappi Ltd.

803069202

Meeting for ADR Holders

CONFIRMATION OF APPOINTMENT OF DIRECTOR APPOINTED SINCE THE LAST ANNUAL GENERAL MEETING: SIR ANTHONY NIGEL RUSSELL RUDD

For

Mgmt

CONFIRMATION OF APPOINTMENT OF DIRECTOR APPOINTED SINCE THE LAST ANNUAL GENERAL MEETING: MR. MARK RICHARD THOMPSON

For

Mgmt

RE-ELECTION OF RETIRING DIRECTOR: MR. DAVID CHARLES BRINK

For

Mgmt

RE-ELECTION OF RETIRING DIRECTOR: PROF MEYER FELDBERG

For

Mgmt

RE-ELECTION OF RETIRING DIRECTOR: MR JAMES EDWARD HEALY

For

Mgmt

RE-ELECTION OF RETIRING DIRECTOR: MR HELMUT CLAUS-JURGEN MAMSCH

For

Mgmt

SPECIAL RESOLUTION NUMBER 1 - A GENERAL APPROVAL FOR SAPPI AND ITS SUBSIDIARIES TO ACQUIRE SAPPI SHARES

For

Mgmt

For

Mgmt

ORDINARY RESOLUTION NUMBER 2 - NON-EXECUTIVE DIRECTORS FEES

For

Mgmt

ORDINARY RESOLUTION NUMBER 3 - AUTHORITY FOR DIRECTORS TO SIGN ALL DOCUMENTS AND DO ALL SUCH THINGS NECESSARY TO IMPLEMENT THE ABOVE RESOLUTIONS, WITH OR WITHOUT MODIFICATION

For

Mgmt

05/10/07 - A

Southwestern Energy Co. *SWN*

845467109

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

05/08/07 - A

Sprint Nextel Corp *S*

852061100

Elect Director Keith J. Bane

For

Mgmt

Elect Director Robert R. Bennett

For

Mgmt

Elect Director Gordon M. Bethune

For

Mgmt

Elect Director Frank M. Drendel

For

Mgmt

Elect Director Gary D. Forsee

For

Mgmt

Elect Director James H. Hance, Jr.

For

Mgmt

Elect Director V. Janet Hill

For

Mgmt

Elect Director Irvine O. Hockaday, Jr.

For

Mgmt

Elect Director Linda Koch Lorimer

For

Mgmt

Elect Director William H. Swanson

For

Mgmt

Ratify Auditors

For

Mgmt

Approve Omnibus Stock Plan

For

Mgmt

Advisory Vote to Ratify Named Executive Officers’ Compensation

Against

For

ShrHoldr

05/16/07 - A

The Hartford Financial Services Group, Inc. *HIG*

416515104

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

02/02/07 - A

Tyson Foods, Inc. *TSN*

902494103

Elect Directors

For

Split

Mgmt

1.1

Elect Director Don Tyson — Withhold

1.2

Elect Director John Tyson — Withhold

1.3

Elect Director Richard L. Bond — Withhold

1.4

Elect Director Scott T. Ford — For

1.5

Elect Director Lloyd V. Hackley — For

1.6

Elect Director Jim Kever — For

1.7

Elect Director Jo Ann R. Smith — For

1.8

Elect Director Leland E. Tollett — Withhold

1.9

Elect Director Barbara A. Tyson — Withhold

1.10

Elect Director Albert C. Zapanta — For

Amend Omnibus Stock Plan

For

Against

Mgmt

Ratify Auditors

For

Mgmt

Report on Progress towards Researching and Implementing CAK Processing Methods

Against

ShrHoldr

04/24/07 - A

United States Steel Corp. *X*

912909108

Elect Directors

For

Split

Mgmt

1.1

Elect Director Robert J. Darnall — For

1.2

Elect Director John G. Drosdick — For

1.3

Elect Director Charles R. Lee — For

1.4

Elect Director Jeffrey M. Lipton — Withhold

1.5

Elect Director Glenda G. McNeal — For

1.6

Elect Director Patricia A. Tracey — For

Ratify Auditors

For

Mgmt

08/31/06 - S

Wachovia Corp. *WB*

929903102

Issue Shares in Connection with an Acquisition

For

Mgmt

Amend Omnibus Stock Plan

For

Mgmt

04/17/07 - A

Wachovia Corp. *WB*

929903102

Elect Directors

For

Mgmt

Declassify the Board of Directors

For

Mgmt

Company Specific—Provide for Majority Voting

For

Mgmt

Ratify Auditors

For

Mgmt

Approve Report of the Compensation Committee

Against

For

ShrHoldr

Require Director Nominee Qualifications

Against

ShrHoldr

Report on Political Contributions

Against

ShrHoldr

Separate Chairman and CEO Positions

Against

ShrHoldr

05/16/07 - A

Warren Resources Inc *WRES*

93564A100

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Mgmt Rec - Company Management Recommended Vote

Vote Summary Report

July 1, 2006 - June 30, 2007

Nuveen NWQ Large-Cap Value Fund

Mtg

Date/Type

Company/

Ballot Issues

Cusip

Mgmt
Rec

Vote

Cast

Proposed

04/27/07 - A

Aetna Inc. *AET*

00817Y108

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Company Specific-Majority Vote Standard for the Election of Directors in Uncontested Election

For

Mgmt

Restore or Provide for Cumulative Voting

Against

ShrHoldr

Require Director Nominee Qualifications

Against

ShrHoldr

02/27/07 - A

Agilent Technologies Inc. *A*

00846U101

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

04/26/07 - A

Altria Group, Inc. *MO*

02209S103

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Provide for Cumulative Voting

Against

For

ShrHoldr

Disclose Information on Secondhand Smoke

Against

ShrHoldr

Cease Add Campaigns Oriented to Prevent Youth Smoking

Against

ShrHoldr

Cease Production, Promotion, and Marketing of Tobacco Products

Against

ShrHoldr

Adopt Animal Welfare Policy

Against

ShrHoldr

05/18/07 - A

Aon Corp. *AOC*

037389103

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

05/02/07 - A

Apache Corp. *APA*

037411105

Elect Director Eugene C. Fiedorek

For

Mgmt

Elect Director Patricia Albjerg Graham

For

Mgmt

Elect Director F. H. Merelli

For

Mgmt

Elect Director Raymond Plank

For

Mgmt

Approve Omnibus Stock Plan

For

Mgmt

Company-Specific —Reimbursement of Proxy Expenses

Against

ShrHoldr

04/25/07 - A

Bank of America Corp. *BAC*

060505104

Elect Director William Barnet, III

For

Mgmt

Elect Director Frank P. Bramble, Sr.

For

Mgmt

Elect Director John T. Collins

For

Mgmt

Elect Director Gary L. Countryman

For

Mgmt

Elect Director Tommy R. Franks

For

Mgmt

Elect Director Charles K. Gifford

For

Mgmt

Elect Director W. Steven Jones

For

Mgmt

Elect Director Kenneth D. Lewis

For

Mgmt

Elect Director Monica C. Lozano

For

Mgmt

Elect Director Walter E. Massey

For

Mgmt

Elect Director Thomas J. May

For

Mgmt

Elect Director Patricia E. Mitchell

For

Mgmt

Elect Director Thomas M. Ryan

For

Mgmt

Elect Director O. Temple Sloan, Jr.

For

Mgmt

Elect Director Meredith R. Spangler

For

Mgmt

Elect Director Robert L. Tillman

For

Mgmt

Elect Director Jackie M. Ward

For

Mgmt

Ratify Auditors

For

Mgmt

Prohibit Executive Stock-Based Awards

Against

ShrHoldr

Change Size of Board of Directors

Against

ShrHoldr

Separate Chairman and CEO Positions

Against

ShrHoldr

05/02/07 - A/S

Barrick Gold Corp. *ABX*

067901108

Meeting for Common and Exchangeable Shareholders

Elect Directors

For

Mgmt

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Remuneration of Auditors

For

Mgmt

Amend Stock Option Plan

For

Mgmt

04/17/07 - A

Citigroup Inc. *C*

172967101

Elect Director C. Michael Armstrong

For

Mgmt

Elect Director Alain J.P. Belda

For

Mgmt

Elect Director George David

For

Mgmt

Elect Director Kenneth T. Derr

For

Mgmt

Elect Director John M. Deutch

For

Mgmt

Elect Director Roberto Hernandez Ramirez

For

Mgmt

Elect Director Klaus Kleinfeld

For

Mgmt

Elect Director Andrew N. Liveris

For

Mgmt

Elect Director Anne Mulcahy

For

Mgmt

Elect Director Richard D. Parsons

For

Mgmt

Elect Director Charles Prince

For

Mgmt

Elect Director Judith Rodin

For

Mgmt

Elect Director Robert E. Rubin

For

Mgmt

Elect Director Franklin A. Thomas

For

Mgmt

Ratify Auditors

For

Mgmt

Report on Government Service of Employees

Against

ShrHoldr

Report on Political Contributions

Against

For

ShrHoldr

Report on Charitable Contributions

Against

ShrHoldr

Approve Report of the Compensation Committee

Against

For

ShrHoldr

Report on Pay Disparity

Against

ShrHoldr

Separate Chairman and CEO Positions

Against

ShrHoldr

Stock Retention/Holding Period

Against

ShrHoldr

Restore or Provide for Cumulative Voting

Against

ShrHoldr

Amend Bylaws to Permit Shareholders to Call Special Meetings

Against

For

ShrHoldr

05/22/07 - S

Clear Channel Communications, Inc. *CCU*

184502102

Approve Merger Agreement

For

Against

Mgmt

Adjourn Meeting

For

Against

Mgmt

Other Business

For

Against

Mgmt

05/22/07 - A

Clear Channel Communications, Inc. *CCU*

184502102

Elect Director Alan D. Feld

For

Mgmt

Elect Director Perry J. Lewis

For

Mgmt

Elect Director L. Lowry Mays

For

Mgmt

Elect Director Mark P. Mays

For

Mgmt

Elect Director Randall T. Mays

For

Mgmt

Elect Director B. J. McCombs

For

Mgmt

Elect Director Phyllis B. Riggins

For

Mgmt

Elect Director Theodore H. Strauss

For

Mgmt

Elect Director J. C. Watts

For

Mgmt

Elect Director John H. Williams

For

Mgmt

Elect Director John B. Zachry

For

Mgmt

Ratify Auditors

For

Mgmt

Pay for Superior Performance

Against

For

ShrHoldr

Report on Political Contributions

Against

For

ShrHoldr

Establish a Compensation Committee

Against

For

ShrHoldr

Vote to Ratify Named Executive Officers’ Compensation

Against

For

ShrHoldr

05/09/07 - A

ConocoPhillips *COP*

20825C104

Elect Director James E. Copeland, Jr.

