FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-07619
Nuveen Investment Trust
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Christopher E. Stickrod – Chief Administrative Officer
(Name and address of agent for service)
Registrant’s telephone number, including area code: 312-917-7700
Date of fiscal year-end: June 30
Date of reporting period: June 30, 2022
Item 1. Proxy Voting Record
FORM N-PX
ICA File Number: 811-07619
Registrant Name: Nuveen Investment Trust
Reporting Period: 07/01/2021 - 06/30/2022
Nuveen Equity Market Neutral Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Nuveen Global Equity Income Fund
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BANK LEUMI LE-ISRAEL LTD.
Meeting Date: SEP 13, 2021
Record Date: AUG 11, 2021
Meeting Type: ANNUAL |
Ticker: LUMI
Security ID: M16043107
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Discuss Financial Statements and the Report of the Board | Management | None | None |
| 2 | Reappoint Somekh Chaikin (KPMG) and Brightman Almagor Zohar and Co. (Deloitte) as Joint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Elect Eliya Sasson as External Director | Management | For | Abstain |
| 4 | Reelect Tamar Gottlieb as External Director | Management | For | For |
| 5 | Elect Eliyahu Gonen as External Director | Management | For | For |
| 6 | Reelect Shmuel Ben Zvi as External Director as defined in Directive 301 | Management | For | For |
| 7 | Elect Dan Koller as External Director as defined in Directive 301 | Management | For | Abstain |
| 8 | Elect Nurit Krausz as External Director as defined in Directive 301 | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Management | None | For |
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BHP GROUP PLC
Meeting Date: OCT 14, 2021
Record Date: OCT 12, 2021
Meeting Type: ANNUAL |
Ticker: BHP
Security ID: G10877127
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Authorise the Risk and Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 4 | Authorise Issue of Equity | Management | For | For |
| 5 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 6 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 7 | Approve Remuneration Report for UK Law Purposes | Management | For | For |
| 8 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
| 9 | Approve Grant of Awards under the Group's Incentive Plans to Mike Henry | Management | For | For |
| 10 | Re-elect Terry Bowen as Director | Management | For | For |
| 11 | Re-elect Malcolm Broomhead as Director | Management | For | For |
| 12 | Re-elect Xiaoqun Clever as Director | Management | For | For |
| 13 | Re-elect Ian Cockerill as Director | Management | For | For |
| 14 | Re-elect Gary Goldberg as Director | Management | For | For |
| 15 | Re-elect Mike Henry as Director | Management | For | For |
| 16 | Re-elect Ken MacKenzie as Director | Management | For | For |
| 17 | Re-elect John Mogford as Director | Management | For | For |
| 18 | Re-elect Christine O'Reilly as Director | Management | For | For |
| 19 | Re-elect Dion Weisler as Director | Management | For | For |
| 20 | Approve the Climate Transition Action Plan | Management | For | For |
| 21 | Amend Constitution of BHP Group Limited | Shareholder | Against | Against |
| 22 | Approve Climate-Related Lobbying | Shareholder | For | For |
| 23 | Approve Capital Protection | Shareholder | Against | Against |
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CISCO SYSTEMS, INC.
Meeting Date: DEC 13, 2021
Record Date: OCT 15, 2021
Meeting Type: ANNUAL |
Ticker: CSCO
Security ID: 17275R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director M. Michele Burns | Management | For | For |
| 1b | Elect Director Wesley G. Bush | Management | For | For |
| 1c | Elect Director Michael D. Capellas | Management | For | For |
| 1d | Elect Director Mark Garrett | Management | For | For |
| 1e | Elect Director John D. Harris, II | Management | For | For |
| 1f | Elect Director Kristina M. Johnson | Management | For | For |
| 1g | Elect Director Roderick C. McGeary | Management | For | For |
| 1h | Elect Director Charles H. Robbins | Management | For | For |
| 1i | Elect Director Brenton L. Saunders | Management | For | For |
| 1j | Elect Director Lisa T. Su | Management | For | For |
| 1k | Elect Director Marianna Tessel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | For |
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DARDEN RESTAURANTS, INC.
