| Fund Name : U.S. Global Investors Funds All American Equity Fund | | | | | | | | | | | |
| IssuerName | MeetingDate | | MeetingType | Ticker | | SecurityID | BallotIssueNumber | | ProposalText | Proponent | MgmtReco | VoteCast | FundName | LogicalBallotStatus |
| Alliant Energy Corporation | 5/21/2020 | | Annual | LNT | | 18802108 | 1.1 | | Elect Patrick E. Allen | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Alliant Energy Corporation | 5/21/2020 | | Annual | LNT | | 18802108 | 1.2 | | Elect Michael D. Garcia | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Alliant Energy Corporation | 5/21/2020 | | Annual | LNT | | 18802108 | 1.3 | | Elect Singleton B. McAllister | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Alliant Energy Corporation | 5/21/2020 | | Annual | LNT | | 18802108 | 1.4 | | Elect Susan D. Whiting | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Alliant Energy Corporation | 5/21/2020 | | Annual | LNT | | 18802108 | 2 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Alliant Energy Corporation | 5/21/2020 | | Annual | LNT | | 18802108 | 3 | | Approval of the 2020 Omnibus Incentive Plan | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Alliant Energy Corporation | 5/21/2020 | | Annual | LNT | | 18802108 | 4 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| American Tower Corporation | 5/18/2020 | | Annual | AMT | | 03027X100 | 1 | | Elect Thomas Bartlett | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| American Tower Corporation | 5/18/2020 | | Annual | AMT | | 03027X100 | 2 | | Elect Raymond P. Dolan | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| American Tower Corporation | 5/18/2020 | | Annual | AMT | | 03027X100 | 3 | | Elect Robert D. Hormats | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| American Tower Corporation | 5/18/2020 | | Annual | AMT | | 03027X100 | 4 | | Elect Gustavo Lara Cantu | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| American Tower Corporation | 5/18/2020 | | Annual | AMT | | 03027X100 | 5 | | Elect Grace D. Lieblein | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| American Tower Corporation | 5/18/2020 | | Annual | AMT | | 03027X100 | 6 | | Elect Craig Macnab | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| American Tower Corporation | 5/18/2020 | | Annual | AMT | | 03027X100 | 7 | | Elect JoAnn A. Reed | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| American Tower Corporation | 5/18/2020 | | Annual | AMT | | 03027X100 | 8 | | Elect Pamela D.A. Reeve | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| American Tower Corporation | 5/18/2020 | | Annual | AMT | | 03027X100 | 9 | | Elect David E. Sharbutt | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| American Tower Corporation | 5/18/2020 | | Annual | AMT | | 03027X100 | 10 | | Elect Bruce L. Tanner | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| American Tower Corporation | 5/18/2020 | | Annual | AMT | | 03027X100 | 11 | | Elect Samme L. Thompson | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| American Tower Corporation | 5/18/2020 | | Annual | AMT | | 03027X100 | 12 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| American Tower Corporation | 5/18/2020 | | Annual | AMT | | 03027X100 | 13 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| American Tower Corporation | 5/18/2020 | | Annual | AMT | | 03027X100 | 14 | | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| American Tower Corporation | 5/18/2020 | | Annual | AMT | | 03027X100 | 15 | | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Anadarko Petroleum Corporation | 8/8/2019 | | Special | APC | | 32511107 | 1 | | Merger | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Anadarko Petroleum Corporation | 8/8/2019 | | Special | APC | | 32511107 | 2 | | Advisory Vote on Golden Parachutes | Mgmt | For | Against | U.S. Global Investors Funds All American Equity Fund | Voted |
| Automatic Data Processing, Inc. | 11/12/2019 | | Annual | ADP | | 53015103 | 1 | | Elect Peter Bisson | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Automatic Data Processing, Inc. | 11/12/2019 | | Annual | ADP | | 53015103 | 2 | | Elect Richard T. Clark | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Automatic Data Processing, Inc. | 11/12/2019 | | Annual | ADP | | 53015103 | 3 | | Elect R. Glenn Hubbard | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Automatic Data Processing, Inc. | 11/12/2019 | | Annual | ADP | | 53015103 | 4 | | Elect John P. Jones | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Automatic Data Processing, Inc. | 11/12/2019 | | Annual | ADP | | 53015103 | 5 | | Elect Francine S. Katsoudas | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Automatic Data Processing, Inc. | 11/12/2019 | | Annual | ADP | | 53015103 | 6 | | Elect Thomas J. Lynch | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Automatic Data Processing, Inc. | 11/12/2019 | | Annual | ADP | | 53015103 | 7 | | Elect Scott F. Powers | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Automatic Data Processing, Inc. | 11/12/2019 | | Annual | ADP | | 53015103 | 8 | | Elect William J. Ready | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Automatic Data Processing, Inc. | 11/12/2019 | | Annual | ADP | | 53015103 | 9 | | Elect Carlos A. Rodriguez | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Automatic Data Processing, Inc. | 11/12/2019 | | Annual | ADP | | 53015103 | 10 | | Elect Sandra S. Wijnberg | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Automatic Data Processing, Inc. | 11/12/2019 | | Annual | ADP | | 53015103 | 11 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Automatic Data Processing, Inc. | 11/12/2019 | | Annual | ADP | | 53015103 | 12 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Broadcom Inc. | 3/30/2020 | | Annual | AVGO | | 11135F101 | 1 | | Elect Hock E. Tan | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Broadcom Inc. | 3/30/2020 | | Annual | AVGO | | 11135F101 | 2 | | Elect Dr. Henry S. Samueli | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Broadcom Inc. | 3/30/2020 | | Annual | AVGO | | 11135F101 | 3 | | Elect Eddy W. Hartenstein | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Broadcom Inc. | 3/30/2020 | | Annual | AVGO | | 11135F101 | 4 | | Elect Diane M. Bryant | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Broadcom Inc. | 3/30/2020 | | Annual | AVGO | | 11135F101 | 5 | | Elect Gayla J. Delly | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Broadcom Inc. | 3/30/2020 | | Annual | AVGO | | 11135F101 | 6 | | Elect Raul J. Fernandez | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Broadcom Inc. | 3/30/2020 | | Annual | AVGO | | 11135F101 | 7 | | Elect Check Kian Low | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Broadcom Inc. | 3/30/2020 | | Annual | AVGO | | 11135F101 | 8 | | Elect Justine F. Page | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Broadcom Inc. | 3/30/2020 | | Annual | AVGO | | 11135F101 | 9 | | Elect Harry L. You | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Broadcom Inc. | 3/30/2020 | | Annual | AVGO | | 11135F101 | 10 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Broadcom Inc. | 3/30/2020 | | Annual | AVGO | | 11135F101 | 11 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Broadridge Financial Solutions, Inc. | 11/14/2019 | | Annual | BR | | 11133T103 | 1 | | Elect Leslie A. Brun | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Broadridge Financial Solutions, Inc. | 11/14/2019 | | Annual | BR | | 11133T103 | 2 | | Elect Pamela L. Carter | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Broadridge Financial Solutions, Inc. | 11/14/2019 | | Annual | BR | | 11133T103 | 3 | | Elect Richard J. Daly | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Broadridge Financial Solutions, Inc. | 11/14/2019 | | Annual | BR | | 11133T103 | 4 | | Elect Robert N. Duelks | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Broadridge Financial Solutions, Inc. | 11/14/2019 | | Annual | BR | | 11133T103 | 5 | | Elect Timothy C. Gokey | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Broadridge Financial Solutions, Inc. | 11/14/2019 | | Annual | BR | | 11133T103 | 6 | | Elect Brett A. Keller | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Broadridge Financial Solutions, Inc. | 11/14/2019 | | Annual | BR | | 11133T103 | 7 | | Elect Maura A. Markus | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Broadridge Financial Solutions, Inc. | 11/14/2019 | | Annual | BR | | 11133T103 | 8 | | Elect Thomas J. Perna | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Broadridge Financial Solutions, Inc. | 11/14/2019 | | Annual | BR | | 11133T103 | 9 | | Elect Alan J. Weber | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Broadridge Financial Solutions, Inc. | 11/14/2019 | | Annual | BR | | 11133T103 | 10 | | Elect Amit K. Zavery | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Broadridge Financial Solutions, Inc. | 11/14/2019 | | Annual | BR | | 11133T103 | 11 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Broadridge Financial Solutions, Inc. | 11/14/2019 | | Annual | BR | | 11133T103 | 12 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Caterpillar Inc. | 6/10/2020 | | Annual | CAT | | 149123101 | 1 | | Elect Kelly A. Ayotte | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Caterpillar Inc. | 6/10/2020 | | Annual | CAT | | 149123101 | 2 | | Elect David L. Calhoun | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Caterpillar Inc. | 6/10/2020 | | Annual | CAT | | 149123101 | 3 | | Elect Daniel M. Dickinson | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Caterpillar Inc. | 6/10/2020 | | Annual | CAT | | 149123101 | 4 | | Elect Juan Gallardo | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Caterpillar Inc. | 6/10/2020 | | Annual | CAT | | 149123101 | 5 | | Elect William A. Osborn | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Caterpillar Inc. | 6/10/2020 | | Annual | CAT | | 149123101 | 6 | | Elect Debra L. Reed-Klages | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Caterpillar Inc. | 6/10/2020 | | Annual | CAT | | 149123101 | 7 | | Elect Edward B. Rust, Jr. | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Caterpillar Inc. | 6/10/2020 | | Annual | CAT | | 149123101 | 8 | | Elect Susan C. Schwab | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Caterpillar Inc. | 6/10/2020 | | Annual | CAT | | 149123101 | 9 | | Elect D. James Umpleby III | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Caterpillar Inc. | 6/10/2020 | | Annual | CAT | | 149123101 | 10 | | Elect Miles D. White | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Caterpillar Inc. | 6/10/2020 | | Annual | CAT | | 149123101 | 11 | | Elect Rayford Wilkins Jr. | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Caterpillar Inc. | 6/10/2020 | | Annual | CAT | | 149123101 | 12 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Caterpillar Inc. | 6/10/2020 | | Annual | CAT | | 149123101 | 13 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Caterpillar Inc. | 6/10/2020 | | Annual | CAT | | 149123101 | 14 | | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Caterpillar Inc. | 6/10/2020 | | Annual | CAT | | 149123101 | 15 | | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Caterpillar Inc. | 6/10/2020 | | Annual | CAT | | 149123101 | 16 | | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| CDW Corporation | 5/21/2020 | | Annual | CDW | | 12514G108 | 1 | | Elect Steven W. Alesio | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| CDW Corporation | 5/21/2020 | | Annual | CDW | | 12514G108 | 2 | | Elect Barry K. Allen | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| CDW Corporation | 5/21/2020 | | Annual | CDW | | 12514G108 | 3 | | Elect Lynda M. Clarizio | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| CDW Corporation | 5/21/2020 | | Annual | CDW | | 12514G108 | 4 | | Elect Christine A. Leahy | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| CDW Corporation | 5/21/2020 | | Annual | CDW | | 12514G108 | 5 | | Elect David W. Nelms | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| CDW Corporation | 5/21/2020 | | Annual | CDW | | 12514G108 | 6 | | Elect Joseph R. Swedish | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| CDW Corporation | 5/21/2020 | | Annual | CDW | | 12514G108 | 7 | | Elect Donna F. Zarcone | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| CDW Corporation | 5/21/2020 | | Annual | CDW | | 12514G108 | 8 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| CDW Corporation | 5/21/2020 | | Annual | CDW | | 12514G108 | 9 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Citizens Financial Group, Inc. | 4/23/2020 | | Annual | CFG | | 174610105 | 1 | | Elect Bruce Van Saun | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Citizens Financial Group, Inc. | 4/23/2020 | | Annual | CFG | | 174610105 | 2 | | Elect Christine M. Cumming | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Citizens Financial Group, Inc. | 4/23/2020 | | Annual | CFG | | 174610105 | 3 | | Elect William P. Hankowsky | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Citizens Financial Group, Inc. | 4/23/2020 | | Annual | CFG | | 174610105 | 4 | | Elect Howard W. Hanna III | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Citizens Financial Group, Inc. | 4/23/2020 | | Annual | CFG | | 174610105 | 5 | | Elect Leo I. Higdon, Jr. | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Citizens Financial Group, Inc. | 4/23/2020 | | Annual | CFG | | 174610105 | 6 | | Elect Edward J. Kelly, III | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Citizens Financial Group, Inc. | 4/23/2020 | | Annual | CFG | | 174610105 | 7 | | Elect Charles J. Koch | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Citizens Financial Group, Inc. | 4/23/2020 | | Annual | CFG | | 174610105 | 8 | | Elect Robert G. Leary | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Citizens Financial Group, Inc. | 4/23/2020 | | Annual | CFG | | 174610105 | 9 | | Elect Terrance J. Lillis | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Citizens Financial Group, Inc. | 4/23/2020 | | Annual | CFG | | 174610105 | 10 | | Elect Shivan S. Subramaniam | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Citizens Financial Group, Inc. | 4/23/2020 | | Annual | CFG | | 174610105 | 11 | | Elect Wendy A. Watson | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Citizens Financial Group, Inc. | 4/23/2020 | | Annual | CFG | | 174610105 | 12 | | Elect Marita Zuraitis | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Citizens Financial Group, Inc. | 4/23/2020 | | Annual | CFG | | 174610105 | 13 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Citizens Financial Group, Inc. | 4/23/2020 | | Annual | CFG | | 174610105 | 14 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Citizens Financial Group, Inc. | 4/23/2020 | | Annual | CFG | | 174610105 | 15 | | Right to Call a Special Meeting | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Citizens Financial Group, Inc. | 4/23/2020 | | Annual | CFG | | 174610105 | 16 | | Removal of Non-Operative Provisions in Certificate | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Constellation Brands, Inc. | 7/16/2019 | | Annual | STZ | | 21036P108 | 1.1 | | Elect Jennifer M. Daniels | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Constellation Brands, Inc. | 7/16/2019 | | Annual | STZ | | 21036P108 | 1.2 | | Elect Jerry Fowden | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Constellation Brands, Inc. | 7/16/2019 | | Annual | STZ | | 21036P108 | 1.3 | | Elect Ernesto M. Hernandez | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Constellation Brands, Inc. | 7/16/2019 | | Annual | STZ | | 21036P108 | 1.4 | | Elect Susan Sommersille Johnson | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Constellation Brands, Inc. | 7/16/2019 | | Annual | STZ | | 21036P108 | 1.5 | | Elect James A. Locke III | Mgmt | For | Withhold | U.S. Global Investors Funds All American Equity Fund | Voted |
| Constellation Brands, Inc. | 7/16/2019 | | Annual | STZ | | 21036P108 | 1.6 | | Elect Daniel J. McCarthy | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Constellation Brands, Inc. | 7/16/2019 | | Annual | STZ | | 21036P108 | 1.7 | | Elect William A. Newlands | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Constellation Brands, Inc. | 7/16/2019 | | Annual | STZ | | 21036P108 | 1.8 | | Elect Richard Sands | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Constellation Brands, Inc. | 7/16/2019 | | Annual | STZ | | 21036P108 | 1.9 | | Elect Robert Sands | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Constellation Brands, Inc. | 7/16/2019 | | Annual | STZ | | 21036P108 | 1.1 | | Elect Judy A. Schmeling | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Constellation Brands, Inc. | 7/16/2019 | | Annual | STZ | | 21036P108 | 2 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Constellation Brands, Inc. | 7/16/2019 | | Annual | STZ | | 21036P108 | 3 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| EOG Resources, Inc. | 4/30/2020 | | Annual | EOG | | 26875P101 | 1 | | Elect Janet F. Clark | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| EOG Resources, Inc. | 4/30/2020 | | Annual | EOG | | 26875P101 | 2 | | Elect Charles R. Crisp | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| EOG Resources, Inc. | 4/30/2020 | | Annual | EOG | | 26875P101 | 3 | | Elect Robert P. Daniels | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| EOG Resources, Inc. | 4/30/2020 | | Annual | EOG | | 26875P101 | 4 | | Elect James C. Day | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| EOG Resources, Inc. | 4/30/2020 | | Annual | EOG | | 26875P101 | 5 | | Elect C. Christopher Gaut | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| EOG Resources, Inc. | 4/30/2020 | | Annual | EOG | | 26875P101 | 6 | | Elect Julie J. Robertson | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| EOG Resources, Inc. | 4/30/2020 | | Annual | EOG | | 26875P101 | 7 | | Elect Donald F. Textor | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| EOG Resources, Inc. | 4/30/2020 | | Annual | EOG | | 26875P101 | 8 | | Elect William R. Thomas | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| EOG Resources, Inc. | 4/30/2020 | | Annual | EOG | | 26875P101 | 9 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| EOG Resources, Inc. | 4/30/2020 | | Annual | EOG | | 26875P101 | 10 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| FedEx Corporation | 9/23/2019 | | Annual | FDX | | 31428X106 | 1 | | Elect John A. Edwardson | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| FedEx Corporation | 9/23/2019 | | Annual | FDX | | 31428X106 | 2 | | Elect Marvin R. Ellison | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| FedEx Corporation | 9/23/2019 | | Annual | FDX | | 31428X106 | 3 | | Elect Susan Patricia Griffith | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| FedEx Corporation | 9/23/2019 | | Annual | FDX | | 31428X106 | 4 | | Elect John Chris Inglis | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| FedEx Corporation | 9/23/2019 | | Annual | FDX | | 31428X106 | 5 | | Elect Kimberly A. Jabal | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| FedEx Corporation | 9/23/2019 | | Annual | FDX | | 31428X106 | 6 | | Elect Shirley Ann Jackson | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| FedEx Corporation | 9/23/2019 | | Annual | FDX | | 31428X106 | 7 | | Elect R. Brad Martin | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| FedEx Corporation | 9/23/2019 | | Annual | FDX | | 31428X106 | 8 | | Elect Joshua Cooper Ramo | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| FedEx Corporation | 9/23/2019 | | Annual | FDX | | 31428X106 | 9 | | Elect Susan C. Schwab | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| FedEx Corporation | 9/23/2019 | | Annual | FDX | | 31428X106 | 10 | | Elect Frederick W. Smith | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| FedEx Corporation | 9/23/2019 | | Annual | FDX | | 31428X106 | 11 | | Elect David P. Steiner | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| FedEx Corporation | 9/23/2019 | | Annual | FDX | | 31428X106 | 12 | | Elect Paul S. Walsh | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| FedEx Corporation | 9/23/2019 | | Annual | FDX | | 31428X106 | 13 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| FedEx Corporation | 9/23/2019 | | Annual | FDX | | 31428X106 | 14 | | Approval of the 2019 Omnibus Stock Incentive Plan | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| FedEx Corporation | 9/23/2019 | | Annual | FDX | | 31428X106 | 15 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| FedEx Corporation | 9/23/2019 | | Annual | FDX | | 31428X106 | 16 | | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| FedEx Corporation | 9/23/2019 | | Annual | FDX | | 31428X106 | 17 | | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | ShrHoldr | Against | Against | U.S. Global Investors Funds All American Equity Fund | Voted |
| Fifth Third Bancorp | 4/14/2020 | | Annual | FITB | | 316773100 | 1 | | Elect Nicholas K. Akins | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Fifth Third Bancorp | 4/14/2020 | | Annual | FITB | | 316773100 | 2 | | Elect B. Evan Bayh III | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Fifth Third Bancorp | 4/14/2020 | | Annual | FITB | | 316773100 | 3 | | Elect Jorge L. Benitez | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Fifth Third Bancorp | 4/14/2020 | | Annual | FITB | | 316773100 | 4 | | Elect Katherine B. Blackburn | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Fifth Third Bancorp | 4/14/2020 | | Annual | FITB | | 316773100 | 5 | | Elect Emerson L. Brumback | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Fifth Third Bancorp | 4/14/2020 | | Annual | FITB | | 316773100 | 6 | | Elect Jerry W. Burris | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Fifth Third Bancorp | 4/14/2020 | | Annual | FITB | | 316773100 | 7 | | Elect Greg D. Carmichael | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Fifth Third Bancorp | 4/14/2020 | | Annual | FITB | | 316773100 | 8 | | Elect C. Bryan Daniels | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Fifth Third Bancorp | 4/14/2020 | | Annual | FITB | | 316773100 | 9 | | Elect Thomas H. Harvey | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Fifth Third Bancorp | 4/14/2020 | | Annual | FITB | | 316773100 | 10 | | Elect Gary R. Heminger | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Fifth Third Bancorp | 4/14/2020 | | Annual | FITB | | 316773100 | 11 | | Elect Jewell D. Hoover | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Fifth Third Bancorp | 4/14/2020 | | Annual | FITB | | 316773100 | 12 | | Elect Eileen A. Mallesch | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Fifth Third Bancorp | 4/14/2020 | | Annual | FITB | | 316773100 | 13 | | Elect Michael B. McCallister | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Fifth Third Bancorp | 4/14/2020 | | Annual | FITB | | 316773100 | 14 | | Elect Marsha C. Williams | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Fifth Third Bancorp | 4/14/2020 | | Annual | FITB | | 316773100 | 15 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Fifth Third Bancorp | 4/14/2020 | | Annual | FITB | | 316773100 | 16 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Fifth Third Bancorp | 4/14/2020 | | Annual | FITB | | 316773100 | 17 | | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | U.S. Global Investors Funds All American Equity Fund | Voted |
| HCA Healthcare, Inc. | 5/1/2020 | | Annual | HCA | | 40412C101 | 1 | | Elect Thomas F. Frist III | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| HCA Healthcare, Inc. | 5/1/2020 | | Annual | HCA | | 40412C101 | 2 | | Elect Samuel N. Hazen | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| HCA Healthcare, Inc. | 5/1/2020 | | Annual | HCA | | 40412C101 | 3 | | Elect Meg G. Crofton | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| HCA Healthcare, Inc. | 5/1/2020 | | Annual | HCA | | 40412C101 | 4 | | Elect Robert J. Dennis | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| HCA Healthcare, Inc. | 5/1/2020 | | Annual | HCA | | 40412C101 | 5 | | Elect Nancy-Ann DeParle | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| HCA Healthcare, Inc. | 5/1/2020 | | Annual | HCA | | 40412C101 | 6 | | Elect William R. Frist | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| HCA Healthcare, Inc. | 5/1/2020 | | Annual | HCA | | 40412C101 | 7 | | Elect Charles O. Holliday, Jr. | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| HCA Healthcare, Inc. | 5/1/2020 | | Annual | HCA | | 40412C101 | 8 | | Elect Michael W. Michelson | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| HCA Healthcare, Inc. | 5/1/2020 | | Annual | HCA | | 40412C101 | 9 | | Elect Wayne J. Riley | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| HCA Healthcare, Inc. | 5/1/2020 | | Annual | HCA | | 40412C101 | 10 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| HCA Healthcare, Inc. | 5/1/2020 | | Annual | HCA | | 40412C101 | 11 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| HCA Healthcare, Inc. | 5/1/2020 | | Annual | HCA | | 40412C101 | 12 | | Approval of the 2020 Stock Incentive Plan | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| HCA Healthcare, Inc. | 5/1/2020 | | Annual | HCA | | 40412C101 | 13 | | Adoption of Right to Call Special Meetings | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| HCA Healthcare, Inc. | 5/1/2020 | | Annual | HCA | | 40412C101 | 14 | | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | U.S. Global Investors Funds All American Equity Fund | Voted |
| HP Inc. | 5/12/2020 | | Annual | HPQ | | 40434L105 | 1.1 | | Elect Aida M. Alvarez | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| HP Inc. | 5/12/2020 | | Annual | HPQ | | 40434L105 | 1.2 | | Elect Shumeet Banerji | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| HP Inc. | 5/12/2020 | | Annual | HPQ | | 40434L105 | 1.3 | | Elect Robert R. Bennett | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| HP Inc. | 5/12/2020 | | Annual | HPQ | | 40434L105 | 1.4 | | Elect Charles V. Bergh | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| HP Inc. | 5/12/2020 | | Annual | HPQ | | 40434L105 | 1.5 | | Elect Stacy Brown-Philpot | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| HP Inc. | 5/12/2020 | | Annual | HPQ | | 40434L105 | 1.6 | | Elect Stephanie A. Burns | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| HP Inc. | 5/12/2020 | | Annual | HPQ | | 40434L105 | 1.7 | | Elect Mary Anne Citrino | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| HP Inc. | 5/12/2020 | | Annual | HPQ | | 40434L105 | 1.8 | | Elect Richard L. Clemmer | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| HP Inc. | 5/12/2020 | | Annual | HPQ | | 40434L105 | 1.9 | | Elect Enrique Lores | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| HP Inc. | 5/12/2020 | | Annual | HPQ | | 40434L105 | 1.1 | | Elect Yoky Matsuoka | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| HP Inc. | 5/12/2020 | | Annual | HPQ | | 40434L105 | 1.11 | | Elect Stacey J. Mobley | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| HP Inc. | 5/12/2020 | | Annual | HPQ | | 40434L105 | 1.12 | | Elect Subra Suresh | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| HP Inc. | 5/12/2020 | | Annual | HPQ | | 40434L105 | 2 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| HP Inc. | 5/12/2020 | | Annual | HPQ | | 40434L105 | 3 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| HP Inc. | 5/12/2020 | | Annual | HPQ | | 40434L105 | 4 | | Employee Stock Purchase Plan | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| HP Inc. | 5/12/2020 | | Annual | HPQ | | 40434L105 | 5 | | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | U.S. Global Investors Funds All American Equity Fund | Voted |
| Huntington Ingalls Industries, Inc. | 4/28/2020 | | Annual | HII | | 446413106 | 1.1 | | Elect Philip M. Bilden | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Huntington Ingalls Industries, Inc. | 4/28/2020 | | Annual | HII | | 446413106 | 1.2 | | Elect Augustus L. Collins | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Huntington Ingalls Industries, Inc. | 4/28/2020 | | Annual | HII | | 446413106 | 1.3 | | Elect Kirkland H. Donald | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Huntington Ingalls Industries, Inc. | 4/28/2020 | | Annual | HII | | 446413106 | 1.4 | | Elect Victoria D. Harker | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Huntington Ingalls Industries, Inc. | 4/28/2020 | | Annual | HII | | 446413106 | 1.5 | | Elect Anastasia D. Kelly | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Huntington Ingalls Industries, Inc. | 4/28/2020 | | Annual | HII | | 446413106 | 1.6 | | Elect Tracy B. McKibben | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Huntington Ingalls Industries, Inc. | 4/28/2020 | | Annual | HII | | 446413106 | 1.7 | | Elect C. Michael Petters | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Huntington Ingalls Industries, Inc. | 4/28/2020 | | Annual | HII | | 446413106 | 1.8 | | Elect Thomas C. Schievelbein | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Huntington Ingalls Industries, Inc. | 4/28/2020 | | Annual | HII | | 446413106 | 1.9 | | Elect John K. Welch | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Huntington Ingalls Industries, Inc. | 4/28/2020 | | Annual | HII | | 446413106 | 1.1 | | Elect Stephen R. Wilson | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Huntington Ingalls Industries, Inc. | 4/28/2020 | | Annual | HII | | 446413106 | 2 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Huntington Ingalls Industries, Inc. | 4/28/2020 | | Annual | HII | | 446413106 | 3 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Huntington Ingalls Industries, Inc. | 4/28/2020 | | Annual | HII | | 446413106 | 4 | | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Intuit Inc. | 1/23/2020 | | Annual | INTU | | 461202103 | 1 | | Elect Eve Burton | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Intuit Inc. | 1/23/2020 | | Annual | INTU | | 461202103 | 2 | | Elect Scott D. Cook | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Intuit Inc. | 1/23/2020 | | Annual | INTU | | 461202103 | 3 | | Elect Richard Dalzell | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Intuit Inc. | 1/23/2020 | | Annual | INTU | | 461202103 | 4 | | Elect Sasan Goodarzi | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Intuit Inc. | 1/23/2020 | | Annual | INTU | | 461202103 | 5 | | Elect Deborah Liu | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Intuit Inc. | 1/23/2020 | | Annual | INTU | | 461202103 | 6 | | Elect Suzanne Nora Johnson | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Intuit Inc. | 1/23/2020 | | Annual | INTU | | 461202103 | 7 | | Elect Dennis D. Powell | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Intuit Inc. | 1/23/2020 | | Annual | INTU | | 461202103 | 8 | | Elect Brad D. Smith | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Intuit Inc. | 1/23/2020 | | Annual | INTU | | 461202103 | 9 | | Elect Thomas J. Szkutak | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Intuit Inc. | 1/23/2020 | | Annual | INTU | | 461202103 | 10 | | Elect Raul Vazquez | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Intuit Inc. | 1/23/2020 | | Annual | INTU | | 461202103 | 11 | | Elect Jeff Weiner | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Intuit Inc. | 1/23/2020 | | Annual | INTU | | 461202103 | 12 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Intuit Inc. | 1/23/2020 | | Annual | INTU | | 461202103 | 13 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Intuit Inc. | 1/23/2020 | | Annual | INTU | | 461202103 | 14 | | Shareholder Proposal Regarding Adoption of Mandatory Arbitration Bylaw | ShrHoldr | Against | Against | U.S. Global Investors Funds All American Equity Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E100 | 1 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E100 | 2.1 | | Elect Jonathan Gill | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E100 | 2.2 | | Elect Peter Grosskopf | Mgmt | For | Withhold | U.S. Global Investors Funds All American Equity Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E100 | 2.3 | | Elect Ingrid J. Hibbard | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E100 | 2.4 | | Elect Arnold Klassen | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E100 | 2.5 | | Elect Elizabeth Lewis-Gray | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E100 | 2.6 | | Elect Anthony Makuch | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E100 | 2.7 | | Elect Barry P. Olson | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E100 | 2.8 | | Elect Jeff Parr | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E100 | 3 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E100 | 4 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E100 | 5 | | Approval of Unallocated Options Under the Long-Term Incentive Plan | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E100 | 6 | | Amendment to the Deferred Share Unit Plan | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| McDonald's Corporation | 5/21/2020 | | Annual | MCD | | 580135101 | 1 | | Elect Lloyd H. Dean | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| McDonald's Corporation | 5/21/2020 | | Annual | MCD | | 580135101 | 2 | | Elect Robert A. Eckert | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| McDonald's Corporation | 5/21/2020 | | Annual | MCD | | 580135101 | 3 | | Elect Catherine Engelbert | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| McDonald's Corporation | 5/21/2020 | | Annual | MCD | | 580135101 | 4 | | Elect Margaret H. Georgiadis | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| McDonald's Corporation | 5/21/2020 | | Annual | MCD | | 580135101 | 5 | | Elect Enrique Hernandez, Jr. | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| McDonald's Corporation | 5/21/2020 | | Annual | MCD | | 580135101 | 6 | | Elect Christopher Kempczinski | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| McDonald's Corporation | 5/21/2020 | | Annual | MCD | | 580135101 | 7 | | Elect Richard H. Lenny | Mgmt | For | Against | U.S. Global Investors Funds All American Equity Fund | Voted |
| McDonald's Corporation | 5/21/2020 | | Annual | MCD | | 580135101 | 8 | | Elect John Mulligan | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| McDonald's Corporation | 5/21/2020 | | Annual | MCD | | 580135101 | 9 | | Elect Sheila A. Penrose | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| McDonald's Corporation | 5/21/2020 | | Annual | MCD | | 580135101 | 10 | | Elect John W. Rogers, Jr. | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| McDonald's Corporation | 5/21/2020 | | Annual | MCD | | 580135101 | 11 | | Elect Paul S. Walsh | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| McDonald's Corporation | 5/21/2020 | | Annual | MCD | | 580135101 | 12 | | Elect Miles D. White | Mgmt | For | Against | U.S. Global Investors Funds All American Equity Fund | Voted |
| McDonald's Corporation | 5/21/2020 | | Annual | MCD | | 580135101 | 13 | | Advisory Vote on Executive Compensation | Mgmt | For | Against | U.S. Global Investors Funds All American Equity Fund | Voted |
| McDonald's Corporation | 5/21/2020 | | Annual | MCD | | 580135101 | 14 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| McDonald's Corporation | 5/21/2020 | | Annual | MCD | | 580135101 | 15 | | Amendment to the 2012 Omnibus Stock Ownership Plan | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| McDonald's Corporation | 5/21/2020 | | Annual | MCD | | 580135101 | 16 | | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| McDonald's Corporation | 5/21/2020 | | Annual | MCD | | 580135101 | 17 | | Shareholder Proposal Regarding Report on Sugar and Public Health | ShrHoldr | Against | Against | U.S. Global Investors Funds All American Equity Fund | Voted |
| Merck & Co., Inc. | 5/26/2020 | | Annual | MRK | | 58933Y105 | 1 | | Elect Leslie A. Brun | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Merck & Co., Inc. | 5/26/2020 | | Annual | MRK | | 58933Y105 | 2 | | Elect Thomas R. Cech | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Merck & Co., Inc. | 5/26/2020 | | Annual | MRK | | 58933Y105 | 3 | | Elect Mary Ellen Coe | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Merck & Co., Inc. | 5/26/2020 | | Annual | MRK | | 58933Y105 | 4 | | Elect Pamela J. Craig | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Merck & Co., Inc. | 5/26/2020 | | Annual | MRK | | 58933Y105 | 5 | | Elect Kenneth C. Frazier | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Merck & Co., Inc. | 5/26/2020 | | Annual | MRK | | 58933Y105 | 6 | | Elect Thomas H. Glocer | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Merck & Co., Inc. | 5/26/2020 | | Annual | MRK | | 58933Y105 | 7 | | Elect Risa Lavizzo-Mourey | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Merck & Co., Inc. | 5/26/2020 | | Annual | MRK | | 58933Y105 | 8 | | Elect Paul B. Rothman | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Merck & Co., Inc. | 5/26/2020 | | Annual | MRK | | 58933Y105 | 9 | | Elect Patricia F. Russo | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Merck & Co., Inc. | 5/26/2020 | | Annual | MRK | | 58933Y105 | 10 | | Elect Christine E. Seidman | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Merck & Co., Inc. | 5/26/2020 | | Annual | MRK | | 58933Y105 | 11 | | Elect Inge G. Thulin | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Merck & Co., Inc. | 5/26/2020 | | Annual | MRK | | 58933Y105 | 12 | | Elect Kathy J. Warden | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Merck & Co., Inc. | 5/26/2020 | | Annual | MRK | | 58933Y105 | 13 | | Elect Peter C. Wendell | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Merck & Co., Inc. | 5/26/2020 | | Annual | MRK | | 58933Y105 | 14 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Merck & Co., Inc. | 5/26/2020 | | Annual | MRK | | 58933Y105 | 15 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Merck & Co., Inc. | 5/26/2020 | | Annual | MRK | | 58933Y105 | 16 | | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | U.S. Global Investors Funds All American Equity Fund | Voted |
| Merck & Co., Inc. | 5/26/2020 | | Annual | MRK | | 58933Y105 | 17 | | Shareholder Proposal Regarding Report on Tax Savings as a Result of the Tax Cut and Jobs Act | ShrHoldr | Against | Against | U.S. Global Investors Funds All American Equity Fund | Voted |
| Oracle Corporation | 11/19/2019 | | Annual | ORCL | | 68389X105 | 1.1 | | Elect Jeffrey S. Berg | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Oracle Corporation | 11/19/2019 | | Annual | ORCL | | 68389X105 | 1.2 | | Elect Michael J. Boskin | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Oracle Corporation | 11/19/2019 | | Annual | ORCL | | 68389X105 | 1.3 | | Elect Safra A. Catz | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Oracle Corporation | 11/19/2019 | | Annual | ORCL | | 68389X105 | 1.4 | | Elect Bruce R. Chizen | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Oracle Corporation | 11/19/2019 | | Annual | ORCL | | 68389X105 | 1.5 | | Elect George H. Conrades | Mgmt | For | Withhold | U.S. Global Investors Funds All American Equity Fund | Voted |
| Oracle Corporation | 11/19/2019 | | Annual | ORCL | | 68389X105 | 1.6 | | Elect Lawrence J. Ellison | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Oracle Corporation | 11/19/2019 | | Annual | ORCL | | 68389X105 | 1.7 | | Elect Rona Fairhead | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Oracle Corporation | 11/19/2019 | | Annual | ORCL | | 68389X105 | 1.8 | | Elect Hector Garcia-Molina | Mgmt | For | Withhold | U.S. Global Investors Funds All American Equity Fund | Voted |
| Oracle Corporation | 11/19/2019 | | Annual | ORCL | | 68389X105 | 1.9 | | Elect Jeffrey O. Henley | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Oracle Corporation | 11/19/2019 | | Annual | ORCL | | 68389X105 | 1.1 | | Elect Mark V. Hurd | Mgmt | For | Withhold | U.S. Global Investors Funds All American Equity Fund | Voted |
| Oracle Corporation | 11/19/2019 | | Annual | ORCL | | 68389X105 | 1.11 | | Elect Renee J. James | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Oracle Corporation | 11/19/2019 | | Annual | ORCL | | 68389X105 | 1.12 | | Elect Charles W. Moorman IV | Mgmt | For | Withhold | U.S. Global Investors Funds All American Equity Fund | Voted |
| Oracle Corporation | 11/19/2019 | | Annual | ORCL | | 68389X105 | 1.13 | | Elect Leon E. Panetta | Mgmt | For | Withhold | U.S. Global Investors Funds All American Equity Fund | Voted |
| Oracle Corporation | 11/19/2019 | | Annual | ORCL | | 68389X105 | 1.14 | | Elect William G. Parrett | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Oracle Corporation | 11/19/2019 | | Annual | ORCL | | 68389X105 | 1.15 | | Elect Naomi O. Seligman | Mgmt | For | Withhold | U.S. Global Investors Funds All American Equity Fund | Voted |
| Oracle Corporation | 11/19/2019 | | Annual | ORCL | | 68389X105 | 2 | | Advisory Vote on Executive Compensation | Mgmt | For | Against | U.S. Global Investors Funds All American Equity Fund | Voted |
| Oracle Corporation | 11/19/2019 | | Annual | ORCL | | 68389X105 | 3 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Oracle Corporation | 11/19/2019 | | Annual | ORCL | | 68389X105 | 4 | | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Oracle Corporation | 11/19/2019 | | Annual | ORCL | | 68389X105 | 5 | | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Sysco Corporation | 11/15/2019 | | Annual | SYY | | 871829107 | 1 | | Elect Thomas L. Bene | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Sysco Corporation | 11/15/2019 | | Annual | SYY | | 871829107 | 2 | | Elect Daniel J. Brutto | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Sysco Corporation | 11/15/2019 | | Annual | SYY | | 871829107 | 3 | | Elect John Cassaday | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Sysco Corporation | 11/15/2019 | | Annual | SYY | | 871829107 | 4 | | Elect Joshua D. Frank | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Sysco Corporation | 11/15/2019 | | Annual | SYY | | 871829107 | 5 | | Elect Larry C. Glasscock | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Sysco Corporation | 11/15/2019 | | Annual | SYY | | 871829107 | 6 | | Elect Bradley M. Halverson | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Sysco Corporation | 11/15/2019 | | Annual | SYY | | 871829107 | 7 | | Elect John M. Hinshaw | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Sysco Corporation | 11/15/2019 | | Annual | SYY | | 871829107 | 8 | | Elect Hans-Joachim Koerber | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Sysco Corporation | 11/15/2019 | | Annual | SYY | | 871829107 | 9 | | Elect Stephanie A. Lundquist | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Sysco Corporation | 11/15/2019 | | Annual | SYY | | 871829107 | 10 | | Elect Nancy S. Newcomb | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Sysco Corporation | 11/15/2019 | | Annual | SYY | | 871829107 | 11 | | Elect Nelson Peltz | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Sysco Corporation | 11/15/2019 | | Annual | SYY | | 871829107 | 12 | | Elect Edward D. Shirley | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Sysco Corporation | 11/15/2019 | | Annual | SYY | | 871829107 | 13 | | Elect Sheila G. Talton | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Sysco Corporation | 11/15/2019 | | Annual | SYY | | 871829107 | 14 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Sysco Corporation | 11/15/2019 | | Annual | SYY | | 871829107 | 15 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Sysco Corporation | 11/15/2019 | | Annual | SYY | | 871829107 | 16 | | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Charles Schwab Corporation | 5/12/2020 | | Annual | SCHW | | 808513105 | 1 | | Elect William S. Haraf | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Charles Schwab Corporation | 5/12/2020 | | Annual | SCHW | | 808513105 | 2 | | Elect Frank C. Herringer | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Charles Schwab Corporation | 5/12/2020 | | Annual | SCHW | | 808513105 | 3 | | Elect Roger O. Walther | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Charles Schwab Corporation | 5/12/2020 | | Annual | SCHW | | 808513105 | 4 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Charles Schwab Corporation | 5/12/2020 | | Annual | SCHW | | 808513105 | 5 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Charles Schwab Corporation | 5/12/2020 | | Annual | SCHW | | 808513105 | 6 | | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Charles Schwab Corporation | 5/12/2020 | | Annual | SCHW | | 808513105 | 7 | | Adoption of Proxy Access | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Charles Schwab Corporation | 5/12/2020 | | Annual | SCHW | | 808513105 | 8 | | Shareholder Proposal Regarding Diversity and Pay Data Reporting | ShrHoldr | Against | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Charles Schwab Corporation | 5/12/2020 | | Annual | SCHW | | 808513105 | 9 | | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Charles Schwab Corporation | 6/4/2020 | | Special | SCHW | | 808513105 | 1 | | Merger/Acquisition | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Charles Schwab Corporation | 6/4/2020 | | Special | SCHW | | 808513105 | 2 | | Authorization of Non-Voting Common Stock | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Charles Schwab Corporation | 6/4/2020 | | Special | SCHW | | 808513105 | 3 | | Right to Adjourn Meeting | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Home Depot, Inc. | 5/21/2020 | | Annual | HD | | 437076102 | 1 | | Elect Gerard J. Arpey | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Home Depot, Inc. | 5/21/2020 | | Annual | HD | | 437076102 | 2 | | Elect Ari Bousbib | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Home Depot, Inc. | 5/21/2020 | | Annual | HD | | 437076102 | 3 | | Elect Jeffery H. Boyd | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Home Depot, Inc. | 5/21/2020 | | Annual | HD | | 437076102 | 4 | | Elect Gregory D. Brenneman | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Home Depot, Inc. | 5/21/2020 | | Annual | HD | | 437076102 | 5 | | Elect J. Frank Brown | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Home Depot, Inc. | 5/21/2020 | | Annual | HD | | 437076102 | 6 | | Elect Albert P. Carey | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Home Depot, Inc. | 5/21/2020 | | Annual | HD | | 437076102 | 7 | | Elect Helena B. Foulkes | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Home Depot, Inc. | 5/21/2020 | | Annual | HD | | 437076102 | 8 | | Elect Linda R. Gooden | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Home Depot, Inc. | 5/21/2020 | | Annual | HD | | 437076102 | 9 | | Elect Wayne M. Hewett | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Home Depot, Inc. | 5/21/2020 | | Annual | HD | | 437076102 | 10 | | Elect Manuel Kadre | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Home Depot, Inc. | 5/21/2020 | | Annual | HD | | 437076102 | 11 | | Elect Stephanie C. Linnartz | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Home Depot, Inc. | 5/21/2020 | | Annual | HD | | 437076102 | 12 | | Elect Craig A. Menear | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Home Depot, Inc. | 5/21/2020 | | Annual | HD | | 437076102 | 13 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Home Depot, Inc. | 5/21/2020 | | Annual | HD | | 437076102 | 14 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Home Depot, Inc. | 5/21/2020 | | Annual | HD | | 437076102 | 15 | | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Home Depot, Inc. | 5/21/2020 | | Annual | HD | | 437076102 | 16 | | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Home Depot, Inc. | 5/21/2020 | | Annual | HD | | 437076102 | 17 | | Shareholder Proposal Regarding Retention of Shares Following Termination of Employment | ShrHoldr | Against | Against | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Home Depot, Inc. | 5/21/2020 | | Annual | HD | | 437076102 | 18 | | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | Against | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Kroger Co. | 6/25/2020 | | Annual | KR | | 501044101 | 1 | | Elect Nora. A. Aufreiter | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Kroger Co. | 6/25/2020 | | Annual | KR | | 501044101 | 2 | | Elect Anne Gates | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Kroger Co. | 6/25/2020 | | Annual | KR | | 501044101 | 3 | | Elect Karen M. Hoguet | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Kroger Co. | 6/25/2020 | | Annual | KR | | 501044101 | 4 | | Elect Susan J. Kropf | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Kroger Co. | 6/25/2020 | | Annual | KR | | 501044101 | 5 | | Elect W. Rodney McMullen | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Kroger Co. | 6/25/2020 | | Annual | KR | | 501044101 | 6 | | Elect Clyde R. Moore | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Kroger Co. | 6/25/2020 | | Annual | KR | | 501044101 | 7 | | Elect Ronald L. Sargent | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Kroger Co. | 6/25/2020 | | Annual | KR | | 501044101 | 8 | | Elect Bobby S. Shackouls | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Kroger Co. | 6/25/2020 | | Annual | KR | | 501044101 | 9 | | Elect Mark S. Sutton | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Kroger Co. | 6/25/2020 | | Annual | KR | | 501044101 | 10 | | Elect Ashok Vemuri | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Kroger Co. | 6/25/2020 | | Annual | KR | | 501044101 | 11 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Kroger Co. | 6/25/2020 | | Annual | KR | | 501044101 | 12 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Kroger Co. | 6/25/2020 | | Annual | KR | | 501044101 | 13 | | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Kroger Co. | 6/25/2020 | | Annual | KR | | 501044101 | 14 | | Shareholder Proposal Regarding Human Rights Due Diligence Process Report | ShrHoldr | Against | Against | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Sherwin-Williams Company | 4/22/2020 | | Annual | SHW | | 824348106 | 1 | | Elect Kerrii B. Anderson | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Sherwin-Williams Company | 4/22/2020 | | Annual | SHW | | 824348106 | 2 | | Elect Arthur F. Anton | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Sherwin-Williams Company | 4/22/2020 | | Annual | SHW | | 824348106 | 3 | | Elect Jeff M. Fettig | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Sherwin-Williams Company | 4/22/2020 | | Annual | SHW | | 824348106 | 4 | | Elect Richard J. Kramer | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Sherwin-Williams Company | 4/22/2020 | | Annual | SHW | | 824348106 | 5 | | Elect Susan J. Kropf | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Sherwin-Williams Company | 4/22/2020 | | Annual | SHW | | 824348106 | 6 | | Elect John G. Morikis | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Sherwin-Williams Company | 4/22/2020 | | Annual | SHW | | 824348106 | 7 | | Elect Christine A. Poon | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Sherwin-Williams Company | 4/22/2020 | | Annual | SHW | | 824348106 | 8 | | Elect Michael H. Thaman | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Sherwin-Williams Company | 4/22/2020 | | Annual | SHW | | 824348106 | 9 | | Elect Matthew Thornton III | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Sherwin-Williams Company | 4/22/2020 | | Annual | SHW | | 824348106 | 10 | | Elect Steven H. Wunning | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Sherwin-Williams Company | 4/22/2020 | | Annual | SHW | | 824348106 | 11 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| The Sherwin-Williams Company | 4/22/2020 | | Annual | SHW | | 824348106 | 12 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Tractor Supply Company | 5/7/2020 | | Annual | TSCO | | 892356106 | 1.1 | | Elect Cynthia T. Jamison | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Tractor Supply Company | 5/7/2020 | | Annual | TSCO | | 892356106 | 1.2 | | Elect Ricardo Cardenas | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Tractor Supply Company | 5/7/2020 | | Annual | TSCO | | 892356106 | 1.3 | | Elect Denise L. Jackson | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Tractor Supply Company | 5/7/2020 | | Annual | TSCO | | 892356106 | 1.4 | | Elect Thomas A. Kingsbury | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Tractor Supply Company | 5/7/2020 | | Annual | TSCO | | 892356106 | 1.5 | | Elect Ramkumar Krishnan | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Tractor Supply Company | 5/7/2020 | | Annual | TSCO | | 892356106 | 1.6 | | Elect George MacKenzie | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Tractor Supply Company | 5/7/2020 | | Annual | TSCO | | 892356106 | 1.7 | | Elect Edna K. Morris | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Tractor Supply Company | 5/7/2020 | | Annual | TSCO | | 892356106 | 1.8 | | Elect Mark J. Weikel | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Tractor Supply Company | 5/7/2020 | | Annual | TSCO | | 892356106 | 1.9 | | Elect Harry A. Lawton III | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Tractor Supply Company | 5/7/2020 | | Annual | TSCO | | 892356106 | 2 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Tractor Supply Company | 5/7/2020 | | Annual | TSCO | | 892356106 | 3 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Tractor Supply Company | 5/7/2020 | | Annual | TSCO | | 892356106 | 4 | | Elimination of Supermajority Requirement | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| UnitedHealth Group Incorporated | 6/1/2020 | | Annual | UNH | | 91324P102 | 1 | | Elect Richard T. Burke | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| UnitedHealth Group Incorporated | 6/1/2020 | | Annual | UNH | | 91324P102 | 2 | | Elect Timothy P. Flynn | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| UnitedHealth Group Incorporated | 6/1/2020 | | Annual | UNH | | 91324P102 | 3 | | Elect Stephen J. Hemsley | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| UnitedHealth Group Incorporated | 6/1/2020 | | Annual | UNH | | 91324P102 | 4 | | Elect Michele J. Hooper | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| UnitedHealth Group Incorporated | 6/1/2020 | | Annual | UNH | | 91324P102 | 5 | | Elect F. William McNabb, III | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| UnitedHealth Group Incorporated | 6/1/2020 | | Annual | UNH | | 91324P102 | 6 | | Elect Valerie C. Montgomery Rice | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| UnitedHealth Group Incorporated | 6/1/2020 | | Annual | UNH | | 91324P102 | 7 | | Elect John H. Noseworthy | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| UnitedHealth Group Incorporated | 6/1/2020 | | Annual | UNH | | 91324P102 | 8 | | Elect Glenn M. Renwick | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| UnitedHealth Group Incorporated | 6/1/2020 | | Annual | UNH | | 91324P102 | 9 | | Elect David S. Wichmann | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| UnitedHealth Group Incorporated | 6/1/2020 | | Annual | UNH | | 91324P102 | 10 | | Elect Gail R. Wilensky | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| UnitedHealth Group Incorporated | 6/1/2020 | | Annual | UNH | | 91324P102 | 11 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| UnitedHealth Group Incorporated | 6/1/2020 | | Annual | UNH | | 91324P102 | 12 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| UnitedHealth Group Incorporated | 6/1/2020 | | Annual | UNH | | 91324P102 | 13 | | Approval of the 2020 Stock Incentive Plan | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| UnitedHealth Group Incorporated | 6/1/2020 | | Annual | UNH | | 91324P102 | 14 | | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | ShrHoldr | Against | Against | U.S. Global Investors Funds All American Equity Fund | Voted |
| Universal Health Services, Inc. | 5/20/2020 | | Annual | UHS | | 913903100 | 1.1 | | Elect Lawrence S. Gibbs | Mgmt | For | Withhold | U.S. Global Investors Funds All American Equity Fund | Voted |
| Universal Health Services, Inc. | 5/20/2020 | | Annual | UHS | | 913903100 | 2 | | Approval of the 2020 Omnibus Stock Incentive Plan | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Universal Health Services, Inc. | 5/20/2020 | | Annual | UHS | | 913903100 | 3 | | Advisory Vote on Executive Compensation | Mgmt | For | Against | U.S. Global Investors Funds All American Equity Fund | Voted |
| Universal Health Services, Inc. | 5/20/2020 | | Annual | UHS | | 913903100 | 4 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Visa Inc. | 1/28/2020 | | Annual | V | | 92826C839 | 1 | | Elect Lloyd A. Carney | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Visa Inc. | 1/28/2020 | | Annual | V | | 92826C839 | 2 | | Elect Mary B. Cranston | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Visa Inc. | 1/28/2020 | | Annual | V | | 92826C839 | 3 | | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Visa Inc. | 1/28/2020 | | Annual | V | | 92826C839 | 4 | | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Visa Inc. | 1/28/2020 | | Annual | V | | 92826C839 | 5 | | Elect Ramon L. Laguarta | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Visa Inc. | 1/28/2020 | | Annual | V | | 92826C839 | 6 | | Elect John F. Lundgren | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Visa Inc. | 1/28/2020 | | Annual | V | | 92826C839 | 7 | | Elect Robert W. Matschullat | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Visa Inc. | 1/28/2020 | | Annual | V | | 92826C839 | 8 | | Elect Denise M. Morrison | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Visa Inc. | 1/28/2020 | | Annual | V | | 92826C839 | 9 | | Elect Suzanne Nora Johnson | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Visa Inc. | 1/28/2020 | | Annual | V | | 92826C839 | 10 | | Elect John A.C. Swainson | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Visa Inc. | 1/28/2020 | | Annual | V | | 92826C839 | 11 | | Elect Maynard G. Webb, Jr. | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Visa Inc. | 1/28/2020 | | Annual | V | | 92826C839 | 12 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Visa Inc. | 1/28/2020 | | Annual | V | | 92826C839 | 13 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Wells Fargo & Company | 4/28/2020 | | Annual | WFC | | 949746101 | 1 | | Elect Steven D. Black | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Wells Fargo & Company | 4/28/2020 | | Annual | WFC | | 949746101 | 2 | | Elect Celeste A. Clark | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Wells Fargo & Company | 4/28/2020 | | Annual | WFC | | 949746101 | 3 | | Elect Theodore F. Craver, Jr. | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Wells Fargo & Company | 4/28/2020 | | Annual | WFC | | 949746101 | 4 | | Elect Wayne M. Hewett | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Wells Fargo & Company | 4/28/2020 | | Annual | WFC | | 949746101 | 5 | | Elect Donald M. James | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Wells Fargo & Company | 4/28/2020 | | Annual | WFC | | 949746101 | 6 | | Elect Maria R. Morris | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Wells Fargo & Company | 4/28/2020 | | Annual | WFC | | 949746101 | 7 | | Elect Charles H. Noski | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Wells Fargo & Company | 4/28/2020 | | Annual | WFC | | 949746101 | 8 | | Elect Richard B. Payne, Jr. | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Wells Fargo & Company | 4/28/2020 | | Annual | WFC | | 949746101 | 9 | | Elect Juan A. Pujadas | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Wells Fargo & Company | 4/28/2020 | | Annual | WFC | | 949746101 | 10 | | Elect Ronald L. Sargent | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Wells Fargo & Company | 4/28/2020 | | Annual | WFC | | 949746101 | 11 | | Elect Charles W. Scharf | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Wells Fargo & Company | 4/28/2020 | | Annual | WFC | | 949746101 | 12 | | Elect Suzanne M. Vautrinot | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Wells Fargo & Company | 4/28/2020 | | Annual | WFC | | 949746101 | 13 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds All American Equity Fund | Voted |
| Wells Fargo & Company | 4/28/2020 | | Annual | WFC | | 949746101 | 14 | | Ratification of Auditor | Mgmt | For | Against | U.S. Global Investors Funds All American Equity Fund | Voted |
| Wells Fargo & Company | 4/28/2020 | | Annual | WFC | | 949746101 | 15 | | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendment | ShrHoldr | Against | Against | U.S. Global Investors Funds All American Equity Fund | Voted |
| Wells Fargo & Company | 4/28/2020 | | Annual | WFC | | 949746101 | 16 | | Shareholder Proposal Regarding Incentive Compensation Report | ShrHoldr | Against | Against | U.S. Global Investors Funds All American Equity Fund | Voted |
| Wells Fargo & Company | 4/28/2020 | | Annual | WFC | | 949746101 | 17 | | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | Against | U.S. Global Investors Funds All American Equity Fund | Voted |
| | | | | | | | | | | | | | | |
| Fund Name : U.S. Global Investors Funds China Region Fund | | | | | | | | | | | |
| IssuerName | MeetingDate | | MeetingType | Ticker | | SecurityID | BallotIssueNumber | | ProposalText | Proponent | MgmtReco | VoteCast | FundName | LogicalBallotStatus |
| Agritrade Resources Limited | 8/29/2019 | | Annual | 1131 | | G0130N113 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Agritrade Resources Limited | 8/29/2019 | | Annual | 1131 | | G0130N113 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Agritrade Resources Limited | 8/29/2019 | | Annual | 1131 | | G0130N113 | 3 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Agritrade Resources Limited | 8/29/2019 | | Annual | 1131 | | G0130N113 | 4 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Agritrade Resources Limited | 8/29/2019 | | Annual | 1131 | | G0130N113 | 5 | | Elect Ashok Kumar Sahoo | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Agritrade Resources Limited | 8/29/2019 | | Annual | 1131 | | G0130N113 | 6 | | Elect Lulu LIM Beng Kim | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Agritrade Resources Limited | 8/29/2019 | | Annual | 1131 | | G0130N113 | 7 | | Elect Terence CHANG Xiang Wen | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Agritrade Resources Limited | 8/29/2019 | | Annual | 1131 | | G0130N113 | 8 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Agritrade Resources Limited | 8/29/2019 | | Annual | 1131 | | G0130N113 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Agritrade Resources Limited | 8/29/2019 | | Annual | 1131 | | G0130N113 | 10 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Agritrade Resources Limited | 8/29/2019 | | Annual | 1131 | | G0130N113 | 11 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Agritrade Resources Limited | 8/29/2019 | | Annual | 1131 | | G0130N113 | 12 | | Authority to Issue Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Anhui Conch Cement Company Limited | 5/29/2020 | | Annual | 914 | | Y01373102 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Anhui Conch Cement Company Limited | 5/29/2020 | | Annual | 914 | | Y01373102 | 2 | | Directors' Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Anhui Conch Cement Company Limited | 5/29/2020 | | Annual | 914 | | Y01373102 | 3 | | Supervisors' Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Anhui Conch Cement Company Limited | 5/29/2020 | | Annual | 914 | | Y01373102 | 4 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Anhui Conch Cement Company Limited | 5/29/2020 | | Annual | 914 | | Y01373102 | 5 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Anhui Conch Cement Company Limited | 5/29/2020 | | Annual | 914 | | Y01373102 | 6 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Anhui Conch Cement Company Limited | 5/29/2020 | | Annual | 914 | | Y01373102 | 7 | | Authority to Give Guarantees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Anhui Conch Cement Company Limited | 5/29/2020 | | Annual | 914 | | Y01373102 | 8 | | Amendments to Procedural Rules for Shareholders' Meetings | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Anhui Conch Cement Company Limited | 5/29/2020 | | Annual | 914 | | Y01373102 | 9 | | Amendments to Articles | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Anhui Conch Cement Company Limited | 5/29/2020 | | Annual | 914 | | Y01373102 | 10 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Anta Sports Products | 5/11/2020 | | Annual | 2020 | | G04011105 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Anta Sports Products | 5/11/2020 | | Annual | 2020 | | G04011105 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Anta Sports Products | 5/11/2020 | | Annual | 2020 | | G04011105 | 3 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Anta Sports Products | 5/11/2020 | | Annual | 2020 | | G04011105 | 4 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Anta Sports Products | 5/11/2020 | | Annual | 2020 | | G04011105 | 5 | | Elect LAI Shixian | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Anta Sports Products | 5/11/2020 | | Annual | 2020 | | G04011105 | 6 | | Elect WU Yonghua | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Anta Sports Products | 5/11/2020 | | Annual | 2020 | | G04011105 | 7 | | Elect WANG Wenmo | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Anta Sports Products | 5/11/2020 | | Annual | 2020 | | G04011105 | 8 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Anta Sports Products | 5/11/2020 | | Annual | 2020 | | G04011105 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Anta Sports Products | 5/11/2020 | | Annual | 2020 | | G04011105 | 10 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Anta Sports Products | 5/11/2020 | | Annual | 2020 | | G04011105 | 11 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Anta Sports Products | 5/11/2020 | | Annual | 2020 | | G04011105 | 12 | | Authority to Issue Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| BAIC Motor Corporation Limited | 6/18/2020 | | Annual | 1958 | | Y0506H104 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| BAIC Motor Corporation Limited | 6/18/2020 | | Annual | 1958 | | Y0506H104 | 2 | | Directors' Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| BAIC Motor Corporation Limited | 6/18/2020 | | Annual | 1958 | | Y0506H104 | 3 | | Supervisors' Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| BAIC Motor Corporation Limited | 6/18/2020 | | Annual | 1958 | | Y0506H104 | 4 | | Financial Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| BAIC Motor Corporation Limited | 6/18/2020 | | Annual | 1958 | | Y0506H104 | 5 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| BAIC Motor Corporation Limited | 6/18/2020 | | Annual | 1958 | | Y0506H104 | 6 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| BAIC Motor Corporation Limited | 6/18/2020 | | Annual | 1958 | | Y0506H104 | 7 | | Elect QI Chunyu as Supervisor | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| BAIC Motor Corporation Limited | 6/18/2020 | | Annual | 1958 | | Y0506H104 | 8 | | Authority to Issue Debt Financing Instruments | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| BAIC Motor Corporation Limited | 6/18/2020 | | Annual | 1958 | | Y0506H104 | 9 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| BAIC Motor Corporation Limited | 6/18/2020 | | Annual | 1958 | | Y0506H104 | 10 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| BAIC Motor Corporation Limited | 6/18/2020 | | Annual | 1958 | | Y0506H104 | 11 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| BAIC Motor Corporation Limited | 6/18/2020 | | Other | 1958 | | Y0506H104 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| BAIC Motor Corporation Limited | 6/18/2020 | | Other | 1958 | | Y0506H104 | 2 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Bank of the Philippine Islands | 4/23/2020 | | Annual | BPI | | Y0967S169 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Bank of the Philippine Islands | 4/23/2020 | | Annual | BPI | | Y0967S169 | 2 | | Call to Order | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Bank of the Philippine Islands | 4/23/2020 | | Annual | BPI | | Y0967S169 | 3 | | Proof of Notice and Determination of Quorum, and Rules of Conduct and Procedures | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Bank of the Philippine Islands | 4/23/2020 | | Annual | BPI | | Y0967S169 | 4 | | Meeting Minutes | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Bank of the Philippine Islands | 4/23/2020 | | Annual | BPI | | Y0967S169 | 5 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Bank of the Philippine Islands | 4/23/2020 | | Annual | BPI | | Y0967S169 | 6 | | Ratification of Board Acts | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Bank of the Philippine Islands | 4/23/2020 | | Annual | BPI | | Y0967S169 | 7 | | Elect Jaime Augusto Zobel de Ayala | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Bank of the Philippine Islands | 4/23/2020 | | Annual | BPI | | Y0967S169 | 8 | | Elect Fernando Zobel de Ayala | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Bank of the Philippine Islands | 4/23/2020 | | Annual | BPI | | Y0967S169 | 9 | | Elect Romeo L. Bernardo | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Bank of the Philippine Islands | 4/23/2020 | | Annual | BPI | | Y0967S169 | 10 | | Elect Ignacio R. Bunye | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Bank of the Philippine Islands | 4/23/2020 | | Annual | BPI | | Y0967S169 | 11 | | Elect Cezar Peralta Consing | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Bank of the Philippine Islands | 4/23/2020 | | Annual | BPI | | Y0967S169 | 12 | | Elect Ramon R. del Rosario, Jr. | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Bank of the Philippine Islands | 4/23/2020 | | Annual | BPI | | Y0967S169 | 13 | | Elect Octavio Victor R. Espiritu | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Bank of the Philippine Islands | 4/23/2020 | | Annual | BPI | | Y0967S169 | 14 | | Elect Rebecca G. Fernando | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Bank of the Philippine Islands | 4/23/2020 | | Annual | BPI | | Y0967S169 | 15 | | Elect Jose Teodoro K. Limcaoco | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Bank of the Philippine Islands | 4/23/2020 | | Annual | BPI | | Y0967S169 | 16 | | Elect Xavier P. Loinaz | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Bank of the Philippine Islands | 4/23/2020 | | Annual | BPI | | Y0967S169 | 17 | | Elect Aurelio R. Montinola III | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Bank of the Philippine Islands | 4/23/2020 | | Annual | BPI | | Y0967S169 | 18 | | Elect Mercedita S. Nolledo | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Bank of the Philippine Islands | 4/23/2020 | | Annual | BPI | | Y0967S169 | 19 | | Elect Antonio Jose U. Periquet, Jr. | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Bank of the Philippine Islands | 4/23/2020 | | Annual | BPI | | Y0967S169 | 20 | | Elect Eli M. Remolona, Jr. | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Bank of the Philippine Islands | 4/23/2020 | | Annual | BPI | | Y0967S169 | 21 | | Elect Dolores B. Yuvienco | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Bank of the Philippine Islands | 4/23/2020 | | Annual | BPI | | Y0967S169 | 22 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Bank of the Philippine Islands | 4/23/2020 | | Annual | BPI | | Y0967S169 | 23 | | Transaction of Other Business | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Bank of the Philippine Islands | 4/23/2020 | | Annual | BPI | | Y0967S169 | 24 | | Adjournment | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Beijing Capital International Airport | 7/30/2019 | | Special | 694 | | Y07717104 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Beijing Capital International Airport | 7/30/2019 | | Special | 694 | | Y07717104 | 2 | | Class of Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Beijing Capital International Airport | 7/30/2019 | | Special | 694 | | Y07717104 | 3 | | Nominal Value | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Beijing Capital International Airport | 7/30/2019 | | Special | 694 | | Y07717104 | 4 | | Method of Issue | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Beijing Capital International Airport | 7/30/2019 | | Special | 694 | | Y07717104 | 5 | | Date of Issue | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Beijing Capital International Airport | 7/30/2019 | | Special | 694 | | Y07717104 | 6 | | Target Subscriber | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Beijing Capital International Airport | 7/30/2019 | | Special | 694 | | Y07717104 | 7 | | Subscription Method | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Beijing Capital International Airport | 7/30/2019 | | Special | 694 | | Y07717104 | 8 | | Issue Price | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Beijing Capital International Airport | 7/30/2019 | | Special | 694 | | Y07717104 | 9 | | Issue Size | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Beijing Capital International Airport | 7/30/2019 | | Special | 694 | | Y07717104 | 10 | | Number of Shares to Be Issued | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Beijing Capital International Airport | 7/30/2019 | | Special | 694 | | Y07717104 | 11 | | Use of Proceeds | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Beijing Capital International Airport | 7/30/2019 | | Special | 694 | | Y07717104 | 12 | | Arrangement for Accumulated Profits prior to Non-public Issuance | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Beijing Capital International Airport | 7/30/2019 | | Special | 694 | | Y07717104 | 13 | | Validity Period of Resolution | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Beijing Capital International Airport | 7/30/2019 | | Special | 694 | | Y07717104 | 14 | | Share Subscription Agreement | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Beijing Capital International Airport | 7/30/2019 | | Special | 694 | | Y07717104 | 15 | | Board Authorization to Implement the Non-public Issuance of Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Beijing Capital International Airport | 7/30/2019 | | Special | 694 | | Y07717104 | 16 | | Board Authorization to Make Amendments to Articles of Association | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Beijing Capital International Airport | 7/30/2019 | | Other | 694 | | Y07717104 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Beijing Capital International Airport | 7/30/2019 | | Other | 694 | | Y07717104 | 2 | | Class of Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Beijing Capital International Airport | 7/30/2019 | | Other | 694 | | Y07717104 | 3 | | Nominal Value | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Beijing Capital International Airport | 7/30/2019 | | Other | 694 | | Y07717104 | 4 | | Method of Issue | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Beijing Capital International Airport | 7/30/2019 | | Other | 694 | | Y07717104 | 5 | | Date of Issue | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Beijing Capital International Airport | 7/30/2019 | | Other | 694 | | Y07717104 | 6 | | Target Subscriber | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Beijing Capital International Airport | 7/30/2019 | | Other | 694 | | Y07717104 | 7 | | Subscription Method | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Beijing Capital International Airport | 7/30/2019 | | Other | 694 | | Y07717104 | 8 | | Issue Price | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Beijing Capital International Airport | 7/30/2019 | | Other | 694 | | Y07717104 | 9 | | Issue Size | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Beijing Capital International Airport | 7/30/2019 | | Other | 694 | | Y07717104 | 10 | | Number of Shares to Be Issued | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Beijing Capital International Airport | 7/30/2019 | | Other | 694 | | Y07717104 | 11 | | Use of Proceeds | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Beijing Capital International Airport | 7/30/2019 | | Other | 694 | | Y07717104 | 12 | | Arrangement for Accumulated Profits prior to Non-public Issuance | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Beijing Capital International Airport | 7/30/2019 | | Other | 694 | | Y07717104 | 13 | | Validity Period of Resolution | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Beijing Capital International Airport | 7/30/2019 | | Other | 694 | | Y07717104 | 14 | | Share Subscription Agreement | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Beijing Capital International Airport | 12/19/2019 | | Special | 694 | | Y07717104 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Beijing Capital International Airport | 12/19/2019 | | Special | 694 | | Y07717104 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Beijing Capital International Airport | 12/19/2019 | | Special | 694 | | Y07717104 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Beijing Capital International Airport | 12/19/2019 | | Special | 694 | | Y07717104 | 4 | | Supply of Aviation Safety and Security Guard Services Agreement | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Beijing Capital International Airport | 12/19/2019 | | Special | 694 | | Y07717104 | 5 | | Profit Distribution Adjustment | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Bright Smart Securities & Commodities Group Limited | 8/8/2019 | | Annual | 1428 | | G1644A100 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Bright Smart Securities & Commodities Group Limited | 8/8/2019 | | Annual | 1428 | | G1644A100 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Bright Smart Securities & Commodities Group Limited | 8/8/2019 | | Annual | 1428 | | G1644A100 | 3 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Bright Smart Securities & Commodities Group Limited | 8/8/2019 | | Annual | 1428 | | G1644A100 | 4 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Bright Smart Securities & Commodities Group Limited | 8/8/2019 | | Annual | 1428 | | G1644A100 | 5 | | Elect HUI Yik Bun | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Bright Smart Securities & Commodities Group Limited | 8/8/2019 | | Annual | 1428 | | G1644A100 | 6 | | Elect LING Kwok Fai | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Bright Smart Securities & Commodities Group Limited | 8/8/2019 | | Annual | 1428 | | G1644A100 | 7 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Bright Smart Securities & Commodities Group Limited | 8/8/2019 | | Annual | 1428 | | G1644A100 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Bright Smart Securities & Commodities Group Limited | 8/8/2019 | | Annual | 1428 | | G1644A100 | 9 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Bright Smart Securities & Commodities Group Limited | 8/8/2019 | | Annual | 1428 | | G1644A100 | 10 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Bright Smart Securities & Commodities Group Limited | 8/8/2019 | | Annual | 1428 | | G1644A100 | 11 | | Authority to Issue Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Cebu Air Inc | 2/26/2020 | | Other | CEB | | Y1234G103 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Cebu Air Inc | 2/26/2020 | | Other | CEB | | Y1234G103 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Cebu Air Inc | 2/26/2020 | | Other | CEB | | Y1234G103 | 3 | | Amendments to Articles | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Central China Real Estate Ltd. | 3/6/2020 | | Special | 832 | | G20768100 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Central China Real Estate Ltd. | 3/6/2020 | | Special | 832 | | G20768100 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Central China Real Estate Ltd. | 3/6/2020 | | Special | 832 | | G20768100 | 3 | | Engineering Services Strategic Cooperation Framework Agreement | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Central China Real Estate Ltd. | 3/6/2020 | | Special | 832 | | G20768100 | 4 | | Elect LIM Ming Yan | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Central China Real Estate Ltd. | 3/6/2020 | | Special | 832 | | G20768100 | 5 | | Elect Yuan Xujun | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Central China Real Estate Ltd. | 4/29/2020 | | Special | 832 | | G20768100 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Central China Real Estate Ltd. | 4/29/2020 | | Special | 832 | | G20768100 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Central China Real Estate Ltd. | 4/29/2020 | | Special | 832 | | G20768100 | 3 | | Subscription Agreement, Deed of Guarantee, Counter Indemnity and Facility Agreement, Provision of Financial Assistance | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Central China Real Estate Ltd. | 5/14/2020 | | Annual | 832 | | G20768100 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Central China Real Estate Ltd. | 5/14/2020 | | Annual | 832 | | G20768100 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Central China Real Estate Ltd. | 5/14/2020 | | Annual | 832 | | G20768100 | 3 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Central China Real Estate Ltd. | 5/14/2020 | | Annual | 832 | | G20768100 | 4 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Central China Real Estate Ltd. | 5/14/2020 | | Annual | 832 | | G20768100 | 5 | | Elect Liu Weixing | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Central China Real Estate Ltd. | 5/14/2020 | | Annual | 832 | | G20768100 | 6 | | Elect Wallis WU (Li Hua) | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Central China Real Estate Ltd. | 5/14/2020 | | Annual | 832 | | G20768100 | 7 | | Elect SUN Yuyang | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Central China Real Estate Ltd. | 5/14/2020 | | Annual | 832 | | G20768100 | 8 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Central China Real Estate Ltd. | 5/14/2020 | | Annual | 832 | | G20768100 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Central China Real Estate Ltd. | 5/14/2020 | | Annual | 832 | | G20768100 | 10 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Central China Real Estate Ltd. | 5/14/2020 | | Annual | 832 | | G20768100 | 11 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Central China Real Estate Ltd. | 5/14/2020 | | Annual | 832 | | G20768100 | 12 | | Authority to Issue Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| China BlueChemical Ltd. | 12/20/2019 | | Special | 3983 | | Y14251105 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China BlueChemical Ltd. | 12/20/2019 | | Special | 3983 | | Y14251105 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China BlueChemical Ltd. | 12/20/2019 | | Special | 3983 | | Y14251105 | 3 | | Revised Annual Caps under Comprehensive Services and Product Sales Agreement | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Coal Energy Company Limited | 6/16/2020 | | Annual | 1898 | | Y1434L100 | 1 | | Directors' Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Coal Energy Company Limited | 6/16/2020 | | Annual | 1898 | | Y1434L100 | 2 | | Supervisors' Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Coal Energy Company Limited | 6/16/2020 | | Annual | 1898 | | Y1434L100 | 3 | | Financial Statement | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Coal Energy Company Limited | 6/16/2020 | | Annual | 1898 | | Y1434L100 | 4 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Coal Energy Company Limited | 6/16/2020 | | Annual | 1898 | | Y1434L100 | 5 | | Financial Budget 2020 | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Coal Energy Company Limited | 6/16/2020 | | Annual | 1898 | | Y1434L100 | 6 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Coal Energy Company Limited | 6/16/2020 | | Annual | 1898 | | Y1434L100 | 7 | | Directors' and Supervisors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Coal Energy Company Limited | 6/16/2020 | | Annual | 1898 | | Y1434L100 | 8 | | 2021 Coal Supply Framework Agreement | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Coal Energy Company Limited | 6/16/2020 | | Annual | 1898 | | Y1434L100 | 9 | | 2021 Integrated Materials and Services Mutual Provision Framework Agreement | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Coal Energy Company Limited | 6/16/2020 | | Annual | 1898 | | Y1434L100 | 10 | | 2021 Project Design, Construction and General Contracting Services Framework Agreement | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Coal Energy Company Limited | 6/16/2020 | | Annual | 1898 | | Y1434L100 | 11 | | 2021 Financial Services Agreement | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Coal Energy Company Limited | 6/16/2020 | | Annual | 1898 | | Y1434L100 | 12 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China Galaxy Securities Co., Ltd. | 6/29/2020 | | Annual | 6881 | | Y1R92J109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China Galaxy Securities Co., Ltd. | 6/29/2020 | | Annual | 6881 | | Y1R92J109 | 2 | | Directors' Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Galaxy Securities Co., Ltd. | 6/29/2020 | | Annual | 6881 | | Y1R92J109 | 3 | | Supervisors' Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Galaxy Securities Co., Ltd. | 6/29/2020 | | Annual | 6881 | | Y1R92J109 | 4 | | Annual Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Galaxy Securities Co., Ltd. | 6/29/2020 | | Annual | 6881 | | Y1R92J109 | 5 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Galaxy Securities Co., Ltd. | 6/29/2020 | | Annual | 6881 | | Y1R92J109 | 6 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Galaxy Securities Co., Ltd. | 6/29/2020 | | Annual | 6881 | | Y1R92J109 | 7 | | Capital Expenditure Budget | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Galaxy Securities Co., Ltd. | 6/29/2020 | | Annual | 6881 | | Y1R92J109 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Galaxy Securities Co., Ltd. | 6/29/2020 | | Annual | 6881 | | Y1R92J109 | 9 | | Mr. CHEN Gongyan 2018 Remuneration Plan | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Galaxy Securities Co., Ltd. | 6/29/2020 | | Annual | 6881 | | Y1R92J109 | 10 | | Ms. CHEN Jing 2018 Remuneration Plan | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Galaxy Securities Co., Ltd. | 6/29/2020 | | Annual | 6881 | | Y1R92J109 | 11 | | Mr. ZHONG Cheng First Half of 2018 Remuneration Plan | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Galaxy Securities Co., Ltd. | 6/29/2020 | | Annual | 6881 | | Y1R92J109 | 12 | | Elect Stephen LAW Cheuk Kin | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Galaxy Securities Co., Ltd. | 6/29/2020 | | Annual | 6881 | | Y1R92J109 | 13 | | Amendments to Procedural Rules for the General Meeting | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| China Galaxy Securities Co., Ltd. | 6/29/2020 | | Annual | 6881 | | Y1R92J109 | 14 | | Amendments to Procedural Rules for the Board of Directors | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Galaxy Securities Co., Ltd. | 6/29/2020 | | Annual | 6881 | | Y1R92J109 | 15 | | Amendments to Procedural Rules for the Supervisory Committee | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Galaxy Securities Co., Ltd. | 6/29/2020 | | Annual | 6881 | | Y1R92J109 | 16 | | Amendments to Working Rules for Independent Directors | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Galaxy Securities Co., Ltd. | 6/29/2020 | | Annual | 6881 | | Y1R92J109 | 17 | | Amendments to Administrative Measures for the Connected Transactions | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Galaxy Securities Co., Ltd. | 6/29/2020 | | Annual | 6881 | | Y1R92J109 | 18 | | Amendments to Administrative Measures for External Investment | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Galaxy Securities Co., Ltd. | 6/29/2020 | | Annual | 6881 | | Y1R92J109 | 19 | | Amendments to Administrative Measures for Provision of Guarantees to Third Parties | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Galaxy Securities Co., Ltd. | 6/29/2020 | | Annual | 6881 | | Y1R92J109 | 20 | | Amendments to Articles of Association | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| China Galaxy Securities Co., Ltd. | 6/29/2020 | | Annual | 6881 | | Y1R92J109 | 21 | | Issuance of Perpetual Subordinated Bonds | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Galaxy Securities Co., Ltd. | 6/29/2020 | | Annual | 6881 | | Y1R92J109 | 22 | | General Mandate to Issue Shares | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| China Galaxy Securities Co., Ltd. | 6/29/2020 | | Other | 6881 | | Y1R92J109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China Galaxy Securities Co., Ltd. | 6/29/2020 | | Other | 6881 | | Y1R92J109 | 2 | | Amendments to Article 79 and 81 of Procedural Rules for the General Meeting | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| China Galaxy Securities Co., Ltd. | 6/29/2020 | | Other | 6881 | | Y1R92J109 | 3 | | Amendments to Articles 135 and 137 of the Articles of Association | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 2/28/2020 | | Special | 3908 | | Y1R99Y109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 2/28/2020 | | Special | 3908 | | Y1R99Y109 | 2 | | Amendments to Articles of Association | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 2/28/2020 | | Special | 3908 | | Y1R99Y109 | 3 | | Elect SHEN Rujun | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 2/28/2020 | | Special | 3908 | | Y1R99Y109 | 4 | | Elect Huang Hao | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 2/28/2020 | | Special | 3908 | | Y1R99Y109 | 5 | | Elect XIONG Lianhua | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 2/28/2020 | | Special | 3908 | | Y1R99Y109 | 6 | | Elect TAN Lixia | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 2/28/2020 | | Special | 3908 | | Y1R99Y109 | 7 | | Elect DUAN Wenwu | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 2/28/2020 | | Special | 3908 | | Y1R99Y109 | 8 | | Elect Huang Zhaohui | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 2/28/2020 | | Special | 3908 | | Y1R99Y109 | 9 | | Elect LIU Li | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 2/28/2020 | | Special | 3908 | | Y1R99Y109 | 10 | | Elect SIU Wai Keung | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 2/28/2020 | | Special | 3908 | | Y1R99Y109 | 11 | | Elect BEN Shenglin | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 2/28/2020 | | Special | 3908 | | Y1R99Y109 | 12 | | Elect Peter Hugh Nolan | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 2/28/2020 | | Special | 3908 | | Y1R99Y109 | 13 | | Elect JIN Lizuo as Supervisor | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 2/28/2020 | | Special | 3908 | | Y1R99Y109 | 14 | | Elect Cui Zheng as Supervisor | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 2/28/2020 | | Special | 3908 | | Y1R99Y109 | 15 | | Amendments to Procedural Rules of Shareholder General Meetings | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 2/28/2020 | | Special | 3908 | | Y1R99Y109 | 16 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 4/14/2020 | | Special | 3908 | | Y1R99Y109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 4/14/2020 | | Special | 3908 | | Y1R99Y109 | 2 | | Initial Public Offering of A Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 4/14/2020 | | Special | 3908 | | Y1R99Y109 | 3 | | Board Authorization | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 4/14/2020 | | Special | 3908 | | Y1R99Y109 | 4 | | Approval of Use of Proceeds | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 4/14/2020 | | Special | 3908 | | Y1R99Y109 | 5 | | Amendments to Articles | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 4/14/2020 | | Special | 3908 | | Y1R99Y109 | 6 | | Remedial Measures on the Dilution of Immediate Returns | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 4/14/2020 | | Special | 3908 | | Y1R99Y109 | 7 | | Approval of Price Stabilization Plan | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 4/14/2020 | | Special | 3908 | | Y1R99Y109 | 8 | | Approval of Undertakings on the Information Disclosure | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 4/14/2020 | | Special | 3908 | | Y1R99Y109 | 9 | | Shareholders' Return Plan | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 4/14/2020 | | Special | 3908 | | Y1R99Y109 | 10 | | Approval of Report on the Use of Previously Raised Proceeds | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 4/14/2020 | | Special | 3908 | | Y1R99Y109 | 11 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 4/14/2020 | | Special | 3908 | | Y1R99Y109 | 12 | | Supervisors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 4/14/2020 | | Special | 3908 | | Y1R99Y109 | 13 | | Approval of Liability Insurance Purchased for A Shares Prospectus | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 4/14/2020 | | Special | 3908 | | Y1R99Y109 | 14 | | Amendments to Procedural Rules of Shareholder General Meeting | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 4/14/2020 | | Special | 3908 | | Y1R99Y109 | 15 | | Amendments to Procedural Rules of Board Meeting | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 4/14/2020 | | Special | 3908 | | Y1R99Y109 | 16 | | Amendments to Procedural Rules of Supervisory Committee Meeting | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 4/14/2020 | | Other | 3908 | | Y1R99Y109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 4/14/2020 | | Other | 3908 | | Y1R99Y109 | 2 | | Initial Public Offering of A Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 4/14/2020 | | Other | 3908 | | Y1R99Y109 | 3 | | Board Authorization | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 4/14/2020 | | Other | 3908 | | Y1R99Y109 | 4 | | Approval of Use of Proceeds | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 4/14/2020 | | Other | 3908 | | Y1R99Y109 | 5 | | Amendments to Articles | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 4/14/2020 | | Other | 3908 | | Y1R99Y109 | 6 | | Approval of Price Stabilization Plan | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 4/14/2020 | | Other | 3908 | | Y1R99Y109 | 7 | | Approval of Undertakings on the Information Disclosure | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 4/14/2020 | | Other | 3908 | | Y1R99Y109 | 8 | | Approval of Report on the Use of Previously Raised Proceeds | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 5/15/2020 | | Annual | 3908 | | Y1R99Y109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 5/15/2020 | | Annual | 3908 | | Y1R99Y109 | 2 | | Directors' Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 5/15/2020 | | Annual | 3908 | | Y1R99Y109 | 3 | | Supervisors' Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 5/15/2020 | | Annual | 3908 | | Y1R99Y109 | 4 | | Annual Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 5/15/2020 | | Annual | 3908 | | Y1R99Y109 | 5 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 5/15/2020 | | Annual | 3908 | | Y1R99Y109 | 6 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China International Capital Corporation Limited | 5/15/2020 | | Annual | 3908 | | Y1R99Y109 | 7 | | Authorization of the Board | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Kepei Education Group Limited | 6/5/2020 | | Annual | 1890 | | G2122A109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China Kepei Education Group Limited | 6/5/2020 | | Annual | 1890 | | G2122A109 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China Kepei Education Group Limited | 6/5/2020 | | Annual | 1890 | | G2122A109 | 3 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Kepei Education Group Limited | 6/5/2020 | | Annual | 1890 | | G2122A109 | 4 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Kepei Education Group Limited | 6/5/2020 | | Annual | 1890 | | G2122A109 | 5 | | Elect ZHA Donghui | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| China Kepei Education Group Limited | 6/5/2020 | | Annual | 1890 | | G2122A109 | 6 | | Elect LI Yan | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Kepei Education Group Limited | 6/5/2020 | | Annual | 1890 | | G2122A109 | 7 | | Elect LI Xiaolu | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Kepei Education Group Limited | 6/5/2020 | | Annual | 1890 | | G2122A109 | 8 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Kepei Education Group Limited | 6/5/2020 | | Annual | 1890 | | G2122A109 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Kepei Education Group Limited | 6/5/2020 | | Annual | 1890 | | G2122A109 | 10 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| China Kepei Education Group Limited | 6/5/2020 | | Annual | 1890 | | G2122A109 | 11 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Kepei Education Group Limited | 6/5/2020 | | Annual | 1890 | | G2122A109 | 12 | | Authority to Issue Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| China Life Insurance Company Limited | 2/20/2020 | | Special | 2628 | | Y1477R204 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China Life Insurance Company Limited | 2/20/2020 | | Special | 2628 | | Y1477R204 | 2 | | Investment in China Life Aged-care Industry Investment Fund | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Life Insurance Company Limited | 6/29/2020 | | Annual | 2628 | | Y1477R204 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China Life Insurance Company Limited | 6/29/2020 | | Annual | 2628 | | Y1477R204 | 2 | | Directors' Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Life Insurance Company Limited | 6/29/2020 | | Annual | 2628 | | Y1477R204 | 3 | | Supervisors' Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Life Insurance Company Limited | 6/29/2020 | | Annual | 2628 | | Y1477R204 | 4 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Life Insurance Company Limited | 6/29/2020 | | Annual | 2628 | | Y1477R204 | 5 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Life Insurance Company Limited | 6/29/2020 | | Annual | 2628 | | Y1477R204 | 6 | | Directors' and Supervisors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Life Insurance Company Limited | 6/29/2020 | | Annual | 2628 | | Y1477R204 | 7 | | Elect LAM Chi Kuen | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Life Insurance Company Limited | 6/29/2020 | | Annual | 2628 | | Y1477R204 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Life Insurance Company Limited | 6/29/2020 | | Annual | 2628 | | Y1477R204 | 9 | | Authority to Issue H Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| China Life Insurance Company Limited | 6/29/2020 | | Annual | 2628 | | Y1477R204 | 10 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China Maple Leaf Educational Systems Ltd. | 1/22/2020 | | Annual | 1317 | | G21151116 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China Maple Leaf Educational Systems Ltd. | 1/22/2020 | | Annual | 1317 | | G21151116 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China Maple Leaf Educational Systems Ltd. | 1/22/2020 | | Annual | 1317 | | G21151116 | 3 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Maple Leaf Educational Systems Ltd. | 1/22/2020 | | Annual | 1317 | | G21151116 | 4 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Maple Leaf Educational Systems Ltd. | 1/22/2020 | | Annual | 1317 | | G21151116 | 5 | | Elect Sherman JEN Shu Liang | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| China Maple Leaf Educational Systems Ltd. | 1/22/2020 | | Annual | 1317 | | G21151116 | 6 | | Elect Howard Robert Balloch | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Maple Leaf Educational Systems Ltd. | 1/22/2020 | | Annual | 1317 | | G21151116 | 7 | | Elect Peter Humphrey Owen | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Maple Leaf Educational Systems Ltd. | 1/22/2020 | | Annual | 1317 | | G21151116 | 8 | | Elect Alan Shaver | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Maple Leaf Educational Systems Ltd. | 1/22/2020 | | Annual | 1317 | | G21151116 | 9 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Maple Leaf Educational Systems Ltd. | 1/22/2020 | | Annual | 1317 | | G21151116 | 10 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Maple Leaf Educational Systems Ltd. | 1/22/2020 | | Annual | 1317 | | G21151116 | 11 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Maple Leaf Educational Systems Ltd. | 1/22/2020 | | Annual | 1317 | | G21151116 | 12 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| China Maple Leaf Educational Systems Ltd. | 1/22/2020 | | Annual | 1317 | | G21151116 | 13 | | Authority to Issue Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| China Mengniu Dairy Company Limited | 6/3/2020 | | Annual | 2319 | | G21096105 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China Mengniu Dairy Company Limited | 6/3/2020 | | Annual | 2319 | | G21096105 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China Mengniu Dairy Company Limited | 6/3/2020 | | Annual | 2319 | | G21096105 | 3 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Mengniu Dairy Company Limited | 6/3/2020 | | Annual | 2319 | | G21096105 | 4 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Mengniu Dairy Company Limited | 6/3/2020 | | Annual | 2319 | | G21096105 | 5 | | Elect Jeffrey LU Minfang | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Mengniu Dairy Company Limited | 6/3/2020 | | Annual | 2319 | | G21096105 | 6 | | Elect JIAO Shuge | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| China Mengniu Dairy Company Limited | 6/3/2020 | | Annual | 2319 | | G21096105 | 7 | | Elect Julian J. Wolhardt | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Mengniu Dairy Company Limited | 6/3/2020 | | Annual | 2319 | | G21096105 | 8 | | Elect MENG Fanjie | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Mengniu Dairy Company Limited | 6/3/2020 | | Annual | 2319 | | G21096105 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Mengniu Dairy Company Limited | 6/3/2020 | | Annual | 2319 | | G21096105 | 10 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Mengniu Dairy Company Limited | 6/3/2020 | | Annual | 2319 | | G21096105 | 11 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| China Mengniu Dairy Company Limited | 6/3/2020 | | Annual | 2319 | | G21096105 | 12 | | Amendment to Terms of Options | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Merchants Securities Co., Ltd. | 1/15/2020 | | Special | 600999 | | Y14904117 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China Merchants Securities Co., Ltd. | 1/15/2020 | | Special | 600999 | | Y14904117 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China Merchants Securities Co., Ltd. | 1/15/2020 | | Special | 600999 | | Y14904117 | 3 | | Approval of Employee Stock Ownership Scheme | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Merchants Securities Co., Ltd. | 1/15/2020 | | Special | 600999 | | Y14904117 | 4 | | Ratification of Board Acts | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Merchants Securities Co., Ltd. | 1/15/2020 | | Special | 600999 | | Y14904117 | 5 | | Elect GAO Hong | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Merchants Securities Co., Ltd. | 1/15/2020 | | Special | 600999 | | Y14904117 | 6 | | Determining the Price of Purchasing Repurchased Shares Under and the Expected Scale of the Employee Stock Ownership Scheme of the Company | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Merchants Securities Co., Ltd. | 9/9/2019 | | Special | 600999 | | Y14904117 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China Merchants Securities Co., Ltd. | 9/9/2019 | | Special | 600999 | | Y14904117 | 2 | | Framework Agreements on Securities, Financial Products, Trading and Service to be Signed with A Company | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Merchants Securities Co., Ltd. | 9/9/2019 | | Special | 600999 | | Y14904117 | 3 | | Authority to Give Guarantees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Merchants Securities Co., Ltd. | 9/9/2019 | | Special | 600999 | | Y14904117 | 4 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China National Building Material Company Limited | 5/22/2020 | | Annual | 3323 | | Y15045100 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China National Building Material Company Limited | 5/22/2020 | | Annual | 3323 | | Y15045100 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China National Building Material Company Limited | 5/22/2020 | | Annual | 3323 | | Y15045100 | 3 | | Director's Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China National Building Material Company Limited | 5/22/2020 | | Annual | 3323 | | Y15045100 | 4 | | Supervisor's Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China National Building Material Company Limited | 5/22/2020 | | Annual | 3323 | | Y15045100 | 5 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China National Building Material Company Limited | 5/22/2020 | | Annual | 3323 | | Y15045100 | 6 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China National Building Material Company Limited | 5/22/2020 | | Annual | 3323 | | Y15045100 | 7 | | Authority to Declare Interim Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China National Building Material Company Limited | 5/22/2020 | | Annual | 3323 | | Y15045100 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China National Building Material Company Limited | 5/22/2020 | | Annual | 3323 | | Y15045100 | 9 | | Elect Li Jun | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China National Building Material Company Limited | 5/22/2020 | | Annual | 3323 | | Y15045100 | 10 | | Elect Wang Yumeng as Supervisor | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| China National Building Material Company Limited | 5/22/2020 | | Annual | 3323 | | Y15045100 | 11 | | Authority to Issue Domestic Shares and/or H Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| China National Building Material Company Limited | 5/22/2020 | | Annual | 3323 | | Y15045100 | 12 | | Authority to Issue Debt Financing Instruments | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China National Building Material Company Limited | 5/22/2020 | | Annual | 3323 | | Y15045100 | 13 | | Amendments to Articles of Association | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| China National Building Material Company Limited | 5/22/2020 | | Annual | 3323 | | Y15045100 | 14 | | Amendments to Procedural Rules of Shareholders Meetings | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| China National Building Material Company Limited | 5/22/2020 | | Other | 3323 | | Y15045100 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China National Building Material Company Limited | 5/22/2020 | | Other | 3323 | | Y15045100 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China National Building Material Company Limited | 5/22/2020 | | Other | 3323 | | Y15045100 | 3 | | Amendments to Articles of Association | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| China National Building Material Company Limited | 5/22/2020 | | Other | 3323 | | Y15045100 | 4 | | Amendments to Procedural Rules of Shareholders Meetings | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| China National Building Material Company Limited | 5/22/2020 | | Other | 3323 | | Y15045100 | 5 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China National Building Material Company Limited | 12/9/2019 | | Special | 3323 | | Y15045100 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China National Building Material Company Limited | 12/9/2019 | | Special | 3323 | | Y15045100 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China National Building Material Company Limited | 12/9/2019 | | Special | 3323 | | Y15045100 | 3 | | Elect ZHAN Yanjing | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China National Building Material Company Limited | 12/9/2019 | | Special | 3323 | | Y15045100 | 4 | | Financial Services Framework Agreement | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| China New Higher Education Group Limited | 5/19/2020 | | Annual | 2001 | | G2163K107 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China New Higher Education Group Limited | 5/19/2020 | | Annual | 2001 | | G2163K107 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China New Higher Education Group Limited | 5/19/2020 | | Annual | 2001 | | G2163K107 | 3 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China New Higher Education Group Limited | 5/19/2020 | | Annual | 2001 | | G2163K107 | 4 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China New Higher Education Group Limited | 5/19/2020 | | Annual | 2001 | | G2163K107 | 5 | | Elect ZHAO Shuai | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China New Higher Education Group Limited | 5/19/2020 | | Annual | 2001 | | G2163K107 | 6 | | Elect Wilson KWONG Wai Sun | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| China New Higher