For

Mgmt

Elect Director Kenneth M. Duberstein

For

Mgmt

Elect Director Ruth R. Harkin

For

Mgmt

Elect Director William R. Rhodes

For

Mgmt

Elect Director J. Stapleton Roy

For

Mgmt

Elect Director William E. Wade, Jr.

For

Mgmt

Ratify Auditors

For

Mgmt

Report on Political Contributions

Against

ShrHoldr

Report on Renewable Energy Sources

Against

ShrHoldr

Require Director Nominee Qualifications

Against

ShrHoldr

Report on Environmental Damage from Drilling in the National Petroleum Reserve

Against

For

ShrHoldr

Report on Indigenous Peoples Rights Policies

Against

ShrHoldr

Report on Community Impact of Operations

Against

ShrHoldr

06/13/07 - A

Countrywide Financial Corp. *CFC*

222372104

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Advisory Vote to Ratify Named Executive Officers’ Compensation

Against

ShrHoldr

05/15/07 - A

Genworth Financial, Inc. *GNW*

37247D106

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

06/06/07 - A

Ingersoll-Rand Company Limited *IR*

G4776G101

Meeting for Holders of ADR’s

Elect Directors

For

Split

Mgmt

1.1

Elect Director G.D. Forsee — Withhold

1.2

Elect Director P.C. Godsoe — For

1.3

Elect Director C.J. Horner — For

1.4

Elect Director T.E. Martin — For

1.5

Elect Director P. Nachtigal — For

1.6

Elect Director O.R. Smith — For

1.7

Elect Director R.J. Swift — For

ADOPTION OF THE INCENTIVE STOCK PLAN OF 2007.

For

Mgmt

Ratify Auditors

For

Mgmt

SHAREHOLDER PROPOSAL TO REQUIRE A SHAREHOLDER VOTE ON AN ADVISORY RESOLUTION WITH RESPECT TO EXECUTIVE COMPENSATION.

Against

For

ShrHoldr

05/07/07 - A

International Paper Co. *IP*

460146103

Elect Directors

For

Split

Mgmt

1.1

Elect Directors David J. Bronczek — For

1.2

Elect Directors Martha F. Brooks — Withhold

1.3

Elect Directors Lynn Laverty Elsenhans — For

1.4

Elect Directors John L. Townsend, III — Withhold

Ratify Auditors

For

Mgmt

Require a Majority Vote for the Election of Directors

For

ShrHoldr

05/15/07 - A

JPMorgan Chase & Co. *JPM*

46625H100

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Put Repricing of Stock Options to Shareholder Vote

Against

ShrHoldr

Performance-Based and/or Time-Based Equity Awards

Against

For

ShrHoldr

Advisory Vote to Ratify Named Executive Officers’ Compensation

Against

For

ShrHoldr

Separate Chairman and CEO Positions

Against

ShrHoldr

Provide for Cumulative Voting

Against

For

ShrHoldr

Require a Majority Vote for the Election of Directors

Against

For

ShrHoldr

Report on Political Contributions

Against

ShrHoldr

Report on Management Initiatives to Address Links to Slavery and Human Rights Abuse

Against

ShrHoldr

04/26/07 - A

Kimberly-Clark Corp. *KMB*

494368103

Elect Director James M. Jenness

For

Mgmt

Elect Director Linda Johnson Rice

For

Mgmt

Elect Director Marc J. Shapiro

For

Mgmt

Ratify Auditors

For

Mgmt

Declassify the Board of Directors

For

Mgmt

Adopt Simple Majority Vote

Against

For

ShrHoldr

Adopt ILO Standards

Against

ShrHoldr

Report on Feasibility of Phasing Out the Use of Non-certified Wood Fiber

Against

ShrHoldr

05/01/07 - A

Liberty Media Holding Corp

53071M104

Approve Omnibus Stock Plan

For

Mgmt

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

05/01/07 - A

Liberty Media Holding Corp

53071M302

Approve Omnibus Stock Plan

For

Mgmt

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

04/26/07 - A

Lockheed Martin Corp. *LMT*

539830109

Elect Directors

For

Split

Mgmt

1.1

Elect Director E. C. Aldridge, Jr. — For

1.2

Elect Director Nolan D. Archibald — For

1.3

Elect Director Marcus C. Bennett — For

1.4

Elect Director James O. Ellis, Jr. — For

1.5

Elect Director Gwendolyn S. King — For

1.6

Elect Director James M. Loy — Withhold

1.7

Elect Director Douglas H. McCorkindale — Withhold

1.8

Elect Director Eugene F. Murphy — Withhold

1.9

Elect Director Joseph W. Ralston — Withhold

1.10

Elect Director Frank Savage — Withhold

1.11

Elect Director James M. Schneider — Withhold

1.12

Elect Director Anne Stevens — Withhold

1.13

Elect Director Robert J. Stevens — Withhold

1.14

Elect Director James R. Ukropina — Withhold

1.15

Elect Director Douglas C. Yearley — Withhold

Ratify Auditors

For

Mgmt

Increase Disclosure of Executive Compensation

Against

ShrHoldr

Advisory Vote to Ratify Named Executive Officers’ Compensation

Against

ShrHoldr

Report on Nuclear Weapons

Against

ShrHoldr

05/08/07 - A

Loews Corp.

540424108

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Amend Executive Incentive Bonus Plan

For

Mgmt

Provide for Cumulative Voting

Against

ShrHoldr

Social Proposal

Against

ShrHoldr

05/10/07 - A

MGIC Investment Corp. *MTG*

552848103

Approve Merger Agreement

For

Mgmt

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Adjourn Meeting

For

Mgmt

05/07/07 - PC

Motorola, Inc. *MOT*

620076109

Management Proxy (White Card)

Elect Directors

For

DoNotVote

Mgmt

Amend Qualified Employee Stock Purchase Plan

For

DoNotVote

Mgmt

Advisory Vote to Ratify Named Executive Officers’ Compensation

Against

DoNotVote

ShrHoldr

Claw-back of Payments under Restatements

Against

DoNotVote

ShrHoldr

Dissident Proxy (Gold Card)

Elect Directors (Opposition Slate)

For

Mgmt

Amend Qualified Employee Stock Purchase Plan

None

For

Mgmt

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

ShrHoldr

Claw-back of Payments under Restatements

None

For

ShrHoldr

04/24/07 - A

Noble Energy, Inc. *NBL*

655044105

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Amend Stock Option Plan

For

Mgmt

Separate Chairman and CEO Positions

Against

ShrHoldr

05/14/07 - A

Pitney Bowes Inc. *PBI*

724479100

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Approve Omnibus Stock Plan

For

Mgmt

Require Majority Vote to Elect Directors in an Uncontested Election

For

Mgmt

05/09/07 - A

Radian Group Inc. *RDN*

750236101

Approve Merger Agreement

For

Mgmt

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Adjourn Meeting

For

Mgmt

05/02/07 - A

Raytheon Co. *RTN*

755111507

Elect Director Barbara M. Barrett

For

Mgmt

Elect Director Vernon E. Clark

For

Mgmt

Elect Director John M. Deutch

For

Mgmt

Elect Director Frederic M. Poses

For

Mgmt

Elect Director Michael C. Ruettgers

For

Mgmt

Elect Director Ronald L. Skates

For

Mgmt

Elect Director William R. Spivey

For

Mgmt

Elect Director Linda G. Stuntz

For

Mgmt

Elect Director William H. Swanson

For

Mgmt

Ratify Auditors

For

Mgmt

Separate Chairman and CEO Positions

Against

ShrHoldr

Restore or Provide for Cumulative Voting

Against

For

ShrHoldr

Submit Supplemental Executive Retirement Plans to Shareholder vote

Against

For

ShrHoldr

05/08/07 - A

Sprint Nextel Corp *S*

852061100

Elect Director Keith J. Bane

For

Mgmt

Elect Director Robert R. Bennett

For

Mgmt

Elect Director Gordon M. Bethune

For

Mgmt

Elect Director Frank M. Drendel

For

Mgmt

Elect Director Gary D. Forsee

For

Mgmt

Elect Director James H. Hance, Jr.

For

Mgmt

Elect Director V. Janet Hill

For

Mgmt

Elect Director Irvine O. Hockaday, Jr.

For

Mgmt

Elect Director Linda Koch Lorimer

For

Mgmt

Elect Director William H. Swanson

For

Mgmt

Ratify Auditors

For

Mgmt

Approve Omnibus Stock Plan

For

Mgmt

Advisory Vote to Ratify Named Executive Officers’ Compensation

Against

For

ShrHoldr

05/16/07 - A

The Hartford Financial Services Group, Inc. *HIG*

416515104

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

05/03/07 - A

Union Pacific Corp. *UNP*

907818108

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Require a Majority Vote for the Election of Directors

Against

For

ShrHoldr

Report on Political Contributions

Against

For

ShrHoldr

04/24/07 - A

United States Steel Corp. *X*

912909108

Elect Directors

For

Split

Mgmt

1.1

Elect Director Robert J. Darnall — For

1.2

Elect Director John G. Drosdick — For

1.3

Elect Director Charles R. Lee — For

1.4

Elect Director Jeffrey M. Lipton — Withhold

1.5

Elect Director Glenda G. McNeal — For

1.6

Elect Director Patricia A. Tracey — For

Ratify Auditors

For

Mgmt

04/24/07 - A

Wells Fargo & Company *WFC*

949746101

Elect Directors

For

Split

Mgmt

1.1

Elect Director John S. Chen — For

1.2

Elect Director Lloyd H. Dean — For

1.3

Elect Director Susan E. Engel — For

1.4

Elect Director Enrique Hernandez, Jr. — For

1.5

Elect Director Robert L. Joss — For

1.6

Elect Director Richard M. Kovacevich — For

1.7

Elect Director Richard D. McCormick — For

1.8

Elect Director Cynthia H. Milligan — Against

1.9

Elect Director Nicholas G. Moore — For

1.10

Elect Director Philip J. Quigley — Against

1.11

Elect Director Donald B. Rice — Against

1.12

Elect Director Judith M. Runstad — For

1.13

Elect Director Stephen W. Sanger — For

1.14

Elect Director Susan G. Swenson — For

1.15

Elect Director John G. Stumpf — For

1.16

Elect Director Michael W. Wright — Against

Ratify Auditors

For

Mgmt

Separate Chairman and CEO Positions

Against

For

ShrHoldr

Advisory Vote to Ratify Named Executive Officers’ Compensation

Against

For

ShrHoldr

Establish SERP Policy

Against

For

ShrHoldr

Report on Racial and Ethnic Disparities in Loan Pricing

Against

ShrHoldr

Report on Emission Reduction Goals

Against

For

ShrHoldr

Mgmt Rec - Company Management Recommended Vote

Vote Summary Report

July 1, 2006 - June 30, 2007

Nuveen NWQ Global Value Fund

Mtg

Date/Type

Company/

Ballot Issues

Cusip

Mgmt

Rec

Vote

Cast

Proposed

06/27/07 - A

Acom Co. Ltd. *8572*

J00105106

Approve Allocation of Income, with a Final Dividend of JY 30

For

Mgmt

Elect Director

For

Mgmt

3.1

Appoint Internal Statutory Auditor

For

Mgmt

3.2

Appoint Internal Statutory Auditor

For

Against

Mgmt

3.3

Appoint Internal Statutory Auditor

For

Mgmt

3.4

Appoint Internal Statutory Auditor

For

Against

Mgmt

Approve Retirement Bonuses for Director and Statutory Auditor

For

Mgmt

04/27/07 - A

Aetna Inc. *AET*

00817Y108

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Company Specific-Majority Vote Standard for the Election of Directors in Uncontested Election