Meeting Date: SEP 22, 2021
Record Date: JUL 28, 2021
Meeting Type: ANNUAL |
Ticker: DRI
Security ID: 237194105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Margaret Shan Atkins | Management | For | For |
| 1.2 | Elect Director James P. Fogarty | Management | For | For |
| 1.3 | Elect Director Cynthia T. Jamison | Management | For | For |
| 1.4 | Elect Director Eugene I. Lee, Jr. | Management | For | For |
| 1.5 | Elect Director Nana Mensah | Management | For | For |
| 1.6 | Elect Director William S. Simon | Management | For | For |
| 1.7 | Elect Director Charles M. Sonsteby | Management | For | For |
| 1.8 | Elect Director Timothy J. Wilmott | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Adopt Share Retention Policy For Senior Executives - Withdrawn Resolutioin | Shareholder | None | None |
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INDUSTRIA DE DISENO TEXTIL SA
Meeting Date: JUL 13, 2021
Record Date: JUL 08, 2021
Meeting Type: ANNUAL |
Ticker: ITX
Security ID: E6282J125
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Standalone Financial Statements | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Discharge of Board | Management | For | For |
| 3 | Approve Non-Financial Information Statement | Management | For | For |
| 4 | Approve Allocation of Income and Dividends | Management | For | For |
| 5 | Reelect Jose Arnau Sierra as Director | Management | For | For |
| 6 | Renew Appointment of Deloitte as Auditor | Management | For | For |
| 7.a | Amend Article 8 Re: Representation of Shares | Management | For | For |
| 7.b | Amend Articles Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | Management | For | For |
| 7.c | Amend Articles Re: Board of Directors and Board Committees | Management | For | For |
| 7.d | Amend Article 36 Re: Approval of Accounts and Distribution of Dividends | Management | For | For |
| 7.e | Approve Restated Articles of Association | Management | For | For |
| 8 | Approve Restated General Meeting Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | Management | For | For |
| 9 | Approve Remuneration Policy | Management | For | For |
| 10 | Approve Long-Term Incentive Plan | Management | For | For |
| 11 | Advisory Vote on Remuneration Report | Management | For | For |
| 12 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 13 | Receive Amendments to Board of Directors Regulations | Management | None | None |
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MEDTRONIC PLC
Meeting Date: DEC 09, 2021
Record Date: OCT 14, 2021
Meeting Type: ANNUAL |
Ticker: MDT
Security ID: G5960L103
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Craig Arnold | Management | For | For |
| 1c | Elect Director Scott C. Donnelly | Management | For | For |
| 1d | Elect Director Andrea J. Goldsmith | Management | For | For |
| 1e | Elect Director Randall J. Hogan, III | Management | For | For |
| 1f | Elect Director Kevin E. Lofton | Management | For | For |
| 1g | Elect Director Geoffrey S. Martha | Management | For | For |
| 1h | Elect Director Elizabeth G. Nabel | Management | For | For |
| 1i | Elect Director Denise M. O'Leary | Management | For | For |
| 1j | Elect Director Kendall J. Powell | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
| 7 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | Management | For | For |
| 8 | Authorize Overseas Market Purchases of Ordinary Shares | Management | For | For |
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MICROSOFT CORPORATION
Meeting Date: NOV 30, 2021
Record Date: SEP 30, 2021
Meeting Type: ANNUAL |
Ticker: MSFT
Security ID: 594918104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Reid G. Hoffman | Management | For | For |
| 1.2 | Elect Director Hugh F. Johnston | Management | For | For |
| 1.3 | Elect Director Teri L. List | Management | For | For |
| 1.4 | Elect Director Satya Nadella | Management | For | For |
| 1.5 | Elect Director Sandra E. Peterson | Management | For | For |
| 1.6 | Elect Director Penny S. Pritzker | Management | For | For |
| 1.7 | Elect Director Carlos A. Rodriguez | Management | For | For |
| 1.8 | Elect Director Charles W. Scharf | Management | For | For |
| 1.9 | Elect Director John W. Stanton | Management | For | For |
| 1.10 | Elect Director John W. Thompson | Management | For | For |
| 1.11 | Elect Director Emma N. Walmsley | Management | For | For |
| 1.12 | Elect Director Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Report on Gender/Racial Pay Gap | Shareholder | Against | For |
| 6 | Report on Effectiveness of Workplace Sexual Harassment Policies | Shareholder | Against | For |
| 7 | Prohibit Sales of Facial Recognition Technology to All Government Entities | Shareholder | Against | Against |
| 8 | Report on Implementation of the Fair Chance Business Pledge | Shareholder | Against | Against |
| 9 | Report on Lobbying Activities Alignment with Company Policies | Shareholder | Against | For |
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NATIONAL GRID PLC
Meeting Date: JUL 26, 2021
Record Date: JUL 22, 2021
Meeting Type: ANNUAL |
Ticker: NG
Security ID: G6S9A7120
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Paula Reynolds as Director | Management | For | For |
| 4 | Re-elect John Pettigrew as Director | Management | For | For |
| 5 | Re-elect Andy Agg as Director | Management | For | For |
| 6 | Re-elect Mark Williamson as Director | Management | For | For |
| 7 | Re-elect Jonathan Dawson as Director | Management | For | For |
| 8 | Re-elect Therese Esperdy as Director | Management | For | For |
| 9 | Re-elect Liz Hewitt as Director | Management | For | For |
| 10 | Re-elect Amanda Mesler as Director | Management | For | For |
| 11 | Re-elect Earl Shipp as Director | Management | For | For |