Education Group Limited | 5/19/2020 | | Annual | 2001 | | G2163K107 | 7 | | Elect CHAN Tung Hoi | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China New Higher Education Group Limited | 5/19/2020 | | Annual | 2001 | | G2163K107 | 8 | | Elect Peter PANG Tsz Kit | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China New Higher Education Group Limited | 5/19/2020 | | Annual | 2001 | | G2163K107 | 9 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China New Higher Education Group Limited | 5/19/2020 | | Annual | 2001 | | G2163K107 | 10 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China New Higher Education Group Limited | 5/19/2020 | | Annual | 2001 | | G2163K107 | 11 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| China New Higher Education Group Limited | 5/19/2020 | | Annual | 2001 | | G2163K107 | 12 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China New Higher Education Group Limited | 5/19/2020 | | Annual | 2001 | | G2163K107 | 13 | | Authority to Issue Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| China Overseas Property Holdings Ltd. | 11/29/2019 | | Special | 2669 | | G2118M109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China Overseas Property Holdings Ltd. | 11/29/2019 | | Special | 2669 | | G2118M109 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China Overseas Property Holdings Ltd. | 11/29/2019 | | Special | 2669 | | G2118M109 | 3 | | COLI Framework Agreement | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Overseas Property Holdings Ltd. | 11/29/2019 | | Special | 2669 | | G2118M109 | 4 | | COGO Framework Agreement | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Pacific Insurance (Group) Co., Ltd. | 5/12/2020 | | Annual | 2601 | | Y1505Z103 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China Pacific Insurance (Group) Co., Ltd. | 5/12/2020 | | Annual | 2601 | | Y1505Z103 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China Pacific Insurance (Group) Co., Ltd. | 5/12/2020 | | Annual | 2601 | | Y1505Z103 | 3 | | Directors' Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Pacific Insurance (Group) Co., Ltd. | 5/12/2020 | | Annual | 2601 | | Y1505Z103 | 4 | | Supervisors' Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Pacific Insurance (Group) Co., Ltd. | 5/12/2020 | | Annual | 2601 | | Y1505Z103 | 5 | | 2019 Annual Report of A Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Pacific Insurance (Group) Co., Ltd. | 5/12/2020 | | Annual | 2601 | | Y1505Z103 | 6 | | 2019 Annual Report of H Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Pacific Insurance (Group) Co., Ltd. | 5/12/2020 | | Annual | 2601 | | Y1505Z103 | 7 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Pacific Insurance (Group) Co., Ltd. | 5/12/2020 | | Annual | 2601 | | Y1505Z103 | 8 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Pacific Insurance (Group) Co., Ltd. | 5/12/2020 | | Annual | 2601 | | Y1505Z103 | 9 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Pacific Insurance (Group) Co., Ltd. | 5/12/2020 | | Annual | 2601 | | Y1505Z103 | 10 | | Directors' Due Diligence Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Pacific Insurance (Group) Co., Ltd. | 5/12/2020 | | Annual | 2601 | | Y1505Z103 | 11 | | Report on Performance of Independent Directors | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Pacific Insurance (Group) Co., Ltd. | 5/12/2020 | | Annual | 2601 | | Y1505Z103 | 12 | | Company Development Plan (2020-2022) | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Pacific Insurance (Group) Co., Ltd. | 5/12/2020 | | Annual | 2601 | | Y1505Z103 | 13 | | 2020 External Donations | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Pacific Insurance (Group) Co., Ltd. | 5/12/2020 | | Annual | 2601 | | Y1505Z103 | 14 | | Elect KONG Qingwei | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Pacific Insurance (Group) Co., Ltd. | 5/12/2020 | | Annual | 2601 | | Y1505Z103 | 15 | | Elect FU Fan | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Pacific Insurance (Group) Co., Ltd. | 5/12/2020 | | Annual | 2601 | | Y1505Z103 | 16 | | Elect WANG Tayu | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Pacific Insurance (Group) Co., Ltd. | 5/12/2020 | | Annual | 2601 | | Y1505Z103 | 17 | | Elect WU Junhao | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| China Pacific Insurance (Group) Co., Ltd. | 5/12/2020 | | Annual | 2601 | | Y1505Z103 | 18 | | Elect ZHOU Donghui | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Pacific Insurance (Group) Co., Ltd. | 5/12/2020 | | Annual | 2601 | | Y1505Z103 | 19 | | Elect HUANG Dinan | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Pacific Insurance (Group) Co., Ltd. | 5/12/2020 | | Annual | 2601 | | Y1505Z103 | 20 | | Elect LU Qiaoling | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Pacific Insurance (Group) Co., Ltd. | 5/12/2020 | | Annual | 2601 | | Y1505Z103 | 21 | | Elect LIU Xiaodan | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Pacific Insurance (Group) Co., Ltd. | 5/12/2020 | | Annual | 2601 | | Y1505Z103 | 22 | | Elect CHEN Jizhong | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Pacific Insurance (Group) Co., Ltd. | 5/12/2020 | | Annual | 2601 | | Y1505Z103 | 23 | | Elect Elizabeth LAM Tyng Yih | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Pacific Insurance (Group) Co., Ltd. | 5/12/2020 | | Annual | 2601 | | Y1505Z103 | 24 | | Elect Jackson WOO Ka Biu | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Pacific Insurance (Group) Co., Ltd. | 5/12/2020 | | Annual | 2601 | | Y1505Z103 | 25 | | Elect JIANG Xuping | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Pacific Insurance (Group) Co., Ltd. | 5/12/2020 | | Annual | 2601 | | Y1505Z103 | 26 | | Elect LU Ning as Supervisor | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| China Pacific Insurance (Group) Co., Ltd. | 5/12/2020 | | Annual | 2601 | | Y1505Z103 | 27 | | Elect LU Guofeng as Supervisor | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| China Pacific Insurance (Group) Co., Ltd. | 5/12/2020 | | Annual | 2601 | | Y1505Z103 | 28 | | Amendments to Articles | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| China Pacific Insurance (Group) Co., Ltd. | 5/12/2020 | | Annual | 2601 | | Y1505Z103 | 29 | | Amendments to Procedural Rules of Shareholder General Meetings | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| China Pacific Insurance (Group) Co., Ltd. | 5/12/2020 | | Annual | 2601 | | Y1505Z103 | 30 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| China Pacific Insurance (Group) Co., Ltd. | 5/12/2020 | | Annual | 2601 | | Y1505Z103 | 31 | | Routine Related Party Transaction Agreement with Shanghai Rural Commercial Bank Co., Ltd. | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Reinsurance (Group) Corp. | 6/23/2020 | | Annual | 1508 | | Y1R0AJ109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China Reinsurance (Group) Corp. | 6/23/2020 | | Annual | 1508 | | Y1R0AJ109 | 2 | | Directors' Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Reinsurance (Group) Corp. | 6/23/2020 | | Annual | 1508 | | Y1R0AJ109 | 3 | | Supervisors' Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Reinsurance (Group) Corp. | 6/23/2020 | | Annual | 1508 | | Y1R0AJ109 | 4 | | Directors and Supervisors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Reinsurance (Group) Corp. | 6/23/2020 | | Annual | 1508 | | Y1R0AJ109 | 5 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Reinsurance (Group) Corp. | 6/23/2020 | | Annual | 1508 | | Y1R0AJ109 | 6 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Reinsurance (Group) Corp. | 6/23/2020 | | Annual | 1508 | | Y1R0AJ109 | 7 | | 2020 Investment Budget for Fixed Assets | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Reinsurance (Group) Corp. | 6/23/2020 | | Annual | 1508 | | Y1R0AJ109 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Risun Group Limited | 6/26/2020 | | Annual | 1907 | | G2120H106 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China Risun Group Limited | 6/26/2020 | | Annual | 1907 | | G2120H106 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China Risun Group Limited | 6/26/2020 | | Annual | 1907 | | G2120H106 | 3 | | Directors' Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Risun Group Limited | 6/26/2020 | | Annual | 1907 | | G2120H106 | 4 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Risun Group Limited | 6/26/2020 | | Annual | 1907 | | G2120H106 | 5 | | Elect ZHANG Yingwei | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Risun Group Limited | 6/26/2020 | | Annual | 1907 | | G2120H106 | 6 | | Elect HAN Qinliang | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Risun Group Limited | 6/26/2020 | | Annual | 1907 | | G2120H106 | 7 | | Elect WANG Fengshan | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Risun Group Limited | 6/26/2020 | | Annual | 1907 | | G2120H106 | 8 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Risun Group Limited | 6/26/2020 | | Annual | 1907 | | G2120H106 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Risun Group Limited | 6/26/2020 | | Annual | 1907 | | G2120H106 | 10 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Risun Group Limited | 6/26/2020 | | Annual | 1907 | | G2120H106 | 11 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| China Risun Group Limited | 6/26/2020 | | Annual | 1907 | | G2120H106 | 12 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Risun Group Limited | 6/26/2020 | | Annual | 1907 | | G2120H106 | 13 | | Authority to Issue Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| China Tower Corporation Limited | 5/21/2020 | | Annual | 788 | | Y15076105 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China Tower Corporation Limited | 5/21/2020 | | Annual | 788 | | Y15076105 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China Tower Corporation Limited | 5/21/2020 | | Annual | 788 | | Y15076105 | 3 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Tower Corporation Limited | 5/21/2020 | | Annual | 788 | | Y15076105 | 4 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Tower Corporation Limited | 5/21/2020 | | Annual | 788 | | Y15076105 | 5 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Tower Corporation Limited | 5/21/2020 | | Annual | 788 | | Y15076105 | 6 | | Elect Mai Yanzhou | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Tower Corporation Limited | 5/21/2020 | | Annual | 788 | | Y15076105 | 7 | | Elect Deng Shiji | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Tower Corporation Limited | 5/21/2020 | | Annual | 788 | | Y15076105 | 8 | | Amendments to Articles of Association and Procedural Rules | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| China Tower Corporation Limited | 5/21/2020 | | Annual | 788 | | Y15076105 | 9 | | Authority to Issue Domestic and/or H Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| China Tower Corporation Limited | 5/21/2020 | | Other | 788 | | Y15076105 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China Tower Corporation Limited | 5/21/2020 | | Other | 788 | | Y15076105 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China Tower Corporation Limited | 5/21/2020 | | Other | 788 | | Y15076105 | 3 | | Amendments to Articles | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| China Tower Corporation Limited | 7/31/2019 | | Special | 788 | | Y15076105 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China Tower Corporation Limited | 7/31/2019 | | Special | 788 | | Y15076105 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China Tower Corporation Limited | 7/31/2019 | | Special | 788 | | Y15076105 | 3 | | Elect GU Xiaomin | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Tower Corporation Limited | 7/31/2019 | | Special | 788 | | Y15076105 | 4 | | Elect LI Tienan as Supervisor | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Tower Corporation Limited | 7/31/2019 | | Special | 788 | | Y15076105 | 5 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China Vanke Co., Ltd. | 6/30/2020 | | Annual | 2202 | | Y77421132 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China Vanke Co., Ltd. | 6/30/2020 | | Annual | 2202 | | Y77421132 | 2 | | Directors' Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Vanke Co., Ltd. | 6/30/2020 | | Annual | 2202 | | Y77421132 | 3 | | Supervisors' Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Vanke Co., Ltd. | 6/30/2020 | | Annual | 2202 | | Y77421132 | 4 | | Annual Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Vanke Co., Ltd. | 6/30/2020 | | Annual | 2202 | | Y77421132 | 5 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Vanke Co., Ltd. | 6/30/2020 | | Annual | 2202 | | Y77421132 | 6 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Vanke Co., Ltd. | 6/30/2020 | | Annual | 2202 | | Y77421132 | 7 | | General Mandate to Provide Financial Assistance | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Vanke Co., Ltd. | 6/30/2020 | | Annual | 2202 | | Y77421132 | 8 | | Authority to Give Guarantees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Vanke Co., Ltd. | 6/30/2020 | | Annual | 2202 | | Y77421132 | 9 | | Authority to Issue H Shares w/o Preemptive Rights | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Vanke Co., Ltd. | 6/30/2020 | | Annual | 2202 | | Y77421132 | 10 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Vanke Co., Ltd. | 6/30/2020 | | Annual | 2202 | | Y77421132 | 11 | | Amendments to Articles | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| China Vanke Co., Ltd. | 6/30/2020 | | Annual | 2202 | | Y77421132 | 12 | | Amendments to Procedural Rules for General Meetings | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Vanke Co., Ltd. | 6/30/2020 | | Annual | 2202 | | Y77421132 | 13 | | Amendments to Procedural Rules for Board of Directors | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Vanke Co., Ltd. | 6/30/2020 | | Annual | 2202 | | Y77421132 | 14 | | Amendments to Procedural Rules for Supervisory Committee | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Vanke Co., Ltd. | 6/30/2020 | | Annual | 2202 | | Y77421132 | 15 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China Vanke Co., Ltd. | 6/30/2020 | | Annual | 2202 | | Y77421132 | 16 | | Elect HU Guobin | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Vanke Co., Ltd. | 6/30/2020 | | Annual | 2202 | | Y77421132 | 17 | | Elect LI Qiangqiang | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Vanke Co., Ltd. | 6/30/2020 | | Annual | 2202 | | Y77421132 | 18 | | Elect TANG Shaojie | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Vanke Co., Ltd. | 6/30/2020 | | Annual | 2202 | | Y77421132 | 19 | | Elect WANG Haiwu | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Vanke Co., Ltd. | 6/30/2020 | | Annual | 2202 | | Y77421132 | 20 | | Elect XIN Jie | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Vanke Co., Ltd. | 6/30/2020 | | Annual | 2202 | | Y77421132 | 21 | | Elect YU Liang | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Vanke Co., Ltd. | 6/30/2020 | | Annual | 2202 | | Y77421132 | 22 | | Elect ZHU Jiusheng | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Vanke Co., Ltd. | 6/30/2020 | | Annual | 2202 | | Y77421132 | 23 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China Vanke Co., Ltd. | 6/30/2020 | | Annual | 2202 | | Y77421132 | 24 | | Elect ZHANG Yichen | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| China Vanke Co., Ltd. | 6/30/2020 | | Annual | 2202 | | Y77421132 | 25 | | Elect KANG Dian | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Vanke Co., Ltd. | 6/30/2020 | | Annual | 2202 | | Y77421132 | 26 | | Elect LIU Shuwei | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Vanke Co., Ltd. | 6/30/2020 | | Annual | 2202 | | Y77421132 | 27 | | Elect Johnny NG Kar Ling | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Vanke Co., Ltd. | 6/30/2020 | | Annual | 2202 | | Y77421132 | 28 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China Vanke Co., Ltd. | 6/30/2020 | | Annual | 2202 | | Y77421132 | 29 | | Elect LI Miao | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Vanke Co., Ltd. | 6/30/2020 | | Annual | 2202 | | Y77421132 | 30 | | Elect XIE Dong | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| China Vanke Co., Ltd. | 6/30/2020 | | Annual | 2202 | | Y77421132 | 31 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China Vanke Co., Ltd. | 6/30/2020 | | Other | 2202 | | Y77421132 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| China Vanke Co., Ltd. | 6/30/2020 | | Other | 2202 | | Y77421132 | 2 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| CHINA YUHUA EDUCATION CORPORATION LIMITED | 2/4/2020 | | Annual | 6169 | | G2120K109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| CHINA YUHUA EDUCATION CORPORATION LIMITED | 2/4/2020 | | Annual | 6169 | | G2120K109 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| CHINA YUHUA EDUCATION CORPORATION LIMITED | 2/4/2020 | | Annual | 6169 | | G2120K109 | 3 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| CHINA YUHUA EDUCATION CORPORATION LIMITED | 2/4/2020 | | Annual | 6169 | | G2120K109 | 4 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| CHINA YUHUA EDUCATION CORPORATION LIMITED | 2/4/2020 | | Annual | 6169 | | G2120K109 | 5 | | Elect XIA Zuoquan | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| CHINA YUHUA EDUCATION CORPORATION LIMITED | 2/4/2020 | | Annual | 6169 | | G2120K109 | 6 | | Elect ZHANG Zhixue | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| CHINA YUHUA EDUCATION CORPORATION LIMITED | 2/4/2020 | | Annual | 6169 | | G2120K109 | 7 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| CHINA YUHUA EDUCATION CORPORATION LIMITED | 2/4/2020 | | Annual | 6169 | | G2120K109 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| CHINA YUHUA EDUCATION CORPORATION LIMITED | 2/4/2020 | | Annual | 6169 | | G2120K109 | 9 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| CHINA YUHUA EDUCATION CORPORATION LIMITED | 2/4/2020 | | Annual | 6169 | | G2120K109 | 10 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| CHINA YUHUA EDUCATION CORPORATION LIMITED | 2/4/2020 | | Annual | 6169 | | G2120K109 | 11 | | Authority to Issue Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Chow Tai Fook Jewellery Group Limited | 8/2/2019 | | Annual | 1929 | | G21146108 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Chow Tai Fook Jewellery Group Limited | 8/2/2019 | | Annual | 1929 | | G21146108 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Chow Tai Fook Jewellery Group Limited | 8/2/2019 | | Annual | 1929 | | G21146108 | 3 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Chow Tai Fook Jewellery Group Limited | 8/2/2019 | | Annual | 1929 | | G21146108 | 4 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Chow Tai Fook Jewellery Group Limited | 8/2/2019 | | Annual | 1929 | | G21146108 | 5 | | Elect Kent WONG Siu Kee | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Chow Tai Fook Jewellery Group Limited | 8/2/2019 | | Annual | 1929 | | G21146108 | 6 | | Elect Peter SUEN Chi Keung | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Chow Tai Fook Jewellery Group Limited | 8/2/2019 | | Annual | 1929 | | G21146108 | 7 | | Elect Albert CHAN Hiu Sang | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Chow Tai Fook Jewellery Group Limited | 8/2/2019 | | Annual | 1929 | | G21146108 | 8 | | Elect Bobby LIU Chun Wai | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Chow Tai Fook Jewellery Group Limited | 8/2/2019 | | Annual | 1929 | | G21146108 | 9 | | Elect Sonia CHENG Chi Man | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Chow Tai Fook Jewellery Group Limited | 8/2/2019 | | Annual | 1929 | | G21146108 | 10 | | Elect Jeffrey LAM Kin Fung | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Chow Tai Fook Jewellery Group Limited | 8/2/2019 | | Annual | 1929 | | G21146108 | 11 | | Elect Lily CHENG Kai Lai | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Chow Tai Fook Jewellery Group Limited | 8/2/2019 | | Annual | 1929 | | G21146108 | 12 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Chow Tai Fook Jewellery Group Limited | 8/2/2019 | | Annual | 1929 | | G21146108 | 13 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Chow Tai Fook Jewellery Group Limited | 8/2/2019 | | Annual | 1929 | | G21146108 | 14 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Chow Tai Fook Jewellery Group Limited | 8/2/2019 | | Annual | 1929 | | G21146108 | 15 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Chow Tai Fook Jewellery Group Limited | 8/2/2019 | | Annual | 1929 | | G21146108 | 16 | | Authority to Issue Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| CIMC Enric Holdings Ltd | 5/29/2020 | | Annual | 3899 | | G2198S109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| CIMC Enric Holdings Ltd | 5/29/2020 | | Annual | 3899 | | G2198S109 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| CIMC Enric Holdings Ltd | 5/29/2020 | | Annual | 3899 | | G2198S109 | 3 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| CIMC Enric Holdings Ltd | 5/29/2020 | | Annual | 3899 | | G2198S109 | 4 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| CIMC Enric Holdings Ltd | 5/29/2020 | | Annual | 3899 | | G2198S109 | 5 | | Elect GAO Xiang | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| CIMC Enric Holdings Ltd | 5/29/2020 | | Annual | 3899 | | G2198S109 | 6 | | Elect YANG Xiaohu | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| CIMC Enric Holdings Ltd | 5/29/2020 | | Annual | 3899 | | G2198S109 | 7 | | Elect TSUI Kei Pang | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| CIMC Enric Holdings Ltd | 5/29/2020 | | Annual | 3899 | | G2198S109 | 8 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| CIMC Enric Holdings Ltd | 5/29/2020 | | Annual | 3899 | | G2198S109 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| CIMC Enric Holdings Ltd | 5/29/2020 | | Annual | 3899 | | G2198S109 | 10 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| CIMC Enric Holdings Ltd | 5/29/2020 | | Annual | 3899 | | G2198S109 | 11 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| CIMC Enric Holdings Ltd | 5/29/2020 | | Annual | 3899 | | G2198S109 | 12 | | Authority to Issue Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Citic Securities Co. | 12/31/2019 | | Special | 6030 | | Y1639N117 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Citic Securities Co. | 12/31/2019 | | Special | 6030 | | Y1639N117 | 2 | | Elect ZHANG Youjun | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Citic Securities Co. | 12/31/2019 | | Special | 6030 | | Y1639N117 | 3 | | Elect YANG Minghui | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Citic Securities Co. | 12/31/2019 | | Special | 6030 | | Y1639N117 | 4 | | Elect LIU Ke | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Citic Securities Co. | 12/31/2019 | | Special | 6030 | | Y1639N117 | 5 | | Elect LIU Shouying | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Citic Securities Co. | 12/31/2019 | | Special | 6030 | | Y1639N117 | 6 | | Elect HE Jia | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Citic Securities Co. | 12/31/2019 | | Special | 6030 | | Y1639N117 | 7 | | Elect ZHOU Zhonghui | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Citic Securities Co. | 12/31/2019 | | Special | 6030 | | Y1639N117 | 8 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Citic Securities Co. | 12/31/2019 | | Special | 6030 | | Y1639N117 | 9 | | Elect GUO Zhao | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Citic Securities Co. | 12/31/2019 | | Special | 6030 | | Y1639N117 | 10 | | Elect RAO Geping | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Citic Securities Co. | 12/31/2019 | | Special | 6030 | | Y1639N117 | 11 | | Securities and Financial Products Transactions and Services Framework Agreement | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Citic Securities Co. | 12/31/2019 | | Special | 6030 | | Y1639N117 | 12 | | Amendments to Articles of Association | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Citic Securities Co. | 12/31/2019 | | Special | 6030 | | Y1639N117 | 13 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Citic Securities Co. | 12/31/2019 | | Special | 6030 | | Y1639N117 | 14 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Cnooc Ltd. | 11/21/2019 | | Special | 883 | | 126132109 | 1 | | Non-exempt Continuing Connected Transactions | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Cnooc Ltd. | 11/21/2019 | | Special | 883 | | 126132109 | 2 | | Proposed Annual Caps of Non-exempt Continuing Connected Transactions | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Colour Life Services Group Company Limited | 8/23/2019 | | Special | 1778 | | G22915105 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Colour Life Services Group Company Limited | 8/23/2019 | | Special | 1778 | | G22915105 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Colour Life Services Group Company Limited | 8/23/2019 | | Special | 1778 | | G22915105 | 3 | | Subscription Agreement | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Consun Pharmaceutical Group Limited | 5/29/2020 | | Annual | 1681 | | G2524A103 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Consun Pharmaceutical Group Limited | 5/29/2020 | | Annual | 1681 | | G2524A103 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Consun Pharmaceutical Group Limited | 5/29/2020 | | Annual | 1681 | | G2524A103 | 3 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Consun Pharmaceutical Group Limited | 5/29/2020 | | Annual | 1681 | | G2524A103 | 4 | | Elect SU Yuanfu | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Consun Pharmaceutical Group Limited | 5/29/2020 | | Annual | 1681 | | G2524A103 | 5 | | Elect FENG Zhongshi | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Consun Pharmaceutical Group Limited | 5/29/2020 | | Annual | 1681 | | G2524A103 | 6 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Consun Pharmaceutical Group Limited | 5/29/2020 | | Annual | 1681 | | G2524A103 | 7 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Consun Pharmaceutical Group Limited | 5/29/2020 | | Annual | 1681 | | G2524A103 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Consun Pharmaceutical Group Limited | 5/29/2020 | | Annual | 1681 | | G2524A103 | 9 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Consun Pharmaceutical Group Limited | 5/29/2020 | | Annual | 1681 | | G2524A103 | 10 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Consun Pharmaceutical Group Limited | 5/29/2020 | | Annual | 1681 | | G2524A103 | 11 | | Authority to Issue Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Country Garden Holdings Company Limited | 5/21/2020 | | Annual | 2007 | | G24524103 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Country Garden Holdings Company Limited | 5/21/2020 | | Annual | 2007 | | G24524103 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Country Garden Holdings Company Limited | 5/21/2020 | | Annual | 2007 | | G24524103 | 3 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Country Garden Holdings Company Limited | 5/21/2020 | | Annual | 2007 | | G24524103 | 4 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Country Garden Holdings Company Limited | 5/21/2020 | | Annual | 2007 | | G24524103 | 5 | | Elect YANG Zhicheng | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Country Garden Holdings Company Limited | 5/21/2020 | | Annual | 2007 | | G24524103 | 6 | | Elect SU Baiyuan | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Country Garden Holdings Company Limited | 5/21/2020 | | Annual | 2007 | | G24524103 | 7 | | Elect CHEN Chong | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Country Garden Holdings Company Limited | 5/21/2020 | | Annual | 2007 | | G24524103 | 8 | | Elect Joseph LAI Ming | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Country Garden Holdings Company Limited | 5/21/2020 | | Annual | 2007 | | G24524103 | 9 | | Elect TO Yau Kwok | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Country Garden Holdings Company Limited | 5/21/2020 | | Annual | 2007 | | G24524103 | 10 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Country Garden Holdings Company Limited | 5/21/2020 | | Annual | 2007 | | G24524103 | 11 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Country Garden Holdings Company Limited | 5/21/2020 | | Annual | 2007 | | G24524103 | 12 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Country Garden Holdings Company Limited | 5/21/2020 | | Annual | 2007 | | G24524103 | 13 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Country Garden Holdings Company Limited | 5/21/2020 | | Annual | 2007 | | G24524103 | 14 | | Authority to Issue Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Country Garden Services Holdings Company Limited | 6/16/2020 | | Annual | 6098 | | G2453A108 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Country Garden Services Holdings Company Limited | 6/16/2020 | | Annual | 6098 | | G2453A108 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Country Garden Services Holdings Company Limited | 6/16/2020 | | Annual | 6098 | | G2453A108 | 3 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Country Garden Services Holdings Company Limited | 6/16/2020 | | Annual | 6098 | | G2453A108 | 4 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Country Garden Services Holdings Company Limited | 6/16/2020 | | Annual | 6098 | | G2453A108 | 5 | | Elect GUO Zhanjun | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Country Garden Services Holdings Company Limited | 6/16/2020 | | Annual | 6098 | | G2453A108 | 6 | | Elect RUI Meng | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Country Garden Services Holdings Company Limited | 6/16/2020 | | Annual | 6098 | | G2453A108 | 7 | | Elect CHEN Weiru | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Country Garden Services Holdings Company Limited | 6/16/2020 | | Annual | 6098 | | G2453A108 | 8 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Country Garden Services Holdings Company Limited | 6/16/2020 | | Annual | 6098 | | G2453A108 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Country Garden Services Holdings Company Limited | 6/16/2020 | | Annual | 6098 | | G2453A108 | 10 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Country Garden Services Holdings Company Limited | 6/16/2020 | | Annual | 6098 | | G2453A108 | 11 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Country Garden Services Holdings Company Limited | 6/16/2020 | | Annual | 6098 | | G2453A108 | 12 | | Authority to Issue Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Country Garden Services Holdings Company Limited | 11/7/2019 | | Special | 6098 | | G2453A108 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Country Garden Services Holdings Company Limited | 11/7/2019 | | Special | 6098 | | G2453A108 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Country Garden Services Holdings Company Limited | 11/7/2019 | | Special | 6098 | | G2453A108 | 3 | | Amendment to the Pre-listing Share Option Scheme | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Crystal International Group Limited | 6/3/2020 | | Annual | 2232 | | G2701R101 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Crystal International Group Limited | 6/3/2020 | | Annual | 2232 | | G2701R101 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Crystal International Group Limited | 6/3/2020 | | Annual | 2232 | | G2701R101 | 3 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Crystal International Group Limited | 6/3/2020 | | Annual | 2232 | | G2701R101 | 4 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Crystal International Group Limited | 6/3/2020 | | Annual | 2232 | | G2701R101 | 5 | | Elect Andrew LO Ching Leung | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Crystal International Group Limited | 6/3/2020 | | Annual | 2232 | | G2701R101 | 6 | | Elect George CHANG Ka Ki | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Crystal International Group Limited | 6/3/2020 | | Annual | 2232 | | G2701R101 | 7 | | Elect Alvin MAK Wing Sum | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Crystal International Group Limited | 6/3/2020 | | Annual | 2232 | | G2701R101 | 8 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Crystal International Group Limited | 6/3/2020 | | Annual | 2232 | | G2701R101 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Crystal International Group Limited | 6/3/2020 | | Annual | 2232 | | G2701R101 | 10 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Crystal International Group Limited | 6/3/2020 | | Annual | 2232 | | G2701R101 | 11 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Crystal International Group Limited | 6/3/2020 | | Annual | 2232 | | G2701R101 | 12 | | Authority to Issue Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| ENN Energy Holdings Limited | 5/13/2020 | | Annual | 2688 | | G3066L101 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| ENN Energy Holdings Limited | 5/13/2020 | | Annual | 2688 | | G3066L101 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| ENN Energy Holdings Limited | 5/13/2020 | | Annual | 2688 | | G3066L101 | 3 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| ENN Energy Holdings Limited | 5/13/2020 | | Annual | 2688 | | G3066L101 | 4 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| ENN Energy Holdings Limited | 5/13/2020 | | Annual | 2688 | | G3066L101 | 5 | | Elect HAN Jishen | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| ENN Energy Holdings Limited | 5/13/2020 | | Annual | 2688 | | G3066L101 | 6 | | Elect ZHANG Yuying | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| ENN Energy Holdings Limited | 5/13/2020 | | Annual | 2688 | | G3066L101 | 7 | | Elect WANG Dongzhi | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| ENN Energy Holdings Limited | 5/13/2020 | | Annual | 2688 | | G3066L101 | 8 | | Elect JIN Yongsheng | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| ENN Energy Holdings Limited | 5/13/2020 | | Annual | 2688 | | G3066L101 | 9 | | Elect Quinn LAW Yee Kwan | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| ENN Energy Holdings Limited | 5/13/2020 | | Annual | 2688 | | G3066L101 | 10 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| ENN Energy Holdings Limited | 5/13/2020 | | Annual | 2688 | | G3066L101 | 11 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| ENN Energy Holdings Limited | 5/13/2020 | | Annual | 2688 | | G3066L101 | 12 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| ENN Energy Holdings Limited | 5/13/2020 | | Annual | 2688 | | G3066L101 | 13 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Feng Tay Enterprises Co., Ltd. | 6/17/2020 | | Annual | 9910 | | Y24815105 | 1 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Feng Tay Enterprises Co., Ltd. | 6/17/2020 | | Annual | 9910 | | Y24815105 | 2 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Feng Tay Enterprises Co., Ltd. | 6/17/2020 | | Annual | 9910 | | Y24815105 | 3 | | Amendments to Articles | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Feng Tay Enterprises Co., Ltd. | 6/17/2020 | | Annual | 9910 | | Y24815105 | 4 | | Capitalization of Profits and Issuance of New Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Feng Tay Enterprises Co., Ltd. | 6/17/2020 | | Annual | 9910 | | Y24815105 | 5 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Fufeng Group Limited | 5/28/2020 | | Annual | 546 | | G36844119 | 1 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Fufeng Group Limited | 5/28/2020 | | Annual | 546 | | G36844119 | 2 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Fufeng Group Limited | 5/28/2020 | | Annual | 546 | | G36844119 | 3 | | Elect ZHAO Qiang | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Fufeng Group Limited | 5/28/2020 | | Annual | 546 | | G36844119 | 4 | | Elect LI Deheng | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Fufeng Group Limited | 5/28/2020 | | Annual | 546 | | G36844119 | 5 | | Elect LAU Chung Wai | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Fufeng Group Limited | 5/28/2020 | | Annual | 546 | | G36844119 | 6 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Fufeng Group Limited | 5/28/2020 | | Annual | 546 | | G36844119 | 7 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Fufeng Group Limited | 5/28/2020 | | Annual | 546 | | G36844119 | 8 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Fufeng Group Limited | 5/28/2020 | | Annual | 546 | | G36844119 | 9 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Fufeng Group Limited | 5/28/2020 | | Annual | 546 | | G36844119 | 10 | | Authority to Issue Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Fufeng Group Limited | 5/28/2020 | | Annual | 546 | | G36844119 | 11 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Fufeng Group Limited | 5/28/2020 | | Annual | 546 | | G36844119 | 12 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Golden Eagle Retail Group Limited | 10/18/2019 | | Special | 3308 | | G3958R109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Golden Eagle Retail Group Limited | 10/18/2019 | | Special | 3308 | | G3958R109 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Golden Eagle Retail Group Limited | 10/18/2019 | | Special | 3308 | | G3958R109 | 3 | | 2019 Lease Agreement (Hanzhong Plaza) | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Golden Eagle Retail Group Limited | 10/18/2019 | | Special | 3308 | | G3958R109 | 4 | | Fourth Supplemental Agreement Lease Agreement (Total Xianlin Retail Area) | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Golden Eagle Retail Group Limited | 10/18/2019 | | Special | 3308 | | G3958R109 | 5 | | Lease Agreement (Golden Eagle World) | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Golden Eagle Retail Group Limited | 10/18/2019 | | Special | 3308 | | G3958R109 | 6 | | Revised Annual Caps of Lease Agreement (Danyang Tiandi Plaza) | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Greenland Hong Kong Holdings Limited | 6/30/2020 | | Annual | 337 | | G4587S104 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Greenland Hong Kong Holdings Limited | 6/30/2020 | | Annual | 337 | | G4587S104 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Greenland Hong Kong Holdings Limited | 6/30/2020 | | Annual | 337 | | G4587S104 | 3 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Greenland Hong Kong Holdings Limited | 6/30/2020 | | Annual | 337 | | G4587S104 | 4 | | Elect David WANG Weixian | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Greenland Hong Kong Holdings Limited | 6/30/2020 | | Annual | 337 | | G4587S104 | 5 | | Elect Felix FONG Wo | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Greenland Hong Kong Holdings Limited | 6/30/2020 | | Annual | 337 | | G4587S104 | 6 | | Elect KWAN Kai Cheong | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Greenland Hong Kong Holdings Limited | 6/30/2020 | | Annual | 337 | | G4587S104 | 7 | | Elect LAM Lee G | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Greenland Hong Kong Holdings Limited | 6/30/2020 | | Annual | 337 | | G4587S104 | 8 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Greenland Hong Kong Holdings Limited | 6/30/2020 | | Annual | 337 | | G4587S104 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Greenland Hong Kong Holdings Limited | 6/30/2020 | | Annual | 337 | | G4587S104 | 10 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Greenland Hong Kong Holdings Limited | 6/30/2020 | | Annual | 337 | | G4587S104 | 11 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Greenland Hong Kong Holdings Limited | 6/30/2020 | | Annual | 337 | | G4587S104 | 12 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Greenland Hong Kong Holdings Limited | 6/30/2020 | | Annual | 337 | | G4587S104 | 13 | | Authority to Issue Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Greenland Hong Kong Holdings Limited | 6/30/2020 | | Annual | 337 | | G4587S104 | 14 | | Amendments to Articles | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Greenland Hong Kong Holdings Limited | 6/30/2020 | | Special | 337 | | G4587S104 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Greenland Hong Kong Holdings Limited | 6/30/2020 | | Special | 337 | | G4587S104 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Greenland Hong Kong Holdings Limited | 6/30/2020 | | Special | 337 | | G4587S104 | 3 | | Dianchi 1-1 (Land Parcel No.31) Contractor Agreement | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Greenland Hong Kong Holdings Limited | 6/30/2020 | | Special | 337 | | G4587S104 | 4 | | Dianchi 1-1 (Land Parcel No.32) Contractor Agreement | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Greenland Hong Kong Holdings Limited | 6/30/2020 | | Special | 337 | | G4587S104 | 5 | | Sky Tree Contractor Agreement | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Greenland Hong Kong Holdings Limited | 6/30/2020 | | Special | 337 | | G4587S104 | 6 | | Guangde Intercity Space Contractor Agreement | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Guangzhou Baiyunshan Pharmaceutical Holdings Company Limited | 1/13/2020 | | Special | 874 | | Y2932P106 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Guangzhou Baiyunshan Pharmaceutical Holdings Company Limited | 1/13/2020 | | Special | 874 | | Y2932P106 | 2 | | Amendments to Procedural Rules of Board of Directors | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Guangzhou Baiyunshan Pharmaceutical Holdings Company Limited | 1/13/2020 | | Special | 874 | | Y2932P106 | 3 | | Change of Auditor | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Guangzhou Baiyunshan Pharmaceutical Holdings Company Limited | 1/13/2020 | | Special | 874 | | Y2932P106 | 4 | | Change of Auditor for internal control | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Guangzhou Baiyunshan Pharmaceutical Holdings Company Limited | 1/13/2020 | | Special | 874 | | Y2932P106 | 5 | | Amendments to Articles | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Guangzhou Baiyunshan Pharmaceutical Holdings Company Limited | 1/13/2020 | | Special | 874 | | Y2932P106 | 6 | | Elect Yang Jun | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Guangzhou Baiyunshan Pharmaceutical Holdings Company Limited | 1/13/2020 | | Special | 874 | | Y2932P106 | 7 | | Elect CHENG Jinyuan as Supervisor | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Guangzhou Baiyunshan Pharmaceutical Holdings Company Limited | 1/13/2020 | | Special | 874 | | Y2932P106 | 8 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Guangzhou Baiyunshan Pharmaceutical Holdings Company Limited | 1/13/2020 | | Special | 874 | | Y2932P106 | 9 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Guangzhou Baiyunshan Pharmaceutical Holdings Company Limited | 11/12/2019 | | Special | 874 | | Y2932P106 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Guangzhou Baiyunshan Pharmaceutical Holdings Company Limited | 11/12/2019 | | Special | 874 | | Y2932P106 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Guangzhou Baiyunshan Pharmaceutical Holdings Company Limited | 11/12/2019 | | Special | 874 | | Y2932P106 | 3 | | Asset-backed Securitization of Accounts Receivable by Guangzhou Pharmaceuticals Corporation | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Guangzhou Baiyunshan Pharmaceutical Holdings Company Limited | 11/12/2019 | | Special | 874 | | Y2932P106 | 4 | | Application of Additional General Banking Facilities by Guangzhou Pharmaceuticals Corporation | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Guangzhou Baiyunshan Pharmaceutical Holdings Company Limited | 11/12/2019 | | Special | 874 | | Y2932P106 | 5 | | Supervisor's Fees for CAI Ruiyu | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| HDC Holdings Co.,Ltd | 3/25/2020 | | Annual | 12630 | | Y38397108 | 1 | | Financial Statements and Allocation of Profits/Dividends | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| HDC Holdings Co.,Ltd | 3/25/2020 | | Annual | 12630 | | Y38397108 | 2 | | Elect LEE Bang Joo | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| HDC Holdings Co.,Ltd | 3/25/2020 | | Annual | 12630 | | Y38397108 | 3 | | Election of Audit Committee Member: LEE Bang Joo | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| HDC Holdings Co.,Ltd | 3/25/2020 | | Annual | 12630 | | Y38397108 | 4 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| HDC Holdings Co.,Ltd | 3/25/2020 | | Annual | 12630 | | Y38397108 | 5 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Huabao International Holdings Limited | 5/18/2020 | | Annual | 336 | | G4639H122 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Huabao International Holdings Limited | 5/18/2020 | | Annual | 336 | | G4639H122 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Huabao International Holdings Limited | 5/18/2020 | | Annual | 336 | | G4639H122 | 3 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Huabao International Holdings Limited | 5/18/2020 | | Annual | 336 | | G4639H122 | 4 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Huabao International Holdings Limited | 5/18/2020 | | Annual | 336 | | G4639H122 | 5 | | Elect POON Chiu Kwok | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Huabao International Holdings Limited | 5/18/2020 | | Annual | 336 | | G4639H122 | 6 | | Elect LAM Ka Yu | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Huabao International Holdings Limited | 5/18/2020 | | Annual | 336 | | G4639H122 | 7 | | Elect MA Yun Yan | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Huabao International Holdings Limited | 5/18/2020 | | Annual | 336 | | G4639H122 | 8 | | Elect Jonathan YAN Jun | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Huabao International Holdings Limited | 5/18/2020 | | Annual | 336 | | G4639H122 | 9 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Huabao International Holdings Limited | 5/18/2020 | | Annual | 336 | | G4639H122 | 10 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Huabao International Holdings Limited | 5/18/2020 | | Annual | 336 | | G4639H122 | 11 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Huabao International Holdings Limited | 5/18/2020 | | Annual | 336 | | G4639H122 | 12 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Huabao International Holdings Limited | 5/18/2020 | | Annual | 336 | | G4639H122 | 13 | | Authority to Issue of Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Hyundai Development Company | 3/25/2020 | | Annual | 294870 | | Y3R31Z103 | 1 | | Financial Statements and Allocation of Profits/Dividends | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Hyundai Development Company | 3/25/2020 | | Annual | 294870 | | Y3R31Z103 | 2 | | Elect LEE Hyung Jae | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Hyundai Development Company | 3/25/2020 | | Annual | 294870 | | Y3R31Z103 | 3 | | Elect KWON In So | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Hyundai Development Company | 3/25/2020 | | Annual | 294870 | | Y3R31Z103 | 4 | | Elect CHOI Kyu Yeon | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Hyundai Development Company | 3/25/2020 | | Annual | 294870 | | Y3R31Z103 | 5 | | Election of Audit Committee Member: CHOI Kyu Yeon | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Hyundai Development Company | 3/25/2020 | | Annual | 294870 | | Y3R31Z103 | 6 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| iDreamSky Technology Holdings Limited | 6/24/2020 | | Annual | 1119 | | G47081107 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| iDreamSky Technology Holdings Limited | 6/24/2020 | | Annual | 1119 | | G47081107 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| iDreamSky Technology Holdings Limited | 6/24/2020 | | Annual | 1119 | | G47081107 | 3 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| iDreamSky Technology Holdings Limited | 6/24/2020 | | Annual | 1119 | | G47081107 | 4 | | Elect GUAN Song | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| iDreamSky Technology Holdings Limited | 6/24/2020 | | Annual | 1119 | | G47081107 | 5 | | Elect LEI Junwen | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| iDreamSky Technology Holdings Limited | 6/24/2020 | | Annual | 1119 | | G47081107 | 6 | | Elect ZHANG Han | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| iDreamSky Technology Holdings Limited | 6/24/2020 | | Annual | 1119 | | G47081107 | 7 | | Elect ZHANG Weining | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| iDreamSky Technology Holdings Limited | 6/24/2020 | | Annual | 1119 | | G47081107 | 8 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| iDreamSky Technology Holdings Limited | 6/24/2020 | | Annual | 1119 | | G47081107 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| iDreamSky Technology Holdings Limited | 6/24/2020 | | Annual | 1119 | | G47081107 | 10 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| iDreamSky Technology Holdings Limited | 6/24/2020 | | Annual | 1119 | | G47081107 | 11 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| iDreamSky Technology Holdings Limited | 6/24/2020 | | Annual | 1119 | | G47081107 | 12 | | Authority to Issue Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Industrial & Commercial Bank Of China | 1/8/2020 | | Special | 1398 | | Y3990B112 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Industrial & Commercial Bank Of China | 1/8/2020 | | Special | 1398 | | Y3990B112 | 2 | | Elect Yang Gouzhong | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Industrial & Commercial Bank Of China | 6/12/2020 | | Annual | 1398 | | Y3990B112 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Industrial & Commercial Bank Of China | 6/12/2020 | | Annual | 1398 | | Y3990B112 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Industrial & Commercial Bank Of China | 6/12/2020 | | Annual | 1398 | | Y3990B112 | 3 | | Directors' Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Industrial & Commercial Bank Of China | 6/12/2020 | | Annual | 1398 | | Y3990B112 | 4 | | Supervisors' Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Industrial & Commercial Bank Of China | 6/12/2020 | | Annual | 1398 | | Y3990B112 | 5 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Industrial & Commercial Bank Of China | 6/12/2020 | | Annual | 1398 | | Y3990B112 | 6 | | Profit Distribution Plan 2019 | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Industrial & Commercial Bank Of China | 6/12/2020 | | Annual | 1398 | | Y3990B112 | 7 | | 2020 Fixed Asset Investment Plan | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Industrial & Commercial Bank Of China | 6/12/2020 | | Annual | 1398 | | Y3990B112 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Industrial & Commercial Bank Of China | 6/12/2020 | | Annual | 1398 | | Y3990B112 | 9 | | Elect SHEN Si | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Industrial & Commercial Bank Of China | 6/12/2020 | | Annual | 1398 | | Y3990B112 | 10 | | Issuance of Undated Additional Tier 1 Capital Bonds and Eligible Tier 2 Capital Instruments | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Industrial & Commercial Bank Of China | 6/12/2020 | | Annual | 1398 | | Y3990B112 | 11 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Industrial & Commercial Bank Of China | 6/12/2020 | | Annual | 1398 | | Y3990B112 | 12 | | Issuance of Eligible Tier 2 Capital Instruments | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Industrial & Commercial Bank Of China | 6/12/2020 | | Annual | 1398 | | Y3990B112 | 13 | | Application for Authorisation Limit for Special Donations for COVID-19 Pandemic Prevention and Control | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Industrial & Commercial Bank Of China | 6/12/2020 | | Annual | 1398 | | Y3990B112 | 14 | | Elect LIAO Lin | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Industrial & Commercial Bank Of China | 11/22/2019 | | Special | 1398 | | Y3990B112 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Industrial & Commercial Bank Of China | 11/22/2019 | | Special | 1398 | | Y3990B112 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Industrial & Commercial Bank Of China | 11/22/2019 | | Special | 1398 | | Y3990B112 | 3 | | Elect GU Shu | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Industrial & Commercial Bank Of China | 11/22/2019 | | Special | 1398 | | Y3990B112 | 4 | | Directors' Remuneration Payment Plan for 2018 | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Industrial & Commercial Bank Of China | 11/22/2019 | | Special | 1398 | | Y3990B112 | 5 | | Supervisors' Remuneration Payment Plan for 2018 | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Industrial & Commercial Bank Of China | 11/22/2019 | | Special | 1398 | | Y3990B112 | 6 | | Application for Provisional Authorization of External Donations | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Industrial & Commercial Bank Of China | 11/22/2019 | | Special | 1398 | | Y3990B112 | 7 | | Elect CAO Liqun | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Industrial & Commercial Bank Of China | 11/22/2019 | | Special | 1398 | | Y3990B112 | 8 | | Elect FENG Weidong | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| KEPCO Plant Service & Engineering Co., Ltd | 3/26/2020 | | Annual | 51600 | | Y7076A104 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| KEPCO Plant Service & Engineering Co., Ltd | 3/26/2020 | | Annual | 51600 | | Y7076A104 | 2 | | Financial Statements and Allocation of Profits/Dividends | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| KEPCO Plant Service & Engineering Co., Ltd | 3/26/2020 | | Annual | 51600 | | Y7076A104 | 3 | | Amendments to Articles | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| KEPCO Plant Service & Engineering Co., Ltd | 3/26/2020 | | Annual | 51600 | | Y7076A104 | 4 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| KEPCO Plant Service & Engineering Co., Ltd | 3/26/2020 | | Annual | 51600 | | Y7076A104 | 5 | | Corporate Auditors's Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| KEPCO Plant Service & Engineering Co., Ltd | 6/9/2020 | | Special | 51600 | | Y7076A104 | 1 | | Amendments to Articles | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| KEPCO Plant Service & Engineering Co., Ltd | 6/9/2020 | | Special | 51600 | | Y7076A104 | 2 | | Elect BAE Il Jin | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| KEPCO Plant Service & Engineering Co., Ltd | 6/9/2020 | | Special | 51600 | | Y7076A104 | 3 | | Election of Corporate Auditor | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Kerry Logistics Network Limited | 5/29/2020 | | Annual | 636 | | G52418103 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Kerry Logistics Network Limited | 5/29/2020 | | Annual | 636 | | G52418103 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Kerry Logistics Network Limited | 5/29/2020 | | Annual | 636 | | G52418103 | 3 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Kerry Logistics Network Limited | 5/29/2020 | | Annual | 636 | | G52418103 | 4 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Kerry Logistics Network Limited | 5/29/2020 | | Annual | 636 | | G52418103 | 5 | | Elect Vicky CHEUNG Ping Cheun | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Kerry Logistics Network Limited | 5/29/2020 | | Annual | 636 | | G52418103 | 6 | | Elect TONG Shao Ming | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Kerry Logistics Network Limited | 5/29/2020 | | Annual | 636 | | G52418103 | 7 | | Elect KHOO NK Shulamite | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Kerry Logistics Network Limited | 5/29/2020 | | Annual | 636 | | G52418103 | 8 | | Elect Philip YEO Liat Kok | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Kerry Logistics Network Limited | 5/29/2020 | | Annual | 636 | | G52418103 | 9 | | Elect Kevin ZHANG Yi | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Kerry Logistics Network Limited | 5/29/2020 | | Annual | 636 | | G52418103 | 10 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Kerry Logistics Network Limited | 5/29/2020 | | Annual | 636 | | G52418103 | 11 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Kerry Logistics Network Limited | 5/29/2020 | | Annual | 636 | | G52418103 | 12 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Kerry Logistics Network Limited | 5/29/2020 | | Annual | 636 | | G52418103 | 13 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Kerry Logistics Network Limited | 5/29/2020 | | Annual | 636 | | G52418103 | 14 | | Authority to Issue Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Kerry Logistics Network Limited | 5/29/2020 | | Annual | 636 | | G52418103 | 15 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| King Slide Works Co., Ltd. | 6/30/2020 | | Annual | 2059 | | Y4771C113 | 1 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| King Slide Works Co., Ltd. | 6/30/2020 | | Annual | 2059 | | Y4771C113 | 2 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| King Slide Works Co., Ltd. | 6/30/2020 | | Annual | 2059 | | Y4771C113 | 3 | | Revise External Party Lending,endorsement and Guarantee Procedures | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| King Slide Works Co., Ltd. | 6/30/2020 | | Annual | 2059 | | Y4771C113 | 4 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| KWG Group Holdings Limited | 6/5/2020 | | Annual | 1813 | | G53224104 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| KWG Group Holdings Limited | 6/5/2020 | | Annual | 1813 | | G53224104 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| KWG Group Holdings Limited | 6/5/2020 | | Annual | 1813 | | G53224104 | 3 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| KWG Group Holdings Limited | 6/5/2020 | | Annual | 1813 | | G53224104 | 4 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| KWG Group Holdings Limited | 6/5/2020 | | Annual | 1813 | | G53224104 | 5 | | Elect KONG Jian Nan | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| KWG Group Holdings Limited | 6/5/2020 | | Annual | 1813 | | G53224104 | 6 | | Elect TAM Chun Fai | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| KWG Group Holdings Limited | 6/5/2020 | | Annual | 1813 | | G53224104 | 7 | | Elect LI Bin Hai | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| KWG Group Holdings Limited | 6/5/2020 | | Annual | 1813 | | G53224104 | 8 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| KWG Group Holdings Limited | 6/5/2020 | | Annual | 1813 | | G53224104 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| KWG Group Holdings Limited | 6/5/2020 | | Annual | 1813 | | G53224104 | 10 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| KWG Group Holdings Limited | 6/5/2020 | | Annual | 1813 | | G53224104 | 11 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| KWG Group Holdings Limited | 6/5/2020 | | Annual | 1813 | | G53224104 | 12 | | Authority to Issue Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| KWG Group Holdings Limited | 6/5/2020 | | Annual | 1813 | | G53224104 | 13 | | Specific Mandate to Issue Connected Awarded Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| KWG Group Holdings Limited | 6/5/2020 | | Annual | 1813 | | G53224104 | 14 | | Board Authorization | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| KWG Group Holdings Limited | 6/5/2020 | | Annual | 1813 | | G53224104 | 15 | | Grant of 96,000 Connected Awarded Shares to CAI Fengjia | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| KWG Group Holdings Limited | 6/5/2020 | | Annual | 1813 | | G53224104 | 16 | | Grant of 78,000 Connected Awarded Shares to TSUI Kam Tim | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| KWG Group Holdings Limited | 6/5/2020 | | Annual | 1813 | | G53224104 | 17 | | Grant of 78,000 Connected Awarded Shares to CHEN Guangchuan | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| KWG Group Holdings Limited | 6/5/2020 | | Annual | 1813 | | G53224104 | 18 | | Grant of 55,500 Connected Awarded Shares to CHEN Wende | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| KWG Group Holdings Limited | 6/5/2020 | | Annual | 1813 | | G53224104 | 19 | | Grant of 78,000 Connected Awarded Shares to HUANG Yanping | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| KWG Group Holdings Limited | 6/5/2020 | | Annual | 1813 | | G53224104 | 20 | | Grant of 78,000 Connected Awarded Shares to JIN Yanlong | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| KWG Group Holdings Limited | 6/5/2020 | | Annual | 1813 | | G53224104 | 21 | | Grant of 70,500 Connected Awarded Shares to OU Jian | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| KWG Group Holdings Limited | 6/5/2020 | | Annual | 1813 | | G53224104 | 22 | | Grant of 55,500 Connected Awarded Shares to TANG Wen | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| KWG Group Holdings Limited | 6/5/2020 | | Annual | 1813 | | G53224104 | 23 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Li Ning Company Ltd. | 6/12/2020 | | Annual | 2331 | | G5496K124 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Li Ning Company Ltd. | 6/12/2020 | | Annual | 2331 | | G5496K124 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Li Ning Company Ltd. | 6/12/2020 | | Annual | 2331 | | G5496K124 | 3 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Li Ning Company Ltd. | 6/12/2020 | | Annual | 2331 | | G5496K124 | 4 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Li Ning Company Ltd. | 6/12/2020 | | Annual | 2331 | | G5496K124 | 5 | | Elect KOSAKA Takeshi | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Li Ning Company Ltd. | 6/12/2020 | | Annual | 2331 | | G5496K124 | 6 | | Elect WANG Ya Fei | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Li Ning Company Ltd. | 6/12/2020 | | Annual | 2331 | | G5496K124 | 7 | | Elect Bunny CHAN Chung Bun | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Li Ning Company Ltd. | 6/12/2020 | | Annual | 2331 | | G5496K124 | 8 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Li Ning Company Ltd. | 6/12/2020 | | Annual | 2331 | | G5496K124 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Li Ning Company Ltd. | 6/12/2020 | | Annual | 2331 | | G5496K124 | 10 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Li Ning Company Ltd. | 6/12/2020 | | Annual | 2331 | | G5496K124 | 11 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Li Ning Company Ltd. | 6/12/2020 | | Annual | 2331 | | G5496K124 | 12 | | Authority to Issue Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Longfor Group Holdings Limited | 6/16/2020 | | Annual | 960 | | G5635P109 | 1 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Longfor Group Holdings Limited | 6/16/2020 | | Annual | 960 | | G5635P109 | 2 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Longfor Group Holdings Limited | 6/16/2020 | | Annual | 960 | | G5635P109 | 3 | | Elect SHAO Mingxiao | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Longfor Group Holdings Limited | 6/16/2020 | | Annual | 960 | | G5635P109 | 4 | | Elect WANG Guangjian | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Longfor Group Holdings Limited | 6/16/2020 | | Annual | 960 | | G5635P109 | 5 | | Elect Derek CHAN Chi On | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Longfor Group Holdings Limited | 6/16/2020 | | Annual | 960 | | G5635P109 | 6 | | Elect XIANG Bing | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Longfor Group Holdings Limited | 6/16/2020 | | Annual | 960 | | G5635P109 | 7 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Longfor Group Holdings Limited | 6/16/2020 | | Annual | 960 | | G5635P109 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Longfor Group Holdings Limited | 6/16/2020 | | Annual | 960 | | G5635P109 | 9 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Longfor Group Holdings Limited | 6/16/2020 | | Annual | 960 | | G5635P109 | 10 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Longfor Group Holdings Limited | 6/16/2020 | | Annual | 960 | | G5635P109 | 11 | | Authority to Issue Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Longfor Group Holdings Limited | 6/16/2020 | | Annual | 960 | | G5635P109 | 12 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Longfor Group Holdings Limited | 6/16/2020 | | Annual | 960 | | G5635P109 | 13 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Luye Pharma Group Ltd | 1/22/2020 | | Special | 2186 | | G57007109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Luye Pharma Group Ltd | 1/22/2020 | | Special | 2186 | | G57007109 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Luye Pharma Group Ltd | 1/22/2020 | | Special | 2186 | | G57007109 | 3 | | Acquisition of Equity Interest | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Luye Pharma Group Ltd | 1/22/2020 | | Special | 2186 | | G57007109 | 4 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Luye Pharma Group Ltd | 6/23/2020 | | Annual | 2186 | | G57007109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Luye Pharma Group Ltd | 6/23/2020 | | Annual | 2186 | | G57007109 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Luye Pharma Group Ltd | 6/23/2020 | | Annual | 2186 | | G57007109 | 3 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Luye Pharma Group Ltd | 6/23/2020 | | Annual | 2186 | | G57007109 | 4 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Luye Pharma Group Ltd | 6/23/2020 | | Annual | 2186 | | G57007109 | 5 | | Elect YUAN Hui Xian | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Luye Pharma Group Ltd | 6/23/2020 | | Annual | 2186 | | G57007109 | 6 | | Elect ZHU Yuan Yuan | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Luye Pharma Group Ltd | 6/23/2020 | | Annual | 2186 | | G57007109 | 7 | | Elect SONG Rui Lin | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Luye Pharma Group Ltd | 6/23/2020 | | Annual | 2186 | | G57007109 | 8 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Luye Pharma Group Ltd | 6/23/2020 | | Annual | 2186 | | G57007109 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Luye Pharma Group Ltd | 6/23/2020 | | Annual | 2186 | | G57007109 | 10 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Luye Pharma Group Ltd | 6/23/2020 | | Annual | 2186 | | G57007109 | 11 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Luye Pharma Group Ltd | 6/23/2020 | | Annual | 2186 | | G57007109 | 12 | | Authority to Issue Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Micro-Star International Co., Ltd. | 6/10/2020 | | Annual | 2377 | | Y6037M108 | 1 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Micro-Star International Co., Ltd. | 6/10/2020 | | Annual | 2377 | | Y6037M108 | 2 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Micro-Star International Co., Ltd. | 6/10/2020 | | Annual | 2377 | | Y6037M108 | 3 | | Amendments to Articles | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Nagacorp Limited | 4/24/2020 | | Annual | 3918 | | G6382M109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Nagacorp Limited | 4/24/2020 | | Annual | 3918 | | G6382M109 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Nagacorp Limited | 4/24/2020 | | Annual | 3918 | | G6382M109 | 3 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Nagacorp Limited | 4/24/2020 | | Annual | 3918 | | G6382M109 | 4 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Nagacorp Limited | 4/24/2020 | | Annual | 3918 | | G6382M109 | 5 | | Elect Timothy P. McNally | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Nagacorp Limited | 4/24/2020 | | Annual | 3918 | | G6382M109 | 6 | | Elect Philip LEE Wai Tuck | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Nagacorp Limited | 4/24/2020 | | Annual | 3918 | | G6382M109 | 7 | | Elect LIM Mun Kee | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Nagacorp Limited | 4/24/2020 | | Annual | 3918 | | G6382M109 | 8 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Nagacorp Limited | 4/24/2020 | | Annual | 3918 | | G6382M109 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Nagacorp Limited | 4/24/2020 | | Annual | 3918 | | G6382M109 | 10 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Nagacorp Limited | 4/24/2020 | | Annual | 3918 | | G6382M109 | 11 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Nagacorp Limited | 4/24/2020 | | Annual | 3918 | | G6382M109 | 12 | | Authority to Issue Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Nagacorp Limited | 8/8/2019 | | Special | 3918 | | G6382M109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Nagacorp Limited | 8/8/2019 | | Special | 3918 | | G6382M109 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Nagacorp Limited | 8/8/2019 | | Special | 3918 | | G6382M109 | 3 | | Design and Build Agreement | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Nagacorp Limited | 8/8/2019 | | Special | 3918 | | G6382M109 | 4 | | Subscription Agreement | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| New China Life Insurance Co. Ltd | 6/23/2020 | | Annual | 1336 | | Y625A4115 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| New China Life Insurance Co. Ltd | 6/23/2020 | | Annual | 1336 | | Y625A4115 | 2 | | Directors' Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| New China Life Insurance Co. Ltd | 6/23/2020 | | Annual | 1336 | | Y625A4115 | 3 | | Supervisors' Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| New China Life Insurance Co. Ltd | 6/23/2020 | | Annual | 1336 | | Y625A4115 | 4 | | Annual Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| New China Life Insurance Co. Ltd | 6/23/2020 | | Annual | 1336 | | Y625A4115 | 5 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| New China Life Insurance Co. Ltd | 6/23/2020 | | Annual | 1336 | | Y625A4115 | 6 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| New China Life Insurance Co. Ltd | 6/23/2020 | | Annual | 1336 | | Y625A4115 | 7 | | Report of Directors' Performance | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| New China Life Insurance Co. Ltd | 6/23/2020 | | Annual | 1336 | | Y625A4115 | 8 | | Report of Independent Non-Executive Directors' Performance | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| New China Life Insurance Co. Ltd | 6/23/2020 | | Annual | 1336 | | Y625A4115 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| New China Life Insurance Co. Ltd | 6/23/2020 | | Annual | 1336 | | Y625A4115 | 10 | | Amendments to Administrative Measures on Related Party Transactions | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| New China Life Insurance Co. Ltd | 6/23/2020 | | Annual | 1336 | | Y625A4115 | 11 | | Amendments to the Plan on Authorization to the Board Granted by the General Meeting | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| New China Life Insurance Co. Ltd | 6/23/2020 | | Annual | 1336 | | Y625A4115 | 12 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| New China Life Insurance Co. Ltd | 6/23/2020 | | Annual | 1336 | | Y625A4115 | 13 | | Amendments to Articles | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| New China Life Insurance Co. Ltd | 6/23/2020 | | Annual | 1336 | | Y625A4115 | 14 | | Amendments to Procedural Rules for General Meeting | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| New China Life Insurance Co. Ltd | 6/23/2020 | | Annual | 1336 | | Y625A4115 | 15 | | Amendments to Procedural Rules for Board of Directors | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| New China Life Insurance Co. Ltd | 6/23/2020 | | Annual | 1336 | | Y625A4115 | 16 | | Amendments to Procedural Rules for Supervisors | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Nine Dragons Paper (Holdings) Limited | 12/16/2019 | | Annual | 2689 | | G65318100 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Nine Dragons Paper (Holdings) Limited | 12/16/2019 | | Annual | 2689 | | G65318100 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Nine Dragons Paper (Holdings) Limited | 12/16/2019 | | Annual | 2689 | | G65318100 | 3 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Nine Dragons Paper (Holdings) Limited | 12/16/2019 | | Annual | 2689 | | G65318100 | 4 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Nine Dragons Paper (Holdings) Limited | 12/16/2019 | | Annual | 2689 | | G65318100 | 5 | | Elect LIU Ming Chung | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Nine Dragons Paper (Holdings) Limited | 12/16/2019 | | Annual | 2689 | | G65318100 | 6 | | Elect ZHANG Lianpeng | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Nine Dragons Paper (Holdings) Limited | 12/16/2019 | | Annual | 2689 | | G65318100 | 7 | | Elect Maria TAM Wai Chu | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Nine Dragons Paper (Holdings) Limited | 12/16/2019 | | Annual | 2689 | | G65318100 | 8 | | Elect NG Leung Sing | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Nine Dragons Paper (Holdings) Limited | 12/16/2019 | | Annual | 2689 | | G65318100 | 9 | | Elect LAM Yiu Kin | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Nine Dragons Paper (Holdings) Limited | 12/16/2019 | | Annual | 2689 | | G65318100 | 10 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Nine Dragons Paper (Holdings) Limited | 12/16/2019 | | Annual | 2689 | | G65318100 | 11 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Nine Dragons Paper (Holdings) Limited | 12/16/2019 | | Annual | 2689 | | G65318100 | 12 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Nine Dragons Paper (Holdings) Limited | 12/16/2019 | | Annual | 2689 | | G65318100 | 13 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Nine Dragons Paper (Holdings) Limited | 12/16/2019 | | Annual | 2689 | | G65318100 | 14 | | Authority to Issue Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Nine Dragons Paper (Holdings) Limited | 12/16/2019 | | Annual | 2689 | | G65318100 | 15 | | Amendments to Articles | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Nine Dragons Paper (Holdings) Limited | 12/16/2019 | | Annual | 2689 | | G65318100 | 16 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| PAX Global Technology Limited | 5/29/2020 | | Annual | 327 | | G6955J103 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| PAX Global Technology Limited | 5/29/2020 | | Annual | 327 | | G6955J103 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| PAX Global Technology Limited | 5/29/2020 | | Annual | 327 | | G6955J103 | 3 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| PAX Global Technology Limited | 5/29/2020 | | Annual | 327 | | G6955J103 | 4 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| PAX Global Technology Limited | 5/29/2020 | | Annual | 327 | | G6955J103 | 5 | | Elect NIE Guoming | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| PAX Global Technology Limited | 5/29/2020 | | Annual | 327 | | G6955J103 | 6 | | Elect LI Wenjin | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| PAX Global Technology Limited | 5/29/2020 | | Annual | 327 | | G6955J103 | 7 | | Elect YIP Wai Ming | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| PAX Global Technology Limited | 5/29/2020 | | Annual | 327 | | G6955J103 | 8 | | Elect WU Min | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| PAX Global Technology Limited | 5/29/2020 | | Annual | 327 | | G6955J103 | 9 | | Elect Charles MAN Kwok Kuen | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| PAX Global Technology Limited | 5/29/2020 | | Annual | 327 | | G6955J103 | 10 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| PAX Global Technology Limited | 5/29/2020 | | Annual | 327 | | G6955J103 | 11 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| PAX Global Technology Limited | 5/29/2020 | | Annual | 327 | | G6955J103 | 12 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| PAX Global Technology Limited | 5/29/2020 | | Annual | 327 | | G6955J103 | 13 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| PAX Global Technology Limited | 5/29/2020 | | Annual | 327 | | G6955J103 | 14 | | Authority to Issue Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Ping An Insurance (Group) Company of China, Ltd. | 4/9/2020 | | Annual | 2318 | | Y69790106 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Ping An Insurance (Group) Company of China, Ltd. | 4/9/2020 | | Annual | 2318 | | Y69790106 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Ping An Insurance (Group) Company of China, Ltd. | 4/9/2020 | | Annual | 2318 | | Y69790106 | 3 | | Directors' Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Ping An Insurance (Group) Company of China, Ltd. | 4/9/2020 | | Annual | 2318 | | Y69790106 | 4 | | Supervisors' Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Ping An Insurance (Group) Company of China, Ltd. | 4/9/2020 | | Annual | 2318 | | Y69790106 | 5 | | Annual Report 2019 | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Ping An Insurance (Group) Company of China, Ltd. | 4/9/2020 | | Annual | 2318 | | Y69790106 | 6 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Ping An Insurance (Group) Company of China, Ltd. | 4/9/2020 | | Annual | 2318 | | Y69790106 | 7 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Ping An Insurance (Group) Company of China, Ltd. | 4/9/2020 | | Annual | 2318 | | Y69790106 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Ping An Insurance (Group) Company of China, Ltd. | 4/9/2020 | | Annual | 2318 | | Y69790106 | 9 | | Report of Independent Non-Executive Directors' Performance | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Ping An Insurance (Group) Company of China, Ltd. | 4/9/2020 | | Annual | 2318 | | Y69790106 | 10 | | Authority to Issue Debt Instruments | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Ping An Insurance (Group) Company of China, Ltd. | 4/9/2020 | | Annual | 2318 | | Y69790106 | 11 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Ping An Insurance (Group) Company of China, Ltd. | 4/9/2020 | | Annual | 2318 | | Y69790106 | 12 | | Amendments to Articles | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Ping An Insurance (Group) Company of China, Ltd. | 4/9/2020 | | Annual | 2318 | | Y69790106 | 13 | | Elect LU Min | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Ping An Insurance (Group) Company of China, Ltd. | 12/10/2019 | | Special | 2318 | | Y69790106 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Ping An Insurance (Group) Company of China, Ltd. | 12/10/2019 | | Special | 2318 | | Y69790106 | 2 | | Elect XIE Yonglin | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Ping An Insurance (Group) Company of China, Ltd. | 12/10/2019 | | Special | 2318 | | Y69790106 | 3 | | Elect TAN Sin Yin | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Ping An Insurance (Group) Company of China, Ltd. | 12/10/2019 | | Special | 2318 | | Y69790106 | 4 | | Amendments to Articles | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| PT Adaro Energy Tbk | 5/20/2020 | | Annual | ADRO | | Y7087B109 | 1 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| PT Adaro Energy Tbk | 5/20/2020 | | Annual | ADRO | | Y7087B109 | 2 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| PT Adaro Energy Tbk | 5/20/2020 | | Annual | ADRO | | Y7087B109 | 3 | | Appointment of Auditor | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| PT Adaro Energy Tbk | 5/20/2020 | | Annual | ADRO | | Y7087B109 | 4 | | Directors' and Commissioners' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| PT Adaro Energy Tbk | 5/20/2020 | | Annual | ADRO | | Y7087B109 | 5 | | Amendments to Articles | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| PT Bank Mandiri (Persero) Tbk | 2/19/2020 | | Annual | BMRI | | Y7123S108 | 1 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| PT Bank Mandiri (Persero) Tbk | 2/19/2020 | | Annual | BMRI | | Y7123S108 | 2 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| PT Bank Mandiri (Persero) Tbk | 2/19/2020 | | Annual | BMRI | | Y7123S108 | 3 | | Directors' and Commissioners' Fees | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| PT Bank Mandiri (Persero) Tbk | 2/19/2020 | | Annual | BMRI | | Y7123S108 | 4 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| PT Bank Mandiri (Persero) Tbk | 2/19/2020 | | Annual | BMRI | | Y7123S108 | 5 | | Election of Directors and/or Commissioners (Slate) | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| PT Bank Tabungan Negara Persero | 8/29/2019 | | Special | BBTN | | Y71197100 | 1 | | Evaluation of Financial Performance | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| PT Bank Tabungan Negara Persero | 8/29/2019 | | Special | BBTN | | Y71197100 | 2 | | Acquisition of PT Sarana Papua Ventura | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| PT Bank Tabungan Negara Persero | 8/29/2019 | | Special | BBTN | | Y71197100 | 3 | | Election of Directors and/or Commissioners (Slate) | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| PT Bank Tabungan Negara Persero | 11/27/2019 | | Special | BBTN | | Y71197100 | 1 | | Resignation of President Director | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Radiant Opto-Electronics Corp. | 6/10/2020 | | Annual | 6176 | | Y7174K103 | 1 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Radiant Opto-Electronics Corp. | 6/10/2020 | | Annual | 6176 | | Y7174K103 | 2 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Realtek Semiconductor Corp. | 6/10/2020 | | Annual | 2379 | | Y7220N101 | 1 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Realtek Semiconductor Corp. | 6/10/2020 | | Annual | 2379 | | Y7220N101 | 2 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Realtek Semiconductor Corp. | 6/10/2020 | | Annual | 2379 | | Y7220N101 | 3 | | Amendments to Articles | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Samsung Engineering Co., Ltd. | 3/19/2020 | | Annual | 28050 | | Y7472L100 | 1 | | Financial Statements and Allocation of Profits/Dividends | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Samsung Engineering Co., Ltd. | 3/19/2020 | | Annual | 28050 | | Y7472L100 | 2 | | Elect CHOI Jae Hoon | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Samsung Engineering Co., Ltd. | 3/19/2020 | | Annual | 28050 | | Y7472L100 | 3 | | Elect SUH Man Ho | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Samsung Engineering Co., Ltd. | 3/19/2020 | | Annual | 28050 | | Y7472L100 | 4 | | Election of Audit Committee Member: SUH Man Ho | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Samsung Engineering Co., Ltd. | 3/19/2020 | | Annual | 28050 | | Y7472L100 | 5 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Samsung Engineering Co., Ltd. | 3/19/2020 | | Annual | 28050 | | Y7472L100 | 6 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Shimao Property Holdings Limited | 5/27/2020 | | Annual | 813 | | G81043104 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Shimao Property Holdings Limited | 5/27/2020 | | Annual | 813 | | G81043104 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Shimao Property Holdings Limited | 5/27/2020 | | Annual | 813 | | G81043104 | 3 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Shimao Property Holdings Limited | 5/27/2020 | | Annual | 813 | | G81043104 | 4 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Shimao Property Holdings Limited | 5/27/2020 | | Annual | 813 | | G81043104 | 5 | | Elect HUI Wing Mau | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Shimao Property Holdings Limited | 5/27/2020 | | Annual | 813 | | G81043104 | 6 | | Elect Lu Yi | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Shimao Property Holdings Limited | 5/27/2020 | | Annual | 813 | | G81043104 | 7 | | Elect Alice KAN Lai Kuen | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Shimao Property Holdings Limited | 5/27/2020 | | Annual | 813 | | G81043104 | 8 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Shimao Property Holdings Limited | 5/27/2020 | | Annual | 813 | | G81043104 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Shimao Property Holdings Limited | 5/27/2020 | | Annual | 813 | | G81043104 | 10 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Shimao Property Holdings Limited | 5/27/2020 | | Annual | 813 | | G81043104 | 11 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Shimao Property Holdings Limited | 5/27/2020 | | Annual | 813 | | G81043104 | 12 | | Authority to Issue Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Shimao Property Holdings Limited | 5/27/2020 | | Annual | 813 | | G81043104 | 13 | | Change of Company name | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Shun Tak Holdings Ltd. | 6/24/2020 | | Annual | 242 | | Y78567107 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Shun Tak Holdings Ltd. | 6/24/2020 | | Annual | 242 | | Y78567107 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Shun Tak Holdings Ltd. | 6/24/2020 | | Annual | 242 | | Y78567107 | 3 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Shun Tak Holdings Ltd. | 6/24/2020 | | Annual | 242 | | Y78567107 | 4 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Shun Tak Holdings Ltd. | 6/24/2020 | | Annual | 242 | | Y78567107 | 5 | | Elect Pansy Catilina HO Chiu King | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Shun Tak Holdings Ltd. | 6/24/2020 | | Annual | 242 | | Y78567107 | 6 | | Elect Norman HO Hau Chong | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Shun Tak Holdings Ltd. | 6/24/2020 | | Annual | 242 | | Y78567107 | 7 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Shun Tak Holdings Ltd. | 6/24/2020 | | Annual | 242 | | Y78567107 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Shun Tak Holdings Ltd. | 6/24/2020 | | Annual | 242 | | Y78567107 | 9 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Shun Tak Holdings Ltd. | 6/24/2020 | | Annual | 242 | | Y78567107 | 10 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Shun Tak Holdings Ltd. | 6/24/2020 | | Annual | 242 | | Y78567107 | 11 | | Authority to Issue Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Simplo Technology Co., Ltd | 5/28/2020 | | Annual | 6121 | | Y7987E104 | 1 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Simplo Technology Co., Ltd | 5/28/2020 | | Annual | 6121 | | Y7987E104 | 2 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Simplo Technology Co., Ltd | 5/28/2020 | | Annual | 6121 | | Y7987E104 | 3 | | Sale of shares by subsidiary | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Simplo Technology Co., Ltd | 5/28/2020 | | Annual | 6121 | | Y7987E104 | 4 | | Elect SUNG Fu-Hsiang | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Simplo Technology Co., Ltd | 5/28/2020 | | Annual | 6121 | | Y7987E104 | 5 | | Election of Representative of TLC Capital Co., Ltd. | Mgmt | For | Abstain | U.S. Global Investors Funds China Region Fund | Voted |
| Simplo Technology Co., Ltd | 5/28/2020 | | Annual | 6121 | | Y7987E104 | 6 | | Election of Representative of Bon Shin International Investment Co., Ltd. | Mgmt | For | Abstain | U.S. Global Investors Funds China Region Fund | Voted |
| Simplo Technology Co., Ltd | 5/28/2020 | | Annual | 6121 | | Y7987E104 | 7 | | Elect CHEN Tai-Ming | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Simplo Technology Co., Ltd | 5/28/2020 | | Annual | 6121 | | Y7987E104 | 8 | | Elect HSUEH Pin-Pin | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Simplo Technology Co., Ltd | 5/28/2020 | | Annual | 6121 | | Y7987E104 | 9 | | Elect WANG Chen-Wei | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Simplo Technology Co., Ltd | 5/28/2020 | | Annual | 6121 | | Y7987E104 | 10 | | Elect LIN Pi-Jung | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Simplo Technology Co., Ltd | 5/28/2020 | | Annual | 6121 | | Y7987E104 | 11 | | Non-compete Restrictions for Directors | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Sino Biopharmaceutical Ltd | 5/26/2020 | | Annual | 1177 | | G8167W138 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Sino Biopharmaceutical Ltd | 5/26/2020 | | Annual | 1177 | | G8167W138 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Sino Biopharmaceutical Ltd | 5/26/2020 | | Annual | 1177 | | G8167W138 | 3 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Sino Biopharmaceutical Ltd | 5/26/2020 | | Annual | 1177 | | G8167W138 | 4 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Sino Biopharmaceutical Ltd | 5/26/2020 | | Annual | 1177 | | G8167W138 | 5 | | Elect CHENG Cheung Ling | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Sino Biopharmaceutical Ltd | 5/26/2020 | | Annual | 1177 | | G8167W138 | 6 | | Elect Eric TSE S Y | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Sino Biopharmaceutical Ltd | 5/26/2020 | | Annual | 1177 | | G8167W138 | 7 | | Elect WANG Shanchun | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Sino Biopharmaceutical Ltd | 5/26/2020 | | Annual | 1177 | | G8167W138 | 8 | | Elect TIAN Zhoushan | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Sino Biopharmaceutical Ltd | 5/26/2020 | | Annual | 1177 | | G8167W138 | 9 | | Elect LU Zhengfei | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Sino Biopharmaceutical Ltd | 5/26/2020 | | Annual | 1177 | | G8167W138 | 10 | | Elect LI Dakui | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Sino Biopharmaceutical Ltd | 5/26/2020 | | Annual | 1177 | | G8167W138 | 11 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Sino Biopharmaceutical Ltd | 5/26/2020 | | Annual | 1177 | | G8167W138 | 12 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Sino Biopharmaceutical Ltd | 5/26/2020 | | Annual | 1177 | | G8167W138 | 13 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Sino Biopharmaceutical Ltd | 5/26/2020 | | Annual | 1177 | | G8167W138 | 14 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Sino Biopharmaceutical Ltd | 5/26/2020 | | Annual | 1177 | | G8167W138 | 15 | | Authority to Issue Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Sinopec Shanghai Petrochemical Company Limited | 12/10/2019 | | Special | 338 | | 82935M109 | 1 | | Mutual Product Supply and Sale Services Framework Agreement (2020-2022) | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Sinopec Shanghai Petrochemical Company Limited | 12/10/2019 | | Special | 338 | | 82935M109 | 2 | | Comprehensive Services Framework Agreement (2020-2022) | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Sinosoft Technology Group Limited | 6/16/2020 | | Annual | 1297 | | G81875109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Sinosoft Technology Group Limited | 6/16/2020 | | Annual | 1297 | | G81875109 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Sinosoft Technology Group Limited | 6/16/2020 | | Annual | 1297 | | G81875109 | 3 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Sinosoft Technology Group Limited | 6/16/2020 | | Annual | 1297 | | G81875109 | 4 | | Elect XIN Yingmei | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Sinosoft Technology Group Limited | 6/16/2020 | | Annual | 1297 | | G81875109 | 5 | | Elect REN Geng | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Sinosoft Technology Group Limited | 6/16/2020 | | Annual | 1297 | | G81875109 | 6 | | Elect Walter Teh Ming KWAUK | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Sinosoft Technology Group Limited | 6/16/2020 | | Annual | 1297 | | G81875109 | 7 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Sinosoft Technology Group Limited | 6/16/2020 | | Annual | 1297 | | G81875109 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Sinosoft Technology Group Limited | 6/16/2020 | | Annual | 1297 | | G81875109 | 9 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Sinosoft Technology Group Limited | 6/16/2020 | | Annual | 1297 | | G81875109 | 10 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Sinosoft Technology Group Limited | 6/16/2020 | | Annual | 1297 | | G81875109 | 11 | | Authority to Issue Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Standard Foods Corporation | 6/16/2020 | | Annual | 1227 | | Y8151Z105 | 1 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Standard Foods Corporation | 6/16/2020 | | Annual | 1227 | | Y8151Z105 | 2 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Standard Foods Corporation | 6/16/2020 | | Annual | 1227 | | Y8151Z105 | 3 | | Amendments to Procedural Rules-Endorsements and Guarantees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Standard Foods Corporation | 6/16/2020 | | Annual | 1227 | | Y8151Z105 | 4 | | Amendments to Procedural Rules- Capital Loans | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Sunac China Holdings Limited | 5/28/2020 | | Annual | 1918 | | G8569A106 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Sunac China Holdings Limited | 5/28/2020 | | Annual | 1918 | | G8569A106 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Sunac China Holdings Limited | 5/28/2020 | | Annual | 1918 | | G8569A106 | 3 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Sunac China Holdings Limited | 5/28/2020 | | Annual | 1918 | | G8569A106 | 4 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Sunac China Holdings Limited | 5/28/2020 | | Annual | 1918 | | G8569A106 | 5 | | Elect SUN Hongbin | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Sunac China Holdings Limited | 5/28/2020 | | Annual | 1918 | | G8569A106 | 6 | | Elect WANG Mengde | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Sunac China Holdings Limited | 5/28/2020 | | Annual | 1918 | | G8569A106 | 7 | | Elect JING Hong | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Sunac China Holdings Limited | 5/28/2020 | | Annual | 1918 | | G8569A106 | 8 | | Elect SHANG Yu | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Sunac China Holdings Limited | 5/28/2020 | | Annual | 1918 | | G8569A106 | 9 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Sunac China Holdings Limited | 5/28/2020 | | Annual | 1918 | | G8569A106 | 10 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Sunac China Holdings Limited | 5/28/2020 | | Annual | 1918 | | G8569A106 | 11 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Sunac China Holdings Limited | 5/28/2020 | | Annual | 1918 | | G8569A106 | 12 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Sunac China Holdings Limited | 5/28/2020 | | Annual | 1918 | | G8569A106 | 13 | | Authority to Issue Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| TCL Electronics Holdings Limited | 4/20/2020 | | Special | 1070 | | G8701T138 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| TCL Electronics Holdings Limited | 4/20/2020 | | Special | 1070 | | G8701T138 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| TCL Electronics Holdings Limited | 4/20/2020 | | Special | 1070 | | G8701T138 | 3 | | Master Financial Agreements | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| TCL Electronics Holdings Limited | 4/20/2020 | | Special | 1070 | | G8701T138 | 4 | | Elect HU Lihua | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| TCL Electronics Holdings Limited | 4/20/2020 | | Special | 1070 | | G8701T138 | 5 | | Elect SUN Li | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| TCL Electronics Holdings Limited | 6/2/2020 | | Annual | 1070 | | G8701T138 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| TCL Electronics Holdings Limited | 6/2/2020 | | Annual | 1070 | | G8701T138 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| TCL Electronics Holdings Limited | 6/2/2020 | | Annual | 1070 | | G8701T138 | 3 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| TCL Electronics Holdings Limited | 6/2/2020 | | Annual | 1070 | | G8701T138 | 4 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| TCL Electronics Holdings Limited | 6/2/2020 | | Annual | 1070 | | G8701T138 | 5 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| TCL Electronics Holdings Limited | 6/2/2020 | | Annual | 1070 | | G8701T138 | 6 | | Elect YAN Xiaolin | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| TCL Electronics Holdings Limited | 6/2/2020 | | Annual | 1070 | | G8701T138 | 7 | | Elect Albert T. Da Rosa, Jr. | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| TCL Electronics Holdings Limited | 6/2/2020 | | Annual | 1070 | | G8701T138 | 8 | | Elect Carter TSENG Shieng-chang | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| TCL Electronics Holdings Limited | 6/2/2020 | | Annual | 1070 | | G8701T138 | 9 | | Elect WANG Yijiang | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| TCL Electronics Holdings Limited | 6/2/2020 | | Annual | 1070 | | G8701T138 | 10 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| TCL Electronics Holdings Limited | 6/2/2020 | | Annual | 1070 | | G8701T138 | 11 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| TCL Electronics Holdings Limited | 6/2/2020 | | Annual | 1070 | | G8701T138 | 12 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| TCL Electronics Holdings Limited | 6/2/2020 | | Annual | 1070 | | G8701T138 | 13 | | Authority to Issue Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| TCL Electronics Holdings Limited | 6/2/2020 | | Annual | 1070 | | G8701T138 | 14 | | Authority to Issue Shares under Restricted Share Scheme | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| TCL Electronics Holdings Limited | 7/8/2019 | | Special | 1070 | | G8701T138 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| TCL Electronics Holdings Limited | 7/8/2019 | | Special | 1070 | | G8701T138 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| TCL Electronics Holdings Limited | 7/8/2019 | | Special | 1070 | | G8701T138 | 3 | | Master Sale and Purchase (2019-2021) Agreement | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| TCL Electronics Holdings Limited | 7/8/2019 | | Special | 1070 | | G8701T138 | 4 | | Master Services (2019-2021) Agreement | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| TCL Electronics Holdings Limited | 7/8/2019 | | Special | 1070 | | G8701T138 | 5 | | Master Brand Promotion (2019-2021) Agreement | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Tianneng Power International Limited | 5/22/2020 | | Annual | 819 | | G8655K109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Tianneng Power International Limited | 5/22/2020 | | Annual | 819 | | G8655K109 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Tianneng Power International Limited | 5/22/2020 | | Annual | 819 | | G8655K109 | 3 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Tianneng Power International Limited | 5/22/2020 | | Annual | 819 | | G8655K109 | 4 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Tianneng Power International Limited | 5/22/2020 | | Annual | 819 | | G8655K109 | 5 | | Elect ZHANG Tianren | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Tianneng Power International Limited | 5/22/2020 | | Annual | 819 | | G8655K109 | 6 | | Elect ZHANG Aogen | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Tianneng Power International Limited | 5/22/2020 | | Annual | 819 | | G8655K109 | 7 | | Elect ZHOU Jianzhong | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Tianneng Power International Limited | 5/22/2020 | | Annual | 819 | | G8655K109 | 8 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Tianneng Power International Limited | 5/22/2020 | | Annual | 819 | | G8655K109 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Tianneng Power International Limited | 5/22/2020 | | Annual | 819 | | G8655K109 | 10 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Tianneng Power International Limited | 5/22/2020 | | Annual | 819 | | G8655K109 | 11 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Tianneng Power International Limited | 5/22/2020 | | Annual | 819 | | G8655K109 | 12 | | Authority to Issue Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Tianneng Power International Limited | 7/12/2019 | | Special | 819 | | G8655K109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Tianneng Power International Limited | 7/12/2019 | | Special | 819 | | G8655K109 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Tianneng Power International Limited | 7/12/2019 | | Special | 819 | | G8655K109 | 3 | | Spin-off and Listing | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Tongda Hong Tai Holdings Limited | 5/18/2020 | | Annual | 2363 | | ADPV43250 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Tongda Hong Tai Holdings Limited | 5/18/2020 | | Annual | 2363 | | ADPV43250 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Tongda Hong Tai Holdings Limited | 5/18/2020 | | Annual | 2363 | | ADPV43250 | 3 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Tongda Hong Tai Holdings Limited | 5/18/2020 | | Annual | 2363 | | ADPV43250 | 4 | | Elect WONG Ah Yu | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Tongda Hong Tai Holdings Limited | 5/18/2020 | | Annual | 2363 | | ADPV43250 | 5 | | Elect LEUNG Pik Kwan | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Tongda Hong Tai Holdings Limited | 5/18/2020 | | Annual | 2363 | | ADPV43250 | 6 | | Elect SUN Wai Hong | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Tongda Hong Tai Holdings Limited | 5/18/2020 | | Annual | 2363 | | ADPV43250 | 7 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Tongda Hong Tai Holdings Limited | 5/18/2020 | | Annual | 2363 | | ADPV43250 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Tongda Hong Tai Holdings Limited | 5/18/2020 | | Annual | 2363 | | ADPV43250 | 9 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Tongda Hong Tai Holdings Limited | 5/18/2020 | | Annual | 2363 | | ADPV43250 | 10 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Tongda Hong Tai Holdings Limited | 5/18/2020 | | Annual | 2363 | | ADPV43250 | 11 | | Authority to Issue Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| United Energy Group Ltd. | 6/2/2020 | | Annual | 467 | | G9231L108 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| United Energy Group Ltd. | 6/2/2020 | | Annual | 467 | | G9231L108 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| United Energy Group Ltd. | 6/2/2020 | | Annual | 467 | | G9231L108 | 3 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| United Energy Group Ltd. | 6/2/2020 | | Annual | 467 | | G9231L108 | 4 | | Elect ZHANG Hong wei | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| United Energy Group Ltd. | 6/2/2020 | | Annual | 467 | | G9231L108 | 5 | | Elect WANG Ying | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| United Energy Group Ltd. | 6/2/2020 | | Annual | 467 | | G9231L108 | 6 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| United Energy Group Ltd. | 6/2/2020 | | Annual | 467 | | G9231L108 | 7 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| United Energy Group Ltd. | 6/2/2020 | | Annual | 467 | | G9231L108 | 8 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| United Energy Group Ltd. | 6/2/2020 | | Annual | 467 | | G9231L108 | 9 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| United Energy Group Ltd. | 6/2/2020 | | Annual | 467 | | G9231L108 | 10 | | Authority to Issue Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Venture Corporation Limited | 6/3/2020 | | Annual | V03 | | Y9361F111 | 1 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Venture Corporation Limited | 6/3/2020 | | Annual | V03 | | Y9361F111 | 2 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Venture Corporation Limited | 6/3/2020 | | Annual | V03 | | Y9361F111 | 3 | | Elect Jonathan S. Huberman | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Venture Corporation Limited | 6/3/2020 | | Annual | V03 | | Y9361F111 | 4 | | Elect HAN Thong Kwang | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Venture Corporation Limited | 6/3/2020 | | Annual | V03 | | Y9361F111 | 5 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Venture Corporation Limited | 6/3/2020 | | Annual | V03 | | Y9361F111 | 6 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Venture Corporation Limited | 6/3/2020 | | Annual | V03 | | Y9361F111 | 7 | | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Venture Corporation Limited | 6/3/2020 | | Annual | V03 | | Y9361F111 | 8 | | Authority to Issue Shares under the Venture Corporation Executives' Share Option Scheme 2015 | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Venture Corporation Limited | 6/3/2020 | | Annual | V03 | | Y9361F111 | 9 | | Authority to Repurchase and Reissue Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Vitasoy International Holdings Limited | 9/4/2019 | | Annual | 345 | | Y93794108 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Vitasoy International Holdings Limited | 9/4/2019 | | Annual | 345 | | Y93794108 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Vitasoy International Holdings Limited | 9/4/2019 | | Annual | 345 | | Y93794108 | 3 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Vitasoy International Holdings Limited | 9/4/2019 | | Annual | 345 | | Y93794108 | 4 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Vitasoy International Holdings Limited | 9/4/2019 | | Annual | 345 | | Y93794108 | 5 | | Elect Winston LO Yau-Lai | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Vitasoy International Holdings Limited | 9/4/2019 | | Annual | 345 | | Y93794108 | 6 | | Elect Paul Jeremy Brough | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Vitasoy International Holdings Limited | 9/4/2019 | | Annual | 345 | | Y93794108 | 7 | | Elect Roberto Guidetti | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Vitasoy International Holdings Limited | 9/4/2019 | | Annual | 345 | | Y93794108 | 8 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Vitasoy International Holdings Limited | 9/4/2019 | | Annual | 345 | | Y93794108 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Vitasoy International Holdings Limited | 9/4/2019 | | Annual | 345 | | Y93794108 | 10 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Vitasoy International Holdings Limited | 9/4/2019 | | Annual | 345 | | Y93794108 | 11 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Vitasoy International Holdings Limited | 9/4/2019 | | Annual | 345 | | Y93794108 | 12 | | Authority to Issue Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Weichai Power Co | 6/29/2020 | | Annual | 2338 | | Y9531A109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Weichai Power Co | 6/29/2020 | | Annual | 2338 | | Y9531A109 | 2 | | Annual Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Weichai Power Co | 6/29/2020 | | Annual | 2338 | | Y9531A109 | 3 | | Directors' Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Weichai Power Co | 6/29/2020 | | Annual | 2338 | | Y9531A109 | 4 | | Supervisors' Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Weichai Power Co | 6/29/2020 | | Annual | 2338 | | Y9531A109 | 5 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Weichai Power Co | 6/29/2020 | | Annual | 2338 | | Y9531A109 | 6 | | Final Financial Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Weichai Power Co | 6/29/2020 | | Annual | 2338 | | Y9531A109 | 7 | | Financial Budget Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Weichai Power Co | 6/29/2020 | | Annual | 2338 | | Y9531A109 | 8 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Weichai Power Co | 6/29/2020 | | Annual | 2338 | | Y9531A109 | 9 | | Allocation of Interim Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Weichai Power Co | 6/29/2020 | | Annual | 2338 | | Y9531A109 | 10 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Abstain | U.S. Global Investors Funds China Region Fund | Voted |