For

Mgmt

Restore or Provide for Cumulative Voting

Against

ShrHoldr

Require Director Nominee Qualifications

Against

ShrHoldr

02/27/07 - A

Agilent Technologies Inc. *A*

00846U101

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

06/01/07 - A/S

Alcatel-Lucent

F0191J101

Ordinary Business

��

Approve Financial Statements and Statutory Reports

For

Mgmt

Accept Consolidated Financial Statements and Statutory Reports

For

Mgmt

Approve Allocation of Income and Dividends of EUR 0.16 per Share

For

Mgmt

Approve Remuneration of Directors in the Aggregate Amount of EUR 700,000

For

Mgmt

Approve Remuneration of Censors

For

Mgmt

Ratify Appointment of Lady Jay as Director

For

Mgmt

Ratify Appointment of Jean-Cyril Spinetta as Director

For

Mgmt

Approve Special Auditors’ Report Regarding Related-Party Transactions

For

Mgmt

Approve Transaction with Patricia Russo

For

Mgmt

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

For

Against

Mgmt

Special Business

Approve Reduction in Share Capital via Cancellation of Repurchased Shares

For

Mgmt

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to 20 Percent of Issued Capital

For

Mgmt

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 5 Percent of Issued Capital

For

Mgmt

Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions

For

Mgmt

Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 920 Million

For

Mgmt

Approve Employee Savings-Related Share Purchase Plan

For

Mgmt

Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan

For

Against

Mgmt

Amend Articles of Association Re: Record Date

For

Mgmt

Authorize Filing of Required Documents/Other Formalities

For

Mgmt

Amend Article 22 of Bylaws: End of the Voting Rights Limitation

Against

For

ShrHoldr

10/13/06 - S

Alfa SAB de CV

P47194116

Only Class A Shareholders Who Are Mexican Nationals Can Vote

Approve Merger by Absorption of Alpek SA de CV

For

Mgmt

Approve Inclusion of Safeguard Provisions in Company’s Bylaws in Accordance with Article 48 of Mexican Law

For

Mgmt

Designate Inspector or Shareholder Representative(s) of Minutes of Meeting

For

Mgmt

Approve Minutes of Meeting

For

Mgmt

04/26/07 - A

Altria Group, Inc. *MO*

02209S103

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Provide for Cumulative Voting

Against

For

ShrHoldr

Disclose Information on Secondhand Smoke

Against

ShrHoldr

Cease Add Campaigns Oriented to Prevent Youth Smoking

Against

ShrHoldr

Cease Production, Promotion, and Marketing of Tobacco Products

Against

ShrHoldr

Adopt Animal Welfare Policy

Against

ShrHoldr

05/02/07 - A

Alumina Ltd (formerly Wmc Limited) *AWC*

Q0269M109

Receive Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2006

None

Mgmt

Approve Remuneration Report for the Year Ended Dec. 31, 2006

For

Against

Mgmt

Elect Peter AF Hay as Director

For

Mgmt

Amend Articles Re:Preference Shares

For

Mgmt

12/11/06 - A

Anglogold Ashanti Ltd.

035128206

Meeting for ADR Holders

SPECIAL RESOLUTION NUMBER 1 THE CREATION OF E ORDINARY SHARES

For

Mgmt

SPECIAL RESOLUTION NUMBER 2 AMENDMENT TO ARTICLES OF ASSOCIATION

For

Mgmt

ORDINARY RESOLUTION NUMBER 1 ADOPTION OF THE BOKAMOSO EMPLOYEE SHARE OWNERSHIP PLAN

For

Mgmt

ORDINARY RESOLUTION NUMBER 2 SPECIFIC ISSUE OF SHARES FOR CASH

For

Mgmt

ORDINARY RESOLUTION NUMBER 3 SPECIFIC ISSUE OF SHARES FOR CASH

For

Mgmt

ORDINARY RESOLUTION NUMBER 4 AUTHORITY TO GIVE EFFECT TO THE ABOVE RESOLUTIONS

For

Mgmt

05/04/07 - A

Anglogold Ashanti Ltd.

035128206

Meeting for Holders of ADR’s

Accept Financial Statements and Statutory Reports for Year Ended 12-31-06

For

Mgmt

Reelect F.B. Arisman as Director

For

Mgmt

Reelect R.E. Bannerman as Director

For

Mgmt

Reelect W.A. Nairn as Director

For

Mgmt

Reelect S.R. Thompson as Director

For

Mgmt

Reelect J.H. Mensah as Director Appointed During the Year

For

Mgmt

Reelect W.L. Nkuhlu as Director Appointed During the Year

For

Mgmt

Reelect S.M. Pityana as Director Appointed During the Year

For

Mgmt

Place Authorized But Unissued Shares under Control of Directors

For

Mgmt

Approve Issuance of Shares without Preemptive Rights up to a Maximum of 10 Percent of Issued Capital

For

Mgmt

Approve Remuneration of Directors

For

Mgmt

Authorize Repurchase of Up to 20 Percent of Issued Share Capital

For

Mgmt

05/18/07 - A

Aon Corp. *AOC*

037389103

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

05/02/07 - A

Apache Corp. *APA*

037411105

Elect Director Eugene C. Fiedorek

For

Mgmt

Elect Director Patricia Albjerg Graham

For

Mgmt

Elect Director F. H. Merelli

For

Mgmt

Elect Director Raymond Plank

For

Mgmt

Approve Omnibus Stock Plan

For

Mgmt

Company-Specific —Reimbursement of Proxy Expenses

Against

ShrHoldr

06/07/07 - A

Apex Silver Mines Ltd *SIL*

G04074103

Meeting for Holders of ADR’s

Elect Directors

For

Mgmt

RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS.

For

Mgmt

04/27/07 - A

AT&T Inc *T*

00206R102

Elect Director William F. Aldinger III

For

Mgmt

Elect Director Gilbert F. Amelio

For

Mgmt

Elect Director Reuben V. Anderson

For

Mgmt

Elect Director James H. Blanchard

For

Mgmt

Elect Director August A. Busch III

For

Mgmt

Elect Director James P. Kelly

For

Mgmt

Elect Director Charles F. Knight

For

Mgmt

Elect Director Jon C. Madonna

For

Mgmt

Elect Director Lynn M. Martin

For

Mgmt

Elect Director John B. McCoy

For

Mgmt

Elect Director Mary S. Metz

For

Mgmt

Elect Director Toni Rembe

For

Mgmt

Elect Director Joyce M. Roche

For

Mgmt

Elect Director Randall L. Stephenson

For

Mgmt

Elect Director Laura D’ Andrea Tyson

For

Mgmt

Elect Director Patricia P. Upton

For

Mgmt

Elect Director Edward E. Whitacre, Jr.

For

Mgmt

Ratify Auditors

For

Mgmt

Compensation Specific-Severance Payments to Executives

For

Mgmt

Report on Political Contributions

Against

ShrHoldr

Amend Articles/Bylaws/Charter - Call Special Meetings

Against

For

ShrHoldr

Pay For Superior Performance

Against

For

ShrHoldr

Advisory Vote to Ratify Named Executive Officers’ Compensation

Against

For

ShrHoldr

Establish SERP Policy

Against

For

ShrHoldr

05/02/07 - A/S

Barrick Gold Corp. *ABX*

067901108

Meeting for Common and Exchangeable Shareholders

Elect Directors

For

Mgmt

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Remuneration of Auditors

For

Mgmt

Amend Stock Option Plan

For

Mgmt

04/12/07 - A

BP plc

G12793108

Accept Financial Statements and Statutory Reports

For

Mgmt

Approve Remuneration Report

For

Mgmt

Re-elect David Allen as Director

For

Mgmt

Re-elect The Lord Browne of Madingley as Director

For

Mgmt

Re-elect Antony Burgmans as Director

For

Mgmt

Elect Sir William Castell as Director

For

Mgmt

Re-elect Iain Conn as Director

For

Mgmt

Re-elect Errol Davis Jr as Director

For

Mgmt

Re-elect Douglas Flint as Director

For

Mgmt

Re-elect Byron Grote as Director

For

Mgmt

Re-elect Anthony Hayward as Director

For

Mgmt

Elect Andy Inglis as Director

For

Mgmt

Re-elect DeAnne Julius as Director

For

Mgmt

Re-elect Sir Tom McKillop as Director

For

Mgmt

Re-elect John Manzoni as Director

For

Mgmt

Re-elect Walter Massey as Director

For

Mgmt

Re-elect Sir Ian Prosser as Director

For

Mgmt

Re-elect Peter Sutherland as Director

For

Mgmt

Reappoint Ernst & Young LLP as Auditors and Authorise the Board to Determine Their Remuneration

For

Mgmt

Authorise the Company and BP International Ltd to Make EU Political Organisation Donations and Incur EU Political Expenditure up to GBP 0.1M; Authorise Each of the Company and BP International Ltd to Make Donations and Incur Expenditure up to GBP 0.4M

For

Mgmt

Authorise the Company to Use Electronic Communications

For

Mgmt

Authorise 1,950,000,000 Ordinary Shares for Market Purchase

For

Mgmt

Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,626,000,000

For

Mgmt

Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 244,000,000

For

Mgmt

09/18/06 - A

CA Inc *CA*

12673P105

Elect Directors

For

Split

Mgmt

1.1

Elect Director Alfonse M. D’Amato — Withhold

1.2

Elect Director Gary J. Fernandes — For

1.3

Elect Director Robert E. La Blanc — For

1.4

Elect Director Christopher B. Lofgren — For

1.5

Elect Director Jay W. Lorsch — For

1.6

Elect Director William E. McCracken — For

1.7

Elect Director Lewis S. Ranieri — For

1.8

Elect Director Walter P. Schuetze — For

1.9

Elect Director John A. Swainson — For

1.10

Elect Director Laura S. Unger — For

1.11

Elect Director Ron Zambonini — For

Ratify Auditors

For

Mgmt

Amend Terms of Existing Poison Pill

Against

For

ShrHoldr

06/15/07 - A

Chunghwa Telecom Co. Ltd.

17133Q205

Meeting for Holders of ADRs

THE COMPANY S OPERATION REPORT FOR 2006.