| 12 | Re-elect Jonathan Silver as Director | Management | For | For |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Approve Remuneration Report | Management | For | For |
| 16 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Approve Long Term Performance Plan | Management | For | For |
| 19 | Approve US Employee Stock Purchase Plan | Management | For | For |
| 20 | Approve Climate Change Commitments and Targets | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 25 | Adopt New Articles of Association | Management | For | For |
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ORACLE CORPORATION
Meeting Date: NOV 10, 2021
Record Date: SEP 13, 2021
Meeting Type: ANNUAL |
Ticker: ORCL
Security ID: 68389X105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | Withhold |
| 1.2 | Elect Director Michael J. Boskin | Management | For | For |
| 1.3 | Elect Director Safra A. Catz | Management | For | For |
| 1.4 | Elect Director Bruce R. Chizen | Management | For | Withhold |
| 1.5 | Elect Director George H. Conrades | Management | For | Withhold |
| 1.6 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.7 | Elect Director Rona A. Fairhead | Management | For | For |
| 1.8 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.9 | Elect Director Renee J. James | Management | For | For |
| 1.10 | Elect Director Charles W. Moorman, IV | Management | For | Withhold |
| 1.11 | Elect Director Leon E. Panetta | Management | For | Withhold |
| 1.12 | Elect Director William G. Parrett | Management | For | Withhold |
| 1.13 | Elect Director Naomi O. Seligman | Management | For | Withhold |
| 1.14 | Elect Director Vishal Sikka | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Report on Racial Equity Audit | Shareholder | Against | For |
| 6 | Require Independent Board Chair | Shareholder | Against | For |
| 7 | Report on Political Contributions | Shareholder | Against | Against |
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SK TELECOM CO., LTD.
Meeting Date: OCT 12, 2021
Record Date: JUL 16, 2021
Meeting Type: SPECIAL |
Ticker: 017670
Security ID: Y4935N104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles of Incorporation | Management | For | For |
| 2 | Approve Spin-Off Agreement | Management | For | For |
| 3 | Elect Choi Gyu-nam as Non-Independent Non-Executive Director | Management | For | For |
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TOPSPORTS INTERNATIONAL HOLDINGS LIMITED
Meeting Date: JUL 20, 2021
Record Date: JUL 14, 2021
Meeting Type: ANNUAL |
Ticker: 6110
Security ID: G8924B104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4a1 | Elect Leung Kam Kwan as Director | Management | For | For |
| 4a2 | Elect Sheng Fang as Director | Management | For | For |
| 4a3 | Elect Yung Josephine Yuen Ching as Director | Management | For | For |
| 4a4 | Elect Hua Bin as Director | Management | For | For |
| 4b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
Nuveen Large Cap Growth Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Nuveen Large Cap Value Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Nuveen Large Cap Value Fund
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BHP GROUP PLC
Meeting Date: OCT 14, 2021
Record Date: SEP 10, 2021
Meeting Type: ANNUAL |
Ticker: BHP
Security ID: 05545E209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Authorise the Risk and Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 4 | Authorise Issue of Equity | Management | For | For |
| 5 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 6 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 7 | Approve Remuneration Report for UK Law Purposes | Management | For | For |
| 8 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
| 9 | Approve Grant of Awards under the Group's Incentive Plans to Mike Henry | Management | For | For |
| 10 | Re-elect Terry Bowen as Director | Management | For | For |
| 11 | Re-elect Malcolm Broomhead as Director | Management | For | For |
| 12 | Re-elect Xiaoqun Clever as Director | Management | For | For |
| 13 | Re-elect Ian Cockerill as Director | Management | For | For |
| 14 | Re-elect Gary Goldberg as Director | Management | For | For |
| 15 | Re-elect Mike Henry as Director | Management | For | For |
| 16 | Re-elect Ken MacKenzie as Director | Management | For | For |
| 17 | Re-elect John Mogford as Director | Management | For | For |
| 18 | Re-elect Christine O'Reilly as Director | Management | For | For |
| 19 | Re-elect Dion Weisler as Director | Management | For | For |
| 20 | Approve the Climate Transition Action Plan | Management | For | For |
| 21 | Amend Constitution of BHP Group Limited | Shareholder | Against | Against |
| 22 | Approve Climate-Related Lobbying | Shareholder | For | For |
| 23 | Approve Capital Protection | Shareholder | Against | Against |
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MEDTRONIC PLC
Meeting Date: DEC 09, 2021
Record Date: OCT 14, 2021
Meeting Type: ANNUAL |
Ticker: MDT
Security ID: G5960L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Craig Arnold | Management | For | For |
| 1c | Elect Director Scott C. Donnelly | Management | For | For |
| 1d | Elect Director Andrea J. Goldsmith | Management | For | For |
| 1e | Elect Director Randall J. Hogan, III | Management | For | For |
| 1f | Elect Director Kevin E. Lofton | Management | For | For |
| 1g | Elect Director Geoffrey S. Martha | Management | For | For |
| 1h | Elect Director Elizabeth G. Nabel | Management | For | For |
| 1i | Elect Director Denise M. O'Leary | Management | For | For |
| 1j | Elect Director Kendall J. Powell | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
| 7 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | Management | For | For |
| 8 | Authorize Overseas Market Purchases of Ordinary Shares | Management | For | For |
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NORTONLIFELOCK INC.