| Weichai Power Co | 6/29/2020 | | Annual | 2338 | | Y9531A109 | 11 | | Appointment of Internal Control Auditor | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Weichai Power Co | 6/29/2020 | | Annual | 2338 | | Y9531A109 | 12 | | Amendments to Articles of Association | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Weichai Power Co | 6/29/2020 | | Annual | 2338 | | Y9531A109 | 13 | | Amendments to Procedural Rules for General Meetings | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Weichai Power Co | 6/29/2020 | | Annual | 2338 | | Y9531A109 | 14 | | Amendments to Procedural Rules for Board Meetings | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Weichai Power Co | 6/29/2020 | | Annual | 2338 | | Y9531A109 | 15 | | Elect ZHANG Liangfu | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Weichai Power Co | 6/29/2020 | | Annual | 2338 | | Y9531A109 | 16 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Weichai Power Co | 6/29/2020 | | Annual | 2338 | | Y9531A109 | 17 | | Elect JIANG Yan | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Weichai Power Co | 6/29/2020 | | Annual | 2338 | | Y9531A109 | 18 | | Elect YU Zhuoping | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Weichai Power Co | 6/29/2020 | | Annual | 2338 | | Y9531A109 | 19 | | Elect ZHAO Huifang | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Weichai Power Co | 6/29/2020 | | Annual | 2338 | | Y9531A109 | 20 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Weichai Power Co | 9/24/2019 | | Special | 2338 | | Y9531A109 | 1 | | Authority to Give Guarantees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Weichai Power Co | 9/24/2019 | | Special | 2338 | | Y9531A109 | 2 | | Supplemental Agreement to Weichai Holdings General Services Agreement and Chongqing Weichai General Services Agreement | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Weichai Power Co | 9/24/2019 | | Special | 2338 | | Y9531A109 | 3 | | Supplemental Agreement to Weichai Purchase and Processing Services Agreement | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Weichai Power Co | 9/24/2019 | | Special | 2338 | | Y9531A109 | 4 | | Supplemental Agreement to Shaanxi Zhongqi Purchase Agreement | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Weichai Power Co | 9/24/2019 | | Special | 2338 | | Y9531A109 | 5 | | Supplemental Agreement to Shaanxi Zhongqi Sale Agreement | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Weichai Power Co | 9/24/2019 | | Special | 2338 | | Y9531A109 | 6 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| West China Cement Ltd | 6/29/2020 | | Annual | 2233 | | G9550B111 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| West China Cement Ltd | 6/29/2020 | | Annual | 2233 | | G9550B111 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| West China Cement Ltd | 6/29/2020 | | Annual | 2233 | | G9550B111 | 3 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| West China Cement Ltd | 6/29/2020 | | Annual | 2233 | | G9550B111 | 4 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| West China Cement Ltd | 6/29/2020 | | Annual | 2233 | | G9550B111 | 5 | | Elect ZHU Dong | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| West China Cement Ltd | 6/29/2020 | | Annual | 2233 | | G9550B111 | 6 | | Elect FAN Changhong | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| West China Cement Ltd | 6/29/2020 | | Annual | 2233 | | G9550B111 | 7 | | Elect MA Zhaoyang | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| West China Cement Ltd | 6/29/2020 | | Annual | 2233 | | G9550B111 | 8 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| West China Cement Ltd | 6/29/2020 | | Annual | 2233 | | G9550B111 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| West China Cement Ltd | 6/29/2020 | | Annual | 2233 | | G9550B111 | 10 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| West China Cement Ltd | 6/29/2020 | | Annual | 2233 | | G9550B111 | 11 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| West China Cement Ltd | 6/29/2020 | | Annual | 2233 | | G9550B111 | 12 | | Authority to Issue Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Yanzhou Coal Mining Company Limited | 6/19/2020 | | Annual | 1171 | | Y97417102 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Yanzhou Coal Mining Company Limited | 6/19/2020 | | Annual | 1171 | | Y97417102 | 2 | | Directors' Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Yanzhou Coal Mining Company Limited | 6/19/2020 | | Annual | 1171 | | Y97417102 | 3 | | Supervisors' Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Yanzhou Coal Mining Company Limited | 6/19/2020 | | Annual | 1171 | | Y97417102 | 4 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Yanzhou Coal Mining Company Limited | 6/19/2020 | | Annual | 1171 | | Y97417102 | 5 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Yanzhou Coal Mining Company Limited | 6/19/2020 | | Annual | 1171 | | Y97417102 | 6 | | Directors' and Supervisors' Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Yanzhou Coal Mining Company Limited | 6/19/2020 | | Annual | 1171 | | Y97417102 | 7 | | Liability Insurance | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Yanzhou Coal Mining Company Limited | 6/19/2020 | | Annual | 1171 | | Y97417102 | 8 | | Appointment of Auditors and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Yanzhou Coal Mining Company Limited | 6/19/2020 | | Annual | 1171 | | Y97417102 | 9 | | Authority to Give Guarantees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Yanzhou Coal Mining Company Limited | 6/19/2020 | | Annual | 1171 | | Y97417102 | 10 | | Approval of Domestic and Overseas Financing Businesses | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Yanzhou Coal Mining Company Limited | 6/19/2020 | | Annual | 1171 | | Y97417102 | 11 | | Amendments to Articles and Rules of Procedures for Shareholders' General Meeting | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Yanzhou Coal Mining Company Limited | 6/19/2020 | | Annual | 1171 | | Y97417102 | 12 | | Authority to Issue H Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Yanzhou Coal Mining Company Limited | 6/19/2020 | | Annual | 1171 | | Y97417102 | 13 | | Authority to Repurchase H Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Yanzhou Coal Mining Company Limited | 6/19/2020 | | Annual | 1171 | | Y97417102 | 14 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Yanzhou Coal Mining Company Limited | 6/19/2020 | | Annual | 1171 | | Y97417102 | 15 | | Elect LI Xiyong | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Yanzhou Coal Mining Company Limited | 6/19/2020 | | Annual | 1171 | | Y97417102 | 16 | | Elect LI Wei | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Yanzhou Coal Mining Company Limited | 6/19/2020 | | Annual | 1171 | | Y97417102 | 17 | | Elect WU Xiangqian | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Yanzhou Coal Mining Company Limited | 6/19/2020 | | Annual | 1171 | | Y97417102 | 18 | | Elect LIU Jian | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Yanzhou Coal Mining Company Limited | 6/19/2020 | | Annual | 1171 | | Y97417102 | 19 | | Elect ZHAO Qingchun | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Yanzhou Coal Mining Company Limited | 6/19/2020 | | Annual | 1171 | | Y97417102 | 20 | | Elect HE Jing | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Yanzhou Coal Mining Company Limited | 6/19/2020 | | Annual | 1171 | | Y97417102 | 21 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Yanzhou Coal Mining Company Limited | 6/19/2020 | | Annual | 1171 | | Y97417102 | 22 | | Elect TIAN Hui | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Yanzhou Coal Mining Company Limited | 6/19/2020 | | Annual | 1171 | | Y97417102 | 23 | | Elect CAI Chang | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Yanzhou Coal Mining Company Limited | 6/19/2020 | | Annual | 1171 | | Y97417102 | 24 | | Elect POON Chiu Kwok | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Yanzhou Coal Mining Company Limited | 6/19/2020 | | Annual | 1171 | | Y97417102 | 25 | | Elect ZHU Limin | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Yanzhou Coal Mining Company Limited | 6/19/2020 | | Annual | 1171 | | Y97417102 | 26 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Yanzhou Coal Mining Company Limited | 6/19/2020 | | Annual | 1171 | | Y97417102 | 27 | | Elect GU Shisheng | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Yanzhou Coal Mining Company Limited | 6/19/2020 | | Annual | 1171 | | Y97417102 | 28 | | Elect ZHOU Hong | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Yanzhou Coal Mining Company Limited | 6/19/2020 | | Annual | 1171 | | Y97417102 | 29 | | Elect LI Shipeng | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Yanzhou Coal Mining Company Limited | 6/19/2020 | | Annual | 1171 | | Y97417102 | 30 | | Elect QIN Yanpo | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Yanzhou Coal Mining Company Limited | 6/19/2020 | | Other | 1171 | | Y97417102 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Yanzhou Coal Mining Company Limited | 6/19/2020 | | Other | 1171 | | Y97417102 | 2 | | Amendments to Articles and Rules of Procedures for Shareholders' General Meeting | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Yanzhou Coal Mining Company Limited | 6/19/2020 | | Other | 1171 | | Y97417102 | 3 | | Authority to Repurchase H Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| YiChang HEC ChangJiang Pharmaceutical Co., Ltd | 3/6/2020 | | Special | 1558 | | Y9828F100 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| YiChang HEC ChangJiang Pharmaceutical Co., Ltd | 3/6/2020 | | Special | 1558 | | Y9828F100 | 2 | | Part 1 Amendments to Articles of Association | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| YiChang HEC ChangJiang Pharmaceutical Co., Ltd | 3/6/2020 | | Special | 1558 | | Y9828F100 | 3 | | Part 2 Amendments to Articles of Association | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| YiChang HEC ChangJiang Pharmaceutical Co., Ltd | 3/6/2020 | | Special | 1558 | | Y9828F100 | 4 | | Amendments to Procedural Rules of Shareholder Meetings | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| YiChang HEC ChangJiang Pharmaceutical Co., Ltd | 3/6/2020 | | Special | 1558 | | Y9828F100 | 5 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| YiChang HEC ChangJiang Pharmaceutical Co., Ltd | 3/6/2020 | | Other | 1558 | | Y9828F100 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| YiChang HEC ChangJiang Pharmaceutical Co., Ltd | 3/6/2020 | | Other | 1558 | | Y9828F100 | 2 | | Part 2 Amendments to Articles of Association | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| YiChang HEC ChangJiang Pharmaceutical Co., Ltd | 3/6/2020 | | Other | 1558 | | Y9828F100 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| YiChang HEC ChangJiang Pharmaceutical Co., Ltd | 6/5/2020 | | Annual | 1558 | | Y9828F100 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| YiChang HEC ChangJiang Pharmaceutical Co., Ltd | 6/5/2020 | | Annual | 1558 | | Y9828F100 | 2 | | Directors' Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| YiChang HEC ChangJiang Pharmaceutical Co., Ltd | 6/5/2020 | | Annual | 1558 | | Y9828F100 | 3 | | Supervisors' Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| YiChang HEC ChangJiang Pharmaceutical Co., Ltd | 6/5/2020 | | Annual | 1558 | | Y9828F100 | 4 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| YiChang HEC ChangJiang Pharmaceutical Co., Ltd | 6/5/2020 | | Annual | 1558 | | Y9828F100 | 5 | | Annual Report | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| YiChang HEC ChangJiang Pharmaceutical Co., Ltd | 6/5/2020 | | Annual | 1558 | | Y9828F100 | 6 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| YiChang HEC ChangJiang Pharmaceutical Co., Ltd | 6/5/2020 | | Annual | 1558 | | Y9828F100 | 7 | | Elect XIANG Ling | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| YiChang HEC ChangJiang Pharmaceutical Co., Ltd | 6/5/2020 | | Annual | 1558 | | Y9828F100 | 8 | | Bonus issue and Allocation of Final Dividend | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| YiChang HEC ChangJiang Pharmaceutical Co., Ltd | 6/5/2020 | | Annual | 1558 | | Y9828F100 | 9 | | Amendments to Articles of Association | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| YiChang HEC ChangJiang Pharmaceutical Co., Ltd | 6/5/2020 | | Annual | 1558 | | Y9828F100 | 10 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| YiChang HEC ChangJiang Pharmaceutical Co., Ltd | 6/5/2020 | | Annual | 1558 | | Y9828F100 | 11 | | Authority to Repurchase H Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| YiChang HEC ChangJiang Pharmaceutical Co., Ltd | 6/5/2020 | | Other | 1558 | | Y9828F100 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| YiChang HEC ChangJiang Pharmaceutical Co., Ltd | 6/5/2020 | | Other | 1558 | | Y9828F100 | 2 | | Bonus issue and Allocation of Final Dividend | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| YiChang HEC ChangJiang Pharmaceutical Co., Ltd | 6/5/2020 | | Other | 1558 | | Y9828F100 | 3 | | Authority to Repurchase H Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Yihai International Holding Ltd. | 5/22/2020 | | Annual | 1579 | | G98419107 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Yihai International Holding Ltd. | 5/22/2020 | | Annual | 1579 | | G98419107 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Yihai International Holding Ltd. | 5/22/2020 | | Annual | 1579 | | G98419107 | 3 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Yihai International Holding Ltd. | 5/22/2020 | | Annual | 1579 | | G98419107 | 4 | | Elect DANG Chunxiang | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Yihai International Holding Ltd. | 5/22/2020 | | Annual | 1579 | | G98419107 | 5 | | Elect ZHANG Yong | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Yihai International Holding Ltd. | 5/22/2020 | | Annual | 1579 | | G98419107 | 6 | | Elect YE Shujun | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Yihai International Holding Ltd. | 5/22/2020 | | Annual | 1579 | | G98419107 | 7 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Yihai International Holding Ltd. | 5/22/2020 | | Annual | 1579 | | G98419107 | 8 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Yihai International Holding Ltd. | 5/22/2020 | | Annual | 1579 | | G98419107 | 9 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Yihai International Holding Ltd. | 5/22/2020 | | Annual | 1579 | | G98419107 | 10 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Yihai International Holding Ltd. | 5/22/2020 | | Annual | 1579 | | G98419107 | 11 | | Authority to Issue Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds China Region Fund | Voted |
| Yihai International Holding Ltd. | 7/4/2019 | | Special | 1579 | | G98419107 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Yihai International Holding Ltd. | 7/4/2019 | | Special | 1579 | | G98419107 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds China Region Fund | Voted |
| Yihai International Holding Ltd. | 7/4/2019 | | Special | 1579 | | G98419107 | 3 | | Shuhai Purchase Agreement | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Yihai International Holding Ltd. | 7/4/2019 | | Special | 1579 | | G98419107 | 4 | | Revision of Annual Caps of Shuhai Sales Agreement | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| Yihai International Holding Ltd. | 7/4/2019 | | Special | 1579 | | G98419107 | 5 | | Revision of Annual Caps of Hot Pot Soup Flavoring Products Sales Agreements | Mgmt | For | For | U.S. Global Investors Funds China Region Fund | Voted |
| | | | | | | | | | | | | | | |
| Fund Name : U.S. Global Investors Funds Emerging Europe Fund | | | | | | | | | | | |
| IssuerName | MeetingDate | | MeetingType | Ticker | | SecurityID | BallotIssueNumber | | ProposalText | Proponent | MgmtReco | VoteCast | FundName | LogicalBallotStatus |
| Aegean Airlines S.A. | 12/20/2019 | | Special | AEGN | | X18035109 | 1 | | Remuneration Policy | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Aegean Airlines S.A. | 12/20/2019 | | Special | AEGN | | X18035109 | 2 | | Transaction of Other Business; Announcements | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Aegean Airlines S.A. | 12/20/2019 | | Special | AEGN | | X18035109 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Aegean Airlines S.A. | 12/20/2019 | | Special | AEGN | | X18035109 | 4 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Allianz SE | 5/6/2020 | | Annual | ALV | | D03080112 | 1 | | Non-Voting Meeting Note | N/A | N/A | TNA | U.S. Global Investors Funds Emerging Europe Fund | Take No Action |
| Allianz SE | 5/6/2020 | | Annual | ALV | | D03080112 | 2 | | Non-Voting Meeting Note | N/A | N/A | TNA | U.S. Global Investors Funds Emerging Europe Fund | Take No Action |
| Allianz SE | 5/6/2020 | | Annual | ALV | | D03080112 | 3 | | Non-Voting Meeting Note | N/A | N/A | TNA | U.S. Global Investors Funds Emerging Europe Fund | Take No Action |
| Allianz SE | 5/6/2020 | | Annual | ALV | | D03080112 | 4 | | Non-Voting Meeting Note | N/A | N/A | TNA | U.S. Global Investors Funds Emerging Europe Fund | Take No Action |
| Allianz SE | 5/6/2020 | | Annual | ALV | | D03080112 | 5 | | Non-Voting Meeting Note | N/A | N/A | TNA | U.S. Global Investors Funds Emerging Europe Fund | Take No Action |
| Allianz SE | 5/6/2020 | | Annual | ALV | | D03080112 | 6 | | Non-Voting Meeting Note | N/A | N/A | TNA | U.S. Global Investors Funds Emerging Europe Fund | Take No Action |
| Allianz SE | 5/6/2020 | | Annual | ALV | | D03080112 | 7 | | Non-Voting Agenda Item | N/A | N/A | TNA | U.S. Global Investors Funds Emerging Europe Fund | Take No Action |
| Allianz SE | 5/6/2020 | | Annual | ALV | | D03080112 | 8 | | Allocation of Profits/Dividends | Mgmt | For | TNA | U.S. Global Investors Funds Emerging Europe Fund | Take No Action |
| Allianz SE | 5/6/2020 | | Annual | ALV | | D03080112 | 9 | | Ratification of Management Board Acts | Mgmt | For | TNA | U.S. Global Investors Funds Emerging Europe Fund | Take No Action |
| Allianz SE | 5/6/2020 | | Annual | ALV | | D03080112 | 10 | | Ratification of Supervisory Board Acts | Mgmt | For | TNA | U.S. Global Investors Funds Emerging Europe Fund | Take No Action |
| Allianz SE | 5/6/2020 | | Annual | ALV | | D03080112 | 11 | | Approval of Intra-Company Control Agreement with Allianz Africa Holding GmbH | Mgmt | For | TNA | U.S. Global Investors Funds Emerging Europe Fund | Take No Action |
| Alpha Bank A.E. | 11/20/2019 | | Special | ALPHA | | X0085P155 | 1 | | Amendments to Articles | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Alpha Bank A.E. | 11/20/2019 | | Special | ALPHA | | X0085P155 | 2 | | Remuneration Policy | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Alpha Bank A.E. | 11/20/2019 | | Special | ALPHA | | X0085P155 | 3 | | Amendment to Severance Payment Policy | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Alpha Bank A.E. | 11/20/2019 | | Special | ALPHA | | X0085P155 | 4 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Alpha Bank A.E. | 11/20/2019 | | Special | ALPHA | | X0085P155 | 5 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Aselsan Askeri Elektronik San. ve Tic. A.S. | 6/19/2020 | | Annual | ASELS | | M1501H100 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Aselsan Askeri Elektronik San. ve Tic. A.S. | 6/19/2020 | | Annual | ASELS | | M1501H100 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Aselsan Askeri Elektronik San. ve Tic. A.S. | 6/19/2020 | | Annual | ASELS | | M1501H100 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Aselsan Askeri Elektronik San. ve Tic. A.S. | 6/19/2020 | | Annual | ASELS | | M1501H100 | 4 | | Opening; Election of Presiding Chair | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Aselsan Askeri Elektronik San. ve Tic. A.S. | 6/19/2020 | | Annual | ASELS | | M1501H100 | 5 | | Presentation of Directors' Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Aselsan Askeri Elektronik San. ve Tic. A.S. | 6/19/2020 | | Annual | ASELS | | M1501H100 | 6 | | Presentation of Auditors' Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Aselsan Askeri Elektronik San. ve Tic. A.S. | 6/19/2020 | | Annual | ASELS | | M1501H100 | 7 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Aselsan Askeri Elektronik San. ve Tic. A.S. | 6/19/2020 | | Annual | ASELS | | M1501H100 | 8 | | Ratification of Board Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Aselsan Askeri Elektronik San. ve Tic. A.S. | 6/19/2020 | | Annual | ASELS | | M1501H100 | 9 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Aselsan Askeri Elektronik San. ve Tic. A.S. | 6/19/2020 | | Annual | ASELS | | M1501H100 | 10 | | Election of Directors; Board Term Length | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Aselsan Askeri Elektronik San. ve Tic. A.S. | 6/19/2020 | | Annual | ASELS | | M1501H100 | 11 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Aselsan Askeri Elektronik San. ve Tic. A.S. | 6/19/2020 | | Annual | ASELS | | M1501H100 | 12 | | Appointment of Auditor | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Aselsan Askeri Elektronik San. ve Tic. A.S. | 6/19/2020 | | Annual | ASELS | | M1501H100 | 13 | | Presentation of Report on Charitable Donations and Guarantees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Aselsan Askeri Elektronik San. ve Tic. A.S. | 6/19/2020 | | Annual | ASELS | | M1501H100 | 14 | | Presentation of Report on Competing Activities | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Aselsan Askeri Elektronik San. ve Tic. A.S. | 6/19/2020 | | Annual | ASELS | | M1501H100 | 15 | | Limit on Charitable Donations | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Aselsan Askeri Elektronik San. ve Tic. A.S. | 6/19/2020 | | Annual | ASELS | | M1501H100 | 16 | | Limit on Sponsorship | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Aselsan Askeri Elektronik San. ve Tic. A.S. | 6/19/2020 | | Annual | ASELS | | M1501H100 | 17 | | Presentation of Related Party Transactions | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Aselsan Askeri Elektronik San. ve Tic. A.S. | 6/19/2020 | | Annual | ASELS | | M1501H100 | 18 | | Wishes | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Asseco Poland SA | 5/27/2020 | | Annual | ACP | | X02540130 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Asseco Poland SA | 5/27/2020 | | Annual | ACP | | X02540130 | 2 | | Opening of Meeting; Election of Presiding Chair | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Asseco Poland SA | 5/27/2020 | | Annual | ACP | | X02540130 | 3 | | Compliance with Rules of Convocation | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Asseco Poland SA | 5/27/2020 | | Annual | ACP | | X02540130 | 4 | | Agenda | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Asseco Poland SA | 5/27/2020 | | Annual | ACP | | X02540130 | 5 | | Presentation of Management Board Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Asseco Poland SA | 5/27/2020 | | Annual | ACP | | X02540130 | 6 | | Presentation of Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Asseco Poland SA | 5/27/2020 | | Annual | ACP | | X02540130 | 7 | | Presentation of Auditor's Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Asseco Poland SA | 5/27/2020 | | Annual | ACP | | X02540130 | 8 | | Presentation of Supervisory Board Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Asseco Poland SA | 5/27/2020 | | Annual | ACP | | X02540130 | 9 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Asseco Poland SA | 5/27/2020 | | Annual | ACP | | X02540130 | 10 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Asseco Poland SA | 5/27/2020 | | Annual | ACP | | X02540130 | 11 | | Ratification of Management Board Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Asseco Poland SA | 5/27/2020 | | Annual | ACP | | X02540130 | 12 | | Ratification of Supervisory Board Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Asseco Poland SA | 5/27/2020 | | Annual | ACP | | X02540130 | 13 | | Merger by Absorption between Parent and Subsidiary | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Asseco Poland SA | 5/27/2020 | | Annual | ACP | | X02540130 | 14 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Asseco Poland SA | 5/27/2020 | | Annual | ACP | | X02540130 | 15 | | Election of a Supervisory Board Member | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Asseco Poland SA | 5/27/2020 | | Annual | ACP | | X02540130 | 16 | | Remuneration Policy | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Asseco Poland SA | 5/27/2020 | | Annual | ACP | | X02540130 | 17 | | Property Sale | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Asseco Poland SA | 5/27/2020 | | Annual | ACP | | X02540130 | 18 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Aygaz A.S | 3/10/2020 | | Annual | AYGAZ | | M1548S101 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Aygaz A.S | 3/10/2020 | | Annual | AYGAZ | | M1548S101 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Aygaz A.S | 3/10/2020 | | Annual | AYGAZ | | M1548S101 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Aygaz A.S | 3/10/2020 | | Annual | AYGAZ | | M1548S101 | 4 | | Opening; Election of Presiding Chair | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Aygaz A.S | 3/10/2020 | | Annual | AYGAZ | | M1548S101 | 5 | | Directors' Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Aygaz A.S | 3/10/2020 | | Annual | AYGAZ | | M1548S101 | 6 | | Presentation of Auditors' Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Aygaz A.S | 3/10/2020 | | Annual | AYGAZ | | M1548S101 | 7 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Aygaz A.S | 3/10/2020 | | Annual | AYGAZ | | M1548S101 | 8 | | Ratification of Board Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Aygaz A.S | 3/10/2020 | | Annual | AYGAZ | | M1548S101 | 9 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Aygaz A.S | 3/10/2020 | | Annual | AYGAZ | | M1548S101 | 10 | | Election of Directors; Board Size; Board Term Length | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Aygaz A.S | 3/10/2020 | | Annual | AYGAZ | | M1548S101 | 11 | | Compensation Policy | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Aygaz A.S | 3/10/2020 | | Annual | AYGAZ | | M1548S101 | 12 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Aygaz A.S | 3/10/2020 | | Annual | AYGAZ | | M1548S101 | 13 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Aygaz A.S | 3/10/2020 | | Annual | AYGAZ | | M1548S101 | 14 | | Charitable Donations | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Aygaz A.S | 3/10/2020 | | Annual | AYGAZ | | M1548S101 | 15 | | Presentation of Report on Guarantees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Aygaz A.S | 3/10/2020 | | Annual | AYGAZ | | M1548S101 | 16 | | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Aygaz A.S | 3/10/2020 | | Annual | AYGAZ | | M1548S101 | 17 | | Wishes | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Banca Transilvania SA | 4/29/2020 | | Ordinary | TLV | | X0308Q105 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Banca Transilvania SA | 4/29/2020 | | Ordinary | TLV | | X0308Q105 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Banca Transilvania SA | 4/29/2020 | | Ordinary | TLV | | X0308Q105 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Banca Transilvania SA | 4/29/2020 | | Ordinary | TLV | | X0308Q105 | 4 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Banca Transilvania SA | 4/29/2020 | | Ordinary | TLV | | X0308Q105 | 5 | | Designation of Secretaries | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Banca Transilvania SA | 4/29/2020 | | Ordinary | TLV | | X0308Q105 | 6 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Banca Transilvania SA | 4/29/2020 | | Ordinary | TLV | | X0308Q105 | 7 | | Allocation of Profits/Dividends | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Banca Transilvania SA | 4/29/2020 | | Ordinary | TLV | | X0308Q105 | 8 | | Ratification of Board Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Banca Transilvania SA | 4/29/2020 | | Ordinary | TLV | | X0308Q105 | 9 | | Revenue and Expenditure Budget and Investment Plan 2020 | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Banca Transilvania SA | 4/29/2020 | | Ordinary | TLV | | X0308Q105 | 10 | | Directors' Fees | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Banca Transilvania SA | 4/29/2020 | | Ordinary | TLV | | X0308Q105 | 11 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Banca Transilvania SA | 4/29/2020 | | Ordinary | TLV | | X0308Q105 | 12 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Banca Transilvania SA | 4/29/2020 | | Ordinary | TLV | | X0308Q105 | 13 | | Approval of Registration Date (October 5, 2020) and Ex-Date (October 2, 2020) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Banca Transilvania SA | 4/29/2020 | | Ordinary | TLV | | X0308Q105 | 14 | | Approval of Ex-Date (June 5, 2020) and Registration Date (June 9, 2020) | Mgmt | For | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Banca Transilvania SA | 4/29/2020 | | Ordinary | TLV | | X0308Q105 | 15 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Banca Transilvania SA | 4/29/2020 | | Ordinary | TLV | | X0308Q105 | 16 | | Approval of Payment Date (October 16, 2020) | Mgmt | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Banca Transilvania SA | 4/29/2020 | | Ordinary | TLV | | X0308Q105 | 17 | | Approval of Payment Date (June 22, 2020) | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Banca Transilvania SA | 4/29/2020 | | Ordinary | TLV | | X0308Q105 | 18 | | Authorization of Legal Formalities | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Banca Transilvania SA | 4/29/2020 | | Special | TLV | | X0308Q105 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Banca Transilvania SA | 4/29/2020 | | Special | TLV | | X0308Q105 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Banca Transilvania SA | 4/29/2020 | | Special | TLV | | X0308Q105 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Banca Transilvania SA | 4/29/2020 | | Special | TLV | | X0308Q105 | 4 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Banca Transilvania SA | 4/29/2020 | | Special | TLV | | X0308Q105 | 5 | | Designation of Secretaries | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Banca Transilvania SA | 4/29/2020 | | Special | TLV | | X0308Q105 | 6 | | Bonus Share Issue | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Banca Transilvania SA | 4/29/2020 | | Special | TLV | | X0308Q105 | 7 | | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Banca Transilvania SA | 4/29/2020 | | Special | TLV | | X0308Q105 | 8 | | Receive Information Regard the Purchase of OCN Microinvest SRL | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Banca Transilvania SA | 4/29/2020 | | Special | TLV | | X0308Q105 | 9 | | Amendments to Article | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Banca Transilvania SA | 4/29/2020 | | Special | TLV | | X0308Q105 | 10 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Banca Transilvania SA | 4/29/2020 | | Special | TLV | | X0308Q105 | 11 | | Approval of Registration Date (October 15, 2020) and Ex-Date (October 14, 2020) | Mgmt | For | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Banca Transilvania SA | 4/29/2020 | | Special | TLV | | X0308Q105 | 12 | | Approval of Registration Date (August 7, 2020) and Ex-Date (August 6, 2020) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Banca Transilvania SA | 4/29/2020 | | Special | TLV | | X0308Q105 | 13 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Banca Transilvania SA | 4/29/2020 | | Special | TLV | | X0308Q105 | 14 | | Approval of Payment Date (October 16, 2020) | Mgmt | N/A | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Banca Transilvania SA | 4/29/2020 | | Special | TLV | | X0308Q105 | 15 | | Approval of Payment Date (August 10, 2020) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Banca Transilvania SA | 4/29/2020 | | Special | TLV | | X0308Q105 | 16 | | Authorization of Legal Formalities | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Banca Transilvania SA | 4/29/2020 | | Special | TLV | | X0308Q105 | 17 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Bank Polska Kasa Opieki SA | 5/22/2020 | | Annual | PEO | | X0R77T117 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Bank Polska Kasa Opieki SA | 5/22/2020 | | Annual | PEO | | X0R77T117 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Bank Polska Kasa Opieki SA | 5/22/2020 | | Annual | PEO | | X0R77T117 | 3 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Bank Polska Kasa Opieki SA | 5/22/2020 | | Annual | PEO | | X0R77T117 | 4 | | Election of Presiding Chair | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Bank Polska Kasa Opieki SA | 5/22/2020 | | Annual | PEO | | X0R77T117 | 5 | | Compliance with Rules of Convocation | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Bank Polska Kasa Opieki SA | 5/22/2020 | | Annual | PEO | | X0R77T117 | 6 | | Election of Scrutiny Commission | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Bank Polska Kasa Opieki SA | 5/22/2020 | | Annual | PEO | | X0R77T117 | 7 | | Agenda | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Bank Polska Kasa Opieki SA | 5/22/2020 | | Annual | PEO | | X0R77T117 | 8 | | Presentation of Management Board Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Bank Polska Kasa Opieki SA | 5/22/2020 | | Annual | PEO | | X0R77T117 | 9 | | Presentation of Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Bank Polska Kasa Opieki SA | 5/22/2020 | | Annual | PEO | | X0R77T117 | 10 | | Presentation of Management Board Report (Consolidated) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Bank Polska Kasa Opieki SA | 5/22/2020 | | Annual | PEO | | X0R77T117 | 11 | | Presentation of Financial Statements (Consolidated) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Bank Polska Kasa Opieki SA | 5/22/2020 | | Annual | PEO | | X0R77T117 | 12 | | Presentation of Profit Allocation Proposal | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Bank Polska Kasa Opieki SA | 5/22/2020 | | Annual | PEO | | X0R77T117 | 13 | | Presentation of Supervisory Board Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Bank Polska Kasa Opieki SA | 5/22/2020 | | Annual | PEO | | X0R77T117 | 14 | | Management Board Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Bank Polska Kasa Opieki SA | 5/22/2020 | | Annual | PEO | | X0R77T117 | 15 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Bank Polska Kasa Opieki SA | 5/22/2020 | | Annual | PEO | | X0R77T117 | 16 | | Management Board Report (Consolidated) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Bank Polska Kasa Opieki SA | 5/22/2020 | | Annual | PEO | | X0R77T117 | 17 | | Financial Statements (Consolidated) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Bank Polska Kasa Opieki SA | 5/22/2020 | | Annual | PEO | | X0R77T117 | 18 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Bank Polska Kasa Opieki SA | 5/22/2020 | | Annual | PEO | | X0R77T117 | 19 | | Supervisory Board Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Bank Polska Kasa Opieki SA | 5/22/2020 | | Annual | PEO | | X0R77T117 | 20 | | Ratification of Management Board Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Bank Polska Kasa Opieki SA | 5/22/2020 | | Annual | PEO | | X0R77T117 | 21 | | Ratification of Supervisory Board Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Bank Polska Kasa Opieki SA | 5/22/2020 | | Annual | PEO | | X0R77T117 | 22 | | Ratification of Management Board Acts (Centralny Dom Maklerski) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Bank Polska Kasa Opieki SA | 5/22/2020 | | Annual | PEO | | X0R77T117 | 23 | | Ratification of Supervisory Board Acts (Centralny Dom Maklerski) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Bank Polska Kasa Opieki SA | 5/22/2020 | | Annual | PEO | | X0R77T117 | 24 | | Remuneration Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Bank Polska Kasa Opieki SA | 5/22/2020 | | Annual | PEO | | X0R77T117 | 25 | | Remuneration Policy | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Bank Polska Kasa Opieki SA | 5/22/2020 | | Annual | PEO | | X0R77T117 | 26 | | Presentation on Application of Corporate Governance Principles | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Bank Polska Kasa Opieki SA | 5/22/2020 | | Annual | PEO | | X0R77T117 | 27 | | Changes to Supervisory Board Composition | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Bank Polska Kasa Opieki SA | 5/22/2020 | | Annual | PEO | | X0R77T117 | 28 | | Amendments to Articles | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Bank Polska Kasa Opieki SA | 5/22/2020 | | Annual | PEO | | X0R77T117 | 29 | | Shareholder Proposal Regarding Amendments to Articles | ShrHoldr | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Bank Polska Kasa Opieki SA | 5/22/2020 | | Annual | PEO | | X0R77T117 | 30 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| BIM Birlesik Magazalar A.S | 5/5/2020 | | Annual | BIMAS | | M2014F102 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| BIM Birlesik Magazalar A.S | 5/5/2020 | | Annual | BIMAS | | M2014F102 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| BIM Birlesik Magazalar A.S | 5/5/2020 | | Annual | BIMAS | | M2014F102 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| BIM Birlesik Magazalar A.S | 5/5/2020 | | Annual | BIMAS | | M2014F102 | 4 | | Opening; Election of Presiding Chair; Minutes | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| BIM Birlesik Magazalar A.S | 5/5/2020 | | Annual | BIMAS | | M2014F102 | 5 | | Presentation of Directors' Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| BIM Birlesik Magazalar A.S | 5/5/2020 | | Annual | BIMAS | | M2014F102 | 6 | | Presentation of Auditors' Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| BIM Birlesik Magazalar A.S | 5/5/2020 | | Annual | BIMAS | | M2014F102 | 7 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| BIM Birlesik Magazalar A.S | 5/5/2020 | | Annual | BIMAS | | M2014F102 | 8 | | Ratification of Board Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| BIM Birlesik Magazalar A.S | 5/5/2020 | | Annual | BIMAS | | M2014F102 | 9 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| BIM Birlesik Magazalar A.S | 5/5/2020 | | Annual | BIMAS | | M2014F102 | 10 | | Amendment to Articles | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| BIM Birlesik Magazalar A.S | 5/5/2020 | | Annual | BIMAS | | M2014F102 | 11 | | Election of Directors; Directors' Fees | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| BIM Birlesik Magazalar A.S | 5/5/2020 | | Annual | BIMAS | | M2014F102 | 12 | | Authority to Carry out Competing Activities or Related Party Transactions and Presentation | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| BIM Birlesik Magazalar A.S | 5/5/2020 | | Annual | BIMAS | | M2014F102 | 13 | | Presentation of Report on Repurchase of Shares | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| BIM Birlesik Magazalar A.S | 5/5/2020 | | Annual | BIMAS | | M2014F102 | 14 | | Presentation of Report on Charitable Donations | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| BIM Birlesik Magazalar A.S | 5/5/2020 | | Annual | BIMAS | | M2014F102 | 15 | | Presentation of Report on Guarantees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| BIM Birlesik Magazalar A.S | 5/5/2020 | | Annual | BIMAS | | M2014F102 | 16 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| BIM Birlesik Magazalar A.S | 5/5/2020 | | Annual | BIMAS | | M2014F102 | 17 | | Wishes And Closing | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| BIM Birlesik Magazalar A.S | 11/19/2019 | | Special | BIMAS | | M2014F102 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| BIM Birlesik Magazalar A.S | 11/19/2019 | | Special | BIMAS | | M2014F102 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| BIM Birlesik Magazalar A.S | 11/19/2019 | | Special | BIMAS | | M2014F102 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| BIM Birlesik Magazalar A.S | 11/19/2019 | | Special | BIMAS | | M2014F102 | 4 | | Opening; Election of Presiding Chair | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| BIM Birlesik Magazalar A.S | 11/19/2019 | | Special | BIMAS | | M2014F102 | 5 | | Interim Dividend | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| BIM Birlesik Magazalar A.S | 11/19/2019 | | Special | BIMAS | | M2014F102 | 6 | | Wishes | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Brembo S.p.A. | 7/29/2019 | | Ordinary | BRE | | T2204N116 | 1 | | Ratify Co-Option of Daniele Schillaci | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Brembo S.p.A. | 7/29/2019 | | Ordinary | BRE | | T2204N116 | 2 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Brembo S.p.A. | 7/29/2019 | | Ordinary | BRE | | T2204N116 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| CCC S.A. | 4/17/2020 | | Special | CCC | | X5818P109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| CCC S.A. | 4/17/2020 | | Special | CCC | | X5818P109 | 2 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| CCC S.A. | 4/17/2020 | | Special | CCC | | X5818P109 | 3 | | Election of Presiding Chair | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| CCC S.A. | 4/17/2020 | | Special | CCC | | X5818P109 | 4 | | Compliance with Rules of Convocation | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| CCC S.A. | 4/17/2020 | | Special | CCC | | X5818P109 | 5 | | Agenda | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| CCC S.A. | 4/17/2020 | | Special | CCC | | X5818P109 | 6 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| CCC S.A. | 4/17/2020 | | Special | CCC | | X5818P109 | 7 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| CCC S.A. | 6/24/2020 | | Annual | CCC | | X5818P109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| CCC S.A. | 6/24/2020 | | Annual | CCC | | X5818P109 | 2 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| CCC S.A. | 6/24/2020 | | Annual | CCC | | X5818P109 | 3 | | Election of Presiding Chair | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| CCC S.A. | 6/24/2020 | | Annual | CCC | | X5818P109 | 4 | | Compliance with Rules of Convocation | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| CCC S.A. | 6/24/2020 | | Annual | CCC | | X5818P109 | 5 | | Agenda | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| CCC S.A. | 6/24/2020 | | Annual | CCC | | X5818P109 | 6 | | Presentation of Management Board Reports | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| CCC S.A. | 6/24/2020 | | Annual | CCC | | X5818P109 | 7 | | Presentation of Supervisory Board Report (Activities) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| CCC S.A. | 6/24/2020 | | Annual | CCC | | X5818P109 | 8 | | Presentation of Supervisory Board Report (Financial Statements) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| CCC S.A. | 6/24/2020 | | Annual | CCC | | X5818P109 | 9 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| CCC S.A. | 6/24/2020 | | Annual | CCC | | X5818P109 | 10 | | Financial Statements (Consolidated) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| CCC S.A. | 6/24/2020 | | Annual | CCC | | X5818P109 | 11 | | Coverage of Losses | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| CCC S.A. | 6/24/2020 | | Annual | CCC | | X5818P109 | 12 | | Ratification of Management Board Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| CCC S.A. | 6/24/2020 | | Annual | CCC | | X5818P109 | 13 | | Ratification of Supervisory Board Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| CCC S.A. | 6/24/2020 | | Annual | CCC | | X5818P109 | 14 | | Remuneration Policy | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| CCC S.A. | 6/24/2020 | | Annual | CCC | | X5818P109 | 15 | | Supervisory Board Size | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| CCC S.A. | 6/24/2020 | | Annual | CCC | | X5818P109 | 16 | | Elect Henry McGovern | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| CCC S.A. | 6/24/2020 | | Annual | CCC | | X5818P109 | 17 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| CCC S.A. | 9/26/2019 | | Special | CCC | | X5818P109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| CCC S.A. | 9/26/2019 | | Special | CCC | | X5818P109 | 2 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| CCC S.A. | 9/26/2019 | | Special | CCC | | X5818P109 | 3 | | Election of Presiding Chair | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| CCC S.A. | 9/26/2019 | | Special | CCC | | X5818P109 | 4 | | Compliance with Rules of Convocation | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| CCC S.A. | 9/26/2019 | | Special | CCC | | X5818P109 | 5 | | Agenda | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| CCC S.A. | 9/26/2019 | | Special | CCC | | X5818P109 | 6 | | Change of Financial and Fiscal Year | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| CCC S.A. | 9/26/2019 | | Special | CCC | | X5818P109 | 7 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Celebi Hava Servisi A.S | 3/31/2020 | | Ordinary | CLEBI | | M2125D103 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Celebi Hava Servisi A.S | 3/31/2020 | | Ordinary | CLEBI | | M2125D103 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Celebi Hava Servisi A.S | 3/31/2020 | | Ordinary | CLEBI | | M2125D103 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Celebi Hava Servisi A.S | 3/31/2020 | | Ordinary | CLEBI | | M2125D103 | 4 | | Opening; Election of Presiding Chair | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Celebi Hava Servisi A.S | 3/31/2020 | | Ordinary | CLEBI | | M2125D103 | 5 | | Minutes | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Celebi Hava Servisi A.S | 3/31/2020 | | Ordinary | CLEBI | | M2125D103 | 6 | | Directors' Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Celebi Hava Servisi A.S | 3/31/2020 | | Ordinary | CLEBI | | M2125D103 | 7 | | Auditors' Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Celebi Hava Servisi A.S | 3/31/2020 | | Ordinary | CLEBI | | M2125D103 | 8 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Celebi Hava Servisi A.S | 3/31/2020 | | Ordinary | CLEBI | | M2125D103 | 9 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Celebi Hava Servisi A.S | 3/31/2020 | | Ordinary | CLEBI | | M2125D103 | 10 | | Authority to Make Advance Payments of Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Celebi Hava Servisi A.S | 3/31/2020 | | Ordinary | CLEBI | | M2125D103 | 11 | | Ratification of Directors' and Auditors' Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Celebi Hava Servisi A.S | 3/31/2020 | | Ordinary | CLEBI | | M2125D103 | 12 | | Election of Directors; Board Term Length; Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Celebi Hava Servisi A.S | 3/31/2020 | | Ordinary | CLEBI | | M2125D103 | 13 | | Amendments to Articles | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Celebi Hava Servisi A.S | 3/31/2020 | | Ordinary | CLEBI | | M2125D103 | 14 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Celebi Hava Servisi A.S | 3/31/2020 | | Ordinary | CLEBI | | M2125D103 | 15 | | Authority to Issue Debt Instruments | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Celebi Hava Servisi A.S | 3/31/2020 | | Ordinary | CLEBI | | M2125D103 | 16 | | Presentation of Report on Guarantees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Celebi Hava Servisi A.S | 3/31/2020 | | Ordinary | CLEBI | | M2125D103 | 17 | | Presentation of Report on Related Party Transactions | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Celebi Hava Servisi A.S | 3/31/2020 | | Ordinary | CLEBI | | M2125D103 | 18 | | Charitable Donations | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Celebi Hava Servisi A.S | 3/31/2020 | | Ordinary | CLEBI | | M2125D103 | 19 | | Authority to Carry Out Competing Activites or Related Party Transactions | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Celebi Hava Servisi A.S | 3/31/2020 | | Ordinary | CLEBI | | M2125D103 | 20 | | Wishes and Closing | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Christian Dior SE | 6/30/2020 | | Mix | CDI | | F26334106 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Christian Dior SE | 6/30/2020 | | Mix | CDI | | F26334106 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Christian Dior SE | 6/30/2020 | | Mix | CDI | | F26334106 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Christian Dior SE | 6/30/2020 | | Mix | CDI | | F26334106 | 4 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Christian Dior SE | 6/30/2020 | | Mix | CDI | | F26334106 | 5 | | Consolidated Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Christian Dior SE | 6/30/2020 | | Mix | CDI | | F26334106 | 6 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Christian Dior SE | 6/30/2020 | | Mix | CDI | | F26334106 | 7 | | Special Auditors Report on Regulated Agreements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Christian Dior SE | 6/30/2020 | | Mix | CDI | | F26334106 | 8 | | Elect Bernard Arnault | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Christian Dior SE | 6/30/2020 | | Mix | CDI | | F26334106 | 9 | | Elect Sidney Toledano | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Christian Dior SE | 6/30/2020 | | Mix | CDI | | F26334106 | 10 | | Elect Maria Luisa Loro Piana | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Christian Dior SE | 6/30/2020 | | Mix | CDI | | F26334106 | 11 | | Remuneration Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Christian Dior SE | 6/30/2020 | | Mix | CDI | | F26334106 | 12 | | Remuneration of Bernard Arnault, Chair | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Christian Dior SE | 6/30/2020 | | Mix | CDI | | F26334106 | 13 | | Remuneration of Sidney Toledano, CEO | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Christian Dior SE | 6/30/2020 | | Mix | CDI | | F26334106 | 14 | | Remuneration Policy (Board of Directors) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Christian Dior SE | 6/30/2020 | | Mix | CDI | | F26334106 | 15 | | Remuneration Policy (Chair) | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Christian Dior SE | 6/30/2020 | | Mix | CDI | | F26334106 | 16 | | Remuneration Policy (CEO) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Christian Dior SE | 6/30/2020 | | Mix | CDI | | F26334106 | 17 | | Authority to Repurchase and Reissue Shares | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Christian Dior SE | 6/30/2020 | | Mix | CDI | | F26334106 | 18 | | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Christian Dior SE | 6/30/2020 | | Mix | CDI | | F26334106 | 19 | | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Christian Dior SE | 6/30/2020 | | Mix | CDI | | F26334106 | 20 | | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Christian Dior SE | 6/30/2020 | | Mix | CDI | | F26334106 | 21 | | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Christian Dior SE | 6/30/2020 | | Mix | CDI | | F26334106 | 22 | | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Christian Dior SE | 6/30/2020 | | Mix | CDI | | F26334106 | 23 | | Authority to Set Offering Price of Shares | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Christian Dior SE | 6/30/2020 | | Mix | CDI | | F26334106 | 24 | | Greenshoe | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Christian Dior SE | 6/30/2020 | | Mix | CDI | | F26334106 | 25 | | Authority to Increase Capital in Case of Exchange Offers | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Christian Dior SE | 6/30/2020 | | Mix | CDI | | F26334106 | 26 | | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Christian Dior SE | 6/30/2020 | | Mix | CDI | | F26334106 | 27 | | Authority to Grant Stock Options | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Christian Dior SE | 6/30/2020 | | Mix | CDI | | F26334106 | 28 | | Employee Stock Purchase Plan | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Christian Dior SE | 6/30/2020 | | Mix | CDI | | F26334106 | 29 | | Global Ceiling on Capital Increases | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Christian Dior SE | 6/30/2020 | | Mix | CDI | | F26334106 | 30 | | Authority to Issue Performance Shares | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Christian Dior SE | 6/30/2020 | | Mix | CDI | | F26334106 | 31 | | Amendments to Article Regarding Board Meeting Notice and Written Consultation | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Christian Dior SE | 6/30/2020 | | Mix | CDI | | F26334106 | 32 | | Amendments to Article Regarding the Role of the Board of Directors | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Christian Dior SE | 6/30/2020 | | Mix | CDI | | F26334106 | 33 | | Amendments to Articles | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Christian Dior SE | 6/30/2020 | | Mix | CDI | | F26334106 | 34 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Christian Dior SE | 6/30/2020 | | Mix | CDI | | F26334106 | 35 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Detsky Mir JSC | 6/30/2020 | | Annual | DSKY | | X1810L113 | 1 | | Annual Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Detsky Mir JSC | 6/30/2020 | | Annual | DSKY | | X1810L113 | 2 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Detsky Mir JSC | 6/30/2020 | | Annual | DSKY | | X1810L113 | 3 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Detsky Mir JSC | 6/30/2020 | | Annual | DSKY | | X1810L113 | 4 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Detsky Mir JSC | 6/30/2020 | | Annual | DSKY | | X1810L113 | 5 | | Elect Pavel S. Boyarinov | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Detsky Mir JSC | 6/30/2020 | | Annual | DSKY | | X1810L113 | 6 | | Elect Maria S. Davydova | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Detsky Mir JSC | 6/30/2020 | | Annual | DSKY | | X1810L113 | 7 | | Elect Stanislav V. Kotomkin | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Detsky Mir JSC | 6/30/2020 | | Annual | DSKY | | X1810L113 | 8 | | Elect Evgeny L. Madorsky | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Detsky Mir JSC | 6/30/2020 | | Annual | DSKY | | X1810L113 | 9 | | Elect Tony Maher | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Detsky Mir JSC | 6/30/2020 | | Annual | DSKY | | X1810L113 | 10 | | Elect Oleg B. Mamayev | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Detsky Mir JSC | 6/30/2020 | | Annual | DSKY | | X1810L113 | 11 | | Elect Olga A. Ryzhkova | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Detsky Mir JSC | 6/30/2020 | | Annual | DSKY | | X1810L113 | 12 | | Elect Vladimir S. Travkov | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Detsky Mir JSC | 6/30/2020 | | Annual | DSKY | | X1810L113 | 13 | | Elect Anna A. Shakirova | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Detsky Mir JSC | 6/30/2020 | | Annual | DSKY | | X1810L113 | 14 | | Elect Alexander V. Shevchuk | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Detsky Mir JSC | 6/30/2020 | | Annual | DSKY | | X1810L113 | 15 | | Election of Audit Commission | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Detsky Mir JSC | 6/30/2020 | | Annual | DSKY | | X1810L113 | 16 | | Elect Yury E. Vikulin | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Detsky Mir JSC | 6/30/2020 | | Annual | DSKY | | X1810L113 | 17 | | Elect Igor I. Kozlov | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Detsky Mir JSC | 6/30/2020 | | Annual | DSKY | | X1810L113 | 18 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Detsky Mir JSC | 6/30/2020 | | Annual | DSKY | | X1810L113 | 19 | | Membership in the Association of Retail Companies | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Detsky Mir JSC | 6/30/2020 | | Annual | DSKY | | X1810L113 | 20 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Detsky Mir JSC | 12/6/2019 | | Special | DSKY | | X1810L113 | 1 | | Interim Dividends (3Q2019) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Detsky Mir JSC | 12/6/2019 | | Special | DSKY | | X1810L113 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ege Endustri ve Ticaret A.S (Ege Endustri) | 3/26/2020 | | Annual | EGEEN | | M3057F108 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ege Endustri ve Ticaret A.S (Ege Endustri) | 3/26/2020 | | Annual | EGEEN | | M3057F108 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ege Endustri ve Ticaret A.S (Ege Endustri) | 3/26/2020 | | Annual | EGEEN | | M3057F108 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ege Endustri ve Ticaret A.S (Ege Endustri) | 3/26/2020 | | Annual | EGEEN | | M3057F108 | 4 | | Opening; Election of Presiding Chair | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ege Endustri ve Ticaret A.S (Ege Endustri) | 3/26/2020 | | Annual | EGEEN | | M3057F108 | 5 | | Directors' Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ege Endustri ve Ticaret A.S (Ege Endustri) | 3/26/2020 | | Annual | EGEEN | | M3057F108 | 6 | | Presentation of Auditors' Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ege Endustri ve Ticaret A.S (Ege Endustri) | 3/26/2020 | | Annual | EGEEN | | M3057F108 | 7 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ege Endustri ve Ticaret A.S (Ege Endustri) | 3/26/2020 | | Annual | EGEEN | | M3057F108 | 8 | | Ratification of Board Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ege Endustri ve Ticaret A.S (Ege Endustri) | 3/26/2020 | | Annual | EGEEN | | M3057F108 | 9 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ege Endustri ve Ticaret A.S (Ege Endustri) | 3/26/2020 | | Annual | EGEEN | | M3057F108 | 10 | | Presentation of Report on Guarantees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ege Endustri ve Ticaret A.S (Ege Endustri) | 3/26/2020 | | Annual | EGEEN | | M3057F108 | 11 | | Charitable Donations | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ege Endustri ve Ticaret A.S (Ege Endustri) | 3/26/2020 | | Annual | EGEEN | | M3057F108 | 12 | | Election of Directors; Board Term Length; Independent Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ege Endustri ve Ticaret A.S (Ege Endustri) | 3/26/2020 | | Annual | EGEEN | | M3057F108 | 13 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ege Endustri ve Ticaret A.S (Ege Endustri) | 3/26/2020 | | Annual | EGEEN | | M3057F108 | 14 | | Presentation of Compensation Policy | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ege Endustri ve Ticaret A.S (Ege Endustri) | 3/26/2020 | | Annual | EGEEN | | M3057F108 | 15 | | Presentation of Report on Related Party Transactions | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ege Endustri ve Ticaret A.S (Ege Endustri) | 3/26/2020 | | Annual | EGEEN | | M3057F108 | 16 | | Authority to Make Advance Payments of Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ege Endustri ve Ticaret A.S (Ege Endustri) | 3/26/2020 | | Annual | EGEEN | | M3057F108 | 17 | | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ege Endustri ve Ticaret A.S (Ege Endustri) | 3/26/2020 | | Annual | EGEEN | | M3057F108 | 18 | | Presentation of Report on Competing Activities | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ege Endustri ve Ticaret A.S (Ege Endustri) | 3/26/2020 | | Annual | EGEEN | | M3057F108 | 19 | | Closing | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Enerjisa Enerji A.S. | 3/23/2020 | | Annual | ENJSA | | M4049T107 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Enerjisa Enerji A.S. | 3/23/2020 | | Annual | ENJSA | | M4049T107 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Enerjisa Enerji A.S. | 3/23/2020 | | Annual | ENJSA | | M4049T107 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Enerjisa Enerji A.S. | 3/23/2020 | | Annual | ENJSA | | M4049T107 | 4 | | Opening; Election of Presiding Chair | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Enerjisa Enerji A.S. | 3/23/2020 | | Annual | ENJSA | | M4049T107 | 5 | | Presentation of Directors' Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Enerjisa Enerji A.S. | 3/23/2020 | | Annual | ENJSA | | M4049T107 | 6 | | Presentation of Auditor's Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Enerjisa Enerji A.S. | 3/23/2020 | | Annual | ENJSA | | M4049T107 | 7 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Enerjisa Enerji A.S. | 3/23/2020 | | Annual | ENJSA | | M4049T107 | 8 | | Ratification of Board Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Enerjisa Enerji A.S. | 3/23/2020 | | Annual | ENJSA | | M4049T107 | 9 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Enerjisa Enerji A.S. | 3/23/2020 | | Annual | ENJSA | | M4049T107 | 10 | | Directors' Fees | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Enerjisa Enerji A.S. | 3/23/2020 | | Annual | ENJSA | | M4049T107 | 11 | | Elect Hakan Timur | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Enerjisa Enerji A.S. | 3/23/2020 | | Annual | ENJSA | | M4049T107 | 12 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Enerjisa Enerji A.S. | 3/23/2020 | | Annual | ENJSA | | M4049T107 | 13 | | Compensation Policy | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Enerjisa Enerji A.S. | 3/23/2020 | | Annual | ENJSA | | M4049T107 | 14 | | Presentation of Report on Charitable Donations | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Enerjisa Enerji A.S. | 3/23/2020 | | Annual | ENJSA | | M4049T107 | 15 | | Limit on Charitable Donations | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Enerjisa Enerji A.S. | 3/23/2020 | | Annual | ENJSA | | M4049T107 | 16 | | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Enerjisa Enerji A.S. | 3/23/2020 | | Annual | ENJSA | | M4049T107 | 17 | | Wishes | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Enerjisa Enerji A.S. | 3/23/2020 | | Annual | ENJSA | | M4049T107 | 18 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Enka Insaat ve Sanayi A.S | 3/27/2020 | | Annual | ENKAI | | M4055T108 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Enka Insaat ve Sanayi A.S | 3/27/2020 | | Annual | ENKAI | | M4055T108 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Enka Insaat ve Sanayi A.S | 3/27/2020 | | Annual | ENKAI | | M4055T108 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Enka Insaat ve Sanayi A.S | 3/27/2020 | | Annual | ENKAI | | M4055T108 | 4 | | Election of Presiding Chair; Minutes | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Enka Insaat ve Sanayi A.S | 3/27/2020 | | Annual | ENKAI | | M4055T108 | 5 | | Presentation of Directors' Report and Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Enka Insaat ve Sanayi A.S | 3/27/2020 | | Annual | ENKAI | | M4055T108 | 6 | | Presentation of Auditors' Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Enka Insaat ve Sanayi A.S | 3/27/2020 | | Annual | ENKAI | | M4055T108 | 7 | | Presentation of Report on Charitable Donations | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Enka Insaat ve Sanayi A.S | 3/27/2020 | | Annual | ENKAI | | M4055T108 | 8 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Enka Insaat ve Sanayi A.S | 3/27/2020 | | Annual | ENKAI | | M4055T108 | 9 | | Ratification of Board Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Enka Insaat ve Sanayi A.S | 3/27/2020 | | Annual | ENKAI | | M4055T108 | 10 | | Election of Directors | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Enka Insaat ve Sanayi A.S | 3/27/2020 | | Annual | ENKAI | | M4055T108 | 11 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Enka Insaat ve Sanayi A.S | 3/27/2020 | | Annual | ENKAI | | M4055T108 | 12 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Enka Insaat ve Sanayi A.S | 3/27/2020 | | Annual | ENKAI | | M4055T108 | 13 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Enka Insaat ve Sanayi A.S | 3/27/2020 | | Annual | ENKAI | | M4055T108 | 14 | | Presentation of Report on Guarantees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Enka Insaat ve Sanayi A.S | 3/27/2020 | | Annual | ENKAI | | M4055T108 | 15 | | Authority to Make Advance Payments of Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Enka Insaat ve Sanayi A.S | 3/27/2020 | | Annual | ENKAI | | M4055T108 | 16 | | Approve Accounting Transfer In Case of Losses | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Enka Insaat ve Sanayi A.S | 3/27/2020 | | Annual | ENKAI | | M4055T108 | 17 | | Presentation of Report on Repurchase of Shares | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Enka Insaat ve Sanayi A.S | 3/27/2020 | | Annual | ENKAI | | M4055T108 | 18 | | Authority to Carry out Competing Activities or Related Party Transactions and Presentation of Report | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Enka Insaat ve Sanayi A.S | 3/27/2020 | | Annual | ENKAI | | M4055T108 | 19 | | Wishes | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Eurobank Ergasias S.A. | 1/31/2020 | | Special | EUROB | | X2321W101 | 1 | | Demerger | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Eurobank Ergasias S.A. | 1/31/2020 | | Special | EUROB | | X2321W101 | 2 | | Amendments to Articles | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Eurobank Ergasias S.A. | 1/31/2020 | | Special | EUROB | | X2321W101 | 3 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Eurobank Ergasias S.A. | 1/31/2020 | | Special | EUROB | | X2321W101 | 4 | | Election of Audit Committee Members | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Eurobank Ergasias S.A. | 1/31/2020 | | Special | EUROB | | X2321W101 | 5 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Eurobank Ergasias S.A. | 7/24/2019 | | Ordinary | EUROB | | X2321W101 | 1 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Eurobank Ergasias S.A. | 7/24/2019 | | Ordinary | EUROB | | X2321W101 | 2 | | Ratification of Board and Auditor's Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Eurobank Ergasias S.A. | 7/24/2019 | | Ordinary | EUROB | | X2321W101 | 3 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Eurobank Ergasias S.A. | 7/24/2019 | | Ordinary | EUROB | | X2321W101 | 4 | | Remuneration Policy | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Eurobank Ergasias S.A. | 7/24/2019 | | Ordinary | EUROB | | X2321W101 | 5 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Eurobank Ergasias S.A. | 7/24/2019 | | Ordinary | EUROB | | X2321W101 | 6 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Evraz Plc | 6/16/2020 | | Annual | EVR | | G33090104 | 1 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Evraz Plc | 6/16/2020 | | Annual | EVR | | G33090104 | 2 | | Remuneration Policy (Binding) | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Evraz Plc | 6/16/2020 | | Annual | EVR | | G33090104 | 3 | | Remuneration Report (Advisory) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Evraz Plc | 6/16/2020 | | Annual | EVR | | G33090104 | 4 | | Elect Alexander G. Abramov | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Evraz Plc | 6/16/2020 | | Annual | EVR | | G33090104 | 5 | | Elect Alexander Frolov | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Evraz Plc | 6/16/2020 | | Annual | EVR | | G33090104 | 6 | | Elect Eugene Shvidler | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Evraz Plc | 6/16/2020 | | Annual | EVR | | G33090104 | 7 | | Elect Eugene Tenenbaum | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Evraz Plc | 6/16/2020 | | Annual | EVR | | G33090104 | 8 | | Elect Laurie H. Argo | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Evraz Plc | 6/16/2020 | | Annual | EVR | | G33090104 | 9 | | Elect James Karl Gruber | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Evraz Plc | 6/16/2020 | | Annual | EVR | | G33090104 | 10 | | Elect Deborah Gudgeon | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Evraz Plc | 6/16/2020 | | Annual | EVR | | G33090104 | 11 | | Elect Alexander Izosimov | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Evraz Plc | 6/16/2020 | | Annual | EVR | | G33090104 | 12 | | Elect Sir Michael Peat | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Evraz Plc | 6/16/2020 | | Annual | EVR | | G33090104 | 13 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Evraz Plc | 6/16/2020 | | Annual | EVR | | G33090104 | 14 | | Authority to Set Auditor's Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Evraz Plc | 6/16/2020 | | Annual | EVR | | G33090104 | 15 | | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Evraz Plc | 6/16/2020 | | Annual | EVR | | G33090104 | 16 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Evraz Plc | 6/16/2020 | | Annual | EVR | | G33090104 | 17 | | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Evraz Plc | 6/16/2020 | | Annual | EVR | | G33090104 | 18 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Evraz Plc | 6/16/2020 | | Annual | EVR | | G33090104 | 19 | | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ford Otomotiv Sanayi A.S | 3/16/2020 | | Annual | FROTO | | M7608S105 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ford Otomotiv Sanayi A.S | 3/16/2020 | | Annual | FROTO | | M7608S105 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ford Otomotiv Sanayi A.S | 3/16/2020 | | Annual | FROTO | | M7608S105 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ford Otomotiv Sanayi A.S | 3/16/2020 | | Annual | FROTO | | M7608S105 | 4 | | Opening; Election of Presiding Chair | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ford Otomotiv Sanayi A.S | 3/16/2020 | | Annual | FROTO | | M7608S105 | 5 | | Directors' Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ford Otomotiv Sanayi A.S | 3/16/2020 | | Annual | FROTO | | M7608S105 | 6 | | Presentation of Auditors' Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ford Otomotiv Sanayi A.S | 3/16/2020 | | Annual | FROTO | | M7608S105 | 7 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ford Otomotiv Sanayi A.S | 3/16/2020 | | Annual | FROTO | | M7608S105 | 8 | | Ratification of Co-Option of Johan Egbert Schep | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ford Otomotiv Sanayi A.S | 3/16/2020 | | Annual | FROTO | | M7608S105 | 9 | | Ratification of Board Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ford Otomotiv Sanayi A.S | 3/16/2020 | | Annual | FROTO | | M7608S105 | 10 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ford Otomotiv Sanayi A.S | 3/16/2020 | | Annual | FROTO | | M7608S105 | 11 | | Amendments to Articles 6 & 8 | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ford Otomotiv Sanayi A.S | 3/16/2020 | | Annual | FROTO | | M7608S105 | 12 | | Election of Directors; Board Size; Board Term Length | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ford Otomotiv Sanayi A.S | 3/16/2020 | | Annual | FROTO | | M7608S105 | 13 | | Compensation Policy | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ford Otomotiv Sanayi A.S | 3/16/2020 | | Annual | FROTO | | M7608S105 | 14 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ford Otomotiv Sanayi A.S | 3/16/2020 | | Annual | FROTO | | M7608S105 | 15 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ford Otomotiv Sanayi A.S | 3/16/2020 | | Annual | FROTO | | M7608S105 | 16 | | Charitable Donations | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ford Otomotiv Sanayi A.S | 3/16/2020 | | Annual | FROTO | | M7608S105 | 17 | | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ford Otomotiv Sanayi A.S | 3/16/2020 | | Annual | FROTO | | M7608S105 | 18 | | Wishes | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ford Otomotiv Sanayi A.S | 11/14/2019 | | Special | FROTO | | M7608S105 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ford Otomotiv Sanayi A.S | 11/14/2019 | | Special | FROTO | | M7608S105 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ford Otomotiv Sanayi A.S | 11/14/2019 | | Special | FROTO | | M7608S105 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ford Otomotiv Sanayi A.S | 11/14/2019 | | Special | FROTO | | M7608S105 | 4 | | Opening; Election of Presiding Chair | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ford Otomotiv Sanayi A.S | 11/14/2019 | | Special | FROTO | | M7608S105 | 5 | | Ratification of Co-Option of Directors | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ford Otomotiv Sanayi A.S | 11/14/2019 | | Special | FROTO | | M7608S105 | 6 | | Dividend from Reserves | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ford Otomotiv Sanayi A.S | 11/14/2019 | | Special | FROTO | | M7608S105 | 7 | | Wishes | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Ford Otomotiv Sanayi A.S | 11/14/2019 | | Special | FROTO | | M7608S105 | 8 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom | 6/26/2020 | | Annual | GAZP | | 368287207 | 1 | | Annual Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom | 6/26/2020 | | Annual | GAZP | | 368287207 | 2 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom | 6/26/2020 | | Annual | GAZP | | 368287207 | 3 | | Allocation of Profits | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom | 6/26/2020 | | Annual | GAZP | | 368287207 | 4 | | Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom | 6/26/2020 | | Annual | GAZP | | 368287207 | 5 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom | 6/26/2020 | | Annual | GAZP | | 368287207 | 6 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom | 6/26/2020 | | Annual | GAZP | | 368287207 | 7 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom | 6/26/2020 | | Annual | GAZP | | 368287207 | 8 | | Audit Commission Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom | 6/26/2020 | | Annual | GAZP | | 368287207 | 9 | | Amendments to Articles | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom | 6/26/2020 | | Annual | GAZP | | 368287207 | 10 | | Amendments to Board Regulations | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom | 6/26/2020 | | Annual | GAZP | | 368287207 | 11 | | Amendments to Audit Commission Regulations | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom | 6/26/2020 | | Annual | GAZP | | 368287207 | 12 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom | 6/26/2020 | | Annual | GAZP | | 368287207 | 13 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom | 6/26/2020 | | Annual | GAZP | | 368287207 | 14 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom | 6/26/2020 | | Annual | GAZP | | 368287207 | 15 | | Elect Viktor A. Zubkov | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom | 6/26/2020 | | Annual | GAZP | | 368287207 | 16 | | Elect Timur A. Kulibaev | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom | 6/26/2020 | | Annual | GAZP | | 368287207 | 17 | | Elect Denis V. Manturov | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom | 6/26/2020 | | Annual | GAZP | | 368287207 | 18 | | Elect Vitaly A. Markelov | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom | 6/26/2020 | | Annual | GAZP | | 368287207 | 19 | | Elect Viktor G Martynov | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom | 6/26/2020 | | Annual | GAZP | | 368287207 | 20 | | Elect Vladimir A. Mau | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom | 6/26/2020 | | Annual | GAZP | | 368287207 | 21 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom | 6/26/2020 | | Annual | GAZP | | 368287207 | 22 | | Elect Alexander V. Novak | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom | 6/26/2020 | | Annual | GAZP | | 368287207 | 23 | | Elect Dmitry N. Patrushev | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom | 6/26/2020 | | Annual | GAZP | | 368287207 | 24 | | Elect Mikhail L. Sereda | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom | 6/26/2020 | | Annual | GAZP | | 368287207 | 25 | | Elect Vadim K. Bikulov | Mgmt | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom | 6/26/2020 | | Annual | GAZP | | 368287207 | 26 | | Elect Alexander A. Gladkov | Mgmt | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom | 6/26/2020 | | Annual | GAZP | | 368287207 | 27 | | Elect Ilya I. Karpov | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom | 6/26/2020 | | Annual | GAZP | | 368287207 | 28 | | Elect Margarita I. Mironova | Mgmt | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom | 6/26/2020 | | Annual | GAZP | | 368287207 | 29 | | Elect Karen I. Oganyan | Mgmt | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom | 6/26/2020 | | Annual | GAZP | | 368287207 | 30 | | Elect Dmitry A. Pashkovsky | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom | 6/26/2020 | | Annual | GAZP | | 368287207 | 31 | | Elect Sergey R. Platonov | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom | 6/26/2020 | | Annual | GAZP | | 368287207 | 32 | | Elect Tatyana V. Fisenko | Mgmt | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom | 6/26/2020 | | Annual | GAZP | | 368287207 | 33 | | Elect Pavel G. Shumov | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom | 6/26/2020 | | Annual | GAZP | | 368287207 | 34 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 6/11/2020 | | Annual | SIBN | | 36829G107 | 1 | | Annual Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 6/11/2020 | | Annual | SIBN | | 36829G107 | 2 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 6/11/2020 | | Annual | SIBN | | 36829G107 | 3 | | Allocation of Profits | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 6/11/2020 | | Annual | SIBN | | 36829G107 | 4 | | Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 6/11/2020 | | Annual | SIBN | | 36829G107 | 5 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 6/11/2020 | | Annual | SIBN | | 36829G107 | 6 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 6/11/2020 | | Annual | SIBN | | 36829G107 | 7 | | Elect Vladimir I. Alisov | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 6/11/2020 | | Annual | SIBN | | 36829G107 | 8 | | Elect Alexander V. Dyukov | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 6/11/2020 | | Annual | SIBN | | 36829G107 | 9 | | Elect Sergey I. Kuznets | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 6/11/2020 | | Annual | SIBN | | 36829G107 | 10 | | Elect Vitaly A. Markelov | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 6/11/2020 | | Annual | SIBN | | 36829G107 | 11 | | Elect Alexander V. Medvedev | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 6/11/2020 | | Annual | SIBN | | 36829G107 | 12 | | Elect Sergei N. Menshikov | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 6/11/2020 | | Annual | SIBN | | 36829G107 | 13 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 6/11/2020 | | Annual | SIBN | | 36829G107 | 14 | | Elect Elena V. Mikhailova | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 6/11/2020 | | Annual | SIBN | | 36829G107 | 15 | | Elect Famil Kamil ogly Sadygov | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 6/11/2020 | | Annual | SIBN | | 36829G107 | 16 | | Elect Kirill G. Seleznyov | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 6/11/2020 | | Annual | SIBN | | 36829G107 | 17 | | Elect Valery P. Serdyukov | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 6/11/2020 | | Annual | SIBN | | 36829G107 | 18 | | Elect Mikhail L. Sereda | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 6/11/2020 | | Annual | SIBN | | 36829G107 | 19 | | Elect Gennady N. Sukhov | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 6/11/2020 | | Annual | SIBN | | 36829G107 | 20 | | Elect Vadim K. Bikulov | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 6/11/2020 | | Annual | SIBN | | 36829G107 | 21 | | Elect Mikhail A. Vaigel | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 6/11/2020 | | Annual | SIBN | | 36829G107 | 22 | | Elect Galina Y. Delvig | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 6/11/2020 | | Annual | SIBN | | 36829G107 | 23 | | Elect Margarita I. Mironova | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 6/11/2020 | | Annual | SIBN | | 36829G107 | 24 | | Elect Inna B. Tolstikova | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 6/11/2020 | | Annual | SIBN | | 36829G107 | 25 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 6/11/2020 | | Annual | SIBN | | 36829G107 | 26 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 6/11/2020 | | Annual | SIBN | | 36829G107 | 27 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 6/11/2020 | | Annual | SIBN | | 36829G107 | 28 | | Audit Commission Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 6/11/2020 | | Annual | SIBN | | 36829G107 | 29 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 8/1/2019 | | Special | SIBN | | 36829G107 | 1 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 8/1/2019 | | Special | SIBN | | 36829G107 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 9/2/2019 | | Special | SIBN | | 36829G107 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 9/2/2019 | | Special | SIBN | | 36829G107 | 2 | | Early Termination of Board Powers | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 9/2/2019 | | Special | SIBN | | 36829G107 | 3 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 9/2/2019 | | Special | SIBN | | 36829G107 | 4 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 9/2/2019 | | Special | SIBN | | 36829G107 | 5 | | Elect Vladimir I. Alisov | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 9/2/2019 | | Special | SIBN | | 36829G107 | 6 | | Elect Andrey I. Dmitriev | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 9/2/2019 | | Special | SIBN | | 36829G107 | 7 | | Elect Alexander V. Dyukov | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 9/2/2019 | | Special | SIBN | | 36829G107 | 8 | | Elect Sergey I. Kuznets | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 9/2/2019 | | Special | SIBN | | 36829G107 | 9 | | Elect Vitaly A. Markelov | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 9/2/2019 | | Special | SIBN | | 36829G107 | 10 | | Elect Alexander V. Medvedev | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 9/2/2019 | | Special | SIBN | | 36829G107 | 11 | | Elect Sergei N. Menshikov | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 9/2/2019 | | Special | SIBN | | 36829G107 | 12 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 9/2/2019 | | Special | SIBN | | 36829G107 | 13 | | Elect Elena V. Mikhailova | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 9/2/2019 | | Special | SIBN | | 36829G107 | 14 | | Elect Famil Kamil ogly Sadygov | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 9/2/2019 | | Special | SIBN | | 36829G107 | 15 | | Elect Kirill G. Seleznyov | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 9/2/2019 | | Special | SIBN | | 36829G107 | 16 | | Elect Valery P. Serdyukov | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 9/2/2019 | | Special | SIBN | | 36829G107 | 17 | | Elect Mikhail L. Sereda | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 9/30/2019 | | Special | SIBN | | 36829G107 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Gazprom Neft | 9/30/2019 | | Special | SIBN | | 36829G107 | 2 | | Interim Dividend (1H2019) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| GlobalTrans Investment Plc | 4/30/2020 | | Annual | GLTR | | B2QTGT5 | 1 | | Accounts and Reports | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| GlobalTrans Investment Plc | 4/30/2020 | | Annual | GLTR | | B2QTGT5 | 2 | | Allocation of Profits/Dividends | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| GlobalTrans Investment Plc | 4/30/2020 | | Annual | GLTR | | B2QTGT5 | 3 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| GlobalTrans Investment Plc | 4/30/2020 | | Annual | GLTR | | B2QTGT5 | 4 | | Terminate the Powers of the Board | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| GlobalTrans Investment Plc | 4/30/2020 | | Annual | GLTR | | B2QTGT5 | 5 | | Elect John Carroll Colley | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| GlobalTrans Investment Plc | 4/30/2020 | | Annual | GLTR | | B2QTGT5 | 6 | | Elect Johann Franz Durrer | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| GlobalTrans Investment Plc | 4/30/2020 | | Annual | GLTR | | B2QTGT5 | 7 | | Elect Alexander Eliseev | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| GlobalTrans Investment Plc | 4/30/2020 | | Annual | GLTR | | B2QTGT5 | 8 | | Elect Andrey Gomon | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| GlobalTrans Investment Plc | 4/30/2020 | | Annual | GLTR | | B2QTGT5 | 9 | | Elect Vasilis P. Hadjivassiliou | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| GlobalTrans Investment Plc | 4/30/2020 | | Annual | GLTR | | B2QTGT5 | 10 | | Elect Sergey Maltsev | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| GlobalTrans Investment Plc | 4/30/2020 | | Annual | GLTR | | B2QTGT5 | 11 | | Elect Elia Nicolaou | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| GlobalTrans Investment Plc | 4/30/2020 | | Annual | GLTR | | B2QTGT5 | 12 | | Elect George Papaioannou | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| GlobalTrans Investment Plc | 4/30/2020 | | Annual | GLTR | | B2QTGT5 | 13 | | Elect Melina Pyrgou | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| GlobalTrans Investment Plc | 4/30/2020 | | Annual | GLTR | | B2QTGT5 | 14 | | Elect Konstantin Shirokov | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| GlobalTrans Investment Plc | 4/30/2020 | | Annual | GLTR | | B2QTGT5 | 15 | | Elect Alexander Storozhev | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| GlobalTrans Investment Plc | 4/30/2020 | | Annual | GLTR | | B2QTGT5 | 16 | | Elect Alexander Tarasov | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| GlobalTrans Investment Plc | 4/30/2020 | | Annual | GLTR | | B2QTGT5 | 17 | | Elect Michael Thomaides | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| GlobalTrans Investment Plc | 4/30/2020 | | Annual | GLTR | | B2QTGT5 | 18 | | Elect Marios Tofaros | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| GlobalTrans Investment Plc | 4/30/2020 | | Annual | GLTR | | B2QTGT5 | 19 | | Elect Sergey Tolmachev | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| GlobalTrans Investment Plc | 5/12/2020 | | Special | GLTR | | B2QTGT5 | 1 | | Authority to Repurchase GDRs | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| GlobalTrans Investment Plc | 9/20/2019 | | Special | GLTR | | B2QTGT5 | 1 | | Elect Vasilis P. Hadjivassiliou | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Haci Omer Sabanci Holding A.S | 3/26/2020 | | Annual | SAHOL | | M8223R100 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Haci Omer Sabanci Holding A.S | 3/26/2020 | | Annual | SAHOL | | M8223R100 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Haci Omer Sabanci Holding A.S | 3/26/2020 | | Annual | SAHOL | | M8223R100 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Haci Omer Sabanci Holding A.S | 3/26/2020 | | Annual | SAHOL | | M8223R100 | 4 | | Opening; Election of Presiding Chair | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Haci Omer Sabanci Holding A.S | 3/26/2020 | | Annual | SAHOL | | M8223R100 | 5 | | Presentation of Directors' Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Haci Omer Sabanci Holding A.S | 3/26/2020 | | Annual | SAHOL | | M8223R100 | 6 | | Presentation of Auditor's Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Haci Omer Sabanci Holding A.S | 3/26/2020 | | Annual | SAHOL | | M8223R100 | 7 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Haci Omer Sabanci Holding A.S | 3/26/2020 | | Annual | SAHOL | | M8223R100 | 8 | | Ratification of Board Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Haci Omer Sabanci Holding A.S | 3/26/2020 | | Annual | SAHOL | | M8223R100 | 9 | | Allocation of Profits/Dividends | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Haci Omer Sabanci Holding A.S | 3/26/2020 | | Annual | SAHOL | | M8223R100 | 10 | | Ratification of Co-Option of a Director | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Haci Omer Sabanci Holding A.S | 3/26/2020 | | Annual | SAHOL | | M8223R100 | 11 | | Election of Directors; Board Term Length | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Haci Omer Sabanci Holding A.S | 3/26/2020 | | Annual | SAHOL | | M8223R100 | 12 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Haci Omer Sabanci Holding A.S | 3/26/2020 | | Annual | SAHOL | | M8223R100 | 13 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Haci Omer Sabanci Holding A.S | 3/26/2020 | | Annual | SAHOL | | M8223R100 | 14 | | Presentation of Report on Charitable Donations | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Haci Omer Sabanci Holding A.S | 3/26/2020 | | Annual | SAHOL | | M8223R100 | 15 | | Limit on Charitable Donations | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Haci Omer Sabanci Holding A.S | 3/26/2020 | | Annual | SAHOL | | M8223R100 | 16 | | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hellenic Petroleum S.A. | 2/20/2020 | | Special | ELPE | | X3234A111 | 1 | | Restructuring | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hellenic Petroleum S.A. | 6/24/2020 | | Ordinary | ELPE | | X3234A111 | 1 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hellenic Petroleum S.A. | 6/24/2020 | | Ordinary | ELPE | | X3234A111 | 2 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hellenic Petroleum S.A. | 6/24/2020 | | Ordinary | ELPE | | X3234A111 | 3 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hellenic Petroleum S.A. | 6/24/2020 | | Ordinary | ELPE | | X3234A111 | 4 | | Ratification of Board and Auditor's Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hellenic Petroleum S.A. | 6/24/2020 | | Ordinary | ELPE | | X3234A111 | 5 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hellenic Petroleum S.A. | 6/24/2020 | | Ordinary | ELPE | | X3234A111 | 6 | | Remuneration Report | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hellenic Petroleum S.A. | 6/24/2020 | | Ordinary | ELPE | | X3234A111 | 7 | | Contractual Agreement with Board Chair | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hellenic Petroleum S.A. | 6/24/2020 | | Ordinary | ELPE | | X3234A111 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hellenic Petroleum S.A. | 6/24/2020 | | Ordinary | ELPE | | X3234A111 | 9 | | Election of Audit Committee Members | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hellenic Petroleum S.A. | 12/20/2019 | | Special | ELPE | | X3234A111 | 1 | | Amendments to Articles | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hellenic Petroleum S.A. | 12/20/2019 | | Special | ELPE | | X3234A111 | 2 | | Remuneration Policy | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hellenic Petroleum S.A. | 12/20/2019 | | Special | ELPE | | X3234A111 | 3 | | Announcements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hellenic Telecommunications Organization S.A | 2/20/2020 | | Special | HTO | | X3258B102 | 1 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hellenic Telecommunications Organization S.A | 2/20/2020 | | Special | HTO | | X3258B102 | 2 | | Authority to Reduce Share Capital | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hellenic Telecommunications Organization S.A | 2/20/2020 | | Special | HTO | | X3258B102 | 3 | | Announcements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hellenic Telecommunications Organization S.A | 2/20/2020 | | Special | HTO | | X3258B102 | 4 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hellenic Telecommunications Organization S.A | 6/24/2020 | | Ordinary | HTO | | X3258B102 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hellenic Telecommunications Organization S.A | 6/24/2020 | | Ordinary | HTO | | X3258B102 | 2 | | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hellenic Telecommunications Organization S.A | 6/24/2020 | | Ordinary | HTO | | X3258B102 | 3 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hellenic Telecommunications Organization S.A | 6/24/2020 | | Ordinary | HTO | | X3258B102 | 4 | | Ratification of Board and Auditor's Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hellenic Telecommunications Organization S.A | 6/24/2020 | | Ordinary | HTO | | X3258B102 | 5 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hellenic Telecommunications Organization S.A | 6/24/2020 | | Ordinary | HTO | | X3258B102 | 6 | | Remuneration Policy | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hellenic Telecommunications Organization S.A | 6/24/2020 | | Ordinary | HTO | | X3258B102 | 7 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hellenic Telecommunications Organization S.A | 6/24/2020 | | Ordinary | HTO | | X3258B102 | 8 | | Remuneration Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hellenic Telecommunications Organization S.A | 6/24/2020 | | Ordinary | HTO | | X3258B102 | 9 | | D&O Insurance Policy | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hellenic Telecommunications Organization S.A | 6/24/2020 | | Ordinary | HTO | | X3258B102 | 10 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hellenic Telecommunications Organization S.A | 6/24/2020 | | Ordinary | HTO | | X3258B102 | 11 | | Amendments to Articles | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hellenic Telecommunications Organization S.A | 6/24/2020 | | Ordinary | HTO | | X3258B102 | 12 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hellenic Telecommunications Organization S.A | 6/24/2020 | | Ordinary | HTO | | X3258B102 | 13 | | Elect Amanda Sisson | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hellenic Telecommunications Organization S.A | 6/24/2020 | | Ordinary | HTO | | X3258B102 | 14 | | Election of Directors | Mgmt | For | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hellenic Telecommunications Organization S.A | 6/24/2020 | | Ordinary | HTO | | X3258B102 | 15 | | Election of Directors | Mgmt | For | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hellenic Telecommunications Organization S.A | 6/24/2020 | | Ordinary | HTO | | X3258B102 | 16 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hellenic Telecommunications Organization S.A | 6/24/2020 | | Ordinary | HTO | | X3258B102 | 17 | | Election of Audit Committee Member (Amanda Sisson) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hellenic Telecommunications Organization S.A | 6/24/2020 | | Ordinary | HTO | | X3258B102 | 18 | | Election of Audit Committee Member | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hellenic Telecommunications Organization S.A | 6/24/2020 | | Ordinary | HTO | | X3258B102 | 19 | | Election of Audit Committee Member | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hellenic Telecommunications Organization S.A | 6/24/2020 | | Ordinary | HTO | | X3258B102 | 20 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hellenic Telecommunications Organization S.A | 6/24/2020 | | Ordinary | HTO | | X3258B102 | 21 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hermès International SCA | 4/24/2020 | | Mix | RMS | | F48051100 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hermès International SCA | 4/24/2020 | | Mix | RMS | | F48051100 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hermès International SCA | 4/24/2020 | | Mix | RMS | | F48051100 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hermès International SCA | 4/24/2020 | | Mix | RMS | | F48051100 | 4 | | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hermès International SCA | 4/24/2020 | | Mix | RMS | | F48051100 | 5 | | Consolidated Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hermès International SCA | 4/24/2020 | | Mix | RMS | | F48051100 | 6 | | Ratification of Management Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hermès International SCA | 4/24/2020 | | Mix | RMS | | F48051100 | 7 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hermès International SCA | 4/24/2020 | | Mix | RMS | | F48051100 | 8 | | Special Auditors Report on Regulated Agreements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hermès International SCA | 4/24/2020 | | Mix | RMS | | F48051100 | 9 | | Authority to Repurchase and Reissue Shares | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hermès International SCA | 4/24/2020 | | Mix | RMS | | F48051100 | 10 | | Remuneration Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hermès International SCA | 4/24/2020 | | Mix | RMS | | F48051100 | 11 | | Remuneration of Axel Dumas, Manager | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hermès International SCA | 4/24/2020 | | Mix | RMS | | F48051100 | 12 | | Remuneration of Emile Hermes SARL, Managing General Partner | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hermès International SCA | 4/24/2020 | | Mix | RMS | | F48051100 | 13 | | Remuneration of Eric de Seynes, Supervisory Board Chair | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hermès International SCA | 4/24/2020 | | Mix | RMS | | F48051100 | 14 | | Remuneration Policy (Manager and General Managing Partner) | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hermès International SCA | 4/24/2020 | | Mix | RMS | | F48051100 | 15 | | Remuneration Policy (Supervisory Board) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hermès International SCA | 4/24/2020 | | Mix | RMS | | F48051100 | 16 | | Elect Dorothee Altmayer | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hermès International SCA | 4/24/2020 | | Mix | RMS | | F48051100 | 17 | | Elect Monique Cohen | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hermès International SCA | 4/24/2020 | | Mix | RMS | | F48051100 | 18 | | Elect Renaud Mommeja | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hermès International SCA | 4/24/2020 | | Mix | RMS | | F48051100 | 19 | | Elect Eric de Seynes | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hermès International SCA | 4/24/2020 | | Mix | RMS | | F48051100 | 20 | | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hermès International SCA | 4/24/2020 | | Mix | RMS | | F48051100 | 21 | | Authority to Grant Stock Options | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hermès International SCA | 4/24/2020 | | Mix | RMS | | F48051100 | 22 | | Authority to Issue Performance Shares | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hermès International SCA | 4/24/2020 | | Mix | RMS | | F48051100 | 23 | | Amendments to Articles | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hermès International SCA | 4/24/2020 | | Mix | RMS | | F48051100 | 24 | | Authorisation of Legal Formalities | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hermès International SCA | 4/24/2020 | | Mix | RMS | | F48051100 | 25 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hugo Boss AG | 5/27/2020 | | Annual | BOSS | | D34902102 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hugo Boss AG | 5/27/2020 | | Annual | BOSS | | D34902102 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hugo Boss AG | 5/27/2020 | | Annual | BOSS | | D34902102 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hugo Boss AG | 5/27/2020 | | Annual | BOSS | | D34902102 | 4 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hugo Boss AG | 5/27/2020 | | Annual | BOSS | | D34902102 | 5 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hugo Boss AG | 5/27/2020 | | Annual | BOSS | | D34902102 | 6 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hugo Boss AG | 5/27/2020 | | Annual | BOSS | | D34902102 | 7 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hugo Boss AG | 5/27/2020 | | Annual | BOSS | | D34902102 | 8 | | Ratification of Management Board Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hugo Boss AG | 5/27/2020 | | Annual | BOSS | | D34902102 | 9 | | Ratification of Supervisory Board Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hugo Boss AG | 5/27/2020 | | Annual | BOSS | | D34902102 | 10 | | Elect Iris Epple Righi | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hugo Boss AG | 5/27/2020 | | Annual | BOSS | | D34902102 | 11 | | Elect Gaetano Marzotto | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hugo Boss AG | 5/27/2020 | | Annual | BOSS | | D34902102 | 12 | | Elect Luca Marzotto | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hugo Boss AG | 5/27/2020 | | Annual | BOSS | | D34902102 | 13 | | Elect Christina Rosenberg | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hugo Boss AG | 5/27/2020 | | Annual | BOSS | | D34902102 | 14 | | Elect Robin J Stalker | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hugo Boss AG | 5/27/2020 | | Annual | BOSS | | D34902102 | 15 | | Elect Hermann Waldemer | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hugo Boss AG | 5/27/2020 | | Annual | BOSS | | D34902102 | 16 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hugo Boss AG | 5/27/2020 | | Annual | BOSS | | D34902102 | 17 | | Supervisory Board Remuneration Policy | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hugo Boss AG | 5/27/2020 | | Annual | BOSS | | D34902102 | 18 | | Amendments to Articles | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hugo Boss AG | 5/27/2020 | | Annual | BOSS | | D34902102 | 19 | | Authority to Repurchase and Reissue Shares | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Hugo Boss AG | 5/27/2020 | | Annual | BOSS | | D34902102 | 20 | | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| JSC Moscow Exchange MICEX-RTS | 4/28/2020 | | Annual | MOEX | | X6983N101 | 1 | | Annual Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| JSC Moscow Exchange MICEX-RTS | 4/28/2020 | | Annual | MOEX | | X6983N101 | 2 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| JSC Moscow Exchange MICEX-RTS | 4/28/2020 | | Annual | MOEX | | X6983N101 | 3 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| JSC Moscow Exchange MICEX-RTS | 4/28/2020 | | Annual | MOEX | | X6983N101 | 4 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| JSC Moscow Exchange MICEX-RTS | 4/28/2020 | | Annual | MOEX | | X6983N101 | 5 | | Elect Ramon Adarraga | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| JSC Moscow Exchange MICEX-RTS | 4/28/2020 | | Annual | MOEX | | X6983N101 | 6 | | Elect Paul Bodart | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| JSC Moscow Exchange MICEX-RTS | 4/28/2020 | | Annual | MOEX | | X6983N101 | 7 | | Elect Anatoliy Braverman | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| JSC Moscow Exchange MICEX-RTS | 4/28/2020 | | Annual | MOEX | | X6983N101 | 8 | | Elect Oleg V. Viyugin | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| JSC Moscow Exchange MICEX-RTS | 4/28/2020 | | Annual | MOEX | | X6983N101 | 9 | | Elect Andrei F. Golikov | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| JSC Moscow Exchange MICEX-RTS | 4/28/2020 | | Annual | MOEX | | X6983N101 | 10 | | Elect Maria V. Gordon | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| JSC Moscow Exchange MICEX-RTS | 4/28/2020 | | Annual | MOEX | | X6983N101 | 11 | | Elect Valery P. Goreglyad | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| JSC Moscow Exchange MICEX-RTS | 4/28/2020 | | Annual | MOEX | | X6983N101 | 12 | | Elect Dmitriy Eremeev | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| JSC Moscow Exchange MICEX-RTS | 4/28/2020 | | Annual | MOEX | | X6983N101 | 13 | | Elect Bella I. Zlatkis | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| JSC Moscow Exchange MICEX-RTS | 4/28/2020 | | Annual | MOEX | | X6983N101 | 14 | | Elect Alexander Izosimov | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| JSC Moscow Exchange MICEX-RTS | 4/28/2020 | | Annual | MOEX | | X6983N101 | 15 | | Elect Maxim Krasnykh | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| JSC Moscow Exchange MICEX-RTS | 4/28/2020 | | Annual | MOEX | | X6983N101 | 16 | | Elect Vadim Kulik | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| JSC Moscow Exchange MICEX-RTS | 4/28/2020 | | Annual | MOEX | | X6983N101 | 17 | | Elect Oskar Hartmann | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| JSC Moscow Exchange MICEX-RTS | 4/28/2020 | | Annual | MOEX | | X6983N101 | 18 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| JSC Moscow Exchange MICEX-RTS | 4/28/2020 | | Annual | MOEX | | X6983N101 | 19 | | Amendments to Articles | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| JSC Moscow Exchange MICEX-RTS | 4/28/2020 | | Annual | MOEX | | X6983N101 | 20 | | Amendments to General Meeting Regulations | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| JSC Moscow Exchange MICEX-RTS | 4/28/2020 | | Annual | MOEX | | X6983N101 | 21 | | Amendments to Board of Directors Regulations | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| JSC Moscow Exchange MICEX-RTS | 4/28/2020 | | Annual | MOEX | | X6983N101 | 22 | | Elect Mikhail S. Kireev | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| JSC Moscow Exchange MICEX-RTS | 4/28/2020 | | Annual | MOEX | | X6983N101 | 23 | | Elect Natalya P. Perchatkina | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| JSC Moscow Exchange MICEX-RTS | 4/28/2020 | | Annual | MOEX | | X6983N101 | 24 | | Elect Olga I. Romantsova | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| JSC Moscow Exchange MICEX-RTS | 4/28/2020 | | Annual | MOEX | | X6983N101 | 25 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| JSC Moscow Exchange MICEX-RTS | 4/28/2020 | | Annual | MOEX | | X6983N101 | 26 | | Audit Commission's Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| JSC Moscow Exchange MICEX-RTS | 4/28/2020 | | Annual | MOEX | | X6983N101 | 27 | | Withdrawal from Association of Russian Banks | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| JSC Moscow Exchange MICEX-RTS | 4/28/2020 | | Annual | MOEX | | X6983N101 | 28 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| JSC Moscow Exchange MICEX-RTS | 4/28/2020 | | Annual | MOEX | | X6983N101 | 29 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| JSC Moscow Exchange MICEX-RTS | 11/21/2019 | | Special | MOEX | | X6983N101 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| JSC Moscow Exchange MICEX-RTS | 11/21/2019 | | Special | MOEX | | X6983N101 | 2 | | Early Termination of Audit Commission Powers | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| JSC Moscow Exchange MICEX-RTS | 11/21/2019 | | Special | MOEX | | X6983N101 | 3 | | Elect Mikhail S. Kireev | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| JSC Moscow Exchange MICEX-RTS | 11/21/2019 | | Special | MOEX | | X6983N101 | 4 | | Elect Natalya P. Perchatkina | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| JSC Moscow Exchange MICEX-RTS | 11/21/2019 | | Special | MOEX | | X6983N101 | 5 | | Elect Olga I. Romantsova | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| JSC Moscow Exchange MICEX-RTS | 11/21/2019 | | Special | MOEX | | X6983N101 | 6 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| KGHM Polska Miedz | 1/9/2020 | | Special | KGH | | X45213109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| KGHM Polska Miedz | 1/9/2020 | | Special | KGH | | X45213109 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| KGHM Polska Miedz | 1/9/2020 | | Special | KGH | | X45213109 | 3 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| KGHM Polska Miedz | 1/9/2020 | | Special | KGH | | X45213109 | 4 | | Election Of Presiding Chair | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| KGHM Polska Miedz | 1/9/2020 | | Special | KGH | | X45213109 | 5 | | Compliance With Rules Of Convocation | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| KGHM Polska Miedz | 1/9/2020 | | Special | KGH | | X45213109 | 6 | | Agenda | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| KGHM Polska Miedz | 1/9/2020 | | Special | KGH | | X45213109 | 7 | | Shareholder Proposal Regarding Amendments to Article 12.3 | ShrHoldr | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| KGHM Polska Miedz | 1/9/2020 | | Special | KGH | | X45213109 | 8 | | Shareholder Proposal Regarding Amendments to Article 20 | ShrHoldr | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| KGHM Polska Miedz | 1/9/2020 | | Special | KGH | | X45213109 | 9 | | Shareholder Proposal Regarding Amendments to Article 29 | ShrHoldr | N/A | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| KGHM Polska Miedz | 1/9/2020 | | Special | KGH | | X45213109 | 10 | | Shareholder Proposal Regarding Amendments to Article 33 | ShrHoldr | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| KGHM Polska Miedz | 1/9/2020 | | Special | KGH | | X45213109 | 11 | | Shareholder Proposal Regarding Amendments to Article 34 | ShrHoldr | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| KGHM Polska Miedz | 1/9/2020 | | Special | KGH | | X45213109 | 12 | | Shareholder Proposal Regarding Amendment to Rules for Disposal of Non-Current Assets | ShrHoldr | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| KGHM Polska Miedz | 1/9/2020 | | Special | KGH | | X45213109 | 13 | | Shareholder Proposal Regarding Procedures for Disposal of Non-Current Assets | ShrHoldr | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| KGHM Polska Miedz | 1/9/2020 | | Special | KGH | | X45213109 | 14 | | Shareholder Proposal Regarding Regulations on Agreements for Legal, Marketing, Public Relations and Social Communication Services | ShrHoldr | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| KGHM Polska Miedz | 1/9/2020 | | Special | KGH | | X45213109 | 15 | | Shareholder Proposal Regarding Report on Best Practices | ShrHoldr | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| KGHM Polska Miedz | 1/9/2020 | | Special | KGH | | X45213109 | 16 | | Shareholder Proposal Regarding Implementation of Act on State Property Management Principles in Company's Subsidiaries | ShrHoldr | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| KGHM Polska Miedz | 1/9/2020 | | Special | KGH | | X45213109 | 17 | | Remove Supervisory Board Member | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| KGHM Polska Miedz | 1/9/2020 | | Special | KGH | | X45213109 | 18 | | Elect Supervisory Board Member | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| KGHM Polska Miedz | 1/9/2020 | | Special | KGH | | X45213109 | 19 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Koc Holding A.S | 4/2/2020 | | Annual | KCHOL | | M63751107 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Koc Holding A.S | 4/2/2020 | | Annual | KCHOL | | M63751107 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Koc Holding A.S | 4/2/2020 | | Annual | KCHOL | | M63751107 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Koc Holding A.S | 4/2/2020 | | Annual | KCHOL | | M63751107 | 4 | | Opening; Election of Presiding Chair | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Koc Holding A.S | 4/2/2020 | | Annual | KCHOL | | M63751107 | 5 | | Directors' Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Koc Holding A.S | 4/2/2020 | | Annual | KCHOL | | M63751107 | 6 | | Presentation of Auditors' Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Koc Holding A.S | 4/2/2020 | | Annual | KCHOL | | M63751107 | 7 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Koc Holding A.S | 4/2/2020 | | Annual | KCHOL | | M63751107 | 8 | | Ratification of Co-Option of Mehmet Cem Kozlu | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Koc Holding A.S | 4/2/2020 | | Annual | KCHOL | | M63751107 | 9 | | Ratification of Board Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Koc Holding A.S | 4/2/2020 | | Annual | KCHOL | | M63751107 | 10 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Koc Holding A.S | 4/2/2020 | | Annual | KCHOL | | M63751107 | 11 | | Election of Directors; Board Size; Board Term Length | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Koc Holding A.S | 4/2/2020 | | Annual | KCHOL | | M63751107 | 12 | | Compensation Policy | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Koc Holding A.S | 4/2/2020 | | Annual | KCHOL | | M63751107 | 13 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Koc Holding A.S | 4/2/2020 | | Annual | KCHOL | | M63751107 | 14 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Koc Holding A.S | 4/2/2020 | | Annual | KCHOL | | M63751107 | 15 | | Charitable Donations | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Koc Holding A.S | 4/2/2020 | | Annual | KCHOL | | M63751107 | 16 | | Presentation of Report on Guarantees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Koc Holding A.S | 4/2/2020 | | Annual | KCHOL | | M63751107 | 17 | | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Koc Holding A.S | 4/2/2020 | | Annual | KCHOL | | M63751107 | 18 | | Wishes | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| LPP S.A. | 9/13/2019 | | Special | LPP | | X5053G103 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| LPP S.A. | 9/13/2019 | | Special | LPP | | X5053G103 | 2 | | Opening of Meeting; Election of Presiding Chair | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| LPP S.A. | 9/13/2019 | | Special | LPP | | X5053G103 | 3 | | Compliance with Rules of Convocation; Attendance List | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| LPP S.A. | 9/13/2019 | | Special | LPP | | X5053G103 | 4 | | Agenda | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| LPP S.A. | 9/13/2019 | | Special | LPP | | X5053G103 | 5 | | Authority to Issue Non-Convertible Bonds | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| LPP S.A. | 9/13/2019 | | Special | LPP | | X5053G103 | 6 | | Merger by Absorption | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| LPP S.A. | 9/13/2019 | | Special | LPP | | X5053G103 | 7 | | Amendments to Articles (Corporate Purpose) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| LPP S.A. | 9/13/2019 | | Special | LPP | | X5053G103 | 8 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Magnit PJSC | 6/4/2020 | | Annual | MGNT | | 55953Q202 | 1 | | Annual Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Magnit PJSC | 6/4/2020 | | Annual | MGNT | | 55953Q202 | 2 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Magnit PJSC | 6/4/2020 | | Annual | MGNT | | 55953Q202 | 3 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Magnit PJSC | 6/4/2020 | | Annual | MGNT | | 55953Q202 | 4 | | Audit Commission's Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Magnit PJSC | 6/4/2020 | | Annual | MGNT | | 55953Q202 | 5 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Magnit PJSC | 6/4/2020 | | Annual | MGNT | | 55953Q202 | 6 | | Elect Alexander S. Vinokurov | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Magnit PJSC | 6/4/2020 | | Annual | MGNT | | 55953Q202 | 7 | | Elect Timothy Demchenko | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Magnit PJSC | 6/4/2020 | | Annual | MGNT | | 55953Q202 | 8 | | Elect Jan Dunning | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Magnit PJSC | 6/4/2020 | | Annual | MGNT | | 55953Q202 | 9 | | Elect Sergey M. Zakharov | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Magnit PJSC | 6/4/2020 | | Annual | MGNT | | 55953Q202 | 10 | | Elect Hans Koch | Mgmt | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Magnit PJSC | 6/4/2020 | | Annual | MGNT | | 55953Q202 | 11 | | Elect Evgeniy V. Kuznetsov | Mgmt | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Magnit PJSC | 6/4/2020 | | Annual | MGNT | | 55953Q202 | 12 | | Elect Alexey P. Makhnev | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Magnit PJSC | 6/4/2020 | | Annual | MGNT | | 55953Q202 | 13 | | Elect Gregor William Mowat | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Magnit PJSC | 6/4/2020 | | Annual | MGNT | | 55953Q202 | 14 | | Elect Charles Emmitt Ryan | Mgmt | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Magnit PJSC | 6/4/2020 | | Annual | MGNT | | 55953Q202 | 15 | | Elect James Pat Simmons | Mgmt | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Magnit PJSC | 6/4/2020 | | Annual | MGNT | | 55953Q202 | 16 | | Appointment of Auditor (RAS) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Magnit PJSC | 6/4/2020 | | Annual | MGNT | | 55953Q202 | 17 | | Appointment of Auditor (IFRS) | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Magnit PJSC | 6/4/2020 | | Annual | MGNT | | 55953Q202 | 18 | | Shareholder Proposal Regarding Amendments to Article 8.9 | ShrHoldr | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Magnit PJSC | 6/4/2020 | | Annual | MGNT | | 55953Q202 | 19 | | Shareholder Proposal Regarding Amendments to Article 14.2.32 | ShrHoldr | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Magnit PJSC | 6/4/2020 | | Annual | MGNT | | 55953Q202 | 20 | | Shareholder Proposal Regarding Amendments to Article 14.2.32.1 | ShrHoldr | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Magnit PJSC | 6/4/2020 | | Annual | MGNT | | 55953Q202 | 21 | | Shareholder Proposal Regarding Amendments to Article 14.2.32.2 | ShrHoldr | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Magnit PJSC | 6/4/2020 | | Annual | MGNT | | 55953Q202 | 22 | | Shareholder Proposal Regarding Amendments to Regulations of the Board of Directors (Article 30) | ShrHoldr | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Magnit PJSC | 6/4/2020 | | Annual | MGNT | | 55953Q202 | 23 | | Shareholder Proposal Regarding Amendments to Regulations of the Board of Directors (Article 35.1) | ShrHoldr | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Magnit PJSC | 6/4/2020 | | Annual | MGNT | | 55953Q202 | 24 | | Amendments to Articles | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Magnit PJSC | 6/4/2020 | | Annual | MGNT | | 55953Q202 | 25 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Migros Ticaret A.S | 4/29/2020 | | Annual | MGROS | | M7024Q105 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Migros Ticaret A.S | 4/29/2020 | | Annual | MGROS | | M7024Q105 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Migros Ticaret A.S | 4/29/2020 | | Annual | MGROS | | M7024Q105 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Migros Ticaret A.S | 4/29/2020 | | Annual | MGROS | | M7024Q105 | 4 | | Opening; Election of Presiding Chair | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Migros Ticaret A.S | 4/29/2020 | | Annual | MGROS | | M7024Q105 | 5 | | Presentation of Directors' Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Migros Ticaret A.S | 4/29/2020 | | Annual | MGROS | | M7024Q105 | 6 | | Presentation of Auditors' Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Migros Ticaret A.S | 4/29/2020 | | Annual | MGROS | | M7024Q105 | 7 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Migros Ticaret A.S | 4/29/2020 | | Annual | MGROS | | M7024Q105 | 8 | | Ratification of Board Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Migros Ticaret A.S | 4/29/2020 | | Annual | MGROS | | M7024Q105 | 9 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Migros Ticaret A.S | 4/29/2020 | | Annual | MGROS | | M7024Q105 | 10 | | Election of Directors; Board Term Length | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Migros Ticaret A.S | 4/29/2020 | | Annual | MGROS | | M7024Q105 | 11 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Migros Ticaret A.S | 4/29/2020 | | Annual | MGROS | | M7024Q105 | 12 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Migros Ticaret A.S | 4/29/2020 | | Annual | MGROS | | M7024Q105 | 13 | | Charitable Donations | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Migros Ticaret A.S | 4/29/2020 | | Annual | MGROS | | M7024Q105 | 14 | | Presentation of Report on Guarantees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Migros Ticaret A.S | 4/29/2020 | | Annual | MGROS | | M7024Q105 | 15 | | Presentation of Report on Competing Activities | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Migros Ticaret A.S | 4/29/2020 | | Annual | MGROS | | M7024Q105 | 16 | | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Migros Ticaret A.S | 4/29/2020 | | Annual | MGROS | | M7024Q105 | 17 | | Closing | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 2 | | Annual Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 3 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 4 | | Financial Statements (Consolidated) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 5 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 6 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 7 | | Elect Nikolay P. Abramov | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 8 | | Elect Sergey V. Barbashev | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 9 | | Elect Sergey L. Batekhin | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 10 | | Elect Alexey V. Bashkirov | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 11 | | Elect Sergey B. Bratukhin | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 12 | | Elect Sergey N. Volk | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 13 | | Elect Marianna A. Zakharova | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 14 | | Elect Roger Munnings | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 15 | | Elect Gareth Penny | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 16 | | Elect Maxim V. Poletayev | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 17 | | Elect Vyacheslav Solomin | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 18 | | Elect Evgeny A. Schwartz | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 19 | | Elect Robert W. Edwards | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 20 | | Elect Alexey S. Dzybalov | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 21 | | Elect Anna V. Masalova | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 22 | | Elect Georgiy E. Svanidze | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 23 | | Elect Vladimir N. Shilkov | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 24 | | Elect Elena A. Yanevich | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 25 | | Appointment of Auditor (RAS) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 26 | | Appointment of Auditor (IFRS) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 27 | | Directors' Fees | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 28 | | Audit Commission Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 29 | | Indemnification of Directors/Officers | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 30 | | D&O Insurance | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 9/26/2019 | | Special | GMKN | | 55315J102 | 1 | | Interim Dividend (1H2019) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 9/26/2019 | | Special | GMKN | | 55315J102 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 9/26/2019 | | Special | GMKN | | 55315J102 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 12/16/2019 | | Special | GMKN | | 55315J102 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 12/16/2019 | | Special | GMKN | | 55315J102 | 2 | | Interim Dividend (3Q2019) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 2/14/2020 | | Special | MTSS | | 607409109 | 1 | | Meeting Procedure | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 2/14/2020 | | Special | MTSS | | 607409109 | 2 | | Merger by Absorption of RIKT JSC into the Company | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 2/14/2020 | | Special | MTSS | | 607409109 | 3 | | Merger by Absorption of Teleservis JSC into the Company | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 2/14/2020 | | Special | MTSS | | 607409109 | 4 | | Merger by Absorption of Progtech-Yug LLC into the Company | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 2/14/2020 | | Special | MTSS | | 607409109 | 5 | | Merger by Absorption of SIBINTERTELECOM JSC into the Company | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 2/14/2020 | | Special | MTSS | | 607409109 | 6 | | Merger by Absorption of NVision Consulting LLC into the Company | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 2/14/2020 | | Special | MTSS | | 607409109 | 7 | | Merger by Absorption of Avantage LLC into the Company | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 2/14/2020 | | Special | MTSS | | 607409109 | 8 | | Merger by Absorption of NIS JSC into the Company | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 2/14/2020 | | Special | MTSS | | 607409109 | 9 | | Amendments to Articles (Merger with RIKT JSC) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 2/14/2020 | | Special | MTSS | | 607409109 | 10 | | Amendments to Articles (Merger with Teleservis JSC) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 2/14/2020 | | Special | MTSS | | 607409109 | 11 | | Amendments to Articles (Merger with Progtech-Yug LLC) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 2/14/2020 | | Special | MTSS | | 607409109 | 12 | | Amendments to Articles (Merger with SIBINTERTELECOM JSC) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 2/14/2020 | | Special | MTSS | | 607409109 | 13 | | Amendments to Articles (Merger with NVision Consulting LLC) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 2/14/2020 | | Special | MTSS | | 607409109 | 14 | | Amendments to Articles (Merger with Avantage LLC) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 2/14/2020 | | Special | MTSS | | 607409109 | 15 | | Amendments to Articles (Merger with NIS JSC) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 2/14/2020 | | Special | MTSS | | 607409109 | 16 | | Amendments to Articles (Corporate Procedures) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 2/14/2020 | | Special | MTSS | | 607409109 | 17 | | Amendments to General Meeting Regulations | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 2/14/2020 | | Special | MTSS | | 607409109 | 18 | | Amendments to Board of Directors Regulations | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 2/14/2020 | | Special | MTSS | | 607409109 | 19 | | Amendments to Articles (Management Board) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 2/14/2020 | | Special | MTSS | | 607409109 | 20 | | Participation in Telecom Infra Project Association | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 2/14/2020 | | Special | MTSS | | 607409109 | 21 | | Participation in the Association of Big Data Market Members | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 6/24/2020 | | Annual | MTSS | | 607409109 | 1 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 6/24/2020 | | Annual | MTSS | | 607409109 | 2 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 6/24/2020 | | Annual | MTSS | | 607409109 | 3.1 | | Elect Felix V. Evtushenkov | Mgmt | For | Withhold | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 6/24/2020 | | Annual | MTSS | | 607409109 | 3.2 | | Elect Artem I. Zasursky | Mgmt | For | Withhold | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 6/24/2020 | | Annual | MTSS | | 607409109 | 3.3 | | Elect Alexey V. Kornya | Mgmt | For | Withhold | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 6/24/2020 | | Annual | MTSS | | 607409109 | 3.4 | | Elect Regina von Flemming | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 6/24/2020 | | Annual | MTSS | | 607409109 | 3.5 | | Elect Shaygan Kheradpir | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 6/24/2020 | | Annual | MTSS | | 607409109 | 3.6 | | Elect Thomas Holtrop | Mgmt | For | Withhold | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 6/24/2020 | | Annual | MTSS | | 607409109 | 3.7 | | Elect Nadia Shouraboura | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 6/24/2020 | | Annual | MTSS | | 607409109 | 3.8 | | Elect Konstantin L. Ernst | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 6/24/2020 | | Annual | MTSS | | 607409109 | 3.9 | | Elect Valentin B. Yumashev | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 6/24/2020 | | Annual | MTSS | | 607409109 | 4 | | Elect Irina R. Borisenkova | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 6/24/2020 | | Annual | MTSS | | 607409109 | 5 | | Elect Natalia A. Mikheyeva | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 6/24/2020 | | Annual | MTSS | | 607409109 | 6 | | Elect Andrey A. Porokh | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 6/24/2020 | | Annual | MTSS | | 607409109 | 7 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 6/24/2020 | | Annual | MTSS | | 607409109 | 8 | | Amendments to Board Regulations | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 6/24/2020 | | Annual | MTSS | | 607409109 | 9 | | Amendments to Management Regulations | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 6/24/2020 | | Annual | MTSS | | 607409109 | 10 | | Participation in the All-Russian Association of Employers Russian Union of Industrialists and Entrepreneurs | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 6/24/2020 | | Annual | MTSS | | 607409109 | 11 | | Participation in the Alliance for Artificial Intelligence Association | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 9/30/2019 | | Annual | MTSS | | 607409109 | 1 | | Meeting Procedures | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 9/30/2019 | | Annual | MTSS | | 607409109 | 2 | | Interim Dividend (1H2019) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 12/30/2019 | | Special | MTSS | | 607409109 | 1 | | Meeting Procedures | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mobile Telesystems PJSC | 12/30/2019 | | Special | MTSS | | 607409109 | 2 | | Interim Dividends (3Q2019) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Moncler SPA | 6/11/2020 | | Mix | MONC | | T6730E110 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Moncler SPA | 6/11/2020 | | Mix | MONC | | T6730E110 | 2 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Moncler SPA | 6/11/2020 | | Mix | MONC | | T6730E110 | 3 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Moncler SPA | 6/11/2020 | | Mix | MONC | | T6730E110 | 4 | | Remuneration Policy (Binding) | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Moncler SPA | 6/11/2020 | | Mix | MONC | | T6730E110 | 5 | | Remuneration Report (Advisory) | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Moncler SPA | 6/11/2020 | | Mix | MONC | | T6730E110 | 6 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Moncler SPA | 6/11/2020 | | Mix | MONC | | T6730E110 | 7 | | List Presented by Ruffini Partecipazioni S.r.l. | Mgmt | For | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Moncler SPA | 6/11/2020 | | Mix | MONC | | T6730E110 | 8 | | List Presented by Group of Institutional Investors Representing 2.04% of Share Capital | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Moncler SPA | 6/11/2020 | | Mix | MONC | | T6730E110 | 9 | | Election of the Chair of the Statutory Auditors | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Moncler SPA | 6/11/2020 | | Mix | MONC | | T6730E110 | 10 | | Statutory Auditors' Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Moncler SPA | 6/11/2020 | | Mix | MONC | | T6730E110 | 11 | | 2020 Performance Shares Incentive Plan | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Moncler SPA | 6/11/2020 | | Mix | MONC | | T6730E110 | 12 | | Authority to Repurchase and Reissue Shares | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Moncler SPA | 6/11/2020 | | Mix | MONC | | T6730E110 | 13 | | Authority to Issue Shares to Service 2020 Performance Shares Plan | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Moncler SPA | 6/11/2020 | | Mix | MONC | | T6730E110 | 14 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Moneta Money Bank | 11/26/2019 | | Ordinary | MONET | | X3R0GS100 | 1 | | Adoption of Meeting Rules of Procedure | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Moneta Money Bank | 11/26/2019 | | Ordinary | MONET | | X3R0GS100 | 2 | | Election of Presiding Chair and Other Meeting Officials | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Moneta Money Bank | 11/26/2019 | | Ordinary | MONET | | X3R0GS100 | 3 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Moneta Money Bank | 11/26/2019 | | Ordinary | MONET | | X3R0GS100 | 4 | | Interim Separate Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Moneta Money Bank | 11/26/2019 | | Ordinary | MONET | | X3R0GS100 | 5 | | Amendment to Par Value | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Moneta Money Bank | 11/26/2019 | | Ordinary | MONET | | X3R0GS100 | 6 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Moneta Money Bank | 11/26/2019 | | Ordinary | MONET | | X3R0GS100 | 7 | | Interim Dividend (1H2019) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Moneta Money Bank | 11/26/2019 | | Ordinary | MONET | | X3R0GS100 | 8 | | Amendments to Articles | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Moneta Money Bank | 11/26/2019 | | Ordinary | MONET | | X3R0GS100 | 9 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Motor Oil (Hellas) Corinth Refineries S.A. | 6/17/2020 | | Ordinary | MOH | | X55904100 | 1 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Motor Oil (Hellas) Corinth Refineries S.A. | 6/17/2020 | | Ordinary | MOH | | X55904100 | 2 | | Ratification of Board and Auditor's Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Motor Oil (Hellas) Corinth Refineries S.A. | 6/17/2020 | | Ordinary | MOH | | X55904100 | 3 | | Election of Directors | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Motor Oil (Hellas) Corinth Refineries S.A. | 6/17/2020 | | Ordinary | MOH | | X55904100 | 4 | | Election of Audit Committee Members | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Motor Oil (Hellas) Corinth Refineries S.A. | 6/17/2020 | | Ordinary | MOH | | X55904100 | 5 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Motor Oil (Hellas) Corinth Refineries S.A. | 6/17/2020 | | Ordinary | MOH | | X55904100 | 6 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Motor Oil (Hellas) Corinth Refineries S.A. | 6/17/2020 | | Ordinary | MOH | | X55904100 | 7 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Motor Oil (Hellas) Corinth Refineries S.A. | 6/17/2020 | | Ordinary | MOH | | X55904100 | 8 | | Directors' Fees (Advance Payments) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Motor Oil (Hellas) Corinth Refineries S.A. | 6/17/2020 | | Ordinary | MOH | | X55904100 | 9 | | Special Bonus | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Motor Oil (Hellas) Corinth Refineries S.A. | 6/17/2020 | | Ordinary | MOH | | X55904100 | 10 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Motor Oil (Hellas) Corinth Refineries S.A. | 6/17/2020 | | Ordinary | MOH | | X55904100 | 11 | | Amendments to Remuneration Policy | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Motor Oil (Hellas) Corinth Refineries S.A. | 6/17/2020 | | Ordinary | MOH | | X55904100 | 12 | | Remuneration Report | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Motor Oil (Hellas) Corinth Refineries S.A. | 6/17/2020 | | Ordinary | MOH | | X55904100 | 13 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Motor Oil (Hellas) Corinth Refineries S.A. | 6/17/2020 | | Ordinary | MOH | | X55904100 | 14 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mytilineos Holdings S.A. | 3/27/2020 | | Special | MYTIL | | X56014131 | 1 | | Authority to Repurchase and Reissue Shares to Service Remuneration Plans | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mytilineos Holdings S.A. | 3/27/2020 | | Special | MYTIL | | X56014131 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mytilineos S.A. | 6/4/2020 | | Ordinary | MYTIL | | X56014131 | 1 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mytilineos S.A. | 6/4/2020 | | Ordinary | MYTIL | | X56014131 | 2 | | Allocation of Profits/Dividends/Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mytilineos S.A. | 6/4/2020 | | Ordinary | MYTIL | | X56014131 | 3 | | Remuneration Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mytilineos S.A. | 6/4/2020 | | Ordinary | MYTIL | | X56014131 | 4 | | Ratification of Board and Auditor's Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mytilineos S.A. | 6/4/2020 | | Ordinary | MYTIL | | X56014131 | 5 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mytilineos S.A. | 6/4/2020 | | Ordinary | MYTIL | | X56014131 | 6 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Mytilineos S.A. | 6/4/2020 | | Ordinary | MYTIL | | X56014131 | 7 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| National Bank of Greece S.A. | 6/30/2020 | | Ordinary | ETE | | X56533189 | 1 | | Amendments to Articles | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| National Bank of Greece S.A. | 6/30/2020 | | Ordinary | ETE | | X56533189 | 2 | | Directors' and Auditor's Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| National Bank of Greece S.A. | 6/30/2020 | | Ordinary | ETE | | X56533189 | 3 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| National Bank of Greece S.A. | 6/30/2020 | | Ordinary | ETE | | X56533189 | 4 | | Ratification of Board and Auditor's Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| National Bank of Greece S.A. | 6/30/2020 | | Ordinary | ETE | | X56533189 | 5 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| National Bank of Greece S.A. | 6/30/2020 | | Ordinary | ETE | | X56533189 | 6 | | Authority to Increase Share Capital, Issue Convertible and Profit Participation Bonds and Stock Warrants | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| National Bank of Greece S.A. | 6/30/2020 | | Ordinary | ETE | | X56533189 | 7 | | Capitalisation of Reserves | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| National Bank of Greece S.A. | 6/30/2020 | | Ordinary | ETE | | X56533189 | 8 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| National Bank of Greece S.A. | 6/30/2020 | | Ordinary | ETE | | X56533189 | 9 | | Remuneration Policy | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| National Bank of Greece S.A. | 6/30/2020 | | Ordinary | ETE | | X56533189 | 10 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| National Bank of Greece S.A. | 6/30/2020 | | Ordinary | ETE | | X56533189 | 11 | | Remuneration Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| National Bank of Greece S.A. | 6/30/2020 | | Ordinary | ETE | | X56533189 | 12 | | Election of Audit Committee Members | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| National Bank of Greece S.A. | 6/30/2020 | | Ordinary | ETE | | X56533189 | 13 | | Announcements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| National Bank of Greece S.A. | 6/30/2020 | | Ordinary | ETE | | X56533189 | 14 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| National Bank of Greece S.A. | 6/30/2020 | | Ordinary | ETE | | X56533189 | 15 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| National Bank of Greece S.A. | 7/31/2019 | | Ordinary | ETE | | X56533189 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| National Bank of Greece S.A. | 7/31/2019 | | Ordinary | ETE | | X56533189 | 2 | | Amendments to Articles | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| National Bank of Greece S.A. | 7/31/2019 | | Ordinary | ETE | | X56533189 | 3 | | Directors' and Auditor's Reports | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| National Bank of Greece S.A. | 7/31/2019 | | Ordinary | ETE | | X56533189 | 4 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| National Bank of Greece S.A. | 7/31/2019 | | Ordinary | ETE | | X56533189 | 5 | | Ratification of Board and Auditor's Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| National Bank of Greece S.A. | 7/31/2019 | | Ordinary | ETE | | X56533189 | 6 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| National Bank of Greece S.A. | 7/31/2019 | | Ordinary | ETE | | X56533189 | 7 | | Remuneration Policy | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| National Bank of Greece S.A. | 7/31/2019 | | Ordinary | ETE | | X56533189 | 8 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| National Bank of Greece S.A. | 7/31/2019 | | Ordinary | ETE | | X56533189 | 9 | | Board Transactions | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| National Bank of Greece S.A. | 7/31/2019 | | Ordinary | ETE | | X56533189 | 10 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| National Bank of Greece S.A. | 7/31/2019 | | Ordinary | ETE | | X56533189 | 11 | | Elect Gikas Hardouvelis | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| National Bank of Greece S.A. | 7/31/2019 | | Ordinary | ETE | | X56533189 | 12 | | Elect Avraam Gounaris | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| National Bank of Greece S.A. | 7/31/2019 | | Ordinary | ETE | | X56533189 | 13 | | Elect Aikaterini Beritsi | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| National Bank of Greece S.A. | 7/31/2019 | | Ordinary | ETE | | X56533189 | 14 | | Elect Wietze Reehoorn | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| National Bank of Greece S.A. | 7/31/2019 | | Ordinary | ETE | | X56533189 | 15 | | Elect Elena Ana Cernat | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| National Bank of Greece S.A. | 7/31/2019 | | Ordinary | ETE | | X56533189 | 16 | | Elect Christina Theofilidi | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| National Bank of Greece S.A. | 7/31/2019 | | Ordinary | ETE | | X56533189 | 17 | | Elect Andrew McIntyre | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| National Bank of Greece S.A. | 7/31/2019 | | Ordinary | ETE | | X56533189 | 18 | | Elect Claude Piret | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| National Bank of Greece S.A. | 7/31/2019 | | Ordinary | ETE | | X56533189 | 19 | | Elect Aikaterini Beritsi | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| National Bank of Greece S.A. | 7/31/2019 | | Ordinary | ETE | | X56533189 | 20 | | Elect Avraam Gounaris | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| National Bank of Greece S.A. | 7/31/2019 | | Ordinary | ETE | | X56533189 | 21 | | Elect Periklis Drougkas | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| National Bank of Greece S.A. | 7/31/2019 | | Ordinary | ETE | | X56533189 | 22 | | Announcements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| National Bank of Greece S.A. | 7/31/2019 | | Ordinary | ETE | | X56533189 | 23 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Novatek OAO | 4/24/2020 | | Annual | NVTK | | 669888109 | 1 | | Accounts and Reports; Allocation of Profits | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Novatek OAO | 4/24/2020 | | Annual | NVTK | | 669888109 | 2 | | Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Novatek OAO | 4/24/2020 | | Annual | NVTK | | 669888109 | 3 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Novatek OAO | 4/24/2020 | | Annual | NVTK | | 669888109 | 4 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Novatek OAO | 4/24/2020 | | Annual | NVTK | | 669888109 | 5 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Novatek OAO | 4/24/2020 | | Annual | NVTK | | 669888109 | 6 | | Elect Arnaud Le Foll | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Novatek OAO | 4/24/2020 | | Annual | NVTK | | 669888109 | 7 | | Elect Michael Borrell | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Novatek OAO | 4/24/2020 | | Annual | NVTK | | 669888109 | 8 | | Elect Robert Castaigne | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Novatek OAO | 4/24/2020 | | Annual | NVTK | | 669888109 | 9 | | Elect Tatyana A. Mitrova | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Novatek OAO | 4/24/2020 | | Annual | NVTK | | 669888109 | 10 | | Elect Leonid V. Mikhelson | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Novatek OAO | 4/24/2020 | | Annual | NVTK | | 669888109 | 11 | | Elect Alexander Y. Natalenko | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Novatek OAO | 4/24/2020 | | Annual | NVTK | | 669888109 | 12 | | Elect Viktor P. Orlov | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Novatek OAO | 4/24/2020 | | Annual | NVTK | | 669888109 | 13 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Novatek OAO | 4/24/2020 | | Annual | NVTK | | 669888109 | 14 | | Elect Olga V. Belyaeva | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Novatek OAO | 4/24/2020 | | Annual | NVTK | | 669888109 | 15 | | Elect Anna V. Merzlyakova | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Novatek OAO | 4/24/2020 | | Annual | NVTK | | 669888109 | 16 | | Elect Igor A. Ryaskov | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Novatek OAO | 4/24/2020 | | Annual | NVTK | | 669888109 | 17 | | Elect Nikolay K. Shulikin | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Novatek OAO | 4/24/2020 | | Annual | NVTK | | 669888109 | 18 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Novatek OAO | 4/24/2020 | | Annual | NVTK | | 669888109 | 19 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Novatek OAO | 4/24/2020 | | Annual | NVTK | | 669888109 | 20 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Novatek OAO | 4/24/2020 | | Annual | NVTK | | 669888109 | 21 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Novatek OAO | 4/24/2020 | | Annual | NVTK | | 669888109 | 22 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| O2 Czech Republic, a.s. | 6/17/2020 | | Other | TELEC | | X89734101 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| O2 Czech Republic, a.s. | 6/17/2020 | | Other | TELEC | | X89734101 | 2 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| O2 Czech Republic, a.s. | 6/17/2020 | | Other | TELEC | | X89734101 | 3 | | Financial Statements (Consolidated) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| O2 Czech Republic, a.s. | 6/17/2020 | | Other | TELEC | | X89734101 | 4 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| O2 Czech Republic, a.s. | 6/17/2020 | | Other | TELEC | | X89734101 | 5 | | Allocation of Share Premium Reserve | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| O2 Czech Republic, a.s. | 6/17/2020 | | Other | TELEC | | X89734101 | 6 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| O2 Czech Republic, a.s. | 6/17/2020 | | Other | TELEC | | X89734101 | 7 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| O2 Czech Republic, a.s. | 6/17/2020 | | Other | TELEC | | X89734101 | 8 | | Remuneration Policy (Forward-Looking) | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| O2 Czech Republic, a.s. | 6/17/2020 | | Other | TELEC | | X89734101 | 9 | | Elect Michal Brandejs as Audit Committee Member | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Oesterreichische Post AG | 6/17/2020 | | Annual | POST | | A6191J103 | 1 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Oesterreichische Post AG | 6/17/2020 | | Annual | POST | | A6191J103 | 2 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Oesterreichische Post AG | 6/17/2020 | | Annual | POST | | A6191J103 | 3 | | Ratification of Management Board Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Oesterreichische Post AG | 6/17/2020 | | Annual | POST | | A6191J103 | 4 | | Ratification of Supervisory Board Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Oesterreichische Post AG | 6/17/2020 | | Annual | POST | | A6191J103 | 5 | | Supervisory Board Members' Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Oesterreichische Post AG | 6/17/2020 | | Annual | POST | | A6191J103 | 6 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Oesterreichische Post AG | 6/17/2020 | | Annual | POST | | A6191J103 | 7 | | Elect Felicia Kolliker | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Oesterreichische Post AG | 6/17/2020 | | Annual | POST | | A6191J103 | 8 | | Elect Maximilian Schnodl | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Oesterreichische Post AG | 6/17/2020 | | Annual | POST | | A6191J103 | 9 | | Elect Sigrid Stagl | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Oesterreichische Post AG | 6/17/2020 | | Annual | POST | | A6191J103 | 10 | | Remuneration Policy | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Oesterreichische Post AG | 6/17/2020 | | Annual | POST | | A6191J103 | 11 | | Increase in Authorised Capital | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Oesterreichische Post AG | 6/17/2020 | | Annual | POST | | A6191J103 | 12 | | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Oesterreichische Post AG | 6/17/2020 | | Annual | POST | | A6191J103 | 13 | | Increase in Authorized Capital | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Oesterreichische Post AG | 6/17/2020 | | Annual | POST | | A6191J103 | 14 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Oesterreichische Post AG | 6/17/2020 | | Annual | POST | | A6191J103 | 15 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Oesterreichische Post AG | 6/17/2020 | | Annual | POST | | A6191J103 | 16 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| OMV Petrom SA | 3/3/2020 | | Ordinary | SNP | | X7932P106 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| OMV Petrom SA | 3/3/2020 | | Ordinary | SNP | | X7932P106 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| OMV Petrom SA | 3/3/2020 | | Ordinary | SNP | | X7932P106 | 3 | | Removal of Sevil Shhaideh | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| OMV Petrom SA | 3/3/2020 | | Ordinary | SNP | | X7932P106 | 4 | | Elect Niculae Havrilet | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| OMV Petrom SA | 3/3/2020 | | Ordinary | SNP | | X7932P106 | 5 | | Term Length of Niculae Havrilet | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| OMV Petrom SA | 3/3/2020 | | Ordinary | SNP | | X7932P106 | 6 | | Elect Thomas Gangl | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| OMV Petrom SA | 3/3/2020 | | Ordinary | SNP | | X7932P106 | 7 | | Elect Johann Pleininger | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| OMV Petrom SA | 3/3/2020 | | Ordinary | SNP | | X7932P106 | 8 | | Authorization of Legal Formalities | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| OMV Petrom SA | 3/3/2020 | | Ordinary | SNP | | X7932P106 | 9 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| OMV Petrom SA | 3/3/2020 | | Ordinary | SNP | | X7932P106 | 10 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| OMV Petrom SA | 4/27/2020 | | Ordinary | SNP | | X7932P106 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| OMV Petrom SA | 4/27/2020 | | Ordinary | SNP | | X7932P106 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| OMV Petrom SA | 4/27/2020 | | Ordinary | SNP | | X7932P106 | 3 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| OMV Petrom SA | 4/27/2020 | | Ordinary | SNP | | X7932P106 | 4 | | Financial Statements (Consolidated) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| OMV Petrom SA | 4/27/2020 | | Ordinary | SNP | | X7932P106 | 5 | | Annual Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| OMV Petrom SA | 4/27/2020 | | Ordinary | SNP | | X7932P106 | 6 | | Allocation of Profits | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| OMV Petrom SA | 4/27/2020 | | Ordinary | SNP | | X7932P106 | 7 | | Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| OMV Petrom SA | 4/27/2020 | | Ordinary | SNP | | X7932P106 | 8 | | 2020 Revenue and Expense Budget | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| OMV Petrom SA | 4/27/2020 | | Ordinary | SNP | | X7932P106 | 9 | | Ratification of Management and Supervisory Board Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| OMV Petrom SA | 4/27/2020 | | Ordinary | SNP | | X7932P106 | 10 | | Supervisory Board Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| OMV Petrom SA | 4/27/2020 | | Ordinary | SNP | | X7932P106 | 11 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| OMV Petrom SA | 4/27/2020 | | Ordinary | SNP | | X7932P106 | 12 | | Authority to Set Auditor's Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| OMV Petrom SA | 4/27/2020 | | Ordinary | SNP | | X7932P106 | 13 | | Approval of Registration Date and Ex-Date | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| OMV Petrom SA | 4/27/2020 | | Ordinary | SNP | | X7932P106 | 14 | | Approval of Payment Date | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| OMV Petrom SA | 4/27/2020 | | Ordinary | SNP | | X7932P106 | 15 | | Authorization of Legal Formalities | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| OMV Petrom SA | 4/27/2020 | | Ordinary | SNP | | X7932P106 | 16 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| OMV Petrom SA | 4/27/2020 | | Ordinary | SNP | | X7932P106 | 17 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Orsu Metals Corporation | 6/26/2020 | | Mix | OSU | | ADPC03016 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Orsu Metals Corporation | 6/26/2020 | | Mix | OSU | | ADPC03016 | 2 | | Elect Sergey V. Kurzin | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Orsu Metals Corporation | 6/26/2020 | | Mix | OSU | | ADPC03016 | 3 | | Elect Sergei Stefanovich | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Orsu Metals Corporation | 6/26/2020 | | Mix | OSU | | ADPC03016 | 4 | | Elect David Rhodes | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Orsu Metals Corporation | 6/26/2020 | | Mix | OSU | | ADPC03016 | 5 | | Elect Mark Corra | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Orsu Metals Corporation | 6/26/2020 | | Mix | OSU | | ADPC03016 | 6 | | Elect Vladimir Pakhomov | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Orsu Metals Corporation | 6/26/2020 | | Mix | OSU | | ADPC03016 | 7 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Orsu Metals Corporation | 6/26/2020 | | Mix | OSU | | ADPC03016 | 8 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Orsu Metals Corporation | 6/26/2020 | | Mix | OSU | | ADPC03016 | 9 | | Change of Continuance | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Orsu Metals Corporation | 6/26/2020 | | Mix | OSU | | ADPC03016 | 10 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Orsu Metals Corporation | 12/20/2019 | | Special | OSU | | ADPC03016 | 1 | | Creation of a New Control Person (Sergei Stefanovich) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Orsu Metals Corporation | 12/20/2019 | | Special | OSU | | ADPC03016 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Otokar Otomotiv ve Savunma Sanayi A.S | 3/16/2020 | | Annual | OTKAR | | M76023106 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Otokar Otomotiv ve Savunma Sanayi A.S | 3/16/2020 | | Annual | OTKAR | | M76023106 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Otokar Otomotiv ve Savunma Sanayi A.S | 3/16/2020 | | Annual | OTKAR | | M76023106 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Otokar Otomotiv ve Savunma Sanayi A.S | 3/16/2020 | | Annual | OTKAR | | M76023106 | 4 | | Opening; Election of Presiding Chair | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Otokar Otomotiv ve Savunma Sanayi A.S | 3/16/2020 | | Annual | OTKAR | | M76023106 | 5 | | Director's Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Otokar Otomotiv ve Savunma Sanayi A.S | 3/16/2020 | | Annual | OTKAR | | M76023106 | 6 | | Presentation of Auditor's Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Otokar Otomotiv ve Savunma Sanayi A.S | 3/16/2020 | | Annual | OTKAR | | M76023106 | 7 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Otokar Otomotiv ve Savunma Sanayi A.S | 3/16/2020 | | Annual | OTKAR | | M76023106 | 8 | | Ratification of Board Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Otokar Otomotiv ve Savunma Sanayi A.S | 3/16/2020 | | Annual | OTKAR | | M76023106 | 9 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Otokar Otomotiv ve Savunma Sanayi A.S | 3/16/2020 | | Annual | OTKAR | | M76023106 | 10 | | Election of Directors; Board Size; Board Term Length | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Otokar Otomotiv ve Savunma Sanayi A.S | 3/16/2020 | | Annual | OTKAR | | M76023106 | 11 | | Compensation Policy | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Otokar Otomotiv ve Savunma Sanayi A.S | 3/16/2020 | | Annual | OTKAR | | M76023106 | 12 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Otokar Otomotiv ve Savunma Sanayi A.S | 3/16/2020 | | Annual | OTKAR | | M76023106 | 13 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Otokar Otomotiv ve Savunma Sanayi A.S | 3/16/2020 | | Annual | OTKAR | | M76023106 | 14 | | Charitable Donations | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Otokar Otomotiv ve Savunma Sanayi A.S | 3/16/2020 | | Annual | OTKAR | | M76023106 | 15 | | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Otokar Otomotiv ve Savunma Sanayi A.S | 3/16/2020 | | Annual | OTKAR | | M76023106 | 16 | | Wishes | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Otokar Otomotiv ve Savunma Sanayi A.S | 3/16/2020 | | Annual | OTKAR | | M76023106 | 17 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pandora A/S | 3/11/2020 | | Annual | PNDORA | | K7681L102 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pandora A/S | 3/11/2020 | | Annual | PNDORA | | K7681L102 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pandora A/S | 3/11/2020 | | Annual | PNDORA | | K7681L102 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pandora A/S | 3/11/2020 | | Annual | PNDORA | | K7681L102 | 4 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pandora A/S | 3/11/2020 | | Annual | PNDORA | | K7681L102 | 5 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pandora A/S | 3/11/2020 | | Annual | PNDORA | | K7681L102 | 6 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pandora A/S | 3/11/2020 | | Annual | PNDORA | | K7681L102 | 7 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pandora A/S | 3/11/2020 | | Annual | PNDORA | | K7681L102 | 8 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pandora A/S | 3/11/2020 | | Annual | PNDORA | | K7681L102 | 9 | | Elect Peter A. Ruzicka | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pandora A/S | 3/11/2020 | | Annual | PNDORA | | K7681L102 | 10 | | Elect Christian Frigast | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pandora A/S | 3/11/2020 | | Annual | PNDORA | | K7681L102 | 11 | | Elect Andrea Dawn Alvey | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pandora A/S | 3/11/2020 | | Annual | PNDORA | | K7681L102 | 12 | | Elect Ronica Wang | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pandora A/S | 3/11/2020 | | Annual | PNDORA | | K7681L102 | 13 | | Elect Birgitta Stymne Goransson | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pandora A/S | 3/11/2020 | | Annual | PNDORA | | K7681L102 | 14 | | Elect Isabelle Parize | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pandora A/S | 3/11/2020 | | Annual | PNDORA | | K7681L102 | 15 | | Elect Catherine Spindler | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pandora A/S | 3/11/2020 | | Annual | PNDORA | | K7681L102 | 16 | | Elect Marianne Kirkegaard | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pandora A/S | 3/11/2020 | | Annual | PNDORA | | K7681L102 | 17 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pandora A/S | 3/11/2020 | | Annual | PNDORA | | K7681L102 | 18 | | Ratification of Board and Management Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pandora A/S | 3/11/2020 | | Annual | PNDORA | | K7681L102 | 19 | | Cancellation of Shares | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pandora A/S | 3/11/2020 | | Annual | PNDORA | | K7681L102 | 20 | | Amendments to Articles Regarding Agenda | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pandora A/S | 3/11/2020 | | Annual | PNDORA | | K7681L102 | 21 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pandora A/S | 3/11/2020 | | Annual | PNDORA | | K7681L102 | 22 | | Remuneration Policy | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pandora A/S | 3/11/2020 | | Annual | PNDORA | | K7681L102 | 23 | | Authority to Carry Out Formalities | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pandora A/S | 3/11/2020 | | Annual | PNDORA | | K7681L102 | 24 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pandora A/S | 3/11/2020 | | Annual | PNDORA | | K7681L102 | 25 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pandora A/S | 12/4/2019 | | Special | PNDORA | | K7681L102 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pandora A/S | 12/4/2019 | | Special | PNDORA | | K7681L102 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pandora A/S | 12/4/2019 | | Special | PNDORA | | K7681L102 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pandora A/S | 12/4/2019 | | Special | PNDORA | | K7681L102 | 4 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pandora A/S | 12/4/2019 | | Special | PNDORA | | K7681L102 | 5 | | Elect Peter A. Ruzicka | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pandora A/S | 12/4/2019 | | Special | PNDORA | | K7681L102 | 6 | | Authority to Carry Out Formalities | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PAO Severstal | 6/5/2020 | | Annual | CHMF | | 818150302 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PAO Severstal | 6/5/2020 | | Annual | CHMF | | 818150302 | 2 | | Elect Alexey A. Mordashov | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PAO Severstal | 6/5/2020 | | Annual | CHMF | | 818150302 | 3 | | Elect Alexander A. Shevelev | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PAO Severstal | 6/5/2020 | | Annual | CHMF | | 818150302 | 4 | | Elect Alexey G. Kulichenko | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PAO Severstal | 6/5/2020 | | Annual | CHMF | | 818150302 | 5 | | Elect Andrey A. Mitukov | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PAO Severstal | 6/5/2020 | | Annual | CHMF | | 818150302 | 6 | | Elect Agnes A. Ritter | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PAO Severstal | 6/5/2020 | | Annual | CHMF | | 818150302 | 7 | | Elect Philip J. Dayer | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PAO Severstal | 6/5/2020 | | Annual | CHMF | | 818150302 | 8 | | Elect Alun D. Bowen | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PAO Severstal | 6/5/2020 | | Annual | CHMF | | 818150302 | 9 | | Elect Sakari V. Tamminen | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PAO Severstal | 6/5/2020 | | Annual | CHMF | | 818150302 | 10 | | Elect Vladimir A. Mau | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PAO Severstal | 6/5/2020 | | Annual | CHMF | | 818150302 | 11 | | Elect Alexander A. Auzan | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PAO Severstal | 6/5/2020 | | Annual | CHMF | | 818150302 | 12 | | Allocation of Profits/Dividends (FY2019) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PAO Severstal | 6/5/2020 | | Annual | CHMF | | 818150302 | 13 | | Interim Dividend (1Q2020) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PAO Severstal | 6/5/2020 | | Annual | CHMF | | 818150302 | 14 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PAO Severstal | 6/5/2020 | | Annual | CHMF | | 818150302 | 15 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PAO Severstal | 9/6/2019 | | Special | CHMF | | 818150302 | 1 | | Interim Dividends (1H2019) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PAO Severstal | 9/6/2019 | | Special | CHMF | | 818150302 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PAO Severstal | 11/22/2019 | | Special | CHMF | | 818150302 | 1 | | Interim Dividends (3Q2019) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pegasus Hava Tasimaciligi A.S | 4/7/2020 | | Annual | PGSUS | | M7846J107 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pegasus Hava Tasimaciligi A.S | 4/7/2020 | | Annual | PGSUS | | M7846J107 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pegasus Hava Tasimaciligi A.S | 4/7/2020 | | Annual | PGSUS | | M7846J107 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pegasus Hava Tasimaciligi A.S | 4/7/2020 | | Annual | PGSUS | | M7846J107 | 4 | | Opening; Election of Presiding Chair | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pegasus Hava Tasimaciligi A.S | 4/7/2020 | | Annual | PGSUS | | M7846J107 | 5 | | Ratification of Co-Option of a Director | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pegasus Hava Tasimaciligi A.S | 4/7/2020 | | Annual | PGSUS | | M7846J107 | 6 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pegasus Hava Tasimaciligi A.S | 4/7/2020 | | Annual | PGSUS | | M7846J107 | 7 | | Ratification of Board Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pegasus Hava Tasimaciligi A.S | 4/7/2020 | | Annual | PGSUS | | M7846J107 | 8 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pegasus Hava Tasimaciligi A.S | 4/7/2020 | | Annual | PGSUS | | M7846J107 | 9 | | Election of Directors; Board Term Length | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pegasus Hava Tasimaciligi A.S | 4/7/2020 | | Annual | PGSUS | | M7846J107 | 10 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pegasus Hava Tasimaciligi A.S | 4/7/2020 | | Annual | PGSUS | | M7846J107 | 11 | | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pegasus Hava Tasimaciligi A.S | 4/7/2020 | | Annual | PGSUS | | M7846J107 | 12 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pegasus Hava Tasimaciligi A.S | 4/7/2020 | | Annual | PGSUS | | M7846J107 | 13 | | Charitable Donations | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pegasus Hava Tasimaciligi A.S | 4/7/2020 | | Annual | PGSUS | | M7846J107 | 14 | | Presentation of Report on Competing Activities | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pegasus Hava Tasimaciligi A.S | 4/7/2020 | | Annual | PGSUS | | M7846J107 | 15 | | Presentation of Report on Guarantees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Pegasus Hava Tasimaciligi A.S | 4/7/2020 | | Annual | PGSUS | | M7846J107 | 16 | | Wishes and Closing | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PhosAgro PJSC | 1/24/2020 | | Special | PHOR | | 71922G209 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PhosAgro PJSC | 1/24/2020 | | Special | PHOR | | 71922G209 | 2 | | Allocation of Retained Earnings/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PhosAgro PJSC | 5/22/2020 | | Annual | PHOR | | 71922G209 | 1 | | Annual Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PhosAgro PJSC | 5/22/2020 | | Annual | PHOR | | 71922G209 | 2 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PhosAgro PJSC | 5/22/2020 | | Annual | PHOR | | 71922G209 | 3 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PhosAgro PJSC | 5/22/2020 | | Annual | PHOR | | 71922G209 | 4 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PhosAgro PJSC | 5/22/2020 | | Annual | PHOR | | 71922G209 | 5 | | Elect Igor Antoshin | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PhosAgro PJSC | 5/22/2020 | | Annual | PHOR | | 71922G209 | 6 | | Elect Irina G. Bokova | Mgmt | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PhosAgro PJSC | 5/22/2020 | | Annual | PHOR | | 71922G209 | 7 | | Elect Andrey A. Guryev | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PhosAgro PJSC | 5/22/2020 | | Annual | PHOR | | 71922G209 | 8 | | Elect Andrey G. Guryev | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PhosAgro PJSC | 5/22/2020 | | Annual | PHOR | | 71922G209 | 9 | | Elect Sven Ombudstvedt | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PhosAgro PJSC | 5/22/2020 | | Annual | PHOR | | 71922G209 | 10 | | Elect Roman V. Osipov | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PhosAgro PJSC | 5/22/2020 | | Annual | PHOR | | 71922G209 | 11 | | Elect Nataliya Pashkevich | Mgmt | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PhosAgro PJSC | 5/22/2020 | | Annual | PHOR | | 71922G209 | 12 | | Elect Sergey A. Pronin | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PhosAgro PJSC | 5/22/2020 | | Annual | PHOR | | 71922G209 | 13 | | Elect James B. Rogers, Jr. | Mgmt | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PhosAgro PJSC | 5/22/2020 | | Annual | PHOR | | 71922G209 | 14 | | Elect Ivan I. Rodionov | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PhosAgro PJSC | 5/22/2020 | | Annual | PHOR | | 71922G209 | 15 | | Elect Xavier Rolet | Mgmt | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PhosAgro PJSC | 5/22/2020 | | Annual | PHOR | | 71922G209 | 16 | | Elect Marcus J. Rhodes | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PhosAgro PJSC | 5/22/2020 | | Annual | PHOR | | 71922G209 | 17 | | Elect Mikhail K. Rybnikov | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PhosAgro PJSC | 5/22/2020 | | Annual | PHOR | | 71922G209 | 18 | | Elect Sergey Sereda | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PhosAgro PJSC | 5/22/2020 | | Annual | PHOR | | 71922G209 | 19 | | Elect Alexey Sirotenko | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PhosAgro PJSC | 5/22/2020 | | Annual | PHOR | | 71922G209 | 20 | | Elect Alexander F. Sharabaiko | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PhosAgro PJSC | 5/22/2020 | | Annual | PHOR | | 71922G209 | 21 | | Elect Andrey V. Sharonov | Mgmt | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PhosAgro PJSC | 5/22/2020 | | Annual | PHOR | | 71922G209 | 22 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PhosAgro PJSC | 5/22/2020 | | Annual | PHOR | | 71922G209 | 23 | | Elect Ekaterina V. Viktorova | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PhosAgro PJSC | 5/22/2020 | | Annual | PHOR | | 71922G209 | 24 | | Elect Elena Yu. Kryuchkova | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PhosAgro PJSC | 5/22/2020 | | Annual | PHOR | | 71922G209 | 25 | | Elect Olga Yu. Lizunova | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PhosAgro PJSC | 5/22/2020 | | Annual | PHOR | | 71922G209 | 26 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PhosAgro PJSC | 5/22/2020 | | Annual | PHOR | | 71922G209 | 27 | | Related Party Transactions | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PhosAgro PJSC | 5/22/2020 | | Annual | PHOR | | 71922G209 | 28 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PhosAgro PJSC | 6/19/2020 | | Special | PHOR | | 71922G209 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PhosAgro PJSC | 6/19/2020 | | Special | PHOR | | 71922G209 | 2 | | Allocation of Retained Earnings/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PhosAgro PJSC | 10/4/2019 | | Special | PHOR | | 71922G209 | 1 | | Allocation of Retained Earnings/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PhosAgro PJSC | 10/4/2019 | | Special | PHOR | | 71922G209 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC ALROSA | 9/30/2019 | | Special | ALRS | | X0085A109 | 1 | | Interim Dividend (1H2019) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC ALROSA | 9/30/2019 | | Special | ALRS | | X0085A109 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 1 | | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 2 | | Elect Vagit Y. Alekperov | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 3 | | Elect Victor V. Blazheev | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 4 | | Elect Toby T. Gati | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 5 | | Elect Ravil U. Maganov | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 6 | | Elect Roger Munnings | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 7 | | Elect Nikolai M. Nikolaev | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 8 | | Elect Pavel Teplukhin | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 9 | | Elect Leonid A. Fedun | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 10 | | Elect Lyubov N. Khoba | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 11 | | Elect Sergei D. Shatalov | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 12 | | Elect Wolfgang Schussel | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 13 | | Directors' Fees (FY2019) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 14 | | Directors' Fees (FY2020) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 15 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 16 | | D&O Insurance | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 1 | | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 2 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 3 | | Elect Vagit Y. Alekperov | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 4 | | Elect Victor V. Blazheev | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 5 | | Elect Toby T. Gati | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 6 | | Elect Ravil U. Maganov | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 7 | | Elect Roger Munnings | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 8 | | Elect Nikolai M. Nikolaev | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 9 | | Elect Pavel Teplukhin | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 10 | | Elect Leonid A. Fedun | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 11 | | Elect Lyubov N. Khoba | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 12 | | Elect Sergei D. Shatalov | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 13 | | Elect Wolfgang Schussel | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 14 | | Directors' Fees (FY2019) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 15 | | Directors' Fees (FY2020) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 16 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 17 | | D&O Insurance | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 18 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 19 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 1 | | Interim Dividends (3Q2019) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 2 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 3 | | Audit Commission Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 4 | | Amendments to Articles | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 5 | | Early Termination of Audit Commission Powers | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 6 | | Amendments to General Meeting Regulations | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 7 | | Amendments to Board of Directors Regulations | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 8 | | Amendments to Management Board Regulations | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 9 | | Discontinuance of Audit Commission Regulations | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 10 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 1 | | Interim Dividends (3Q2019) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 2 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 3 | | Audit Commission Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 4 | | Amendments to Articles | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 5 | | Early Termination of Audit Commission Powers | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 6 | | Amendments to General Meeting Regulations | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 7 | | Amendments to Board of Directors Regulations | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 8 | | Amendments to Management Board Regulations | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 9 | | Discontinuance of Audit Commission Regulations | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 10 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 11 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Magnitogorsk Iron & Steel Works | 5/29/2020 | | Annual | MAGN | | 559189204 | 1 | | Annual Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Magnitogorsk Iron & Steel Works | 5/29/2020 | | Annual | MAGN | | 559189204 | 2 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Magnitogorsk Iron & Steel Works | 5/29/2020 | | Annual | MAGN | | 559189204 | 3 | | Allocation of Profits | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Magnitogorsk Iron & Steel Works | 5/29/2020 | | Annual | MAGN | | 559189204 | 4 | | Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Magnitogorsk Iron & Steel Works | 5/29/2020 | | Annual | MAGN | | 559189204 | 5 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Magnitogorsk Iron & Steel Works | 5/29/2020 | | Annual | MAGN | | 559189204 | 6 | | Elect Victor F. Rashnikov | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Magnitogorsk Iron & Steel Works | 5/29/2020 | | Annual | MAGN | | 559189204 | 7 | | Elect Andrey A. Eremin | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Magnitogorsk Iron & Steel Works | 5/29/2020 | | Annual | MAGN | | 559189204 | 8 | | Elect Kirill Y. Liovin | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Magnitogorsk Iron & Steel Works | 5/29/2020 | | Annual | MAGN | | 559189204 | 9 | | Elect Valery Y. Martzinovich | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Magnitogorsk Iron & Steel Works | 5/29/2020 | | Annual | MAGN | | 559189204 | 10 | | Elect Morgan Ralph Tavakolian | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Magnitogorsk Iron & Steel Works | 5/29/2020 | | Annual | MAGN | | 559189204 | 11 | | Elect Nikolai A. Nikiforov | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Magnitogorsk Iron & Steel Works | 5/29/2020 | | Annual | MAGN | | 559189204 | 12 | | Elect Olga V. Rashnikova | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Magnitogorsk Iron & Steel Works | 5/29/2020 | | Annual | MAGN | | 559189204 | 13 | | Elect Zumrud K. Rustamova | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Magnitogorsk Iron & Steel Works | 5/29/2020 | | Annual | MAGN | | 559189204 | 14 | | Elect Sergei N. Ushakov | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Magnitogorsk Iron & Steel Works | 5/29/2020 | | Annual | MAGN | | 559189204 | 15 | | Elect Pavel V. Shilyaev | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Magnitogorsk Iron & Steel Works | 5/29/2020 | | Annual | MAGN | | 559189204 | 16 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Magnitogorsk Iron & Steel Works | 5/29/2020 | | Annual | MAGN | | 559189204 | 17 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Magnitogorsk Iron & Steel Works | 9/27/2019 | | Special | MAGN | | 559189204 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Magnitogorsk Iron & Steel Works | 9/27/2019 | | Special | MAGN | | 559189204 | 2 | | Interim Dividends (1H2019) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Magnitogorsk Iron & Steel Works | 12/27/2019 | | Special | MAGN | | 559189204 | 1 | | Interim Dividends (3Q2019) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Magnitogorsk Iron & Steel Works | 12/27/2019 | | Special | MAGN | | 559189204 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Polyus | 6/22/2020 | | Special | PLZL | | 73181M117 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Polyus | 6/22/2020 | | Special | PLZL | | 73181M117 | 2 | | Private Placement | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Polyus | 9/30/2019 | | Special | PLZL | | 73181M117 | 1 | | Interim Dividends (1H2019) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Polyus | 9/30/2019 | | Special | PLZL | | 73181M117 | 2 | | Issuance of Shares w/o Preemptive Rights | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Polyus | 9/30/2019 | | Special | PLZL | | 73181M117 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 2 | | Annual Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 3 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 4 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 5 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 6 | | Audit Commission Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 7 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 8 | | Elect Alexander V. Agaryov | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 9 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 10 | | Elect Alexander N. Bulanov | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 11 | | Elect Ivan K. Dinichenko | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 12 | | Elect Valery N. Egorov | Mgmt | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 13 | | Elect Vladimir P. Erokhin | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 14 | | Elect Vladislav B. Konovalov | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 15 | | Elect Viktor M. Krivosheyev | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 16 | | Elect Nikolay I. Matveyev | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 17 | | Elect Georgy R. Mukhamadeyev | Mgmt | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 18 | | Elect Ildus S. Usmanov | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 19 | | Elect Viktor A. Tchashchin | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 20 | | Elect Valentina V. Musikhina | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 21 | | Elect Tamara F. Oleynik | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 22 | | Elect Lyudmila A. Prishchepova | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 23 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Tatneft | 6/17/2020 | | Annual | TATN | | 876629205 | 1 | | Annual Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Tatneft | 6/17/2020 | | Annual | TATN | | 876629205 | 2 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Tatneft | 6/17/2020 | | Annual | TATN | | 876629205 | 3 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Tatneft | 6/17/2020 | | Annual | TATN | | 876629205 | 4 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Tatneft | 6/17/2020 | | Annual | TATN | | 876629205 | 5 | | Elect Fanil A. Agliullin | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Tatneft | 6/17/2020 | | Annual | TATN | | 876629205 | 6 | | Elect Radik R. Gaizatullin | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Tatneft | 6/17/2020 | | Annual | TATN | | 876629205 | 7 | | Elect Laszlo Gerecs | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Tatneft | 6/17/2020 | | Annual | TATN | | 876629205 | 8 | | Elect Larisa Y. Glukhova | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Tatneft | 6/17/2020 | | Annual | TATN | | 876629205 | 9 | | Elect Yuri L. Levin | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Tatneft | 6/17/2020 | | Annual | TATN | | 876629205 | 10 | | Elect Nail U. Maganov | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Tatneft | 6/17/2020 | | Annual | TATN | | 876629205 | 11 | | Elect Rafail S. Nurmukhametov | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Tatneft | 6/17/2020 | | Annual | TATN | | 876629205 | 12 | | Elect Rinat K. Sabirov | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Tatneft | 6/17/2020 | | Annual | TATN | | 876629205 | 13 | | Elect Valery Y. Sorokin | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Tatneft | 6/17/2020 | | Annual | TATN | | 876629205 | 14 | | Elect Nurislam Z. Subayev | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Tatneft | 6/17/2020 | | Annual | TATN | | 876629205 | 15 | | Elect Shafagat F. Takhautdinov | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Tatneft | 6/17/2020 | | Annual | TATN | | 876629205 | 16 | | Elect Rustam K. Khalimov | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Tatneft | 6/17/2020 | | Annual | TATN | | 876629205 | 17 | | Elect Rais S. Khisamov | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Tatneft | 6/17/2020 | | Annual | TATN | | 876629205 | 18 | | Elect Rene F. Steiner | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Tatneft | 6/17/2020 | | Annual | TATN | | 876629205 | 19 | | Elect Ksenia G. Borzunova | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Tatneft | 6/17/2020 | | Annual | TATN | | 876629205 | 20 | | Elect Azat D. Galeyev | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Tatneft | 6/17/2020 | | Annual | TATN | | 876629205 | 21 | | Elect Guzel R. Gilfanova | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Tatneft | 6/17/2020 | | Annual | TATN | | 876629205 | 22 | | Elect Salavat G. Zalyaev | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Tatneft | 6/17/2020 | | Annual | TATN | | 876629205 | 23 | | Elect Venera G. Kuzmina | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Tatneft | 6/17/2020 | | Annual | TATN | | 876629205 | 24 | | Elect Liliya R. Rakhimzyanova | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Tatneft | 6/17/2020 | | Annual | TATN | | 876629205 | 25 | | Elect Nazilya R. Farkhutdinova | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Tatneft | 6/17/2020 | | Annual | TATN | | 876629205 | 26 | | Elect Ravil A. Sharifullin | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Tatneft | 6/17/2020 | | Annual | TATN | | 876629205 | 27 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Tatneft | 6/17/2020 | | Annual | TATN | | 876629205 | 28 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Tatneft | 9/13/2019 | | Special | TATN | | 876629205 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Tatneft | 9/13/2019 | | Special | TATN | | 876629205 | 2 | | Interim Dividends (1H2019) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Tatneft | 12/19/2019 | | Special | TATN | | 876629205 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| PJSC Tatneft | 12/19/2019 | | Special | TATN | | 876629205 | 2 | | Interim Dividend (3Q2019) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Play Communications S.A. | 4/7/2020 | | Annual | PLY | | L7635Y118 | 1 | | Presentation of Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Play Communications S.A. | 4/7/2020 | | Annual | PLY | | L7635Y118 | 2 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Play Communications S.A. | 4/7/2020 | | Annual | PLY | | L7635Y118 | 3 | | Financial Statements (Consolidated) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Play Communications S.A. | 4/7/2020 | | Annual | PLY | | L7635Y118 | 4 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Play Communications S.A. | 4/7/2020 | | Annual | PLY | | L7635Y118 | 5 | | Interim Dividend | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Play Communications S.A. | 4/7/2020 | | Annual | PLY | | L7635Y118 | 6 | | Ratification of Board Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Play Communications S.A. | 4/7/2020 | | Annual | PLY | | L7635Y118 | 7 | | Elect Vasileios Billis | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Play Communications S.A. | 4/7/2020 | | Annual | PLY | | L7635Y118 | 8 | | Elect Serdar Cetin | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Play Communications S.A. | 4/7/2020 | | Annual | PLY | | L7635Y118 | 9 | | Elect Ioannis Karagiannis | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Play Communications S.A. | 4/7/2020 | | Annual | PLY | | L7635Y118 | 10 | | Elect Andrzej Klesyk | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Play Communications S.A. | 4/7/2020 | | Annual | PLY | | L7635Y118 | 11 | | Elect Bruce McInroy | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Play Communications S.A. | 4/7/2020 | | Annual | PLY | | L7635Y118 | 12 | | Elect Andrzej Olechowski | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Play Communications S.A. | 4/7/2020 | | Annual | PLY | | L7635Y118 | 13 | | Elect Patrick Tillieux | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Play Communications S.A. | 4/7/2020 | | Annual | PLY | | L7635Y118 | 14 | | Remuneration Policy | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Play Communications S.A. | 4/7/2020 | | Annual | PLY | | L7635Y118 | 15 | | Remuneration Report | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Play Communications S.A. | 4/7/2020 | | Annual | PLY | | L7635Y118 | 16 | | Amendments to Articles | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Play Communications S.A. | 10/8/2019 | | Ordinary | PLY | | L7635Y118 | 1 | | Elect Dominik Gregorz Libicki | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Play Communications S.A. | 10/8/2019 | | Ordinary | PLY | | L7635Y118 | 2 | | Authorization of Legal Formalities | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Play Communications S.A. | 10/8/2019 | | Ordinary | PLY | | L7635Y118 | 3 | | Performance Incentive Plan V3 | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Play Communications S.A. | 10/8/2019 | | Ordinary | PLY | | L7635Y118 | 4 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polish Oil & Gas SA | 8/21/2019 | | Special | PGN | | X6582S105 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polish Oil & Gas SA | 8/21/2019 | | Special | PGN | | X6582S105 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polish Oil & Gas SA | 8/21/2019 | | Special | PGN | | X6582S105 | 3 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polish Oil & Gas SA | 8/21/2019 | | Special | PGN | | X6582S105 | 4 | | Election of Presiding Chair | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polish Oil & Gas SA | 8/21/2019 | | Special | PGN | | X6582S105 | 5 | | Compliance with Rules of Convocation | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polish Oil & Gas SA | 8/21/2019 | | Special | PGN | | X6582S105 | 6 | | Attendance List | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polish Oil & Gas SA | 8/21/2019 | | Special | PGN | | X6582S105 | 7 | | Agenda | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polish Oil & Gas SA | 8/21/2019 | | Special | PGN | | X6582S105 | 8 | | Authority to Participate in the Share Capital Increase of PGNiG Upstream Norway AS | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polish Oil & Gas SA | 8/21/2019 | | Special | PGN | | X6582S105 | 9 | | Shareholder Proposal Regarding Amendments to Articles | ShrHoldr | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polish Oil & Gas SA | 8/21/2019 | | Special | PGN | | X6582S105 | 10 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polish Oil & Gas SA | 8/21/2019 | | Special | PGN | | X6582S105 | 11 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polski Koncern Naftowy Orlen S.A. | 3/5/2020 | | Special | PKN | | X6922W204 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polski Koncern Naftowy Orlen S.A. | 3/5/2020 | | Special | PKN | | X6922W204 | 2 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polski Koncern Naftowy Orlen S.A. | 3/5/2020 | | Special | PKN | | X6922W204 | 3 | | Election of Presiding Chair | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polski Koncern Naftowy Orlen S.A. | 3/5/2020 | | Special | PKN | | X6922W204 | 4 | | Compliance with Rules of Convocation | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polski Koncern Naftowy Orlen S.A. | 3/5/2020 | | Special | PKN | | X6922W204 | 5 | | Agenda | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polski Koncern Naftowy Orlen S.A. | 3/5/2020 | | Special | PKN | | X6922W204 | 6 | | Election of Scrutiny Commission | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polski Koncern Naftowy Orlen S.A. | 3/5/2020 | | Special | PKN | | X6922W204 | 7 | | Supervisory Board Size | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polski Koncern Naftowy Orlen S.A. | 3/5/2020 | | Special | PKN | | X6922W204 | 8 | | Shareholder Proposal Regarding Changes to the Supervisory Board Composition | ShrHoldr | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polski Koncern Naftowy Orlen S.A. | 3/5/2020 | | Special | PKN | | X6922W204 | 9 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polski Koncern Naftowy Orlen S.A. | 6/5/2020 | | Annual | PKN | | X6922W204 | 1 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polski Koncern Naftowy Orlen S.A. | 6/5/2020 | | Annual | PKN | | X6922W204 | 2 | | Election of Presiding Chair | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polski Koncern Naftowy Orlen S.A. | 6/5/2020 | | Annual | PKN | | X6922W204 | 3 | | Compliance with Rules of Convocation | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polski Koncern Naftowy Orlen S.A. | 6/5/2020 | | Annual | PKN | | X6922W204 | 4 | | Agenda | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polski Koncern Naftowy Orlen S.A. | 6/5/2020 | | Annual | PKN | | X6922W204 | 5 | | Election of Scrutiny Commission | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polski Koncern Naftowy Orlen S.A. | 6/5/2020 | | Annual | PKN | | X6922W204 | 6 | | Presentation of Management Board Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polski Koncern Naftowy Orlen S.A. | 6/5/2020 | | Annual | PKN | | X6922W204 | 7 | | Presentation of Financial Statements and Allocation of Profit | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polski Koncern Naftowy Orlen S.A. | 6/5/2020 | | Annual | PKN | | X6922W204 | 8 | | Presentation of Financial Statements (Consolidated) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polski Koncern Naftowy Orlen S.A. | 6/5/2020 | | Annual | PKN | | X6922W204 | 9 | | Presentation of Supervisory Board Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polski Koncern Naftowy Orlen S.A. | 6/5/2020 | | Annual | PKN | | X6922W204 | 10 | | Presentation of Report on Selected Operational Expenses | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polski Koncern Naftowy Orlen S.A. | 6/5/2020 | | Annual | PKN | | X6922W204 | 11 | | Management Board Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polski Koncern Naftowy Orlen S.A. | 6/5/2020 | | Annual | PKN | | X6922W204 | 12 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polski Koncern Naftowy Orlen S.A. | 6/5/2020 | | Annual | PKN | | X6922W204 | 13 | | Financial Statements (Consolidated) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polski Koncern Naftowy Orlen S.A. | 6/5/2020 | | Annual | PKN | | X6922W204 | 14 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polski Koncern Naftowy Orlen S.A. | 6/5/2020 | | Annual | PKN | | X6922W204 | 15 | | Ratification of Management Board Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polski Koncern Naftowy Orlen S.A. | 6/5/2020 | | Annual | PKN | | X6922W204 | 16 | | Ratification of Supervisory Board Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polski Koncern Naftowy Orlen S.A. | 6/5/2020 | | Annual | PKN | | X6922W204 | 17 | | Remuneration Policy | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polski Koncern Naftowy Orlen S.A. | 6/5/2020 | | Annual | PKN | | X6922W204 | 18 | | Amendments to Articles/Uniform Text of Articles | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polski Koncern Naftowy Orlen S.A. | 6/5/2020 | | Annual | PKN | | X6922W204 | 19 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polymetal International Plc | 4/27/2020 | | Annual | POLY | | G7179S101 | 1 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polymetal International Plc | 4/27/2020 | | Annual | POLY | | G7179S101 | 2 | | Remuneration Report (Advisory) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polymetal International Plc | 4/27/2020 | | Annual | POLY | | G7179S101 | 3 | | Remuneration Policy (Binding) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polymetal International Plc | 4/27/2020 | | Annual | POLY | | G7179S101 | 4 | | Final Dividend | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polymetal International Plc | 4/27/2020 | | Annual | POLY | | G7179S101 | 5 | | Elect Italia Boninelli | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polymetal International Plc | 4/27/2020 | | Annual | POLY | | G7179S101 | 6 | | Elect Victor Flores | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polymetal International Plc | 4/27/2020 | | Annual | POLY | | G7179S101 | 7 | | Elect Andrea Abt | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polymetal International Plc | 4/27/2020 | | Annual | POLY | | G7179S101 | 8 | | Elect Ian D. Cockerill | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polymetal International Plc | 4/27/2020 | | Annual | POLY | | G7179S101 | 9 | | Elect Vitaly N. Nesis | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polymetal International Plc | 4/27/2020 | | Annual | POLY | | G7179S101 | 10 | | Elect Konstantin Yanakov | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polymetal International Plc | 4/27/2020 | | Annual | POLY | | G7179S101 | 11 | | Elect Tracey Kerr | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polymetal International Plc | 4/27/2020 | | Annual | POLY | | G7179S101 | 12 | | Elect Giacomo Baizini | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polymetal International Plc | 4/27/2020 | | Annual | POLY | | G7179S101 | 13 | | Elect Manuel Lino S. De Sousa-Oliveira | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polymetal International Plc | 4/27/2020 | | Annual | POLY | | G7179S101 | 14 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polymetal International Plc | 4/27/2020 | | Annual | POLY | | G7179S101 | 15 | | Authority to Set Auditor's Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polymetal International Plc | 4/27/2020 | | Annual | POLY | | G7179S101 | 16 | | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polymetal International Plc | 4/27/2020 | | Annual | POLY | | G7179S101 | 17 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polymetal International Plc | 4/27/2020 | | Annual | POLY | | G7179S101 | 18 | | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Polymetal International Plc | 4/27/2020 | | Annual | POLY | | G7179S101 | 19 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechna Kasa Oszczednosci Bank Polski SA | 9/17/2019 | | Special | PKO | | X6919X108 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechna Kasa Oszczednosci Bank Polski SA | 9/17/2019 | | Special | PKO | | X6919X108 | 2 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechna Kasa Oszczednosci Bank Polski SA | 9/17/2019 | | Special | PKO | | X6919X108 | 3 | | Election of Presiding Chair | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechna Kasa Oszczednosci Bank Polski SA | 9/17/2019 | | Special | PKO | | X6919X108 | 4 | | Compliance with Rules of Convocation | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechna Kasa Oszczednosci Bank Polski SA | 9/17/2019 | | Special | PKO | | X6919X108 | 5 | | Agenda | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechna Kasa Oszczednosci Bank Polski SA | 9/17/2019 | | Special | PKO | | X6919X108 | 6 | | Shareholder Proposal Regarding Amendments to Articles | ShrHoldr | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechna Kasa Oszczednosci Bank Polski SA | 9/17/2019 | | Special | PKO | | X6919X108 | 7 | | Shareholder Proposal Regarding Amendment to Management Remuneration Policy | ShrHoldr | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechna Kasa Oszczednosci Bank Polski SA | 9/17/2019 | | Special | PKO | | X6919X108 | 8 | | Shareholder Proposal Regarding Amendment to Supervisory Board Remuneration Policy | ShrHoldr | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechna Kasa Oszczednosci Bank Polski SA | 9/17/2019 | | Special | PKO | | X6919X108 | 9 | | Shareholder Proposal Regarding Amendments to Supervisory Board Regulations | ShrHoldr | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechna Kasa Oszczednosci Bank Polski SA | 9/17/2019 | | Special | PKO | | X6919X108 | 10 | | Shareholder Proposal Regarding Changes to the Supervisory Board Composition | ShrHoldr | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechna Kasa Oszczednosci Bank Polski SA | 9/17/2019 | | Special | PKO | | X6919X108 | 11 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 1 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 2 | | Election of Presiding Chair | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 3 | | Compliance with Rules of Convocation | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 4 | | Agenda | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 5 | | Presentation of Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 6 | | Presentation of Financial Statements (Consolidated) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 7 | | Presentation of Management Board Report and Report on Non-Financial Information | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 8 | | Presentation of Supervisory Board Reports | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 9 | | Presentation of Supervisory Board Report on its Activities | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 10 | | Presentation of Management Board Report on Expenditures | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 11 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 12 | | Financial Statements (Consolidated) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 13 | | Management Board Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 14 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 15 | | Ratify Aleksandra Agatowska | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 16 | | Ratify Adam Brzozowski | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 17 | | Ratify Roger Hodgkiss | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 18 | | Ratify Marcin Eckert | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 19 | | Ratify Elzbieta Hauser-Schoneich | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 20 | | Ratify Tomasz Kulik | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 21 | | Ratify Maciej Rapkiewicz | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 22 | | Ratify Malgoorzata Sadurska | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 23 | | Ratify Pawel Surowka | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 24 | | Ratify Marcin Chludzinski | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 25 | | Ratify Pawel Gorecki | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 26 | | Ratify Agata Gornicka | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 27 | | Ratify Robert Jastzebski | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 28 | | Ratify Tomasz Kuczur | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 29 | | Ratify Katarzyna Lewandowska | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 30 | | Ratify Maciej Lopinski | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 31 | | Ratify Elibieta Maczynska-Ziemacka | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 32 | | Ratify Alojzy Nowak | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 33 | | Ratify Krzystof Opolski | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 34 | | Ratify Robert Snitko | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 35 | | Ratify Maciej Zaborowski | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 36 | | Removal of Supervisory Board Member | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 37 | | Appointment of Supervisory Board Member | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 38 | | Amendments to Articles (General Meeting and Supervisory Board Role) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 39 | | Amendments to Articles (Calculation of Value of Service Agreements) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 40 | | Amendments to Articles (Management Board Reports) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 41 | | Amendments to Article (Requirements of Act on Public Offerings and Conditions for Offering Financial Instruments in an Orginized Trading System and on Public Companies) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 42 | | Amendments to Articles (Corporate Purpose) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 43 | | Amendments to Articles (Commercial Company Code) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 44 | | Remuneration Policy | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 45 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 46 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 47 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 5/26/2020 | | Annual | PZU | | X6919T107 | 48 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 9/6/2019 | | Special | PZU | | X6919T107 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 9/6/2019 | | Special | PZU | | X6919T107 | 2 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 9/6/2019 | | Special | PZU | | X6919T107 | 3 | | Election of Presiding Chair | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 9/6/2019 | | Special | PZU | | X6919T107 | 4 | | Compliance with Rules of Convocation | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 9/6/2019 | | Special | PZU | | X6919T107 | 5 | | Agenda | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 9/6/2019 | | Special | PZU | | X6919T107 | 6 | | Amendments to Articles (Supervisory Board and General Meeting Authority) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 9/6/2019 | | Special | PZU | | X6919T107 | 7 | | Amendments to Articles (Management Reports) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 9/6/2019 | | Special | PZU | | X6919T107 | 8 | | Amendments to Articles (Management Remuneration) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 9/6/2019 | | Special | PZU | | X6919T107 | 9 | | Amendments to Articles (Disposal of Assets) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 9/6/2019 | | Special | PZU | | X6919T107 | 10 | | Amendments to Articles (Management Board Size) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Powszechny Zaklad Ubezpieczen SA | 9/6/2019 | | Special | PZU | | X6919T107 | 11 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 4/24/2020 | | Annual | NLMK | | B0RTNX3 | 1 | | Annual Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 4/24/2020 | | Annual | NLMK | | B0RTNX3 | 2 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 4/24/2020 | | Annual | NLMK | | B0RTNX3 | 3 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 4/24/2020 | | Annual | NLMK | | B0RTNX3 | 4 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 4/24/2020 | | Annual | NLMK | | B0RTNX3 | 5 | | Elect Oleg Bagrin | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 4/24/2020 | | Annual | NLMK | | B0RTNX3 | 6 | | Elect Thomas Veraszto | Mgmt | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 4/24/2020 | | Annual | NLMK | | B0RTNX3 | 7 | | Elect Nikolai Gagarin | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 4/24/2020 | | Annual | NLMK | | B0RTNX3 | 8 | | Elect Sergey Kravchenko | Mgmt | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 4/24/2020 | | Annual | NLMK | | B0RTNX3 | 9 | | Elect Joachim Limberg | Mgmt | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 4/24/2020 | | Annual | NLMK | | B0RTNX3 | 10 | | Elect Vladimir Lisin | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 4/24/2020 | | Annual | NLMK | | B0RTNX3 | 11 | | Elect Marjan Oudeman | Mgmt | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 4/24/2020 | | Annual | NLMK | | B0RTNX3 | 12 | | Elect Karen Sarkisov | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 4/24/2020 | | Annual | NLMK | | B0RTNX3 | 13 | | Elect Stanislav Shekshnya | Mgmt | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 4/24/2020 | | Annual | NLMK | | B0RTNX3 | 14 | | Elect Benedict Sciortino | Mgmt | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 4/24/2020 | | Annual | NLMK | | B0RTNX3 | 15 | | Appointment of CEO and Management Board Chair | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 4/24/2020 | | Annual | NLMK | | B0RTNX3 | 16 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 4/24/2020 | | Annual | NLMK | | B0RTNX3 | 17 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 4/24/2020 | | Annual | NLMK | | B0RTNX3 | 18 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 4/24/2020 | | Annual | NLMK | | B0RTNX3 | 19 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 5/29/2020 | | Special | NLMK | | B0RTNX3 | 1 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 5/29/2020 | | Special | NLMK | | B0RTNX3 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 6/30/2020 | | Special | NLMK | | B0RTNX3 | 1 | | Interim Dividend (1Q2020) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 6/30/2020 | | Special | NLMK | | B0RTNX3 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 9/27/2019 | | Special | NLMK | | B0RTNX3 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 9/27/2019 | | Special | NLMK | | B0RTNX3 | 2 | | Interim Dividend (1H2019) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 12/20/2019 | | Special | NLMK | | B0RTNX3 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 12/20/2019 | | Special | NLMK | | B0RTNX3 | 2 | | Interim Dividend (3Q2019) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 12/20/2019 | | Special | NLMK | | B0RTNX3 | 3 | | Amendments to General Meeting Regulations | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 12/20/2019 | | Special | NLMK | | B0RTNX3 | 4 | | Amendments to Board of Directors Regulations | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Power Corporation S.A. | 8/22/2019 | | Special | PPC | | X7023M103 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Power Corporation S.A. | 8/22/2019 | | Special | PPC | | X7023M103 | 2 | | Appointment of CEO | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Power Corporation S.A. | 8/22/2019 | | Special | PPC | | X7023M103 | 3 | | Election of Directors | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Power Corporation S.A. | 8/22/2019 | | Special | PPC | | X7023M103 | 4 | | Election of Audit Committee Members | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Power Corporation S.A. | 8/22/2019 | | Special | PPC | | X7023M103 | 5 | | Announcements; Transaction of Other Business | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Power Corporation S.A. | 12/23/2019 | | Special | PPC | | X7023M103 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Power Corporation S.A. | 12/23/2019 | | Special | PPC | | X7023M103 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Power Corporation S.A. | 12/23/2019 | | Special | PPC | | X7023M103 | 3 | | Amendments to Articles | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Power Corporation S.A. | 12/23/2019 | | Special | PPC | | X7023M103 | 4 | | Election of Audit Committee Members | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Power Corporation S.A. | 12/23/2019 | | Special | PPC | | X7023M103 | 5 | | Directors' Fees | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Power Corporation S.A. | 12/23/2019 | | Special | PPC | | X7023M103 | 6 | | Remuneration Policy | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Power Corporation S.A. | 12/23/2019 | | Special | PPC | | X7023M103 | 7 | | Announcement of Board Appointment | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Power Corporation S.A. | 12/23/2019 | | Special | PPC | | X7023M103 | 8 | | Transaction of Other Business; Announcements | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Public Power Corporation S.A. | 12/23/2019 | | Special | PPC | | X7023M103 | 9 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 1/15/2020 | | Special | SNG | | X8T90R107 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 1/15/2020 | | Special | SNG | | X8T90R107 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 1/15/2020 | | Special | SNG | | X8T90R107 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 1/15/2020 | | Special | SNG | | X8T90R107 | 4 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 1/15/2020 | | Special | SNG | | X8T90R107 | 5 | | Shareholder Proposal Regarding Authority to Increase Share Capital of Subsidiary through Contribution in Kind | ShrHoldr | N/A | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 1/15/2020 | | Special | SNG | | X8T90R107 | 6 | | Shareholder Proposal Regarding Authority to Issue Shares of Subsidiary | ShrHoldr | N/A | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 1/15/2020 | | Special | SNG | | X8T90R107 | 7 | | Shareholder Proposal Regarding Authorization of Legal Formalities (Share Capital Increase) | ShrHoldr | N/A | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 1/15/2020 | | Special | SNG | | X8T90R107 | 8 | | Change of Main Scope of Activity of Subsidiary | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 1/15/2020 | | Special | SNG | | X8T90R107 | 9 | | Amendments to Articles of Subsidiary | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 1/15/2020 | | Special | SNG | | X8T90R107 | 10 | | Uniform Text of Articles of Subsidiary | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 1/15/2020 | | Special | SNG | | X8T90R107 | 11 | | Authorization of Legal Formalities | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 1/15/2020 | | Special | SNG | | X8T90R107 | 12 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 1/15/2020 | | Ordinary | SNG | | X8T90R107 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 1/15/2020 | | Ordinary | SNG | | X8T90R107 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 1/15/2020 | | Ordinary | SNG | | X8T90R107 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 1/15/2020 | | Ordinary | SNG | | X8T90R107 | 4 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 1/15/2020 | | Ordinary | SNG | | X8T90R107 | 5 | | Renew Credit Facility | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 1/15/2020 | | Ordinary | SNG | | X8T90R107 | 6 | | Reduce Credit Facility Cap | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 1/15/2020 | | Ordinary | SNG | | X8T90R107 | 7 | | Authorization of Legal Formalities (Signing of Credit Contract) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 1/15/2020 | | Ordinary | SNG | | X8T90R107 | 8 | | Authorization of Legal Formalities (Sign the Requests for Issuance and Modification of Letters of Bank Guarantees) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 1/15/2020 | | Ordinary | SNG | | X8T90R107 | 9 | | Authorization of Legal Formalities | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 3/11/2020 | | Special | SNG | | X8T90R107 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 3/11/2020 | | Special | SNG | | X8T90R107 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 3/11/2020 | | Special | SNG | | X8T90R107 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 3/11/2020 | | Special | SNG | | X8T90R107 | 4 | | Procurement of Legal Consultancy, Assistance and/or Representation Services | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 3/11/2020 | | Special | SNG | | X8T90R107 | 5 | | Authorization of Legal Formalities | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 3/11/2020 | | Special | SNG | | X8T90R107 | 6 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 3/30/2020 | | Special | SNG | | X8T90R107 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 3/30/2020 | | Special | SNG | | X8T90R107 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 3/30/2020 | | Special | SNG | | X8T90R107 | 3 | | Approval of Extension of Fixed Assets Rental Agreement | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 3/30/2020 | | Special | SNG | | X8T90R107 | 4 | | Authorization of Legal Formalities | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 3/30/2020 | | Special | SNG | | X8T90R107 | 5 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 3/30/2020 | | Special | SNG | | X8T90R107 | 6 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 4/13/2020 | | Ordinary | SNG | | X8T90R107 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 4/13/2020 | | Ordinary | SNG | | X8T90R107 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 4/13/2020 | | Ordinary | SNG | | X8T90R107 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 4/13/2020 | | Ordinary | SNG | | X8T90R107 | 4 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 4/13/2020 | | Ordinary | SNG | | X8T90R107 | 5 | | Shareholder Proposal Regarding Election of Interim Directors | ShrHoldr | N/A | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 4/13/2020 | | Ordinary | SNG | | X8T90R107 | 6 | | Shareholder Proposal Regarding Approval of Addendum to Interim Directors' Agreements | ShrHoldr | N/A | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 4/13/2020 | | Ordinary | SNG | | X8T90R107 | 7 | | Shareholder Proposal Regarding Authorization of Legal Formalities | ShrHoldr | N/A | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 4/13/2020 | | Ordinary | SNG | | X8T90R107 | 8 | | Approval of 2020 Standalone Income and Expenditure Budget | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 4/13/2020 | | Ordinary | SNG | | X8T90R107 | 9 | | Presentation of Consolidated Income and Expenditure Budget for 2020 | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 4/13/2020 | | Ordinary | SNG | | X8T90R107 | 10 | | Authorization of Legal Formalities | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 4/22/2020 | | Ordinary | SNG | | X8T90R107 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 4/22/2020 | | Ordinary | SNG | | X8T90R107 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 4/22/2020 | | Ordinary | SNG | | X8T90R107 | 3 | | Directors' Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 4/22/2020 | | Ordinary | SNG | | X8T90R107 | 4 | | Auditor's Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 4/22/2020 | | Ordinary | SNG | | X8T90R107 | 5 | | Auditor's Report (Consolidated) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 4/22/2020 | | Ordinary | SNG | | X8T90R107 | 6 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 4/22/2020 | | Ordinary | SNG | | X8T90R107 | 7 | | Financial Statements (Consolidated) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 4/22/2020 | | Ordinary | SNG | | X8T90R107 | 8 | | Allocation of Profits | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 4/22/2020 | | Ordinary | SNG | | X8T90R107 | 9 | | 2019 Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 4/22/2020 | | Ordinary | SNG | | X8T90R107 | 10 | | Allocation of Retained Earnings | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 4/22/2020 | | Ordinary | SNG | | X8T90R107 | 11 | | Retained Earnings Dividend | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 4/22/2020 | | Ordinary | SNG | | X8T90R107 | 12 | | Total Dividend | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 4/22/2020 | | Ordinary | SNG | | X8T90R107 | 13 | | Approval of Payment Day | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 4/22/2020 | | Ordinary | SNG | | X8T90R107 | 14 | | Employees' Participation in Profit | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 4/22/2020 | | Ordinary | SNG | | X8T90R107 | 15 | | Remuneration Report | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 4/22/2020 | | Ordinary | SNG | | X8T90R107 | 16 | | Ratification of Board Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 4/22/2020 | | Ordinary | SNG | | X8T90R107 | 17 | | Limit of Annual Insurance Premium | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 4/22/2020 | | Ordinary | SNG | | X8T90R107 | 18 | | Approval of Registration Date | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 4/22/2020 | | Ordinary | SNG | | X8T90R107 | 19 | | Approval of Ex-Date | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 4/22/2020 | | Ordinary | SNG | | X8T90R107 | 20 | | Authorization of Legal Formalities | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 4/22/2020 | | Ordinary | SNG | | X8T90R107 | 21 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 4/22/2020 | | Ordinary | SNG | | X8T90R107 | 22 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 6/15/2020 | | Ordinary | SNG | | X8T90R107 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 6/15/2020 | | Ordinary | SNG | | X8T90R107 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 6/15/2020 | | Ordinary | SNG | | X8T90R107 | 3 | | Approval of Development/Investment Strategy for 2020-2025 | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 6/15/2020 | | Ordinary | SNG | | X8T90R107 | 4 | | Amendments to Credit Facility Agreement | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 6/15/2020 | | Ordinary | SNG | | X8T90R107 | 5 | | Authorization of Legal Formalities | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 6/15/2020 | | Ordinary | SNG | | X8T90R107 | 6 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 6/15/2020 | | Ordinary | SNG | | X8T90R107 | 7 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 6/25/2020 | | Ordinary | SNG | | X8T90R107 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 6/25/2020 | | Ordinary | SNG | | X8T90R107 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 6/25/2020 | | Ordinary | SNG | | X8T90R107 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 6/25/2020 | | Ordinary | SNG | | X8T90R107 | 4 | | Election of Interim Directors | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 6/25/2020 | | Ordinary | SNG | | X8T90R107 | 5 | | Interim Board Term Length | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 6/25/2020 | | Ordinary | SNG | | X8T90R107 | 6 | | Interim Directors' Fees | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 6/25/2020 | | Ordinary | SNG | | X8T90R107 | 7 | | Interim Directors' Employment Agreements | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 6/25/2020 | | Ordinary | SNG | | X8T90R107 | 8 | | Authorization of Legal Formalities (Directors' Agreements) | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 6/25/2020 | | Ordinary | SNG | | X8T90R107 | 9 | | Authorization of Legal Formalities | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 6/25/2020 | | Ordinary | SNG | | X8T90R107 | 10 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 9/25/2019 | | Ordinary | SNG | | X8T90R107 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 9/25/2019 | | Ordinary | SNG | | X8T90R107 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 9/25/2019 | | Ordinary | SNG | | X8T90R107 | 3 | | Presentation of Half Year Report on Group Activity | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 9/25/2019 | | Ordinary | SNG | | X8T90R107 | 4 | | Acquisition of Shares in Gastrade S.A. | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 9/25/2019 | | Ordinary | SNG | | X8T90R107 | 5 | | Procurement of Legal Consultancy, Counsel and/or Representation Services | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 9/25/2019 | | Ordinary | SNG | | X8T90R107 | 6 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 9/25/2019 | | Ordinary | SNG | | X8T90R107 | 7 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 10/26/2019 | | Ordinary | SNG | | X8T90R107 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 10/26/2019 | | Ordinary | SNG | | X8T90R107 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 10/26/2019 | | Ordinary | SNG | | X8T90R107 | 3 | | Election of Interim Directors | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 10/26/2019 | | Ordinary | SNG | | X8T90R107 | 4 | | Approval of Addenda to Interim Director Agreements | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 10/26/2019 | | Ordinary | SNG | | X8T90R107 | 5 | | Authorization of Legal Formalities (Signing of Director Agreements) | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 10/26/2019 | | Ordinary | SNG | | X8T90R107 | 6 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 10/26/2019 | | Ordinary | SNG | | X8T90R107 | 7 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 11/5/2019 | | Ordinary | SNG | | X8T90R107 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 11/5/2019 | | Ordinary | SNG | | X8T90R107 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 11/5/2019 | | Ordinary | SNG | | X8T90R107 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 11/5/2019 | | Ordinary | SNG | | X8T90R107 | 4 | | Approval of Gas Sale and Purchase Agreement | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 11/5/2019 | | Ordinary | SNG | | X8T90R107 | 5 | | Authorization of Legal Formalities | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 11/5/2019 | | Ordinary | SNG | | X8T90R107 | 6 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 12/11/2019 | | Special | SNG | | X8T90R107 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 12/11/2019 | | Special | SNG | | X8T90R107 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 12/11/2019 | | Special | SNG | | X8T90R107 | 3 | | Joint Venture | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 12/11/2019 | | Special | SNG | | X8T90R107 | 4 | | Procurement of Legal Consultancy, Counsel and/or Representation Services | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 12/11/2019 | | Special | SNG | | X8T90R107 | 5 | | Authorization of Legal Formalities | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 12/11/2019 | | Special | SNG | | X8T90R107 | 6 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 12/23/2019 | | Ordinary | SNG | | X8T90R107 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 12/23/2019 | | Ordinary | SNG | | X8T90R107 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 12/23/2019 | | Ordinary | SNG | | X8T90R107 | 3 | | Shareholder Proposal Regarding Removal of Interim Directors | ShrHoldr | N/A | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 12/23/2019 | | Ordinary | SNG | | X8T90R107 | 4 | | Shareholder Proposal Regarding Election of Interim Directors | ShrHoldr | N/A | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 12/23/2019 | | Ordinary | SNG | | X8T90R107 | 5 | | Shareholder Proposal Regarding Interim Directors' Term Length | ShrHoldr | N/A | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 12/23/2019 | | Ordinary | SNG | | X8T90R107 | 6 | | Shareholder Proposal Regarding Interim Directors' Fees | ShrHoldr | N/A | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 12/23/2019 | | Ordinary | SNG | | X8T90R107 | 7 | | Shareholder Proposal Regarding Approval of Interim Director's Agreement | ShrHoldr | N/A | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 12/23/2019 | | Ordinary | SNG | | X8T90R107 | 8 | | Shareholder Proposal Regarding Authorization of Legal Formalities | ShrHoldr | N/A | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Romgaz S.A. | 12/23/2019 | | Ordinary | SNG | | X8T90R107 | 9 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Rosneft Oil Co. | 6/2/2020 | | Annual | ROSN | | 67812M207 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Rosneft Oil Co. | 6/2/2020 | | Annual | ROSN | | 67812M207 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Rosneft Oil Co. | 6/2/2020 | | Annual | ROSN | | 67812M207 | 3 | | Annual Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Rosneft Oil Co. | 6/2/2020 | | Annual | ROSN | | 67812M207 | 4 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Rosneft Oil Co. | 6/2/2020 | | Annual | ROSN | | 67812M207 | 5 | | Allocation of Profits | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Rosneft Oil Co. | 6/2/2020 | | Annual | ROSN | | 67812M207 | 6 | | Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Rosneft Oil Co. | 6/2/2020 | | Annual | ROSN | | 67812M207 | 7 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Rosneft Oil Co. | 6/2/2020 | | Annual | ROSN | | 67812M207 | 8 | | Audit Commission Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Rosneft Oil Co. | 6/2/2020 | | Annual | ROSN | | 67812M207 | 9 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Rosneft Oil Co. | 6/2/2020 | | Annual | ROSN | | 67812M207 | 10 | | Elect Olga Andrianova | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Rosneft Oil Co. | 6/2/2020 | | Annual | ROSN | | 67812M207 | 11 | | Elect Tatyana Zobkova | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Rosneft Oil Co. | 6/2/2020 | | Annual | ROSN | | 67812M207 | 12 | | Elect Sergey Poma | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Rosneft Oil Co. | 6/2/2020 | | Annual | ROSN | | 67812M207 | 13 | | Elect Zakhar Sabantsev | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Rosneft Oil Co. | 6/2/2020 | | Annual | ROSN | | 67812M207 | 14 | | Elect Pavel Shumov | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Rosneft Oil Co. | 6/2/2020 | | Annual | ROSN | | 67812M207 | 15 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Rosneft Oil Co. | 9/30/2019 | | Special | ROSN | | 67812M207 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Rosneft Oil Co. | 9/30/2019 | | Special | ROSN | | 67812M207 | 2 | | Interim Dividend (1H2019) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 1/30/2020 | | Ordinary | SNN | | X8T90Q109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 1/30/2020 | | Ordinary | SNN | | X8T90Q109 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 1/30/2020 | | Ordinary | SNN | | X8T90Q109 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 1/30/2020 | | Ordinary | SNN | | X8T90Q109 | 4 | | Designation of Secretary | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 1/30/2020 | | Ordinary | SNN | | X8T90Q109 | 5 | | Initiation of the Director Selection Procedure | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 1/30/2020 | | Ordinary | SNN | | X8T90Q109 | 6 | | Board of Directors' Opening of the Director Selection Procedure | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 1/30/2020 | | Ordinary | SNN | | X8T90Q109 | 7 | | Elect Teodor Minodor Chirica | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 1/30/2020 | | Ordinary | SNN | | X8T90Q109 | 8 | | Approval of Mandate Contract | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 1/30/2020 | | Ordinary | SNN | | X8T90Q109 | 9 | | Interim Director's Fees | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 1/30/2020 | | Ordinary | SNN | | X8T90Q109 | 10 | | Authorization of Legal Formalities | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 1/30/2020 | | Ordinary | SNN | | X8T90Q109 | 11 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 1/30/2020 | | Special | SNN | | X8T90Q109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 1/30/2020 | | Special | SNN | | X8T90Q109 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 1/30/2020 | | Special | SNN | | X8T90Q109 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 1/30/2020 | | Special | SNN | | X8T90Q109 | 4 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 1/30/2020 | | Special | SNN | | X8T90Q109 | 5 | | Designation of Secretary | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 1/30/2020 | | Special | SNN | | X8T90Q109 | 6 | | Amendments to Corporate Purpose | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 1/30/2020 | | Special | SNN | | X8T90Q109 | 7 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 1/30/2020 | | Special | SNN | | X8T90Q109 | 8 | | Authorization of Legal Formalities | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 3/5/2020 | | Ordinary | SNN | | X8T90Q109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 3/5/2020 | | Ordinary | SNN | | X8T90Q109 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 3/5/2020 | | Ordinary | SNN | | X8T90Q109 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 3/5/2020 | | Ordinary | SNN | | X8T90Q109 | 4 | | Designation of Secretary | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 3/5/2020 | | Ordinary | SNN | | X8T90Q109 | 5 | | 2020 Revenue and Expenses Budget | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 3/5/2020 | | Ordinary | SNN | | X8T90Q109 | 6 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 3/5/2020 | | Ordinary | SNN | | X8T90Q109 | 7 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 3/5/2020 | | Ordinary | SNN | | X8T90Q109 | 8 | | Authorization of Legal Formalities | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 3/5/2020 | | Ordinary | SNN | | X8T90Q109 | 9 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 7/29/2019 | | Ordinary | SNN | | X8T90Q109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 7/29/2019 | | Ordinary | SNN | | X8T90Q109 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 7/29/2019 | | Ordinary | SNN | | X8T90Q109 | 3 | | Designation of Secretary | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 7/29/2019 | | Ordinary | SNN | | X8T90Q109 | 4 | | 1Q2019 Directors' Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 7/29/2019 | | Ordinary | SNN | | X8T90Q109 | 5 | | Limits on Executive Directors' Remuneration | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 7/29/2019 | | Ordinary | SNN | | X8T90Q109 | 6 | | Shareholder Proposal Regarding Limits on Executive Directors' Remuneration | ShrHoldr | N/A | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 7/29/2019 | | Ordinary | SNN | | X8T90Q109 | 7 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 7/29/2019 | | Ordinary | SNN | | X8T90Q109 | 8 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 7/29/2019 | | Ordinary | SNN | | X8T90Q109 | 9 | | Authorization of Legal Formalities | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 7/29/2019 | | Ordinary | SNN | | X8T90Q109 | 10 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 7/29/2019 | | Ordinary | SNN | | X8T90Q109 | 11 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 7/29/2019 | | Special | SNN | | X8T90Q109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 7/29/2019 | | Special | SNN | | X8T90Q109 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 7/29/2019 | | Special | SNN | | X8T90Q109 | 3 | | Designation of Secretary | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 7/29/2019 | | Special | SNN | | X8T90Q109 | 4 | | Amendments to Investors Agreement | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 7/29/2019 | | Special | SNN | | X8T90Q109 | 5 | | Authorization of Legal Formalities | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 7/29/2019 | | Special | SNN | | X8T90Q109 | 6 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 7/29/2019 | | Special | SNN | | X8T90Q109 | 7 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 10/24/2019 | | Ordinary | SNN | | X8T90Q109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 10/24/2019 | | Ordinary | SNN | | X8T90Q109 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 10/24/2019 | | Ordinary | SNN | | X8T90Q109 | 3 | | Designation of Secretary | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 10/24/2019 | | Ordinary | SNN | | X8T90Q109 | 4 | | 1H2019 Directors' Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 10/24/2019 | | Ordinary | SNN | | X8T90Q109 | 5 | | Approval of Long-Term Strategy for Dry Fuel Storage | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 10/24/2019 | | Ordinary | SNN | | X8T90Q109 | 6 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 10/24/2019 | | Ordinary | SNN | | X8T90Q109 | 7 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 10/24/2019 | | Ordinary | SNN | | X8T90Q109 | 8 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 10/24/2019 | | Ordinary | SNN | | X8T90Q109 | 9 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 10/24/2019 | | Ordinary | SNN | | X8T90Q109 | 10 | | Authorization of Legal Formalities | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 10/24/2019 | | Ordinary | SNN | | X8T90Q109 | 11 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 10/24/2019 | | Ordinary | SNN | | X8T90Q109 | 12 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 12/19/2019 | | Ordinary | SNN | | X8T90Q109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 12/19/2019 | | Ordinary | SNN | | X8T90Q109 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 12/19/2019 | | Ordinary | SNN | | X8T90Q109 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 12/19/2019 | | Ordinary | SNN | | X8T90Q109 | 4 | | Shareholder Proposal Regarding Designation of Secretary | ShrHoldr | N/A | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 12/19/2019 | | Ordinary | SNN | | X8T90Q109 | 5 | | Shareholder Proposal Regarding Distribution of Additional Dividends | ShrHoldr | Against | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 12/19/2019 | | Ordinary | SNN | | X8T90Q109 | 6 | | Shareholder Proposal Regarding Registration Date | ShrHoldr | Against | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 12/19/2019 | | Ordinary | SNN | | X8T90Q109 | 7 | | Shareholder Proposal Regarding Ex-Date | ShrHoldr | Against | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 12/19/2019 | | Ordinary | SNN | | X8T90Q109 | 8 | | Shareholder Proposal Regarding Payment Date | ShrHoldr | Against | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 12/19/2019 | | Ordinary | SNN | | X8T90Q109 | 9 | | Shareholder Proposal Regarding Authorisation of Legal Formalities | ShrHoldr | N/A | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 12/19/2019 | | Ordinary | SNN | | X8T90Q109 | 10 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 12/19/2019 | | Special | SNN | | X8T90Q109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 12/19/2019 | | Special | SNN | | X8T90Q109 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 12/19/2019 | | Special | SNN | | X8T90Q109 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 12/19/2019 | | Special | SNN | | X8T90Q109 | 4 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 12/19/2019 | | Special | SNN | | X8T90Q109 | 5 | | Designation of Secretary | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 12/19/2019 | | Special | SNN | | X8T90Q109 | 6 | | Authority to Increase Share Capital through Contribution in Kind | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 12/19/2019 | | Special | SNN | | X8T90Q109 | 7 | | Approval of Registration Date | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 12/19/2019 | | Special | SNN | | X8T90Q109 | 8 | | Approval of Ex-Date | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| S.N. Nuclearelectrica S.A. | 12/19/2019 | | Special | SNN | | X8T90Q109 | 9 | | Authorization of Legal Formalities | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Santander Bank Polska S. A. | 9/23/2019 | | Special | SPL | | X0646L107 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Santander Bank Polska S. A. | 9/23/2019 | | Special | SPL | | X0646L107 | 2 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Santander Bank Polska S. A. | 9/23/2019 | | Special | SPL | | X0646L107 | 3 | | Election of Presiding Chair | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Santander Bank Polska S. A. | 9/23/2019 | | Special | SPL | | X0646L107 | 4 | | Compliance with Rules of Convocation | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Santander Bank Polska S. A. | 9/23/2019 | | Special | SPL | | X0646L107 | 5 | | Agenda | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Santander Bank Polska S. A. | 9/23/2019 | | Special | SPL | | X0646L107 | 6 | | Presentation of Division Plan of Santander Securities S.A. | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Santander Bank Polska S. A. | 9/23/2019 | | Special | SPL | | X0646L107 | 7 | | Spin-off | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Santander Bank Polska S. A. | 9/23/2019 | | Special | SPL | | X0646L107 | 8 | | Election of Supervisory Board Member | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Santander Bank Polska S. A. | 9/23/2019 | | Special | SPL | | X0646L107 | 9 | | Sale of an Organised Part of the Company | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Santander Bank Polska S. A. | 9/23/2019 | | Special | SPL | | X0646L107 | 10 | | Presentation of Amendments to Supervisory Board Members Suitability Assessment Policy | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Santander Bank Polska S. A. | 9/23/2019 | | Special | SPL | | X0646L107 | 11 | | Amendments to Articles | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Santander Bank Polska S. A. | 9/23/2019 | | Special | SPL | | X0646L107 | 12 | | Supervisory Board Fees | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Santander Bank Polska S. A. | 9/23/2019 | | Special | SPL | | X0646L107 | 13 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Sistema PJSFC | 6/27/2020 | | Annual | AFKS | | 48122U204 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Sistema PJSFC | 6/27/2020 | | Annual | AFKS | | 48122U204 | 2 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Sistema PJSFC | 6/27/2020 | | Annual | AFKS | | 48122U204 | 3 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Sistema PJSFC | 6/27/2020 | | Annual | AFKS | | 48122U204 | 4 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Sistema PJSFC | 6/27/2020 | | Annual | AFKS | | 48122U204 | 5 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Sistema PJSFC | 6/27/2020 | | Annual | AFKS | | 48122U204 | 6 | | Elect Anna G. Belova | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Sistema PJSFC | 6/27/2020 | | Annual | AFKS | | 48122U204 | 7 | | Elect Andrey A. Dubovskov | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Sistema PJSFC | 6/27/2020 | | Annual | AFKS | | 48122U204 | 8 | | Elect Vladimir P. Evtushenkov | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Sistema PJSFC | 6/27/2020 | | Annual | AFKS | | 48122U204 | 9 | | Elect Felix V. Evtushenkov | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Sistema PJSFC | 6/27/2020 | | Annual | AFKS | | 48122U204 | 10 | | Elect Ron Sommer | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Sistema PJSFC | 6/27/2020 | | Annual | AFKS | | 48122U204 | 11 | | Elect Robert S. Kocharyan | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Sistema PJSFC | 6/27/2020 | | Annual | AFKS | | 48122U204 | 12 | | Elect Roger Munnings | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Sistema PJSFC | 6/27/2020 | | Annual | AFKS | | 48122U204 | 13 | | Elect Vladimir S. Chirakhov | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Sistema PJSFC | 6/27/2020 | | Annual | AFKS | | 48122U204 | 14 | | Elect Anatoly B. Chubais | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Sistema PJSFC | 6/27/2020 | | Annual | AFKS | | 48122U204 | 15 | | Elect Mikhail V. Shamolin | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Sistema PJSFC | 6/27/2020 | | Annual | AFKS | | 48122U204 | 16 | | Elect Etienne Schneider | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Sistema PJSFC | 6/27/2020 | | Annual | AFKS | | 48122U204 | 17 | | Elect David Iakobachvili | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Sistema PJSFC | 6/27/2020 | | Annual | AFKS | | 48122U204 | 18 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Sistema PJSFC | 6/27/2020 | | Annual | AFKS | | 48122U204 | 19 | | Elect Anna G. Belova | Mgmt | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Sistema PJSFC | 6/27/2020 | | Annual | AFKS | | 48122U204 | 20 | | Elect Andrey A. Dubovskov | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Sistema PJSFC | 6/27/2020 | | Annual | AFKS | | 48122U204 | 21 | | Elect Vladimir P. Evtushenkov | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Sistema PJSFC | 6/27/2020 | | Annual | AFKS | | 48122U204 | 22 | | Elect Felix V. Evtushenkov | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Sistema PJSFC | 6/27/2020 | | Annual | AFKS | | 48122U204 | 23 | | Elect Ron Sommer | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Sistema PJSFC | 6/27/2020 | | Annual | AFKS | | 48122U204 | 24 | | Elect Robert S. Kocharyan | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Sistema PJSFC | 6/27/2020 | | Annual | AFKS | | 48122U204 | 25 | | Elect Roger Munnings | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Sistema PJSFC | 6/27/2020 | | Annual | AFKS | | 48122U204 | 26 | | Elect Vladimir S. Chirakhov | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Sistema PJSFC | 6/27/2020 | | Annual | AFKS | | 48122U204 | 27 | | Elect Anatoly B. Chubais | Mgmt | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Sistema PJSFC | 6/27/2020 | | Annual | AFKS | | 48122U204 | 28 | | Elect Mikhail V. Shamolin | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Sistema PJSFC | 6/27/2020 | | Annual | AFKS | | 48122U204 | 29 | | Elect Etienne Schneider | Mgmt | N/A | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Sistema PJSFC | 6/27/2020 | | Annual | AFKS | | 48122U204 | 30 | | Elect David Iakobachvili | Mgmt | N/A | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Sistema PJSFC | 6/27/2020 | | Annual | AFKS | | 48122U204 | 31 | | Appointment of Auditor (RAS) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Sistema PJSFC | 6/27/2020 | | Annual | AFKS | | 48122U204 | 32 | | Appointment of Auditor (IFRS) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Sistema PJSFC | 6/27/2020 | | Annual | AFKS | | 48122U204 | 33 | | Directors' Fees | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Sistema PJSFC | 6/27/2020 | | Annual | AFKS | | 48122U204 | 34 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Societatea Energetica Electrica SA | 11/14/2019 | | Ordinary | EL | | X8067D108 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Societatea Energetica Electrica SA | 11/14/2019 | | Ordinary | EL | | X8067D108 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Societatea Energetica Electrica SA | 11/14/2019 | | Ordinary | EL | | X8067D108 | 3 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Societatea Energetica Electrica SA | 11/14/2019 | | Ordinary | EL | | X8067D108 | 4 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Societatea Energetica Electrica SA | 11/14/2019 | | Ordinary | EL | | X8067D108 | 5 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Societatea Energetica Electrica SA | 11/14/2019 | | Ordinary | EL | | X8067D108 | 6 | | Approval of Civil Action against Executive Directors | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Societatea Energetica Electrica SA | 11/14/2019 | | Ordinary | EL | | X8067D108 | 7 | | Amendments to Remuneration Policy (Article 4.1.ii) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Societatea Energetica Electrica SA | 11/14/2019 | | Ordinary | EL | | X8067D108 | 8 | | Amendments to Remuneration Policy (Article 4.1.iv) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Societatea Energetica Electrica SA | 11/14/2019 | | Ordinary | EL | | X8067D108 | 9 | | Amendments to Remuneration Policy (Article 4.1.viii) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Societatea Energetica Electrica SA | 11/14/2019 | | Ordinary | EL | | X8067D108 | 10 | | Amendments to Remuneration Policy (Articles 4.2.1 and 4.2.2) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Societatea Energetica Electrica SA | 11/14/2019 | | Ordinary | EL | | X8067D108 | 11 | | Authorization of Legal Formalities (Remuneration Policy) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Societatea Energetica Electrica SA | 11/14/2019 | | Ordinary | EL | | X8067D108 | 12 | | Authorization of Legal Formalities | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Societatea Energetica Electrica SA | 11/14/2019 | | Ordinary | EL | | X8067D108 | 13 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Societatea Energetica Electrica SA | 11/14/2019 | | Ordinary | EL | | X8067D108 | 14 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Societatea Energetica Electrica SA | 11/14/2019 | | Special | EL | | X8067D108 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Societatea Energetica Electrica SA | 11/14/2019 | | Special | EL | | X8067D108 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Societatea Energetica Electrica SA | 11/14/2019 | | Special | EL | | X8067D108 | 3 | | Amendments to Article 12.2 | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Societatea Energetica Electrica SA | 11/14/2019 | | Special | EL | | X8067D108 | 4 | | Amendments to Article 17.4 | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Societatea Energetica Electrica SA | 11/14/2019 | | Special | EL | | X8067D108 | 5 | | Amendments to Article 20.1.A | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Societatea Energetica Electrica SA | 11/14/2019 | | Special | EL | | X8067D108 | 6 | | Authorization of Legal Formalities (Amendments to Articles) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Societatea Energetica Electrica SA | 11/14/2019 | | Special | EL | | X8067D108 | 7 | | Authorization of Legal Formalities | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Societatea Energetica Electrica SA | 11/14/2019 | | Special | EL | | X8067D108 | 8 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Societatea Energetica Electrica SA | 11/14/2019 | | Special | EL | | X8067D108 | 9 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Sok Marketler Ticaret A.S. | 10/31/2019 | | Special | SOKM | | M8T8CL101 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Sok Marketler Ticaret A.S. | 10/31/2019 | | Special | SOKM | | M8T8CL101 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Sok Marketler Ticaret A.S. | 10/31/2019 | | Special | SOKM | | M8T8CL101 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Sok Marketler Ticaret A.S. | 10/31/2019 | | Special | SOKM | | M8T8CL101 | 4 | | Opening; Election of Presiding Chair | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Sok Marketler Ticaret A.S. | 10/31/2019 | | Special | SOKM | | M8T8CL101 | 5 | | Minutes | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Sok Marketler Ticaret A.S. | 10/31/2019 | | Special | SOKM | | M8T8CL101 | 6 | | Election of Directors; Board Term Length; Ratification of Co-option of Directors | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Sok Marketler Ticaret A.S. | 10/31/2019 | | Special | SOKM | | M8T8CL101 | 7 | | Wishes; Closing | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| TCS Group Holding PLC | 8/16/2019 | | Annual | TCS | | 87238U203 | 1 | | Election of Presiding Chair | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| TCS Group Holding PLC | 8/16/2019 | | Annual | TCS | | 87238U203 | 2 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| TCS Group Holding PLC | 8/16/2019 | | Annual | TCS | | 87238U203 | 3 | | Elect Martin Cocker | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| TCS Group Holding PLC | 8/16/2019 | | Annual | TCS | | 87238U203 | 4 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| TCS Group Holding PLC | 8/16/2019 | | Annual | TCS | | 87238U203 | 5 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tekfen Holding A.S | 3/26/2020 | | Annual | TKFEN | | M8788F103 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tekfen Holding A.S | 3/26/2020 | | Annual | TKFEN | | M8788F103 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tekfen Holding A.S | 3/26/2020 | | Annual | TKFEN | | M8788F103 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tekfen Holding A.S | 3/26/2020 | | Annual | TKFEN | | M8788F103 | 4 | | Opening; Election of Presiding Chair | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tekfen Holding A.S | 3/26/2020 | | Annual | TKFEN | | M8788F103 | 5 | | Directors' Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tekfen Holding A.S | 3/26/2020 | | Annual | TKFEN | | M8788F103 | 6 | | Auditors' Report and Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tekfen Holding A.S | 3/26/2020 | | Annual | TKFEN | | M8788F103 | 7 | | Ratification of Board Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tekfen Holding A.S | 3/26/2020 | | Annual | TKFEN | | M8788F103 | 8 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tekfen Holding A.S | 3/26/2020 | | Annual | TKFEN | | M8788F103 | 9 | | Board Size; Board Term Length; Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tekfen Holding A.S | 3/26/2020 | | Annual | TKFEN | | M8788F103 | 10 | | Election of Directors | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tekfen Holding A.S | 3/26/2020 | | Annual | TKFEN | | M8788F103 | 11 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tekfen Holding A.S | 3/26/2020 | | Annual | TKFEN | | M8788F103 | 12 | | Presentation of Report on Guarantees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tekfen Holding A.S | 3/26/2020 | | Annual | TKFEN | | M8788F103 | 13 | | Charitable Donations | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tekfen Holding A.S | 3/26/2020 | | Annual | TKFEN | | M8788F103 | 14 | | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tekfen Holding A.S | 3/26/2020 | | Annual | TKFEN | | M8788F103 | 15 | | Wishes | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tofas Turk Otomobil Fabrikasi A.S | 3/18/2020 | | Annual | TOASO | | M87892101 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tofas Turk Otomobil Fabrikasi A.S | 3/18/2020 | | Annual | TOASO | | M87892101 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tofas Turk Otomobil Fabrikasi A.S | 3/18/2020 | | Annual | TOASO | | M87892101 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tofas Turk Otomobil Fabrikasi A.S | 3/18/2020 | | Annual | TOASO | | M87892101 | 4 | | Opening; Election of Presiding Chair | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tofas Turk Otomobil Fabrikasi A.S | 3/18/2020 | | Annual | TOASO | | M87892101 | 5 | | Directors' Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tofas Turk Otomobil Fabrikasi A.S | 3/18/2020 | | Annual | TOASO | | M87892101 | 6 | | Presentation of Auditors' Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tofas Turk Otomobil Fabrikasi A.S | 3/18/2020 | | Annual | TOASO | | M87892101 | 7 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tofas Turk Otomobil Fabrikasi A.S | 3/18/2020 | | Annual | TOASO | | M87892101 | 8 | | Ratification of Board Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tofas Turk Otomobil Fabrikasi A.S | 3/18/2020 | | Annual | TOASO | | M87892101 | 9 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tofas Turk Otomobil Fabrikasi A.S | 3/18/2020 | | Annual | TOASO | | M87892101 | 10 | | Election of Directors; Board Size; Board Term Length | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tofas Turk Otomobil Fabrikasi A.S | 3/18/2020 | | Annual | TOASO | | M87892101 | 11 | | Compensation Policy | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tofas Turk Otomobil Fabrikasi A.S | 3/18/2020 | | Annual | TOASO | | M87892101 | 12 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tofas Turk Otomobil Fabrikasi A.S | 3/18/2020 | | Annual | TOASO | | M87892101 | 13 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tofas Turk Otomobil Fabrikasi A.S | 3/18/2020 | | Annual | TOASO | | M87892101 | 14 | | Charitable Donations | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tofas Turk Otomobil Fabrikasi A.S | 3/18/2020 | | Annual | TOASO | | M87892101 | 15 | | Presentation of Report on Guarantees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tofas Turk Otomobil Fabrikasi A.S | 3/18/2020 | | Annual | TOASO | | M87892101 | 16 | | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tofas Turk Otomobil Fabrikasi A.S | 3/18/2020 | | Annual | TOASO | | M87892101 | 17 | | Wishes | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Trakya Cam A.S | 8/28/2019 | | Special | TRKCM | | M8811Q100 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Trakya Cam A.S | 8/28/2019 | | Special | TRKCM | | M8811Q100 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Trakya Cam A.S | 8/28/2019 | | Special | TRKCM | | M8811Q100 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Trakya Cam A.S | 8/28/2019 | | Special | TRKCM | | M8811Q100 | 4 | | Opening; Election of Presiding Chair; Minutes | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Trakya Cam A.S | 8/28/2019 | | Special | TRKCM | | M8811Q100 | 5 | | Amendments to Articles | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Trakya Cam A.S | 11/5/2019 | | Special | TRKCM | | M8811Q100 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Trakya Cam A.S | 11/5/2019 | | Special | TRKCM | | M8811Q100 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Trakya Cam A.S | 11/5/2019 | | Special | TRKCM | | M8811Q100 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Trakya Cam A.S | 11/5/2019 | | Special | TRKCM | | M8811Q100 | 4 | | Opening; Election of Presiding Chair; Minutes | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Trakya Cam A.S | 11/5/2019 | | Special | TRKCM | | M8811Q100 | 5 | | Amendments to Articles | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| TS Games | 5/20/2020 | | Annual | TEN | | X89766111 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| TS Games | 5/20/2020 | | Annual | TEN | | X89766111 | 2 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| TS Games | 5/20/2020 | | Annual | TEN | | X89766111 | 3 | | Election of Presiding Chair | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| TS Games | 5/20/2020 | | Annual | TEN | | X89766111 | 4 | | Compliance with Rules of Convocation | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| TS Games | 5/20/2020 | | Annual | TEN | | X89766111 | 5 | | Appointment of Scrutiny Commission; Scrutiny Commission Size | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| TS Games | 5/20/2020 | | Annual | TEN | | X89766111 | 6 | | Election of Scrutiny Commission Members | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| TS Games | 5/20/2020 | | Annual | TEN | | X89766111 | 7 | | Agenda | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| TS Games | 5/20/2020 | | Annual | TEN | | X89766111 | 8 | | Presentation of Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| TS Games | 5/20/2020 | | Annual | TEN | | X89766111 | 9 | | Presentation of Supervisory Board Reports | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| TS Games | 5/20/2020 | | Annual | TEN | | X89766111 | 10 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| TS Games | 5/20/2020 | | Annual | TEN | | X89766111 | 11 | | Financial Statements (Consolidated) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| TS Games | 5/20/2020 | | Annual | TEN | | X89766111 | 12 | | Management Board Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| TS Games | 5/20/2020 | | Annual | TEN | | X89766111 | 13 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| TS Games | 5/20/2020 | | Annual | TEN | | X89766111 | 14 | | Ratification of Management Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| TS Games | 5/20/2020 | | Annual | TEN | | X89766111 | 15 | | Ratification of Supervisory Board Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| TS Games | 5/20/2020 | | Annual | TEN | | X89766111 | 16 | | Remuneration and Nominating Committee Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| TS Games | 5/20/2020 | | Annual | TEN | | X89766111 | 17 | | Election of Supervisory Board | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| TS Games | 5/20/2020 | | Annual | TEN | | X89766111 | 18 | | Remuneration Policy | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| TS Games | 5/20/2020 | | Annual | TEN | | X89766111 | 19 | | Directors' Fees | Mgmt | For | Abstain | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| TS Games | 5/20/2020 | | Annual | TEN | | X89766111 | 20 | | Amendments to Incentive Plan 2018-2020 | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| TS Games | 5/20/2020 | | Annual | TEN | | X89766111 | 21 | | Incentive Plan; Authority to Issue Shares | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| TS Games | 5/20/2020 | | Annual | TEN | | X89766111 | 22 | | Incentive Plan (Chair of the Management Board) | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| TS Games | 5/20/2020 | | Annual | TEN | | X89766111 | 23 | | Amendments to Articles | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| TS Games | 5/20/2020 | | Annual | TEN | | X89766111 | 24 | | Uniform Text of Articles | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| TS Games | 5/20/2020 | | Annual | TEN | | X89766111 | 25 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| TS Games | 5/20/2020 | | Annual | TEN | | X89766111 | 26 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tupras Turkiye Petrol Rafinerileri A.S | 4/1/2020 | | Annual | TUPRS | | M8966X108 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tupras Turkiye Petrol Rafinerileri A.S | 4/1/2020 | | Annual | TUPRS | | M8966X108 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tupras Turkiye Petrol Rafinerileri A.S | 4/1/2020 | | Annual | TUPRS | | M8966X108 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tupras Turkiye Petrol Rafinerileri A.S | 4/1/2020 | | Annual | TUPRS | | M8966X108 | 4 | | Opening; Election of Presiding Chair | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tupras Turkiye Petrol Rafinerileri A.S | 4/1/2020 | | Annual | TUPRS | | M8966X108 | 5 | | Directors' Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tupras Turkiye Petrol Rafinerileri A.S | 4/1/2020 | | Annual | TUPRS | | M8966X108 | 6 | | Presentation of Auditors' Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tupras Turkiye Petrol Rafinerileri A.S | 4/1/2020 | | Annual | TUPRS | | M8966X108 | 7 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tupras Turkiye Petrol Rafinerileri A.S | 4/1/2020 | | Annual | TUPRS | | M8966X108 | 8 | | Ratification of Board Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tupras Turkiye Petrol Rafinerileri A.S | 4/1/2020 | | Annual | TUPRS | | M8966X108 | 9 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tupras Turkiye Petrol Rafinerileri A.S | 4/1/2020 | | Annual | TUPRS | | M8966X108 | 10 | | Election of Directors; Board Size; Board Term Length | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tupras Turkiye Petrol Rafinerileri A.S | 4/1/2020 | | Annual | TUPRS | | M8966X108 | 11 | | Compensation Policy | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tupras Turkiye Petrol Rafinerileri A.S | 4/1/2020 | | Annual | TUPRS | | M8966X108 | 12 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tupras Turkiye Petrol Rafinerileri A.S | 4/1/2020 | | Annual | TUPRS | | M8966X108 | 13 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tupras Turkiye Petrol Rafinerileri A.S | 4/1/2020 | | Annual | TUPRS | | M8966X108 | 14 | | Charitable Donations | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tupras Turkiye Petrol Rafinerileri A.S | 4/1/2020 | | Annual | TUPRS | | M8966X108 | 15 | | Presentation of Report on Guarantees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tupras Turkiye Petrol Rafinerileri A.S | 4/1/2020 | | Annual | TUPRS | | M8966X108 | 16 | | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Tupras Turkiye Petrol Rafinerileri A.S | 4/1/2020 | | Annual | TUPRS | | M8966X108 | 17 | | Wishes | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Turk Traktor ve Ziraat Makineleri A.S | 3/17/2020 | | Annual | TTRAK | | M9044T101 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Turk Traktor ve Ziraat Makineleri A.S | 3/17/2020 | | Annual | TTRAK | | M9044T101 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Turk Traktor ve Ziraat Makineleri A.S | 3/17/2020 | | Annual | TTRAK | | M9044T101 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Turk Traktor ve Ziraat Makineleri A.S | 3/17/2020 | | Annual | TTRAK | | M9044T101 | 4 | | Opening; Election of Presiding Chair | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Turk Traktor ve Ziraat Makineleri A.S | 3/17/2020 | | Annual | TTRAK | | M9044T101 | 5 | | Directors' Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Turk Traktor ve Ziraat Makineleri A.S | 3/17/2020 | | Annual | TTRAK | | M9044T101 | 6 | | Presentation of Auditors' Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Turk Traktor ve Ziraat Makineleri A.S | 3/17/2020 | | Annual | TTRAK | | M9044T101 | 7 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Turk Traktor ve Ziraat Makineleri A.S | 3/17/2020 | | Annual | TTRAK | | M9044T101 | 8 | | Ratification of Co-Option of Andrea Trabacchin | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Turk Traktor ve Ziraat Makineleri A.S | 3/17/2020 | | Annual | TTRAK | | M9044T101 | 9 | | Ratification of Board Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Turk Traktor ve Ziraat Makineleri A.S | 3/17/2020 | | Annual | TTRAK | | M9044T101 | 10 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Turk Traktor ve Ziraat Makineleri A.S | 3/17/2020 | | Annual | TTRAK | | M9044T101 | 11 | | Amendments to Article 10 | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Turk Traktor ve Ziraat Makineleri A.S | 3/17/2020 | | Annual | TTRAK | | M9044T101 | 12 | | Election of Directors; Board Term Length | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Turk Traktor ve Ziraat Makineleri A.S | 3/17/2020 | | Annual | TTRAK | | M9044T101 | 13 | | Compensation Policy | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Turk Traktor ve Ziraat Makineleri A.S | 3/17/2020 | | Annual | TTRAK | | M9044T101 | 14 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Turk Traktor ve Ziraat Makineleri A.S | 3/17/2020 | | Annual | TTRAK | | M9044T101 | 15 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Turk Traktor ve Ziraat Makineleri A.S | 3/17/2020 | | Annual | TTRAK | | M9044T101 | 16 | | Charitable Donations | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Turk Traktor ve Ziraat Makineleri A.S | 3/17/2020 | | Annual | TTRAK | | M9044T101 | 17 | | Presentation of Report on Guarantees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Turk Traktor ve Ziraat Makineleri A.S | 3/17/2020 | | Annual | TTRAK | | M9044T101 | 18 | | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Turk Traktor ve Ziraat Makineleri A.S | 3/17/2020 | | Annual | TTRAK | | M9044T101 | 19 | | Wishes and Closing | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Turkcell Iletisim Hizmetleri A.S | 9/12/2019 | | Annual | TCELL | | M8903B102 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Turkcell Iletisim Hizmetleri A.S | 9/12/2019 | | Annual | TCELL | | M8903B102 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Turkcell Iletisim Hizmetleri A.S | 9/12/2019 | | Annual | TCELL | | M8903B102 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Turkcell Iletisim Hizmetleri A.S | 9/12/2019 | | Annual | TCELL | | M8903B102 | 4 | | Opening; Election of Presiding Chair | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Turkcell Iletisim Hizmetleri A.S | 9/12/2019 | | Annual | TCELL | | M8903B102 | 5 | | Minutes | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Turkcell Iletisim Hizmetleri A.S | 9/12/2019 | | Annual | TCELL | | M8903B102 | 6 | | Presentation of Directors' Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Turkcell Iletisim Hizmetleri A.S | 9/12/2019 | | Annual | TCELL | | M8903B102 | 7 | | Presentation of Auditors' Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Turkcell Iletisim Hizmetleri A.S | 9/12/2019 | | Annual | TCELL | | M8903B102 | 8 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Turkcell Iletisim Hizmetleri A.S | 9/12/2019 | | Annual | TCELL | | M8903B102 | 9 | | Ratification of Board Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Turkcell Iletisim Hizmetleri A.S | 9/12/2019 | | Annual | TCELL | | M8903B102 | 10 | | Charitable Donations | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Turkcell Iletisim Hizmetleri A.S | 9/12/2019 | | Annual | TCELL | | M8903B102 | 11 | | Amendments to Articles | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Turkcell Iletisim Hizmetleri A.S | 9/12/2019 | | Annual | TCELL | | M8903B102 | 12 | | Ratification of Co-option of Directors; Election of Directors; Board Term Length | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Turkcell Iletisim Hizmetleri A.S | 9/12/2019 | | Annual | TCELL | | M8903B102 | 13 | | Directors' Fees | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Turkcell Iletisim Hizmetleri A.S | 9/12/2019 | | Annual | TCELL | | M8903B102 | 14 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Turkcell Iletisim Hizmetleri A.S | 9/12/2019 | | Annual | TCELL | | M8903B102 | 15 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Turkcell Iletisim Hizmetleri A.S | 9/12/2019 | | Annual | TCELL | | M8903B102 | 16 | | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Turkcell Iletisim Hizmetleri A.S | 9/12/2019 | | Annual | TCELL | | M8903B102 | 17 | | Presentation of Report on Guarantees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Turkcell Iletisim Hizmetleri A.S | 9/12/2019 | | Annual | TCELL | | M8903B102 | 18 | | Closing | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Vestel Beyaz Esya Sanayi ve Ticaret A.S | 6/30/2020 | | Annual | VESBE | | M9751J106 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Vestel Beyaz Esya Sanayi ve Ticaret A.S | 6/30/2020 | | Annual | VESBE | | M9751J106 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Vestel Beyaz Esya Sanayi ve Ticaret A.S | 6/30/2020 | | Annual | VESBE | | M9751J106 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Vestel Beyaz Esya Sanayi ve Ticaret A.S | 6/30/2020 | | Annual | VESBE | | M9751J106 | 4 | | Opening; Election of Presiding Chair | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Vestel Beyaz Esya Sanayi ve Ticaret A.S | 6/30/2020 | | Annual | VESBE | | M9751J106 | 5 | | Minutes | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Vestel Beyaz Esya Sanayi ve Ticaret A.S | 6/30/2020 | | Annual | VESBE | | M9751J106 | 6 | | Presentation of Directors' Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Vestel Beyaz Esya Sanayi ve Ticaret A.S | 6/30/2020 | | Annual | VESBE | | M9751J106 | 7 | | Presentation of Auditors' Report | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Vestel Beyaz Esya Sanayi ve Ticaret A.S | 6/30/2020 | | Annual | VESBE | | M9751J106 | 8 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Vestel Beyaz Esya Sanayi ve Ticaret A.S | 6/30/2020 | | Annual | VESBE | | M9751J106 | 9 | | Ratification of Board Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Vestel Beyaz Esya Sanayi ve Ticaret A.S | 6/30/2020 | | Annual | VESBE | | M9751J106 | 10 | | Board Size; Board Term Length; Election of Directors | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Vestel Beyaz Esya Sanayi ve Ticaret A.S | 6/30/2020 | | Annual | VESBE | | M9751J106 | 11 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Vestel Beyaz Esya Sanayi ve Ticaret A.S | 6/30/2020 | | Annual | VESBE | | M9751J106 | 12 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Vestel Beyaz Esya Sanayi ve Ticaret A.S | 6/30/2020 | | Annual | VESBE | | M9751J106 | 13 | | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Vestel Beyaz Esya Sanayi ve Ticaret A.S | 6/30/2020 | | Annual | VESBE | | M9751J106 | 14 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Vestel Beyaz Esya Sanayi ve Ticaret A.S | 6/30/2020 | | Annual | VESBE | | M9751J106 | 15 | | Charitable Donations | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Vestel Beyaz Esya Sanayi ve Ticaret A.S | 6/30/2020 | | Annual | VESBE | | M9751J106 | 16 | | Presentation of Report on Guarantees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Vestel Beyaz Esya Sanayi ve Ticaret A.S | 6/30/2020 | | Annual | VESBE | | M9751J106 | 17 | | Closing | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Wizz Air Holdings Plc | 10/30/2019 | | Ordinary | WIZZ | | G96871101 | 1 | | Approve Purchase of Aircraft (NEO Purchase Agreement) | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| X5 Retail Group N.V. | 5/12/2020 | | Annual | FIVE | | 98387E205 | 1 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| X5 Retail Group N.V. | 5/12/2020 | | Annual | FIVE | | 98387E205 | 2 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| X5 Retail Group N.V. | 5/12/2020 | | Annual | FIVE | | 98387E205 | 3 | | Remuneration Report (Advisory) | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| X5 Retail Group N.V. | 5/12/2020 | | Annual | FIVE | | 98387E205 | 4 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| X5 Retail Group N.V. | 5/12/2020 | | Annual | FIVE | | 98387E205 | 5 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| X5 Retail Group N.V. | 5/12/2020 | | Annual | FIVE | | 98387E205 | 6 | | Final Dividend | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| X5 Retail Group N.V. | 5/12/2020 | | Annual | FIVE | | 98387E205 | 7 | | Ratification of Management Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| X5 Retail Group N.V. | 5/12/2020 | | Annual | FIVE | | 98387E205 | 8 | | Ratification of Board Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| X5 Retail Group N.V. | 5/12/2020 | | Annual | FIVE | | 98387E205 | 9 | | Management Board Remuneration Policy | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| X5 Retail Group N.V. | 5/12/2020 | | Annual | FIVE | | 98387E205 | 10 | | Elect Marat Atnashev | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| X5 Retail Group N.V. | 5/12/2020 | | Annual | FIVE | | 98387E205 | 11 | | Supervisory Board Remuneration Policy | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| X5 Retail Group N.V. | 5/12/2020 | | Annual | FIVE | | 98387E205 | 12 | | Restricted Stock Equity Grant to NEDs | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| X5 Retail Group N.V. | 5/12/2020 | | Annual | FIVE | | 98387E205 | 13 | | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| X5 Retail Group N.V. | 5/12/2020 | | Annual | FIVE | | 98387E205 | 14 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| X5 Retail Group N.V. | 5/12/2020 | | Annual | FIVE | | 98387E205 | 15 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| X5 Retail Group N.V. | 5/12/2020 | | Annual | FIVE | | 98387E205 | 16 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| X5 Retail Group N.V. | 5/12/2020 | | Annual | FIVE | | 98387E205 | 17 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Yapi ve Kredi Bankasi A.S | 3/13/2020 | | Annual | YKBNK | | M9869G101 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Yapi ve Kredi Bankasi A.S | 3/13/2020 | | Annual | YKBNK | | M9869G101 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Yapi ve Kredi Bankasi A.S | 3/13/2020 | | Annual | YKBNK | | M9869G101 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Yapi ve Kredi Bankasi A.S | 3/13/2020 | | Annual | YKBNK | | M9869G101 | 4 | | Opening; Election of Presiding Chair | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Yapi ve Kredi Bankasi A.S | 3/13/2020 | | Annual | YKBNK | | M9869G101 | 5 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Yapi ve Kredi Bankasi A.S | 3/13/2020 | | Annual | YKBNK | | M9869G101 | 6 | | Ratification of Co-Option of Directors | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Yapi ve Kredi Bankasi A.S | 3/13/2020 | | Annual | YKBNK | | M9869G101 | 7 | | Ratification of Board Acts | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Yapi ve Kredi Bankasi A.S | 3/13/2020 | | Annual | YKBNK | | M9869G101 | 8 | | Amendments to Article 6 Regarding Authorised Capital | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Yapi ve Kredi Bankasi A.S | 3/13/2020 | | Annual | YKBNK | | M9869G101 | 9 | | Liquidation of Receivables and Ratification of Board Acts | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Yapi ve Kredi Bankasi A.S | 3/13/2020 | | Annual | YKBNK | | M9869G101 | 10 | | Election of Directors; Board Size; Board Term Length | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Yapi ve Kredi Bankasi A.S | 3/13/2020 | | Annual | YKBNK | | M9869G101 | 11 | | Compensation Policy | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Yapi ve Kredi Bankasi A.S | 3/13/2020 | | Annual | YKBNK | | M9869G101 | 12 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Yapi ve Kredi Bankasi A.S | 3/13/2020 | | Annual | YKBNK | | M9869G101 | 13 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Yapi ve Kredi Bankasi A.S | 3/13/2020 | | Annual | YKBNK | | M9869G101 | 14 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Yapi ve Kredi Bankasi A.S | 3/13/2020 | | Annual | YKBNK | | M9869G101 | 15 | | Charitable Donations | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Yapi ve Kredi Bankasi A.S | 3/13/2020 | | Annual | YKBNK | | M9869G101 | 16 | | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | Against | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Yapi ve Kredi Bankasi A.S | 3/13/2020 | | Annual | YKBNK | | M9869G101 | 17 | | Wishes | Mgmt | For | For | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| Yapi ve Kredi Bankasi A.S | 3/13/2020 | | Annual | YKBNK | | M9869G101 | 18 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Emerging Europe Fund | Voted |
| | | | | | | | | | | | | | | |
| Fund Name : U.S. Global Investors Funds Global Resources Fund | | | | | | | | | | | |
| IssuerName | MeetingDate | | MeetingType | Ticker | | SecurityID | BallotIssueNumber | | ProposalText | Proponent | MgmtReco | VoteCast | FundName | LogicalBallotStatus |
| Africa Energy Corp. | 6/11/2020 | | Mix | AFE | | 00830W105 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Africa Energy Corp. | 6/11/2020 | | Mix | AFE | | 00830W105 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Africa Energy Corp. | 6/11/2020 | | Mix | AFE | | 00830W105 | 3 | | Elect Adam Lundin | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Africa Energy Corp. | 6/11/2020 | | Mix | AFE | | 00830W105 | 4 | | Elect Garrett Soden | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Africa Energy Corp. | 6/11/2020 | | Mix | AFE | | 00830W105 | 5 | | Elect Keith C. Hill | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Africa Energy Corp. | 6/11/2020 | | Mix | AFE | | 00830W105 | 6 | | Elect Ian Gibbs | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Africa Energy Corp. | 6/11/2020 | | Mix | AFE | | 00830W105 | 7 | | Elect John Bentley | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Africa Energy Corp. | 6/11/2020 | | Mix | AFE | | 00830W105 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Africa Energy Corp. | 6/11/2020 | | Mix | AFE | | 00830W105 | 9 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| AGL Energy Limited | 9/19/2019 | | Annual | AGL | | Q01630195 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| AGL Energy Limited | 9/19/2019 | | Annual | AGL | | Q01630195 | 2 | | Remuneration Report | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| AGL Energy Limited | 9/19/2019 | | Annual | AGL | | Q01630195 | 3 | | Elect Jacqueline C. Hey | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| AGL Energy Limited | 9/19/2019 | | Annual | AGL | | Q01630195 | 4 | | Elect Diane L. Smith-Gander | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| AGL Energy Limited | 9/19/2019 | | Annual | AGL | | Q01630195 | 5 | | Elect Patricia McKenzie | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| AGL Energy Limited | 9/19/2019 | | Annual | AGL | | Q01630195 | 6 | | Equity Grant (MD/CEO Brett Redman) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| AGL Energy Limited | 9/19/2019 | | Annual | AGL | | Q01630195 | 7 | | Shareholder Proposal Regarding Facilitating Nonbinding Proposals | ShrHoldr | Against | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| AGL Energy Limited | 9/19/2019 | | Annual | AGL | | Q01630195 | 8 | | Shareholder Proposal Regarding Climate Change Transition Plan | ShrHoldr | Against | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| AGL Energy Limited | 9/19/2019 | | Annual | AGL | | Q01630195 | 9 | | Shareholder Proposal Regarding Expenditure Report on Pollution Controls | ShrHoldr | Against | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anadarko Petroleum Corporation | 8/8/2019 | | Special | APC | | 032511107 | 1 | | Merger | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anadarko Petroleum Corporation | 8/8/2019 | | Special | APC | | 032511107 | 2 | | Advisory Vote on Golden Parachutes | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglo American plc | 5/5/2020 | | Annual | AAL | | G03764134 | 1 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglo American plc | 5/5/2020 | | Annual | AAL | | G03764134 | 2 | | Final Dividend | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglo American plc | 5/5/2020 | | Annual | AAL | | G03764134 | 3 | | Elect Hixonia Nyasulu | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglo American plc | 5/5/2020 | | Annual | AAL | | G03764134 | 4 | | Elect Nonkululeko Nyembezi | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglo American plc | 5/5/2020 | | Annual | AAL | | G03764134 | 5 | | Elect Ian R. Ashby | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglo American plc | 5/5/2020 | | Annual | AAL | | G03764134 | 6 | | Elect Marcelo H. Bastos | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglo American plc | 5/5/2020 | | Annual | AAL | | G03764134 | 7 | | Elect Stuart Chambers | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglo American plc | 5/5/2020 | | Annual | AAL | | G03764134 | 8 | | Elect Mark Cutifani | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglo American plc | 5/5/2020 | | Annual | AAL | | G03764134 | 9 | | Elect Byron Grote | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglo American plc | 5/5/2020 | | Annual | AAL | | G03764134 | 10 | | Elect Tony O'Neill | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglo American plc | 5/5/2020 | | Annual | AAL | | G03764134 | 11 | | Elect Stephen T. Pearce | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglo American plc | 5/5/2020 | | Annual | AAL | | G03764134 | 12 | | Elect Jim Rutherford | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglo American plc | 5/5/2020 | | Annual | AAL | | G03764134 | 13 | | Elect Anne Stevens | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglo American plc | 5/5/2020 | | Annual | AAL | | G03764134 | 14 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglo American plc | 5/5/2020 | | Annual | AAL | | G03764134 | 15 | | Authority to Set Auditor's Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglo American plc | 5/5/2020 | | Annual | AAL | | G03764134 | 16 | | Remuneration Policy (Binding) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglo American plc | 5/5/2020 | | Annual | AAL | | G03764134 | 17 | | Remuneration Report (Advisory) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglo American plc | 5/5/2020 | | Annual | AAL | | G03764134 | 18 | | Long-Term Incentive Plan | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglo American plc | 5/5/2020 | | Annual | AAL | | G03764134 | 19 | | Bonus Share Plan | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglo American plc | 5/5/2020 | | Annual | AAL | | G03764134 | 20 | | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglo American plc | 5/5/2020 | | Annual | AAL | | G03764134 | 21 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglo American plc | 5/5/2020 | | Annual | AAL | | G03764134 | 22 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglo American plc | 5/5/2020 | | Annual | AAL | | G03764134 | 23 | | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglogold Ashanti Limited | 6/10/2020 | | Annual | ANG | | 035128206 | 1 | | Re-elect Sipho M. Pityana | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglogold Ashanti Limited | 6/10/2020 | | Annual | ANG | | 035128206 | 2 | | Re-elect Albert H. Garner | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglogold Ashanti Limited | 6/10/2020 | | Annual | ANG | | 035128206 | 3 | | Re-elect Rhidwaan Gasant | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglogold Ashanti Limited | 6/10/2020 | | Annual | ANG | | 035128206 | 4 | | Elect Maria Ramos | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglogold Ashanti Limited | 6/10/2020 | | Annual | ANG | | 035128206 | 5 | | Elect Nelisiwe Magubane | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglogold Ashanti Limited | 6/10/2020 | | Annual | ANG | | 035128206 | 6 | | Elect Audit and Risk Committee Member (Rhidwaan Gasant) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglogold Ashanti Limited | 6/10/2020 | | Annual | ANG | | 035128206 | 7 | | Elect Audit and Risk Committee Member (Maria Richter) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglogold Ashanti Limited | 6/10/2020 | | Annual | ANG | | 035128206 | 8 | | Elect Audit and Risk Committee Member (Alan M. Ferguson) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglogold Ashanti Limited | 6/10/2020 | | Annual | ANG | | 035128206 | 9 | | Elect Audit and Risk Committee Member (Jochen Tilk) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglogold Ashanti Limited | 6/10/2020 | | Annual | ANG | | 035128206 | 10 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglogold Ashanti Limited | 6/10/2020 | | Annual | ANG | | 035128206 | 11 | | General Authority to Issue Shares | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglogold Ashanti Limited | 6/10/2020 | | Annual | ANG | | 035128206 | 12 | | Remuneration Policy | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglogold Ashanti Limited | 6/10/2020 | | Annual | ANG | | 035128206 | 13 | | Remuneration Implementation Report | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglogold Ashanti Limited | 6/10/2020 | | Annual | ANG | | 035128206 | 14 | | Approve NEDs' Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglogold Ashanti Limited | 6/10/2020 | | Annual | ANG | | 035128206 | 15 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglogold Ashanti Limited | 6/10/2020 | | Annual | ANG | | 035128206 | 16 | | Authority to Issue Shares for Cash | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglogold Ashanti Limited | 6/10/2020 | | Annual | ANG | | 035128206 | 17 | | Approve Financial Assistance | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglogold Ashanti Limited | 6/10/2020 | | Annual | ANG | | 035128206 | 18 | | Amendments to Memorandum of Incorporation | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Anglogold Ashanti Limited | 6/10/2020 | | Annual | ANG | | 035128206 | 19 | | Authorization of Legal Formalities | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Atlantica Yield plc | 5/5/2020 | | Annual | AY | | G0751N103 | 1 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Atlantica Yield plc | 5/5/2020 | | Annual | AY | | G0751N103 | 2 | | Remuneration Report (Advisory) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Atlantica Yield plc | 5/5/2020 | | Annual | AY | | G0751N103 | 3 | | Remuneration Policy (Binding) | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Atlantica Yield plc | 5/5/2020 | | Annual | AY | | G0751N103 | 4 | | Elect Jackson Robinson | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Atlantica Yield plc | 5/5/2020 | | Annual | AY | | G0751N103 | 5 | | Elect Andrea Brentan | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Atlantica Yield plc | 5/5/2020 | | Annual | AY | | G0751N103 | 6 | | Elect Robert Dove | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Atlantica Yield plc | 5/5/2020 | | Annual | AY | | G0751N103 | 7 | | Elect Francisco Jose Martinez | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Atlantica Yield plc | 5/5/2020 | | Annual | AY | | G0751N103 | 8 | | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Atlantica Yield plc | 5/5/2020 | | Annual | AY | | G0751N103 | 9 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Atlantica Yield plc | 5/5/2020 | | Annual | AY | | G0751N103 | 10 | | Change in Company Name | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Atlantica Yield plc | 5/5/2020 | | Annual | AY | | G0751N103 | 11 | | Ratification of Dividends | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Atlantica Yield plc | 5/5/2020 | | Annual | AY | | G0751N103 | 1 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Atlantica Yield plc | 5/5/2020 | | Annual | AY | | G0751N103 | 2 | | Remuneration Report (Advisory) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Atlantica Yield plc | 5/5/2020 | | Annual | AY | | G0751N103 | 3 | | Remuneration Policy (Binding) | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Atlantica Yield plc | 5/5/2020 | | Annual | AY | | G0751N103 | 4 | | Elect Jackson Robinson | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Atlantica Yield plc | 5/5/2020 | | Annual | AY | | G0751N103 | 5 | | Elect Andrea Brentan | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Atlantica Yield plc | 5/5/2020 | | Annual | AY | | G0751N103 | 6 | | Elect Robert Dove | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Atlantica Yield plc | 5/5/2020 | | Annual | AY | | G0751N103 | 7 | | Elect Francisco Jose Martinez | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Atlantica Yield plc | 5/5/2020 | | Annual | AY | | G0751N103 | 8 | | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Atlantica Yield plc | 5/5/2020 | | Annual | AY | | G0751N103 | 9 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Atlantica Yield plc | 5/5/2020 | | Annual | AY | | G0751N103 | 10 | | Change in Company Name | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Atlantica Yield plc | 5/5/2020 | | Annual | AY | | G0751N103 | 11 | | Ratification of Dividends | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Ball Corporation | 4/29/2020 | | Annual | BLL | | 058498106 | 1.1 | | Elect John A. Hayes | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Ball Corporation | 4/29/2020 | | Annual | BLL | | 058498106 | 1.2 | | Elect Cathy D. Ross | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Ball Corporation | 4/29/2020 | | Annual | BLL | | 058498106 | 1.3 | | Elect Betty Sapp | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Ball Corporation | 4/29/2020 | | Annual | BLL | | 058498106 | 1.4 | | Elect Stuart A. Taylor, II | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Ball Corporation | 4/29/2020 | | Annual | BLL | | 058498106 | 2 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Ball Corporation | 4/29/2020 | | Annual | BLL | | 058498106 | 3 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Barksdale Capital Corp. | 12/12/2019 | | Annual | BRO | | 06766C203 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Barksdale Capital Corp. | 12/12/2019 | | Annual | BRO | | 06766C203 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Barksdale Capital Corp. | 12/12/2019 | | Annual | BRO | | 06766C203 | 3 | | Elect Darren Blasutti | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Barksdale Capital Corp. | 12/12/2019 | | Annual | BRO | | 06766C203 | 4 | | Elect Glenn Kumoi | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Barksdale Capital Corp. | 12/12/2019 | | Annual | BRO | | 06766C203 | 5 | | Elect Peter McRae | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Barksdale Capital Corp. | 12/12/2019 | | Annual | BRO | | 06766C203 | 6 | | Elect Jeffrey O'Neill | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Barksdale Capital Corp. | 12/12/2019 | | Annual | BRO | | 06766C203 | 7 | | Elect Richard Trotman | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Barksdale Capital Corp. | 12/12/2019 | | Annual | BRO | | 06766C203 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Barksdale Capital Corp. | 12/12/2019 | | Annual | BRO | | 06766C203 | 9 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Barksdale Capital Corp. | 12/12/2019 | | Annual | BRO | | 06766C203 | 10 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| BHP Group Limited | 11/7/2019 | | Annual | BHP | | 088606108 | 1 | | Accounts and Reports (BHP Group plc & BHP Group Limited) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| BHP Group Limited | 11/7/2019 | | Annual | BHP | | 088606108 | 2 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| BHP Group Limited | 11/7/2019 | | Annual | BHP | | 088606108 | 3 | | Authority to Set Auditor's Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| BHP Group Limited | 11/7/2019 | | Annual | BHP | | 088606108 | 4 | | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| BHP Group Limited | 11/7/2019 | | Annual | BHP | | 088606108 | 5 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| BHP Group Limited | 11/7/2019 | | Annual | BHP | | 088606108 | 6 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| BHP Group Limited | 11/7/2019 | | Annual | BHP | | 088606108 | 7 | | Remuneration Policy (Binding - UK) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| BHP Group Limited | 11/7/2019 | | Annual | BHP | | 088606108 | 8 | | Remuneration Report (Advisory- UK) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| BHP Group Limited | 11/7/2019 | | Annual | BHP | | 088606108 | 9 | | Remuneration Report (Advisory -AUS) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| BHP Group Limited | 11/7/2019 | | Annual | BHP | | 088606108 | 10 | | Equity Grant (CEO Andrew Mackenzie) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| BHP Group Limited | 11/7/2019 | | Annual | BHP | | 088606108 | 11 | | Elect Ian D. Cockerill | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| BHP Group Limited | 11/7/2019 | | Annual | BHP | | 088606108 | 12 | | Elect Susan Kilsby | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| BHP Group Limited | 11/7/2019 | | Annual | BHP | | 088606108 | 13 | | Elect Terence (Terry) J. Bowen | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| BHP Group Limited | 11/7/2019 | | Annual | BHP | | 088606108 | 14 | | Elect Malcolm W. Broomhead | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| BHP Group Limited | 11/7/2019 | | Annual | BHP | | 088606108 | 15 | | Elect Anita M. Frew | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| BHP Group Limited | 11/7/2019 | | Annual | BHP | | 088606108 | 16 | | Elect Andrew Mackenzie | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| BHP Group Limited | 11/7/2019 | | Annual | BHP | | 088606108 | 17 | | Elect Lindsay P. Maxsted | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| BHP Group Limited | 11/7/2019 | | Annual | BHP | | 088606108 | 18 | | Elect John Mogford | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| BHP Group Limited | 11/7/2019 | | Annual | BHP | | 088606108 | 19 | | Elect Shriti Vadera | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| BHP Group Limited | 11/7/2019 | | Annual | BHP | | 088606108 | 20 | | Elect Ken N. MacKenzie | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| BHP Group Limited | 11/7/2019 | | Annual | BHP | | 088606108 | 21 | | Shareholder Proposal Regarding Facilitating Nonbinding Proposals | ShrHoldr | Against | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| BHP Group Limited | 11/7/2019 | | Annual | BHP | | 088606108 | 22 | | Shareholder Proposal Regarding Suspension of Industry Association Memberships | ShrHoldr | Against | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Brixton Metals Corporation | 4/30/2020 | | Annual | BBB | | 11120Q302 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Brixton Metals Corporation | 4/30/2020 | | Annual | BBB | | 11120Q302 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Brixton Metals Corporation | 4/30/2020 | | Annual | BBB | | 11120Q302 | 3 | | Elect Gary Thompson | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Brixton Metals Corporation | 4/30/2020 | | Annual | BBB | | 11120Q302 | 4 | | Elect Cale Moodie | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Brixton Metals Corporation | 4/30/2020 | | Annual | BBB | | 11120Q302 | 5 | | Elect Ian Ball | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Brixton Metals Corporation | 4/30/2020 | | Annual | BBB | | 11120Q302 | 6 | | Elect Rita Adiani | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Brixton Metals Corporation | 4/30/2020 | | Annual | BBB | | 11120Q302 | 7 | | Elect Randall Thompson | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Brixton Metals Corporation | 4/30/2020 | | Annual | BBB | | 11120Q302 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Brixton Metals Corporation | 4/30/2020 | | Annual | BBB | | 11120Q302 | 9 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Brixton Metals Corporation | 4/30/2020 | | Annual | BBB | | 11120Q302 | 10 | | Transaction of Other Business | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Canadian Solar Inc. | 6/24/2020 | | Annual | CSIQ | | 136635109 | 1.1 | | Elect Shawn (Xiaohua) Qu | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Canadian Solar Inc. | 6/24/2020 | | Annual | CSIQ | | 136635109 | 1.2 | | Elect Robert McDermott | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Canadian Solar Inc. | 6/24/2020 | | Annual | CSIQ | | 136635109 | 1.3 | | Elect Harry E. Ruda | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Canadian Solar Inc. | 6/24/2020 | | Annual | CSIQ | | 136635109 | 1.4 | | Elect Andrew (Luen Cheung) Wong | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Canadian Solar Inc. | 6/24/2020 | | Annual | CSIQ | | 136635109 | 1.5 | | Elect Arthur WONG Lap Tat | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Canadian Solar Inc. | 6/24/2020 | | Annual | CSIQ | | 136635109 | 1.6 | | Elect Lauren C. Templeton | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Canadian Solar Inc. | 6/24/2020 | | Annual | CSIQ | | 136635109 | 1.7 | | Elect Karl E. Olsoni | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Canadian Solar Inc. | 6/24/2020 | | Annual | CSIQ | | 136635109 | 2 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Canadian Solar Inc. | 6/24/2020 | | Annual | CSIQ | | 136635109 | 3 | | Change of Continuance to Either British Columbia or Ontario | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Canadian Solar Inc. | 6/24/2020 | | Annual | CSIQ | | 136635109 | 4 | | Share Incentive Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Canfor Pulp Products Inc. | 4/23/2020 | | Annual | CFX | | 137584207 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Canfor Pulp Products Inc. | 4/23/2020 | | Annual | CFX | | 137584207 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Canfor Pulp Products Inc. | 4/23/2020 | | Annual | CFX | | 137584207 | 3 | | Elect Conrad A. Pinette | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Canfor Pulp Products Inc. | 4/23/2020 | | Annual | CFX | | 137584207 | 4 | | Elect Stan E. Bracken-Horrocks | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Canfor Pulp Products Inc. | 4/23/2020 | | Annual | CFX | | 137584207 | 5 | | Elect John R. Baird | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Canfor Pulp Products Inc. | 4/23/2020 | | Annual | CFX | | 137584207 | 6 | | Elect William W. Stinson | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Canfor Pulp Products Inc. | 4/23/2020 | | Annual | CFX | | 137584207 | 7 | | Elect Dieter W. Jentsch | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Canfor Pulp Products Inc. | 4/23/2020 | | Annual | CFX | | 137584207 | 8 | | Elect Donald B. Kayne | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Canfor Pulp Products Inc. | 4/23/2020 | | Annual | CFX | | 137584207 | 9 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| CF Industries Holdings, Inc. | 5/20/2020 | | Annual | CF | | 125269100 | 1 | | Elect Javed Ahmed | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| CF Industries Holdings, Inc. | 5/20/2020 | | Annual | CF | | 125269100 | 2 | | Elect Robert C. Arzbaecher | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| CF Industries Holdings, Inc. | 5/20/2020 | | Annual | CF | | 125269100 | 3 | | Elect William Davisson | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| CF Industries Holdings, Inc. | 5/20/2020 | | Annual | CF | | 125269100 | 4 | | Elect John W. Eaves | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| CF Industries Holdings, Inc. | 5/20/2020 | | Annual | CF | | 125269100 | 5 | | Elect Stephen A. Furbacher | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| CF Industries Holdings, Inc. | 5/20/2020 | | Annual | CF | | 125269100 | 6 | | Elect Stephen J. Hagge | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| CF Industries Holdings, Inc. | 5/20/2020 | | Annual | CF | | 125269100 | 7 | | Elect Anne P. Noonan | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| CF Industries Holdings, Inc. | 5/20/2020 | | Annual | CF | | 125269100 | 8 | | Elect Michael J. Toelle | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| CF Industries Holdings, Inc. | 5/20/2020 | | Annual | CF | | 125269100 | 9 | | Elect Theresa E. Wagler | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| CF Industries Holdings, Inc. | 5/20/2020 | | Annual | CF | | 125269100 | 10 | | Elect Celso L. White | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| CF Industries Holdings, Inc. | 5/20/2020 | | Annual | CF | | 125269100 | 11 | | Elect W. Anthony Will | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| CF Industries Holdings, Inc. | 5/20/2020 | | Annual | CF | | 125269100 | 12 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| CF Industries Holdings, Inc. | 5/20/2020 | | Annual | CF | | 125269100 | 13 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| CF Industries Holdings, Inc. | 5/20/2020 | | Annual | CF | | 125269100 | 14 | | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Chakana Copper Corp. | 1/15/2020 | | Annual | PERU | | 15748D106 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Chakana Copper Corp. | 1/15/2020 | | Annual | PERU | | 15748D106 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Chakana Copper Corp. | 1/15/2020 | | Annual | PERU | | 15748D106 | 3 | | Elect David Kelley | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Chakana Copper Corp. | 1/15/2020 | | Annual | PERU | | 15748D106 | 4 | | Elect Douglas J. Kirwin | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Chakana Copper Corp. | 1/15/2020 | | Annual | PERU | | 15748D106 | 5 | | Elect Darren Devine | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Chakana Copper Corp. | 1/15/2020 | | Annual | PERU | | 15748D106 | 6 | | Elect Thomas E. Wharton Jr. | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Chakana Copper Corp. | 1/15/2020 | | Annual | PERU | | 15748D106 | 7 | | Elect John E. Black | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Chakana Copper Corp. | 1/15/2020 | | Annual | PERU | | 15748D106 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Chakana Copper Corp. | 1/15/2020 | | Annual | PERU | | 15748D106 | 9 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Champion Iron Limited | 3/12/2020 | | Special | CIA | | Q22964102 | 1 | | Scheme of Arrangement | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Champion Iron Limited | 3/12/2020 | | Special | CIA | | Q22964102 | 1 | | Approve Terms of the Share Buy-Back Agreement | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Champion Iron Limited | 3/12/2020 | | Special | CIA | | Q22964102 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Champion Iron Limited | 8/29/2019 | | Annual | CIA | | Q22964102 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Champion Iron Limited | 8/29/2019 | | Annual | CIA | | Q22964102 | 2 | | Remuneration Report | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Champion Iron Limited | 8/29/2019 | | Annual | CIA | | Q22964102 | 3 | | Re-elect Michael O'Keeffe | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Champion Iron Limited | 8/29/2019 | | Annual | CIA | | Q22964102 | 4 | | Re-elect Gary Lawler | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Champion Iron Limited | 8/29/2019 | | Annual | CIA | | Q22964102 | 5 | | Re-elect Andrew Love | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Champion Iron Limited | 8/29/2019 | | Annual | CIA | | Q22964102 | 6 | | Re-elect Michelle Cormier | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Champion Iron Limited | 8/29/2019 | | Annual | CIA | | Q22964102 | 7 | | Re-elect Wayne Wouters | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Champion Iron Limited | 8/29/2019 | | Annual | CIA | | Q22964102 | 8 | | Re-elect Jyothish George | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Champion Iron Limited | 8/29/2019 | | Annual | CIA | | Q22964102 | 9 | | Elect David Cataford | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Cnooc Ltd. | 5/21/2020 | | Annual | 883 | | 126132109 | 1 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Cnooc Ltd. | 5/21/2020 | | Annual | 883 | | 126132109 | 2 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Cnooc Ltd. | 5/21/2020 | | Annual | 883 | | 126132109 | 3 | | Elect Hu Guangjie | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Cnooc Ltd. | 5/21/2020 | | Annual | 883 | | 126132109 | 4 | | Elect WEN Dongfen | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Cnooc Ltd. | 5/21/2020 | | Annual | 883 | | 126132109 | 5 | | Elect Lawrence J. LAU | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Cnooc Ltd. | 5/21/2020 | | Annual | 883 | | 126132109 | 6 | | Elect Aloysius TSE Hau Yin | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Cnooc Ltd. | 5/21/2020 | | Annual | 883 | | 126132109 | 7 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Cnooc Ltd. | 5/21/2020 | | Annual | 883 | | 126132109 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Cnooc Ltd. | 5/21/2020 | | Annual | 883 | | 126132109 | 9 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Cnooc Ltd. | 5/21/2020 | | Annual | 883 | | 126132109 | 10 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Cnooc Ltd. | 5/21/2020 | | Annual | 883 | | 126132109 | 11 | | Authority to Issue Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Cnooc Ltd. | 5/21/2020 | | Annual | 883 | | Y1662W117 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Cnooc Ltd. | 5/21/2020 | | Annual | 883 | | Y1662W117 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Cnooc Ltd. | 5/21/2020 | | Annual | 883 | | Y1662W117 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Cnooc Ltd. | 5/21/2020 | | Annual | 883 | | Y1662W117 | 4 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Cnooc Ltd. | 5/21/2020 | | Annual | 883 | | Y1662W117 | 5 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Cnooc Ltd. | 5/21/2020 | | Annual | 883 | | Y1662W117 | 6 | | Elect Hu Guangjie | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Cnooc Ltd. | 5/21/2020 | | Annual | 883 | | Y1662W117 | 7 | | Elect WEN Dongfen | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Cnooc Ltd. | 5/21/2020 | | Annual | 883 | | Y1662W117 | 8 | | Elect Lawrence J. LAU | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Cnooc Ltd. | 5/21/2020 | | Annual | 883 | | Y1662W117 | 9 | | Elect Aloysius TSE Hau Yin | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Cnooc Ltd. | 5/21/2020 | | Annual | 883 | | Y1662W117 | 10 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Cnooc Ltd. | 5/21/2020 | | Annual | 883 | | Y1662W117 | 11 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Cnooc Ltd. | 5/21/2020 | | Annual | 883 | | Y1662W117 | 12 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Cnooc Ltd. | 5/21/2020 | | Annual | 883 | | Y1662W117 | 13 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Cnooc Ltd. | 5/21/2020 | | Annual | 883 | | Y1662W117 | 14 | | Authority to Issue Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Cnooc Ltd. | 11/21/2019 | | Special | 883 | | 126132109 | 1 | | Non-exempt Continuing Connected Transactions | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Cnooc Ltd. | 11/21/2019 | | Special | 883 | | 126132109 | 2 | | Proposed Annual Caps of Non-exempt Continuing Connected Transactions | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Cnooc Ltd. | 11/21/2019 | | Special | 883 | | Y1662W117 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Cnooc Ltd. | 11/21/2019 | | Special | 883 | | Y1662W117 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Cnooc Ltd. | 11/21/2019 | | Special | 883 | | Y1662W117 | 3 | | Non-exempt Continuing Connected Transactions | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Cnooc Ltd. | 11/21/2019 | | Special | 883 | | Y1662W117 | 4 | | Proposed Annual Caps of Non-exempt Continuing Connected Transactions | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Companhia de Saneamento Basico do Estado de Sao Paulo. | 4/28/2020 | | Annual | SBSP3 | | 20441A102 | 1 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Companhia de Saneamento Basico do Estado de Sao Paulo. | 4/28/2020 | | Annual | SBSP3 | | 20441A102 | 2 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Companhia de Saneamento Basico do Estado de Sao Paulo. | 4/28/2020 | | Annual | SBSP3 | | 20441A102 | 3 | | Request Cumulative Voting | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Companhia de Saneamento Basico do Estado de Sao Paulo. | 4/28/2020 | | Annual | SBSP3 | | 20441A102 | 4 | | Elect Mario Engler Pinto Junior | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Companhia de Saneamento Basico do Estado de Sao Paulo. | 4/28/2020 | | Annual | SBSP3 | | 20441A102 | 5 | | Elect Benedito Pinto Ferreira Braga Junior | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Companhia de Saneamento Basico do Estado de Sao Paulo. | 4/28/2020 | | Annual | SBSP3 | | 20441A102 | 6 | | Elect Claudia Polto da Cunha | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Companhia de Saneamento Basico do Estado de Sao Paulo. | 4/28/2020 | | Annual | SBSP3 | | 20441A102 | 7 | | Elect Reinaldo Guerreiro | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Companhia de Saneamento Basico do Estado de Sao Paulo. | 4/28/2020 | | Annual | SBSP3 | | 20441A102 | 8 | | Elect Wilson Newton de Mello Neto | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Companhia de Saneamento Basico do Estado de Sao Paulo. | 4/28/2020 | | Annual | SBSP3 | | 20441A102 | 9 | | Elect Francisco Vidal Luna | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Companhia de Saneamento Basico do Estado de Sao Paulo. | 4/28/2020 | | Annual | SBSP3 | | 20441A102 | 10 | | Elect Eduardo de Freitas Teixeira | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Companhia de Saneamento Basico do Estado de Sao Paulo. | 4/28/2020 | | Annual | SBSP3 | | 20441A102 | 11 | | Elect Francisco Luiz Sibut Gomide | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Companhia de Saneamento Basico do Estado de Sao Paulo. | 4/28/2020 | | Annual | SBSP3 | | 20441A102 | 12 | | Elect Lucas Navarro Prado | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Companhia de Saneamento Basico do Estado de Sao Paulo. | 4/28/2020 | | Annual | SBSP3 | | 20441A102 | 13 | | Elect Fabio Bernacchi Maia | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Companhia de Saneamento Basico do Estado de Sao Paulo. | 4/28/2020 | | Annual | SBSP3 | | 20441A102 | 14 | | Elect Pablo Andres Fernandez Uhart | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Companhia de Saneamento Basico do Estado de Sao Paulo. | 4/28/2020 | | Annual | SBSP3 | | 20441A102 | 15 | | Elect Edson Tomas de Lima Filho | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Companhia de Saneamento Basico do Estado de Sao Paulo. | 4/28/2020 | | Annual | SBSP3 | | 20441A102 | 16 | | Elect Angelo Luiz Moreira Grossi | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Companhia de Saneamento Basico do Estado de Sao Paulo. | 4/28/2020 | | Annual | SBSP3 | | 20441A102 | 17 | | Remuneration policy | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Copperbank Resources Corp. | 4/22/2020 | | Annual | CBK | | 217621101 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Copperbank Resources Corp. | 4/22/2020 | | Annual | CBK | | 217621101 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Copperbank Resources Corp. | 4/22/2020 | | Annual | CBK | | 217621101 | 3 | | Elect Gianni Kovacevic | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Copperbank Resources Corp. | 4/22/2020 | | Annual | CBK | | 217621101 | 4 | | Elect Tony M. Ricci | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Copperbank Resources Corp. | 4/22/2020 | | Annual | CBK | | 217621101 | 5 | | Elect Kenneth D. Cunningham | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Copperbank Resources Corp. | 4/22/2020 | | Annual | CBK | | 217621101 | 6 | | Elect Steven C. Bastable | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Copperbank Resources Corp. | 4/22/2020 | | Annual | CBK | | 217621101 | 7 | | Elect Gavin C. Dirom | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Copperbank Resources Corp. | 4/22/2020 | | Annual | CBK | | 217621101 | 8 | | Elect Giulio T. Bonifacio | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Copperbank Resources Corp. | 4/22/2020 | | Annual | CBK | | 217621101 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Copperbank Resources Corp. | 4/22/2020 | | Annual | CBK | | 217621101 | 10 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Copperbank Resources Corp. | 4/22/2020 | | Annual | CBK | | 217621101 | 11 | | Transaction of Other Business | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Cordoba Minerals Corp. | 2/12/2020 | | Special | CDB | | 21852Q404 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Cordoba Minerals Corp. | 2/12/2020 | | Special | CDB | | 21852Q404 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Cordoba Minerals Corp. | 2/12/2020 | | Special | CDB | | 21852Q404 | 3 | | Elect Luis Valencia Gonzales | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| CruzSur Energy Corp. | 11/6/2019 | | Annual | CZR | | ADPC03163 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| CruzSur Energy Corp. | 11/6/2019 | | Annual | CZR | | ADPC03163 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| CruzSur Energy Corp. | 11/6/2019 | | Annual | CZR | | ADPC03163 | 3 | | Elect Serafino Iacono | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| CruzSur Energy Corp. | 11/6/2019 | | Annual | CZR | | ADPC03163 | 4 | | Elect Frank Giustra | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| CruzSur Energy Corp. | 11/6/2019 | | Annual | CZR | | ADPC03163 | 5 | | Elect Gordon Keep | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| CruzSur Energy Corp. | 11/6/2019 | | Annual | CZR | | ADPC03163 | 6 | | Elect Federico Restrepo-Solano | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| CruzSur Energy Corp. | 11/6/2019 | | Annual | CZR | | ADPC03163 | 7 | | Elect Ronald Pantin | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| CruzSur Energy Corp. | 11/6/2019 | | Annual | CZR | | ADPC03163 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| CruzSur Energy Corp. | 11/6/2019 | | Annual | CZR | | ADPC03163 | 9 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| CruzSur Energy Corp. | 11/6/2019 | | Annual | CZR | | ADPC03163 | 10 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| CruzSur Energy Corp. | 11/6/2019 | | Annual | CZR | | ADPC03163 | 11 | | Creation of New Control Person-Frank Giustra | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| CruzSur Energy Corp. | 11/6/2019 | | Annual | CZR | | ADPC03163 | 12 | | Creation of New Control Person-Serafino Iacono | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| CruzSur Energy Corp. | 11/6/2019 | | Annual | CZR | | ADPC03165 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| CruzSur Energy Corp. | 11/6/2019 | | Annual | CZR | | ADPC03165 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| CruzSur Energy Corp. | 11/6/2019 | | Annual | CZR | | ADPC03165 | 3 | | Elect Serafino Iacono | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| CruzSur Energy Corp. | 11/6/2019 | | Annual | CZR | | ADPC03165 | 4 | | Elect Frank Giustra | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| CruzSur Energy Corp. | 11/6/2019 | | Annual | CZR | | ADPC03165 | 5 | | Elect Gordon Keep | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| CruzSur Energy Corp. | 11/6/2019 | | Annual | CZR | | ADPC03165 | 6 | | Elect Federico Restrepo-Solano | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| CruzSur Energy Corp. | 11/6/2019 | | Annual | CZR | | ADPC03165 | 7 | | Elect Ronald Pantin | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| CruzSur Energy Corp. | 11/6/2019 | | Annual | CZR | | ADPC03165 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| CruzSur Energy Corp. | 11/6/2019 | | Annual | CZR | | ADPC03165 | 9 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| CruzSur Energy Corp. | 11/6/2019 | | Annual | CZR | | ADPC03165 | 10 | | Creation of New Control Person-Frank Giustra | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| CruzSur Energy Corp. | 11/6/2019 | | Annual | CZR | | ADPC03165 | 11 | | Creation of New Control Person-Serafino Iacono | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Defense Metals Corp. | 12/5/2019 | | Mix | DEFN | | 244633103 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Defense Metals Corp. | 12/5/2019 | | Mix | DEFN | | 244633103 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Defense Metals Corp. | 12/5/2019 | | Mix | DEFN | | 244633103 | 3 | | Elect Craig Taylor | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Defense Metals Corp. | 12/5/2019 | | Mix | DEFN | | 244633103 | 4 | | Elect Max Sali | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Defense Metals Corp. | 12/5/2019 | | Mix | DEFN | | 244633103 | 5 | | Elect Ryan Cheung | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Defense Metals Corp. | 12/5/2019 | | Mix | DEFN | | 244633103 | 6 | | Elect Kris Raffle | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Defense Metals Corp. | 12/5/2019 | | Mix | DEFN | | 244633103 | 7 | | Elect Andrew Burgess | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Defense Metals Corp. | 12/5/2019 | | Mix | DEFN | | 244633103 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Defense Metals Corp. | 12/5/2019 | | Mix | DEFN | | 244633103 | 9 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Desert Mountain Energy Corp. | 1/31/2020 | | Mix | DME | | 25043D107 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Desert Mountain Energy Corp. | 1/31/2020 | | Mix | DME | | 25043D107 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Desert Mountain Energy Corp. | 1/31/2020 | | Mix | DME | | 25043D107 | 3 | | Elect W. Benjamin Catalano | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Desert Mountain Energy Corp. | 1/31/2020 | | Mix | DME | | 25043D107 | 4 | | Elect Soren Christiansen | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Desert Mountain Energy Corp. | 1/31/2020 | | Mix | DME | | 25043D107 | 5 | | Elect Irwin A. Olian, Jr. | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Desert Mountain Energy Corp. | 1/31/2020 | | Mix | DME | | 25043D107 | 6 | | Elect Robert Rohlfing | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Desert Mountain Energy Corp. | 1/31/2020 | | Mix | DME | | 25043D107 | 7 | | Elect Edward A. Schiller | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Desert Mountain Energy Corp. | 1/31/2020 | | Mix | DME | | 25043D107 | 8 | | Elect Gregory B. Sparks | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Desert Mountain Energy Corp. | 1/31/2020 | | Mix | DME | | 25043D107 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Desert Mountain Energy Corp. | 1/31/2020 | | Mix | DME | | 25043D107 | 10 | | 2008 Stock Incentive Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Dundee Precious Metals Inc. | 5/7/2020 | | Annual | DPM | | 265269209 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Dundee Precious Metals Inc. | 5/7/2020 | | Annual | DPM | | 265269209 | 2 | | Elect R. Peter Gillin | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Dundee Precious Metals Inc. | 5/7/2020 | | Annual | DPM | | 265269209 | 3 | | Elect Jonathan C. Goodman | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Dundee Precious Metals Inc. | 5/7/2020 | | Annual | DPM | | 265269209 | 4 | | Elect Jeremy Kinsman | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Dundee Precious Metals Inc. | 5/7/2020 | | Annual | DPM | | 265269209 | 5 | | Elect Juanita Montalvo | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Dundee Precious Metals Inc. | 5/7/2020 | | Annual | DPM | | 265269209 | 6 | | Elect Peter Nixon | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Dundee Precious Metals Inc. | 5/7/2020 | | Annual | DPM | | 265269209 | 7 | | Elect David Rae | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Dundee Precious Metals Inc. | 5/7/2020 | | Annual | DPM | | 265269209 | 8 | | Elect Marie-Anne Tawil | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Dundee Precious Metals Inc. | 5/7/2020 | | Annual | DPM | | 265269209 | 9 | | Elect Anthony P. Walsh | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Dundee Precious Metals Inc. | 5/7/2020 | | Annual | DPM | | 265269209 | 10 | | Elect Donald Young | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Dundee Precious Metals Inc. | 5/7/2020 | | Annual | DPM | | 265269209 | 11 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Dundee Precious Metals Inc. | 5/7/2020 | | Annual | DPM | | 265269209 | 12 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Ecopetrol SA | 3/27/2020 | | Annual | ECOPETROL | | 279158109 | 1 | | Agenda | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Ecopetrol SA | 3/27/2020 | | Annual | ECOPETROL | | 279158109 | 2 | | Approve Shareholder's Meeting Regulations | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Ecopetrol SA | 3/27/2020 | | Annual | ECOPETROL | | 279158109 | 3 | | Appointment of Meeting Chair | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Ecopetrol SA | 3/27/2020 | | Annual | ECOPETROL | | 279158109 | 4 | | Appointment of Delegates in Charge of Polling | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Ecopetrol SA | 3/27/2020 | | Annual | ECOPETROL | | 279158109 | 5 | | Appointment of Delegates in Charge of Meeting Minutes | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Ecopetrol SA | 3/27/2020 | | Annual | ECOPETROL | | 279158109 | 6 | | Management Report | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Ecopetrol SA | 3/27/2020 | | Annual | ECOPETROL | | 279158109 | 7 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Ecopetrol SA | 3/27/2020 | | Annual | ECOPETROL | | 279158109 | 8 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Ecopetrol SA | 3/27/2020 | | Annual | ECOPETROL | | 279158109 | 9 | | Amendments to Articles | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Ecopetrol SA | 12/16/2019 | | Special | ECOPETROL | | 279158109 | 1 | | Agenda | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Ecopetrol SA | 12/16/2019 | | Special | ECOPETROL | | 279158109 | 2 | | Appointment of Meeting Chair | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Ecopetrol SA | 12/16/2019 | | Special | ECOPETROL | | 279158109 | 3 | | Appointment of Delegates in Charge of Meeting Polling | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Ecopetrol SA | 12/16/2019 | | Special | ECOPETROL | | 279158109 | 4 | | Appointment of Delegates in Charge of Meeting Minutes | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Ecopetrol SA | 12/16/2019 | | Special | ECOPETROL | | 279158109 | 5 | | Use of Reserves | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Ecopetrol SA | 12/16/2019 | | Special | ECOPETROL | | 279158109 | 6 | | Interim Dividend | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Filo Mining Corp. | 6/18/2020 | | Annual | FIL | | 31730E101 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Filo Mining Corp. | 6/18/2020 | | Annual | FIL | | 31730E101 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Filo Mining Corp. | 6/18/2020 | | Annual | FIL | | 31730E101 | 3 | | Elect Adam Lundin | Mgmt | For | 3.17E+105 | U.S. Global Investors Funds Global Resources Fund | Voted |