None

For

Mgmt

THE SUPERVISORS AUDIT REPORT ON THE COMPANY FOR 2006.

None

For

Mgmt

THE AMENDMENT TO THE COMPANY S RULES OF ORDER OF BOARD OF DIRECTORS MEETING.

None

For

Mgmt

THE COMPANY S OPERATION REPORT AND FINANCIAL STATEMENTS FOR 2006.

For

Mgmt

THE COMPANY S DISTRIBUTION OF EARNINGS FOR 2006.

For

Mgmt

AMENDMENT TO THE COMPANY S ARTICLES OF INCORPORATION.

For

Mgmt

PROPOSED CONVERSION OF THE CAPITAL SURPLUS INTO CAPITAL INCREASE OF THE COMPANY AND ISSUANCE OF NEW SHARES.

For

Mgmt

PROPOSED CAPITAL DECREASE IN CASH OF THE COMPANY.

For

Mgmt

AMENDMENT TO THE COMPANY S PROCESS FOR ACQUISITIONS AND DISPOSAL OF ASSETS.

For

Mgmt

AMENDMENT TO THE COMPANY S PROCEDURES FOR ENDORSEMENTS AND GUARANTEES.

For

Mgmt

FORMULATION OF THE COMPANY S PROCEDURES FOR LENDING OF CAPITAL TO OTHERS.

For

Mgmt

AMENDMENT TO THE COMPANY S REGULATIONS OF ELECTION OF DIRECTORS AND SUPERVISORS.

For

Mgmt

ELECTION OF THE COMPANY S 5TH TERM DIRECTORS AND SUPERVISORS.

For

Abstain

Mgmt

04/17/07 - A

Citigroup Inc. *C*

172967101

Elect Director C. Michael Armstrong

For

Mgmt

Elect Director Alain J.P. Belda

For

Mgmt

Elect Director George David

For

Mgmt

Elect Director Kenneth T. Derr

For

Mgmt

Elect Director John M. Deutch

For

Mgmt

Elect Director Roberto Hernandez Ramirez

For

Mgmt

Elect Director Klaus Kleinfeld

For

Mgmt

Elect Director Andrew N. Liveris

For

Mgmt

Elect Director Anne Mulcahy

For

Mgmt

Elect Director Richard D. Parsons

For

Mgmt

Elect Director Charles Prince

For

Mgmt

Elect Director Judith Rodin

For

Mgmt

Elect Director Robert E. Rubin

For

Mgmt

Elect Director Franklin A. Thomas

For

Mgmt

Ratify Auditors

For

Mgmt

Report on Government Service of Employees

Against

ShrHoldr

Report on Political Contributions

Against

For

ShrHoldr

Report on Charitable Contributions

Against

ShrHoldr

Approve Report of the Compensation Committee

Against

For

ShrHoldr

Report on Pay Disparity

Against

ShrHoldr

Separate Chairman and CEO Positions

Against

ShrHoldr

Stock Retention/Holding Period

Against

ShrHoldr

Restore or Provide for Cumulative Voting

Against

ShrHoldr

Amend Bylaws to Permit Shareholders to Call Special Meetings

Against

For

ShrHoldr

05/22/07 - S

Clear Channel Communications, Inc. *CCU*

184502102

Approve Merger Agreement

For

Against

Mgmt

Adjourn Meeting

For

Against

Mgmt

Other Business

For

Against

Mgmt

05/22/07 - A

Clear Channel Communications, Inc. *CCU*

184502102

Elect Director Alan D. Feld

For

Mgmt

Elect Director Perry J. Lewis

For

Mgmt

Elect Director L. Lowry Mays

For

Mgmt

Elect Director Mark P. Mays

For

Mgmt

Elect Director Randall T. Mays

For

Mgmt

Elect Director B. J. McCombs

For

Mgmt

Elect Director Phyllis B. Riggins

For

Mgmt

Elect Director Theodore H. Strauss

For

Mgmt

Elect Director J. C. Watts

For

Mgmt

Elect Director John H. Williams

For

Mgmt

Elect Director John B. Zachry

For

Mgmt

Ratify Auditors

For

Mgmt

Pay for Superior Performance

Against

For

ShrHoldr

Report on Political Contributions

Against

For

ShrHoldr

Establish a Compensation Committee

Against

For

ShrHoldr

Vote to Ratify Named Executive Officers’ Compensation

Against

For

ShrHoldr

03/23/07 - A

Coca-Cola West Holdings Co. Ltd. (formerly Coca-Cola West Japan) *2579*

J0814U109

Approve Allocation of Income, Including the Following Dividends: Interim JY 20, Final JY 22, Special JY 0

For

Mgmt

Amend Articles to: Limit Rights of Odd-lot Holders - Update Terminology to Match that of New Corporate Law - Limit Liability of Directors and Statutory Auditors

For

Mgmt

Elect Directors

For

Mgmt

Appoint Internal Statutory Auditor

For

Against

Mgmt

06/13/07 - A

Countrywide Financial Corp. *CFC*

222372104

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Advisory Vote to Ratify Named Executive Officers’ Compensation

Against

ShrHoldr

06/28/07 - A

Dai Nippon Printing Co. Ltd. *7912*

J10584100

Approve Allocation of Income, with a Final Dividend of JY 19

For

Mgmt

Amend Articles to: Reduce Directors Term in Office

For

Mgmt

Elect Directors

For

Mgmt

4.1

Appoint Internal Statutory Auditor

For

Mgmt

4.2

Appoint Internal Statutory Auditor

For

Mgmt

4.3

Appoint Internal Statutory Auditor

For

Against

Mgmt

4.4

Appoint Internal Statutory Auditor

For

Against

Mgmt

Adopt Shareholder Rights Plan (Poison Pill)

For

Against

Mgmt

Approve Retirement Bonuses for Directors and Statutory Auditors and Approve Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System

For

Against

Mgmt

Approve Payment of Annual Bonuses to Directors

For

Mgmt

Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors

For

Mgmt

06/28/07 - A

Daiichi Sankyo Co. Ltd. *4568*

J11257102

Approve Allocation of Income, Including the Following Dividends: Interim JY 30, Final JY 30, Special JY 0

For

Mgmt

Elect Directors

For

Mgmt

3.1

Appoint Internal Statutory Auditor

For

Mgmt

3.2

Appoint Internal Statutory Auditor

For

Mgmt

Approve Deep Discount Stock Option Plan

For

Mgmt

05/24/07 - A

DYNO NOBEL LTD *DXL*

Q3311A107

Receive Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2006

None

Mgmt

Approve Remuneration Report for the Financial Year Ended Dec. 31, 2006

For

Mgmt

Elect David Edward Wills as Director

For

Mgmt

Approve Deloitte Touche Tohmatsu as Auditors

For

Mgmt

05/23/07 - A/S

ENEL SpA

T3679P115

Annual Meeting Agenda

Ordinary Business

Accept Financial Statements, Consolidated Financial Statements and Statutory Reports for Fiscal Year 2007

For

Mgmt

Approve Allocation of Income

For

Mgmt

3.1

Appoint Internal Statutory Auditors - Slate 1

For

Mgmt

3.2

Appoint Internal Statutory Auditors - Slate 2

For

Mgmt

Approve Remuneration of Primary Internal Auditors

For

Mgmt

Extend External Auditors’ Mandate for the Three-Year Term 2008-2010

For

Mgmt

Approve 2007 Stock Option Plan for Top Management of Enel Spa and its Subsidiaries According to the Article 2359 of Italian Civil Code

For

Mgmt

Special Business

Amend Articles Re: 14.3, 14.5 and 20.4 of the Company’s Bylaws to Comply with the Italian Law 262/2005 and with the Legislative Decree 303/2006

For

Mgmt

Authorize Board of Directors to Increase Capital Up to EUR 27.92 Million for the Execution of the 2007 Stock Option Plan

For

Mgmt

Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote.

06/28/07 - A

FUJIFILM Holdings Corp. (formerly Fuji Photo Film Co.) *4901*

J14208102

Approve Allocation of Income, with a Final Dividend of JY 12.5

For

Mgmt

Amend Articles to: Increase Authorized Capital

For

Against

Mgmt

Elect Directors

For

Mgmt

Appoint Internal Statutory Auditor

For

Against

Mgmt

Approve Retirement Bonuses for Directors

For

Mgmt

Approve Retirement Bonus for Statutory Auditor

For

Mgmt

Approve Payment of Annual Bonuses to Directors and Statutory Auditors

For

Mgmt

Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors

For

Mgmt

Approve Stock Option Plan and Deep Discount Stock Option Plan for Directors

For

Against

Mgmt

05/15/07 - A

Genworth Financial, Inc. *GNW*

37247D106

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

05/04/07 - A

Illinois Tool Works Inc. *ITW*

452308109

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

10/12/06 - A

Impala Platinum Holdings Ltd.

S37840105

Ordinary Business

Reelect S Bessit as Director

For

Mgmt

Reelect K Mokhele as Director

For

Mgmt

Reelect KC Rumble as Director

For

Mgmt

Reelect LC van Vught as Director

For

Mgmt

Reelect NDB Orleyn as Director

For

Mgmt

Approve Remuneration of Directors

For

Mgmt

Place Authorized But Unissued Shares up to 10 Percent of Issued Capital under Control of Directors

For

Mgmt

Special Business

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

For

Mgmt

Approve Stock Split

For

Mgmt

10/12/06 - A

Impala Platinum Holdings Ltd.

452553308

Meeting for ADR Holders

TO RE-ELECT S BESSIT AS A DIRECTOR.

For

Mgmt

TO RE-ELECT K MOKHELE AS A DIRECTOR.

For

Mgmt

TO RE-ELECT KC RUMBLE AS A DIRECTOR.

For

Mgmt

TO RE-ELECT LC VAN VUGHT AS A DIRECTOR.

For

Mgmt

TO RE-ELECT NDB ORLEYN AS A DIRECTOR.

For

Mgmt

TO DETERMINE THE REMUNERATION OF THE DIRECTOR.

For

Mgmt

AUTHORITY TO PLACE THE UNISSUED SHARES UNDER THE CONTROL OF THE DIRECTORS.

For

Mgmt

SPECIAL RESOLUTION NUMBER 1: SHARE BUY-BACK, AUTHORITY TO REPURCHASE ISSUED SHARES.

For

Mgmt

SPECIAL RESOLUTION NUMBER 2: SHARE SPLIT, EACH ORDINARY SHARE SUBDIVIDED INTO EIGHT ORDINARY SHARES.

For

Mgmt

11/29/06 - S

Impala Platinum Holdings Ltd.

