UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (date of earliest reported event): May 20, 2021
GLASSBRIDGE ENTERPRISES, INC.
(Exact name of registrant as specified in its charter)
Commission File No. 001-14310
| Delaware | | 41-1838504 |
(State or other jurisdiction of Incorporation or organization) | | (I.R.S. Employer Identification No.) |
| | | |
411 E 57th St. New York, New York (Address of Principal Executive Offices) | | 10022 (Zip Code) |
Registrant’s Telephone Number, including Area Code: (212) 220-3300
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| [ ] | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| | |
| [ ] | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| | |
| [ ] | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| | |
| [ ] | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | | Trading Symbol(s) | | Name of each exchange on which registered |
| None | | None | | None |
Item 8.01 Other Events.
On May 20, 2021, GlassBridge Enterprises, Inc. (“GlassBridge” or the “Company”) received notice from the OTCQB (“OTCQB”) that, because the Company had not yet filed Form 10-K for 2020, quotation of the Company’s shares will be moved from the OTCQB market to Pink at market open on May 21, 2021. Upon the filing of the Form 10-K, the Company will seek to restore quotation of the Company’s shares to the OTCQB market.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Dated: May 21, 2021 | |
| | | |
| GLASSBRIDGE ENTERPRISES, INC. | |
| | | |
| By: | /s/ Daniel Strauss | |
| Name: | Daniel Strauss | |
| Title: | Chief Executive Officer | |