| Filo Mining Corp. | 6/18/2020 | | Annual | FIL | | 31730E101 | 4 | | Elect Lukas H. Lundin | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Filo Mining Corp. | 6/18/2020 | | Annual | FIL | | 31730E101 | 5 | | Elect Wojtek A. Wodzicki | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Filo Mining Corp. | 6/18/2020 | | Annual | FIL | | 31730E101 | 6 | | Elect Alessandro Bitelli | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Filo Mining Corp. | 6/18/2020 | | Annual | FIL | | 31730E101 | 7 | | Elect Paul McRae | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Filo Mining Corp. | 6/18/2020 | | Annual | FIL | | 31730E101 | 8 | | Elect Erin Johnston | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Filo Mining Corp. | 6/18/2020 | | Annual | FIL | | 31730E101 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Filo Mining Corp. | 6/18/2020 | | Annual | FIL | | 31730E101 | 10 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Filo Mining Corp. | 6/18/2020 | | Annual | FIL | | 31730E101 | 11 | | Transaction of Other Business | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Fortescue Metals Group Limited | 10/29/2019 | | Annual | FMG | | Q39360104 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Fortescue Metals Group Limited | 10/29/2019 | | Annual | FMG | | Q39360104 | 2 | | Remuneration Report | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Fortescue Metals Group Limited | 10/29/2019 | | Annual | FMG | | Q39360104 | 3 | | Re-elect Sharon Warburton | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Fortescue Metals Group Limited | 10/29/2019 | | Annual | FMG | | Q39360104 | 4 | | Elect ZHANG Ya-Qin | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Fortescue Metals Group Limited | 10/29/2019 | | Annual | FMG | | Q39360104 | 5 | | Approve Increase in NEDs' Fee Cap | Mgmt | N/A | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Fortescue Metals Group Limited | 10/29/2019 | | Annual | FMG | | Q39360104 | 6 | | Equity Grant (MD/CEO Elizabeth Gaines) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Goldmoney Inc. | 9/30/2019 | | Mix | XAU | | 38149A109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Goldmoney Inc. | 9/30/2019 | | Mix | XAU | | 38149A109 | 2 | | Elect Roy Sebag | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Goldmoney Inc. | 9/30/2019 | | Mix | XAU | | 38149A109 | 3 | | Elect Stefan Wieler | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Goldmoney Inc. | 9/30/2019 | | Mix | XAU | | 38149A109 | 4 | | Elect Mahendra Naik | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Goldmoney Inc. | 9/30/2019 | | Mix | XAU | | 38149A109 | 5 | | Elect James Turk | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Goldmoney Inc. | 9/30/2019 | | Mix | XAU | | 38149A109 | 6 | | Elect Andres Finkielsztain | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Goldmoney Inc. | 9/30/2019 | | Mix | XAU | | 38149A109 | 7 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Goldmoney Inc. | 9/30/2019 | | Mix | XAU | | 38149A109 | 8 | | Amendment to the Restricted Stock Unit Plan | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Goldmoney Inc. | 9/30/2019 | | Mix | XAU | | 38149A109 | 9 | | Approval of Unallocated Options Under the Stock Option Plan | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Goldmoney Inc. | 9/30/2019 | | Mix | XAU | | 38149A109 | 10 | | Change of Continuance to British Columbia | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Goldmoney Inc. | 9/30/2019 | | Mix | XAU | | 38149A109 | 11 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Goldmoney Inc. | 9/30/2019 | | Mix | XAU | | 38149A109 | 12 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Gran Colombia Gold Corp. | 6/4/2020 | | Mix | GCM | | 38501D808 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Gran Colombia Gold Corp. | 6/4/2020 | | Mix | GCM | | 38501D808 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Gran Colombia Gold Corp. | 6/4/2020 | | Mix | GCM | | 38501D808 | 3 | | Elect Serafino Iacono | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Gran Colombia Gold Corp. | 6/4/2020 | | Mix | GCM | | 38501D808 | 4 | | Elect Miguel de la Campa | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Gran Colombia Gold Corp. | 6/4/2020 | | Mix | GCM | | 38501D808 | 5 | | Elect De Lyle Bloomquist | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Gran Colombia Gold Corp. | 6/4/2020 | | Mix | GCM | | 38501D808 | 6 | | Elect Monica De Greiff | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Gran Colombia Gold Corp. | 6/4/2020 | | Mix | GCM | | 38501D808 | 7 | | Elect Hernan Juan Jose Martinez Torres | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Gran Colombia Gold Corp. | 6/4/2020 | | Mix | GCM | | 38501D808 | 8 | | Elect Robert Metcalfe | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Gran Colombia Gold Corp. | 6/4/2020 | | Mix | GCM | | 38501D808 | 9 | | Elect Jaime Perez Branger | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Gran Colombia Gold Corp. | 6/4/2020 | | Mix | GCM | | 38501D808 | 10 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Gran Colombia Gold Corp. | 6/4/2020 | | Mix | GCM | | 38501D808 | 11 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Gran Colombia Gold Corp. | 6/4/2020 | | Mix | GCM | | 38501D808 | 12 | | Issuance of Shares to 2176423 Ontario Ltd | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Halliburton Company | 5/19/2020 | | Annual | HAL | | 406216101 | 1 | | Elect Abdulaziz F. Alkhayyal | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Halliburton Company | 5/19/2020 | | Annual | HAL | | 406216101 | 2 | | Elect William E. Albrecht | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Halliburton Company | 5/19/2020 | | Annual | HAL | | 406216101 | 3 | | Elect M. Katherine Banks | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Halliburton Company | 5/19/2020 | | Annual | HAL | | 406216101 | 4 | | Elect Alan M. Bennett | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Halliburton Company | 5/19/2020 | | Annual | HAL | | 406216101 | 5 | | Elect Milton Carroll | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Halliburton Company | 5/19/2020 | | Annual | HAL | | 406216101 | 6 | | Elect Nance K. Dicciani | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Halliburton Company | 5/19/2020 | | Annual | HAL | | 406216101 | 7 | | Elect Murry S. Gerber | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Halliburton Company | 5/19/2020 | | Annual | HAL | | 406216101 | 8 | | Elect Patricia Hemingway Hall | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Halliburton Company | 5/19/2020 | | Annual | HAL | | 406216101 | 9 | | Elect Robert A. Malone | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Halliburton Company | 5/19/2020 | | Annual | HAL | | 406216101 | 10 | | Elect Jeffrey A. Miller | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Halliburton Company | 5/19/2020 | | Annual | HAL | | 406216101 | 11 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Halliburton Company | 5/19/2020 | | Annual | HAL | | 406216101 | 12 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Halliburton Company | 5/19/2020 | | Annual | HAL | | 406216101 | 13 | | Amendment to the Stock and Incentive Plan | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Ingredion Incorporated | 5/20/2020 | | Annual | INGR | | 457187102 | 1 | | Elect Luis Aranguren-Trellez | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Ingredion Incorporated | 5/20/2020 | | Annual | INGR | | 457187102 | 2 | | Elect David B. Fischer | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Ingredion Incorporated | 5/20/2020 | | Annual | INGR | | 457187102 | 3 | | Elect Paul Hanrahan | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Ingredion Incorporated | 5/20/2020 | | Annual | INGR | | 457187102 | 4 | | Elect Rhonda L. Jordan | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Ingredion Incorporated | 5/20/2020 | | Annual | INGR | | 457187102 | 5 | | Elect Gregory B. Kenny | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Ingredion Incorporated | 5/20/2020 | | Annual | INGR | | 457187102 | 6 | | Elect Barbara A. Klein | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Ingredion Incorporated | 5/20/2020 | | Annual | INGR | | 457187102 | 7 | | Elect Victoria J. Reich | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Ingredion Incorporated | 5/20/2020 | | Annual | INGR | | 457187102 | 8 | | Elect Stephan B. Tanda | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Ingredion Incorporated | 5/20/2020 | | Annual | INGR | | 457187102 | 9 | | Elect Jorge A. Uribe | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Ingredion Incorporated | 5/20/2020 | | Annual | INGR | | 457187102 | 10 | | Elect Dwayne A. Wilson | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Ingredion Incorporated | 5/20/2020 | | Annual | INGR | | 457187102 | 11 | | Elect James Zallie | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Ingredion Incorporated | 5/20/2020 | | Annual | INGR | | 457187102 | 12 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Ingredion Incorporated | 5/20/2020 | | Annual | INGR | | 457187102 | 13 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Interfor Corporation | 5/7/2020 | | Annual | IFP | | 45868C109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Interfor Corporation | 5/7/2020 | | Annual | IFP | | 45868C109 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Interfor Corporation | 5/7/2020 | | Annual | IFP | | 45868C109 | 3 | | Elect Ian M. Fillinger | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Interfor Corporation | 5/7/2020 | | Annual | IFP | | 45868C109 | 4 | | Elect Christopher Griffin | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Interfor Corporation | 5/7/2020 | | Annual | IFP | | 45868C109 | 5 | | Elect Jeane Hull | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Interfor Corporation | 5/7/2020 | | Annual | IFP | | 45868C109 | 6 | | Elect Rhonda D. Hunter | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Interfor Corporation | 5/7/2020 | | Annual | IFP | | 45868C109 | 7 | | Elect Gordon H. MacDougall | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Interfor Corporation | 5/7/2020 | | Annual | IFP | | 45868C109 | 8 | | Elect J. Eddie McMillan | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Interfor Corporation | 5/7/2020 | | Annual | IFP | | 45868C109 | 9 | | Elect Thomas V. Milroy | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Interfor Corporation | 5/7/2020 | | Annual | IFP | | 45868C109 | 10 | | Elect Gillian L. Platt | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Interfor Corporation | 5/7/2020 | | Annual | IFP | | 45868C109 | 11 | | Elect Lawrence Sauder | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Interfor Corporation | 5/7/2020 | | Annual | IFP | | 45868C109 | 12 | | Elect Curtis M. Stevens | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Interfor Corporation | 5/7/2020 | | Annual | IFP | | 45868C109 | 13 | | Elect Douglas W.G. Whitehead | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Interfor Corporation | 5/7/2020 | | Annual | IFP | | 45868C109 | 14 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Interfor Corporation | 5/7/2020 | | Annual | IFP | | 45868C109 | 15 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| International Paper Company | 5/11/2020 | | Annual | IP | | 460146103 | 1 | | Elect William J. Burns | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| International Paper Company | 5/11/2020 | | Annual | IP | | 460146103 | 2 | | Elect Christopher M. Connor | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| International Paper Company | 5/11/2020 | | Annual | IP | | 460146103 | 3 | | Elect Ahmet Cemal Dorduncu | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| International Paper Company | 5/11/2020 | | Annual | IP | | 460146103 | 4 | | Elect Ilene S. Gordon | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| International Paper Company | 5/11/2020 | | Annual | IP | | 460146103 | 5 | | Elect Anders Gustafsson | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| International Paper Company | 5/11/2020 | | Annual | IP | | 460146103 | 6 | | Elect Jacqueline C. Hinman | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| International Paper Company | 5/11/2020 | | Annual | IP | | 460146103 | 7 | | Elect Clinton A. Lewis, Jr. | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| International Paper Company | 5/11/2020 | | Annual | IP | | 460146103 | 8 | | Elect Kathryn D. Sullivan | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| International Paper Company | 5/11/2020 | | Annual | IP | | 460146103 | 9 | | Elect Mark S. Sutton | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| International Paper Company | 5/11/2020 | | Annual | IP | | 460146103 | 10 | | Elect J. Steven Whisler | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| International Paper Company | 5/11/2020 | | Annual | IP | | 460146103 | 11 | | Elect Ray G. Young | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| International Paper Company | 5/11/2020 | | Annual | IP | | 460146103 | 12 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| International Paper Company | 5/11/2020 | | Annual | IP | | 460146103 | 13 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| International Paper Company | 5/11/2020 | | Annual | IP | | 460146103 | 14 | | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Invesco | 8/19/2019 | | Special | XSLV | | 46138G706 | 1.1 | | Elect Ronn R. Bagge | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Invesco | 8/19/2019 | | Special | XSLV | | 46138G706 | 1.2 | | Elect Todd J. Barre | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Invesco | 8/19/2019 | | Special | XSLV | | 46138G706 | 1.3 | | Elect Kevin M. Carome | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Invesco | 8/19/2019 | | Special | XSLV | | 46138G706 | 1.4 | | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Invesco | 8/19/2019 | | Special | XSLV | | 46138G706 | 1.5 | | Elect Victoria J. Herget | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Invesco | 8/19/2019 | | Special | XSLV | | 46138G706 | 1.6 | | Elect Marc M. Kole | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Invesco | 8/19/2019 | | Special | XSLV | | 46138G706 | 1.7 | | Elect Yung Bong LIM | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Invesco | 8/19/2019 | | Special | XSLV | | 46138G706 | 1.8 | | Elect Joanne Pace | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Invesco | 8/19/2019 | | Special | XSLV | | 46138G706 | 1.9 | | Elect Gary R. Wicker | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Invesco | 8/19/2019 | | Special | XSLV | | 46138G706 | 1.1 | | Elect Donald H. Wilson | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Josemaria Resources Inc. | 6/16/2020 | | Mix | JOSE | | 48086P100 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Josemaria Resources Inc. | 6/16/2020 | | Mix | JOSE | | 48086P100 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Josemaria Resources Inc. | 6/16/2020 | | Mix | JOSE | | 48086P100 | 3 | | Elect Christine Batruch | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Josemaria Resources Inc. | 6/16/2020 | | Mix | JOSE | | 48086P100 | 4 | | Elect Paul Conibear | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Josemaria Resources Inc. | 6/16/2020 | | Mix | JOSE | | 48086P100 | 5 | | Elect C. Ashley Heppenstall | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Josemaria Resources Inc. | 6/16/2020 | | Mix | JOSE | | 48086P100 | 6 | | Elect Ron Hochstein | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Josemaria Resources Inc. | 6/16/2020 | | Mix | JOSE | | 48086P100 | 7 | | Elect Adam Lundin | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Josemaria Resources Inc. | 6/16/2020 | | Mix | JOSE | | 48086P100 | 8 | | Elect Jack Lundin | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Josemaria Resources Inc. | 6/16/2020 | | Mix | JOSE | | 48086P100 | 9 | | Elect Wojtek Wodzicki | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Josemaria Resources Inc. | 6/16/2020 | | Mix | JOSE | | 48086P100 | 10 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Josemaria Resources Inc. | 6/16/2020 | | Mix | JOSE | | 48086P100 | 11 | | Share Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Josemaria Resources Inc. | 6/16/2020 | | Mix | JOSE | | 48086P100 | 12 | | Amendment to the Share Option Plan | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Josemaria Resources Inc. | 6/16/2020 | | Mix | JOSE | | 48086P100 | 13 | | Transaction of Other Business | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Kirkland Lake Gold Ltd. | 1/28/2020 | | Special | KL | | 49741E100 | 1 | | Issuance of Shares for Acquisition of Detour Gold | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E100 | 1 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E100 | 2.1 | | Elect Jonathan Gill | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E100 | 2.2 | | Elect Peter Grosskopf | Mgmt | For | Withhold | U.S. Global Investors Funds Global Resources Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E100 | 2.3 | | Elect Ingrid J. Hibbard | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E100 | 2.4 | | Elect Arnold Klassen | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E100 | 2.5 | | Elect Elizabeth Lewis-Gray | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E100 | 2.6 | | Elect Anthony Makuch | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E100 | 2.7 | | Elect Barry P. Olson | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E100 | 2.8 | | Elect Jeff Parr | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E100 | 3 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E100 | 4 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E100 | 5 | | Approval of Unallocated Options Under the Long-Term Incentive Plan | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E100 | 6 | | Amendment to the Deferred Share Unit Plan | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Libero Copper & Gold Corporation | 6/4/2020 | | Mix | LBC | | 53014U106 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Libero Copper & Gold Corporation | 6/4/2020 | | Mix | LBC | | 53014U106 | 2 | | Elect Ian Slater | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Libero Copper & Gold Corporation | 6/4/2020 | | Mix | LBC | | 53014U106 | 3 | | Elect Jay Sujir | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Libero Copper & Gold Corporation | 6/4/2020 | | Mix | LBC | | 53014U106 | 4 | | Elect Robert Pease | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Libero Copper & Gold Corporation | 6/4/2020 | | Mix | LBC | | 53014U106 | 5 | | Elect Bill Bennett | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Libero Copper & Gold Corporation | 6/4/2020 | | Mix | LBC | | 53014U106 | 6 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Libero Copper & Gold Corporation | 6/4/2020 | | Mix | LBC | | 53014U106 | 7 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Libero Copper & Gold Corporation | 6/4/2020 | | Mix | LBC | | 53014U106 | 8 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Libero Copper & Gold Corporation | 6/4/2020 | | Mix | LBC | | 53014U106 | 9 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Libero Copper & Gold Corporation | 6/4/2020 | | Mix | LBC | | 53014U106 | 10 | | Approval of the RSU/DSU Plan | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Louisiana-Pacific Corporation | 5/22/2020 | | Annual | LPX | | 546347105 | 1 | | Elect Kurt M. Landgraf | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Louisiana-Pacific Corporation | 5/22/2020 | | Annual | LPX | | 546347105 | 2 | | Elect Stephen E. Macadam | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Louisiana-Pacific Corporation | 5/22/2020 | | Annual | LPX | | 546347105 | 3 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Louisiana-Pacific Corporation | 5/22/2020 | | Annual | LPX | | 546347105 | 4 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Lundin Gold Inc. | 6/24/2020 | | Annual | LUG | | 550371108 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Lundin Gold Inc. | 6/24/2020 | | Annual | LUG | | 550371108 | 2 | | Elect Tamara Brown | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Lundin Gold Inc. | 6/24/2020 | | Annual | LUG | | 550371108 | 3 | | Elect Carmel Daniele | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Lundin Gold Inc. | 6/24/2020 | | Annual | LUG | | 550371108 | 4 | | Elect Ian W. Gibbs | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Lundin Gold Inc. | 6/24/2020 | | Annual | LUG | | 550371108 | 5 | | Elect Chantal Gosselin | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Lundin Gold Inc. | 6/24/2020 | | Annual | LUG | | 550371108 | 6 | | Elect Ashley Heppenstall | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Lundin Gold Inc. | 6/24/2020 | | Annual | LUG | | 550371108 | 7 | | Elect Ron F. Hochstein | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Lundin Gold Inc. | 6/24/2020 | | Annual | LUG | | 550371108 | 8 | | Elect Craig Jones | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Lundin Gold Inc. | 6/24/2020 | | Annual | LUG | | 550371108 | 9 | | Elect Lukas H. Lundin | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Lundin Gold Inc. | 6/24/2020 | | Annual | LUG | | 550371108 | 10 | | Elect Paul McRae | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Lundin Gold Inc. | 6/24/2020 | | Annual | LUG | | 550371108 | 11 | | Elect Istvan Zollei | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Lundin Gold Inc. | 6/24/2020 | | Annual | LUG | | 550371108 | 12 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Lundin Mining Corporation | 5/11/2020 | | Annual | LUN | | 550372106 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Lundin Mining Corporation | 5/11/2020 | | Annual | LUN | | 550372106 | 2 | | Elect Donald K. Charter | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Lundin Mining Corporation | 5/11/2020 | | Annual | LUN | | 550372106 | 3 | | Elect John H. Craig | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Lundin Mining Corporation | 5/11/2020 | | Annual | LUN | | 550372106 | 4 | | Elect Ashley Heppenstall | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Lundin Mining Corporation | 5/11/2020 | | Annual | LUN | | 550372106 | 5 | | Elect Marie Inkster | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Lundin Mining Corporation | 5/11/2020 | | Annual | LUN | | 550372106 | 6 | | Elect Peter C. Jones | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Lundin Mining Corporation | 5/11/2020 | | Annual | LUN | | 550372106 | 7 | | Elect Lukas H. Lundin | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Lundin Mining Corporation | 5/11/2020 | | Annual | LUN | | 550372106 | 8 | | Elect Dale C. Peniuk | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Lundin Mining Corporation | 5/11/2020 | | Annual | LUN | | 550372106 | 9 | | Elect Catherine J.G. Stefan | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Lundin Mining Corporation | 5/11/2020 | | Annual | LUN | | 550372106 | 10 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Lundin Mining Corporation | 5/11/2020 | | Annual | LUN | | 550372106 | 11 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Lundin Mining Corporation | 5/11/2020 | | Annual | LUN | | 550372106 | 12 | | Amendment to Incentive Stock Option Plan | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mako Mining Corp. | 12/4/2019 | | Mix | MKO | | 56089A103 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mako Mining Corp. | 12/4/2019 | | Mix | MKO | | 56089A103 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mako Mining Corp. | 12/4/2019 | | Mix | MKO | | 56089A103 | 3 | | Elect John Hick | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mako Mining Corp. | 12/4/2019 | | Mix | MKO | | 56089A103 | 4 | | Elect Akiba Leisman | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mako Mining Corp. | 12/4/2019 | | Mix | MKO | | 56089A103 | 5 | | Elect John Stevens | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mako Mining Corp. | 12/4/2019 | | Mix | MKO | | 56089A103 | 6 | | Elect Rael Lipson | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mako Mining Corp. | 12/4/2019 | | Mix | MKO | | 56089A103 | 7 | | Elect Cesar Gonzalez | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mako Mining Corp. | 12/4/2019 | | Mix | MKO | | 56089A103 | 8 | | Elect John Pontius | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mako Mining Corp. | 12/4/2019 | | Mix | MKO | | 56089A103 | 9 | | Elect Paul Jacobi | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mako Mining Corp. | 12/4/2019 | | Mix | MKO | | 56089A103 | 10 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mako Mining Corp. | 12/4/2019 | | Mix | MKO | | 56089A103 | 11 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mene Inc. | 12/20/2019 | | Annual | MENE | | 58680T101 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mene Inc. | 12/20/2019 | | Annual | MENE | | 58680T101 | 2 | | Elect Roy Sebag | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mene Inc. | 12/20/2019 | | Annual | MENE | | 58680T101 | 3 | | Elect Joshua Crumb | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mene Inc. | 12/20/2019 | | Annual | MENE | | 58680T101 | 4 | | Elect Tommaso Chiabra | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mene Inc. | 12/20/2019 | | Annual | MENE | | 58680T101 | 5 | | Elect Thomas Kennedy | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mene Inc. | 12/20/2019 | | Annual | MENE | | 58680T101 | 6 | | Elect Michele L. Ashby | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mene Inc. | 12/20/2019 | | Annual | MENE | | 58680T101 | 7 | | Elect Sunjoo Moon | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mene Inc. | 12/20/2019 | | Annual | MENE | | 58680T101 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Metalla Royalty And Streaming Ltd. | 11/6/2019 | | Annual | MTA | | 59124U100 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Metalla Royalty And Streaming Ltd. | 11/6/2019 | | Annual | MTA | | 59124U100 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Metalla Royalty And Streaming Ltd. | 11/6/2019 | | Annual | MTA | | 59124U100 | 3 | | Elect Brett Heath | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Metalla Royalty And Streaming Ltd. | 11/6/2019 | | Annual | MTA | | 59124U100 | 4 | | Elect Lawrence Roulston | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Metalla Royalty And Streaming Ltd. | 11/6/2019 | | Annual | MTA | | 59124U100 | 5 | | Elect E. B. Tucker | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Metalla Royalty And Streaming Ltd. | 11/6/2019 | | Annual | MTA | | 59124U100 | 6 | | Elect Alexander Molyneux | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Metalla Royalty And Streaming Ltd. | 11/6/2019 | | Annual | MTA | | 59124U100 | 7 | | Elect James Beeby | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Metalla Royalty And Streaming Ltd. | 11/6/2019 | | Annual | MTA | | 59124U100 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Metalla Royalty And Streaming Ltd. | 11/6/2019 | | Annual | MTA | | 59124U100 | 9 | | Approval of Share Compensation Plan | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 2 | | Annual Report | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 3 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 4 | | Financial Statements (Consolidated) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 5 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 6 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 7 | | Elect Nikolay P. Abramov | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 8 | | Elect Sergey V. Barbashev | Mgmt | N/A | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 9 | | Elect Sergey L. Batekhin | Mgmt | N/A | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 10 | | Elect Alexey V. Bashkirov | Mgmt | N/A | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 11 | | Elect Sergey B. Bratukhin | Mgmt | For | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 12 | | Elect Sergey N. Volk | Mgmt | For | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 13 | | Elect Marianna A. Zakharova | Mgmt | N/A | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 14 | | Elect Roger Munnings | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 15 | | Elect Gareth Penny | Mgmt | For | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 16 | | Elect Maxim V. Poletayev | Mgmt | For | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 17 | | Elect Vyacheslav Solomin | Mgmt | N/A | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 18 | | Elect Evgeny A. Schwartz | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 19 | | Elect Robert W. Edwards | Mgmt | For | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 20 | | Elect Alexey S. Dzybalov | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 21 | | Elect Anna V. Masalova | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 22 | | Elect Georgiy E. Svanidze | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 23 | | Elect Vladimir N. Shilkov | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 24 | | Elect Elena A. Yanevich | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 25 | | Appointment of Auditor (RAS) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 26 | | Appointment of Auditor (IFRS) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 27 | | Directors' Fees | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 28 | | Audit Commission Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 29 | | Indemnification of Directors/Officers | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 5/13/2020 | | Annual | GMKN | | 55315J102 | 30 | | D&O Insurance | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 9/26/2019 | | Special | GMKN | | 55315J102 | 1 | | Interim Dividend (1H2019) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 9/26/2019 | | Special | GMKN | | 55315J102 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 9/26/2019 | | Special | GMKN | | 55315J102 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 12/16/2019 | | Special | GMKN | | 55315J102 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mining and Metallurgical Co Norilsk Nickel | 12/16/2019 | | Special | GMKN | | 55315J102 | 2 | | Interim Dividend (3Q2019) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mondi plc | 5/7/2020 | | Annual | MNDI | | G6258S107 | 1 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mondi plc | 5/7/2020 | | Annual | MNDI | | G6258S107 | 2 | | Remuneration Policy (Binding) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mondi plc | 5/7/2020 | | Annual | MNDI | | G6258S107 | 3 | | Remuneration Report (Advisory) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mondi plc | 5/7/2020 | | Annual | MNDI | | G6258S107 | 4 | | Final Dividend | Mgmt | For | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mondi plc | 5/7/2020 | | Annual | MNDI | | G6258S107 | 5 | | Elect Enoch Godongwana | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mondi plc | 5/7/2020 | | Annual | MNDI | | G6258S107 | 6 | | Elect Philip Yea | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mondi plc | 5/7/2020 | | Annual | MNDI | | G6258S107 | 7 | | Elect Tanya Fratto | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mondi plc | 5/7/2020 | | Annual | MNDI | | G6258S107 | 8 | | Elect Stephen C. Harris | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mondi plc | 5/7/2020 | | Annual | MNDI | | G6258S107 | 9 | | Elect Andrew King | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mondi plc | 5/7/2020 | | Annual | MNDI | | G6258S107 | 10 | | Elect Dominique Reiniche | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mondi plc | 5/7/2020 | | Annual | MNDI | | G6258S107 | 11 | | Elect Stephen Young | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mondi plc | 5/7/2020 | | Annual | MNDI | | G6258S107 | 12 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mondi plc | 5/7/2020 | | Annual | MNDI | | G6258S107 | 13 | | Authority to Set Auditor's Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mondi plc | 5/7/2020 | | Annual | MNDI | | G6258S107 | 14 | | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mondi plc | 5/7/2020 | | Annual | MNDI | | G6258S107 | 15 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mondi plc | 5/7/2020 | | Annual | MNDI | | G6258S107 | 16 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Mondi plc | 5/7/2020 | | Annual | MNDI | | G6258S107 | 17 | | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Niocan Inc. | 7/22/2019 | | Mix | NIO | | ADPC01613 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Niocan Inc. | 7/22/2019 | | Mix | NIO | | ADPC01613 | 2 | | Elect Guy Arbour | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Niocan Inc. | 7/22/2019 | | Mix | NIO | | ADPC01613 | 3 | | Elect Joel Bell | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Niocan Inc. | 7/22/2019 | | Mix | NIO | | ADPC01613 | 4 | | Elect Guy Charette | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Niocan Inc. | 7/22/2019 | | Mix | NIO | | ADPC01613 | 5 | | Elect Hubert Marleau | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Niocan Inc. | 7/22/2019 | | Mix | NIO | | ADPC01613 | 6 | | Elect Mark D. Wallace | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Niocan Inc. | 7/22/2019 | | Mix | NIO | | ADPC01613 | 7 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Niocan Inc. | 7/22/2019 | | Mix | NIO | | ADPC01613 | 8 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Norbord Inc. | 5/6/2020 | | Annual | OSB | | 65548P403 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Norbord Inc. | 5/6/2020 | | Annual | OSB | | 65548P403 | 2 | | Elect Jack L. Cockwell | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Norbord Inc. | 5/6/2020 | | Annual | OSB | | 65548P403 | 3 | | Elect Paul E. Gagne | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Norbord Inc. | 5/6/2020 | | Annual | OSB | | 65548P403 | 4 | | Elect J. Peter Gordon | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Norbord Inc. | 5/6/2020 | | Annual | OSB | | 65548P403 | 5 | | Elect Paul A. Houston | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Norbord Inc. | 5/6/2020 | | Annual | OSB | | 65548P403 | 6 | | Elect Marian Lawson | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Norbord Inc. | 5/6/2020 | | Annual | OSB | | 65548P403 | 7 | | Elect Colleen M. McMorrow | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Norbord Inc. | 5/6/2020 | | Annual | OSB | | 65548P403 | 8 | | Elect Denise M. Nemchev | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Norbord Inc. | 5/6/2020 | | Annual | OSB | | 65548P403 | 9 | | Elect Lori Pearson | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Norbord Inc. | 5/6/2020 | | Annual | OSB | | 65548P403 | 10 | | Elect Peter C. Wijnbergen | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Norbord Inc. | 5/6/2020 | | Annual | OSB | | 65548P403 | 11 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Norbord Inc. | 5/6/2020 | | Annual | OSB | | 65548P403 | 12 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| North American Palladium Ltd. | 12/4/2019 | | Special | PDL | | 65704X109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| North American Palladium Ltd. | 12/4/2019 | | Special | PDL | | 65704X109 | 2 | | Merger/Acquisition | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| North American Palladium Ltd. | 12/4/2019 | | Special | PDL | | 65704X109 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Nucor Corporation | 5/14/2020 | | Annual | NUE | | 670346105 | 1.1 | | Elect Lloyd J. Austin, III | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Nucor Corporation | 5/14/2020 | | Annual | NUE | | 670346105 | 1.2 | | Elect Patrick J. Dempsey | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Nucor Corporation | 5/14/2020 | | Annual | NUE | | 670346105 | 1.3 | | Elect Christopher J. Kearney | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Nucor Corporation | 5/14/2020 | | Annual | NUE | | 670346105 | 1.4 | | Elect Laurette T. Koellner | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Nucor Corporation | 5/14/2020 | | Annual | NUE | | 670346105 | 1.5 | | Elect Joseph D. Rupp | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Nucor Corporation | 5/14/2020 | | Annual | NUE | | 670346105 | 1.6 | | Elect Leon J. Topalian | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Nucor Corporation | 5/14/2020 | | Annual | NUE | | 670346105 | 1.7 | | Elect John H. Walker | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Nucor Corporation | 5/14/2020 | | Annual | NUE | | 670346105 | 1.8 | | Elect Nadja Y. West | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Nucor Corporation | 5/14/2020 | | Annual | NUE | | 670346105 | 2 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Nucor Corporation | 5/14/2020 | | Annual | NUE | | 670346105 | 3 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Nucor Corporation | 5/14/2020 | | Annual | NUE | | 670346105 | 4 | | Amendment to the 2014 Omnibus Incentive Compensation Plan | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Nutrien Ltd. | 5/6/2020 | | Annual | NTR | | 67077M108 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Nutrien Ltd. | 5/6/2020 | | Annual | NTR | | 67077M108 | 2 | | Elect Christopher M. Burley | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Nutrien Ltd. | 5/6/2020 | | Annual | NTR | | 67077M108 | 3 | | Elect Maura J. Clark | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Nutrien Ltd. | 5/6/2020 | | Annual | NTR | | 67077M108 | 4 | | Elect David C. Everitt | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Nutrien Ltd. | 5/6/2020 | | Annual | NTR | | 67077M108 | 5 | | Elect Russell K. Girling | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Nutrien Ltd. | 5/6/2020 | | Annual | NTR | | 67077M108 | 6 | | Elect Miranda C. Hubbs | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Nutrien Ltd. | 5/6/2020 | | Annual | NTR | | 67077M108 | 7 | | Elect Alice D. Laberge | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Nutrien Ltd. | 5/6/2020 | | Annual | NTR | | 67077M108 | 8 | | Elect Consuelo E. Madere | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Nutrien Ltd. | 5/6/2020 | | Annual | NTR | | 67077M108 | 9 | | Elect Charles V. Magro | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Nutrien Ltd. | 5/6/2020 | | Annual | NTR | | 67077M108 | 10 | | Elect Keith G. Martell | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Nutrien Ltd. | 5/6/2020 | | Annual | NTR | | 67077M108 | 11 | | Elect Aaron W. Regent | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Nutrien Ltd. | 5/6/2020 | | Annual | NTR | | 67077M108 | 12 | | Elect Mayo M. Schmidt | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Nutrien Ltd. | 5/6/2020 | | Annual | NTR | | 67077M108 | 13 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Nutrien Ltd. | 5/6/2020 | | Annual | NTR | | 67077M108 | 14 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Occidental Petroleum Corporation | 12/31/2019 | | Proxy Contest | OXY | | 674599105 | 1 | | Revoke Request to Fix a Record Date for a Planned Consent Solicitation by Icahn | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Orora Limited | 6/16/2020 | | Ordinary | ORA | | Q7142U109 | 1 | | Approve Capital Return | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Orora Limited | 6/16/2020 | | Ordinary | ORA | | Q7142U109 | 2 | | Approve Share Consolidation | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Orsu Metals Corporation | 6/26/2020 | | Mix | OSU | | ADPC03016 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Orsu Metals Corporation | 6/26/2020 | | Mix | OSU | | ADPC03016 | 2 | | Elect Sergey V. Kurzin | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Orsu Metals Corporation | 6/26/2020 | | Mix | OSU | | ADPC03016 | 3 | | Elect Sergei Stefanovich | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Orsu Metals Corporation | 6/26/2020 | | Mix | OSU | | ADPC03016 | 4 | | Elect David Rhodes | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Orsu Metals Corporation | 6/26/2020 | | Mix | OSU | | ADPC03016 | 5 | | Elect Mark Corra | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Orsu Metals Corporation | 6/26/2020 | | Mix | OSU | | ADPC03016 | 6 | | Elect Vladimir Pakhomov | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Orsu Metals Corporation | 6/26/2020 | | Mix | OSU | | ADPC03016 | 7 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Orsu Metals Corporation | 6/26/2020 | | Mix | OSU | | ADPC03016 | 8 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Orsu Metals Corporation | 6/26/2020 | | Mix | OSU | | ADPC03016 | 9 | | Change of Continuance | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Orsu Metals Corporation | 6/26/2020 | | Mix | OSU | | ADPC03016 | 10 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Orsu Metals Corporation | 12/20/2019 | | Special | OSU | | ADPC03016 | 1 | | Creation of a New Control Person (Sergei Stefanovich) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Orsu Metals Corporation | 12/20/2019 | | Special | OSU | | ADPC03016 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| PAO Severstal | 6/5/2020 | | Annual | CHMF | | 818150302 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| PAO Severstal | 6/5/2020 | | Annual | CHMF | | 818150302 | 2 | | Elect Alexey A. Mordashov | Mgmt | For | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| PAO Severstal | 6/5/2020 | | Annual | CHMF | | 818150302 | 3 | | Elect Alexander A. Shevelev | Mgmt | For | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| PAO Severstal | 6/5/2020 | | Annual | CHMF | | 818150302 | 4 | | Elect Alexey G. Kulichenko | Mgmt | For | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| PAO Severstal | 6/5/2020 | | Annual | CHMF | | 818150302 | 5 | | Elect Andrey A. Mitukov | Mgmt | For | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| PAO Severstal | 6/5/2020 | | Annual | CHMF | | 818150302 | 6 | | Elect Agnes A. Ritter | Mgmt | For | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| PAO Severstal | 6/5/2020 | | Annual | CHMF | | 818150302 | 7 | | Elect Philip J. Dayer | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PAO Severstal | 6/5/2020 | | Annual | CHMF | | 818150302 | 8 | | Elect Alun D. Bowen | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PAO Severstal | 6/5/2020 | | Annual | CHMF | | 818150302 | 9 | | Elect Sakari V. Tamminen | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PAO Severstal | 6/5/2020 | | Annual | CHMF | | 818150302 | 10 | | Elect Vladimir A. Mau | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PAO Severstal | 6/5/2020 | | Annual | CHMF | | 818150302 | 11 | | Elect Alexander A. Auzan | Mgmt | For | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| PAO Severstal | 6/5/2020 | | Annual | CHMF | | 818150302 | 12 | | Allocation of Profits/Dividends (FY2019) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PAO Severstal | 6/5/2020 | | Annual | CHMF | | 818150302 | 13 | | Interim Dividend (1Q2020) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PAO Severstal | 6/5/2020 | | Annual | CHMF | | 818150302 | 14 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PAO Severstal | 6/5/2020 | | Annual | CHMF | | 818150302 | 15 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| PAO Severstal | 9/6/2019 | | Special | CHMF | | 818150302 | 1 | | Interim Dividends (1H2019) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PAO Severstal | 9/6/2019 | | Special | CHMF | | 818150302 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| PAO Severstal | 11/22/2019 | | Special | CHMF | | 818150302 | 1 | | Interim Dividends (3Q2019) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Petroleo Brasileiro S.A. - Petrobras | 3/4/2020 | | Special | PETR3 | | 71654V408 | 1 | | Merger by Absorption (Ratification of Appointment of Appraiser; Valuation Report; Merger Agreement; Merger by Absorption - Petrobras Negocios Eletronicos S.A.; Authorization of Legal Formalities) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Petroleo Brasileiro S.A. - Petrobras | 3/4/2020 | | Special | PETR3 | | 71654V408 | 2 | | Amendments to Articles | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Petroleo Brasileiro S.A. - Petrobras | 3/4/2020 | | Special | PETR3 | | 71654V408 | 3 | | Elect Maria Claudia Guimaraes | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Petroleo Brasileiro S.A. - Petrobras | 8/9/2019 | | Special | PETR3 | | 71654V408 | 1 | | Election of Directors | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Petroleo Brasileiro S.A. - Petrobras | 8/9/2019 | | Special | PETR3 | | 71654V408 | 2 | | Delisting from the ByMA Stock Exchange | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Petroleo Brasileiro S.A. - Petrobras | 9/30/2019 | | Special | PETR3 | | 71654V408 | 1 | | Merger by Absorption (Petrobras Logistica de Gas S.A.) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Petroleo Brasileiro S.A. - Petrobras | 9/30/2019 | | Special | PETR3 | | 71654V408 | 2 | | Amendments to Articles | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Petroleo Brasileiro S.A. - Petrobras | 9/30/2019 | | Special | PETR3 | | 71654V408 | 3 | | Ratify Updated Global Remuneration Amount | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Phillips 66 | 5/6/2020 | | Annual | PSX | | 718546104 | 1 | | Elect Charles M. Holley, Jr. | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Phillips 66 | 5/6/2020 | | Annual | PSX | | 718546104 | 2 | | Elect Glenn F. Tilton | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Phillips 66 | 5/6/2020 | | Annual | PSX | | 718546104 | 3 | | Elect Marna C. Whittington | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Phillips 66 | 5/6/2020 | | Annual | PSX | | 718546104 | 4 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Phillips 66 | 5/6/2020 | | Annual | PSX | | 718546104 | 5 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Phillips 66 | 5/6/2020 | | Annual | PSX | | 718546104 | 6 | | Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments | ShrHoldr | Against | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 1 | | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 2 | | Elect Vagit Y. Alekperov | Mgmt | For | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 3 | | Elect Victor V. Blazheev | Mgmt | For | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 4 | | Elect Toby T. Gati | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 5 | | Elect Ravil U. Maganov | Mgmt | For | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 6 | | Elect Roger Munnings | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 7 | | Elect Nikolai M. Nikolaev | Mgmt | For | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 8 | | Elect Pavel Teplukhin | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 9 | | Elect Leonid A. Fedun | Mgmt | For | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 10 | | Elect Lyubov N. Khoba | Mgmt | For | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 11 | | Elect Sergei D. Shatalov | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 12 | | Elect Wolfgang Schussel | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 13 | | Directors' Fees (FY2019) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 14 | | Directors' Fees (FY2020) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 15 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 16 | | D&O Insurance | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 1 | | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 2 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 3 | | Elect Vagit Y. Alekperov | Mgmt | For | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 4 | | Elect Victor V. Blazheev | Mgmt | For | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 5 | | Elect Toby T. Gati | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 6 | | Elect Ravil U. Maganov | Mgmt | For | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 7 | | Elect Roger Munnings | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 8 | | Elect Nikolai M. Nikolaev | Mgmt | For | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 9 | | Elect Pavel Teplukhin | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 10 | | Elect Leonid A. Fedun | Mgmt | For | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 11 | | Elect Lyubov N. Khoba | Mgmt | For | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 12 | | Elect Sergei D. Shatalov | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 13 | | Elect Wolfgang Schussel | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 14 | | Directors' Fees (FY2019) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 15 | | Directors' Fees (FY2020) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 16 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 17 | | D&O Insurance | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 18 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 6/23/2020 | | Annual | LKOH | | 69343P105 | 19 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 1 | | Interim Dividends (3Q2019) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 2 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 3 | | Audit Commission Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 4 | | Amendments to Articles | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 5 | | Early Termination of Audit Commission Powers | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 6 | | Amendments to General Meeting Regulations | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 7 | | Amendments to Board of Directors Regulations | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 8 | | Amendments to Management Board Regulations | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 9 | | Discontinuance of Audit Commission Regulations | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 10 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 1 | | Interim Dividends (3Q2019) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 2 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 3 | | Audit Commission Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 4 | | Amendments to Articles | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 5 | | Early Termination of Audit Commission Powers | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 6 | | Amendments to General Meeting Regulations | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 7 | | Amendments to Board of Directors Regulations | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 8 | | Amendments to Management Board Regulations | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 9 | | Discontinuance of Audit Commission Regulations | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 10 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Lukoil | 12/3/2019 | | Special | LKOH | | 69343P105 | 11 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 2 | | Annual Report | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 3 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 4 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 5 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 6 | | Audit Commission Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 7 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 8 | | Elect Alexander V. Agaryov | Mgmt | N/A | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 9 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 10 | | Elect Alexander N. Bulanov | Mgmt | N/A | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 11 | | Elect Ivan K. Dinichenko | Mgmt | N/A | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 12 | | Elect Valery N. Egorov | Mgmt | N/A | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 13 | | Elect Vladimir P. Erokhin | Mgmt | N/A | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 14 | | Elect Vladislav B. Konovalov | Mgmt | N/A | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 15 | | Elect Viktor M. Krivosheyev | Mgmt | N/A | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 16 | | Elect Nikolay I. Matveyev | Mgmt | N/A | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 17 | | Elect Georgy R. Mukhamadeyev | Mgmt | N/A | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 18 | | Elect Ildus S. Usmanov | Mgmt | N/A | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 19 | | Elect Viktor A. Tchashchin | Mgmt | N/A | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 20 | | Elect Valentina V. Musikhina | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 21 | | Elect Tamara F. Oleynik | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 22 | | Elect Lyudmila A. Prishchepova | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PJSC Surgutneftegas | 6/30/2020 | | Annual | SNGS | | 868861204 | 23 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PotlatchDeltic Corporation | 5/4/2020 | | Annual | PCH | | 737630103 | 1 | | Elect Linda M. Breard | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PotlatchDeltic Corporation | 5/4/2020 | | Annual | PCH | | 737630103 | 2 | | Elect Lawrence S. Peiros | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PotlatchDeltic Corporation | 5/4/2020 | | Annual | PCH | | 737630103 | 3 | | Elect Eric J. Cremers | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PotlatchDeltic Corporation | 5/4/2020 | | Annual | PCH | | 737630103 | 4 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| PotlatchDeltic Corporation | 5/4/2020 | | Annual | PCH | | 737630103 | 5 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 4/24/2020 | | Annual | NLMK | | 67011E204 | 1 | | Annual Report | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 4/24/2020 | | Annual | NLMK | | 67011E204 | 2 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 4/24/2020 | | Annual | NLMK | | 67011E204 | 3 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 4/24/2020 | | Annual | NLMK | | 67011E204 | 4 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 4/24/2020 | | Annual | NLMK | | 67011E204 | 5 | | Elect Oleg Bagrin | Mgmt | N/A | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 4/24/2020 | | Annual | NLMK | | 67011E204 | 6 | | Elect Thomas Veraszto | Mgmt | N/A | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 4/24/2020 | | Annual | NLMK | | 67011E204 | 7 | | Elect Nikolai Gagarin | Mgmt | N/A | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 4/24/2020 | | Annual | NLMK | | 67011E204 | 8 | | Elect Sergey Kravchenko | Mgmt | N/A | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 4/24/2020 | | Annual | NLMK | | 67011E204 | 9 | | Elect Joachim Limberg | Mgmt | N/A | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 4/24/2020 | | Annual | NLMK | | 67011E204 | 10 | | Elect Vladimir Lisin | Mgmt | N/A | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 4/24/2020 | | Annual | NLMK | | 67011E204 | 11 | | Elect Marjan Oudeman | Mgmt | N/A | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 4/24/2020 | | Annual | NLMK | | 67011E204 | 12 | | Elect Karen Sarkisov | Mgmt | N/A | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 4/24/2020 | | Annual | NLMK | | 67011E204 | 13 | | Elect Stanislav Shekshnya | Mgmt | N/A | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 4/24/2020 | | Annual | NLMK | | 67011E204 | 14 | | Elect Benedict Sciortino | Mgmt | N/A | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 4/24/2020 | | Annual | NLMK | | 67011E204 | 15 | | Appointment of CEO and Management Board Chair | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 4/24/2020 | | Annual | NLMK | | 67011E204 | 16 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 4/24/2020 | | Annual | NLMK | | 67011E204 | 17 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 4/24/2020 | | Annual | NLMK | | 67011E204 | 18 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 4/24/2020 | | Annual | NLMK | | 67011E204 | 19 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 5/29/2020 | | Special | NLMK | | 67011E204 | 1 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 5/29/2020 | | Special | NLMK | | 67011E204 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 6/30/2020 | | Special | NLMK | | 67011E204 | 1 | | Interim Dividend (1Q2020) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 6/30/2020 | | Special | NLMK | | 67011E204 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 9/27/2019 | | Special | NLMK | | 67011E204 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 9/27/2019 | | Special | NLMK | | 67011E204 | 2 | | Interim Dividend (1H2019) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 12/20/2019 | | Special | NLMK | | 67011E204 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 12/20/2019 | | Special | NLMK | | 67011E204 | 2 | | Interim Dividend (3Q2019) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 12/20/2019 | | Special | NLMK | | 67011E204 | 3 | | Amendments to General Meeting Regulations | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Public Joint Stock Company Novolipetsk Steel | 12/20/2019 | | Special | NLMK | | 67011E204 | 4 | | Amendments to Board of Directors Regulations | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Range Energy Resources Inc. | 3/31/2020 | | Annual | RGO | | ADPC01228 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Range Energy Resources Inc. | 3/31/2020 | | Annual | RGO | | ADPC01228 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Range Energy Resources Inc. | 3/31/2020 | | Annual | RGO | | ADPC01228 | 3 | | Elect Allan Bezanson | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Range Energy Resources Inc. | 3/31/2020 | | Annual | RGO | | ADPC01228 | 4 | | Elect Roger Bethell | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Range Energy Resources Inc. | 3/31/2020 | | Annual | RGO | | ADPC01228 | 5 | | Elect Peter McRae | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Range Energy Resources Inc. | 3/31/2020 | | Annual | RGO | | ADPC01228 | 6 | | Elect Rick W. Pawluk | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Range Energy Resources Inc. | 3/31/2020 | | Annual | RGO | | ADPC01228 | 7 | | Elect Harold M. Wolkin | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Range Energy Resources Inc. | 3/31/2020 | | Annual | RGO | | ADPC01228 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Range Energy Resources Inc. | 3/31/2020 | | Annual | RGO | | ADPC01228 | 9 | | Transaction of Other Business | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Rayonier Inc. | 5/14/2020 | | Annual | RYN | | 754907103 | 1 | | Elect Richard D. Kincaid | Mgmt | For | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| Rayonier Inc. | 5/14/2020 | | Annual | RYN | | 754907103 | 2 | | Elect Keith E. Bass | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Rayonier Inc. | 5/14/2020 | | Annual | RYN | | 754907103 | 3 | | Elect Dod Fraser | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Rayonier Inc. | 5/14/2020 | | Annual | RYN | | 754907103 | 4 | | Elect Scott R. Jones | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Rayonier Inc. | 5/14/2020 | | Annual | RYN | | 754907103 | 5 | | Elect Blanche L. Lincoln | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Rayonier Inc. | 5/14/2020 | | Annual | RYN | | 754907103 | 6 | | Elect V. Larkin Martin | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Rayonier Inc. | 5/14/2020 | | Annual | RYN | | 754907103 | 7 | | Elect Ann C. Nelson | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Rayonier Inc. | 5/14/2020 | | Annual | RYN | | 754907103 | 8 | | Elect David L. Nunes | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Rayonier Inc. | 5/14/2020 | | Annual | RYN | | 754907103 | 9 | | Elect Andrew G. Wiltshere | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Rayonier Inc. | 5/14/2020 | | Annual | RYN | | 754907103 | 10 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Rayonier Inc. | 5/14/2020 | | Annual | RYN | | 754907103 | 11 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Red Pine Exploration Inc. | 3/11/2020 | | Mix | RPX | | 75686Y405 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Red Pine Exploration Inc. | 3/11/2020 | | Mix | RPX | | 75686Y405 | 2 | | Elect Quentin Yarie | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Red Pine Exploration Inc. | 3/11/2020 | | Mix | RPX | | 75686Y405 | 3 | | Elect Drew Anwyll | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Red Pine Exploration Inc. | 3/11/2020 | | Mix | RPX | | 75686Y405 | 4 | | Elect Peter Kampian | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Red Pine Exploration Inc. | 3/11/2020 | | Mix | RPX | | 75686Y405 | 5 | | Elect Robert D. Dodds | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Red Pine Exploration Inc. | 3/11/2020 | | Mix | RPX | | 75686Y405 | 6 | | Elect Andrew Baumen | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Red Pine Exploration Inc. | 3/11/2020 | | Mix | RPX | | 75686Y405 | 7 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Red Pine Exploration Inc. | 3/11/2020 | | Mix | RPX | | 75686Y405 | 8 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Red Pine Exploration Inc. | 3/11/2020 | | Mix | RPX | | 75686Y405 | 9 | | Share Consolidation | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Resolute Forest Products Inc. | 5/12/2020 | | Annual | RFP | | 76117W109 | 1 | | Elect Randall C. Benson | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Resolute Forest Products Inc. | 5/12/2020 | | Annual | RFP | | 76117W109 | 2 | | Elect Suzanne Blanchet | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Resolute Forest Products Inc. | 5/12/2020 | | Annual | RFP | | 76117W109 | 3 | | Elect Jennifer C. Dolan | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Resolute Forest Products Inc. | 5/12/2020 | | Annual | RFP | | 76117W109 | 4 | | Elect Yves Laflamme | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Resolute Forest Products Inc. | 5/12/2020 | | Annual | RFP | | 76117W109 | 5 | | Elect Bradley P. Martin | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Resolute Forest Products Inc. | 5/12/2020 | | Annual | RFP | | 76117W109 | 6 | | Elect Alain Rheaume | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Resolute Forest Products Inc. | 5/12/2020 | | Annual | RFP | | 76117W109 | 7 | | Elect Michael S. Rousseau | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Resolute Forest Products Inc. | 5/12/2020 | | Annual | RFP | | 76117W109 | 8 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Resolute Forest Products Inc. | 5/12/2020 | | Annual | RFP | | 76117W109 | 9 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Resolute Forest Products Inc. | 5/12/2020 | | Annual | RFP | | 76117W109 | 10 | | Amendment to the 2019 Equity Incentive Plan | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Revival Gold Inc. | 11/19/2019 | | Mix | RVG | | 76151P101 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Revival Gold Inc. | 11/19/2019 | | Mix | RVG | | 76151P101 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Revival Gold Inc. | 11/19/2019 | | Mix | RVG | | 76151P101 | 3 | | Elect Diane R. Garrett | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Revival Gold Inc. | 11/19/2019 | | Mix | RVG | | 76151P101 | 4 | | Elect Hugh Agro | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Revival Gold Inc. | 11/19/2019 | | Mix | RVG | | 76151P101 | 5 | | Elect Donald Birak | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Revival Gold Inc. | 11/19/2019 | | Mix | RVG | | 76151P101 | 6 | | Elect Wayne Hubert | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Revival Gold Inc. | 11/19/2019 | | Mix | RVG | | 76151P101 | 7 | | Elect Michael W. Mansfield | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Revival Gold Inc. | 11/19/2019 | | Mix | RVG | | 76151P101 | 8 | | Elect Carmelo Marrelli | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Revival Gold Inc. | 11/19/2019 | | Mix | RVG | | 76151P101 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Revival Gold Inc. | 11/19/2019 | | Mix | RVG | | 76151P101 | 10 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Rosneft Oil Co. | 9/30/2019 | | Special | ROSN | | 67812M207 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Rosneft Oil Co. | 9/30/2019 | | Special | ROSN | | 67812M207 | 2 | | Interim Dividend (1H2019) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Royal Road Minerals Limited | 8/15/2019 | | Mix | RYR | | G76828105 | 1 | | Financial Statements | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Royal Road Minerals Limited | 8/15/2019 | | Mix | RYR | | G76828105 | 2 | | Elect Peter Mullens | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Royal Road Minerals Limited | 8/15/2019 | | Mix | RYR | | G76828105 | 3 | | Elect Timothy Coughlin | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Royal Road Minerals Limited | 8/15/2019 | | Mix | RYR | | G76828105 | 4 | | Elect Vernon Arseneau | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Royal Road Minerals Limited | 8/15/2019 | | Mix | RYR | | G76828105 | 5 | | Elect Daniel De Narvaez | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Royal Road Minerals Limited | 8/15/2019 | | Mix | RYR | | G76828105 | 6 | | Elect Jonathan Hill | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Royal Road Minerals Limited | 8/15/2019 | | Mix | RYR | | G76828105 | 7 | | Elect Liz Wall | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Royal Road Minerals Limited | 8/15/2019 | | Mix | RYR | | G76828105 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Royal Road Minerals Limited | 8/15/2019 | | Mix | RYR | | G76828105 | 9 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Royal Road Minerals Limited | 8/15/2019 | | Mix | RYR | | G76828105 | 10 | | Acquisition | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Salazar Resources Limited | 7/18/2019 | | Annual | SRL | | 794007104 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Salazar Resources Limited | 7/18/2019 | | Annual | SRL | | 794007104 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Salazar Resources Limited | 7/18/2019 | | Annual | SRL | | 794007104 | 3 | | Elect Fredy Salazar | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Salazar Resources Limited | 7/18/2019 | | Annual | SRL | | 794007104 | 4 | | Elect Pablo Acosta | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Salazar Resources Limited | 7/18/2019 | | Annual | SRL | | 794007104 | 5 | | Elect Nick DeMare | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Salazar Resources Limited | 7/18/2019 | | Annual | SRL | | 794007104 | 6 | | Elect Etienne Walter | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Salazar Resources Limited | 7/18/2019 | | Annual | SRL | | 794007104 | 7 | | Elect Jennifer Wu | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Salazar Resources Limited | 7/18/2019 | | Annual | SRL | | 794007104 | 8 | | Elect Merlin Marr-Johnson | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Salazar Resources Limited | 7/18/2019 | | Annual | SRL | | 794007104 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Salazar Resources Limited | 7/18/2019 | | Annual | SRL | | 794007104 | 10 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Sandfire Resources NL | 11/27/2019 | | Annual | SFR | | Q82191109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Sandfire Resources NL | 11/27/2019 | | Annual | SFR | | Q82191109 | 2 | | Remuneration Report | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Sandfire Resources NL | 11/27/2019 | | Annual | SFR | | Q82191109 | 3 | | Re-elect Paul Hallam | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Sandfire Resources NL | 11/27/2019 | | Annual | SFR | | Q82191109 | 4 | | Re-elect Maree Arnason | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Sandfire Resources NL | 11/27/2019 | | Annual | SFR | | Q82191109 | 5 | | Equity Grant (MD/CEO Karl Simich) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Sandfire Resources NL | 11/27/2019 | | Annual | SFR | | Q82191109 | 6 | | Approve Increase in NEDs' Fee Cap | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Sandfire Resources NL | 11/27/2019 | | Annual | SFR | | Q82191109 | 7 | | Change in Company Type | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Sandfire Resources NL | 11/27/2019 | | Annual | SFR | | Q82191109 | 8 | | Change in Company Name | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Sandfire Resources NL | 11/27/2019 | | Annual | SFR | | Q82191109 | 9 | | Adopt New Constitution | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Sandstorm Gold Ltd. | 4/15/2020 | | Annual | SSL | | 80013R206 | 1 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Sandstorm Gold Ltd. | 4/15/2020 | | Annual | SSL | | 80013R206 | 2.1 | | Elect Nolan Watson | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Sandstorm Gold Ltd. | 4/15/2020 | | Annual | SSL | | 80013R206 | 2.2 | | Elect David Awram | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Sandstorm Gold Ltd. | 4/15/2020 | | Annual | SSL | | 80013R206 | 2.3 | | Elect David De Witt | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Sandstorm Gold Ltd. | 4/15/2020 | | Annual | SSL | | 80013R206 | 2.4 | | Elect Andrew T. Swarthout | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Sandstorm Gold Ltd. | 4/15/2020 | | Annual | SSL | | 80013R206 | 2.5 | | Elect John P.A. Budreski | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Sandstorm Gold Ltd. | 4/15/2020 | | Annual | SSL | | 80013R206 | 2.6 | | Elect Mary L. Little | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Sandstorm Gold Ltd. | 4/15/2020 | | Annual | SSL | | 80013R206 | 2.7 | | Elect Vera Kobalia | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Sandstorm Gold Ltd. | 4/15/2020 | | Annual | SSL | | 80013R206 | 3 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Sandstorm Gold Ltd. | 4/15/2020 | | Annual | SSL | | 80013R206 | 4 | | Amend Exercise Price of Yamana Warrants | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Sinopec Shanghai Petrochemical Company Limited | 12/10/2019 | | Special | 338 | | 82935M109 | 1 | | Mutual Product Supply and Sale Services Framework Agreement (2020-2022) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Sinopec Shanghai Petrochemical Company Limited | 12/10/2019 | | Special | 338 | | 82935M109 | 2 | | Comprehensive Services Framework Agreement (2020-2022) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Smurfit Kappa Group Plc | 4/30/2020 | | Annual | SKG | | G8248F104 | 1 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Smurfit Kappa Group Plc | 4/30/2020 | | Annual | SKG | | G8248F104 | 2 | | Remuneration Report (Advisory) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Smurfit Kappa Group Plc | 4/30/2020 | | Annual | SKG | | G8248F104 | 3 | | Final Dividend | Mgmt | For | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| Smurfit Kappa Group Plc | 4/30/2020 | | Annual | SKG | | G8248F104 | 4 | | Elect Lourdes Melgar | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Smurfit Kappa Group Plc | 4/30/2020 | | Annual | SKG | | G8248F104 | 5 | | Elect Irial Finan | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Smurfit Kappa Group Plc | 4/30/2020 | | Annual | SKG | | G8248F104 | 6 | | Elect Anthony Smurfit | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Smurfit Kappa Group Plc | 4/30/2020 | | Annual | SKG | | G8248F104 | 7 | | Elect Ken Bowles | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Smurfit Kappa Group Plc | 4/30/2020 | | Annual | SKG | | G8248F104 | 8 | | Elect Anne Anderson | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Smurfit Kappa Group Plc | 4/30/2020 | | Annual | SKG | | G8248F104 | 9 | | Elect Frits Beurskens | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Smurfit Kappa Group Plc | 4/30/2020 | | Annual | SKG | | G8248F104 | 10 | | Elect Carol Fairweather | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Smurfit Kappa Group Plc | 4/30/2020 | | Annual | SKG | | G8248F104 | 11 | | Elect James A. Lawrence | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Smurfit Kappa Group Plc | 4/30/2020 | | Annual | SKG | | G8248F104 | 12 | | Elect John Moloney | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Smurfit Kappa Group Plc | 4/30/2020 | | Annual | SKG | | G8248F104 | 13 | | Elect Jorgen Buhl Rasmussen | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Smurfit Kappa Group Plc | 4/30/2020 | | Annual | SKG | | G8248F104 | 14 | | Elect Gonzalo Restrepo | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Smurfit Kappa Group Plc | 4/30/2020 | | Annual | SKG | | G8248F104 | 15 | | Authority to Set Auditor's Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Smurfit Kappa Group Plc | 4/30/2020 | | Annual | SKG | | G8248F104 | 16 | | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Smurfit Kappa Group Plc | 4/30/2020 | | Annual | SKG | | G8248F104 | 17 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Smurfit Kappa Group Plc | 4/30/2020 | | Annual | SKG | | G8248F104 | 18 | | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Smurfit Kappa Group Plc | 4/30/2020 | | Annual | SKG | | G8248F104 | 19 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Smurfit Kappa Group Plc | 4/30/2020 | | Annual | SKG | | G8248F104 | 20 | | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| South32 Limited | 10/24/2019 | | Annual | S32 | | Q86668102 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| South32 Limited | 10/24/2019 | | Annual | S32 | | Q86668102 | 2 | | Re-elect Wayne G. Osborn | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| South32 Limited | 10/24/2019 | | Annual | S32 | | Q86668102 | 3 | | Re-elect Keith C. Rumble | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| South32 Limited | 10/24/2019 | | Annual | S32 | | Q86668102 | 4 | | Remuneration Report | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| South32 Limited | 10/24/2019 | | Annual | S32 | | Q86668102 | 5 | | Equity Grant (MD/CEO Graham Kerr) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Sun Metals Corp. | 6/11/2020 | | Annual | SUNM | | 86681L108 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Sun Metals Corp. | 6/11/2020 | | Annual | SUNM | | 86681L108 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Sun Metals Corp. | 6/11/2020 | | Annual | SUNM | | 86681L108 | 3 | | Elect Donald A. McInnes | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Sun Metals Corp. | 6/11/2020 | | Annual | SUNM | | 86681L108 | 4 | | Elect Mark O'Dea | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Sun Metals Corp. | 6/11/2020 | | Annual | SUNM | | 86681L108 | 5 | | Elect Sean Tetzlaff | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Sun Metals Corp. | 6/11/2020 | | Annual | SUNM | | 86681L108 | 6 | | Elect Glen Garratt | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Sun Metals Corp. | 6/11/2020 | | Annual | SUNM | | 86681L108 | 7 | | Elect Steve Robertson | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Sun Metals Corp. | 6/11/2020 | | Annual | SUNM | | 86681L108 | 8 | | Elect Richard J. Bailes | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Sun Metals Corp. | 6/11/2020 | | Annual | SUNM | | 86681L108 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Sun Metals Corp. | 6/11/2020 | | Annual | SUNM | | 86681L108 | 10 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Talon Metals Corp. | 6/25/2020 | | Mix | TLO | | G86659102 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Talon Metals Corp. | 6/25/2020 | | Mix | TLO | | G86659102 | 2 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Talon Metals Corp. | 6/25/2020 | | Mix | TLO | | G86659102 | 3 | | Elect David L. Deisley | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Talon Metals Corp. | 6/25/2020 | | Mix | TLO | | G86659102 | 4 | | Elect John D. Kaplan | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Talon Metals Corp. | 6/25/2020 | | Mix | TLO | | G86659102 | 5 | | Elect Gregory S. Kinross | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Talon Metals Corp. | 6/25/2020 | | Mix | TLO | | G86659102 | 6 | | Elect Warren Newfield | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Talon Metals Corp. | 6/25/2020 | | Mix | TLO | | G86659102 | 7 | | Elect David Singer | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Talon Metals Corp. | 6/25/2020 | | Mix | TLO | | G86659102 | 8 | | Elect Henri van Rooyen | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Talon Metals Corp. | 6/25/2020 | | Mix | TLO | | G86659102 | 9 | | Share Consolidation | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Talon Metals Corp. | 6/25/2020 | | Mix | TLO | | G86659102 | 10 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Talon Metals Corp. | 6/25/2020 | | Mix | TLO | | G86659102 | 11 | | Shareholder Rights Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Teck Resources Limited | 4/21/2020 | | Mix | TECK | | 878742204 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Teck Resources Limited | 4/21/2020 | | Mix | TECK | | 878742204 | 2 | | Elect Mayank M. Ashar | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Teck Resources Limited | 4/21/2020 | | Mix | TECK | | 878742204 | 3 | | Elect Toru Higo | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Teck Resources Limited | 4/21/2020 | | Mix | TECK | | 878742204 | 4 | | Elect Tracey L. McVicar | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Teck Resources Limited | 4/21/2020 | | Mix | TECK | | 878742204 | 5 | | Elect Quan Chong | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Teck Resources Limited | 4/21/2020 | | Mix | TECK | | 878742204 | 6 | | Elect Norman B. Keevil III | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Teck Resources Limited | 4/21/2020 | | Mix | TECK | | 878742204 | 7 | | Elect Kenneth W. Pickering | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Teck Resources Limited | 4/21/2020 | | Mix | TECK | | 878742204 | 8 | | Elect Edward C. Dowling | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Teck Resources Limited | 4/21/2020 | | Mix | TECK | | 878742204 | 9 | | Elect Donald R. Lindsay | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Teck Resources Limited | 4/21/2020 | | Mix | TECK | | 878742204 | 10 | | Elect Una M. Power | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Teck Resources Limited | 4/21/2020 | | Mix | TECK | | 878742204 | 11 | | Elect Eiichi Fukuda | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Teck Resources Limited | 4/21/2020 | | Mix | TECK | | 878742204 | 12 | | Elect Sheila A. Murray | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Teck Resources Limited | 4/21/2020 | | Mix | TECK | | 878742204 | 13 | | Elect Timothy R. Snider | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Teck Resources Limited | 4/21/2020 | | Mix | TECK | | 878742204 | 14 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Teck Resources Limited | 4/21/2020 | | Mix | TECK | | 878742204 | 15 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Teck Resources Limited | 4/21/2020 | | Mix | TECK | | 878742204 | 16 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| The Mosaic Company | 5/21/2020 | | Annual | MOS | | 61945C103 | 1 | | Elect Cheryl K. Beebe | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| The Mosaic Company | 5/21/2020 | | Annual | MOS | | 61945C103 | 2 | | Elect Oscar P. Bernardes | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| The Mosaic Company | 5/21/2020 | | Annual | MOS | | 61945C103 | 3 | | Elect Nancy E. Cooper | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| The Mosaic Company | 5/21/2020 | | Annual | MOS | | 61945C103 | 4 | | Elect Gregory L. Ebel | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| The Mosaic Company | 5/21/2020 | | Annual | MOS | | 61945C103 | 5 | | Elect Timothy S. Gitzel | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| The Mosaic Company | 5/21/2020 | | Annual | MOS | | 61945C103 | 6 | | Elect Denise C. Johnson | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| The Mosaic Company | 5/21/2020 | | Annual | MOS | | 61945C103 | 7 | | Elect Emery N. Koenig | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| The Mosaic Company | 5/21/2020 | | Annual | MOS | | 61945C103 | 8 | | Elect James C. O'Rourke | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| The Mosaic Company | 5/21/2020 | | Annual | MOS | | 61945C103 | 9 | | Elect David T. Seaton | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| The Mosaic Company | 5/21/2020 | | Annual | MOS | | 61945C103 | 10 | | Elect Steven M. Seibert | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| The Mosaic Company | 5/21/2020 | | Annual | MOS | | 61945C103 | 11 | | Elect Luciano Siani Pires | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| The Mosaic Company | 5/21/2020 | | Annual | MOS | | 61945C103 | 12 | | Elect Gretchen Watkins | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| The Mosaic Company | 5/21/2020 | | Annual | MOS | | 61945C103 | 13 | | Elect Kelvin R. Westbrook | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| The Mosaic Company | 5/21/2020 | | Annual | MOS | | 61945C103 | 14 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| The Mosaic Company | 5/21/2020 | | Annual | MOS | | 61945C103 | 15 | | Advisory Vote on Executive Compensation | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| The Mosaic Company | 5/21/2020 | | Annual | MOS | | 61945C103 | 16 | | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Total SA | 5/29/2020 | | Annual | FP | | 89151E109 | 1 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Total SA | 5/29/2020 | | Annual | FP | | 89151E109 | 2 | | Consolidated Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Total SA | 5/29/2020 | | Annual | FP | | 89151E109 | 3 | | Allocation of Profits/Dividends; Scrip Dividend | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Total SA | 5/29/2020 | | Annual | FP | | 89151E109 | 4 | | Authority to Repurchase and Reissue Shares | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Total SA | 5/29/2020 | | Annual | FP | | 89151E109 | 5 | | Special Auditors Report on Regulated Agreements | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Total SA | 5/29/2020 | | Annual | FP | | 89151E109 | 6 | | Elect Patricia Barbizet | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Total SA | 5/29/2020 | | Annual | FP | | 89151E109 | 7 | | Elect Marie-Christine Coisne-Roquette | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Total SA | 5/29/2020 | | Annual | FP | | 89151E109 | 8 | | Elect Mark Cutifani | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Total SA | 5/29/2020 | | Annual | FP | | 89151E109 | 9 | | Elect Jerome Contamine | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Total SA | 5/29/2020 | | Annual | FP | | 89151E109 | 10 | | Remuneration Report | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Total SA | 5/29/2020 | | Annual | FP | | 89151E109 | 11 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Total SA | 5/29/2020 | | Annual | FP | | 89151E109 | 12 | | Remuneration of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Total SA | 5/29/2020 | | Annual | FP | | 89151E109 | 13 | | Remuneration Policy (Chair and CEO) | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Total SA | 5/29/2020 | | Annual | FP | | 89151E109 | 14 | | Adoption of New Articles, Subsequent to the Conversion of Corporate Form to Societas Europaea ("SE") and Harmonisation with Law PACTE | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Total SA | 5/29/2020 | | Annual | FP | | 89151E109 | 15 | | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Total SA | 5/29/2020 | | Annual | FP | | 89151E109 | 16 | | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Total SA | 5/29/2020 | | Annual | FP | | 89151E109 | 17 | | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Total SA | 5/29/2020 | | Annual | FP | | 89151E109 | 18 | | Greenshoe | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Total SA | 5/29/2020 | | Annual | FP | | 89151E109 | 19 | | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Total SA | 5/29/2020 | | Annual | FP | | 89151E109 | 20 | | Employee Stock Purchase Plan | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Total SA | 5/29/2020 | | Annual | FP | | 89151E109 | 21 | | Authority to Grant Stock Options | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Total SA | 5/29/2020 | | Annual | FP | | 89151E109 | 22 | | Shareholder Proposal A Regarding GHG Reduction Targets | ShrHoldr | Against | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Valero Energy Corporation | 4/30/2020 | | Annual | VLO | | 91913Y100 | 1 | | Elect H. Paulett Eberhart | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Valero Energy Corporation | 4/30/2020 | | Annual | VLO | | 91913Y100 | 2 | | Elect Joseph W. Gorder | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Valero Energy Corporation | 4/30/2020 | | Annual | VLO | | 91913Y100 | 3 | | Elect Kimberly S. Greene | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Valero Energy Corporation | 4/30/2020 | | Annual | VLO | | 91913Y100 | 4 | | Elect Deborah P. Majoras | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Valero Energy Corporation | 4/30/2020 | | Annual | VLO | | 91913Y100 | 5 | | Elect Eric D. Mullins | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Valero Energy Corporation | 4/30/2020 | | Annual | VLO | | 91913Y100 | 6 | | Elect Donald L. Nickles | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Valero Energy Corporation | 4/30/2020 | | Annual | VLO | | 91913Y100 | 7 | | Elect Philip J. Pfeiffer | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Valero Energy Corporation | 4/30/2020 | | Annual | VLO | | 91913Y100 | 8 | | Elect Robert A. Profusek | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Valero Energy Corporation | 4/30/2020 | | Annual | VLO | | 91913Y100 | 9 | | Elect Stephen M. Waters | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Valero Energy Corporation | 4/30/2020 | | Annual | VLO | | 91913Y100 | 10 | | Elect Randall J. Weisenburger | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Valero Energy Corporation | 4/30/2020 | | Annual | VLO | | 91913Y100 | 11 | | Elect Rayford Wilkins Jr. | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Valero Energy Corporation | 4/30/2020 | | Annual | VLO | | 91913Y100 | 12 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Valero Energy Corporation | 4/30/2020 | | Annual | VLO | | 91913Y100 | 13 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Valero Energy Corporation | 4/30/2020 | | Annual | VLO | | 91913Y100 | 14 | | Approval of the 2020 Omnibus Stock Incentive Plan | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Vestas Wind Systems A/S | 4/7/2020 | | Annual | VWS | | K9773J128 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Vestas Wind Systems A/S | 4/7/2020 | | Annual | VWS | | K9773J128 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Vestas Wind Systems A/S | 4/7/2020 | | Annual | VWS | | K9773J128 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Vestas Wind Systems A/S | 4/7/2020 | | Annual | VWS | | K9773J128 | 4 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Vestas Wind Systems A/S | 4/7/2020 | | Annual | VWS | | K9773J128 | 5 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Vestas Wind Systems A/S | 4/7/2020 | | Annual | VWS | | K9773J128 | 6 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Vestas Wind Systems A/S | 4/7/2020 | | Annual | VWS | | K9773J128 | 7 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Vestas Wind Systems A/S | 4/7/2020 | | Annual | VWS | | K9773J128 | 8 | | Elect Anders Runevad | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Vestas Wind Systems A/S | 4/7/2020 | | Annual | VWS | | K9773J128 | 9 | | Elect Bert Nordberg | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Vestas Wind Systems A/S | 4/7/2020 | | Annual | VWS | | K9773J128 | 10 | | Elect Bruce Grant | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Vestas Wind Systems A/S | 4/7/2020 | | Annual | VWS | | K9773J128 | 11 | | Elect Carsten Bjerg | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Vestas Wind Systems A/S | 4/7/2020 | | Annual | VWS | | K9773J128 | 12 | | Elect Eva Merete Sofelde Berneke | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Vestas Wind Systems A/S | 4/7/2020 | | Annual | VWS | | K9773J128 | 13 | | Elect Helle Thorning-Schmidt | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Vestas Wind Systems A/S | 4/7/2020 | | Annual | VWS | | K9773J128 | 14 | | Elect Karl-Henrik Sundstrom | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Vestas Wind Systems A/S | 4/7/2020 | | Annual | VWS | | K9773J128 | 15 | | Elect Lars G. Josefsson | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Vestas Wind Systems A/S | 4/7/2020 | | Annual | VWS | | K9773J128 | 16 | | Directors' Fees For 2019 | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Vestas Wind Systems A/S | 4/7/2020 | | Annual | VWS | | K9773J128 | 17 | | Directors' Fees For 2020 | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Vestas Wind Systems A/S | 4/7/2020 | | Annual | VWS | | K9773J128 | 18 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Vestas Wind Systems A/S | 4/7/2020 | | Annual | VWS | | K9773J128 | 19 | | Remuneration Policy | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Vestas Wind Systems A/S | 4/7/2020 | | Annual | VWS | | K9773J128 | 20 | | Amendments to Articles | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Vestas Wind Systems A/S | 4/7/2020 | | Annual | VWS | | K9773J128 | 21 | | Cancellation of Shares | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Vestas Wind Systems A/S | 4/7/2020 | | Annual | VWS | | K9773J128 | 22 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Vestas Wind Systems A/S | 4/7/2020 | | Annual | VWS | | K9773J128 | 23 | | Authority to Carry Out Formalities | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| VR Resources Ltd. | 8/29/2019 | | Annual | VRR | | 91831M105 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| VR Resources Ltd. | 8/29/2019 | | Annual | VRR | | 91831M105 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| VR Resources Ltd. | 8/29/2019 | | Annual | VRR | | 91831M105 | 3 | | Elect Michael Gunning | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| VR Resources Ltd. | 8/29/2019 | | Annual | VRR | | 91831M105 | 4 | | Elect Darin W. Wagner | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| VR Resources Ltd. | 8/29/2019 | | Annual | VRR | | 91831M105 | 5 | | Elect Craig Lindsay | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| VR Resources Ltd. | 8/29/2019 | | Annual | VRR | | 91831M105 | 6 | | Elect Michael Thomson | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| VR Resources Ltd. | 8/29/2019 | | Annual | VRR | | 91831M105 | 7 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| VR Resources Ltd. | 8/29/2019 | | Annual | VRR | | 91831M105 | 8 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Western Atlas Resources Inc. | 1/10/2020 | | Mix | WA | | BYZMH30 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Western Atlas Resources Inc. | 1/10/2020 | | Mix | WA | | BYZMH30 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Western Atlas Resources Inc. | 1/10/2020 | | Mix | WA | | BYZMH30 | 3 | | Elect Serafino Iacono | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Western Atlas Resources Inc. | 1/10/2020 | | Mix | WA | | BYZMH30 | 4 | | Elect Fabio Capponi | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Western Atlas Resources Inc. | 1/10/2020 | | Mix | WA | | BYZMH30 | 5 | | Elect Jose Francisco Arata | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Western Atlas Resources Inc. | 1/10/2020 | | Mix | WA | | BYZMH30 | 6 | | Elect Miguel de la Campa | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Western Atlas Resources Inc. | 1/10/2020 | | Mix | WA | | BYZMH30 | 7 | | Elect Lombardo Padres-Arenas | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Western Atlas Resources Inc. | 1/10/2020 | | Mix | WA | | BYZMH30 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Western Atlas Resources Inc. | 1/10/2020 | | Mix | WA | | BYZMH30 | 9 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Western Atlas Resources Inc. | 1/10/2020 | | Mix | WA | | BYZMH30 | 10 | | Acquisition | Mgmt | For | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| Western Atlas Resources Inc. | 12/6/2019 | | Special | WA | | BYZMH30 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Western Atlas Resources Inc. | 12/6/2019 | | Special | WA | | BYZMH30 | 2 | | Creation of New Control Person | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Wheaton Precious Metals Corp. | 5/14/2020 | | Annual | WPM | | 962879102 | 1.1 | | Elect George L. Brack | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Wheaton Precious Metals Corp. | 5/14/2020 | | Annual | WPM | | 962879102 | 1.2 | | Elect John A. Brough | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Wheaton Precious Metals Corp. | 5/14/2020 | | Annual | WPM | | 962879102 | 1.3 | | Elect R. Peter Gillin | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Wheaton Precious Metals Corp. | 5/14/2020 | | Annual | WPM | | 962879102 | 1.4 | | Elect Chantal Gosselin | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Wheaton Precious Metals Corp. | 5/14/2020 | | Annual | WPM | | 962879102 | 1.5 | | Elect Douglas M. Holtby | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Wheaton Precious Metals Corp. | 5/14/2020 | | Annual | WPM | | 962879102 | 1.6 | | Elect Glenn A. Ives | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Wheaton Precious Metals Corp. | 5/14/2020 | | Annual | WPM | | 962879102 | 1.7 | | Elect Charles A. Jeannes | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Wheaton Precious Metals Corp. | 5/14/2020 | | Annual | WPM | | 962879102 | 1.8 | | Elect Eduardo Luna | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Wheaton Precious Metals Corp. | 5/14/2020 | | Annual | WPM | | 962879102 | 1.9 | | Elect Marilyn Schonberner | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Wheaton Precious Metals Corp. | 5/14/2020 | | Annual | WPM | | 962879102 | 1.1 | | Elect Randy V.J. Smallwood | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Wheaton Precious Metals Corp. | 5/14/2020 | | Annual | WPM | | 962879102 | 2 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Wheaton Precious Metals Corp. | 5/14/2020 | | Annual | WPM | | 962879102 | 3 | | Advisory Vote on Executive Compensation | Mgmt | For | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| Woodside Petroleum Limited | 4/30/2020 | | Annual | WPL | | 980228100 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Woodside Petroleum Limited | 4/30/2020 | | Annual | WPL | | 980228100 | 2 | | Re-elect Ian E. Macfarlane | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Woodside Petroleum Limited | 4/30/2020 | | Annual | WPL | | 980228100 | 3 | | Re-elect Larry Archibald | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Woodside Petroleum Limited | 4/30/2020 | | Annual | WPL | | 980228100 | 4 | | Elect GOH Swee Chen | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Woodside Petroleum Limited | 4/30/2020 | | Annual | WPL | | 980228100 | 5 | | Remuneration Report | Mgmt | For | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Woodside Petroleum Limited | 4/30/2020 | | Annual | WPL | | 980228100 | 6 | | Shareholder Proposal Regarding Facilitating Nonbinding Proposals | ShrHoldr | Against | Abstain | U.S. Global Investors Funds Global Resources Fund | Voted |
| Woodside Petroleum Limited | 4/30/2020 | | Annual | WPL | | 980228100 | 7 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Global Resources Fund | Voted |
| Woodside Petroleum Limited | 4/30/2020 | | Annual | WPL | | 980228100 | 8 | | Shareholder Proposal Regarding Alignment with The Paris Agreement | ShrHoldr | Against | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Woodside Petroleum Limited | 4/30/2020 | | Annual | WPL | | 980228100 | 9 | | Shareholder Proposal Regarding Climate Change and Energy Advocacy Report | ShrHoldr | Against | For | U.S. Global Investors Funds Global Resources Fund | Voted |
| Woodside Petroleum Limited | 4/30/2020 | | Annual | WPL | | 980228100 | 10 | | Shareholder Proposal Regarding Corporate and Sector Reputation Advertising | ShrHoldr | Against | Against | U.S. Global Investors Funds Global Resources Fund | Voted |
| | | | | | | | | | | | | | | |
| Fund Name : U.S. Global Investors Funds Gold and Precious Metals Fund | | | | | | | | | | | |
| IssuerName | MeetingDate | | MeetingType | Ticker | | SecurityID | BallotIssueNumber | | ProposalText | Proponent | MgmtReco | VoteCast | FundName | LogicalBallotStatus |
| Acacia Mining Plc | 9/3/2019 | | Court | ACA | | G0067D104 | 1 | | Scheme of Arrangement | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Acacia Mining Plc | 9/3/2019 | | Court | ACA | | G0067D104 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Acacia Mining Plc | 9/3/2019 | | Ordinary | ACA | | G0067D104 | 1 | | Barrick Offer | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Agnico Eagle Mines Limited | 5/1/2020 | | Annual | AEM | | 008474108 | 1.1 | | Elect Leanne M. Baker | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Agnico Eagle Mines Limited | 5/1/2020 | | Annual | AEM | | 008474108 | 1.2 | | Elect Sean Boyd | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Agnico Eagle Mines Limited | 5/1/2020 | | Annual | AEM | | 008474108 | 1.3 | | Elect Martine A. Celej | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Agnico Eagle Mines Limited | 5/1/2020 | | Annual | AEM | | 008474108 | 1.4 | | Elect Robert J. Gemmell | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Agnico Eagle Mines Limited | 5/1/2020 | | Annual | AEM | | 008474108 | 1.5 | | Elect Mel Leiderman | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Agnico Eagle Mines Limited | 5/1/2020 | | Annual | AEM | | 008474108 | 1.6 | | Elect Deborah A. McCombe | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Agnico Eagle Mines Limited | 5/1/2020 | | Annual | AEM | | 008474108 | 1.7 | | Elect James D. Nasso | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Agnico Eagle Mines Limited | 5/1/2020 | | Annual | AEM | | 008474108 | 1.8 | | Elect Sean Riley | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Agnico Eagle Mines Limited | 5/1/2020 | | Annual | AEM | | 008474108 | 1.9 | | Elect J. Merfyn Roberts | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Agnico Eagle Mines Limited | 5/1/2020 | | Annual | AEM | | 008474108 | 1.1 | | Elect Jamie C. Sokalsky | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Agnico Eagle Mines Limited | 5/1/2020 | | Annual | AEM | | 008474108 | 2 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Agnico Eagle Mines Limited | 5/1/2020 | | Annual | AEM | | 008474108 | 3 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Alamos Gold Inc. | 5/20/2020 | | Annual | AGI | | 011532108 | 1.1 | | Elect Elaine Ellingham | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Alamos Gold Inc. | 5/20/2020 | | Annual | AGI | | 011532108 | 1.2 | | Elect David Fleck | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Alamos Gold Inc. | 5/20/2020 | | Annual | AGI | | 011532108 | 1.3 | | Elect David Gower | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Alamos Gold Inc. | 5/20/2020 | | Annual | AGI | | 011532108 | 1.4 | | Elect Claire M. Kennedy | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Alamos Gold Inc. | 5/20/2020 | | Annual | AGI | | 011532108 | 1.5 | | Elect John A. McCluskey | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Alamos Gold Inc. | 5/20/2020 | | Annual | AGI | | 011532108 | 1.6 | | Elect Monique Mercier | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Alamos Gold Inc. | 5/20/2020 | | Annual | AGI | | 011532108 | 1.7 | | Elect Paul J. Murphy | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Alamos Gold Inc. | 5/20/2020 | | Annual | AGI | | 011532108 | 1.8 | | Elect J. Robert S. Prichard | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Alamos Gold Inc. | 5/20/2020 | | Annual | AGI | | 011532108 | 1.9 | | Elect Ronald E. Smith | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Alamos Gold Inc. | 5/20/2020 | | Annual | AGI | | 011532108 | 1.1 | | Elect Kenneth Stowe | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Alamos Gold Inc. | 5/20/2020 | | Annual | AGI | | 011532108 | 2 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Alamos Gold Inc. | 5/20/2020 | | Annual | AGI | | 011532108 | 3 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Alio Gold Inc. | 5/20/2020 | | Mix | ALO | | 01627X108 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Alio Gold Inc. | 5/20/2020 | | Mix | ALO | | 01627X108 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Alio Gold Inc. | 5/20/2020 | | Mix | ALO | | 01627X108 | 3 | | Elect Mark D. Backens | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Alio Gold Inc. | 5/20/2020 | | Mix | ALO | | 01627X108 | 4 | | Elect Stephen Lang | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Alio Gold Inc. | 5/20/2020 | | Mix | ALO | | 01627X108 | 5 | | Elect Paula Rogers | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Alio Gold Inc. | 5/20/2020 | | Mix | ALO | | 01627X108 | 6 | | Elect George Brack | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Alio Gold Inc. | 5/20/2020 | | Mix | ALO | | 01627X108 | 7 | | Elect John Mansanti | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Alio Gold Inc. | 5/20/2020 | | Mix | ALO | | 01627X108 | 8 | | Elect David Whittle | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Alio Gold Inc. | 5/20/2020 | | Mix | ALO | | 01627X108 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Alio Gold Inc. | 5/20/2020 | | Mix | ALO | | 01627X108 | 10 | | Merger | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Americas Gold and Silver Corporation | 5/14/2020 | | Annual | USA | | 03062D100 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Americas Gold and Silver Corporation | 5/14/2020 | | Annual | USA | | 03062D100 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Americas Gold and Silver Corporation | 5/14/2020 | | Annual | USA | | 03062D100 | 3 | | Elect Darren Blasutti | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Americas Gold and Silver Corporation | 5/14/2020 | | Annual | USA | | 03062D100 | 4 | | Elect Alexander J. Davidson | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Americas Gold and Silver Corporation | 5/14/2020 | | Annual | USA | | 03062D100 | 5 | | Elect Alan Edwards | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Americas Gold and Silver Corporation | 5/14/2020 | | Annual | USA | | 03062D100 | 6 | | Elect Bradley R. Kipp | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Americas Gold and Silver Corporation | 5/14/2020 | | Annual | USA | | 03062D100 | 7 | | Elect Gordon Pridham | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Americas Gold and Silver Corporation | 5/14/2020 | | Annual | USA | | 03062D100 | 8 | | Elect Manuel Rivera | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Americas Gold and Silver Corporation | 5/14/2020 | | Annual | USA | | 03062D100 | 9 | | Elect Lorie Waisberg | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Americas Gold and Silver Corporation | 5/14/2020 | | Annual | USA | | 03062D100 | 10 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Anglogold Ashanti Limited | 6/10/2020 | | Annual | ANG | | 035128206 | 1 | | Re-elect Sipho M. Pityana | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Anglogold Ashanti Limited | 6/10/2020 | | Annual | ANG | | 035128206 | 2 | | Re-elect Albert H. Garner | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Anglogold Ashanti Limited | 6/10/2020 | | Annual | ANG | | 035128206 | 3 | | Re-elect Rhidwaan Gasant | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Anglogold Ashanti Limited | 6/10/2020 | | Annual | ANG | | 035128206 | 4 | | Elect Maria Ramos | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Anglogold Ashanti Limited | 6/10/2020 | | Annual | ANG | | 035128206 | 5 | | Elect Nelisiwe Magubane | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Anglogold Ashanti Limited | 6/10/2020 | | Annual | ANG | | 035128206 | 6 | | Elect Audit and Risk Committee Member (Rhidwaan Gasant) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Anglogold Ashanti Limited | 6/10/2020 | | Annual | ANG | | 035128206 | 7 | | Elect Audit and Risk Committee Member (Maria Richter) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Anglogold Ashanti Limited | 6/10/2020 | | Annual | ANG | | 035128206 | 8 | | Elect Audit and Risk Committee Member (Alan M. Ferguson) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Anglogold Ashanti Limited | 6/10/2020 | | Annual | ANG | | 035128206 | 9 | | Elect Audit and Risk Committee Member (Jochen Tilk) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Anglogold Ashanti Limited | 6/10/2020 | | Annual | ANG | | 035128206 | 10 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Anglogold Ashanti Limited | 6/10/2020 | | Annual | ANG | | 035128206 | 11 | | General Authority to Issue Shares | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Anglogold Ashanti Limited | 6/10/2020 | | Annual | ANG | | 035128206 | 12 | | Remuneration Policy | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Anglogold Ashanti Limited | 6/10/2020 | | Annual | ANG | | 035128206 | 13 | | Remuneration Implementation Report | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Anglogold Ashanti Limited | 6/10/2020 | | Annual | ANG | | 035128206 | 14 | | Approve NEDs' Fees | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Anglogold Ashanti Limited | 6/10/2020 | | Annual | ANG | | 035128206 | 15 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Anglogold Ashanti Limited | 6/10/2020 | | Annual | ANG | | 035128206 | 16 | | Authority to Issue Shares for Cash | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Anglogold Ashanti Limited | 6/10/2020 | | Annual | ANG | | 035128206 | 17 | | Approve Financial Assistance | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Anglogold Ashanti Limited | 6/10/2020 | | Annual | ANG | | 035128206 | 18 | | Amendments to Memorandum of Incorporation | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Anglogold Ashanti Limited | 6/10/2020 | | Annual | ANG | | 035128206 | 19 | | Authorization of Legal Formalities | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Argonaut Gold Inc. | 5/20/2020 | | Mix | AR | | 04016A101 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Argonaut Gold Inc. | 5/20/2020 | | Mix | AR | | 04016A101 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Argonaut Gold Inc. | 5/20/2020 | | Mix | AR | | 04016A101 | 3 | | Elect James E. Kofman | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Argonaut Gold Inc. | 5/20/2020 | | Mix | AR | | 04016A101 | 4 | | Elect Peter C. Dougherty | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Argonaut Gold Inc. | 5/20/2020 | | Mix | AR | | 04016A101 | 5 | | Elect Christopher R. Lattanzi | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Argonaut Gold Inc. | 5/20/2020 | | Mix | AR | | 04016A101 | 6 | | Elect Peter Mordaunt | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Argonaut Gold Inc. | 5/20/2020 | | Mix | AR | | 04016A101 | 7 | | Elect Dale C. Peniuk | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Argonaut Gold Inc. | 5/20/2020 | | Mix | AR | | 04016A101 | 8 | | Elect Audra Walsh | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Argonaut Gold Inc. | 5/20/2020 | | Mix | AR | | 04016A101 | 9 | | Elect Ian Atkinson | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Argonaut Gold Inc. | 5/20/2020 | | Mix | AR | | 04016A101 | 10 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Argonaut Gold Inc. | 5/20/2020 | | Mix | AR | | 04016A101 | 11 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Argonaut Gold Inc. | 5/20/2020 | | Mix | AR | | 04016A101 | 12 | | Share Incentive Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Argonaut Gold Inc. | 5/20/2020 | | Mix | AR | | 04016A101 | 13 | | Merger/Acquisition | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Argonaut Gold Inc. | 5/20/2020 | | Mix | AR | | 04016A101 | 14 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Barrick Gold Corporation | 5/5/2020 | | Annual | ABX | | 067901108 | 1.1 | | Elect Mark Bristow | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Barrick Gold Corporation | 5/5/2020 | | Annual | ABX | | 067901108 | 1.2 | | Elect Gustavo A. Cisneros | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Barrick Gold Corporation | 5/5/2020 | | Annual | ABX | | 067901108 | 1.3 | | Elect Christopher L. Coleman | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Barrick Gold Corporation | 5/5/2020 | | Annual | ABX | | 067901108 | 1.4 | | Elect J. Michael Evans | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Barrick Gold Corporation | 5/5/2020 | | Annual | ABX | | 067901108 | 1.5 | | Elect Brian L. Greenspun | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Barrick Gold Corporation | 5/5/2020 | | Annual | ABX | | 067901108 | 1.6 | | Elect J. Brett Harvey | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Barrick Gold Corporation | 5/5/2020 | | Annual | ABX | | 067901108 | 1.7 | | Elect Andrew J. Quinn | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Barrick Gold Corporation | 5/5/2020 | | Annual | ABX | | 067901108 | 1.8 | | Elect Loreto Silva Rojas | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Barrick Gold Corporation | 5/5/2020 | | Annual | ABX | | 067901108 | 1.9 | | Elect John L. Thornton | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Barrick Gold Corporation | 5/5/2020 | | Annual | ABX | | 067901108 | 2 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Barrick Gold Corporation | 5/5/2020 | | Annual | ABX | | 067901108 | 3 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Bonterra Resources Inc. | 11/20/2019 | | Annual | BTR | | 09852X701 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Bonterra Resources Inc. | 11/20/2019 | | Annual | BTR | | 09852X701 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Bonterra Resources Inc. | 11/20/2019 | | Annual | BTR | | 09852X701 | 3 | | Elect Greg Gibson | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Bonterra Resources Inc. | 11/20/2019 | | Annual | BTR | | 09852X701 | 4 | | Elect Christina Ouellette | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Bonterra Resources Inc. | 11/20/2019 | | Annual | BTR | | 09852X701 | 5 | | Elect Akiba Leisman | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Bonterra Resources Inc. | 11/20/2019 | | Annual | BTR | | 09852X701 | 6 | | Elect Allan J. Folk | Mgmt | For | Against | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Bonterra Resources Inc. | 11/20/2019 | | Annual | BTR | | 09852X701 | 7 | | Elect Matthew Happyjack | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Bonterra Resources Inc. | 11/20/2019 | | Annual | BTR | | 09852X701 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Bonterra Resources Inc. | 11/20/2019 | | Annual | BTR | | 09852X701 | 9 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Calibre Mining Corp. | 6/16/2020 | | Mix | CXB | | 13000C205 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Calibre Mining Corp. | 6/16/2020 | | Mix | CXB | | 13000C205 | 2 | | Elect Russell Ball | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Calibre Mining Corp. | 6/16/2020 | | Mix | CXB | | 13000C205 | 3 | | Elect Blayne Johnson | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Calibre Mining Corp. | 6/16/2020 | | Mix | CXB | | 13000C205 | 4 | | Elect Douglas B. Forster | Mgmt | For | Against | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Calibre Mining Corp. | 6/16/2020 | | Mix | CXB | | 13000C205 | 5 | | Elect Edward Farrauto | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Calibre Mining Corp. | 6/16/2020 | | Mix | CXB | | 13000C205 | 6 | | Elect Raymond Threlkeld | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Calibre Mining Corp. | 6/16/2020 | | Mix | CXB | | 13000C205 | 7 | | Elect Douglas Hurst | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Calibre Mining Corp. | 6/16/2020 | | Mix | CXB | | 13000C205 | 8 | | Elect Audra Walsh | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Calibre Mining Corp. | 6/16/2020 | | Mix | CXB | | 13000C205 | 9 | | Elect Todd White | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Calibre Mining Corp. | 6/16/2020 | | Mix | CXB | | 13000C205 | 10 | | Elect Randall Chatwin | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Calibre Mining Corp. | 6/16/2020 | | Mix | CXB | | 13000C205 | 11 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Calibre Mining Corp. | 6/16/2020 | | Mix | CXB | | 13000C205 | 12 | | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Centerra Gold Inc. | 5/1/2020 | | Annual | CG | | 152006102 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Centerra Gold Inc. | 5/1/2020 | | Annual | CG | | 152006102 | 2 | | Elect Richard W. Connor | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Centerra Gold Inc. | 5/1/2020 | | Annual | CG | | 152006102 | 3 | | Elect Dushenaly Kasenov | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Centerra Gold Inc. | 5/1/2020 | | Annual | CG | | 152006102 | 4 | | Elect Maksat Kobonbaev | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Centerra Gold Inc. | 5/1/2020 | | Annual | CG | | 152006102 | 5 | | Elect Askar Oskombaev | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Centerra Gold Inc. | 5/1/2020 | | Annual | CG | | 152006102 | 6 | | Elect Michael S. Parrett | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Centerra Gold Inc. | 5/1/2020 | | Annual | CG | | 152006102 | 7 | | Elect Jacques Perron | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Centerra Gold Inc. | 5/1/2020 | | Annual | CG | | 152006102 | 8 | | Elect Scott G. Perry | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Centerra Gold Inc. | 5/1/2020 | | Annual | CG | | 152006102 | 9 | | Elect Sheryl K. Pressler | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Centerra Gold Inc. | 5/1/2020 | | Annual | CG | | 152006102 | 10 | | Elect Bruce V. Walter | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Centerra Gold Inc. | 5/1/2020 | | Annual | CG | | 152006102 | 11 | | Elect Paul N. Wright | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Centerra Gold Inc. | 5/1/2020 | | Annual | CG | | 152006102 | 12 | | Elect Susan Yurkovich | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Centerra Gold Inc. | 5/1/2020 | | Annual | CG | | 152006102 | 13 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Centerra Gold Inc. | 5/1/2020 | | Annual | CG | | 152006102 | 14 | | Transaction of Other Business | Mgmt | For | Against | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Dacian Gold Limited | 6/16/2020 | | Special | DCN | | Q3080T105 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Dacian Gold Limited | 6/16/2020 | | Special | DCN | | Q3080T105 | 2 | | Ratify Placement of Securities | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Dacian Gold Limited | 6/16/2020 | | Special | DCN | | Q3080T105 | 3 | | Equity Grant (MD/CEO Leigh Junk) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Dacian Gold Limited | 11/27/2019 | | Annual | DCN | | Q3080T105 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Dacian Gold Limited | 11/27/2019 | | Annual | DCN | | Q3080T105 | 2 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Dacian Gold Limited | 11/27/2019 | | Annual | DCN | | Q3080T105 | 3 | | Remuneration Report | Mgmt | For | Against | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Dacian Gold Limited | 11/27/2019 | | Annual | DCN | | Q3080T105 | 4 | | Re-elect Robert G. Reynolds | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Dundee Precious Metals Inc. | 5/7/2020 | | Annual | DPM | | 265269209 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Dundee Precious Metals Inc. | 5/7/2020 | | Annual | DPM | | 265269209 | 2 | | Elect R. Peter Gillin | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Dundee Precious Metals Inc. | 5/7/2020 | | Annual | DPM | | 265269209 | 3 | | Elect Jonathan C. Goodman | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Dundee Precious Metals Inc. | 5/7/2020 | | Annual | DPM | | 265269209 | 4 | | Elect Jeremy Kinsman | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Dundee Precious Metals Inc. | 5/7/2020 | | Annual | DPM | | 265269209 | 5 | | Elect Juanita Montalvo | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Dundee Precious Metals Inc. | 5/7/2020 | | Annual | DPM | | 265269209 | 6 | | Elect Peter Nixon | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Dundee Precious Metals Inc. | 5/7/2020 | | Annual | DPM | | 265269209 | 7 | | Elect David Rae | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Dundee Precious Metals Inc. | 5/7/2020 | | Annual | DPM | | 265269209 | 8 | | Elect Marie-Anne Tawil | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Dundee Precious Metals Inc. | 5/7/2020 | | Annual | DPM | | 265269209 | 9 | | Elect Anthony P. Walsh | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Dundee Precious Metals Inc. | 5/7/2020 | | Annual | DPM | | 265269209 | 10 | | Elect Donald Young | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Dundee Precious Metals Inc. | 5/7/2020 | | Annual | DPM | | 265269209 | 11 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Dundee Precious Metals Inc. | 5/7/2020 | | Annual | DPM | | 265269209 | 12 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| EMX Royalty Corporation | 6/30/2020 | | Annual | EMX | | 26873J107 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| EMX Royalty Corporation | 6/30/2020 | | Annual | EMX | | 26873J107 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| EMX Royalty Corporation | 6/30/2020 | | Annual | EMX | | 26873J107 | 3 | | Elect Brian E. Bayley | Mgmt | For | Against | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| EMX Royalty Corporation | 6/30/2020 | | Annual | EMX | | 26873J107 | 4 | | Elect David Cole | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| EMX Royalty Corporation | 6/30/2020 | | Annual | EMX | | 26873J107 | 5 | | Elect Brian K. Levet | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| EMX Royalty Corporation | 6/30/2020 | | Annual | EMX | | 26873J107 | 6 | | Elect Michael D. Winn | Mgmt | For | Against | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| EMX Royalty Corporation | 6/30/2020 | | Annual | EMX | | 26873J107 | 7 | | Elect Larry M. Okada | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| EMX Royalty Corporation | 6/30/2020 | | Annual | EMX | | 26873J107 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| EMX Royalty Corporation | 6/30/2020 | | Annual | EMX | | 26873J107 | 9 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Energy Fuels Inc. | 5/27/2020 | | Annual | EFR | | 292671708 | 1.1 | | Elect J. Birks Bovaird | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Energy Fuels Inc. | 5/27/2020 | | Annual | EFR | | 292671708 | 1.2 | | Elect Mark S. Chalmers | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Energy Fuels Inc. | 5/27/2020 | | Annual | EFR | | 292671708 | 1.3 | | Elect Benjamin Eshleman III | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Energy Fuels Inc. | 5/27/2020 | | Annual | EFR | | 292671708 | 1.4 | | Elect Barbara A. Filas | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Energy Fuels Inc. | 5/27/2020 | | Annual | EFR | | 292671708 | 1.5 | | Elect Bruce D. Hansen | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Energy Fuels Inc. | 5/27/2020 | | Annual | EFR | | 292671708 | 1.6 | | Elect Dennis L. Higgs | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Energy Fuels Inc. | 5/27/2020 | | Annual | EFR | | 292671708 | 1.7 | | Elect Robert W. Kirkwood | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Energy Fuels Inc. | 5/27/2020 | | Annual | EFR | | 292671708 | 1.8 | | Elect Alex G. Morrison | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Energy Fuels Inc. | 5/27/2020 | | Annual | EFR | | 292671708 | 2 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Energy Fuels Inc. | 5/27/2020 | | Annual | EFR | | 292671708 | 3 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Energy Fuels Inc. | 5/27/2020 | | Annual | EFR | | 292671708 | 4 | | Frequency of Advisory Vote on Executive Compensation - 1 Year | Mgmt | Against | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Energy Fuels Inc. | 5/27/2020 | | Annual | EFR | | 292671708 | 5 | | Frequency of Advisory Vote on Executive Compensation - 2 Years | Mgmt | Against | Against | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Energy Fuels Inc. | 5/27/2020 | | Annual | EFR | | 292671708 | 6 | | Frequency of Advisory Vote on Executive Compensation - 3 Years | Mgmt | For | Against | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Excellon Resources Inc. | 4/17/2020 | | Special | EXN | | 30069C207 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Excellon Resources Inc. | 4/17/2020 | | Special | EXN | | 30069C207 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Excellon Resources Inc. | 4/17/2020 | | Special | EXN | | 30069C207 | 3 | | Merger/Acquisition | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Excellon Resources Inc. | 4/17/2020 | | Special | EXN | | 30069C207 | 4 | | Share Consolidation | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Gogold Resources Inc. | 3/25/2020 | | Mix | GGD | | 38045Y102 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Gogold Resources Inc. | 3/25/2020 | | Mix | GGD | | 38045Y102 | 2 | | Elect John S.M. Turner | Mgmt | For | Against | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Gogold Resources Inc. | 3/25/2020 | | Mix | GGD | | 38045Y102 | 3 | | Elect Dana Hatfield | Mgmt | For | Against | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Gogold Resources Inc. | 3/25/2020 | | Mix | GGD | | 38045Y102 | 4 | | Elect Phillip Gaunce | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Gogold Resources Inc. | 3/25/2020 | | Mix | GGD | | 38045Y102 | 5 | | Elect George Waye | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Gogold Resources Inc. | 3/25/2020 | | Mix | GGD | | 38045Y102 | 6 | | Elect Terrence R. Cooper | Mgmt | For | Against | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Gogold Resources Inc. | 3/25/2020 | | Mix | GGD | | 38045Y102 | 7 | | Elect Bradley H. Langille | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Gogold Resources Inc. | 3/25/2020 | | Mix | GGD | | 38045Y102 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Gogold Resources Inc. | 3/25/2020 | | Mix | GGD | | 38045Y102 | 9 | | Amendment to the Deferred Share Unit Plan | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Golden Star Resources Ltd. | 5/7/2020 | | Annual | GSC | | 38119T807 | 1.1 | | Elect Tim Baker | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Golden Star Resources Ltd. | 5/7/2020 | | Annual | GSC | | 38119T807 | 1.2 | | Elect Gilmour Clausen | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Golden Star Resources Ltd. | 5/7/2020 | | Annual | GSC | | 38119T807 | 1.3 | | Elect Anu Dhir | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Golden Star Resources Ltd. | 5/7/2020 | | Annual | GSC | | 38119T807 | 1.4 | | Elect Robert E. Doyle | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Golden Star Resources Ltd. | 5/7/2020 | | Annual | GSC | | 38119T807 | 1.5 | | Elect Ani Markova | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Golden Star Resources Ltd. | 5/7/2020 | | Annual | GSC | | 38119T807 | 1.6 | | Elect Karim-Michel Nasr | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Golden Star Resources Ltd. | 5/7/2020 | | Annual | GSC | | 38119T807 | 1.7 | | Elect Craig J. Nelsen | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Golden Star Resources Ltd. | 5/7/2020 | | Annual | GSC | | 38119T807 | 1.8 | | Elect Mona Quartey | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Golden Star Resources Ltd. | 5/7/2020 | | Annual | GSC | | 38119T807 | 1.9 | | Elect Andrew Wray | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Golden Star Resources Ltd. | 5/7/2020 | | Annual | GSC | | 38119T807 | 2 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Golden Star Resources Ltd. | 5/7/2020 | | Annual | GSC | | 38119T807 | 3 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Golden Star Resources Ltd. | 5/7/2020 | | Annual | GSC | | 38119T807 | 4 | | Approval of the Performance Share Unit Plan | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Great Panther Mining Limited | 6/24/2020 | | Annual | GPR | | 39115V101 | 1 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Great Panther Mining Limited | 6/24/2020 | | Annual | GPR | | 39115V101 | 2.1 | | Elect David Garofalo | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Great Panther Mining Limited | 6/24/2020 | | Annual | GPR | | 39115V101 | 2.2 | | Elect Joseph Gallucci | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Great Panther Mining Limited | 6/24/2020 | | Annual | GPR | | 39115V101 | 2.3 | | Elect R.W. (Bob) Garnett | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Great Panther Mining Limited | 6/24/2020 | | Annual | GPR | | 39115V101 | 2.4 | | Elect Alan Hair | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Great Panther Mining Limited | 6/24/2020 | | Annual | GPR | | 39115V101 | 2.5 | | Elect Robert Henderson | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Great Panther Mining Limited | 6/24/2020 | | Annual | GPR | | 39115V101 | 2.6 | | Elect John Jennings | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Great Panther Mining Limited | 6/24/2020 | | Annual | GPR | | 39115V101 | 2.7 | | Elect W.J. (James) Mullin | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Great Panther Mining Limited | 6/24/2020 | | Annual | GPR | | 39115V101 | 2.8 | | Elect Elise Rees | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Great Panther Mining Limited | 6/24/2020 | | Annual | GPR | | 39115V101 | 2.9 | | Elect Kevin J. Ross | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Great Panther Mining Limited | 6/24/2020 | | Annual | GPR | | 39115V101 | 3 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Great Panther Mining Limited | 6/24/2020 | | Annual | GPR | | 39115V101 | 4 | | Omnibus Incentive Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Harmony Gold Mining Company Limited | 6/11/2020 | | Special | HAR | | 413216300 | 1 | | Authority to Issue Shares for Cash | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Harmony Gold Mining Company Limited | 6/11/2020 | | Special | HAR | | 413216300 | 2 | | General Authority to Issue Shares | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Harmony Gold Mining Company Limited | 6/11/2020 | | Special | HAR | | 413216300 | 3 | | Authorisation of Legal Formalities | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Harmony Gold Mining Company Limited | 6/11/2020 | | Special | HAR | | 413216300 | 4 | | Authority to Issue Shares Pursuant to Scheme | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Harmony Gold Mining Company Limited | 11/22/2019 | | Annual | HAR | | 413216300 | 1 | | Elect Given R. Sibiya | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Harmony Gold Mining Company Limited | 11/22/2019 | | Annual | HAR | | 413216300 | 2 | | Elect Hlokammoni (Grathel) Motau | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Harmony Gold Mining Company Limited | 11/22/2019 | | Annual | HAR | | 413216300 | 3 | | Re-elect Andries (Andre) J. Wilkens | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Harmony Gold Mining Company Limited | 11/22/2019 | | Annual | HAR | | 413216300 | 4 | | Re-elect Vishnu P. Pillay | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Harmony Gold Mining Company Limited | 11/22/2019 | | Annual | HAR | | 413216300 | 5 | | Re-elect Karabo T. Nondumo | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Harmony Gold Mining Company Limited | 11/22/2019 | | Annual | HAR | | 413216300 | 6 | | Re-elect Simo Lushaba | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Harmony Gold Mining Company Limited | 11/22/2019 | | Annual | HAR | | 413216300 | 7 | | Re-elect Kenneth (Ken) V. Dicks | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Harmony Gold Mining Company Limited | 11/22/2019 | | Annual | HAR | | 413216300 | 8 | | Elect Audit and Risk Committee Member (Fikile De Buck) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Harmony Gold Mining Company Limited | 11/22/2019 | | Annual | HAR | | 413216300 | 9 | | Elect Audit and Risk Committee Member (Karabo Nondumo) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Harmony Gold Mining Company Limited | 11/22/2019 | | Annual | HAR | | 413216300 | 10 | | Elect Audit and Risk Committee Member (Simo Lushaba) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Harmony Gold Mining Company Limited | 11/22/2019 | | Annual | HAR | | 413216300 | 11 | | Elect Audit and Risk Committee Member (John Wetton) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Harmony Gold Mining Company Limited | 11/22/2019 | | Annual | HAR | | 413216300 | 12 | | Elect Audit and Risk Committee Member (Given Sibiya) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Harmony Gold Mining Company Limited | 11/22/2019 | | Annual | HAR | | 413216300 | 13 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Harmony Gold Mining Company Limited | 11/22/2019 | | Annual | HAR | | 413216300 | 14 | | Approve Remuneration Policy | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Harmony Gold Mining Company Limited | 11/22/2019 | | Annual | HAR | | 413216300 | 15 | | Approve Remuneration Implementation Report | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Harmony Gold Mining Company Limited | 11/22/2019 | | Annual | HAR | | 413216300 | 16 | | Authority to Issue Shares for Cash | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Harmony Gold Mining Company Limited | 11/22/2019 | | Annual | HAR | | 413216300 | 17 | | Approve Financial Assistance | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Harmony Gold Mining Company Limited | 11/22/2019 | | Annual | HAR | | 413216300 | 18 | | Approve NEDs' Fees | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Horizon Minerals Limited | 11/29/2019 | | Annual | HRZ | | Q4704L106 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Horizon Minerals Limited | 11/29/2019 | | Annual | HRZ | | Q4704L106 | 2 | | Remuneration Report | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Horizon Minerals Limited | 11/29/2019 | | Annual | HRZ | | Q4704L106 | 3 | | Re-elect Peter Bilbe | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Horizon Minerals Limited | 11/29/2019 | | Annual | HRZ | | Q4704L106 | 4 | | Approve Employee Incentive Scheme | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Horizon Minerals Limited | 11/29/2019 | | Annual | HRZ | | Q4704L106 | 5 | | Equity Grant (MD Jon Price) | Mgmt | For | Against | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Horizon Minerals Limited | 11/29/2019 | | Annual | HRZ | | Q4704L106 | 6 | | Equity Grant (Chair Peter Bilbe) | Mgmt | For | Against | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Horizon Minerals Limited | 11/29/2019 | | Annual | HRZ | | Q4704L106 | 7 | | Equity Grant (NED Ashok Parekh) | Mgmt | For | Against | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Horizon Minerals Limited | 11/29/2019 | | Annual | HRZ | | Q4704L106 | 8 | | Equity Grant (NED Jeff Williams) | Mgmt | For | Against | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Horizon Minerals Limited | 11/29/2019 | | Annual | HRZ | | Q4704L106 | 9 | | Approve 10% Placement Facility | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Horizon Minerals Limited | 11/29/2019 | | Annual | HRZ | | Q4704L106 | 10 | | Amendment to Constitution | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| IAMGOLD Corporation | 5/29/2020 | | Annual | IMG | | 450913108 | 1.1 | | Elect John E. Caldwell | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| IAMGOLD Corporation | 5/29/2020 | | Annual | IMG | | 450913108 | 1.2 | | Elect Donald K. Charter | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| IAMGOLD Corporation | 5/29/2020 | | Annual | IMG | | 450913108 | 1.3 | | Elect Richard J. Hall | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| IAMGOLD Corporation | 5/29/2020 | | Annual | IMG | | 450913108 | 1.4 | | Elect P. Gordon Stothart | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| IAMGOLD Corporation | 5/29/2020 | | Annual | IMG | | 450913108 | 1.5 | | Elect Mahendra Naik | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| IAMGOLD Corporation | 5/29/2020 | | Annual | IMG | | 450913108 | 1.6 | | Elect Timothy R. Snider | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| IAMGOLD Corporation | 5/29/2020 | | Annual | IMG | | 450913108 | 1.7 | | Elect Sybil E. Veenman | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| IAMGOLD Corporation | 5/29/2020 | | Annual | IMG | | 450913108 | 1.8 | | Elect Ronald P. Gagel | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| IAMGOLD Corporation | 5/29/2020 | | Annual | IMG | | 450913108 | 2 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| IAMGOLD Corporation | 5/29/2020 | | Annual | IMG | | 450913108 | 3 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Impala Platinum Holdings Limited | 10/22/2019 | | Annual | IMP | | S37840113 | 1 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Impala Platinum Holdings Limited | 10/22/2019 | | Annual | IMP | | S37840113 | 2 | | Elect Peter W. Davey | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Impala Platinum Holdings Limited | 10/22/2019 | | Annual | IMP | | S37840113 | 3 | | Elect Boitumelo Koshane | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Impala Platinum Holdings Limited | 10/22/2019 | | Annual | IMP | | S37840113 | 4 | | Elect Alastair S. Macfarlane | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Impala Platinum Holdings Limited | 10/22/2019 | | Annual | IMP | | S37840113 | 5 | | Elect Babalwa Ngonyama | Mgmt | For | Against | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Impala Platinum Holdings Limited | 10/22/2019 | | Annual | IMP | | S37840113 | 6 | | Elect Mandla S.V. Gantsho | Mgmt | For | Against | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Impala Platinum Holdings Limited | 10/22/2019 | | Annual | IMP | | S37840113 | 7 | | Election of Audit Committee Members (Dawn Earp) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Impala Platinum Holdings Limited | 10/22/2019 | | Annual | IMP | | S37840113 | 8 | | Election of Audit Committee Members (Peter W. Davey) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Impala Platinum Holdings Limited | 10/22/2019 | | Annual | IMP | | S37840113 | 9 | | Election of Audit Committee Members (Preston E. Speckmann) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Impala Platinum Holdings Limited | 10/22/2019 | | Annual | IMP | | S37840113 | 10 | | Approve Remuneration Policy | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Impala Platinum Holdings Limited | 10/22/2019 | | Annual | IMP | | S37840113 | 11 | | Approve Remuneration Implementation Report | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Impala Platinum Holdings Limited | 10/22/2019 | | Annual | IMP | | S37840113 | 12 | | Approve NEDs' Fees (Board Chair) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Impala Platinum Holdings Limited | 10/22/2019 | | Annual | IMP | | S37840113 | 13 | | Approve NEDs' Fees (Lead Independent Director) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Impala Platinum Holdings Limited | 10/22/2019 | | Annual | IMP | | S37840113 | 14 | | Approve NEDs' Fees (Board Member) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Impala Platinum Holdings Limited | 10/22/2019 | | Annual | IMP | | S37840113 | 15 | | Approve NEDs' Fees (Audit Committee Chair) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Impala Platinum Holdings Limited | 10/22/2019 | | Annual | IMP | | S37840113 | 16 | | Approve NEDs' Fees (Audit Committee Member) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Impala Platinum Holdings Limited | 10/22/2019 | | Annual | IMP | | S37840113 | 17 | | Approve NEDs' Fees (Social, Transformation and Remuneration Committee Chair) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Impala Platinum Holdings Limited | 10/22/2019 | | Annual | IMP | | S37840113 | 18 | | Approve NEDs' Fees (Social, Transformation and Remuneration Committee Member) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Impala Platinum Holdings Limited | 10/22/2019 | | Annual | IMP | | S37840113 | 19 | | Approve NEDs' Fees (Nominations, Governance and Ethics Committee Member) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Impala Platinum Holdings Limited | 10/22/2019 | | Annual | IMP | | S37840113 | 20 | | Approve NEDs' Fees (Health, Safety, Environment and Risk Committee Chair) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Impala Platinum Holdings Limited | 10/22/2019 | | Annual | IMP | | S37840113 | 21 | | Approve NEDs' Fees (Health, Safety, Environment and Risk Committee Member) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Impala Platinum Holdings Limited | 10/22/2019 | | Annual | IMP | | S37840113 | 22 | | Approve NEDs' Fees (Capital Allocation and Investment Committee Chair) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Impala Platinum Holdings Limited | 10/22/2019 | | Annual | IMP | | S37840113 | 23 | | Approve NEDs' Fees (Capital Allocation and Investment Committee Member) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Impala Platinum Holdings Limited | 10/22/2019 | | Annual | IMP | | S37840113 | 24 | | Approve NEDs' Fees (Ad Hoc) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Impala Platinum Holdings Limited | 10/22/2019 | | Annual | IMP | | S37840113 | 25 | | Approve NEDs' Fees (Structural Adjustment) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Impala Platinum Holdings Limited | 10/22/2019 | | Annual | IMP | | S37840113 | 26 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Impala Platinum Holdings Limited | 10/22/2019 | | Annual | IMP | | S37840113 | 27 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Intermin Resources Limited | 7/24/2019 | | Ordinary | IRC | | Q49494109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Intermin Resources Limited | 7/24/2019 | | Ordinary | IRC | | Q49494109 | 2 | | Change in Company Name | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Intermin Resources Limited | 7/24/2019 | | Ordinary | IRC | | Q49494109 | 3 | | Elect Ashok A. Parekh | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Intermin Resources Limited | 7/24/2019 | | Ordinary | IRC | | Q49494109 | 4 | | Elect Jeffrey W. Williams | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Intermin Resources Limited | 7/24/2019 | | Ordinary | IRC | | Q49494109 | 5 | | Approve Increase in NEDs' Fee Cap | Mgmt | N/A | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| K92 Mining Inc. | 7/10/2019 | | Mix | KNT | | 499113108 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| K92 Mining Inc. | 7/10/2019 | | Mix | KNT | | 499113108 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| K92 Mining Inc. | 7/10/2019 | | Mix | KNT | | 499113108 | 3 | | Elect R. Stuart Angus | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| K92 Mining Inc. | 7/10/2019 | | Mix | KNT | | 499113108 | 4 | | Elect Mark Eaton | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| K92 Mining Inc. | 7/10/2019 | | Mix | KNT | | 499113108 | 5 | | Elect Saurabh Handa | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| K92 Mining Inc. | 7/10/2019 | | Mix | KNT | | 499113108 | 6 | | Elect John D. Lewins | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| K92 Mining Inc. | 7/10/2019 | | Mix | KNT | | 499113108 | 7 | | Elect John Ian Stalker | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| K92 Mining Inc. | 7/10/2019 | | Mix | KNT | | 499113108 | 8 | | Elect Graham Wheelock | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| K92 Mining Inc. | 7/10/2019 | | Mix | KNT | | 499113108 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| K92 Mining Inc. | 7/10/2019 | | Mix | KNT | | 499113108 | 10 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Kirkland Lake Gold Ltd. | 1/28/2020 | | Special | KL | | 49741E100 | 1 | | Issuance of Shares for Acquisition of Detour Gold | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E100 | 1 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E100 | 2.1 | | Elect Jonathan Gill | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E100 | 2.2 | | Elect Peter Grosskopf | Mgmt | For | Withhold | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E100 | 2.3 | | Elect Ingrid J. Hibbard | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E100 | 2.4 | | Elect Arnold Klassen | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E100 | 2.5 | | Elect Elizabeth Lewis-Gray | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E100 | 2.6 | | Elect Anthony Makuch | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E100 | 2.7 | | Elect Barry P. Olson | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E100 | 2.8 | | Elect Jeff Parr | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E100 | 3 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E100 | 4 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E100 | 5 | | Approval of Unallocated Options Under the Long-Term Incentive Plan | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E100 | 6 | | Amendment to the Deferred Share Unit Plan | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Mako Mining Corp. | 12/4/2019 | | Mix | MKO | | 56089A103 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Mako Mining Corp. | 12/4/2019 | | Mix | MKO | | 56089A103 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Mako Mining Corp. | 12/4/2019 | | Mix | MKO | | 56089A103 | 3 | | Elect John Hick | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Mako Mining Corp. | 12/4/2019 | | Mix | MKO | | 56089A103 | 4 | | Elect Akiba Leisman | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Mako Mining Corp. | 12/4/2019 | | Mix | MKO | | 56089A103 | 5 | | Elect John Stevens | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Mako Mining Corp. | 12/4/2019 | | Mix | MKO | | 56089A103 | 6 | | Elect Rael Lipson | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Mako Mining Corp. | 12/4/2019 | | Mix | MKO | | 56089A103 | 7 | | Elect Cesar Gonzalez | Mgmt | For | Against | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Mako Mining Corp. | 12/4/2019 | | Mix | MKO | | 56089A103 | 8 | | Elect John Pontius | Mgmt | For | Against | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Mako Mining Corp. | 12/4/2019 | | Mix | MKO | | 56089A103 | 9 | | Elect Paul Jacobi | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Mako Mining Corp. | 12/4/2019 | | Mix | MKO | | 56089A103 | 10 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Mako Mining Corp. | 12/4/2019 | | Mix | MKO | | 56089A103 | 11 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Maverix Metals Inc. | 6/30/2020 | | Annual | MMX | | 57776F405 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Maverix Metals Inc. | 6/30/2020 | | Annual | MMX | | 57776F405 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Maverix Metals Inc. | 6/30/2020 | | Annual | MMX | | 57776F405 | 3 | | Elect Geoffrey Burns | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Maverix Metals Inc. | 6/30/2020 | | Annual | MMX | | 57776F405 | 4 | | Elect Daniel O'Flaherty | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Maverix Metals Inc. | 6/30/2020 | | Annual | MMX | | 57776F405 | 5 | | Elect J.C. Stefan Spicer | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Maverix Metals Inc. | 6/30/2020 | | Annual | MMX | | 57776F405 | 6 | | Elect Christopher Barnes | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Maverix Metals Inc. | 6/30/2020 | | Annual | MMX | | 57776F405 | 7 | | Elect Robert Doyle | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Maverix Metals Inc. | 6/30/2020 | | Annual | MMX | | 57776F405 | 8 | | Elect Blake Rhodes | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Maverix Metals Inc. | 6/30/2020 | | Annual | MMX | | 57776F405 | 9 | | Elect David A. Scott | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Maverix Metals Inc. | 6/30/2020 | | Annual | MMX | | 57776F405 | 10 | | Elect Brian Penny | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Maverix Metals Inc. | 6/30/2020 | | Annual | MMX | | 57776F405 | 11 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Maverix Metals Inc. | 6/30/2020 | | Annual | MMX | | 57776F405 | 12 | | Amendment to Stock Option Plan | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Maverix Metals Inc. | 6/30/2020 | | Annual | MMX | | 57776F405 | 13 | | Restricted Share Unit Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Mene Inc. | 12/20/2019 | | Annual | MENE | | 58680T101 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Mene Inc. | 12/20/2019 | | Annual | MENE | | 58680T101 | 2 | | Elect Roy Sebag | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Mene Inc. | 12/20/2019 | | Annual | MENE | | 58680T101 | 3 | | Elect Joshua Crumb | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Mene Inc. | 12/20/2019 | | Annual | MENE | | 58680T101 | 4 | | Elect Tommaso Chiabra | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Mene Inc. | 12/20/2019 | | Annual | MENE | | 58680T101 | 5 | | Elect Thomas Kennedy | Mgmt | For | Against | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Mene Inc. | 12/20/2019 | | Annual | MENE | | 58680T101 | 6 | | Elect Michele L. Ashby | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Mene Inc. | 12/20/2019 | | Annual | MENE | | 58680T101 | 7 | | Elect Sunjoo Moon | Mgmt | For | Against | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Mene Inc. | 12/20/2019 | | Annual | MENE | | 58680T101 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Metalla Royalty And Streaming Ltd. | 11/6/2019 | | Annual | MTA | | 59124U100 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Metalla Royalty And Streaming Ltd. | 11/6/2019 | | Annual | MTA | | 59124U100 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Metalla Royalty And Streaming Ltd. | 11/6/2019 | | Annual | MTA | | 59124U100 | 3 | | Elect Brett Heath | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Metalla Royalty And Streaming Ltd. | 11/6/2019 | | Annual | MTA | | 59124U100 | 4 | | Elect Lawrence Roulston | Mgmt | For | Against | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Metalla Royalty And Streaming Ltd. | 11/6/2019 | | Annual | MTA | | 59124U100 | 5 | | Elect E. B. Tucker | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Metalla Royalty And Streaming Ltd. | 11/6/2019 | | Annual | MTA | | 59124U100 | 6 | | Elect Alexander Molyneux | Mgmt | For | Against | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Metalla Royalty And Streaming Ltd. | 11/6/2019 | | Annual | MTA | | 59124U100 | 7 | | Elect James Beeby | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Metalla Royalty And Streaming Ltd. | 11/6/2019 | | Annual | MTA | | 59124U100 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Metalla Royalty And Streaming Ltd. | 11/6/2019 | | Annual | MTA | | 59124U100 | 9 | | Approval of Share Compensation Plan | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Newmont Corporation | 4/21/2020 | | Annual | NEM | | 651639106 | 1 | | Elect Gregory H. Boyce | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Newmont Corporation | 4/21/2020 | | Annual | NEM | | 651639106 | 2 | | Elect Bruce R. Brook | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Newmont Corporation | 4/21/2020 | | Annual | NEM | | 651639106 | 3 | | Elect J. Kofi Bucknor | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Newmont Corporation | 4/21/2020 | | Annual | NEM | | 651639106 | 4 | | Elect Maura J. Clark | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Newmont Corporation | 4/21/2020 | | Annual | NEM | | 651639106 | 5 | | Elect Matthew Coon Come | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Newmont Corporation | 4/21/2020 | | Annual | NEM | | 651639106 | 6 | | Elect Noreen Doyle | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Newmont Corporation | 4/21/2020 | | Annual | NEM | | 651639106 | 7 | | Elect Veronica M. Hagen | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Newmont Corporation | 4/21/2020 | | Annual | NEM | | 651639106 | 8 | | Elect Rene Medori | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Newmont Corporation | 4/21/2020 | | Annual | NEM | | 651639106 | 9 | | Elect Jane Nelson | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Newmont Corporation | 4/21/2020 | | Annual | NEM | | 651639106 | 10 | | Elect Thomas Palmer | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Newmont Corporation | 4/21/2020 | | Annual | NEM | | 651639106 | 11 | | Elect Julio M. Quintana | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Newmont Corporation | 4/21/2020 | | Annual | NEM | | 651639106 | 12 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Newmont Corporation | 4/21/2020 | | Annual | NEM | | 651639106 | 13 | | Approval of the 2020 Stock Incentive Plan | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Newmont Corporation | 4/21/2020 | | Annual | NEM | | 651639106 | 14 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| North American Palladium Ltd. | 12/4/2019 | | Special | PDL | | 65704X109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| North American Palladium Ltd. | 12/4/2019 | | Special | PDL | | 65704X109 | 2 | | Merger/Acquisition | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| North American Palladium Ltd. | 12/4/2019 | | Special | PDL | | 65704X109 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Northern Star Resources Limited | 1/22/2020 | | Ordinary | NST | | Q6951U101 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Northern Star Resources Limited | 1/22/2020 | | Ordinary | NST | | Q6951U101 | 2 | | Ratify Placement of Securities | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Northern Star Resources Limited | 1/22/2020 | | Ordinary | NST | | Q6951U101 | 3 | | Approve Issue of Securities (Executive chair Bill Beament) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Northern Star Resources Limited | 1/22/2020 | | Ordinary | NST | | Q6951U101 | 4 | | Approve Issue of Securities (NED Mary Hackett) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Northern Star Resources Limited | 1/22/2020 | | Ordinary | NST | | Q6951U101 | 5 | | Approve Issue of Securities (Former NED Christopher Rowe) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Northern Star Resources Limited | 1/22/2020 | | Ordinary | NST | | Q6951U101 | 6 | | Approve Financial Assistance (Kalgoorlie Lake View Pty Ltd) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| OceanaGold Corporation | 6/19/2020 | | Mix | OGC | | 675222103 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| OceanaGold Corporation | 6/19/2020 | | Mix | OGC | | 675222103 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| OceanaGold Corporation | 6/19/2020 | | Mix | OGC | | 675222103 | 3 | | Elect Ian M. Reid | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| OceanaGold Corporation | 6/19/2020 | | Mix | OGC | | 675222103 | 4 | | Elect Paul B. Sweeney | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| OceanaGold Corporation | 6/19/2020 | | Mix | OGC | | 675222103 | 5 | | Elect Geoff W. Raby | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| OceanaGold Corporation | 6/19/2020 | | Mix | OGC | | 675222103 | 6 | | Elect Craig J. Nelsen | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| OceanaGold Corporation | 6/19/2020 | | Mix | OGC | | 675222103 | 7 | | Elect Catherine A. Gignac | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| OceanaGold Corporation | 6/19/2020 | | Mix | OGC | | 675222103 | 8 | | Elect Michael H L Holmes | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| OceanaGold Corporation | 6/19/2020 | | Mix | OGC | | 675222103 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| OceanaGold Corporation | 6/19/2020 | | Mix | OGC | | 675222103 | 10 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Pan American Silver Corp. | 5/6/2020 | | Annual | PAAS | | 697900108 | 1.1 | | Elect Ross J. Beaty | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Pan American Silver Corp. | 5/6/2020 | | Annual | PAAS | | 697900108 | 1.2 | | Elect Michael Steinmann | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Pan American Silver Corp. | 5/6/2020 | | Annual | PAAS | | 697900108 | 1.3 | | Elect Michael L. Carroll | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Pan American Silver Corp. | 5/6/2020 | | Annual | PAAS | | 697900108 | 1.4 | | Elect Neil de Gelder | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Pan American Silver Corp. | 5/6/2020 | | Annual | PAAS | | 697900108 | 1.5 | | Elect Walter T. Segsworth | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Pan American Silver Corp. | 5/6/2020 | | Annual | PAAS | | 697900108 | 1.6 | | Elect Gillian D. Winckler | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Pan American Silver Corp. | 5/6/2020 | | Annual | PAAS | | 697900108 | 1.7 | | Elect Charles A. Jeannes | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Pan American Silver Corp. | 5/6/2020 | | Annual | PAAS | | 697900108 | 2 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Pan American Silver Corp. | 5/6/2020 | | Annual | PAAS | | 697900108 | 3 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Pantoro Limited | 7/1/2019 | | Ordinary | PNR | | Q7392G107 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Pantoro Limited | 7/1/2019 | | Ordinary | PNR | | Q7392G107 | 2 | | Approve Issue of Securities | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Pantoro Limited | 7/1/2019 | | Ordinary | PNR | | Q7392G107 | 3 | | Ratify Placement of Securities (Listing Rule 7.1) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Pantoro Limited | 7/1/2019 | | Ordinary | PNR | | Q7392G107 | 4 | | Ratify Placement of Securities (Listing Rule 7.1A) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Pantoro Limited | 7/1/2019 | | Ordinary | PNR | | Q7392G107 | 5 | | Equity Grant (MD Paul Cmrlec) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Pantoro Limited | 7/1/2019 | | Ordinary | PNR | | Q7392G107 | 6 | | Equity Grant (Executive Director Scott Huffadine) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Pantoro Limited | 7/1/2019 | | Ordinary | PNR | | Q7392G107 | 7 | | Equity Grant (NED Kyle Edwards) | Mgmt | For | Against | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Pantoro Limited | 7/1/2019 | | Ordinary | PNR | | Q7392G107 | 8 | | Approve Increase in NEDs' Fee Cap | Mgmt | For | Against | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Pantoro Limited | 11/22/2019 | | Annual | PNR | | Q7392G107 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Pantoro Limited | 11/22/2019 | | Annual | PNR | | Q7392G107 | 2 | | Remuneration Report | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Pantoro Limited | 11/22/2019 | | Annual | PNR | | Q7392G107 | 3 | | Re-elect Michael L. Jefferies | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Pantoro Limited | 11/22/2019 | | Annual | PNR | | Q7392G107 | 4 | | Elect Wayne Zekulich | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Pantoro Limited | 11/22/2019 | | Annual | PNR | | Q7392G107 | 5 | | Approve Issue of Securities (10% Placement Facility) | Mgmt | For | Against | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Pantoro Limited | 11/22/2019 | | Annual | PNR | | Q7392G107 | 6 | | Approve Option and Performance Rights Scheme | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Pantoro Limited | 11/22/2019 | | Annual | PNR | | Q7392G107 | 7 | | Amendment to Constitution | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Ramelius Resources Limited | 11/22/2019 | | Annual | RMS | | Q7982E108 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Ramelius Resources Limited | 11/22/2019 | | Annual | RMS | | Q7982E108 | 2 | | Remuneration Report | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Ramelius Resources Limited | 11/22/2019 | | Annual | RMS | | Q7982E108 | 3 | | Re-elect Michael A. Bohm | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Ramelius Resources Limited | 11/22/2019 | | Annual | RMS | | Q7982E108 | 4 | | Elect Natalia Streltsova | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Ramelius Resources Limited | 11/22/2019 | | Annual | RMS | | Q7982E108 | 5 | | Equity Grant (MD Mark Zeptner) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Ramelius Resources Limited | 11/22/2019 | | Annual | RMS | | Q7982E108 | 6 | | Approve Increase in NEDs' Fee Cap | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Ramelius Resources Limited | 11/22/2019 | | Annual | RMS | | Q7982E108 | 7 | | Approve Performance Rights Plan | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Ramelius Resources Limited | 11/22/2019 | | Annual | RMS | | Q7982E108 | 8 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Ramelius Resources Limited | 11/22/2019 | | Annual | RMS | | Q7982E108 | 9 | | Renew Proportional Takeover Provisions | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Red 5 Limited | 5/7/2020 | | Ordinary | RED | | Q80507256 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Red 5 Limited | 5/7/2020 | | Ordinary | RED | | Q80507256 | 2 | | Ratify Placement of Securities (Tranche 1 Placement) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Red 5 Limited | 5/7/2020 | | Ordinary | RED | | Q80507256 | 3 | | Approve Placement of Securities (Tranche 2 Placement) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Red 5 Limited | 5/7/2020 | | Ordinary | RED | | Q80507256 | 4 | | Approve Issue of Securities (MD Mark Williams) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Red 5 Limited | 5/7/2020 | | Ordinary | RED | | Q80507256 | 5 | | Approve Issue of Securities (NED Ian Macpherson) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Red 5 Limited | 5/7/2020 | | Ordinary | RED | | Q80507256 | 6 | | Approve Issue of Securities (NED Steven Tombs) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Red 5 Limited | 5/7/2020 | | Ordinary | RED | | Q80507256 | 7 | | Approve Issue of Securities (NED Colin Loosemore) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Resolute Mining Limited | 2/27/2020 | | Special | RSG | | Q81068100 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Resolute Mining Limited | 2/27/2020 | | Special | RSG | | Q81068100 | 2 | | Ratify Placement of Securities (Tranche 1) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Resolute Mining Limited | 2/27/2020 | | Special | RSG | | Q81068100 | 3 | | Approve Issue of Securities - Tranche 2 (ICM Limited) | Mgmt | For | Against | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Resolute Mining Limited | 2/27/2020 | | Special | RSG | | Q81068100 | 4 | | Approve Issue of Securities (Chairman Martin Botha) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Resolute Mining Limited | 2/27/2020 | | Special | RSG | | Q81068100 | 5 | | Approve Issue of Securities (MD/CEO John Welborn) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Resolute Mining Limited | 2/27/2020 | | Special | RSG | | Q81068100 | 6 | | Approve Issue of Securities (NED Yasmin Broughton) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Resolute Mining Limited | 2/27/2020 | | Special | RSG | | Q81068100 | 7 | | Approve Issue of Securities (NED Sabina Shugg) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Resolute Mining Limited | 2/27/2020 | | Special | RSG | | Q81068100 | 8 | | Approve Issue of Securities (Taurus Mining Finance Fund) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Resolute Mining Limited | 5/21/2020 | | Annual | RSG | | Q81068100 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Resolute Mining Limited | 5/21/2020 | | Annual | RSG | | Q81068100 | 2 | | Remuneration Report | Mgmt | N/A | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Resolute Mining Limited | 5/21/2020 | | Annual | RSG | | Q81068100 | 3 | | Re-elect Mark Potts | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Resolute Mining Limited | 5/21/2020 | | Annual | RSG | | Q81068100 | 4 | | Re-elect Sabina Shugg | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Resolute Mining Limited | 5/21/2020 | | Annual | RSG | | Q81068100 | 5 | | Performance Rights Grant (MD/CEO John Welborn) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Resolute Mining Limited | 5/21/2020 | | Annual | RSG | | Q81068100 | 6 | | Renew Performance Rights Plan | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Resolute Mining Limited | 5/21/2020 | | Annual | RSG | | Q81068100 | 7 | | Approve Termination Benefits | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Resolute Mining Limited | 5/21/2020 | | Annual | RSG | | Q81068100 | 8 | | Deeds of Indemnity, Insurance and Access | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Resolute Mining Limited | 11/21/2019 | | Special | RSG | | Q81068100 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Resolute Mining Limited | 11/21/2019 | | Special | RSG | | Q81068100 | 2 | | Equity Grant (MD/CEO John Welborn) | Mgmt | For | Against | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Roxgold Inc. | 6/26/2020 | | Mix | ROXG | | 779899202 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Roxgold Inc. | 6/26/2020 | | Mix | ROXG | | 779899202 | 2 | | Elect Oliver Lennox-King | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Roxgold Inc. | 6/26/2020 | | Mix | ROXG | | 779899202 | 3 | | Elect Richard Colterjohn | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Roxgold Inc. | 6/26/2020 | | Mix | ROXG | | 779899202 | 4 | | Elect Jonathan A. Rubenstein | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Roxgold Inc. | 6/26/2020 | | Mix | ROXG | | 779899202 | 5 | | Elect John L. Knowles | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Roxgold Inc. | 6/26/2020 | | Mix | ROXG | | 779899202 | 6 | | Elect John Dorward | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Roxgold Inc. | 6/26/2020 | | Mix | ROXG | | 779899202 | 7 | | Elect Kate Harcourt | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Roxgold Inc. | 6/26/2020 | | Mix | ROXG | | 779899202 | 8 | | Elect Norman Pitcher | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Roxgold Inc. | 6/26/2020 | | Mix | ROXG | | 779899202 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Roxgold Inc. | 6/26/2020 | | Mix | ROXG | | 779899202 | 10 | | Amendment to the Stock Option Plan | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Sailfish Royalty Corp | 12/4/2019 | | Annual | FISH | | G7777C102 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Sailfish Royalty Corp | 12/4/2019 | | Annual | FISH | | G7777C102 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Sailfish Royalty Corp | 12/4/2019 | | Annual | FISH | | G7777C102 | 3 | | Elect Cesar Gonzalez | Mgmt | For | Against | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Sailfish Royalty Corp | 12/4/2019 | | Annual | FISH | | G7777C102 | 4 | | Elect Walter Reich | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Sailfish Royalty Corp | 12/4/2019 | | Annual | FISH | | G7777C102 | 5 | | Elect Alessandro Palladino | Mgmt | For | Against | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Sailfish Royalty Corp | 12/4/2019 | | Annual | FISH | | G7777C102 | 6 | | Elect Michael Starogiannis | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Sailfish Royalty Corp | 12/4/2019 | | Annual | FISH | | G7777C102 | 7 | | Elect Todd Hilditch | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Sailfish Royalty Corp | 12/4/2019 | | Annual | FISH | | G7777C102 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Sailfish Royalty Corp | 12/4/2019 | | Annual | FISH | | G7777C102 | 9 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Sandstorm Gold Ltd. | 4/15/2020 | | Annual | SSL | | 80013R206 | 1 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Sandstorm Gold Ltd. | 4/15/2020 | | Annual | SSL | | 80013R206 | 2.1 | | Elect Nolan Watson | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Sandstorm Gold Ltd. | 4/15/2020 | | Annual | SSL | | 80013R206 | 2.2 | | Elect David Awram | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Sandstorm Gold Ltd. | 4/15/2020 | | Annual | SSL | | 80013R206 | 2.3 | | Elect David De Witt | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Sandstorm Gold Ltd. | 4/15/2020 | | Annual | SSL | | 80013R206 | 2.4 | | Elect Andrew T. Swarthout | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Sandstorm Gold Ltd. | 4/15/2020 | | Annual | SSL | | 80013R206 | 2.5 | | Elect John P.A. Budreski | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Sandstorm Gold Ltd. | 4/15/2020 | | Annual | SSL | | 80013R206 | 2.6 | | Elect Mary L. Little | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Sandstorm Gold Ltd. | 4/15/2020 | | Annual | SSL | | 80013R206 | 2.7 | | Elect Vera Kobalia | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Sandstorm Gold Ltd. | 4/15/2020 | | Annual | SSL | | 80013R206 | 3 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Sandstorm Gold Ltd. | 4/15/2020 | | Annual | SSL | | 80013R206 | 4 | | Amend Exercise Price of Yamana Warrants | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Santacruz Silver Mining Ltd. | 10/1/2019 | | Annual | SCZ | | 80280U106 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Santacruz Silver Mining Ltd. | 10/1/2019 | | Annual | SCZ | | 80280U106 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Santacruz Silver Mining Ltd. | 10/1/2019 | | Annual | SCZ | | 80280U106 | 3 | | Elect Arturo Prestamo Elizondo | Mgmt | For | Against | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Santacruz Silver Mining Ltd. | 10/1/2019 | | Annual | SCZ | | 80280U106 | 4 | | Elect Federico Villasenor | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Santacruz Silver Mining Ltd. | 10/1/2019 | | Annual | SCZ | | 80280U106 | 5 | | Elect Roland Lohner | Mgmt | For | Against | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Santacruz Silver Mining Ltd. | 10/1/2019 | | Annual | SCZ | | 80280U106 | 6 | | Elect Larry Okada | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Santacruz Silver Mining Ltd. | 10/1/2019 | | Annual | SCZ | | 80280U106 | 7 | | Elect W. Barry Girling | Mgmt | For | Against | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Santacruz Silver Mining Ltd. | 10/1/2019 | | Annual | SCZ | | 80280U106 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Santacruz Silver Mining Ltd. | 10/1/2019 | | Annual | SCZ | | 80280U106 | 9 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Santacruz Silver Mining Ltd. | 10/1/2019 | | Annual | SCZ | | 80280U106 | 10 | | Acquisition | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Silver Lake Resources Limited | 11/22/2019 | | Annual | SLR | | Q85014100 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Silver Lake Resources Limited | 11/22/2019 | | Annual | SLR | | Q85014100 | 2 | | Remuneration Report | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Silver Lake Resources Limited | 11/22/2019 | | Annual | SLR | | Q85014100 | 3 | | Re-elect Kelvin Flynn | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Silver Lake Resources Limited | 11/22/2019 | | Annual | SLR | | Q85014100 | 4 | | Elect Peter Alexander | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Silvercorp Metals Inc. | 9/27/2019 | | Annual | SVM | | 82835P103 | 1 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Silvercorp Metals Inc. | 9/27/2019 | | Annual | SVM | | 82835P103 | 2.1 | | Elect Rui Feng | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Silvercorp Metals Inc. | 9/27/2019 | | Annual | SVM | | 82835P103 | 2.2 | | Elect S. Paul Simpson | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Silvercorp Metals Inc. | 9/27/2019 | | Annual | SVM | | 82835P103 | 2.3 | | Elect David Kong | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Silvercorp Metals Inc. | 9/27/2019 | | Annual | SVM | | 82835P103 | 2.4 | | Elect Yikang Liu | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Silvercorp Metals Inc. | 9/27/2019 | | Annual | SVM | | 82835P103 | 2.5 | | Elect Marina Katusa | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Silvercorp Metals Inc. | 9/27/2019 | | Annual | SVM | | 82835P103 | 3 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Silvercorp Metals Inc. | 9/27/2019 | | Annual | SVM | | 82835P103 | 4 | | Approval of the Share Based Compensation Plan | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Silvercorp Metals Inc. | 9/27/2019 | | Annual | SVM | | 82835P103 | 5 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| SSR Mining Inc. | 5/14/2020 | | Annual | SSRM | | 784730103 | 1 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| SSR Mining Inc. | 5/14/2020 | | Annual | SSRM | | 784730103 | 2.1 | | Elect A.E. Michael Anglin | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| SSR Mining Inc. | 5/14/2020 | | Annual | SSRM | | 784730103 | 2.2 | | Elect Paul Benson | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| SSR Mining Inc. | 5/14/2020 | | Annual | SSRM | | 784730103 | 2.3 | | Elect Brian R. Booth | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| SSR Mining Inc. | 5/14/2020 | | Annual | SSRM | | 784730103 | 2.4 | | Elect Simon A. Fish | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| SSR Mining Inc. | 5/14/2020 | | Annual | SSRM | | 784730103 | 2.5 | | Elect Gustavo A. Herrero | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| SSR Mining Inc. | 5/14/2020 | | Annual | SSRM | | 784730103 | 2.6 | | Elect Beverlee F. Park | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| SSR Mining Inc. | 5/14/2020 | | Annual | SSRM | | 784730103 | 2.7 | | Elect Steven P. Reid | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| SSR Mining Inc. | 5/14/2020 | | Annual | SSRM | | 784730103 | 2.8 | | Elect Elizabeth A. Wademan | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| SSR Mining Inc. | 5/14/2020 | | Annual | SSRM | | 784730103 | 3 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| SSR Mining Inc. | 5/14/2020 | | Annual | SSRM | | 784730103 | 4 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| SSR Mining Inc. | 5/14/2020 | | Annual | SSRM | | 784730103 | 5 | | Approval of the 2020 Share Compensation Plan | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| St Barbara Limited | 10/23/2019 | | Annual | SBM | | Q8744Q173 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| St Barbara Limited | 10/23/2019 | | Annual | SBM | | Q8744Q173 | 2 | | Remuneration Report | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| St Barbara Limited | 10/23/2019 | | Annual | SBM | | Q8744Q173 | 3 | | Re-elect David Moroney | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| St Barbara Limited | 10/23/2019 | | Annual | SBM | | Q8744Q173 | 4 | | Elect Stefanie Loader | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| St Barbara Limited | 10/23/2019 | | Annual | SBM | | Q8744Q173 | 5 | | Elect Steven G. Dean | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| St Barbara Limited | 10/23/2019 | | Annual | SBM | | Q8744Q173 | 6 | | Equity Grant (MD/CEO Robert Vassie) | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Teranga Gold Corporation | 6/17/2020 | | Mix | TGZ | | 880797204 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Teranga Gold Corporation | 6/17/2020 | | Mix | TGZ | | 880797204 | 2 | | Elect Alan R. Hill | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Teranga Gold Corporation | 6/17/2020 | | Mix | TGZ | | 880797204 | 3 | | Elect Richard S. Young | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Teranga Gold Corporation | 6/17/2020 | | Mix | TGZ | | 880797204 | 4 | | Elect Simon P. Bottoms | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Teranga Gold Corporation | 6/17/2020 | | Mix | TGZ | | 880797204 | 5 | | Elect Jendayi E. Frazer | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Teranga Gold Corporation | 6/17/2020 | | Mix | TGZ | | 880797204 | 6 | | Elect Paula Caldwell St-Onge | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Teranga Gold Corporation | 6/17/2020 | | Mix | TGZ | | 880797204 | 7 | | Elect David J. Mimran | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Teranga Gold Corporation | 6/17/2020 | | Mix | TGZ | | 880797204 | 8 | | Elect Alan R. Thomas | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Teranga Gold Corporation | 6/17/2020 | | Mix | TGZ | | 880797204 | 9 | | Elect Frank D. Wheatley | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Teranga Gold Corporation | 6/17/2020 | | Mix | TGZ | | 880797204 | 10 | | Elect William J. Biggar | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Teranga Gold Corporation | 6/17/2020 | | Mix | TGZ | | 880797204 | 11 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Teranga Gold Corporation | 6/17/2020 | | Mix | TGZ | | 880797204 | 12 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Torex Gold Resources Inc. | 6/17/2020 | | Mix | TXG | | 891054603 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Torex Gold Resources Inc. | 6/17/2020 | | Mix | TXG | | 891054603 | 2 | | Elect Andrew B. Adams | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Torex Gold Resources Inc. | 6/17/2020 | | Mix | TXG | | 891054603 | 3 | | Elect Franklin L. Davis | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Torex Gold Resources Inc. | 6/17/2020 | | Mix | TXG | | 891054603 | 4 | | Elect David A. Fennell | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Torex Gold Resources Inc. | 6/17/2020 | | Mix | TXG | | 891054603 | 5 | | Elect Michael D. Murphy | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Torex Gold Resources Inc. | 6/17/2020 | | Mix | TXG | | 891054603 | 6 | | Elect Elizabeth A. Wademan | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Torex Gold Resources Inc. | 6/17/2020 | | Mix | TXG | | 891054603 | 7 | | Elect Frederick M. Stanford | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Torex Gold Resources Inc. | 6/17/2020 | | Mix | TXG | | 891054603 | 8 | | Elect Robin A. Bienenstock | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Torex Gold Resources Inc. | 6/17/2020 | | Mix | TXG | | 891054603 | 9 | | Elect Richard A. Howes | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Torex Gold Resources Inc. | 6/17/2020 | | Mix | TXG | | 891054603 | 10 | | Elect Jody L.M Kuzenko | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Torex Gold Resources Inc. | 6/17/2020 | | Mix | TXG | | 891054603 | 11 | | Elect Roy S. Slack | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Torex Gold Resources Inc. | 6/17/2020 | | Mix | TXG | | 891054603 | 12 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Torex Gold Resources Inc. | 6/17/2020 | | Mix | TXG | | 891054603 | 13 | | Amendment to By-Law No.1 to Increase Quorum Requirements | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Torex Gold Resources Inc. | 6/17/2020 | | Mix | TXG | | 891054603 | 14 | | Amendment to Advance Notice Provisions | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Torex Gold Resources Inc. | 6/17/2020 | | Mix | TXG | | 891054603 | 15 | | Shareholder Rights Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Torex Gold Resources Inc. | 6/17/2020 | | Mix | TXG | | 891054603 | 16 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Wesdome Gold Mines Ltd. | 6/2/2020 | | Mix | WDO | | 95083R100 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Wesdome Gold Mines Ltd. | 6/2/2020 | | Mix | WDO | | 95083R100 | 2 | | Elect Charles Main | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Wesdome Gold Mines Ltd. | 6/2/2020 | | Mix | WDO | | 95083R100 | 3 | | Elect Duncan Middlemiss | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Wesdome Gold Mines Ltd. | 6/2/2020 | | Mix | WDO | | 95083R100 | 4 | | Elect Nadine Miller | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Wesdome Gold Mines Ltd. | 6/2/2020 | | Mix | WDO | | 95083R100 | 5 | | Elect Warwick Morley-Jepson | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Wesdome Gold Mines Ltd. | 6/2/2020 | | Mix | WDO | | 95083R100 | 6 | | Elect Brian N. Skanderbeg | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Wesdome Gold Mines Ltd. | 6/2/2020 | | Mix | WDO | | 95083R100 | 7 | | Elect Edie Thome | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Wesdome Gold Mines Ltd. | 6/2/2020 | | Mix | WDO | | 95083R100 | 8 | | Elect Bill Washington | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Wesdome Gold Mines Ltd. | 6/2/2020 | | Mix | WDO | | 95083R100 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Wesdome Gold Mines Ltd. | 6/2/2020 | | Mix | WDO | | 95083R100 | 10 | | Approval of the 2020 Omnibus Equity Incentive Plan | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Wesdome Gold Mines Ltd. | 6/2/2020 | | Mix | WDO | | 95083R100 | 11 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Westgold Resources Limited | 11/25/2019 | | Annual | WGX | | Q97159232 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Westgold Resources Limited | 11/25/2019 | | Annual | WGX | | Q97159232 | 2 | | Remuneration Report | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Westgold Resources Limited | 11/25/2019 | | Annual | WGX | | Q97159232 | 3 | | Re-elect Johannes Norregaard | Mgmt | For | Against | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Westgold Resources Limited | 11/25/2019 | | Annual | WGX | | Q97159232 | 4 | | Re-elect Suresh Shet | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Westgold Resources Limited | 11/25/2019 | | Annual | WGX | | Q97159232 | 5 | | Ratify Placement of Securities | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Westgold Resources Limited | 11/25/2019 | | Annual | WGX | | Q97159232 | 6 | | Approve Reduction of Capital | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Wheaton Precious Metals Corp. | 5/14/2020 | | Annual | WPM | | 962879102 | 1.1 | | Elect George L. Brack | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Wheaton Precious Metals Corp. | 5/14/2020 | | Annual | WPM | | 962879102 | 1.2 | | Elect John A. Brough | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Wheaton Precious Metals Corp. | 5/14/2020 | | Annual | WPM | | 962879102 | 1.3 | | Elect R. Peter Gillin | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Wheaton Precious Metals Corp. | 5/14/2020 | | Annual | WPM | | 962879102 | 1.4 | | Elect Chantal Gosselin | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Wheaton Precious Metals Corp. | 5/14/2020 | | Annual | WPM | | 962879102 | 1.5 | | Elect Douglas M. Holtby | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Wheaton Precious Metals Corp. | 5/14/2020 | | Annual | WPM | | 962879102 | 1.6 | | Elect Glenn A. Ives | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Wheaton Precious Metals Corp. | 5/14/2020 | | Annual | WPM | | 962879102 | 1.7 | | Elect Charles A. Jeannes | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Wheaton Precious Metals Corp. | 5/14/2020 | | Annual | WPM | | 962879102 | 1.8 | | Elect Eduardo Luna | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Wheaton Precious Metals Corp. | 5/14/2020 | | Annual | WPM | | 962879102 | 1.9 | | Elect Marilyn Schonberner | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Wheaton Precious Metals Corp. | 5/14/2020 | | Annual | WPM | | 962879102 | 1.1 | | Elect Randy V.J. Smallwood | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Wheaton Precious Metals Corp. | 5/14/2020 | | Annual | WPM | | 962879102 | 2 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Wheaton Precious Metals Corp. | 5/14/2020 | | Annual | WPM | | 962879102 | 3 | | Advisory Vote on Executive Compensation | Mgmt | For | Against | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Yamana Gold Inc. | 4/30/2020 | | Annual | YRI | | 98462Y100 | 1.1 | | Elect John Begeman | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Yamana Gold Inc. | 4/30/2020 | | Annual | YRI | | 98462Y100 | 1.2 | | Elect Christiane Bergevin | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Yamana Gold Inc. | 4/30/2020 | | Annual | YRI | | 98462Y100 | 1.3 | | Elect Alexander J. Davidson | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Yamana Gold Inc. | 4/30/2020 | | Annual | YRI | | 98462Y100 | 1.4 | | Elect Richard P. Graff | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Yamana Gold Inc. | 4/30/2020 | | Annual | YRI | | 98462Y100 | 1.5 | | Elect Kimberly Keating | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Yamana Gold Inc. | 4/30/2020 | | Annual | YRI | | 98462Y100 | 1.6 | | Elect Peter J. Marrone | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Yamana Gold Inc. | 4/30/2020 | | Annual | YRI | | 98462Y100 | 1.7 | | Elect Jane Sadowsky | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Yamana Gold Inc. | 4/30/2020 | | Annual | YRI | | 98462Y100 | 1.8 | | Elect Dino Titaro | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Yamana Gold Inc. | 4/30/2020 | | Annual | YRI | | 98462Y100 | 2 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| Yamana Gold Inc. | 4/30/2020 | | Annual | YRI | | 98462Y100 | 3 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Gold and Precious Metals Fund | Voted |
| | | | | | | | | | | | | | | |
| Fund Name : U.S. Global Investors Funds Holmes Macro Trends Fund | | | | | | | | | | | |
| IssuerName | MeetingDate | | MeetingType | Ticker | | SecurityID | BallotIssueNumber | | ProposalText | Proponent | MgmtReco | VoteCast | FundName | LogicalBallotStatus |
| Acushnet Holdings Corp. | 6/8/2020 | | Annual | GOLF | | 005098108 | 1.1 | | Elect David Maher | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Acushnet Holdings Corp. | 6/8/2020 | | Annual | GOLF | | 005098108 | 1.2 | | Elect Yoon Soo Yoon | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Acushnet Holdings Corp. | 6/8/2020 | | Annual | GOLF | | 005098108 | 1.3 | | Elect Jennifer Estabrook | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Acushnet Holdings Corp. | 6/8/2020 | | Annual | GOLF | | 005098108 | 1.4 | | Elect Gregory Hewett | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Acushnet Holdings Corp. | 6/8/2020 | | Annual | GOLF | | 005098108 | 1.5 | | Elect Sean Sullivan | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Acushnet Holdings Corp. | 6/8/2020 | | Annual | GOLF | | 005098108 | 1.6 | | Elect Steven H. Tishman | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Acushnet Holdings Corp. | 6/8/2020 | | Annual | GOLF | | 005098108 | 1.7 | | Elect Walter Uihlein | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Acushnet Holdings Corp. | 6/8/2020 | | Annual | GOLF | | 005098108 | 1.8 | | Elect Keun Chang Yoon | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Acushnet Holdings Corp. | 6/8/2020 | | Annual | GOLF | | 005098108 | 2 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Acushnet Holdings Corp. | 6/8/2020 | | Annual | GOLF | | 005098108 | 3 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Bonanza Creek Energy, Inc. | 6/3/2020 | | Annual | BCEI | | 097793400 | 1.1 | | Elect Carrie L. Hudak | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Bonanza Creek Energy, Inc. | 6/3/2020 | | Annual | BCEI | | 097793400 | 1.2 | | Elect Eric T. Greager | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Bonanza Creek Energy, Inc. | 6/3/2020 | | Annual | BCEI | | 097793400 | 1.3 | | Elect Paul Keglevic | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Bonanza Creek Energy, Inc. | 6/3/2020 | | Annual | BCEI | | 097793400 | 1.4 | | Elect Brian Steck | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Bonanza Creek Energy, Inc. | 6/3/2020 | | Annual | BCEI | | 097793400 | 1.5 | | Elect Jack E. Vaughn | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Bonanza Creek Energy, Inc. | 6/3/2020 | | Annual | BCEI | | 097793400 | 1.6 | | Elect Scott D. Vogel | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Bonanza Creek Energy, Inc. | 6/3/2020 | | Annual | BCEI | | 097793400 | 1.7 | | Elect Jeffrey E. Wojahn | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Bonanza Creek Energy, Inc. | 6/3/2020 | | Annual | BCEI | | 097793400 | 2 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Bonanza Creek Energy, Inc. | 6/3/2020 | | Annual | BCEI | | 097793400 | 3 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Brunello Cucinelli S.p.A. | 5/21/2020 | | Mix | BC | | T2R05S109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Brunello Cucinelli S.p.A. | 5/21/2020 | | Mix | BC | | T2R05S109 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Brunello Cucinelli S.p.A. | 5/21/2020 | | Mix | BC | | T2R05S109 | 3 | | Amendments to Article 13 | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Brunello Cucinelli S.p.A. | 5/21/2020 | | Mix | BC | | T2R05S109 | 4 | | Amendments to Article 14 | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Brunello Cucinelli S.p.A. | 5/21/2020 | | Mix | BC | | T2R05S109 | 5 | | Amendments to Article 21 | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Brunello Cucinelli S.p.A. | 5/21/2020 | | Mix | BC | | T2R05S109 | 6 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Brunello Cucinelli S.p.A. | 5/21/2020 | | Mix | BC | | T2R05S109 | 7 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Brunello Cucinelli S.p.A. | 5/21/2020 | | Mix | BC | | T2R05S109 | 8 | | Remuneration Policy (Binding) | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Brunello Cucinelli S.p.A. | 5/21/2020 | | Mix | BC | | T2R05S109 | 9 | | Remuneration Report (Advisory) | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Brunello Cucinelli S.p.A. | 5/21/2020 | | Mix | BC | | T2R05S109 | 10 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Brunello Cucinelli S.p.A. | 5/21/2020 | | Mix | BC | | T2R05S109 | 11 | | Board Term Length | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Brunello Cucinelli S.p.A. | 5/21/2020 | | Mix | BC | | T2R05S109 | 12 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Brunello Cucinelli S.p.A. | 5/21/2020 | | Mix | BC | | T2R05S109 | 13 | | List Presented by Fedone S.r.l | Mgmt | For | N/A | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Brunello Cucinelli S.p.A. | 5/21/2020 | | Mix | BC | | T2R05S109 | 14 | | List Presented by Group of Institutional Investors Representing 3.57% of Share Capital | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Brunello Cucinelli S.p.A. | 5/21/2020 | | Mix | BC | | T2R05S109 | 15 | | Elect Brunello Cucinelli | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Brunello Cucinelli S.p.A. | 5/21/2020 | | Mix | BC | | T2R05S109 | 16 | | Directors' Fees | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Brunello Cucinelli S.p.A. | 5/21/2020 | | Mix | BC | | T2R05S109 | 17 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Brunello Cucinelli S.p.A. | 5/21/2020 | | Mix | BC | | T2R05S109 | 18 | | List Presented by Fedone S.r.l | Mgmt | N/A | Abstain | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Brunello Cucinelli S.p.A. | 5/21/2020 | | Mix | BC | | T2R05S109 | 19 | | List Presented by Group of Institutional Investors Representing 3.57% of Share Capital | Mgmt | N/A | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Brunello Cucinelli S.p.A. | 5/21/2020 | | Mix | BC | | T2R05S109 | 20 | | Statutory Auditors' Fees | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Comfort Systems USA, Inc. | 5/19/2020 | | Annual | FIX | | 199908104 | 1.1 | | Elect Darcy G. Anderson | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Comfort Systems USA, Inc. | 5/19/2020 | | Annual | FIX | | 199908104 | 1.2 | | Elect Herman E. Bulls | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Comfort Systems USA, Inc. | 5/19/2020 | | Annual | FIX | | 199908104 | 1.3 | | Elect Alan P. Krusi | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Comfort Systems USA, Inc. | 5/19/2020 | | Annual | FIX | | 199908104 | 1.4 | | Elect Brian E. Lane | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Comfort Systems USA, Inc. | 5/19/2020 | | Annual | FIX | | 199908104 | 1.5 | | Elect Pablo G. Mercado | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Comfort Systems USA, Inc. | 5/19/2020 | | Annual | FIX | | 199908104 | 1.6 | | Elect Franklin Myers | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Comfort Systems USA, Inc. | 5/19/2020 | | Annual | FIX | | 199908104 | 1.7 | | Elect William J. Sandbrook | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Comfort Systems USA, Inc. | 5/19/2020 | | Annual | FIX | | 199908104 | 1.8 | | Elect James H. Schultz | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Comfort Systems USA, Inc. | 5/19/2020 | | Annual | FIX | | 199908104 | 1.9 | | Elect Constance E. Skidmore | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Comfort Systems USA, Inc. | 5/19/2020 | | Annual | FIX | | 199908104 | 1.1 | | Elect Vance W. Tang | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Comfort Systems USA, Inc. | 5/19/2020 | | Annual | FIX | | 199908104 | 2 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Comfort Systems USA, Inc. | 5/19/2020 | | Annual | FIX | | 199908104 | 3 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Control4 Corporation | 7/30/2019 | | Special | CTRL | | 21240D107 | 1 | | Merger | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Control4 Corporation | 7/30/2019 | | Special | CTRL | | 21240D107 | 2 | | Advisory Vote on Golden Parachutes | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Control4 Corporation | 7/30/2019 | | Special | CTRL | | 21240D107 | 3 | | Right to Adjourn Meeting | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Corcept Therapeutics Incorporated | 5/27/2020 | | Annual | CORT | | 218352102 | 1.1 | | Elect James N. Wilson | Mgmt | For | Withhold | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Corcept Therapeutics Incorporated | 5/27/2020 | | Annual | CORT | | 218352102 | 1.2 | | Elect Gregg Alton | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Corcept Therapeutics Incorporated | 5/27/2020 | | Annual | CORT | | 218352102 | 1.3 | | Elect G. Leonard Baker, Jr. | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Corcept Therapeutics Incorporated | 5/27/2020 | | Annual | CORT | | 218352102 | 1.4 | | Elect Joseph K. Belanoff | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Corcept Therapeutics Incorporated | 5/27/2020 | | Annual | CORT | | 218352102 | 1.5 | | Elect David L. Mahoney | Mgmt | For | Withhold | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Corcept Therapeutics Incorporated | 5/27/2020 | | Annual | CORT | | 218352102 | 1.6 | | Elect Kimberly Park | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Corcept Therapeutics Incorporated | 5/27/2020 | | Annual | CORT | | 218352102 | 1.7 | | Elect Daniel N. Swisher, Jr. | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Corcept Therapeutics Incorporated | 5/27/2020 | | Annual | CORT | | 218352102 | 2 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Corcept Therapeutics Incorporated | 5/27/2020 | | Annual | CORT | | 218352102 | 3 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| CoreSite Realty Corporation | 5/20/2020 | | Annual | COR | | 21870Q105 | 1.1 | | Elect Robert G. Stuckey | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| CoreSite Realty Corporation | 5/20/2020 | | Annual | COR | | 21870Q105 | 1.2 | | Elect Paul E. Szurek | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| CoreSite Realty Corporation | 5/20/2020 | | Annual | COR | | 21870Q105 | 1.3 | | Elect James A. Attwood, Jr. | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| CoreSite Realty Corporation | 5/20/2020 | | Annual | COR | | 21870Q105 | 1.4 | | Elect Jean Bua | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| CoreSite Realty Corporation | 5/20/2020 | | Annual | COR | | 21870Q105 | 1.5 | | Elect Kelly C. Chambliss | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| CoreSite Realty Corporation | 5/20/2020 | | Annual | COR | | 21870Q105 | 1.6 | | Elect Michael R. Koehler | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| CoreSite Realty Corporation | 5/20/2020 | | Annual | COR | | 21870Q105 | 1.7 | | Elect J. David Thompson | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| CoreSite Realty Corporation | 5/20/2020 | | Annual | COR | | 21870Q105 | 1.8 | | Elect David A. Wilson | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| CoreSite Realty Corporation | 5/20/2020 | | Annual | COR | | 21870Q105 | 2 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| CoreSite Realty Corporation | 5/20/2020 | | Annual | COR | | 21870Q105 | 3 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Crocs, Inc. | 6/10/2020 | | Annual | CROX | | 227046109 | 1.1 | | Elect Thomas J. Smach | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Crocs, Inc. | 6/10/2020 | | Annual | CROX | | 227046109 | 1.2 | | Elect Beth J. Kaplan | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Crocs, Inc. | 6/10/2020 | | Annual | CROX | | 227046109 | 2 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Crocs, Inc. | 6/10/2020 | | Annual | CROX | | 227046109 | 3 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Crocs, Inc. | 6/10/2020 | | Annual | CROX | | 227046109 | 4 | | Approval of the 2020 Equity Incentive Plan | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| CruzSur Energy Corp. | 11/6/2019 | | Annual | CZR | | ADPC03163 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| CruzSur Energy Corp. | 11/6/2019 | | Annual | CZR | | ADPC03163 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| CruzSur Energy Corp. | 11/6/2019 | | Annual | CZR | | ADPC03163 | 3 | | Elect Serafino Iacono | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| CruzSur Energy Corp. | 11/6/2019 | | Annual | CZR | | ADPC03163 | 4 | | Elect Frank Giustra | Mgmt | For | Against | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| CruzSur Energy Corp. | 11/6/2019 | | Annual | CZR | | ADPC03163 | 5 | | Elect Gordon Keep | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| CruzSur Energy Corp. | 11/6/2019 | | Annual | CZR | | ADPC03163 | 6 | | Elect Federico Restrepo-Solano | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| CruzSur Energy Corp. | 11/6/2019 | | Annual | CZR | | ADPC03163 | 7 | | Elect Ronald Pantin | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| CruzSur Energy Corp. | 11/6/2019 | | Annual | CZR | | ADPC03163 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| CruzSur Energy Corp. | 11/6/2019 | | Annual | CZR | | ADPC03163 | 9 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| CruzSur Energy Corp. | 11/6/2019 | | Annual | CZR | | ADPC03163 | 10 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| CruzSur Energy Corp. | 11/6/2019 | | Annual | CZR | | ADPC03163 | 11 | | Creation of New Control Person-Frank Giustra | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| CruzSur Energy Corp. | 11/6/2019 | | Annual | CZR | | ADPC03163 | 12 | | Creation of New Control Person-Serafino Iacono | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| CSG Systems International, Inc. | 5/21/2020 | | Annual | CSGS | | 126349109 | 1 | | Elect David G. Barnes | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| CSG Systems International, Inc. | 5/21/2020 | | Annual | CSGS | | 126349109 | 2 | | Elect Marwan Fawaz | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| CSG Systems International, Inc. | 5/21/2020 | | Annual | CSGS | | 126349109 | 3 | | Elect Rajan Naik | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| CSG Systems International, Inc. | 5/21/2020 | | Annual | CSGS | | 126349109 | 4 | | Elect Haiyan Song | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| CSG Systems International, Inc. | 5/21/2020 | | Annual | CSGS | | 126349109 | 5 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| CSG Systems International, Inc. | 5/21/2020 | | Annual | CSGS | | 126349109 | 6 | | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| CSG Systems International, Inc. | 5/21/2020 | | Annual | CSGS | | 126349109 | 7 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| DMC Global Inc. | 5/20/2020 | | Annual | BOOM | | 23291C103 | 1.1 | | Elect David C. Aldous | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| DMC Global Inc. | 5/20/2020 | | Annual | BOOM | | 23291C103 | 1.2 | | Elect Andrea E. Bertone | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| DMC Global Inc. | 5/20/2020 | | Annual | BOOM | | 23291C103 | 1.3 | | Elect Yvon Pierre Cariou | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| DMC Global Inc. | 5/20/2020 | | Annual | BOOM | | 23291C103 | 1.4 | | Elect Robert A. Cohen | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| DMC Global Inc. | 5/20/2020 | | Annual | BOOM | | 23291C103 | 1.5 | | Elect Richard P. Graff | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| DMC Global Inc. | 5/20/2020 | | Annual | BOOM | | 23291C103 | 1.6 | | Elect Kevin T. Longe | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| DMC Global Inc. | 5/20/2020 | | Annual | BOOM | | 23291C103 | 1.7 | | Elect Clifton Peter Rose | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| DMC Global Inc. | 5/20/2020 | | Annual | BOOM | | 23291C103 | 2 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| DMC Global Inc. | 5/20/2020 | | Annual | BOOM | | 23291C103 | 3 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Enova International, Inc. | 5/12/2020 | | Annual | ENVA | | 29357K103 | 1 | | Elect Ellen Carnahan | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Enova International, Inc. | 5/12/2020 | | Annual | ENVA | | 29357K103 | 2 | | Elect Daniel R. Feehan | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Enova International, Inc. | 5/12/2020 | | Annual | ENVA | | 29357K103 | 3 | | Elect David Fisher | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Enova International, Inc. | 5/12/2020 | | Annual | ENVA | | 29357K103 | 4 | | Elect William M. Goodyear | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Enova International, Inc. | 5/12/2020 | | Annual | ENVA | | 29357K103 | 5 | | Elect James A. Gray | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Enova International, Inc. | 5/12/2020 | | Annual | ENVA | | 29357K103 | 6 | | Elect Gregg A. Kaplan | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Enova International, Inc. | 5/12/2020 | | Annual | ENVA | | 29357K103 | 7 | | Elect Mark P. McGowan | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Enova International, Inc. | 5/12/2020 | | Annual | ENVA | | 29357K103 | 8 | | Elect Mark A. Tebbe | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Enova International, Inc. | 5/12/2020 | | Annual | ENVA | | 29357K103 | 9 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Enova International, Inc. | 5/12/2020 | | Annual | ENVA | | 29357K103 | 10 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Exelixis, Inc. | 5/20/2020 | | Annual | EXEL | | 30161Q104 | 1 | | Elect Charles Cohen | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Exelixis, Inc. | 5/20/2020 | | Annual | EXEL | | 30161Q104 | 2 | | Elect Carl B. Feldbaum | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Exelixis, Inc. | 5/20/2020 | | Annual | EXEL | | 30161Q104 | 3 | | Elect Maria C. Freire | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Exelixis, Inc. | 5/20/2020 | | Annual | EXEL | | 30161Q104 | 4 | | Elect Alan M. Garber | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Exelixis, Inc. | 5/20/2020 | | Annual | EXEL | | 30161Q104 | 5 | | Elect Vincent T. Marchesi | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Exelixis, Inc. | 5/20/2020 | | Annual | EXEL | | 30161Q104 | 6 | | Elect Michael M. Morrissey | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Exelixis, Inc. | 5/20/2020 | | Annual | EXEL | | 30161Q104 | 7 | | Elect Stelios Papadopoulos | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Exelixis, Inc. | 5/20/2020 | | Annual | EXEL | | 30161Q104 | 8 | | Elect George H. Poste | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Exelixis, Inc. | 5/20/2020 | | Annual | EXEL | | 30161Q104 | 9 | | Elect Julie Anne Smith | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Exelixis, Inc. | 5/20/2020 | | Annual | EXEL | | 30161Q104 | 10 | | Elect Lance Willsey | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Exelixis, Inc. | 5/20/2020 | | Annual | EXEL | | 30161Q104 | 11 | | Elect Jack L. Wyszomierski | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Exelixis, Inc. | 5/20/2020 | | Annual | EXEL | | 30161Q104 | 12 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Exelixis, Inc. | 5/20/2020 | | Annual | EXEL | | 30161Q104 | 13 | | Amendment to the 2017 Equity Incentive Plan | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Exelixis, Inc. | 5/20/2020 | | Annual | EXEL | | 30161Q104 | 14 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Fair Isaac Corporation | 3/4/2020 | | Annual | FICO | | 303250104 | 1 | | Elect Braden R. Kelly | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Fair Isaac Corporation | 3/4/2020 | | Annual | FICO | | 303250104 | 2 | | Elect Fabiola R. Arredondo | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Fair Isaac Corporation | 3/4/2020 | | Annual | FICO | | 303250104 | 3 | | Elect A. George Battle | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Fair Isaac Corporation | 3/4/2020 | | Annual | FICO | | 303250104 | 4 | | Elect James D. Kirsner | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Fair Isaac Corporation | 3/4/2020 | | Annual | FICO | | 303250104 | 5 | | Elect William J. Lansing | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Fair Isaac Corporation | 3/4/2020 | | Annual | FICO | | 303250104 | 6 | | Elect Eva Manolis | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Fair Isaac Corporation | 3/4/2020 | | Annual | FICO | | 303250104 | 7 | | Elect Marc F. McMorris | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Fair Isaac Corporation | 3/4/2020 | | Annual | FICO | | 303250104 | 8 | | Elect Joanna Rees | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Fair Isaac Corporation | 3/4/2020 | | Annual | FICO | | 303250104 | 9 | | Elect David A. Rey | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Fair Isaac Corporation | 3/4/2020 | | Annual | FICO | | 303250104 | 10 | | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Fair Isaac Corporation | 3/4/2020 | | Annual | FICO | | 303250104 | 11 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Fair Isaac Corporation | 3/4/2020 | | Annual | FICO | | 303250104 | 12 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Hawaiian Holdings, Inc. | 5/13/2020 | | Annual | HA | | 419879101 | 1.1 | | Elect Donald J. Carty | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Hawaiian Holdings, Inc. | 5/13/2020 | | Annual | HA | | 419879101 | 1.2 | | Elect Earl E. Fry | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Hawaiian Holdings, Inc. | 5/13/2020 | | Annual | HA | | 419879101 | 1.3 | | Elect Lawrence S. Hershfield | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Hawaiian Holdings, Inc. | 5/13/2020 | | Annual | HA | | 419879101 | 1.4 | | Elect Peter R. Ingram | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Hawaiian Holdings, Inc. | 5/13/2020 | | Annual | HA | | 419879101 | 1.5 | | Elect Randall L. Jenson | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Hawaiian Holdings, Inc. | 5/13/2020 | | Annual | HA | | 419879101 | 1.6 | | Elect Crystal K. Rose | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Hawaiian Holdings, Inc. | 5/13/2020 | | Annual | HA | | 419879101 | 1.7 | | Elect Richard N. Zwern | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Hawaiian Holdings, Inc. | 5/13/2020 | | Annual | HA | | 419879101 | 2 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Hawaiian Holdings, Inc. | 5/13/2020 | | Annual | HA | | 419879101 | 3 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Hawaiian Holdings, Inc. | 5/13/2020 | | Annual | HA | | 419879101 | 4 | | Miscellaneous - Resident Status | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Hawaiian Holdings, Inc. | 5/13/2020 | | Annual | HA | | 419879101 | 5 | | Miscellaneous - Resident Status | Mgmt | For | Against | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Idexx Laboratories, Inc. | 5/6/2020 | | Annual | IDXX | | 45168D104 | 1 | | Elect Rebecca M. Henderson | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Idexx Laboratories, Inc. | 5/6/2020 | | Annual | IDXX | | 45168D104 | 2 | | Elect Lawrence D. Kingsley | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Idexx Laboratories, Inc. | 5/6/2020 | | Annual | IDXX | | 45168D104 | 3 | | Elect Sophie V. Vandebroek | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Idexx Laboratories, Inc. | 5/6/2020 | | Annual | IDXX | | 45168D104 | 4 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Idexx Laboratories, Inc. | 5/6/2020 | | Annual | IDXX | | 45168D104 | 5 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Ingevity Corporation | 4/23/2020 | | Annual | NGVT | | 45688C107 | 1 | | Elect Jean S. Blackwell | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Ingevity Corporation | 4/23/2020 | | Annual | NGVT | | 45688C107 | 2 | | Elect Luis Fernandez-Moreno | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Ingevity Corporation | 4/23/2020 | | Annual | NGVT | | 45688C107 | 3 | | Elect J. Michael Fitzpatrick | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Ingevity Corporation | 4/23/2020 | | Annual | NGVT | | 45688C107 | 4 | | Elect Diane H. Gulyas | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Ingevity Corporation | 4/23/2020 | | Annual | NGVT | | 45688C107 | 5 | | Elect Richard B. Kelson | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Ingevity Corporation | 4/23/2020 | | Annual | NGVT | | 45688C107 | 6 | | Elect Frederick J. Lynch | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Ingevity Corporation | 4/23/2020 | | Annual | NGVT | | 45688C107 | 7 | | Elect Karen G. Narwold | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Ingevity Corporation | 4/23/2020 | | Annual | NGVT | | 45688C107 | 8 | | Elect Daniel F. Sansone | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Ingevity Corporation | 4/23/2020 | | Annual | NGVT | | 45688C107 | 9 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Ingevity Corporation | 4/23/2020 | | Annual | NGVT | | 45688C107 | 10 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E104 | 1 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E104 | 2.1 | | Elect Jonathan Gill | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E104 | 2.2 | | Elect Peter Grosskopf | Mgmt | For | Withhold | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E104 | 2.3 | | Elect Ingrid J. Hibbard | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E104 | 2.4 | | Elect Arnold Klassen | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E104 | 2.5 | | Elect Elizabeth Lewis-Gray | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E104 | 2.6 | | Elect Anthony Makuch | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E104 | 2.7 | | Elect Barry P. Olson | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E104 | 2.8 | | Elect Jeff Parr | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E104 | 3 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E104 | 4 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E104 | 5 | | Approval of Unallocated Options Under the Long-Term Incentive Plan | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Kirkland Lake Gold Ltd. | 6/30/2020 | | Annual | KL | | 49741E104 | 6 | | Amendment to the Deferred Share Unit Plan | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| LGI Homes, Inc. | 4/30/2020 | | Annual | LGIH | | 50187T106 | 1.1 | | Elect Ryan Edone | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| LGI Homes, Inc. | 4/30/2020 | | Annual | LGIH | | 50187T106 | 1.2 | | Elect Duncan Gage | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| LGI Homes, Inc. | 4/30/2020 | | Annual | LGIH | | 50187T106 | 1.3 | | Elect Eric Lipar | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| LGI Homes, Inc. | 4/30/2020 | | Annual | LGIH | | 50187T106 | 1.4 | | Elect Laura Miller | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| LGI Homes, Inc. | 4/30/2020 | | Annual | LGIH | | 50187T106 | 1.5 | | Elect Bryan Sansbury | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| LGI Homes, Inc. | 4/30/2020 | | Annual | LGIH | | 50187T106 | 1.6 | | Elect Steven Smith | Mgmt | For | Withhold | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| LGI Homes, Inc. | 4/30/2020 | | Annual | LGIH | | 50187T106 | 1.7 | | Elect Robert Vahradian | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| LGI Homes, Inc. | 4/30/2020 | | Annual | LGIH | | 50187T106 | 2 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| LGI Homes, Inc. | 4/30/2020 | | Annual | LGIH | | 50187T106 | 3 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Lincoln Electric Holdings, Inc. | 4/22/2020 | | Annual | LECO | | 533900106 | 1.1 | | Elect Curtis E. Espeland | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Lincoln Electric Holdings, Inc. | 4/22/2020 | | Annual | LECO | | 533900106 | 1.2 | | Elect Patrick P. Goris | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Lincoln Electric Holdings, Inc. | 4/22/2020 | | Annual | LECO | | 533900106 | 1.3 | | Elect Stephen G. Hanks | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Lincoln Electric Holdings, Inc. | 4/22/2020 | | Annual | LECO | | 533900106 | 1.4 | | Elect Michael F. Hilton | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Lincoln Electric Holdings, Inc. | 4/22/2020 | | Annual | LECO | | 533900106 | 1.5 | | Elect G. Russell Lincoln | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Lincoln Electric Holdings, Inc. | 4/22/2020 | | Annual | LECO | | 533900106 | 1.6 | | Elect Kathryn Jo Lincoln | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Lincoln Electric Holdings, Inc. | 4/22/2020 | | Annual | LECO | | 533900106 | 1.7 | | Elect William E. Macdonald, III | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Lincoln Electric Holdings, Inc. | 4/22/2020 | | Annual | LECO | | 533900106 | 1.8 | | Elect Christopher L. Mapes | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Lincoln Electric Holdings, Inc. | 4/22/2020 | | Annual | LECO | | 533900106 | 1.9 | | Elect Phillip J. Mason | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Lincoln Electric Holdings, Inc. | 4/22/2020 | | Annual | LECO | | 533900106 | 1.1 | | Elect Ben Patel | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Lincoln Electric Holdings, Inc. | 4/22/2020 | | Annual | LECO | | 533900106 | 1.11 | | Elect Hellene S. Runtagh | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Lincoln Electric Holdings, Inc. | 4/22/2020 | | Annual | LECO | | 533900106 | 2 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Lincoln Electric Holdings, Inc. | 4/22/2020 | | Annual | LECO | | 533900106 | 3 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Melco International Development Limited | 6/5/2020 | | Annual | 200 | | Y59683188 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Melco International Development Limited | 6/5/2020 | | Annual | 200 | | Y59683188 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Melco International Development Limited | 6/5/2020 | | Annual | 200 | | Y59683188 | 3 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Melco International Development Limited | 6/5/2020 | | Annual | 200 | | Y59683188 | 4 | | Allocation of Profits/Dividends | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Melco International Development Limited | 6/5/2020 | | Annual | 200 | | Y59683188 | 5 | | Elect John William Crawford | Mgmt | For | Against | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Melco International Development Limited | 6/5/2020 | | Annual | 200 | | Y59683188 | 6 | | Elect Lawrence HO Yau Lung | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Melco International Development Limited | 6/5/2020 | | Annual | 200 | | Y59683188 | 7 | | Elect Clarence CHUNG Yuk Man | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Melco International Development Limited | 6/5/2020 | | Annual | 200 | | Y59683188 | 8 | | Elect NG Ching Wo | Mgmt | For | Against | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Melco International Development Limited | 6/5/2020 | | Annual | 200 | | Y59683188 | 9 | | Directors' Fees | Mgmt | For | Against | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Melco International Development Limited | 6/5/2020 | | Annual | 200 | | Y59683188 | 10 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Melco International Development Limited | 6/5/2020 | | Annual | 200 | | Y59683188 | 11 | | Authority to Repurchase Shares | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Melco International Development Limited | 6/5/2020 | | Annual | 200 | | Y59683188 | 12 | | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Melco International Development Limited | 6/5/2020 | | Annual | 200 | | Y59683188 | 13 | | Authority to Issue Repurchased Shares | Mgmt | For | Against | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Melco International Development Limited | 6/5/2020 | | Special | 200 | | Y59683188 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Melco International Development Limited | 6/5/2020 | | Special | 200 | | Y59683188 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Melco International Development Limited | 6/5/2020 | | Special | 200 | | Y59683188 | 3 | | Amendment to Share Option Scheme | Mgmt | For | Against | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Melco International Development Limited | 6/5/2020 | | Special | 200 | | Y59683188 | 4 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| MSCI Inc. | 4/28/2020 | | Annual | MSCI | | 55354G100 | 1 | | Elect Henry A. Fernandez | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| MSCI Inc. | 4/28/2020 | | Annual | MSCI | | 55354G100 | 2 | | Elect Robert G. Ashe | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| MSCI Inc. | 4/28/2020 | | Annual | MSCI | | 55354G100 | 3 | | Elect Benjamin F. duPont | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| MSCI Inc. | 4/28/2020 | | Annual | MSCI | | 55354G100 | 4 | | Elect Wayne Edmunds | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| MSCI Inc. | 4/28/2020 | | Annual | MSCI | | 55354G100 | 5 | | Elect Catherine R. Kinney | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| MSCI Inc. | 4/28/2020 | | Annual | MSCI | | 55354G100 | 6 | | Elect Jacques P. Perold | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| MSCI Inc. | 4/28/2020 | | Annual | MSCI | | 55354G100 | 7 | | Elect Sandy Rattray | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| MSCI Inc. | 4/28/2020 | | Annual | MSCI | | 55354G100 | 8 | | Elect Linda H. Riefler | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| MSCI Inc. | 4/28/2020 | | Annual | MSCI | | 55354G100 | 9 | | Elect Marcus L. Smith | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| MSCI Inc. | 4/28/2020 | | Annual | MSCI | | 55354G100 | 10 | | Elect Paula Volent | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| MSCI Inc. | 4/28/2020 | | Annual | MSCI | | 55354G100 | 11 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| MSCI Inc. | 4/28/2020 | | Annual | MSCI | | 55354G100 | 12 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| NewMarket Corporation | 4/23/2020 | | Annual | NEU | | 651587107 | 1 | | Elect Phyllis L. Cothran | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| NewMarket Corporation | 4/23/2020 | | Annual | NEU | | 651587107 | 2 | | Elect Mark M. Gambill | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| NewMarket Corporation | 4/23/2020 | | Annual | NEU | | 651587107 | 3 | | Elect Bruce C. Gottwald | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| NewMarket Corporation | 4/23/2020 | | Annual | NEU | | 651587107 | 4 | | Elect Thomas E. Gottwald | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| NewMarket Corporation | 4/23/2020 | | Annual | NEU | | 651587107 | 5 | | Elect Patrick D. Hanley | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| NewMarket Corporation | 4/23/2020 | | Annual | NEU | | 651587107 | 6 | | Elect H. Hiter Harris, III | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| NewMarket Corporation | 4/23/2020 | | Annual | NEU | | 651587107 | 7 | | Elect James E. Rogers | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| NewMarket Corporation | 4/23/2020 | | Annual | NEU | | 651587107 | 8 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| NewMarket Corporation | 4/23/2020 | | Annual | NEU | | 651587107 | 9 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| NIC Inc. | 4/27/2020 | | Annual | EGOV | | 62914B100 | 1.1 | | Elect Harry H. Herington | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| NIC Inc. | 4/27/2020 | | Annual | EGOV | | 62914B100 | 1.2 | | Elect Art N. Burtscher | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| NIC Inc. | 4/27/2020 | | Annual | EGOV | | 62914B100 | 1.3 | | Elect Venmal (Raji) Arasu | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| NIC Inc. | 4/27/2020 | | Annual | EGOV | | 62914B100 | 1.4 | | Elect C. Brad Henry | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| NIC Inc. | 4/27/2020 | | Annual | EGOV | | 62914B100 | 1.5 | | Elect Alexander C. Kemper | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| NIC Inc. | 4/27/2020 | | Annual | EGOV | | 62914B100 | 1.6 | | Elect William M. Lyons | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| NIC Inc. | 4/27/2020 | | Annual | EGOV | | 62914B100 | 1.7 | | Elect Anthony Scott | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| NIC Inc. | 4/27/2020 | | Annual | EGOV | | 62914B100 | 1.8 | | Elect Jayaprakash Vijayan | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| NIC Inc. | 4/27/2020 | | Annual | EGOV | | 62914B100 | 1.9 | | Elect Pete Wilson | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| NIC Inc. | 4/27/2020 | | Annual | EGOV | | 62914B100 | 2 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| NIC Inc. | 4/27/2020 | | Annual | EGOV | | 62914B100 | 3 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Penn Virginia Corporation | 7/31/2019 | | Annual | PVAC | | 70788V102 | 1.1 | | Elect John A. Brooks | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Penn Virginia Corporation | 7/31/2019 | | Annual | PVAC | | 70788V102 | 1.2 | | Elect Darin G. Holderness | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Penn Virginia Corporation | 7/31/2019 | | Annual | PVAC | | 70788V102 | 1.3 | | Elect V. Frank Pottow | Mgmt | For | Withhold | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Penn Virginia Corporation | 7/31/2019 | | Annual | PVAC | | 70788V102 | 1.4 | | Elect Jerry R. Schuyler | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Penn Virginia Corporation | 7/31/2019 | | Annual | PVAC | | 70788V102 | 1.5 | | Elect Brian Steck | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Penn Virginia Corporation | 7/31/2019 | | Annual | PVAC | | 70788V102 | 2 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Penn Virginia Corporation | 7/31/2019 | | Annual | PVAC | | 70788V102 | 3 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Penn Virginia Corporation | 7/31/2019 | | Annual | PVAC | | 70788V102 | 4 | | Approval of the 2019 Management Incentive Plan | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Pool Corporation | 4/29/2020 | | Annual | POOL | | 73278L105 | 1 | | Elect Peter D. Arvan | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Pool Corporation | 4/29/2020 | | Annual | POOL | | 73278L105 | 2 | | Elect Andrew W. Code | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Pool Corporation | 4/29/2020 | | Annual | POOL | | 73278L105 | 3 | | Elect Timothy M. Graven | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Pool Corporation | 4/29/2020 | | Annual | POOL | | 73278L105 | 4 | | Elect Debra S. Oler | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Pool Corporation | 4/29/2020 | | Annual | POOL | | 73278L105 | 5 | | Elect Manuel J. Perez de la Mesa | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Pool Corporation | 4/29/2020 | | Annual | POOL | | 73278L105 | 6 | | Elect Harlan F. Seymour | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Pool Corporation | 4/29/2020 | | Annual | POOL | | 73278L105 | 7 | | Elect Robert C. Sledd | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Pool Corporation | 4/29/2020 | | Annual | POOL | | 73278L105 | 8 | | Elect John E. Stokely | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Pool Corporation | 4/29/2020 | | Annual | POOL | | 73278L105 | 9 | | Elect David G. Whalen | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Pool Corporation | 4/29/2020 | | Annual | POOL | | 73278L105 | 10 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Pool Corporation | 4/29/2020 | | Annual | POOL | | 73278L105 | 11 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| PVH Corp. | 6/18/2020 | | Annual | PVH | | 693656100 | 1 | | Elect Mary Baglivo | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| PVH Corp. | 6/18/2020 | | Annual | PVH | | 693656100 | 2 | | Elect Brent Callinicos | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| PVH Corp. | 6/18/2020 | | Annual | PVH | | 693656100 | 3 | | Elect Emanuel Chirico | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| PVH Corp. | 6/18/2020 | | Annual | PVH | | 693656100 | 4 | | Elect Joseph B. Fuller | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| PVH Corp. | 6/18/2020 | | Annual | PVH | | 693656100 | 5 | | Elect V. James Marino | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| PVH Corp. | 6/18/2020 | | Annual | PVH | | 693656100 | 6 | | Elect G. Penny McIntyre | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| PVH Corp. | 6/18/2020 | | Annual | PVH | | 693656100 | 7 | | Elect Amy McPherson | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| PVH Corp. | 6/18/2020 | | Annual | PVH | | 693656100 | 8 | | Elect Henry Nasella | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| PVH Corp. | 6/18/2020 | | Annual | PVH | | 693656100 | 9 | | Elect Edward R. Rosenfeld | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| PVH Corp. | 6/18/2020 | | Annual | PVH | | 693656100 | 10 | | Elect Craig W. Rydin | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| PVH Corp. | 6/18/2020 | | Annual | PVH | | 693656100 | 11 | | Elect Judith Amanda Sourry Knox | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| PVH Corp. | 6/18/2020 | | Annual | PVH | | 693656100 | 12 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| PVH Corp. | 6/18/2020 | | Annual | PVH | | 693656100 | 13 | | Amendment to the Stock Incentive Plan | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| PVH Corp. | 6/18/2020 | | Annual | PVH | | 693656100 | 14 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| S&P Global Inc. | 5/13/2020 | | Annual | SPGI | | 78409V104 | 1 | | Elect Marco Alvera | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| S&P Global Inc. | 5/13/2020 | | Annual | SPGI | | 78409V104 | 2 | | Elect William J. Amelio | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| S&P Global Inc. | 5/13/2020 | | Annual | SPGI | | 78409V104 | 3 | | Elect William D. Green | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| S&P Global Inc. | 5/13/2020 | | Annual | SPGI | | 78409V104 | 4 | | Elect Charles E. Haldeman, Jr. | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| S&P Global Inc. | 5/13/2020 | | Annual | SPGI | | 78409V104 | 5 | | Elect Stephanie C. Hill | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| S&P Global Inc. | 5/13/2020 | | Annual | SPGI | | 78409V104 | 6 | | Elect Rebecca Jacoby | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| S&P Global Inc. | 5/13/2020 | | Annual | SPGI | | 78409V104 | 7 | | Elect Monique F. Leroux | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| S&P Global Inc. | 5/13/2020 | | Annual | SPGI | | 78409V104 | 8 | | Elect Maria R. Morris | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| S&P Global Inc. | 5/13/2020 | | Annual | SPGI | | 78409V104 | 9 | | Elect Douglas L. Peterson | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| S&P Global Inc. | 5/13/2020 | | Annual | SPGI | | 78409V104 | 10 | | Elect Edward B. Rust, Jr. | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| S&P Global Inc. | 5/13/2020 | | Annual | SPGI | | 78409V104 | 11 | | Elect Kurt L. Schmoke | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| S&P Global Inc. | 5/13/2020 | | Annual | SPGI | | 78409V104 | 12 | | Elect Richard E. Thornburgh | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| S&P Global Inc. | 5/13/2020 | | Annual | SPGI | | 78409V104 | 13 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| S&P Global Inc. | 5/13/2020 | | Annual | SPGI | | 78409V104 | 14 | | Permit Shareholder Removal of Directors With or Without Cause | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| S&P Global Inc. | 5/13/2020 | | Annual | SPGI | | 78409V104 | 15 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Supernus Pharmaceuticals, Inc. | 6/15/2020 | | Annual | SUPN | | 868459108 | 1.1 | | Elect Frederick M. Hudson | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Supernus Pharmaceuticals, Inc. | 6/15/2020 | | Annual | SUPN | | 868459108 | 1.2 | | Elect Charles W. Newhall III | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Supernus Pharmaceuticals, Inc. | 6/15/2020 | | Annual | SUPN | | 868459108 | 2 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Supernus Pharmaceuticals, Inc. | 6/15/2020 | | Annual | SUPN | | 868459108 | 3 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Supernus Pharmaceuticals, Inc. | 6/15/2020 | | Annual | SUPN | | 868459108 | 4 | | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Supernus Pharmaceuticals, Inc. | 6/15/2020 | | Annual | SUPN | | 868459108 | 5 | | Amendment to the 2012 Employee Stock Purchase Plan | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Tempur Sealy International, Inc. | 5/7/2020 | | Annual | TPX | | 88023U101 | 1 | | Elect Evelyn S. Dilsaver | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Tempur Sealy International, Inc. | 5/7/2020 | | Annual | TPX | | 88023U101 | 2 | | Elect Cathy R. Gates | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Tempur Sealy International, Inc. | 5/7/2020 | | Annual | TPX | | 88023U101 | 3 | | Elect John A. Heil | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Tempur Sealy International, Inc. | 5/7/2020 | | Annual | TPX | | 88023U101 | 4 | | Elect Jon L. Luther | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Tempur Sealy International, Inc. | 5/7/2020 | | Annual | TPX | | 88023U101 | 5 | | Elect Richard W. Neu | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Tempur Sealy International, Inc. | 5/7/2020 | | Annual | TPX | | 88023U101 | 6 | | Elect Arik W. Ruchim | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Tempur Sealy International, Inc. | 5/7/2020 | | Annual | TPX | | 88023U101 | 7 | | Elect Scott L. Thompson | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Tempur Sealy International, Inc. | 5/7/2020 | | Annual | TPX | | 88023U101 | 8 | | Elect Robert B. Trussell, Jr. | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Tempur Sealy International, Inc. | 5/7/2020 | | Annual | TPX | | 88023U101 | 9 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| Tempur Sealy International, Inc. | 5/7/2020 | | Annual | TPX | | 88023U101 | 10 | | Advisory Vote on Executive Compensation | Mgmt | For | Against | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| The Home Depot, Inc. | 5/21/2020 | | Annual | HD | | 437076102 | 1 | | Elect Gerard J. Arpey | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| The Home Depot, Inc. | 5/21/2020 | | Annual | HD | | 437076102 | 2 | | Elect Ari Bousbib | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| The Home Depot, Inc. | 5/21/2020 | | Annual | HD | | 437076102 | 3 | | Elect Jeffery H. Boyd | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| The Home Depot, Inc. | 5/21/2020 | | Annual | HD | | 437076102 | 4 | | Elect Gregory D. Brenneman | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| The Home Depot, Inc. | 5/21/2020 | | Annual | HD | | 437076102 | 5 | | Elect J. Frank Brown | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| The Home Depot, Inc. | 5/21/2020 | | Annual | HD | | 437076102 | 6 | | Elect Albert P. Carey | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| The Home Depot, Inc. | 5/21/2020 | | Annual | HD | | 437076102 | 7 | | Elect Helena B. Foulkes | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| The Home Depot, Inc. | 5/21/2020 | | Annual | HD | | 437076102 | 8 | | Elect Linda R. Gooden | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| The Home Depot, Inc. | 5/21/2020 | | Annual | HD | | 437076102 | 9 | | Elect Wayne M. Hewett | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| The Home Depot, Inc. | 5/21/2020 | | Annual | HD | | 437076102 | 10 | | Elect Manuel Kadre | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| The Home Depot, Inc. | 5/21/2020 | | Annual | HD | | 437076102 | 11 | | Elect Stephanie C. Linnartz | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| The Home Depot, Inc. | 5/21/2020 | | Annual | HD | | 437076102 | 12 | | Elect Craig A. Menear | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| The Home Depot, Inc. | 5/21/2020 | | Annual | HD | | 437076102 | 13 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| The Home Depot, Inc. | 5/21/2020 | | Annual | HD | | 437076102 | 14 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| The Home Depot, Inc. | 5/21/2020 | | Annual | HD | | 437076102 | 15 | | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| The Home Depot, Inc. | 5/21/2020 | | Annual | HD | | 437076102 | 16 | | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| The Home Depot, Inc. | 5/21/2020 | | Annual | HD | | 437076102 | 17 | | Shareholder Proposal Regarding Retention of Shares Following Termination of Employment | ShrHoldr | Against | Against | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| The Home Depot, Inc. | 5/21/2020 | | Annual | HD | | 437076102 | 18 | | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | Against | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| The Scotts Miracle-Gro Company | 1/27/2020 | | Annual | SMG | | 810186106 | 1.1 | | Elect James Hagedorn | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| The Scotts Miracle-Gro Company | 1/27/2020 | | Annual | SMG | | 810186106 | 1.2 | | Elect Brian D. Finn | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| The Scotts Miracle-Gro Company | 1/27/2020 | | Annual | SMG | | 810186106 | 1.3 | | Elect Nancy G. Mistretta | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| The Scotts Miracle-Gro Company | 1/27/2020 | | Annual | SMG | | 810186106 | 2 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| The Scotts Miracle-Gro Company | 1/27/2020 | | Annual | SMG | | 810186106 | 3 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| USANA Health Sciences, Inc. | 5/1/2020 | | Annual | USNA | | 90328M107 | 1.1 | | Elect Kevin G Guest | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| USANA Health Sciences, Inc. | 5/1/2020 | | Annual | USNA | | 90328M107 | 1.2 | | Elect Robert Anciaux | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| USANA Health Sciences, Inc. | 5/1/2020 | | Annual | USNA | | 90328M107 | 1.3 | | Elect Gilbert A. Fuller | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| USANA Health Sciences, Inc. | 5/1/2020 | | Annual | USNA | | 90328M107 | 1.4 | | Elect Feng Peng | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| USANA Health Sciences, Inc. | 5/1/2020 | | Annual | USNA | | 90328M107 | 1.5 | | Elect Peggie Pelosi | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| USANA Health Sciences, Inc. | 5/1/2020 | | Annual | USNA | | 90328M107 | 1.6 | | Elect Frederic J. Winssinger | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| USANA Health Sciences, Inc. | 5/1/2020 | | Annual | USNA | | 90328M107 | 1.7 | | Elect Timothy E. Wood | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| USANA Health Sciences, Inc. | 5/1/2020 | | Annual | USNA | | 90328M107 | 2 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| USANA Health Sciences, Inc. | 5/1/2020 | | Annual | USNA | | 90328M107 | 3 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds Holmes Macro Trends Fund | Voted |