S37840113

Special Meeting Agenda

Approve the Discharge of the Company’s Obligation to Periodically Pay the Royalties and to Deliver an Ultimate Fully Diluted Shareholding of 12.1 Percent in Implats by the RBN Group

For

Mgmt

Approve Issuance of 75 Million Ordinary Shares to the Royal Bafokeng Tholo Investment Holding Company (Pty) Limited (RBTIH) and the Royal Bafokeng Impala Investment Holding Company (Pty) Limited (RBIIH)

For

Mgmt

Authorize Specific Repurchase of 2.5 Million Ordinary Shares from RBIIH and RBTIH

For

Mgmt

Approve Conversion of 44 Millioin A Ordinary Shares into Ordinary Shares

For

Mgmt

Amend Bylaws Pursuant to Change in Capital

For

Mgmt

Authorize Board to Ratify and Execute Approved Resolutions

For

Mgmt

04/18/07 - S

Impala Platinum Holdings Ltd.

S37840113

Special Meeting Agenda

Approve Revision of Agreement between Impala and Various Royal Bafokeng Entities

For

Mgmt

Approve Issuance of Four Implats Ordinary Shares for ZAR 1.9 Million

For

Mgmt

Authorize Board to Ratify and Execute Approved Resolutions

For

Mgmt

06/06/07 - A

Ingersoll-Rand Company Limited *IR*

G4776G101

Meeting for Holders of ADR’s

Elect Directors

For

Split

Mgmt

1.1

Elect Director G.D. Forsee — Withhold

1.2

Elect Director P.C. Godsoe — For

1.3

Elect Director C.J. Horner — For

1.4

Elect Director T.E. Martin — For

1.5

Elect Director P. Nachtigal — For

1.6

Elect Director O.R. Smith — For

1.7

Elect Director R.J. Swift — For

ADOPTION OF THE INCENTIVE STOCK PLAN OF 2007.

For

Mgmt

Ratify Auditors

For

Mgmt

SHAREHOLDER PROPOSAL TO REQUIRE A SHAREHOLDER VOTE ON AN ADVISORY RESOLUTION WITH RESPECT TO EXECUTIVE COMPENSATION.

Against

For

ShrHoldr

05/07/07 - A

International Paper Co. *IP*

460146103

Elect Directors

For

Split

Mgmt

1.1

Elect Directors David J. Bronczek — For

1.2

Elect Directors Martha F. Brooks — Withhold

1.3

Elect Directors Lynn Laverty Elsenhans — For

1.4

Elect Directors John L. Townsend, III — Withhold

Ratify Auditors

For

Mgmt

Require a Majority Vote for the Election of Directors

For

ShrHoldr

05/11/07 - A

Ivanhoe Mines Ltd. *IVN*

46579N103

Elect Directors

For

Mgmt

Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Remuneration of Auditors

For

Mgmt

Amend Employees’ and Directors’ Equity Incentive Plan

For

Against

Mgmt

Amend Bylaws Re: Uncertificated Shares

For

Mgmt

05/15/07 - A

JPMorgan Chase & Co. *JPM*

46625H100

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Put Repricing of Stock Options to Shareholder Vote

Against

ShrHoldr

Performance-Based and/or Time-Based Equity Awards

Against

For

ShrHoldr

Advisory Vote to Ratify Named Executive Officers’ Compensation

Against

For

ShrHoldr

Separate Chairman and CEO Positions

Against

ShrHoldr

Provide for Cumulative Voting

Against

For

ShrHoldr

Require a Majority Vote for the Election of Directors

Against

For

ShrHoldr

Report on Political Contributions

Against

ShrHoldr

Report on Management Initiatives to Address Links to Slavery and Human Rights Abuse

Against

ShrHoldr

08/10/06 - S

Kerr-McGee Corp.

492386107

Approve Merger Agreement

For

Mgmt

Adjourn Meeting

For

Mgmt

04/26/07 - A

Kimberly-Clark Corp. *KMB*

494368103

Elect Director James M. Jenness

For

Mgmt

Elect Director Linda Johnson Rice

For

Mgmt

Elect Director Marc J. Shapiro

For

Mgmt

Ratify Auditors

For

Mgmt

Declassify the Board of Directors

For

Mgmt

Adopt Simple Majority Vote

Against

For

ShrHoldr

Adopt ILO Standards

Against

ShrHoldr

Report on Feasibility of Phasing Out the Use of Non-certified Wood Fiber

Against

ShrHoldr

05/02/07 - A/S

Kinross Gold Corp. *K*

496902404

Allow Board to Set the Number of Directors at 11 and Determine the Number of Directors between Meetings

For

Mgmt

Elect Directors

For

Mgmt

Approve KPMG as Auditors and Authorize Board to Fix Remuneration of Auditors

For

Mgmt

Amend Bylaws

For

Mgmt

03/28/07 - A

Kirin Holdings Co., Ltd. *2503*

497350108

Approve Allocation of Income, Including the Following Dividends: Interim JY 8, Final JY 9, Special JY 0

For

Mgmt

Approve Adoption of Holding Company Structure and Spin-off of Operations to Three Wholly-Owned Subsidiaries

For

Mgmt

Amend Articles to: Expand Business Lines - Decrease Maximum Board Size - Change Company Name - Limit Rights of Odd-lot Holders

For

Mgmt

Elect Directors

For

Mgmt

5.1

Appoint Internal Statutory Auditor

For

Mgmt

5.2

Appoint Internal Statutory Auditor

For

Mgmt

5.3

Appoint Internal Statutory Auditor

For

Against

Mgmt

Approve Retirement Bonuses for Director and Statutory Auditors and Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System

For

Against

Mgmt

Approve Payment of Annual Bonuses to Directors and Statutory Auditors

For

Mgmt

08/09/06 - S

Korea Electric Power Corp

500631106

Meeting for Holders of ADRs

ELECT MR. JONG HWAK PARK, MANAGER SECRETARIAT, AS A STANDING DIRECTOR.

For

Mgmt

ELECT MR. MYOUNG CHUL JANG, GENERAL MANAGER, PERSONAL & GENERAL AFFAIRS DEPARTMENT, AS A STANDING DIRECTOR.

For

Mgmt

ELECT MR. HO MUN, GENERAL MANAGER, CHOONGNAM DISTRICT HEAD OFFICE, AS A STANDING DIRECTOR.

For

Mgmt

03/26/07 - A

Korea Electric Power Corp

500631106

Meeting for ADR Holders

Approve Appropriation of Income and Dividend of KRW 1000 Per Share

For

Mgmt

Elect President of Company

For

Mgmt

03/16/07 - A

KT Corp (formerly Korea Telecom Corporation)

48268K101

Meeting for ADR Holders

Approve Appropriation of Income and Dividend of KRW 2000 Per Share

For

Mgmt

Amend Articles of Incorporation to Expand Business Objectives

For

Mgmt

Elect Jeong Ro Yoon as a Member of the Audit Committee

For

Mgmt

Elect Kon Sik Kim as a Member of the Audit Committee

For

Mgmt

Elect Director Jon Lok Yoon

For

Mgmt

Elect Director Jeong Soo Suh

For

Mgmt

Elect Director Paul C. Yi

For

Mgmt

Approve Remuneration of Executive Directors and Independent Non-Executive Directors

For

Mgmt

05/01/07 - A

Liberty Media Holding Corp

53071M104

Approve Omnibus Stock Plan

For

Mgmt

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

05/01/07 - A

Liberty Media Holding Corp

53071M302

Approve Omnibus Stock Plan

For

Mgmt

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

04/24/07 - A

Lihir Gold Limited

Y5285N149

Accept Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2006

For

Mgmt

Elect Peter Cassidy as Director

For

Mgmt

Elect Geoff Loudon as Director

For

Mgmt

Elect Alister Maitland as Director

For

Mgmt

Elect Michael Etheridge as Director

For

Mgmt

Approve PricewaterhouseCoopers as Auditors

For

Mgmt

Approve Grant of 136,530 Share Rights to Arthur Hood, Managing Director, Under the Lihir Senior Executive Share Plan

For

Mgmt

Approve the Increase in Non-Executive Directors’ Remuneration From $750,000 to $1.0 Million per Annum

For

Mgmt

04/26/07 - A

Lockheed Martin Corp. *LMT*

539830109

Elect Directors

For

Split

Mgmt

1.1

Elect Director E. C. Aldridge, Jr. — For

1.2

Elect Director Nolan D. Archibald — For

1.3

Elect Director Marcus C. Bennett — For

1.4

Elect Director James O. Ellis, Jr. — For

1.5

Elect Director Gwendolyn S. King — For

1.6

Elect Director James M. Loy — Withhold

1.7

Elect Director Douglas H. McCorkindale — Withhold

1.8

Elect Director Eugene F. Murphy — Withhold

1.9

Elect Director Joseph W. Ralston — Withhold

1.10

Elect Director Frank Savage — Withhold

1.11

Elect Director James M. Schneider — Withhold

1.12

Elect Director Anne Stevens — Withhold

1.13

Elect Director Robert J. Stevens — Withhold

1.14

Elect Director James R. Ukropina — Withhold

1.15

Elect Director Douglas C. Yearley — Withhold

Ratify Auditors

For

Mgmt

Increase Disclosure of Executive Compensation

Against

ShrHoldr

Advisory Vote to Ratify Named Executive Officers’ Compensation

Against

ShrHoldr

Report on Nuclear Weapons

Against

ShrHoldr

01/25/07 - A

Lonmin Plc

G56350112

Accept Financial Statements and Statutory Reports

For

Mgmt

Approve Remuneration Report

For

Mgmt

Approve Final Dividend of USD 0.55 Per Share

For

Mgmt

Reappoint KPMG Audit Plc as Auditors and Authorise the Board to Determine Their Remuneration

For

Mgmt

Re-elect Ian Farmer as Director

For

Mgmt

Re-elect Peter Godsoe as Director

For

Mgmt

Re-elect Brad Mills as Director

For

Mgmt

Re-elect Roger Phillimore as Director

For

Mgmt

Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 49,700,000

For

Mgmt

Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 7,400,000

For

Mgmt

Authorise 14,900,000 Ordinary Shares for Market Purchase

For

Mgmt

Amend Lonmin Plc Shareholder Value Incentive Plan

For

Mgmt

05/10/07 - A/S

Magna International Inc. *MG.A*

559222401

Meeting for Class A Subordinate Voting and Class B Shareholders

Elect Directors

For

Split

Mgmt

1.1

Elect Director Michael D. Harris — Withhold

1.2

Elect Director Louis E. Lataif — For

1.3

Elect Director Klaus Mangold — Withhold

1.4

Elect Director Donald Resnick — For

1.5

Elect Director Frank Stronach — For

1.6

Elect Director Franz Vranitzky — For

1.7

Elect Director Donald J. Walker — For

1.8

Elect Director Siegfried Wolf — For

1.9

Elect Director Lawrence D. Worrall — For

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Remuneration of Auditors

For

Mgmt

Amend Stock Option Plan

For

Mgmt

05/10/07 - A

MGIC Investment Corp. *MTG*

552848103

Approve Merger Agreement

For

Mgmt

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Adjourn Meeting

For

Mgmt

11/14/06 - A

Microsoft Corp. *MSFT*

594918104

Elect Director William H. Gates, III

For

Mgmt

Elect Director Steven A. Ballmer

For

Mgmt

Elect Director James I. Cash, Jr., Ph.D.