Meeting Date: SEP 14, 2021
Record Date: JUL 19, 2021
Meeting Type: ANNUAL |
Ticker: NLOK
Security ID: 668771108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan P. Barsamian | Management | For | For |
| 1b | Elect Director Eric K. Brandt | Management | For | For |
| 1c | Elect Director Frank E. Dangeard | Management | For | For |
| 1d | Elect Director Nora M. Denzel | Management | For | For |
| 1e | Elect Director Peter A. Feld | Management | For | For |
| 1f | Elect Director Kenneth Y. Hao | Management | For | For |
| 1g | Elect Director Emily Heath | Management | For | For |
| 1h | Elect Director Vincent Pilette | Management | For | For |
| 1i | Elect Director Sherrese M. Smith | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
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NORTONLIFELOCK INC.
Meeting Date: NOV 04, 2021
Record Date: OCT 13, 2021
Meeting Type: SPECIAL |
Ticker: NLOK
Security ID: 668771108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
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ORACLE CORPORATION
Meeting Date: NOV 10, 2021
Record Date: SEP 13, 2021
Meeting Type: ANNUAL |
Ticker: ORCL
Security ID: 68389X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | Withhold |
| 1.2 | Elect Director Michael J. Boskin | Management | For | For |
| 1.3 | Elect Director Safra A. Catz | Management | For | For |
| 1.4 | Elect Director Bruce R. Chizen | Management | For | Withhold |
| 1.5 | Elect Director George H. Conrades | Management | For | Withhold |
| 1.6 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.7 | Elect Director Rona A. Fairhead | Management | For | For |
| 1.8 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.9 | Elect Director Renee J. James | Management | For | For |
| 1.10 | Elect Director Charles W. Moorman, IV | Management | For | Withhold |
| 1.11 | Elect Director Leon E. Panetta | Management | For | Withhold |
| 1.12 | Elect Director William G. Parrett | Management | For | Withhold |
| 1.13 | Elect Director Naomi O. Seligman | Management | For | Withhold |
| 1.14 | Elect Director Vishal Sikka | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Report on Racial Equity Audit | Shareholder | Against | For |
| 6 | Require Independent Board Chair | Shareholder | Against | For |
| 7 | Report on Political Contributions | Shareholder | Against | Against |
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ROYAL DUTCH SHELL PLC
Meeting Date: DEC 10, 2021
Record Date: NOV 26, 2021
Meeting Type: SPECIAL |
Ticker: RDSA
Security ID: 780259107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt New Articles of Association | Management | For | For |
| |
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VIASAT, INC.
Meeting Date: SEP 02, 2021
Record Date: JUL 08, 2021
Meeting Type: ANNUAL |
Ticker: VSAT
Security ID: 92552V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert Johnson | Management | For | For |
| 1b | Elect Director John Stenbit | Management | For | For |
| 1c | Elect Director Theresa Wise | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
Nuveen Multi Cap Value Fund
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BRINKER INTERNATIONAL, INC.
Meeting Date: NOV 18, 2021
Record Date: SEP 20, 2021
Meeting Type: ANNUAL |
Ticker: EAT
Security ID: 109641100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph M. DePinto | Management | For | For |
| 1.2 | Elect Director Frances L. Allen | Management | For | For |
| 1.3 | Elect Director Cynthia L. Davis | Management | For | For |
| 1.4 | Elect Director Harriet Edelman | Management | For | For |
| 1.5 | Elect Director William T. Giles | Management | For | For |
| 1.6 | Elect Director James C. Katzman | Management | For | For |
| 1.7 | Elect Director Alexandre G. Macedo | Management | For | For |
| 1.8 | Elect Director Prashant N. Ranade | Management | For | For |
| 1.9 | Elect Director Wyman T. Roberts | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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MEDTRONIC PLC
Meeting Date: DEC 09, 2021
Record Date: OCT 14, 2021
Meeting Type: ANNUAL |
Ticker: MDT
Security ID: G5960L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Craig Arnold | Management | For | For |
| 1c | Elect Director Scott C. Donnelly | Management | For | For |
| 1d | Elect Director Andrea J. Goldsmith | Management | For | For |
| 1e | Elect Director Randall J. Hogan, III | Management | For | For |
| 1f | Elect Director Kevin E. Lofton | Management | For | For |
| 1g | Elect Director Geoffrey S. Martha | Management | For | For |
| 1h | Elect Director Elizabeth G. Nabel | Management | For | For |
| 1i | Elect Director Denise M. O'Leary | Management | For | For |
| 1j | Elect Director Kendall J. Powell | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
| 7 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | Management | For | For |
| 8 | Authorize Overseas Market Purchases of Ordinary Shares | Management | For | For |
| |
|---|
NORTONLIFELOCK INC.