For

Mgmt

Elect Director Dina Dublon

For

Mgmt

Elect Director Raymond V. Gilmartin

For

Mgmt

Elect Director David F. Marquardt

For

Mgmt

Elect Director Charles H. Noski

For

Mgmt

Elect Director Helmut Panke

For

Mgmt

Elect Director Jon A. Shirley

For

Mgmt

Ratify Auditors

For

Mgmt

Cease Product Sales that Can Be Used to Violate Human Rights

Against

ShrHoldr

Amend EEO Statement to Not Reference Sexual Orientation

Against

ShrHoldr

Establish Shareholder Advisory Committee

Against

ShrHoldr

10/04/06 - A

Misys plc

G61572148

Accept Financial Statements and Statutory Reports

For

Mgmt

Approve Remuneration Report

For

Mgmt

Approve Final Dividend of 4.49 Pence Per Ordinary Share

For

Mgmt

Re-elect Sir Dominic Cadbury as Director

For

Mgmt

Re-elect George Farr as Director

For

Mgmt

Re-elect Kevin Lomax as Director

For

Mgmt

Elect John King as Director

For

Mgmt

Elect John Ormerod as Director

For

Mgmt

Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise the Board to Determine Their Remuneration

For

Mgmt

Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,666,082

For

Mgmt

Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 275,863

For

Mgmt

Authorise Ordinary Shares for Market Purchase up to GBP 499,824

For

Mgmt

Authorise the Company and Any Company Which is or Becomes a Wholly Owned Subsidiary of the Company to Make EU Political Organisation Donations and to Incur EU Political Expenditure up to GBP 50,000

For

Mgmt

05/07/07 - PC

Motorola, Inc. *MOT*

620076109

Management Proxy (White Card)

Elect Directors

For

DoNotVote

Mgmt

Amend Qualified Employee Stock Purchase Plan

For

DoNotVote

Mgmt

Advisory Vote to Ratify Named Executive Officers’ Compensation

Against

DoNotVote

ShrHoldr

Claw-back of Payments under Restatements

Against

DoNotVote

ShrHoldr

Dissident Proxy (Gold Card)

Elect Directors (Opposition Slate)

For

Mgmt

Amend Qualified Employee Stock Purchase Plan

None

For

Mgmt

Advisory Vote to Ratify Named Executive Officers’ Compensation

For

ShrHoldr

Claw-back of Payments under Restatements

None

For

ShrHoldr

06/27/07 - A

NEC ELECTRONICS CORP. *6723*

J4881U109

Elect Directors

For

Mgmt

Appoint Internal Statutory Auditor

For

Against

Mgmt

10/26/06 - A

Newcrest Mining Ltd. *NCM*

Q6651B114

Receive Financial Statements and Statutory Reports

None

Mgmt

Elect Ian Smith as Director

For

Mgmt

Elect Donald Mercer as Director

For

Mgmt

Elect Bryan Davis as Director

For

Mgmt

Approve Remuneration Report

For

Mgmt

Approve the Grant of 165,000 Rights to Ian Smith Under the Company’s Executive Performance Share Plan

For

Mgmt

Approve the Further Grant to Ian Smith of Up to 60,000 Rights under the Company’s Executive Performance Share Plan and Up to 5,760 Rights Under the Company’s Restricted Share Plan

For

Mgmt

06/28/07 - A

Nippon Oil Corp. (Formerly Nippon Mitsubishi Oil Co.) *5001*

J5484F100

Approve Allocation of Income, with a Final Dividend of JY 6

For

Mgmt

Amend Articles to: Increase Maximum Board Size

For

Mgmt

Elect Directors

For

Mgmt

Appoint Internal Statutory Auditor

For

Mgmt

06/28/07 - A

Nippon Telegraph & Telephone Corp. *9432*

654624105

Meeting for Holders of ADR’s

DISTRIBUTION OF RETAINED EARNINGS AS DIVIDENDS

For

Mgmt

ELECTION OF DIRECTOR: TSUTOMU EBE

For

Mgmt

ELECTION OF DIRECTOR: NORITAKA UJI

For

Mgmt

ELECTION OF DIRECTOR: KAORU KANAZAWA

For

Mgmt

ELECTION OF DIRECTOR: TAKASHI HANAZAWA

For

Mgmt

ELECTION OF DIRECTOR: TOSHIO KOBAYASHI

For

Mgmt

ELECTION OF CORPORATE AUDITOR: JOHJI FUKADA

For

Mgmt

ELECTION OF CORPORATE AUDITOR: SUSUMU FUKUZAWA

For

Mgmt

ELECTION OF CORPORATE AUDITOR: YASUCHIKA NEGORO

For

Mgmt

ELECTION OF CORPORATE AUDITOR: MASAMICHI TANABE

For

Mgmt

ELECTION OF CORPORATE AUDITOR: SHIGERU IWAMOTO

For

Against

Mgmt

04/24/07 - A

Noble Energy, Inc. *NBL*

655044105

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Amend Stock Option Plan

For

Mgmt

Separate Chairman and CEO Positions

Against

ShrHoldr

05/31/07 - A/S

NovaGold Resources Inc. *NG*

66987E206

Elect Directors

For

Split

Mgmt

1.1

Elect Director Michael H. Halvorson — For

1.2

Elect Director Kalidas Madhavpeddi — For

1.3

Elect Director Gerald J. McConnell — Withhold

1.4

Elect Director Cole E. McFarland — For

1.5

Elect Director Clynton R. Nauman — For

1.6

Elect Director James L. Philip — For

1.7

Elect Director Rick Van Nieuwenhuyse — For

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Remuneration of Auditors

For

Mgmt

Approve Shareholder Rights Plan

For

Against

Mgmt

Amend Stock Option Plan

For

Against

Mgmt

Approve Performance Share Unit Plan

For

Against

Mgmt

05/14/07 - A

Pitney Bowes Inc. *PBI*

724479100

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Approve Omnibus Stock Plan

For

Mgmt

Require Majority Vote to Elect Directors in an Uncontested Election

For

Mgmt

06/15/07 - A

Premiere AG

D61744104

Receive Financial Statements and Statutory Reports for Fiscal 2006

None

Mgmt

Approve Discharge of Management Board for Fiscal 2006

For

Mgmt

Approve Discharge of Supervisory Board for Fiscal 2006

For

Mgmt

Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors for Fiscal 2007

For

Mgmt

Amend Articles Re: Remuneration of Supervisory Board

For

Mgmt

Amend Articles Re: Allow Electronic Distribution of Company Communications

For

Mgmt

05/09/07 - A

Radian Group Inc. *RDN*

750236101

Approve Merger Agreement

For

Mgmt

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Adjourn Meeting

For

Mgmt

05/02/07 - A

Raytheon Co. *RTN*

755111507

Elect Director Barbara M. Barrett

For

Mgmt

Elect Director Vernon E. Clark

For

Mgmt

Elect Director John M. Deutch

For

Mgmt

Elect Director Frederic M. Poses

For

Mgmt

Elect Director Michael C. Ruettgers

For

Mgmt

Elect Director Ronald L. Skates

For

Mgmt

Elect Director William R. Spivey

For

Mgmt

Elect Director Linda G. Stuntz

For

Mgmt

Elect Director William H. Swanson

For

Mgmt

Ratify Auditors

For

Mgmt

Separate Chairman and CEO Positions

Against

ShrHoldr

Restore or Provide for Cumulative Voting

Against

For

ShrHoldr

Submit Supplemental Executive Retirement Plans to Shareholder vote

Against

For

ShrHoldr

04/13/07 - A

Rio Tinto plc

G75754104

Only Rio Tinto Plc Shareholders are Entitled to Vote on Resolutions 1, 2, and 3

Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 33,775,000

For

Mgmt

Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,514,000

For

Mgmt

Authorise 101,700,000 RTP Ordinary Shares for Market Purchase

For

Mgmt

Resolution 4 Requires a Separate Special Resolution of the Public Shareholders of Rio Tinto Plc and Rio Tinto Limited

Amend Articles of Association of Rio Tinto Plc and the Constitution of Rio Tinto Limited

For

Mgmt

Resolutions 5-12 will be Dealt under the Joint Electoral Procedure of Rio Tinto Plc and Rio Tinto Limited

Elect Michael Fitzpatrick as Director

For

Mgmt

Re-elect Ashton Calvert as Director

For

Mgmt

Re-elect Guy Elliott as Director

For

Mgmt

Re-elect Lord Kerr as Director

For

Mgmt

Re-elect Sir Richard Sykes as Director

For

Mgmt

Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise the Audit Committee to Determine Their Remuneration

For

Mgmt

Approve Remuneration Report

For

Mgmt

Accept Financial Statements and Statutory Reports

For

Mgmt

05/15/07 - A

Royal Dutch Shell plc

780259107

Meeting for Holders of ADRs

ADOPTION OF ANNUAL REPORT AND ACCOUNTS

For

Mgmt

APPROVAL OF REMUNERATION REPORT

For

Mgmt

ELECTION OF RIJKMAN GROENINK AS A DIRECTOR OF THE COMPANY

For

Mgmt

RE-ELECTION OF MALCOLM BRINDED AS A DIRECTOR OF THE COMPANY

For

Mgmt

RE-ELECTION OF LINDA COOK AS A DIRECTOR OF THE COMPANY

For

Mgmt

RE-ELECTION OF MAARTEN VAN DEN BERGH AS A DIRECTOR OF THE COMPANY

For

Mgmt

RE-ELECTION OF NINA HENDERSON AS A DIRECTOR OF THE COMPANY

For

Mgmt

RE-ELECTION OF CHRISTINE MORIN-POSTEL AS A DIRECTOR OF THE COMPANY

For

Mgmt

Ratify Auditors

For

Mgmt

REMUNERATION OF AUDITORS

For

Mgmt

AUTHORITY TO ALLOT SHARES

For

Mgmt

DISAPPLICATION OF PRE-EMPTION RIGHTS

For

Mgmt

AUTHORITY TO PURCHASE OWN SHARES

For

Mgmt

AUTHORITY FOR CERTAIN DONATIONS AND EXPENDITURE

For

Mgmt

02/28/07 - A

Samsung SDI Co.

796054203

Meeting for ADR Holders

APPROVAL OF THE 2006 FINANCIAL STATEMENTS OF THE COMPANY, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH.

For

Mgmt

APPROVAL OF CEILING OF REMUNERATION FOR DIRECTORS, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH.