Meeting Date: SEP 14, 2021
Record Date: JUL 19, 2021
Meeting Type: ANNUAL |
Ticker: NLOK
Security ID: 668771108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan P. Barsamian | Management | For | For |
| 1b | Elect Director Eric K. Brandt | Management | For | For |
| 1c | Elect Director Frank E. Dangeard | Management | For | For |
| 1d | Elect Director Nora M. Denzel | Management | For | For |
| 1e | Elect Director Peter A. Feld | Management | For | For |
| 1f | Elect Director Kenneth Y. Hao | Management | For | For |
| 1g | Elect Director Emily Heath | Management | For | For |
| 1h | Elect Director Vincent Pilette | Management | For | For |
| 1i | Elect Director Sherrese M. Smith | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
| |
|---|
NORTONLIFELOCK INC.
Meeting Date: NOV 04, 2021
Record Date: OCT 13, 2021
Meeting Type: SPECIAL |
Ticker: NLOK
Security ID: 668771108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
ORACLE CORPORATION
Meeting Date: NOV 10, 2021
Record Date: SEP 13, 2021
Meeting Type: ANNUAL |
Ticker: ORCL
Security ID: 68389X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | Withhold |
| 1.2 | Elect Director Michael J. Boskin | Management | For | For |
| 1.3 | Elect Director Safra A. Catz | Management | For | For |
| 1.4 | Elect Director Bruce R. Chizen | Management | For | Withhold |
| 1.5 | Elect Director George H. Conrades | Management | For | Withhold |
| 1.6 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.7 | Elect Director Rona A. Fairhead | Management | For | For |
| 1.8 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.9 | Elect Director Renee J. James | Management | For | For |
| 1.10 | Elect Director Charles W. Moorman, IV | Management | For | Withhold |
| 1.11 | Elect Director Leon E. Panetta | Management | For | Withhold |
| 1.12 | Elect Director William G. Parrett | Management | For | Withhold |
| 1.13 | Elect Director Naomi O. Seligman | Management | For | Withhold |
| 1.14 | Elect Director Vishal Sikka | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Report on Racial Equity Audit | Shareholder | Against | For |
| 6 | Require Independent Board Chair | Shareholder | Against | For |
| 7 | Report on Political Contributions | Shareholder | Against | Against |
| |
|---|
ROYAL DUTCH SHELL PLC
Meeting Date: DEC 10, 2021
Record Date: NOV 26, 2021
Meeting Type: SPECIAL |
Ticker: RDSA
Security ID: 780259107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt New Articles of Association | Management | For | For |
| |
|---|
VIASAT, INC.
Meeting Date: SEP 02, 2021
Record Date: JUL 08, 2021
Meeting Type: ANNUAL |
Ticker: VSAT
Security ID: 92552V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert Johnson | Management | For | For |
| 1b | Elect Director John Stenbit | Management | For | For |
| 1c | Elect Director Theresa Wise | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
Nuveen Santa Barbara Dividend Growth Fund
| |
|---|
BOOZ ALLEN HAMILTON HOLDING CORPORATION
Meeting Date: JUL 28, 2021
Record Date: JUN 07, 2021
Meeting Type: ANNUAL |
Ticker: BAH
Security ID: 099502106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Horacio D. Rozanski | Management | For | For |
| 1b | Elect Director Ian Fujiyama | Management | For | For |
| 1c | Elect Director Mark E. Gaumond | Management | For | For |
| 1d | Elect Director Gretchen W. McClain | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CAPRI HOLDINGS LIMITED
Meeting Date: JUL 28, 2021
Record Date: JUN 01, 2021
Meeting Type: ANNUAL |
Ticker: CPRI
Security ID: G1890L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Marilyn Crouther | Management | For | For |
| 1b | Elect Director Stephen F. Reitman | Management | For | For |
| 1c | Elect Director Jean Tomlin | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CISCO SYSTEMS, INC.
Meeting Date: DEC 13, 2021
Record Date: OCT 15, 2021
Meeting Type: ANNUAL |
Ticker: CSCO
Security ID: 17275R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director M. Michele Burns | Management | For | For |
| 1b | Elect Director Wesley G. Bush | Management | For | For |
| 1c | Elect Director Michael D. Capellas | Management | For | For |
| 1d | Elect Director Mark Garrett | Management | For | For |
| 1e | Elect Director John D. Harris, II | Management | For | For |
| 1f | Elect Director Kristina M. Johnson | Management | For | For |
| 1g | Elect Director Roderick C. McGeary | Management | For | For |
| 1h | Elect Director Charles H. Robbins | Management | For | For |
| 1i | Elect Director Brenton L. Saunders | Management | For | For |
| 1j | Elect Director Lisa T. Su | Management | For | For |
| 1k | Elect Director Marianna Tessel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | For |
| |
|---|
FEDEX CORPORATION
Meeting Date: SEP 27, 2021
Record Date: AUG 02, 2021
Meeting Type: ANNUAL |
Ticker: FDX
Security ID: 31428X106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Marvin R. Ellison | Management | For | For |
| 1b | Elect Director Susan Patricia Griffith | Management | For | For |
| 1c | Elect Director Kimberly A. Jabal | Management | For | For |
| 1d | Elect Director Shirley Ann Jackson | Management | For | For |
| 1e | Elect Director R. Brad Martin | Management | For | For |
| 1f | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1g | Elect Director Susan C. Schwab | Management | For | For |
| 1h | Elect Director Frederick W. Smith | Management | For | For |
| 1i | Elect Director David P. Steiner | Management | For | For |
| 1j | Elect Director Rajesh Subramaniam | Management | For | For |
| 1k | Elect Director Paul S. Walsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst &Young LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | For |
| 5 | Report on Alignment Between Company Values and Electioneering Contributions | Shareholder | Against | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 7 | Report on Racism in Corporate Culture | Shareholder | Against | Against |
| 8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
LAM RESEARCH CORPORATION
Meeting Date: NOV 08, 2021
Record Date: SEP 09, 2021
Meeting Type: ANNUAL |
Ticker: LRCX
Security ID: 512807108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sohail U. Ahmed | Management | For | For |
| 1.2 | Elect Director Timothy M. Archer | Management | For | For |
| 1.3 | Elect Director Eric K. Brandt | Management | For | For |
| 1.4 | Elect Director Michael R. Cannon | Management | For | For |
| 1.5 | Elect Director Catherine P. Lego | Management | For | For |
| 1.6 | Elect Director Bethany J. Mayer | Management | For | For |
| 1.7 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 1.8 | Elect Director Lih Shyng (Rick L.) Tsai | Management | For | For |
| 1.9 | Elect Director Leslie F. Varon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
LINDE PLC
Meeting Date: JUL 26, 2021
Record Date: JUL 24, 2021
Meeting Type: ANNUAL |
Ticker: LIN
Security ID: G5494J103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Wolfgang H. Reitzle | Management | For | For |
| 1b | Elect Director Stephen F. Angel | Management | For | For |
| 1c | Elect Director Ann-Kristin Achleitner | Management | For | For |
| 1d | Elect Director Clemens A. H. Borsig | Management | For | For |
| 1e | Elect Director Nance K. Dicciani | Management | For | For |
| 1f | Elect Director Thomas Enders | Management | For | For |
| 1g | Elect Director Franz Fehrenbach | Management | For | For |
| 1h | Elect Director Edward G. Galante | Management | For | For |
| 1i | Elect Director Larry D. McVay | Management | For | For |
| 1j | Elect Director Victoria E. Ossadnik | Management | For | For |
| 1k | Elect Director Martin H. Richenhagen | Management | For | For |
| 1l | Elect Director Robert L. Wood | Management | For | For |
| 2a | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| 5 | Approve Remuneration Report | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| 7 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| |
|---|
MCKESSON CORPORATION
Meeting Date: JUL 23, 2021
Record Date: MAY 28, 2021
Meeting Type: ANNUAL |
Ticker: MCK
Security ID: 58155Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Dominic J. Caruso | Management | For | For |
| 1b | Elect Director Donald R. Knauss | Management | For | For |
| 1c | Elect Director Bradley E. Lerman | Management | For | For |
| 1d | Elect Director Linda P. Mantia | Management | For | For |
| 1e | Elect Director Maria Martinez | Management | For | For |
| 1f | Elect Director Edward A. Mueller | Management | For | For |
| 1g | Elect Director Susan R. Salka | Management | For | For |
| 1h | Elect Director Brian S. Tyler | Management | For | For |
| 1i | Elect Director Kenneth E. Washington | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
MICROSOFT CORPORATION
Meeting Date: NOV 30, 2021
Record Date: SEP 30, 2021
Meeting Type: ANNUAL |
Ticker: MSFT
Security ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Reid G. Hoffman | Management | For | For |
| 1.2 | Elect Director Hugh F. Johnston | Management | For | For |
| 1.3 | Elect Director Teri L. List | Management | For | For |