For

Mgmt

06/28/07 - A

Sankyo Co. Ltd. (OTC) *6417*

J67844100

Approve Allocation of Income, with a Final Dividend of JY 50

For

Mgmt

2.1

Appoint Internal Statutory Auditor

For

Mgmt

2.2

Appoint Internal Statutory Auditor

For

Mgmt

2.3

Appoint Internal Statutory Auditor

For

Mgmt

2.4

Appoint Internal Statutory Auditor

For

Mgmt

Approve Appointment of External Audit Firm

For

Mgmt

Approve Retirement Bonuses for Statutory Auditors

For

Against

Mgmt

06/19/07 - A

SEGA SAMMY HOLDINGS INC. *6460*

J7028D104

Elect Directors

For

Mgmt

2.1

Appoint Internal Statutory Auditor

For

Mgmt

2.2

Appoint Internal Statutory Auditor

For

Against

Mgmt

Appoint Alternate Internal Statutory Auditor

For

Mgmt

04/26/07 - A

Sekisui House Ltd. *1928*

J70746136

Approve Allocation of Income, Including the Following Dividends: Interim JY 10, Final JY 12, Special JY 0

For

Mgmt

Amend Articles To: Limit Rights of Odd-lot Holders - Limit Liability of Statutory Auditors - Update Terminology to Match that of New Corporate Law

For

Mgmt

Elect Director

For

Mgmt

Approve Payment of Annual Bonuses to Directors

For

Mgmt

Approve Deep Discount Stock Option Plan for Directors

For

Mgmt

06/26/07 - A

Shiseido Co. Ltd. *4911*

J74358144

Approve Allocation of Income, with a Final Dividend of JY 16

For

Mgmt

Elect Directors

For

Mgmt

3.1

Appoint Internal Statutory Auditor

For

Mgmt

3.2

Appoint Internal Statutory Auditor

For

Mgmt

Approve Payment of Annual Bonuses to Directors

For

Mgmt

Approve Deep Discount Stock Option Plan and Stock Option Plan for Directors

For

Mgmt

05/03/07 - A/S

Societe des Participations du Commissariat a l’Energie Atomique (Areva)

F84742109

Ordinary Business

Approve Financial Statements, Consolidated Financial Statements, and Statutory Reports and Discharge Management Board, Supervisory board, and Auditors

For

Mgmt

Approve Allocation of Income and Dividends of EUR 8.46 per Share

For

Mgmt

Approve Special Auditors’ Report Regarding Related-Party Transactions

For

Against

Mgmt

Ratify Change of Location of Registered Office to 33, Rue La Fayette, 75009 Paris

For

Mgmt

Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 370,000

For

Mgmt

Ratify Deloitte & Associes, and Mazars as Auditors, and Beas and Max Dusart as Deputy Auditors

For

Mgmt

Special Business

Amend Articles of Association Re: Company Name, Corporate Purpose, Attend Supervisory Board Meetings through Videoconference and Telecommunication, Record Date, and Quorum Requirements

For

Mgmt

Approve Employee Savings-Related Share Purchase Plan

For

Against

Mgmt

Authorize Filing of Required Documents/Other Formalities

For

Mgmt

05/08/07 - A

Sprint Nextel Corp *S*

852061100

Elect Director Keith J. Bane

For

Mgmt

Elect Director Robert R. Bennett

For

Mgmt

Elect Director Gordon M. Bethune

For

Mgmt

Elect Director Frank M. Drendel

For

Mgmt

Elect Director Gary D. Forsee

For

Mgmt

Elect Director James H. Hance, Jr.

For

Mgmt

Elect Director V. Janet Hill

For

Mgmt

Elect Director Irvine O. Hockaday, Jr.

For

Mgmt

Elect Director Linda Koch Lorimer

For

Mgmt

Elect Director William H. Swanson

For

Mgmt

Ratify Auditors

For

Mgmt

Approve Omnibus Stock Plan

For

Mgmt

Advisory Vote to Ratify Named Executive Officers’ Compensation

Against

For

ShrHoldr

06/28/07 - A

TakeFuji Corp. *8564*

J81335101

Approve Allocation of Income, with a Final Dividend of JY 115

For

Mgmt

Elect Directors

For

Mgmt

3.1

Appoint Internal Statutory Auditor

For

Mgmt

3.2

Appoint Internal Statutory Auditor

For

Mgmt

Appoint Alternate Internal Statutory Auditor

For

Mgmt

Approve Appointment of External Audit Firm

For

Mgmt

Approve Retirement Bonuses for Director and Statutory Auditor

For

Against

Mgmt

Approve Special Bonus for Family of Deceased Director

For

Against

Mgmt

Adopt Shareholder Rights Plan (Poison Pill)

For

Against

Mgmt

04/27/07 - A/S

Technip (Formerly Technip-Coflexip)

F90676101

Ordinary Business

Approve Financial Statements and Statutory Reports

For

Mgmt

Approve Allocation of Income and Dividends of EUR 3.15 per Share

For

Mgmt

Accept Consolidated Financial Statements and Statutory Reports

For

Mgmt

Approve Special Auditors’ Report Regarding Related-Party Transactions

For

Against

Mgmt

Approve Remuneration of Directors in the Aggregate Amount of EUR 375,000

For

Mgmt

Elect Thierry Pilenko as Director

For

Against

Mgmt

Elect Pascal Colombani as Director

For

Against

Mgmt

Elect John C.G. O’Leary as Director

For

Against

Mgmt

Elect Germaine Gibara as Director

For

Against

Mgmt

Reelect Olivier Appert as Director

For

Against

Mgmt

Reelect Jacques Deyirmendjian as Director

For

Against

Mgmt

Reelect Jean-Pierre Lamoure as Director

For

Against

Mgmt

Reelect Daniel Lebegue as Director

For

Against

Mgmt

Reelect Roger M. Milgram as Director

For

Against

Mgmt

Reelect Rolf Erik Rolfsen as Director

For

Against

Mgmt

Reelect Bruno Weymuller as Director

For

Against

Mgmt

Ratify Auditex as Alternate Auditor

For

Against

Mgmt

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

For

Mgmt

Special Business

Amend Articles of Association Re: Directors’ Tenure, Board Meetings Through Videoconference and Telecommunication, and Record Date

For

Mgmt

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 37.5 Million

For

Mgmt

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Million

For

Mgmt

Authorize Board to Set Issue Price for 10 Percent of Issued Capital Pursuant to Issue Authority without Preemptive Rights

For

Against

Mgmt

Authorize Capitalization of Reserves of Up to EUR 75 Million for Bonus Issue or Increase in Par Value

For

Mgmt

Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions

For

Against

Mgmt

Amend Employee Savings-Related Share Purchase Plan

For

Mgmt

Approve Employee Purchase Plan for International Employees

For

Mgmt

Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan

For

Against

Mgmt

Approve Stock Option Plans Grants

For

Against

Mgmt

Authorize Board to Use All the Above Capital Increase Authorizations During a Takeover

For

Against

Mgmt

Ordinary and Special Business

Authorize Filing of Required Documents/Other Formalities

For

Mgmt

05/16/07 - A

The Hartford Financial Services Group, Inc. *HIG*

416515104

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

02/02/07 - A

Tyson Foods, Inc. *TSN*

902494103

Elect Directors

For

Split

Mgmt

1.1

Elect Director Don Tyson — Withhold

1.2

Elect Director John Tyson — Withhold

1.3

Elect Director Richard L. Bond — Withhold

1.4

Elect Director Scott T. Ford — For

1.5

Elect Director Lloyd V. Hackley — For

1.6

Elect Director Jim Kever — For

1.7

Elect Director Jo Ann R. Smith — For

1.8

Elect Director Leland E. Tollett — Withhold

1.9

Elect Director Barbara A. Tyson — Withhold

1.10

Elect Director Albert C. Zapanta — For

Amend Omnibus Stock Plan

For

Against

Mgmt

Ratify Auditors

For

Mgmt

Report on Progress towards Researching and Implementing CAK Processing Methods

Against

ShrHoldr

05/03/07 - A

Union Pacific Corp. *UNP*

907818108

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Require a Majority Vote for the Election of Directors

Against

For

ShrHoldr

Report on Political Contributions

Against

For

ShrHoldr

04/24/07 - A

United States Steel Corp. *X*

912909108

Elect Directors

For

Split

Mgmt

1.1

Elect Director Robert J. Darnall — For

1.2

Elect Director John G. Drosdick — For

1.3

Elect Director Charles R. Lee — For

1.4

Elect Director Jeffrey M. Lipton — Withhold

1.5

Elect Director Glenda G. McNeal — For

1.6

Elect Director Patricia A. Tracey — For

Ratify Auditors

For

Mgmt

07/25/06 - A

Vodafone Group plc

G93882101

Accept Financial Statements and Statutory Reports

For

Mgmt

Re-elect Sir John Bond as Director

For

Mgmt

Re-elect Arun Sarin as Director

For

Mgmt

Re-elect Thomas Geitner as Director

For

Mgmt

Re-elect Michael Boskin as Director

For

Mgmt

Re-elect Lord Broers as Director

For

Mgmt

Re-elect John Buchanan as Director

For

Mgmt

Re-elect Andy Halford as Director

For

Mgmt

Re-elect Jurgen Schrempp as Director

For

Mgmt

Re-elect Luc Vandevelde as Director

For

Mgmt

Elect Philip Yea as Director

For

Mgmt

Elect Anne Lauvergeon as Director

For

Mgmt

Elect Anthony Watson as Director

For

Mgmt

Approve Final Dividend of 3.87 Pence Per Ordinary Share

For

Mgmt

Approve Remuneration Report

For

Mgmt

Reappoint Deloitte & Touche LLP as Auditors of the Company

For

Mgmt

Authorise the Audit Committee to Fix Remuneration of Auditors

For

Mgmt

Adopt New Articles of Association

For

Mgmt

Authorise the Company and Any Company Which is or Becomes a Subsidiary of the Company to Make EU Political Organisation Donations up to GBP 50,000 and Incur EU Political Expenditure up to GBP 50,000

For

Mgmt

Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 900,000,000

For

Mgmt

Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 260,000,000

For

Mgmt

Authorise 5,200,000,000 Ordinary Shares for Market Purchase Should the Special Resolution at the Extraordinary General Meeting on 25 July 2006 be Passed; Otherwise up to 6,000,000,000 Ordinary Shares

For

Mgmt

07/25/06 - S

Vodafone Group plc

G93882101

Approve Increase in Authorised Capital to GBP 9,900,050,000 and USD 7,800,000,000; Authorise Capitalisation up GBP 9,990,000,000; Issue Equity with Rights up to 66,600,000,000 B Shares; Capital Reorganisation; Amend Articles of Association