| 1.4 | Elect Director Satya Nadella | Management | For | For |
| 1.5 | Elect Director Sandra E. Peterson | Management | For | For |
| 1.6 | Elect Director Penny S. Pritzker | Management | For | For |
| 1.7 | Elect Director Carlos A. Rodriguez | Management | For | For |
| 1.8 | Elect Director Charles W. Scharf | Management | For | For |
| 1.9 | Elect Director John W. Stanton | Management | For | For |
| 1.10 | Elect Director John W. Thompson | Management | For | For |
| 1.11 | Elect Director Emma N. Walmsley | Management | For | For |
| 1.12 | Elect Director Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Report on Gender/Racial Pay Gap | Shareholder | Against | For |
| 6 | Report on Effectiveness of Workplace Sexual Harassment Policies | Shareholder | Against | For |
| 7 | Prohibit Sales of Facial Recognition Technology to All Government Entities | Shareholder | Against | Against |
| 8 | Report on Implementation of the Fair Chance Business Pledge | Shareholder | Against | Against |
| 9 | Report on Lobbying Activities Alignment with Company Policies | Shareholder | Against | For |
| |
|---|
PARKER-HANNIFIN CORPORATION
Meeting Date: OCT 27, 2021
Record Date: SEP 03, 2021
Meeting Type: ANNUAL |
Ticker: PH
Security ID: 701094104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lee C. Banks | Management | For | For |
| 1b | Elect Director Jillian C. Evanko | Management | For | For |
| 1c | Elect Director Lance M. Fritz | Management | For | For |
| 1d | Elect Director Linda A. Harty | Management | For | For |
| 1e | Elect Director William F. Lacey | Management | For | For |
| 1f | Elect Director Kevin A. Lobo | Management | For | For |
| 1g | Elect Director Joseph Scaminace | Management | For | For |
| 1h | Elect Director Ake Svensson | Management | For | For |
| 1i | Elect Director Laura K. Thompson | Management | For | For |
| 1j | Elect Director James R. Verrier | Management | For | For |
| 1k | Elect Director James L. Wainscott | Management | For | For |
| 1l | Elect Director Thomas L. Williams | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SPECTRUM BRANDS HOLDINGS, INC.
Meeting Date: AUG 03, 2021
Record Date: JUN 15, 2021
Meeting Type: ANNUAL |
Ticker: SPB
Security ID: 84790A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David M. Maura | Management | For | For |
| 1.2 | Elect Director Terry L. Polistina | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
TESLA, INC.
Meeting Date: OCT 07, 2021
Record Date: AUG 09, 2021
Meeting Type: ANNUAL |
Ticker: TSLA
Security ID: 88160R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James Murdoch | Management | For | Against |
| 1.2 | Elect Director Kimbal Musk | Management | For | Against |
| 2 | Amend Certificate of Incorporation to Reduce Director Terms to Two Years | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirements | Management | None | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| 6 | Report on Diversity and Inclusion Efforts | Shareholder | Against | For |
| 7 | Report on Employee Arbitration | Shareholder | Against | For |
| 8 | Assign Responsibility for Strategic Oversight of Human Capital Management to an Independent Board-Level Committee | Shareholder | Against | For |
| 9 | Additional Reporting on Human Rights | Shareholder | Against | Against |
| |
|---|
UNITED THERAPEUTICS CORPORATION
Meeting Date: SEP 30, 2021
Record Date: AUG 10, 2021
Meeting Type: SPECIAL |
Ticker: UTHR
Security ID: 91307C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Certificate of Incorporation to become a Public Benefit Corporation | Management | For | For |
Nuveen Small Cap Value Opportunities Fund
| |
|---|
AMERICAN OUTDOOR BRANDS, INC.
Meeting Date: SEP 24, 2021
Record Date: AUG 02, 2021
Meeting Type: ANNUAL |
Ticker: AOUT
Security ID: 02875D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian D. Murphy | Management | For | For |
| 1.2 | Elect Director Mary E. Gallagher | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
ENERSYS
Meeting Date: AUG 05, 2021
Record Date: JUN 10, 2021
Meeting Type: ANNUAL |
Ticker: ENS
Security ID: 29275Y102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hwan-yoon F. Chung | Management | For | For |
| 1.2 | Elect Director Arthur T. Katsaros | Management | For | For |
| 1.3 | Elect Director Robert Magnus | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ENTERPRISE FINANCIAL SERVICES CORP
Meeting Date: JUL 20, 2021
Record Date: JUN 01, 2021
Meeting Type: SPECIAL |
Ticker: EFSC
Security ID: 293712105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
PRESTIGE CONSUMER HEALTHCARE INC.
Meeting Date: AUG 03, 2021
Record Date: JUN 10, 2021
Meeting Type: ANNUAL |
Ticker: PBH
Security ID: 74112D101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald M. Lombardi | Management | For | For |
| 1.2 | Elect Director John E. Byom | Management | For | For |
| 1.3 | Elect Director Celeste A. Clark | Management | For | For |
| 1.4 | Elect Director Christopher J. Coughlin | Management | For | For |
| 1.5 | Elect Director Sheila A. Hopkins | Management | For | For |
| 1.6 | Elect Director Natale S. Ricciardi | Management | For | For |
| 1.7 | Elect Director Dawn M. Zier | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STRIDE, INC.