For

Mgmt

06/28/07 - A

Wacoal Holdings Corp (formerly Wacoal Corp) *3591*

J94632114

Amend Articles to: Increase Maximum Board Size

For

Against

Mgmt

Elect Directors

For

Mgmt

3.1

Appoint Internal Statutory Auditor

For

Against

Mgmt

3.2

Appoint Internal Statutory Auditor

For

Mgmt

Approve Payment of Annual Bonuses to Directors

For

Mgmt

04/24/07 - A

Wells Fargo & Company *WFC*

949746101

Elect Directors

For

Split

Mgmt

1.1

Elect Director John S. Chen — For

1.2

Elect Director Lloyd H. Dean — For

1.3

Elect Director Susan E. Engel — For

1.4

Elect Director Enrique Hernandez, Jr. — For

1.5

Elect Director Robert L. Joss — For

1.6

Elect Director Richard M. Kovacevich — For

1.7

Elect Director Richard D. McCormick — For

1.8

Elect Director Cynthia H. Milligan — Against

1.9

Elect Director Nicholas G. Moore — For

1.10

Elect Director Philip J. Quigley — Against

1.11

Elect Director Donald B. Rice — Against

1.12

Elect Director Judith M. Runstad — For

1.13

Elect Director Stephen W. Sanger — For

1.14

Elect Director Susan G. Swenson — For

1.15

Elect Director John G. Stumpf — For

1.16

Elect Director Michael W. Wright — Against

Ratify Auditors

For

Mgmt

Separate Chairman and CEO Positions

Against

For

ShrHoldr

Advisory Vote to Ratify Named Executive Officers’ Compensation

Against

For

ShrHoldr

Establish SERP Policy

Against

For

ShrHoldr

Report on Racial and Ethnic Disparities in Loan Pricing

Against

ShrHoldr

Report on Emission Reduction Goals

Against

For

ShrHoldr

08/14/06 - S

XSTRATA PLC

G9826T102

Approve Acquisition by Xstrata Canada Inc. of Any and All of the Issued, to be Issued and Outstanding Falconbridge Shares Other Than Any Falconbridge Shares Owned Directly or Indirectly by Xstrata Canada Inc. or Its Affiliates

For

Mgmt

Mgmt Rec - Company Management Recommended Vote

Vote Summary Report

July 1, 2006 – June 30, 2007

Nuveen NWQ Small/Mid-Cap Value Fund

Mtg

Date/Type

Company/

Ballot Issues

Cusip

Mgmt

Rec

Vote

Cast

Proposed

04/26/07 - A

AGCO Corp. *AG*

001084102

Elect Directors

For

Split

Mgmt

1.1

Elect Director W. Wayne Booker — For

1.2

Elect Director Francisco R. Gros — Withhold

1.3

Elect Director Gerald B. Johanneson — For

1.4

Elect Director Curtis E. Moll — For

Ratify Auditors

For

Mgmt

05/09/07 - A/S

Agrium Inc. *AGU*

008916108

Elect Directors

For

Mgmt

Approve KPMG LLP as Auditors and Authorize Board to Fix Remuneration of Auditors

For

Mgmt

Amend Stock Option Plan Re Amendment Provisions

For

Mgmt

Amend Stock Option Plan Re Increase Size

For

Mgmt

Amend Shareholder Rights Plan

For

Mgmt

06/21/07 - A

American Home Mortgage Investment, Corp. *AHM*

02660R107

Elect Directors

For

Split

Mgmt

1.1

Elect Director John A. Johnston — For

1.2

Elect Director Michael A. Mcmanus, Jr. — Withhold

Ratify Auditors

For

Mgmt

Amend Omnibus Stock Plan

For

Against

Mgmt

05/22/07 - A

Anthracite Capital, Inc. *AHR*

037023108

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

05/08/07 - A

Arrow Electronics, Inc. *ARW*

042735100

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

05/23/07 - A

Century Aluminum Company *CENX*

156431108

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

05/15/07 - A

Denbury Resources Inc. *DNR*

247916208

Elect Directors

For

Mgmt

Amend Omnibus Stock Plan

For

Against

Mgmt

Amend Nonqualified Employee Stock Purchase Plan

For

Mgmt

Ratify Auditors

For

Mgmt

04/27/07 - A

Ferro Corp. *FOE*

315405100

Elect Directors

For

Mgmt

06/07/07 - A

Friedman, Billings, Ramsey, Group, Inc. *FBR*

358434108

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Amend Executive Incentive Bonus Plan

For

Mgmt

05/10/07 - A

General Cable Corp. *BGC*

369300108

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Increase Authorized Common Stock

For

Mgmt

05/17/07 - A

Gibraltar Industries Inc *ROCK*

374689107

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

02/02/07 - A

Griffon Corp. *GFF*

398433102

Elect Directors

For

Mgmt

05/15/07 - A

Hanover Insurance Group Inc *THG*

410867105

Elect Director Michael P. Angelini

For

Mgmt

Elect Director P. Kevin Condron

For

Mgmt

Elect Director Neal F. Finnegan

For

Mgmt

Ratify Auditors

For

Mgmt

04/26/07 - A

IndyMac Bancorp, Inc. *IMB*

456607100

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

04/27/07 - A

Lincoln Electric Holdings, Inc. *LECO*

533900106

Elect Directors

For

Mgmt

Approve Executive Incentive Bonus Plan

For

Mgmt

Ratify Auditors

For

Mgmt

04/30/07 - A

MeadWestvaco Corp. *MWV*

583334107

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Require a Majority Vote for the Election of Directors

Against

For

ShrHoldr

Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote

Against

For

ShrHoldr

05/10/07 - A

MGIC Investment Corp. *MTG*

552848103

Approve Merger Agreement

For

Mgmt

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Adjourn Meeting

For

Mgmt

05/08/07 - A

Newell Rubbermaid Inc. *NWL*

651229106

Elect Directors

For

Split

Mgmt

1.1

Elect Director Scott S. Cowen — Withhold

1.2

Elect Director Cynthia A. Montgomery — Withhold

1.3

Elect Director Gordon R. Sullivan — Withhold

1.4

Elect Director Michael A. Todman — For

Ratify Auditors

For

Mgmt

Adopt Simple Majority Vote

Against

For

ShrHoldr

Require a Majority Vote for the Election of Directors

Against

For

ShrHoldr

04/24/07 - A

Noble Energy, Inc. *NBL*

655044105

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Amend Stock Option Plan

For

Mgmt

Separate Chairman and CEO Positions

Against

ShrHoldr

04/25/07 - A

NRG Energy Inc *NRG*

629377508

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

05/24/07 - A

Packaging Corporation of America *PKG*

695156109

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

05/09/07 - A

Radian Group Inc. *RDN*

750236101

Approve Merger Agreement

For

Mgmt

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Adjourn Meeting

For

Mgmt

05/22/07 - A

Rait Financial Trust *RAS*

749227104

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

05/23/07 - A

Range Resources Corporation *RRC*

75281A109

Elect Directors

For

Mgmt

Amend Omnibus Stock Plan

For

Mgmt

Ratify Auditors

For

Mgmt

05/16/07 - A

Reliance Steel & Aluminum Co. *RS*

759509102

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

Other Business

For

Against

Mgmt

05/16/07 - A

ROCKWOOD HLDGS INC *ROC*

774415103

Elect Directors

For

Split

Mgmt

1.1

Elect Director Seifi Ghasemi — Withhold

1.2

Elect Director Sheldon R. Erikson — For

1.3

Elect Director Perry Golkin — Withhold

Ratify Auditors

For

Mgmt

Other Business

For

Against

Mgmt

03/05/07 - A

Sappi Ltd.

803069202

Meeting for ADR Holders

CONFIRMATION OF APPOINTMENT OF DIRECTOR APPOINTED SINCE THE LAST ANNUAL GENERAL MEETING: SIR ANTHONY NIGEL RUSSELL RUDD

For

Mgmt

CONFIRMATION OF APPOINTMENT OF DIRECTOR APPOINTED SINCE THE LAST ANNUAL GENERAL MEETING: MR. MARK RICHARD THOMPSON

For

Mgmt

RE-ELECTION OF RETIRING DIRECTOR: MR. DAVID CHARLES BRINK

For

Mgmt

RE-ELECTION OF RETIRING DIRECTOR: PROF MEYER FELDBERG

For

Mgmt

RE-ELECTION OF RETIRING DIRECTOR: MR JAMES EDWARD HEALY

For

Mgmt

RE-ELECTION OF RETIRING DIRECTOR: MR HELMUT CLAUS-JURGEN MAMSCH

For

Mgmt

SPECIAL RESOLUTION NUMBER 1 - A GENERAL APPROVAL FOR SAPPI AND ITS SUBSIDIARIES TO ACQUIRE SAPPI SHARES

For

Mgmt

For

Mgmt

ORDINARY RESOLUTION NUMBER 2 - NON-EXECUTIVE DIRECTORS FEES

For

Mgmt

ORDINARY RESOLUTION NUMBER 3 - AUTHORITY FOR DIRECTORS TO SIGN ALL DOCUMENTS AND DO ALL SUCH THINGS NECESSARY TO IMPLEMENT THE ABOVE RESOLUTIONS, WITH OR WITHOUT MODIFICATION

For

Mgmt

06/14/07 - A

Sauer-Danfoss, Inc. *SHS*

804137107

Elect Directors

For

Split

Mgmt

1.1

Elect Director Ole Steen Andersen — Withhold

1.2

Elect Director David J. Anderson — Withhold

1.3

Elect Director Jorgen M. Clausen — Withhold

1.4

Elect Director Nicola Keim — Withhold

1.5

Elect Director Johannes F. Kirchhoff — For

1.6

Elect Director Hans Kirk — Withhold

1.7

Elect Director F. Joseph Loughrey — For

1.8

Elect Director Klaus H. Murmann — Withhold

1.9

Elect Director Sven Murmann — Withhold

1.10

Elect Director Steven H. Wood — For

Ratify Auditors

For

Mgmt

05/09/07 - A

Smurfit - Stone Container Corp. *SSCC*

832727101

Elect Directors

For

Split

Mgmt

1.1

Elect Director James R. Boris — For

1.2

Elect Director Connie K. Duckworth — For

1.3

Elect Director Alan E. Goldberg — Withhold

1.4

Elect Director William T. Lynch, Jr. — For

1.5

Elect Director Patrick J. Moore — For

1.6

Elect Director James J. O’Connor — For

1.7

Elect Director Jerry K. Pearlman — For

1.8

Elect Director Thomas A. Reynolds, III — For

1.9

Elect Director Eugene C. Sit — For

1.10

Elect Director William D. Smithburg — For

Ratify Auditors

For

Mgmt

05/10/07 - A

Southwestern Energy Co. *SWN*

845467109

Elect Directors

For

Mgmt

Ratify Auditors

For

Mgmt

04/19/07 - A

Wausau Paper Corp *WPP*

943315101

Elect Directors

For

Mgmt

Mgmt Rec - Company Management Recommended Vote

SIGNATURES:

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Nuveen Investment Trust

/s/ Gifford R. Zimmerman – Chief Administrative Officer

Date

August 30, 2007

Nuveen Investment Trust N-PXAnnual report of proxy voting record