Meeting Date: DEC 10, 2021
Record Date: OCT 18, 2021
Meeting Type: ANNUAL |
Ticker: LRN
Security ID: 86333M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Aida M. Alvarez | Management | For | For |
| 1b | Elect Director Craig R. Barrett | Management | For | For |
| 1c | Elect Director Robert L. Cohen | Management | For | For |
| 1d | Elect Director Nathaniel A. Davis | Management | For | For |
| 1e | Elect Director Steven B. Fink | Management | For | For |
| 1f | Elect Director Victoria D. Harker | Management | For | For |
| 1g | Elect Director Robert E. Knowling, Jr. | Management | For | For |
| 1h | Elect Director Liza McFadden | Management | For | For |
| 1i | Elect Director James J. Rhyu | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
TOWER SEMICONDUCTOR LTD.
Meeting Date: AUG 12, 2021
Record Date: JUL 06, 2021
Meeting Type: ANNUAL |
Ticker: TSEM
Security ID: M87915274
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Amir Elstein as Director | Management | For | For |
| 1.2 | Elect Russell Ellwanger as Director | Management | For | For |
| 1.3 | Elect Kalman Kaufman as Director | Management | For | For |
| 1.4 | Elect Dana Gross as Director | Management | For | For |
| 1.5 | Elect Ilan Flato as Director | Management | For | For |
| 1.6 | Elect Yoav Chelouche as Director | Management | For | For |
| 1.7 | Elect Iris Avner as Director | Management | For | For |
| 1.8 | Elect Michal Vakrat Wolkin as Director | Management | For | For |
| 1.9 | Elect Avi Hasson as Director | Management | For | For |
| 2 | Appoint Amir Elstein as Chairman and Approve His Terms of Compensation (subject to approval of his election to the Board of Directors under Proposal 1) | Management | For | For |
| 3 | Approve Amended Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 4 | Approve Amended Compensation of Russell Ellwanger, CEO | Management | For | For |
| 5 | Approve Equity-Based Compensation to Russell Ellwanger, CEO | Management | For | For |
| 6 | Approve Equity Grants to Each Director (subject to approval of their election to the Board of Directors under Proposal 1, Excluding Amir Elstein and Russell Ellwanger) | Management | For | For |
| 7 | Appoint Brightman Almagor Zohar & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Discuss Financial Statements and the Report of the Board | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
UNITED THERAPEUTICS CORPORATION
Meeting Date: SEP 30, 2021
Record Date: AUG 10, 2021
Meeting Type: SPECIAL |
Ticker: UTHR
Security ID: 91307C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Certificate of Incorporation to become a Public Benefit Corporation | Management | For | For |
| |
|---|
VIASAT, INC.
Meeting Date: SEP 02, 2021
Record Date: JUL 08, 2021
Meeting Type: ANNUAL |
Ticker: VSAT
Security ID: 92552V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert Johnson | Management | For | For |
| 1b | Elect Director John Stenbit | Management | For | For |
| 1c | Elect Director Theresa Wise | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
Nuveen Small/Mid Cap Value Fund
| |
|---|
BRINKER INTERNATIONAL, INC.
Meeting Date: NOV 18, 2021
Record Date: SEP 20, 2021
Meeting Type: ANNUAL |
Ticker: EAT
Security ID: 109641100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph M. DePinto | Management | For | For |
| 1.2 | Elect Director Frances L. Allen | Management | For | For |
| 1.3 | Elect Director Cynthia L. Davis | Management | For | For |
| 1.4 | Elect Director Harriet Edelman | Management | For | For |
| 1.5 | Elect Director William T. Giles | Management | For | For |
| 1.6 | Elect Director James C. Katzman | Management | For | For |
| 1.7 | Elect Director Alexandre G. Macedo | Management | For | For |
| 1.8 | Elect Director Prashant N. Ranade | Management | For | For |
| 1.9 | Elect Director Wyman T. Roberts | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ENERSYS
Meeting Date: AUG 05, 2021
Record Date: JUN 10, 2021
Meeting Type: ANNUAL |
Ticker: ENS
Security ID: 29275Y102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hwan-yoon F. Chung | Management | For | For |
| 1.2 | Elect Director Arthur T. Katsaros | Management | For | For |
| 1.3 | Elect Director Robert Magnus | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNITED THERAPEUTICS CORPORATION
Meeting Date: SEP 30, 2021
Record Date: AUG 10, 2021
Meeting Type: SPECIAL |
Ticker: UTHR
Security ID: 91307C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Certificate of Incorporation to become a Public Benefit Corporation | Management | For | For |
| |
|---|
VIASAT, INC.
Meeting Date: SEP 02, 2021
Record Date: JUL 08, 2021
Meeting Type: ANNUAL |
Ticker: VSAT
Security ID: 92552V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert Johnson | Management | For | For |
| 1b | Elect Director John Stenbit | Management | For | For |
| 1c | Elect Director Theresa Wise | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
END NPX REPORT
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Nuveen Investment Trust
| | |
| By | | /s/ Christopher E. Stickrod |
| | Christopher E. Stickrod – Chief Administrative Officer |
| |
| Date | | |
August 22, 2022