| | | | | | | | | | | | | | | |
| Fund Name : U.S. Global Investors Funds World Precious Metals Fund | | | | | | | | | | | |
| IssuerName | MeetingDate | | MeetingType | Ticker | | SecurityID | BallotIssueNumber | | ProposalText | Proponent | MgmtReco | VoteCast | FundName | LogicalBallotStatus |
| Adriatic Metals Plc | 1/30/2020 | | Ordinary | ADT | | G01117103 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Adriatic Metals Plc | 1/30/2020 | | Ordinary | ADT | | G01117103 | 2 | | Ratify Placement of Securities - Options (NED Sandra Bates) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Adriatic Metals Plc | 1/30/2020 | | Ordinary | ADT | | G01117103 | 3 | | Ratify Placement of Securities - Options (NED John Richards) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Adriatic Metals Plc | 1/30/2020 | | Ordinary | ADT | | G01117103 | 4 | | Equity Grant (NED Milos Bosnjakovic) | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Adriatic Metals Plc | 1/30/2020 | | Ordinary | ADT | | G01117103 | 5 | | Ratify Placement of Securities - CDIs (ASX Listing Rule 7.1) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Adriatic Metals Plc | 1/30/2020 | | Ordinary | ADT | | G01117103 | 6 | | Ratify Placement of Securities - CDIs (ASX Listing Rule 7.1A) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Adriatic Metals Plc | 1/30/2020 | | Ordinary | ADT | | G01117103 | 7 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Adriatic Metals Plc | 11/8/2019 | | Annual | ADT | | G01117103 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Adriatic Metals Plc | 11/8/2019 | | Annual | ADT | | G01117103 | 2 | | Accounts and Reports | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Adriatic Metals Plc | 11/8/2019 | | Annual | ADT | | G01117103 | 3 | | Remuneration Report | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Adriatic Metals Plc | 11/8/2019 | | Annual | ADT | | G01117103 | 4 | | Elect Michael Rawlinson | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Adriatic Metals Plc | 11/8/2019 | | Annual | ADT | | G01117103 | 5 | | Re-elect Peter R. Bilbe | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Adriatic Metals Plc | 11/8/2019 | | Annual | ADT | | G01117103 | 6 | | Re-elect Paul Cronin | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Adriatic Metals Plc | 11/8/2019 | | Annual | ADT | | G01117103 | 7 | | Re-elect Milos Bosnjakovic | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Adriatic Metals Plc | 11/8/2019 | | Annual | ADT | | G01117103 | 8 | | Re-elect Julian Barnes | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Adriatic Metals Plc | 11/8/2019 | | Annual | ADT | | G01117103 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Adriatic Metals Plc | 11/8/2019 | | Annual | ADT | | G01117103 | 10 | | Equity Grant (MD/CEO Paul Cronin) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Adriatic Metals Plc | 11/8/2019 | | Annual | ADT | | G01117103 | 11 | | Equity Grant (NED Michael Rawlinson) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Adriatic Metals Plc | 11/8/2019 | | Annual | ADT | | G01117103 | 12 | | Employee Stock Purchase Plan | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Adriatic Metals Plc | 11/8/2019 | | Annual | ADT | | G01117103 | 13 | | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Adriatic Metals Plc | 11/8/2019 | | Annual | ADT | | G01117103 | 14 | | Ratify Placement of Securities (ASX Listing Rule 7.1) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Adriatic Metals Plc | 11/8/2019 | | Annual | ADT | | G01117103 | 15 | | Ratify Placement of Securities (ASX Listing Rule 7.1A) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Adriatic Metals Plc | 11/8/2019 | | Annual | ADT | | G01117103 | 16 | | Disapplication of Preemptive Rights | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Adriatic Metals Plc | 11/8/2019 | | Annual | ADT | | G01117103 | 17 | | Approve 10% Placement | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Adriatic Metals Plc | 11/8/2019 | | Annual | ADT | | G01117103 | 18 | | Ratification of Issuance of Equity Grants | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Adriatic Metals Plc | 11/8/2019 | | Annual | ADT | | G01117103 | 19 | | Adoption Of New Articles | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Alexandria Minerals Corporation | 7/26/2019 | | Special | AZX | | 015100100 | 1 | | Merger/Acquisition | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Alexandria Minerals Corporation | 7/26/2019 | | Special | AZX | | 015100100 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Alexandria Minerals Corporation | 7/26/2019 | | Special | AZX | | 015100100 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Alexandria Minerals Corporation | 7/26/2019 | | Special | AZX | | 015100100 | 4 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Allegiant Gold Ltd. | 5/19/2020 | | Annual | AUAU | | 01750B105 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Allegiant Gold Ltd. | 5/19/2020 | | Annual | AUAU | | 01750B105 | 2 | | Board Size | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Allegiant Gold Ltd. | 5/19/2020 | | Annual | AUAU | | 01750B105 | 3 | | Elect Peter L. Gianulis | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Allegiant Gold Ltd. | 5/19/2020 | | Annual | AUAU | | 01750B105 | 4 | | Elect Norman Pitcher | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Allegiant Gold Ltd. | 5/19/2020 | | Annual | AUAU | | 01750B105 | 5 | | Elect Shawn Nichols | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Allegiant Gold Ltd. | 5/19/2020 | | Annual | AUAU | | 01750B105 | 6 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Allegiant Gold Ltd. | 5/19/2020 | | Annual | AUAU | | 01750B105 | 7 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Allegiant Gold Ltd. | 5/19/2020 | | Annual | AUAU | | 01750B105 | 8 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Allegiant Gold Ltd. | 5/19/2020 | | Annual | AUAU | | 01750B105 | 9 | | Approval of the Restricted Share Unit Plan | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Allegiant Gold Ltd. | 5/19/2020 | | Annual | AUAU | | 01750B105 | 10 | | Approval of Restricted Share Units Grants | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Allegiant Gold Ltd. | 5/19/2020 | | Annual | AUAU | | 01750B105 | 11 | | Approval of Restricted Share Unit Grants to Insiders | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Amani Gold Limited | 3/25/2020 | | Ordinary | ANL | | Q02876102 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Amani Gold Limited | 3/25/2020 | | Ordinary | ANL | | Q02876102 | 2 | | Ratify Placement of Securities (Neo Gold Limited) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Amani Gold Limited | 3/25/2020 | | Ordinary | ANL | | Q02876102 | 3 | | Approve Issue of Securities (Shining Mining Limited) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Amani Gold Limited | 3/25/2020 | | Ordinary | ANL | | Q02876102 | 4 | | Approve Issue of Securities (Neo Gold Limited) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Amani Gold Limited | 4/8/2020 | | Ordinary | ANL | | Q02876102 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Amani Gold Limited | 4/8/2020 | | Ordinary | ANL | | Q02876102 | 2 | | Approve Issue of Securities (Shining Mining Limited) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Amani Gold Limited | 10/15/2019 | | Ordinary | ANL | | Q02876102 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Amani Gold Limited | 10/15/2019 | | Ordinary | ANL | | Q02876102 | 2 | | Ratify Placement of Securities (Shares) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Amani Gold Limited | 10/15/2019 | | Ordinary | ANL | | Q02876102 | 3 | | Ratify Placement of Securities (Performance Rights) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Amani Gold Limited | 10/15/2019 | | Ordinary | ANL | | Q02876102 | 4 | | Approve Issue of Securities (Nascent Capital Partners) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Amani Gold Limited | 10/15/2019 | | Ordinary | ANL | | Q02876102 | 5 | | Approve Issue of Securities (Sophisticated Investors) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Amani Gold Limited | 10/15/2019 | | Ordinary | ANL | | Q02876102 | 6 | | Introduction Incentive to Executive Director YU Qiuming | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Amani Gold Limited | 10/15/2019 | | Ordinary | ANL | | Q02876102 | 7 | | Approve Issue of Securities (Stocks Digital) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Amani Gold Limited | 10/15/2019 | | Ordinary | ANL | | Q02876102 | 8 | | Equity Grant (Executive Director YU Qiuming) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Amani Gold Limited | 10/15/2019 | | Ordinary | ANL | | Q02876102 | 9 | | Equity Grant (Executive Director Klaus Eckhof) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Amani Gold Limited | 10/15/2019 | | Ordinary | ANL | | Q02876102 | 10 | | Equity Grant (MD/CEO CHAN Sik Lap) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Amani Gold Limited | 10/15/2019 | | Ordinary | ANL | | Q02876102 | 11 | | Equity Grant (Executive Director Grant Thomas) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Amani Gold Limited | 10/15/2019 | | Ordinary | ANL | | Q02876102 | 12 | | Approve Issue of Securities (Mr. Wong) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Amani Gold Limited | 10/15/2019 | | Ordinary | ANL | | Q02876102 | 13 | | Approve Issue of Securities (Mazoka Resources) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Amani Gold Limited | 10/15/2019 | | Ordinary | ANL | | Q02876102 | 14 | | Approve Issue of Securities (Mark Glasson) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Amani Gold Limited | 11/26/2019 | | Annual | ANL | | Q02876102 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Amani Gold Limited | 11/26/2019 | | Annual | ANL | | Q02876102 | 2 | | Remuneration Report | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Amani Gold Limited | 11/26/2019 | | Annual | ANL | | Q02876102 | 3 | | Re-elect YU Qiuming | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Amani Gold Limited | 11/26/2019 | | Annual | ANL | | Q02876102 | 4 | | Re-elect Grant Thomas | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Amani Gold Limited | 11/26/2019 | | Annual | ANL | | Q02876102 | 5 | | Re-elect Klaus P. Eckhof | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Argent Minerals Limited | 10/22/2019 | | Annual | ARD | | Q05017100 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Argent Minerals Limited | 10/22/2019 | | Annual | ARD | | Q05017100 | 2 | | Remuneration Report | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Argent Minerals Limited | 10/22/2019 | | Annual | ARD | | Q05017100 | 3 | | Ratify Placement of Securities (April - Shares) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Argent Minerals Limited | 10/22/2019 | | Annual | ARD | | Q05017100 | 4 | | Ratify Placement of Securities (April - Options) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Argent Minerals Limited | 10/22/2019 | | Annual | ARD | | Q05017100 | 5 | | Ratify placement of securities (September - Shares) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Argent Minerals Limited | 10/22/2019 | | Annual | ARD | | Q05017100 | 6 | | Approve Issue of Securities (Tranche 2 - Shares) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Argent Minerals Limited | 10/22/2019 | | Annual | ARD | | Q05017100 | 7 | | Approve Issue of Securities (Tranche 2 - Options Expiring 2021) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Argent Minerals Limited | 10/22/2019 | | Annual | ARD | | Q05017100 | 8 | | Approve Issue of Securities (Tranche 2 - Options Expiring 2020) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Argent Minerals Limited | 10/22/2019 | | Annual | ARD | | Q05017100 | 9 | | Approve Issue of Securities (10% Placement Facility) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Argent Minerals Limited | 10/22/2019 | | Annual | ARD | | Q05017100 | 10 | | Re-elect Emmanuel Correia | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Argent Minerals Limited | 10/22/2019 | | Annual | ARD | | Q05017100 | 11 | | Approve Issue of Securities (Director Placement - NED Emmanuel Correia) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Argent Minerals Limited | 10/22/2019 | | Annual | ARD | | Q05017100 | 12 | | Equity Grant (NED Peter Wall) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Argent Minerals Limited | 10/22/2019 | | Annual | ARD | | Q05017100 | 13 | | Equity Grant (NED Emmanuel Correia) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Argent Minerals Limited | 10/22/2019 | | Annual | ARD | | Q05017100 | 14 | | Equity Grant (NED Peter Michael) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Argent Minerals Limited | 10/22/2019 | | Annual | ARD | | Q05017100 | 15 | | Equity Grant (NED Tim Hronsky) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Ascot Resources Ltd. | 9/24/2019 | | Mix | AOT | | ADPC03160 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Ascot Resources Ltd. | 9/24/2019 | | Mix | AOT | | ADPC03160 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Ascot Resources Ltd. | 9/24/2019 | | Mix | AOT | | ADPC03160 | 3 | | Elect William Bennett | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Ascot Resources Ltd. | 9/24/2019 | | Mix | AOT | | ADPC03160 | 4 | | Elect Kenneth M. Carter | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Ascot Resources Ltd. | 9/24/2019 | | Mix | AOT | | ADPC03160 | 5 | | Elect Robert A. Evans | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Ascot Resources Ltd. | 9/24/2019 | | Mix | AOT | | ADPC03160 | 6 | | Elect Gregory Gibson | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Ascot Resources Ltd. | 9/24/2019 | | Mix | AOT | | ADPC03160 | 7 | | Elect Don Njegovan | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Ascot Resources Ltd. | 9/24/2019 | | Mix | AOT | | ADPC03160 | 8 | | Elect James J. Stypula | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Ascot Resources Ltd. | 9/24/2019 | | Mix | AOT | | ADPC03160 | 9 | | Elect Andree St-Germain | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Ascot Resources Ltd. | 9/24/2019 | | Mix | AOT | | ADPC03160 | 10 | | Elect Rick Zimmer | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Ascot Resources Ltd. | 9/24/2019 | | Mix | AOT | | ADPC03160 | 11 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Ascot Resources Ltd. | 9/24/2019 | | Mix | AOT | | ADPC03160 | 12 | | Amendment to the Stock Option Plan | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Ascot Resources Ltd. | 9/24/2019 | | Mix | AOT | | ADPC03160 | 13 | | Approval of the Share Unit Plan | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Ascot Resources Ltd. | 9/24/2019 | | Mix | AOT | | ADPC03160 | 14 | | Approval of the Deferred Share Unit Plan | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Ascot Resources Ltd. | 9/24/2019 | | Mix | AOT | | ADPC03160 | 15 | | Advance Notice Policy | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Balmoral Resources Ltd. | 5/7/2020 | | Special | BAR | | 05874M103 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Balmoral Resources Ltd. | 5/7/2020 | | Special | BAR | | 05874M103 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Balmoral Resources Ltd. | 5/7/2020 | | Special | BAR | | 05874M103 | 3 | | Wallbridge Transaction | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Balmoral Resources Ltd. | 5/7/2020 | | Special | BAR | | 05874M103 | 4 | | Transaction of Other Business | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Barksdale Capital Corp. | 12/12/2019 | | Annual | BRO | | 06766C203 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Barksdale Capital Corp. | 12/12/2019 | | Annual | BRO | | 06766C203 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Barksdale Capital Corp. | 12/12/2019 | | Annual | BRO | | 06766C203 | 3 | | Elect Darren Blasutti | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Barksdale Capital Corp. | 12/12/2019 | | Annual | BRO | | 06766C203 | 4 | | Elect Glenn Kumoi | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Barksdale Capital Corp. | 12/12/2019 | | Annual | BRO | | 06766C203 | 5 | | Elect Peter McRae | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Barksdale Capital Corp. | 12/12/2019 | | Annual | BRO | | 06766C203 | 6 | | Elect Jeffrey O'Neill | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Barksdale Capital Corp. | 12/12/2019 | | Annual | BRO | | 06766C203 | 7 | | Elect Richard Trotman | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Barksdale Capital Corp. | 12/12/2019 | | Annual | BRO | | 06766C203 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Barksdale Capital Corp. | 12/12/2019 | | Annual | BRO | | 06766C203 | 9 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Barksdale Capital Corp. | 12/12/2019 | | Annual | BRO | | 06766C203 | 10 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Barsele Minerals Corp. | 6/24/2020 | | Annual | BME | | 068892108 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Barsele Minerals Corp. | 6/24/2020 | | Annual | BME | | 068892108 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Barsele Minerals Corp. | 6/24/2020 | | Annual | BME | | 068892108 | 3 | | Elect Gary Cope | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Barsele Minerals Corp. | 6/24/2020 | | Annual | BME | | 068892108 | 4 | | Elect N. Ross Wilmot | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Barsele Minerals Corp. | 6/24/2020 | | Annual | BME | | 068892108 | 5 | | Elect Arthur Freeze | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Barsele Minerals Corp. | 6/24/2020 | | Annual | BME | | 068892108 | 6 | | Elect Rick Sayers | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Barsele Minerals Corp. | 6/24/2020 | | Annual | BME | | 068892108 | 7 | | Elect W. Henry White | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Barsele Minerals Corp. | 6/24/2020 | | Annual | BME | | 068892108 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Barsele Minerals Corp. | 6/24/2020 | | Annual | BME | | 068892108 | 9 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Bellevue Gold Limited | 11/5/2019 | | Annual | BGL | | Q1422R118 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Bellevue Gold Limited | 11/5/2019 | | Annual | BGL | | Q1422R118 | 2 | | Remuneration Report | Mgmt | N/A | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Bellevue Gold Limited | 11/5/2019 | | Annual | BGL | | Q1422R118 | 3 | | Elect Kevin M. Tomlinson | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Bellevue Gold Limited | 11/5/2019 | | Annual | BGL | | Q1422R118 | 4 | | Ratify Placement of Securities (February Placement) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Bellevue Gold Limited | 11/5/2019 | | Annual | BGL | | Q1422R118 | 5 | | Ratify Placement of Securities (July Placement) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Bellevue Gold Limited | 11/5/2019 | | Annual | BGL | | Q1422R118 | 6 | | Approve Employee Securities Incentive Plan | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Bellevue Gold Limited | 11/5/2019 | | Annual | BGL | | Q1422R118 | 7 | | Equity Grant to (Chair Kevin Tomlinson) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Bellevue Gold Limited | 11/5/2019 | | Annual | BGL | | Q1422R118 | 8 | | Approve Increase in NEDs' Fee Cap | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Bellevue Gold Limited | 11/5/2019 | | Annual | BGL | | Q1422R118 | 9 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Black Dragon Gold Corp | 10/31/2019 | | Annual | BDG | | C1026E104 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Black Dragon Gold Corp | 10/31/2019 | | Annual | BDG | | C1026E104 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Black Dragon Gold Corp | 10/31/2019 | | Annual | BDG | | C1026E104 | 3 | | Board Size | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Black Dragon Gold Corp | 10/31/2019 | | Annual | BDG | | C1026E104 | 4 | | Re-elect Jonathan Battershill | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Black Dragon Gold Corp | 10/31/2019 | | Annual | BDG | | C1026E104 | 5 | | Re-elect Paul Cronin | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Black Dragon Gold Corp | 10/31/2019 | | Annual | BDG | | C1026E104 | 6 | | Re-elect Alberto Arsenio Lavandeira Adan | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Black Dragon Gold Corp | 10/31/2019 | | Annual | BDG | | C1026E104 | 7 | | Re-elect Richard Monti | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Black Dragon Gold Corp | 10/31/2019 | | Annual | BDG | | C1026E104 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Black Dragon Gold Corp | 10/31/2019 | | Annual | BDG | | C1026E104 | 9 | | Approve 10% Placement Facility | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Black Dragon Gold Corp | 10/31/2019 | | Annual | BDG | | C1026E104 | 10 | | Equity Grant (Chair Jonathan Battershill - Accrued Remuneration) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Black Dragon Gold Corp | 10/31/2019 | | Annual | BDG | | C1026E104 | 11 | | Equity Grant (NED Richard Monti - Accrued Remuneration) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Black Dragon Gold Corp | 10/31/2019 | | Annual | BDG | | C1026E104 | 12 | | Equity Grant (NED Alberto Lavandeira - Accrued Remuneration) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Black Dragon Gold Corp | 10/31/2019 | | Annual | BDG | | C1026E104 | 13 | | Equity Grant (Chair Jonathan Battershill - Remuneration from October 1, 2019) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Black Dragon Gold Corp | 10/31/2019 | | Annual | BDG | | C1026E104 | 14 | | Equity Grant (NED Richard Monti - Remuneration from October 1, 2019) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Black Dragon Gold Corp | 10/31/2019 | | Annual | BDG | | C1026E104 | 15 | | Equity Grant (NED Alberto Lavandeira - Remuneration from October 1, 2019) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| BlueBird Battery Metals Inc. | 6/25/2020 | | Annual | BATT | | 09609M107 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| BlueBird Battery Metals Inc. | 6/25/2020 | | Annual | BATT | | 09609M107 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| BlueBird Battery Metals Inc. | 6/25/2020 | | Annual | BATT | | 09609M107 | 3 | | Elect Peter Dickie | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| BlueBird Battery Metals Inc. | 6/25/2020 | | Annual | BATT | | 09609M107 | 4 | | Elect Neil McCallum | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| BlueBird Battery Metals Inc. | 6/25/2020 | | Annual | BATT | | 09609M107 | 5 | | Elect Jeremy Ross | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| BlueBird Battery Metals Inc. | 6/25/2020 | | Annual | BATT | | 09609M107 | 6 | | Elect Nathan Tribble | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| BlueBird Battery Metals Inc. | 6/25/2020 | | Annual | BATT | | 09609M107 | 7 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| BlueBird Battery Metals Inc. | 6/25/2020 | | Annual | BATT | | 09609M107 | 8 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Bonterra Resources Inc. | 11/20/2019 | | Annual | BTR | | 09852X701 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Bonterra Resources Inc. | 11/20/2019 | | Annual | BTR | | 09852X701 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Bonterra Resources Inc. | 11/20/2019 | | Annual | BTR | | 09852X701 | 3 | | Elect Greg Gibson | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Bonterra Resources Inc. | 11/20/2019 | | Annual | BTR | | 09852X701 | 4 | | Elect Christina Ouellette | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Bonterra Resources Inc. | 11/20/2019 | | Annual | BTR | | 09852X701 | 5 | | Elect Akiba Leisman | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Bonterra Resources Inc. | 11/20/2019 | | Annual | BTR | | 09852X701 | 6 | | Elect Allan J. Folk | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Bonterra Resources Inc. | 11/20/2019 | | Annual | BTR | | 09852X701 | 7 | | Elect Matthew Happyjack | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Bonterra Resources Inc. | 11/20/2019 | | Annual | BTR | | 09852X701 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Bonterra Resources Inc. | 11/20/2019 | | Annual | BTR | | 09852X701 | 9 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Brixton Metals Corporation | 4/30/2020 | | Annual | BBB | | 11120Q302 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Brixton Metals Corporation | 4/30/2020 | | Annual | BBB | | 11120Q302 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Brixton Metals Corporation | 4/30/2020 | | Annual | BBB | | 11120Q302 | 3 | | Elect Gary Thompson | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Brixton Metals Corporation | 4/30/2020 | | Annual | BBB | | 11120Q302 | 4 | | Elect Cale Moodie | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Brixton Metals Corporation | 4/30/2020 | | Annual | BBB | | 11120Q302 | 5 | | Elect Ian Ball | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Brixton Metals Corporation | 4/30/2020 | | Annual | BBB | | 11120Q302 | 6 | | Elect Rita Adiani | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Brixton Metals Corporation | 4/30/2020 | | Annual | BBB | | 11120Q302 | 7 | | Elect Randall Thompson | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Brixton Metals Corporation | 4/30/2020 | | Annual | BBB | | 11120Q302 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Brixton Metals Corporation | 4/30/2020 | | Annual | BBB | | 11120Q302 | 9 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Brixton Metals Corporation | 4/30/2020 | | Annual | BBB | | 11120Q302 | 10 | | Transaction of Other Business | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Calibre Mining Corp. | 6/16/2020 | | Mix | CXB | | 13000C205 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Calibre Mining Corp. | 6/16/2020 | | Mix | CXB | | 13000C205 | 2 | | Elect Russell Ball | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Calibre Mining Corp. | 6/16/2020 | | Mix | CXB | | 13000C205 | 3 | | Elect Blayne Johnson | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Calibre Mining Corp. | 6/16/2020 | | Mix | CXB | | 13000C205 | 4 | | Elect Douglas B. Forster | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Calibre Mining Corp. | 6/16/2020 | | Mix | CXB | | 13000C205 | 5 | | Elect Edward Farrauto | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Calibre Mining Corp. | 6/16/2020 | | Mix | CXB | | 13000C205 | 6 | | Elect Raymond Threlkeld | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Calibre Mining Corp. | 6/16/2020 | | Mix | CXB | | 13000C205 | 7 | | Elect Douglas Hurst | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Calibre Mining Corp. | 6/16/2020 | | Mix | CXB | | 13000C205 | 8 | | Elect Audra Walsh | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Calibre Mining Corp. | 6/16/2020 | | Mix | CXB | | 13000C205 | 9 | | Elect Todd White | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Calibre Mining Corp. | 6/16/2020 | | Mix | CXB | | 13000C205 | 10 | | Elect Randall Chatwin | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Calibre Mining Corp. | 6/16/2020 | | Mix | CXB | | 13000C205 | 11 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Calibre Mining Corp. | 6/16/2020 | | Mix | CXB | | 13000C205 | 12 | | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Calibre Mining Corp. | 10/8/2019 | | Mix | CXB | | 13000C205 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Calibre Mining Corp. | 10/8/2019 | | Mix | CXB | | 13000C205 | 2 | | Elect Gregory Smith | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Calibre Mining Corp. | 10/8/2019 | | Mix | CXB | | 13000C205 | 3 | | Elect Russell Ball | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Calibre Mining Corp. | 10/8/2019 | | Mix | CXB | | 13000C205 | 4 | | Elect Blayne Johnson | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Calibre Mining Corp. | 10/8/2019 | | Mix | CXB | | 13000C205 | 5 | | Elect Douglas B. Forster | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Calibre Mining Corp. | 10/8/2019 | | Mix | CXB | | 13000C205 | 6 | | Elect Edward Farrauto | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Calibre Mining Corp. | 10/8/2019 | | Mix | CXB | | 13000C205 | 7 | | Elect Raymond Threlkeld | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Calibre Mining Corp. | 10/8/2019 | | Mix | CXB | | 13000C205 | 8 | | Elect Douglas Hurst | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Calibre Mining Corp. | 10/8/2019 | | Mix | CXB | | 13000C205 | 9 | | Elect Audra Walsh | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Calibre Mining Corp. | 10/8/2019 | | Mix | CXB | | 13000C205 | 10 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Calibre Mining Corp. | 10/8/2019 | | Mix | CXB | | 13000C205 | 11 | | Acquisition | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Calibre Mining Corp. | 10/8/2019 | | Mix | CXB | | 13000C205 | 12 | | Long Term Incentive Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Candente Gold Corp. | 12/17/2019 | | Annual | CDG | | ADPC00812 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Candente Gold Corp. | 12/17/2019 | | Annual | CDG | | ADPC00812 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Candente Gold Corp. | 12/17/2019 | | Annual | CDG | | ADPC00812 | 3 | | Elect Joanne C. Freeze | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Candente Gold Corp. | 12/17/2019 | | Annual | CDG | | ADPC00812 | 4 | | Elect Larry D. Kornze | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Candente Gold Corp. | 12/17/2019 | | Annual | CDG | | ADPC00812 | 5 | | Elect Ian Ward | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Candente Gold Corp. | 12/17/2019 | | Annual | CDG | | ADPC00812 | 6 | | Elect Mark Lotz | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Candente Gold Corp. | 12/17/2019 | | Annual | CDG | | ADPC00812 | 7 | | Elect Matthew Melnyk | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Candente Gold Corp. | 12/17/2019 | | Annual | CDG | | ADPC00812 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Candente Gold Corp. | 12/17/2019 | | Annual | CDG | | ADPC00812 | 9 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Candente Gold Corp. | 12/17/2019 | | Annual | CDG | | ADPC00812 | 10 | | Transaction of Other Business | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Cardinal Resources Limited | 11/4/2019 | | Annual | CDV | | Q2097B107 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Cardinal Resources Limited | 11/4/2019 | | Annual | CDV | | Q2097B107 | 2 | | Re-elect Kevin M. Tomlinson | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Cardinal Resources Limited | 11/4/2019 | | Annual | CDV | | Q2097B107 | 3 | | Elect Kenneth G. Thomas | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Cardinal Resources Limited | 11/4/2019 | | Annual | CDV | | Q2097B107 | 4 | | Elect Trevor Schultz | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Cardinal Resources Limited | 11/4/2019 | | Annual | CDV | | Q2097B107 | 5 | | Remuneration Report | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Cardinal Resources Limited | 11/4/2019 | | Annual | CDV | | Q2097B107 | 6 | | Approve Issue of Securities (10% Placement Facility) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Cardinal Resources Limited | 11/4/2019 | | Annual | CDV | | Q2097B107 | 7 | | Approve Stock Option Plan | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Cardinal Resources Limited | 11/4/2019 | | Annual | CDV | | Q2097B107 | 8 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Cardinal Resources Limited | 11/4/2019 | | Annual | CDV | | Q2097B107 | 9 | | Equity Grant (Chair Kevin Tomlinson) | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Cardinal Resources Limited | 11/4/2019 | | Annual | CDV | | Q2097B107 | 10 | | Equity Grant (MD/CEO Archie Koimtsidis) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Cardinal Resources Limited | 11/4/2019 | | Annual | CDV | | Q2097B107 | 11 | | Equity Grant (NED Kenneth G. Thomas) | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Cardinal Resources Limited | 11/4/2019 | | Annual | CDV | | Q2097B107 | 12 | | Equity Grant (Executive Director Malik Easah) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Cardinal Resources Limited | 11/4/2019 | | Annual | CDV | | Q2097B107 | 13 | | Equity Grant (NED Michele Muscillo) | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Cardinal Resources Limited | 11/4/2019 | | Annual | CDV | | Q2097B107 | 14 | | Equity Grant (NED Trevor Schultz) | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Cardinal Resources Limited | 11/4/2019 | | Annual | CDV | | Q2097B107 | 15 | | Approve Termination Payments | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Cartier Resources Inc. | 6/18/2020 | | Annual | ECR | | 146772108 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Cartier Resources Inc. | 6/18/2020 | | Annual | ECR | | 146772108 | 2 | | Elect Philippe Cloutier | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Cartier Resources Inc. | 6/18/2020 | | Annual | ECR | | 146772108 | 3 | | Elect Mario Jacob | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Cartier Resources Inc. | 6/18/2020 | | Annual | ECR | | 146772108 | 4 | | Elect Michel Bouchard | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Cartier Resources Inc. | 6/18/2020 | | Annual | ECR | | 146772108 | 5 | | Elect Daniel Masse | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Cartier Resources Inc. | 6/18/2020 | | Annual | ECR | | 146772108 | 6 | | Elect Jean-Yves Laliberte | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Cartier Resources Inc. | 6/18/2020 | | Annual | ECR | | 146772108 | 7 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Cartier Resources Inc. | 6/18/2020 | | Annual | ECR | | 146772108 | 8 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Chakana Copper Corp. | 1/15/2020 | | Annual | PERU | | 15748D106 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Chakana Copper Corp. | 1/15/2020 | | Annual | PERU | | 15748D106 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Chakana Copper Corp. | 1/15/2020 | | Annual | PERU | | 15748D106 | 3 | | Elect David Kelley | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Chakana Copper Corp. | 1/15/2020 | | Annual | PERU | | 15748D106 | 4 | | Elect Douglas J. Kirwin | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Chakana Copper Corp. | 1/15/2020 | | Annual | PERU | | 15748D106 | 5 | | Elect Darren Devine | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Chakana Copper Corp. | 1/15/2020 | | Annual | PERU | | 15748D106 | 6 | | Elect Thomas E. Wharton Jr. | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Chakana Copper Corp. | 1/15/2020 | | Annual | PERU | | 15748D106 | 7 | | Elect John E. Black | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Chakana Copper Corp. | 1/15/2020 | | Annual | PERU | | 15748D106 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Chakana Copper Corp. | 1/15/2020 | | Annual | PERU | | 15748D106 | 9 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Comstock Mining, Inc. | 11/12/2019 | | Annual | LODE | | 205750201 | 1.1 | | Elect Corrado De Gasperis | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Comstock Mining, Inc. | 11/12/2019 | | Annual | LODE | | 205750201 | 1.2 | | Elect Leo M. Drozdoff | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Comstock Mining, Inc. | 11/12/2019 | | Annual | LODE | | 205750201 | 1.3 | | Elect J. Clark Gillam | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Comstock Mining, Inc. | 11/12/2019 | | Annual | LODE | | 205750201 | 1.4 | | Elect Walter A. Marting, Jr. | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Comstock Mining, Inc. | 11/12/2019 | | Annual | LODE | | 205750201 | 1.5 | | Elect William J. Nance | Mgmt | For | Withhold | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Comstock Mining, Inc. | 11/12/2019 | | Annual | LODE | | 205750201 | 2 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Comstock Mining, Inc. | 11/12/2019 | | Annual | LODE | | 205750201 | 3 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Contact Gold Corp. | 5/28/2020 | | Annual | CGOL | | 21074G101 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Contact Gold Corp. | 5/28/2020 | | Annual | CGOL | | 21074G101 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Contact Gold Corp. | 5/28/2020 | | Annual | CGOL | | 21074G101 | 3 | | Elect Charlie Davies | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Contact Gold Corp. | 5/28/2020 | | Annual | CGOL | | 21074G101 | 4 | | Elect John Dorward | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Contact Gold Corp. | 5/28/2020 | | Annual | CGOL | | 21074G101 | 5 | | Elect Andrew Farncomb | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Contact Gold Corp. | 5/28/2020 | | Annual | CGOL | | 21074G101 | 6 | | Elect Riyaz Lalani | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Contact Gold Corp. | 5/28/2020 | | Annual | CGOL | | 21074G101 | 7 | | Elect Matthew Lennox-King | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Contact Gold Corp. | 5/28/2020 | | Annual | CGOL | | 21074G101 | 8 | | Elect George Salamis | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Contact Gold Corp. | 5/28/2020 | | Annual | CGOL | | 21074G101 | 9 | | Elect Mark Wellings | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Contact Gold Corp. | 5/28/2020 | | Annual | CGOL | | 21074G101 | 10 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Contact Gold Corp. | 5/28/2020 | | Annual | CGOL | | 21074G101 | 11 | | Approval of Unallocated Options Under the Stock and Incentive Plan | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Contact Gold Corp. | 5/28/2020 | | Annual | CGOL | | 21074G101 | 12 | | Amendment to the Deferred Share Unit Plan | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Contact Gold Corp. | 5/28/2020 | | Annual | CGOL | | 21074G101 | 13 | | Amendment to the Restricted Share Unit Plan | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Contact Gold Corp. | 8/12/2019 | | Annual | CGOL | | 21074G101 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Contact Gold Corp. | 8/12/2019 | | Annual | CGOL | | 21074G101 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Contact Gold Corp. | 8/12/2019 | | Annual | CGOL | | 21074G101 | 3 | | Elect Charlie Davies | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Contact Gold Corp. | 8/12/2019 | | Annual | CGOL | | 21074G101 | 4 | | Elect John Dorward | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Contact Gold Corp. | 8/12/2019 | | Annual | CGOL | | 21074G101 | 5 | | Elect Andrew Farncomb | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Contact Gold Corp. | 8/12/2019 | | Annual | CGOL | | 21074G101 | 6 | | Elect Riyaz Lalani | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Contact Gold Corp. | 8/12/2019 | | Annual | CGOL | | 21074G101 | 7 | | Elect Matthew Lennox-King | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Contact Gold Corp. | 8/12/2019 | | Annual | CGOL | | 21074G101 | 8 | | Elect George Salamis | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Contact Gold Corp. | 8/12/2019 | | Annual | CGOL | | 21074G101 | 9 | | Elect Mark Wellings | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Contact Gold Corp. | 8/12/2019 | | Annual | CGOL | | 21074G101 | 10 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Copperbank Resources Corp. | 4/22/2020 | | Annual | CBK | | 217621101 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Copperbank Resources Corp. | 4/22/2020 | | Annual | CBK | | 217621101 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Copperbank Resources Corp. | 4/22/2020 | | Annual | CBK | | 217621101 | 3 | | Elect Gianni Kovacevic | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Copperbank Resources Corp. | 4/22/2020 | | Annual | CBK | | 217621101 | 4 | | Elect Tony M. Ricci | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Copperbank Resources Corp. | 4/22/2020 | | Annual | CBK | | 217621101 | 5 | | Elect Kenneth D. Cunningham | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Copperbank Resources Corp. | 4/22/2020 | | Annual | CBK | | 217621101 | 6 | | Elect Steven C. Bastable | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Copperbank Resources Corp. | 4/22/2020 | | Annual | CBK | | 217621101 | 7 | | Elect Gavin C. Dirom | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Copperbank Resources Corp. | 4/22/2020 | | Annual | CBK | | 217621101 | 8 | | Elect Giulio T. Bonifacio | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Copperbank Resources Corp. | 4/22/2020 | | Annual | CBK | | 217621101 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Copperbank Resources Corp. | 4/22/2020 | | Annual | CBK | | 217621101 | 10 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Copperbank Resources Corp. | 4/22/2020 | | Annual | CBK | | 217621101 | 11 | | Transaction of Other Business | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Copperbank Resources Corp. | 4/22/2020 | | Annual | CBK | | ADPC02461 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Copperbank Resources Corp. | 4/22/2020 | | Annual | CBK | | ADPC02461 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Copperbank Resources Corp. | 4/22/2020 | | Annual | CBK | | ADPC02461 | 3 | | Elect Gianni Kovacevic | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Copperbank Resources Corp. | 4/22/2020 | | Annual | CBK | | ADPC02461 | 4 | | Elect Tony M. Ricci | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Copperbank Resources Corp. | 4/22/2020 | | Annual | CBK | | ADPC02461 | 5 | | Elect Kenneth D. Cunningham | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Copperbank Resources Corp. | 4/22/2020 | | Annual | CBK | | ADPC02461 | 6 | | Elect Steven C. Bastable | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Copperbank Resources Corp. | 4/22/2020 | | Annual | CBK | | ADPC02461 | 7 | | Elect Gavin C. Dirom | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Copperbank Resources Corp. | 4/22/2020 | | Annual | CBK | | ADPC02461 | 8 | | Elect Giulio T. Bonifacio | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Copperbank Resources Corp. | 4/22/2020 | | Annual | CBK | | ADPC02461 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Copperbank Resources Corp. | 4/22/2020 | | Annual | CBK | | ADPC02461 | 10 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Copperbank Resources Corp. | 4/22/2020 | | Annual | CBK | | ADPC02461 | 11 | | Transaction of Other Business | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Coral Gold Resources Ltd. | 7/18/2019 | | Mix | CLH | | 218002202 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Coral Gold Resources Ltd. | 7/18/2019 | | Mix | CLH | | 218002202 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Coral Gold Resources Ltd. | 7/18/2019 | | Mix | CLH | | 218002202 | 3 | | Elect Ronald Andrews | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Coral Gold Resources Ltd. | 7/18/2019 | | Mix | CLH | | 218002202 | 4 | | Elect Andrew Kaplan | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Coral Gold Resources Ltd. | 7/18/2019 | | Mix | CLH | | 218002202 | 5 | | Elect Russell Price | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Coral Gold Resources Ltd. | 7/18/2019 | | Mix | CLH | | 218002202 | 6 | | Elect David Wolfin | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Coral Gold Resources Ltd. | 7/18/2019 | | Mix | CLH | | 218002202 | 7 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Coral Gold Resources Ltd. | 7/18/2019 | | Mix | CLH | | 218002202 | 8 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Coral Gold Resources Ltd. | 7/18/2019 | | Mix | CLH | | 218002202 | 9 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Cordoba Minerals Corp. | 2/12/2020 | | Special | CDB | | 21852Q404 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Cordoba Minerals Corp. | 2/12/2020 | | Special | CDB | | 21852Q404 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Cordoba Minerals Corp. | 2/12/2020 | | Special | CDB | | 21852Q404 | 3 | | Elect Luis Valencia Gonzales | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Corvus Gold Inc. | 10/3/2019 | | Mix | KOR | | 221013105 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Corvus Gold Inc. | 10/3/2019 | | Mix | KOR | | 221013105 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Corvus Gold Inc. | 10/3/2019 | | Mix | KOR | | 221013105 | 3 | | Elect Steven Aaker | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Corvus Gold Inc. | 10/3/2019 | | Mix | KOR | | 221013105 | 4 | | Elect Anton J. Drescher | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Corvus Gold Inc. | 10/3/2019 | | Mix | KOR | | 221013105 | 5 | | Elect Ronald Largent | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Corvus Gold Inc. | 10/3/2019 | | Mix | KOR | | 221013105 | 6 | | Elect Rowland Perkins | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Corvus Gold Inc. | 10/3/2019 | | Mix | KOR | | 221013105 | 7 | | Elect Jeffrey A. Pontius | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Corvus Gold Inc. | 10/3/2019 | | Mix | KOR | | 221013105 | 8 | | Elect Edward W. Yarrow | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Corvus Gold Inc. | 10/3/2019 | | Mix | KOR | | 221013105 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Corvus Gold Inc. | 10/3/2019 | | Mix | KOR | | 221013105 | 10 | | Approval of Unallocated Incentive Stock Options under the Plan | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Erdene Resource Development Corporation | 6/25/2020 | | Mix | ERD | | 29480N206 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Erdene Resource Development Corporation | 6/25/2020 | | Mix | ERD | | 29480N206 | 2 | | Elect Peter Akerley | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Erdene Resource Development Corporation | 6/25/2020 | | Mix | ERD | | 29480N206 | 3 | | Elect Anna G. Biolik | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Erdene Resource Development Corporation | 6/25/2020 | | Mix | ERD | | 29480N206 | 4 | | Elect John P. Byrne | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Erdene Resource Development Corporation | 6/25/2020 | | Mix | ERD | | 29480N206 | 5 | | Elect T. Layton Croft | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Erdene Resource Development Corporation | 6/25/2020 | | Mix | ERD | | 29480N206 | 6 | | Elect Kenneth W. MacDonald | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Erdene Resource Development Corporation | 6/25/2020 | | Mix | ERD | | 29480N206 | 7 | | Elect Cameron McRae | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Erdene Resource Development Corporation | 6/25/2020 | | Mix | ERD | | 29480N206 | 8 | | Elect David V. Mosher | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Erdene Resource Development Corporation | 6/25/2020 | | Mix | ERD | | 29480N206 | 9 | | Elect Hedley Widdup | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Erdene Resource Development Corporation | 6/25/2020 | | Mix | ERD | | 29480N206 | 10 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Erdene Resource Development Corporation | 6/25/2020 | | Mix | ERD | | 29480N206 | 11 | | Shareholder Rights Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Erdene Resource Development Corporation | 6/25/2020 | | Mix | ERD | | 29480N206 | 12 | | Deferred Stock Unit Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Exore Resources Ltd | 11/18/2019 | | Annual | ERX | | Q3658M102 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Exore Resources Ltd | 11/18/2019 | | Annual | ERX | | Q3658M102 | 2 | | Remuneration Report | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Exore Resources Ltd | 11/18/2019 | | Annual | ERX | | Q3658M102 | 3 | | Re-elect John D. Fitzgerald | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Exore Resources Ltd | 11/18/2019 | | Annual | ERX | | Q3658M102 | 4 | | Elect Travis Schwertfeger | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Exore Resources Ltd | 11/18/2019 | | Annual | ERX | | Q3658M102 | 5 | | Approve Performance Rights and Option Plan | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Exore Resources Ltd | 11/18/2019 | | Annual | ERX | | Q3658M102 | 6 | | Equity Grant (NED Travis Schwertfeger) | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Exore Resources Ltd | 11/18/2019 | | Annual | ERX | | Q3658M102 | 7 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Exore Resources Ltd | 11/18/2019 | | Annual | ERX | | Q3658M102 | 8 | | Adopt New Constitution | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Exore Resources Ltd | 11/18/2019 | | Annual | ERX | | Q3658M102 | 9 | | Ratify Placement of Securities (Tranche 1) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Exore Resources Ltd | 11/18/2019 | | Annual | ERX | | Q3658M102 | 10 | | Authority to Issue of Securities (Tranche 2) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Fiore Gold Ltd. | 4/7/2020 | | Annual | F | | 31810L108 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Fiore Gold Ltd. | 4/7/2020 | | Annual | F | | 31810L108 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Fiore Gold Ltd. | 4/7/2020 | | Annual | F | | 31810L108 | 3 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Fiore Gold Ltd. | 4/7/2020 | | Annual | F | | 31810L108 | 4 | | Elect Mark Bailey | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Fiore Gold Ltd. | 4/7/2020 | | Annual | F | | 31810L108 | 5 | | Elect Anne Labelle | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Fiore Gold Ltd. | 4/7/2020 | | Annual | F | | 31810L108 | 6 | | Elect Peter Tallman | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Fiore Gold Ltd. | 4/7/2020 | | Annual | F | | 31810L108 | 7 | | Elect Matthew Manson | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Fiore Gold Ltd. | 4/7/2020 | | Annual | F | | 31810L108 | 8 | | Elect Peter Hemstead | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Fiore Gold Ltd. | 4/7/2020 | | Annual | F | | 31810L108 | 9 | | Elect Timothy A. Warman | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Fiore Gold Ltd. | 4/7/2020 | | Annual | F | | 31810L108 | 10 | | Elect Kenneth A. Brunk | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Fiore Gold Ltd. | 4/7/2020 | | Annual | F | | 31810L108 | 11 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Fiore Gold Ltd. | 4/7/2020 | | Annual | F | | 31810L108 | 12 | | Approval of the 2020 Stock and Incentive Plan | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Fremont Gold Ltd. | 10/21/2019 | | Annual | FRE | | 35728V108 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Fremont Gold Ltd. | 10/21/2019 | | Annual | FRE | | 35728V108 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Fremont Gold Ltd. | 10/21/2019 | | Annual | FRE | | 35728V108 | 3 | | Elect Dennis J. Moore | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Fremont Gold Ltd. | 10/21/2019 | | Annual | FRE | | 35728V108 | 4 | | Elect Alan Carter | Mgmt | For | Abstain | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Fremont Gold Ltd. | 10/21/2019 | | Annual | FRE | | 35728V108 | 5 | | Elect Paul S. Reynolds | Mgmt | For | Abstain | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Fremont Gold Ltd. | 10/21/2019 | | Annual | FRE | | 35728V108 | 6 | | Elect Michael J. Williams | Mgmt | For | Abstain | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Fremont Gold Ltd. | 10/21/2019 | | Annual | FRE | | 35728V108 | 7 | | Elect Blaine Monaghan | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Fremont Gold Ltd. | 10/21/2019 | | Annual | FRE | | 35728V108 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Fremont Gold Ltd. | 10/21/2019 | | Annual | FRE | | 35728V108 | 9 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Gascoyne Resources Limited | 4/30/2020 | | Annual | GCY | | Q39719101 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Gascoyne Resources Limited | 4/30/2020 | | Annual | GCY | | Q39719101 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Gascoyne Resources Limited | 4/30/2020 | | Annual | GCY | | Q39719101 | 3 | | Remuneration Report | Mgmt | N/A | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Genesis Metals Corp. | 9/23/2019 | | Mix | GIS | | 37186Q100 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Genesis Metals Corp. | 9/23/2019 | | Mix | GIS | | 37186Q100 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Genesis Metals Corp. | 9/23/2019 | | Mix | GIS | | 37186Q100 | 3 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Genesis Metals Corp. | 9/23/2019 | | Mix | GIS | | 37186Q100 | 4 | | Elect Jeff Sundar | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Genesis Metals Corp. | 9/23/2019 | | Mix | GIS | | 37186Q100 | 5 | | Elect Stephen Williams | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Genesis Metals Corp. | 9/23/2019 | | Mix | GIS | | 37186Q100 | 6 | | Elect John Florek | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Genesis Metals Corp. | 9/23/2019 | | Mix | GIS | | 37186Q100 | 7 | | Elect Adrian Fleming | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Genesis Metals Corp. | 9/23/2019 | | Mix | GIS | | 37186Q100 | 8 | | Elect Rob Scott | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Genesis Metals Corp. | 9/23/2019 | | Mix | GIS | | 37186Q100 | 9 | | Elect Keenan Hohol | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Genesis Metals Corp. | 9/23/2019 | | Mix | GIS | | 37186Q100 | 10 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Genesis Metals Corp. | 9/23/2019 | | Mix | GIS | | 37186Q100 | 11 | | Stock Option and Bonus Share Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Genesis Metals Corp. | 9/23/2019 | | Mix | GIS | | 37186Q100 | 12 | | Approval of Repricing Certain Stock Options | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Genesis Metals Corp. | 9/23/2019 | | Mix | GIS | | 37186Q100 | 13 | | Transaction of Other Business | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Genesis Metals Corp. | 9/23/2019 | | Mix | GIS | | 37186Q100 | 14 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| GFG Resources Inc. | 11/7/2019 | | Annual | GFG | | 36165F101 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| GFG Resources Inc. | 11/7/2019 | | Annual | GFG | | 36165F101 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| GFG Resources Inc. | 11/7/2019 | | Annual | GFG | | 36165F101 | 3 | | Elect Patrick Downey | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| GFG Resources Inc. | 11/7/2019 | | Annual | GFG | | 36165F101 | 4 | | Elect Stephen De Jong | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| GFG Resources Inc. | 11/7/2019 | | Annual | GFG | | 36165F101 | 5 | | Elect Arnold Klassen | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| GFG Resources Inc. | 11/7/2019 | | Annual | GFG | | 36165F101 | 6 | | Elect Brian R. Booth | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| GFG Resources Inc. | 11/7/2019 | | Annual | GFG | | 36165F101 | 7 | | Elect Brian N. Skanderbeg | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| GFG Resources Inc. | 11/7/2019 | | Annual | GFG | | 36165F101 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| GFG Resources Inc. | 11/7/2019 | | Annual | GFG | | 36165F101 | 9 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Gold Standard Ventures Corp. | 6/24/2020 | | Annual | GSV | | 380738104 | 1.1 | | Elect Jonathan T. Awde | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Gold Standard Ventures Corp. | 6/24/2020 | | Annual | GSV | | 380738104 | 1.2 | | Elect D. Bruce McLeod | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Gold Standard Ventures Corp. | 6/24/2020 | | Annual | GSV | | 380738104 | 1.3 | | Elect Robert J. McLeod | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Gold Standard Ventures Corp. | 6/24/2020 | | Annual | GSV | | 380738104 | 1.4 | | Elect Jamie D. Strauss | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Gold Standard Ventures Corp. | 6/24/2020 | | Annual | GSV | | 380738104 | 1.5 | | Elect William E. Threlkeld | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Gold Standard Ventures Corp. | 6/24/2020 | | Annual | GSV | | 380738104 | 1.6 | | Elect Alex G. Morrison | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Gold Standard Ventures Corp. | 6/24/2020 | | Annual | GSV | | 380738104 | 1.7 | | Elect Zara Boldt | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Gold Standard Ventures Corp. | 6/24/2020 | | Annual | GSV | | 380738104 | 1.8 | | Elect Ronald W. Clayton | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Gold Standard Ventures Corp. | 6/24/2020 | | Annual | GSV | | 380738104 | 2 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Gold Standard Ventures Corp. | 6/24/2020 | | Annual | GSV | | 380738104 | 3 | | Shareholder Rights Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Gold Standard Ventures Corp. | 6/24/2020 | | Annual | GSV | | 380738104 | 4 | | Restricted Share Unit Award Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Gold Standard Ventures Corp. | 6/24/2020 | | Annual | GSV | | 380738104 | 5 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Gold Standard Ventures Corp. | 6/24/2020 | | Mix | GSV | | 380738104 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Gold Standard Ventures Corp. | 6/24/2020 | | Mix | GSV | | 380738104 | 2 | | Elect Jonathan T. Awde | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Gold Standard Ventures Corp. | 6/24/2020 | | Mix | GSV | | 380738104 | 3 | | Elect D. Bruce McLeod | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Gold Standard Ventures Corp. | 6/24/2020 | | Mix | GSV | | 380738104 | 4 | | Elect Robert J. McLeod | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Gold Standard Ventures Corp. | 6/24/2020 | | Mix | GSV | | 380738104 | 5 | | Elect Jamie D. Strauss | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Gold Standard Ventures Corp. | 6/24/2020 | | Mix | GSV | | 380738104 | 6 | | Elect William E. Threlkeld | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Gold Standard Ventures Corp. | 6/24/2020 | | Mix | GSV | | 380738104 | 7 | | Elect Alex G. Morrison | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Gold Standard Ventures Corp. | 6/24/2020 | | Mix | GSV | | 380738104 | 8 | | Elect Zara Boldt | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Gold Standard Ventures Corp. | 6/24/2020 | | Mix | GSV | | 380738104 | 9 | | Elect Ronald W. Clayton | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Gold Standard Ventures Corp. | 6/24/2020 | | Mix | GSV | | 380738104 | 10 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Gold Standard Ventures Corp. | 6/24/2020 | | Mix | GSV | | 380738104 | 11 | | Shareholder Rights Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Gold Standard Ventures Corp. | 6/24/2020 | | Mix | GSV | | 380738104 | 12 | | Restricted Share Unit Award Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Gold Standard Ventures Corp. | 6/24/2020 | | Mix | GSV | | 380738104 | 13 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Golden Predator Mining Corp. | 11/15/2019 | | Annual | GPY | | 38116P105 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Golden Predator Mining Corp. | 11/15/2019 | | Annual | GPY | | 38116P105 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Golden Predator Mining Corp. | 11/15/2019 | | Annual | GPY | | 38116P105 | 3 | | Elect William M. Sheriff | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Golden Predator Mining Corp. | 11/15/2019 | | Annual | GPY | | 38116P105 | 4 | | Elect Bradley M. Thiele | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Golden Predator Mining Corp. | 11/15/2019 | | Annual | GPY | | 38116P105 | 5 | | Elect Anthony Lesiak | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Golden Predator Mining Corp. | 11/15/2019 | | Annual | GPY | | 38116P105 | 6 | | Elect Stefan Spears | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Golden Predator Mining Corp. | 11/15/2019 | | Annual | GPY | | 38116P105 | 7 | | Elect William B. Harris | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Golden Predator Mining Corp. | 11/15/2019 | | Annual | GPY | | 38116P105 | 8 | | Elect Richard Goldfarb | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Golden Predator Mining Corp. | 11/15/2019 | | Annual | GPY | | 38116P105 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Golden Predator Mining Corp. | 11/15/2019 | | Annual | GPY | | 38116P105 | 10 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Goldquest Mining Corp. | 6/30/2020 | | Annual | GQC | | 38144C100 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Goldquest Mining Corp. | 6/30/2020 | | Annual | GQC | | 38144C100 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Goldquest Mining Corp. | 6/30/2020 | | Annual | GQC | | 38144C100 | 3 | | Elect William E. Fisher | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Goldquest Mining Corp. | 6/30/2020 | | Annual | GQC | | 38144C100 | 4 | | Elect Julio Espaillat | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Goldquest Mining Corp. | 6/30/2020 | | Annual | GQC | | 38144C100 | 5 | | Elect Patrick Michaels | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Goldquest Mining Corp. | 6/30/2020 | | Annual | GQC | | 38144C100 | 6 | | Elect Florian Siegfried | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Goldquest Mining Corp. | 6/30/2020 | | Annual | GQC | | 38144C100 | 7 | | Elect Frank Balint | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Goldquest Mining Corp. | 6/30/2020 | | Annual | GQC | | 38144C100 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Goldquest Mining Corp. | 6/30/2020 | | Annual | GQC | | 38144C100 | 9 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Group Ten Metals Inc. | 12/4/2019 | | Mix | PGE | | 399452200 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Group Ten Metals Inc. | 12/4/2019 | | Mix | PGE | | 399452200 | 2 | | Board Size | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Group Ten Metals Inc. | 12/4/2019 | | Mix | PGE | | 399452200 | 3 | | Elect Michael Rowley | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Group Ten Metals Inc. | 12/4/2019 | | Mix | PGE | | 399452200 | 4 | | Elect Gregory Johnson | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Group Ten Metals Inc. | 12/4/2019 | | Mix | PGE | | 399452200 | 5 | | Elect Gregor Hamilton | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Group Ten Metals Inc. | 12/4/2019 | | Mix | PGE | | 399452200 | 6 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Group Ten Metals Inc. | 12/4/2019 | | Mix | PGE | | 399452200 | 7 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Group Ten Metals Inc. | 12/4/2019 | | Mix | PGE | | 399452200 | 8 | | Long-Term Performance Incentive Plan Renewal | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| GT Gold Corp. | 6/19/2020 | | Annual | GTT | | 36251Y105 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| GT Gold Corp. | 6/19/2020 | | Annual | GTT | | 36251Y105 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| GT Gold Corp. | 6/19/2020 | | Annual | GTT | | 36251Y105 | 3 | | Elect Ashwath Mehra | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| GT Gold Corp. | 6/19/2020 | | Annual | GTT | | 36251Y105 | 4 | | Elect Renaud Adams | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| GT Gold Corp. | 6/19/2020 | | Annual | GTT | | 36251Y105 | 5 | | Elect Paul Harbidge | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| GT Gold Corp. | 6/19/2020 | | Annual | GTT | | 36251Y105 | 6 | | Elect James E. Rutherford | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| GT Gold Corp. | 6/19/2020 | | Annual | GTT | | 36251Y105 | 7 | | Elect John Pallot | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| GT Gold Corp. | 6/19/2020 | | Annual | GTT | | 36251Y105 | 8 | | Elect Dale Finn | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| GT Gold Corp. | 6/19/2020 | | Annual | GTT | | 36251Y105 | 9 | | Elect Charles Tarnocai | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| GT Gold Corp. | 6/19/2020 | | Annual | GTT | | 36251Y105 | 10 | | Elect Adrian Reynolds | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| GT Gold Corp. | 6/19/2020 | | Annual | GTT | | 36251Y105 | 11 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| GT Gold Corp. | 6/19/2020 | | Annual | GTT | | 36251Y105 | 12 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| GT Gold Corp. | 6/19/2020 | | Annual | GTT | | 36251Y105 | 13 | | Transaction of Other Business | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Integra Resources Corp. | 6/16/2020 | | Mix | ITR | | 45826T103 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Integra Resources Corp. | 6/16/2020 | | Mix | ITR | | 45826T103 | 2 | | Elect Stephen De Jong | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Integra Resources Corp. | 6/16/2020 | | Mix | ITR | | 45826T103 | 3 | | Elect David Awram | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Integra Resources Corp. | 6/16/2020 | | Mix | ITR | | 45826T103 | 4 | | Elect Timo Jauristo | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Integra Resources Corp. | 6/16/2020 | | Mix | ITR | | 45826T103 | 5 | | Elect George Salamis | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Integra Resources Corp. | 6/16/2020 | | Mix | ITR | | 45826T103 | 6 | | Elect Anna Ladd-Kruger | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Integra Resources Corp. | 6/16/2020 | | Mix | ITR | | 45826T103 | 7 | | Elect Clement Leroy "Butch" Otter | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Integra Resources Corp. | 6/16/2020 | | Mix | ITR | | 45826T103 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Integra Resources Corp. | 6/16/2020 | | Mix | ITR | | 45826T103 | 9 | | Equity Incentive Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Integra Resources Corp. | 6/16/2020 | | Mix | ITR | | 45826T103 | 10 | | Approval of Continuance | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Integra Resources Corp. | 6/16/2020 | | Mix | ITR | | 45826T103 | 11 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Integra Resources Corp. | 6/16/2020 | | Mix | ITR | | 45826T103 | 12 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Josemaria Resources Inc. | 6/16/2020 | | Mix | JOSE | | 48086P100 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Josemaria Resources Inc. | 6/16/2020 | | Mix | JOSE | | 48086P100 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Josemaria Resources Inc. | 6/16/2020 | | Mix | JOSE | | 48086P100 | 3 | | Elect Christine Batruch | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Josemaria Resources Inc. | 6/16/2020 | | Mix | JOSE | | 48086P100 | 4 | | Elect Paul Conibear | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Josemaria Resources Inc. | 6/16/2020 | | Mix | JOSE | | 48086P100 | 5 | | Elect C. Ashley Heppenstall | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Josemaria Resources Inc. | 6/16/2020 | | Mix | JOSE | | 48086P100 | 6 | | Elect Ron Hochstein | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Josemaria Resources Inc. | 6/16/2020 | | Mix | JOSE | | 48086P100 | 7 | | Elect Adam Lundin | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Josemaria Resources Inc. | 6/16/2020 | | Mix | JOSE | | 48086P100 | 8 | | Elect Jack Lundin | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Josemaria Resources Inc. | 6/16/2020 | | Mix | JOSE | | 48086P100 | 9 | | Elect Wojtek Wodzicki | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Josemaria Resources Inc. | 6/16/2020 | | Mix | JOSE | | 48086P100 | 10 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Josemaria Resources Inc. | 6/16/2020 | | Mix | JOSE | | 48086P100 | 11 | | Share Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Josemaria Resources Inc. | 6/16/2020 | | Mix | JOSE | | 48086P100 | 12 | | Amendment to the Share Option Plan | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Josemaria Resources Inc. | 6/16/2020 | | Mix | JOSE | | 48086P100 | 13 | | Transaction of Other Business | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| K92 Mining Inc. | 7/10/2019 | | Mix | KNT | | 499113108 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| K92 Mining Inc. | 7/10/2019 | | Mix | KNT | | 499113108 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| K92 Mining Inc. | 7/10/2019 | | Mix | KNT | | 499113108 | 3 | | Elect R. Stuart Angus | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| K92 Mining Inc. | 7/10/2019 | | Mix | KNT | | 499113108 | 4 | | Elect Mark Eaton | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| K92 Mining Inc. | 7/10/2019 | | Mix | KNT | | 499113108 | 5 | | Elect Saurabh Handa | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| K92 Mining Inc. | 7/10/2019 | | Mix | KNT | | 499113108 | 6 | | Elect John D. Lewins | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| K92 Mining Inc. | 7/10/2019 | | Mix | KNT | | 499113108 | 7 | | Elect John Ian Stalker | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| K92 Mining Inc. | 7/10/2019 | | Mix | KNT | | 499113108 | 8 | | Elect Graham Wheelock | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| K92 Mining Inc. | 7/10/2019 | | Mix | KNT | | 499113108 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| K92 Mining Inc. | 7/10/2019 | | Mix | KNT | | 499113108 | 10 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Kootenay Silver Inc. | 11/28/2019 | | Mix | KTN | | 500583109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Kootenay Silver Inc. | 11/28/2019 | | Mix | KTN | | 500583109 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Kootenay Silver Inc. | 11/28/2019 | | Mix | KTN | | 500583109 | 3 | | Elect Kenneth E. Berry | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Kootenay Silver Inc. | 11/28/2019 | | Mix | KTN | | 500583109 | 4 | | Elect James M. McDonald | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Kootenay Silver Inc. | 11/28/2019 | | Mix | KTN | | 500583109 | 5 | | Elect Brian Groves | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Kootenay Silver Inc. | 11/28/2019 | | Mix | KTN | | 500583109 | 6 | | Elect Nathaniel Jon Morda | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Kootenay Silver Inc. | 11/28/2019 | | Mix | KTN | | 500583109 | 7 | | Elect Andrea Zaradic | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Kootenay Silver Inc. | 11/28/2019 | | Mix | KTN | | 500583109 | 8 | | Elect Antonio Reda | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Kootenay Silver Inc. | 11/28/2019 | | Mix | KTN | | 500583109 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Kootenay Silver Inc. | 11/28/2019 | | Mix | KTN | | 500583109 | 10 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Liberty Gold Corp. | 6/8/2020 | | Mix | LGD | | 53056H104 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Liberty Gold Corp. | 6/8/2020 | | Mix | LGD | | 53056H104 | 2 | | Elect Calvin Everett | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Liberty Gold Corp. | 6/8/2020 | | Mix | LGD | | 53056H104 | 3 | | Elect Mark O'Dea | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Liberty Gold Corp. | 6/8/2020 | | Mix | LGD | | 53056H104 | 4 | | Elect Donald A. McInnes | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Liberty Gold Corp. | 6/8/2020 | | Mix | LGD | | 53056H104 | 5 | | Elect Robert Pease | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Liberty Gold Corp. | 6/8/2020 | | Mix | LGD | | 53056H104 | 6 | | Elect Sean Tetzlaff | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Liberty Gold Corp. | 6/8/2020 | | Mix | LGD | | 53056H104 | 7 | | Elect Barbara Womersley | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Liberty Gold Corp. | 6/8/2020 | | Mix | LGD | | 53056H104 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Liberty Gold Corp. | 6/8/2020 | | Mix | LGD | | 53056H104 | 9 | | Approval of Unallocated Options Under the Stock Option Plan | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Liberty Gold Corp. | 6/8/2020 | | Mix | LGD | | 53056H104 | 10 | | Approval of Unallocated Entitlements Under the Restricted Share Unit Plan | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Liberty Gold Corp. | 6/8/2020 | | Mix | LGD | | 53056H104 | 11 | | Approval of Unallocated Entitlements Under the Deferred Share Unit Plan | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Lithoquest Diamonds Inc. | 1/9/2020 | | Annual | LDI | | 536873102 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Lithoquest Diamonds Inc. | 1/9/2020 | | Annual | LDI | | 536873102 | 2 | | Board Size | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Lithoquest Diamonds Inc. | 1/9/2020 | | Annual | LDI | | 536873102 | 3 | | Elect Bruce Counts | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Lithoquest Diamonds Inc. | 1/9/2020 | | Annual | LDI | | 536873102 | 4 | | Elect Angela Austman | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Lithoquest Diamonds Inc. | 1/9/2020 | | Annual | LDI | | 536873102 | 5 | | Elect Lon Shaver | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Lithoquest Diamonds Inc. | 1/9/2020 | | Annual | LDI | | 536873102 | 6 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Lithoquest Diamonds Inc. | 1/9/2020 | | Annual | LDI | | 536873102 | 7 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Lundin Gold Inc. | 6/24/2020 | | Annual | LUG | | 550371108 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Lundin Gold Inc. | 6/24/2020 | | Annual | LUG | | 550371108 | 2 | | Elect Tamara Brown | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Lundin Gold Inc. | 6/24/2020 | | Annual | LUG | | 550371108 | 3 | | Elect Carmel Daniele | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Lundin Gold Inc. | 6/24/2020 | | Annual | LUG | | 550371108 | 4 | | Elect Ian W. Gibbs | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Lundin Gold Inc. | 6/24/2020 | | Annual | LUG | | 550371108 | 5 | | Elect Chantal Gosselin | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Lundin Gold Inc. | 6/24/2020 | | Annual | LUG | | 550371108 | 6 | | Elect Ashley Heppenstall | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Lundin Gold Inc. | 6/24/2020 | | Annual | LUG | | 550371108 | 7 | | Elect Ron F. Hochstein | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Lundin Gold Inc. | 6/24/2020 | | Annual | LUG | | 550371108 | 8 | | Elect Craig Jones | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Lundin Gold Inc. | 6/24/2020 | | Annual | LUG | | 550371108 | 9 | | Elect Lukas H. Lundin | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Lundin Gold Inc. | 6/24/2020 | | Annual | LUG | | 550371108 | 10 | | Elect Paul McRae | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Lundin Gold Inc. | 6/24/2020 | | Annual | LUG | | 550371108 | 11 | | Elect Istvan Zollei | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Lundin Gold Inc. | 6/24/2020 | | Annual | LUG | | 550371108 | 12 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Magna Gold Corp. | 3/3/2020 | | Annual | MGR | | 55921P104 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Magna Gold Corp. | 3/3/2020 | | Annual | MGR | | 55921P104 | 2 | | Elect Arturo Bonillas | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Magna Gold Corp. | 3/3/2020 | | Annual | MGR | | 55921P104 | 3 | | Elect Colin P. Sutherland | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Magna Gold Corp. | 3/3/2020 | | Annual | MGR | | 55921P104 | 4 | | Elect Alexander Tsakumis | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Magna Gold Corp. | 3/3/2020 | | Annual | MGR | | 55921P104 | 5 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Magna Gold Corp. | 3/3/2020 | | Annual | MGR | | 55921P104 | 6 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Mako Mining Corp. | 12/4/2019 | | Mix | MKO | | 56089A103 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Mako Mining Corp. | 12/4/2019 | | Mix | MKO | | 56089A103 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Mako Mining Corp. | 12/4/2019 | | Mix | MKO | | 56089A103 | 3 | | Elect John Hick | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Mako Mining Corp. | 12/4/2019 | | Mix | MKO | | 56089A103 | 4 | | Elect Akiba Leisman | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Mako Mining Corp. | 12/4/2019 | | Mix | MKO | | 56089A103 | 5 | | Elect John Stevens | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Mako Mining Corp. | 12/4/2019 | | Mix | MKO | | 56089A103 | 6 | | Elect Rael Lipson | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Mako Mining Corp. | 12/4/2019 | | Mix | MKO | | 56089A103 | 7 | | Elect Cesar Gonzalez | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Mako Mining Corp. | 12/4/2019 | | Mix | MKO | | 56089A103 | 8 | | Elect John Pontius | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Mako Mining Corp. | 12/4/2019 | | Mix | MKO | | 56089A103 | 9 | | Elect Paul Jacobi | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Mako Mining Corp. | 12/4/2019 | | Mix | MKO | | 56089A103 | 10 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Mako Mining Corp. | 12/4/2019 | | Mix | MKO | | 56089A103 | 11 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| McEwen Mining Inc. | 5/14/2020 | | Annual | MUX | | 58039P107 | 1 | | Elect Robert R. McEwen | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| McEwen Mining Inc. | 5/14/2020 | | Annual | MUX | | 58039P107 | 2 | | Elect Allen Ambrose | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| McEwen Mining Inc. | 5/14/2020 | | Annual | MUX | | 58039P107 | 3 | | Elect Michele L. Ashby | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| McEwen Mining Inc. | 5/14/2020 | | Annual | MUX | | 58039P107 | 4 | | Elect Leanne M. Baker | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| McEwen Mining Inc. | 5/14/2020 | | Annual | MUX | | 58039P107 | 5 | | Elect Richard W. Brissenden | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| McEwen Mining Inc. | 5/14/2020 | | Annual | MUX | | 58039P107 | 6 | | Elect Robin E. Dunbar | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| McEwen Mining Inc. | 5/14/2020 | | Annual | MUX | | 58039P107 | 7 | | Elect Gregory P. Fauquier | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| McEwen Mining Inc. | 5/14/2020 | | Annual | MUX | | 58039P107 | 8 | | Elect Donald R. M. Quick | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| McEwen Mining Inc. | 5/14/2020 | | Annual | MUX | | 58039P107 | 9 | | Elect Michael L. Stein | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| McEwen Mining Inc. | 5/14/2020 | | Annual | MUX | | 58039P107 | 10 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| McEwen Mining Inc. | 5/14/2020 | | Annual | MUX | | 58039P107 | 11 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| McEwen Mining Inc. | 5/14/2020 | | Annual | MUX | | 58039P107 | 12 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Mene Inc. | 12/20/2019 | | Annual | MENE | | 58680T101 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Mene Inc. | 12/20/2019 | | Annual | MENE | | 58680T101 | 2 | | Elect Roy Sebag | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Mene Inc. | 12/20/2019 | | Annual | MENE | | 58680T101 | 3 | | Elect Joshua Crumb | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Mene Inc. | 12/20/2019 | | Annual | MENE | | 58680T101 | 4 | | Elect Tommaso Chiabra | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Mene Inc. | 12/20/2019 | | Annual | MENE | | 58680T101 | 5 | | Elect Thomas Kennedy | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Mene Inc. | 12/20/2019 | | Annual | MENE | | 58680T101 | 6 | | Elect Michele L. Ashby | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Mene Inc. | 12/20/2019 | | Annual | MENE | | 58680T101 | 7 | | Elect Sunjoo Moon | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Mene Inc. | 12/20/2019 | | Annual | MENE | | 58680T101 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Metalla Royalty And Streaming Ltd. | 11/6/2019 | | Annual | MTA | | 59124U100 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Metalla Royalty And Streaming Ltd. | 11/6/2019 | | Annual | MTA | | 59124U100 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Metalla Royalty And Streaming Ltd. | 11/6/2019 | | Annual | MTA | | 59124U100 | 3 | | Elect Brett Heath | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Metalla Royalty And Streaming Ltd. | 11/6/2019 | | Annual | MTA | | 59124U100 | 4 | | Elect Lawrence Roulston | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Metalla Royalty And Streaming Ltd. | 11/6/2019 | | Annual | MTA | | 59124U100 | 5 | | Elect E. B. Tucker | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Metalla Royalty And Streaming Ltd. | 11/6/2019 | | Annual | MTA | | 59124U100 | 6 | | Elect Alexander Molyneux | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Metalla Royalty And Streaming Ltd. | 11/6/2019 | | Annual | MTA | | 59124U100 | 7 | | Elect James Beeby | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Metalla Royalty And Streaming Ltd. | 11/6/2019 | | Annual | MTA | | 59124U100 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Metalla Royalty And Streaming Ltd. | 11/6/2019 | | Annual | MTA | | 59124U100 | 9 | | Approval of Share Compensation Plan | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Metallic Minerals Corp. | 2/6/2020 | | Annual | MMG | | 59126M106 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Metallic Minerals Corp. | 2/6/2020 | | Annual | MMG | | 59126M106 | 2 | | Board Size | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Metallic Minerals Corp. | 2/6/2020 | | Annual | MMG | | 59126M106 | 3 | | Elect Gregory Johnson | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Metallic Minerals Corp. | 2/6/2020 | | Annual | MMG | | 59126M106 | 4 | | Elect William B. Harris | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Metallic Minerals Corp. | 2/6/2020 | | Annual | MMG | | 59126M106 | 5 | | Elect Gregor Hamilton | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Metallic Minerals Corp. | 2/6/2020 | | Annual | MMG | | 59126M106 | 6 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Metallic Minerals Corp. | 2/6/2020 | | Annual | MMG | | 59126M106 | 7 | | Amendment to the Long-Term Performance Incentive Plan | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Metallic Minerals Corp. | 2/6/2020 | | Annual | MMG | | 59126M106 | 8 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Moneta Porcupine Mines Inc. | 6/18/2020 | | Annual | ME | | 609286109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Moneta Porcupine Mines Inc. | 6/18/2020 | | Annual | ME | | 609286109 | 2 | | Elect Mark Ashcroft | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Moneta Porcupine Mines Inc. | 6/18/2020 | | Annual | ME | | 609286109 | 3 | | Elect Rodney Cooper | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Moneta Porcupine Mines Inc. | 6/18/2020 | | Annual | ME | | 609286109 | 4 | | Elect Kevin B. Heather | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Moneta Porcupine Mines Inc. | 6/18/2020 | | Annual | ME | | 609286109 | 5 | | Elect Alex D. Henry | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Moneta Porcupine Mines Inc. | 6/18/2020 | | Annual | ME | | 609286109 | 6 | | Elect Gary V. O'Connor | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Moneta Porcupine Mines Inc. | 6/18/2020 | | Annual | ME | | 609286109 | 7 | | Elect Ian C. Peres | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Moneta Porcupine Mines Inc. | 6/18/2020 | | Annual | ME | | 609286109 | 8 | | Elect Josef Vejvoda | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Moneta Porcupine Mines Inc. | 6/18/2020 | | Annual | ME | | 609286109 | 9 | | Elect Mark Wayne | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Moneta Porcupine Mines Inc. | 6/18/2020 | | Annual | ME | | 609286109 | 10 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Nano One Materials Corp. | 8/1/2019 | | Mix | NNO | | 63010A103 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Nano One Materials Corp. | 8/1/2019 | | Mix | NNO | | 63010A103 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Nano One Materials Corp. | 8/1/2019 | | Mix | NNO | | 63010A103 | 3 | | Elect Paul Matysek | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Nano One Materials Corp. | 8/1/2019 | | Mix | NNO | | 63010A103 | 4 | | Elect Dan Blondal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Nano One Materials Corp. | 8/1/2019 | | Mix | NNO | | 63010A103 | 5 | | Elect John Lando | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Nano One Materials Corp. | 8/1/2019 | | Mix | NNO | | 63010A103 | 6 | | Elect Lyle Brown | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Nano One Materials Corp. | 8/1/2019 | | Mix | NNO | | 63010A103 | 7 | | Elect Joseph Guy | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Nano One Materials Corp. | 8/1/2019 | | Mix | NNO | | 63010A103 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Nano One Materials Corp. | 8/1/2019 | | Mix | NNO | | 63010A103 | 9 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| New Pacific Metals Corp. | 11/29/2019 | | Annual | NUAG | | 647824101 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| New Pacific Metals Corp. | 11/29/2019 | | Annual | NUAG | | 647824101 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| New Pacific Metals Corp. | 11/29/2019 | | Annual | NUAG | | 647824101 | 3 | | Elect Jack Austin | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| New Pacific Metals Corp. | 11/29/2019 | | Annual | NUAG | | 647824101 | 4 | | Elect Rui Feng | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| New Pacific Metals Corp. | 11/29/2019 | | Annual | NUAG | | 647824101 | 5 | | Elect David Kong | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| New Pacific Metals Corp. | 11/29/2019 | | Annual | NUAG | | 647824101 | 6 | | Elect Greg Hawkins | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| New Pacific Metals Corp. | 11/29/2019 | | Annual | NUAG | | 647824101 | 7 | | Elect Martin Wafforn | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| New Pacific Metals Corp. | 11/29/2019 | | Annual | NUAG | | 647824101 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| New Pacific Metals Corp. | 11/29/2019 | | Annual | NUAG | | 647824101 | 9 | | Approval of the 2019 Omnibus Plan | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| New Pacific Metals Corp. | 11/29/2019 | | Annual | NUAG | | 647824101 | 10 | | Existing Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NexOptic Technology Corp. | 12/3/2019 | | Mix | NXO | | ADPC02668 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NexOptic Technology Corp. | 12/3/2019 | | Mix | NXO | | ADPC02668 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NexOptic Technology Corp. | 12/3/2019 | | Mix | NXO | | ADPC02668 | 3 | | Elect Paul McKenzie | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NexOptic Technology Corp. | 12/3/2019 | | Mix | NXO | | ADPC02668 | 4 | | Elect Stephen Petranek | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NexOptic Technology Corp. | 12/3/2019 | | Mix | NXO | | ADPC02668 | 5 | | Elect Arch Meredith | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NexOptic Technology Corp. | 12/3/2019 | | Mix | NXO | | ADPC02668 | 6 | | Elect Mel Klohn | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NexOptic Technology Corp. | 12/3/2019 | | Mix | NXO | | ADPC02668 | 7 | | Elect Robert Braun | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NexOptic Technology Corp. | 12/3/2019 | | Mix | NXO | | ADPC02668 | 8 | | Elect Richard Geruson | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NexOptic Technology Corp. | 12/3/2019 | | Mix | NXO | | ADPC02668 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NexOptic Technology Corp. | 12/3/2019 | | Mix | NXO | | ADPC02668 | 10 | | Approval of the Long-Term Equity Incentive Plan | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NexOptic Technology Corp. | 12/3/2019 | | Mix | NXO | | ADPC02668 | 11 | | Amendment to Stock Option Plan | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NexOptic Technology Corp. | 12/3/2019 | | Mix | NXO | | ADPC02668 | 12 | | Transaction of Other Business | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NexOptic Technology Corp. | 12/3/2019 | | Mix | NXO | | ADPC02668 | 13 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NextSource Materials Inc. | 12/2/2019 | | Mix | NEXT | | 65343M100 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NextSource Materials Inc. | 12/2/2019 | | Mix | NEXT | | 65343M100 | 2 | | Elect John Sanderson | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NextSource Materials Inc. | 12/2/2019 | | Mix | NEXT | | 65343M100 | 3 | | Elect Craig Scherba | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NextSource Materials Inc. | 12/2/2019 | | Mix | NEXT | | 65343M100 | 4 | | Elect Robin Borley | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NextSource Materials Inc. | 12/2/2019 | | Mix | NEXT | | 65343M100 | 5 | | Elect Dean Comand | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NextSource Materials Inc. | 12/2/2019 | | Mix | NEXT | | 65343M100 | 6 | | Elect Dalton Larson | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NextSource Materials Inc. | 12/2/2019 | | Mix | NEXT | | 65343M100 | 7 | | Elect Christopher Kruba | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NextSource Materials Inc. | 12/2/2019 | | Mix | NEXT | | 65343M100 | 8 | | Elect David McNeely | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NextSource Materials Inc. | 12/2/2019 | | Mix | NEXT | | 65343M100 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NextSource Materials Inc. | 12/2/2019 | | Mix | NEXT | | 65343M100 | 10 | | Share Consolidation | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NGEx Minerals Ltd. | 6/17/2020 | | Annual | NGEX | | 65343P103 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NGEx Minerals Ltd. | 6/17/2020 | | Annual | NGEX | | 65343P103 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NGEx Minerals Ltd. | 6/17/2020 | | Annual | NGEX | | 65343P103 | 3 | | Elect Wojtek A. Wodzicki | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NGEx Minerals Ltd. | 6/17/2020 | | Annual | NGEX | | 65343P103 | 4 | | Elect Adam Lundin | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NGEx Minerals Ltd. | 6/17/2020 | | Annual | NGEX | | 65343P103 | 5 | | Elect William A. Rand | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NGEx Minerals Ltd. | 6/17/2020 | | Annual | NGEX | | 65343P103 | 6 | | Elect David F. Mullen | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NGEx Minerals Ltd. | 6/17/2020 | | Annual | NGEX | | 65343P103 | 7 | | Elect Neil O'Brien | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NGEx Minerals Ltd. | 6/17/2020 | | Annual | NGEX | | 65343P103 | 8 | | Elect Cheri L. Pedersen | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NGEx Minerals Ltd. | 6/17/2020 | | Annual | NGEX | | 65343P103 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NGEx Minerals Ltd. | 6/17/2020 | | Annual | NGEX | | 65343P103 | 10 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NGEx Minerals Ltd. | 6/17/2020 | | Annual | NGEX | | 65343P103 | 11 | | Transaction of Other Business | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NV Gold Corporation | 1/22/2020 | | Annual | NVX | | 67090W208 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NV Gold Corporation | 1/22/2020 | | Annual | NVX | | 67090W208 | 2 | | Elect Peter Ball | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NV Gold Corporation | 1/22/2020 | | Annual | NVX | | 67090W208 | 3 | | Elect Odin Christensen | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NV Gold Corporation | 1/22/2020 | | Annual | NVX | | 67090W208 | 4 | | Elect Quinton Hennigh | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NV Gold Corporation | 1/22/2020 | | Annual | NVX | | 67090W208 | 5 | | Elect Alfred Stewart | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NV Gold Corporation | 1/22/2020 | | Annual | NVX | | 67090W208 | 6 | | Elect John E. Watson | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NV Gold Corporation | 1/22/2020 | �� | Annual | NVX | | 67090W208 | 7 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NV Gold Corporation | 1/22/2020 | | Annual | NVX | | 67090W208 | 8 | | Authority to Set Auditor's Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NV Gold Corporation | 1/22/2020 | | Annual | NVX | | 67090W208 | 9 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| NV Gold Corporation | 1/22/2020 | | Annual | NVX | | 67090W208 | 10 | | Transaction of Other Business | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| OceanaGold Corporation | 6/19/2020 | | Mix | OGC | | 675222103 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| OceanaGold Corporation | 6/19/2020 | | Mix | OGC | | 675222103 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| OceanaGold Corporation | 6/19/2020 | | Mix | OGC | | 675222103 | 3 | | Elect Ian M. Reid | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| OceanaGold Corporation | 6/19/2020 | | Mix | OGC | | 675222103 | 4 | | Elect Paul B. Sweeney | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| OceanaGold Corporation | 6/19/2020 | | Mix | OGC | | 675222103 | 5 | | Elect Geoff W. Raby | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| OceanaGold Corporation | 6/19/2020 | | Mix | OGC | | 675222103 | 6 | | Elect Craig J. Nelsen | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| OceanaGold Corporation | 6/19/2020 | | Mix | OGC | | 675222103 | 7 | | Elect Catherine A. Gignac | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| OceanaGold Corporation | 6/19/2020 | | Mix | OGC | | 675222103 | 8 | | Elect Michael H L Holmes | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| OceanaGold Corporation | 6/19/2020 | | Mix | OGC | | 675222103 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| OceanaGold Corporation | 6/19/2020 | | Mix | OGC | | 675222103 | 10 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Oklo Resources Limited | 11/22/2019 | | Annual | OKU | | Q7053R103 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Oklo Resources Limited | 11/22/2019 | | Annual | OKU | | Q7053R103 | 2 | | Remuneration Report | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Oklo Resources Limited | 11/22/2019 | | Annual | OKU | | Q7053R103 | 3 | | Elect Mark Connelly | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Oklo Resources Limited | 11/22/2019 | | Annual | OKU | | Q7053R103 | 4 | | Re-elect Madani Diallo | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Oklo Resources Limited | 11/22/2019 | | Annual | OKU | | Q7053R103 | 5 | | Ratify Placement of Securities (Listing Rule 7.1) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Oklo Resources Limited | 11/22/2019 | | Annual | OKU | | Q7053R103 | 6 | | Ratify Placement of Securities (Listing Rule 7.1A) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Oklo Resources Limited | 11/22/2019 | | Annual | OKU | | Q7053R103 | 7 | | Equity Grant (MD Simon Taylor) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Oklo Resources Limited | 11/22/2019 | | Annual | OKU | | Q7053R103 | 8 | | Equity Grant (Executive Director Madani Diallo) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Oklo Resources Limited | 11/22/2019 | | Annual | OKU | | Q7053R103 | 9 | | Equity Grant (Chair Mark Connelly) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Oklo Resources Limited | 11/22/2019 | | Annual | OKU | | Q7053R103 | 10 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Oklo Resources Limited | 11/22/2019 | | Annual | OKU | | Q7053R103 | 11 | | Renew Proportional Takeover Provisions | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Oklo Resources Limited | 11/22/2019 | | Annual | OKU | | Q7053R103 | 12 | | Approve Issue of Securities (10% Placement Facility) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Orca Gold Inc. | 5/28/2020 | | Mix | ORG | | 68558N102 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Orca Gold Inc. | 5/28/2020 | | Mix | ORG | | 68558N102 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Orca Gold Inc. | 5/28/2020 | | Mix | ORG | | 68558N102 | 3 | | Elect Richard P. Clark | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Orca Gold Inc. | 5/28/2020 | | Mix | ORG | | 68558N102 | 4 | | Elect Hugh Stuart | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Orca Gold Inc. | 5/28/2020 | | Mix | ORG | | 68558N102 | 5 | | Elect Robert Chase | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Orca Gold Inc. | 5/28/2020 | | Mix | ORG | | 68558N102 | 6 | | Elect David Field | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Orca Gold Inc. | 5/28/2020 | | Mix | ORG | | 68558N102 | 7 | | Elect Derek White | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Orca Gold Inc. | 5/28/2020 | | Mix | ORG | | 68558N102 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Orca Gold Inc. | 5/28/2020 | | Mix | ORG | | 68558N102 | 9 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Orex Minerals Inc. | 10/3/2019 | | Mix | REX | | 68616X100 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Orex Minerals Inc. | 10/3/2019 | | Mix | REX | | 68616X100 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Orex Minerals Inc. | 10/3/2019 | | Mix | REX | | 68616X100 | 3 | | Elect Gary Cope | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Orex Minerals Inc. | 10/3/2019 | | Mix | REX | | 68616X100 | 4 | | Elect N. Ross Wilmot | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Orex Minerals Inc. | 10/3/2019 | | Mix | REX | | 68616X100 | 5 | | Elect Arthur Freeze | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Orex Minerals Inc. | 10/3/2019 | | Mix | REX | | 68616X100 | 6 | | Elect Rick Sayers | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Orex Minerals Inc. | 10/3/2019 | | Mix | REX | | 68616X100 | 7 | | Elect W. Henry White | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Orex Minerals Inc. | 10/3/2019 | | Mix | REX | | 68616X100 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Orex Minerals Inc. | 10/3/2019 | | Mix | REX | | 68616X100 | 9 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Orsu Metals Corporation | 6/26/2020 | | Mix | OSU | | ADPC03016 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Orsu Metals Corporation | 6/26/2020 | | Mix | OSU | | ADPC03016 | 2 | | Elect Sergey V. Kurzin | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Orsu Metals Corporation | 6/26/2020 | | Mix | OSU | | ADPC03016 | 3 | | Elect Sergei Stefanovich | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Orsu Metals Corporation | 6/26/2020 | | Mix | OSU | | ADPC03016 | 4 | | Elect David Rhodes | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Orsu Metals Corporation | 6/26/2020 | | Mix | OSU | | ADPC03016 | 5 | | Elect Mark Corra | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Orsu Metals Corporation | 6/26/2020 | | Mix | OSU | | ADPC03016 | 6 | | Elect Vladimir Pakhomov | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Orsu Metals Corporation | 6/26/2020 | | Mix | OSU | | ADPC03016 | 7 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Orsu Metals Corporation | 6/26/2020 | | Mix | OSU | | ADPC03016 | 8 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Orsu Metals Corporation | 6/26/2020 | | Mix | OSU | | ADPC03016 | 9 | | Change of Continuance | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Orsu Metals Corporation | 6/26/2020 | | Mix | OSU | | ADPC03016 | 10 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Orsu Metals Corporation | 12/20/2019 | | Special | OSU | | ADPC03016 | 1 | | Creation of a New Control Person (Sergei Stefanovich) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Orsu Metals Corporation | 12/20/2019 | | Special | OSU | | ADPC03016 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Otis Gold Corp. | 4/17/2020 | | Mix | OOO | | 689007102 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Otis Gold Corp. | 4/17/2020 | | Mix | OOO | | 689007102 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Otis Gold Corp. | 4/17/2020 | | Mix | OOO | | 689007102 | 3 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Otis Gold Corp. | 4/17/2020 | | Mix | OOO | | 689007102 | 4 | | Elect Craig Lindsay | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Otis Gold Corp. | 4/17/2020 | | Mix | OOO | | 689007102 | 5 | | Elect Sean Mitchell | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Otis Gold Corp. | 4/17/2020 | | Mix | OOO | | 689007102 | 6 | | Elect Donald E. Ranta | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Otis Gold Corp. | 4/17/2020 | | Mix | OOO | | 689007102 | 7 | | Elect Roger Norwich | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Otis Gold Corp. | 4/17/2020 | | Mix | OOO | | 689007102 | 8 | | Elect Timothy Miller | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Otis Gold Corp. | 4/17/2020 | | Mix | OOO | | 689007102 | 9 | | Elect Don Poirier | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Otis Gold Corp. | 4/17/2020 | | Mix | OOO | | 689007102 | 10 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Otis Gold Corp. | 4/17/2020 | | Mix | OOO | | 689007102 | 11 | | Amendment to Stock Option Plan | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Otis Gold Corp. | 4/17/2020 | | Mix | OOO | | 689007102 | 12 | | Merger | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Pacton Gold Inc. | 12/19/2019 | | Annual | PAC | | 69526L103 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Pacton Gold Inc. | 12/19/2019 | | Annual | PAC | | 69526L103 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Pacton Gold Inc. | 12/19/2019 | | Annual | PAC | | 69526L103 | 3 | | Elect Alec C. Pismiris | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Pacton Gold Inc. | 12/19/2019 | | Annual | PAC | | 69526L103 | 4 | | Elect R. Dale Ginn | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Pacton Gold Inc. | 12/19/2019 | | Annual | PAC | | 69526L103 | 5 | | Elect Richard Boulay | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Pacton Gold Inc. | 12/19/2019 | | Annual | PAC | | 69526L103 | 6 | | Elect Peter Caldbick | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Pacton Gold Inc. | 12/19/2019 | | Annual | PAC | | 69526L103 | 7 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Pacton Gold Inc. | 12/19/2019 | | Annual | PAC | | 69526L103 | 8 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Platinum Group Metals Ltd. | 2/20/2020 | | Annual | PTM | | 72765Q882 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Platinum Group Metals Ltd. | 2/20/2020 | | Annual | PTM | | 72765Q882 | 2 | | Elect R. Michael Jones | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Platinum Group Metals Ltd. | 2/20/2020 | | Annual | PTM | | 72765Q882 | 3 | | Elect Frank R. Hallam | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Platinum Group Metals Ltd. | 2/20/2020 | | Annual | PTM | | 72765Q882 | 4 | | Elect John A. Copelyn | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Platinum Group Metals Ltd. | 2/20/2020 | | Annual | PTM | | 72765Q882 | 5 | | Elect Timothy D. Marlow | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Platinum Group Metals Ltd. | 2/20/2020 | | Annual | PTM | | 72765Q882 | 6 | | Elect Diana J. Walters | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Platinum Group Metals Ltd. | 2/20/2020 | | Annual | PTM | | 72765Q882 | 7 | | Elect Stuart Harshaw | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Platinum Group Metals Ltd. | 2/20/2020 | | Annual | PTM | | 72765Q882 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Platinum Group Metals Ltd. | 2/20/2020 | | Annual | PTM | | 72765Q882 | 9 | | Amendment to the Share Compensation Plan | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Platinum Group Metals Ltd. | 2/20/2020 | | Annual | PTM | | 72765Q882 | 10 | | Share Compensation Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| PolarX Limited | 7/26/2019 | | Ordinary | PXX | | Q7688R106 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| PolarX Limited | 7/26/2019 | | Ordinary | PXX | | Q7688R106 | 2 | | Ratify Placement of Securities (December Placement - Listing Rule 7.1) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| PolarX Limited | 7/26/2019 | | Ordinary | PXX | | Q7688R106 | 3 | | Ratify Placement of Securities (June Placement - Listing Rule 7.1) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| PolarX Limited | 7/26/2019 | | Ordinary | PXX | | Q7688R106 | 4 | | Ratify Placement of Securities (June Placement - Listing Rule 7.1A) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| PolarX Limited | 11/14/2019 | | Annual | PXX | | Q7688R106 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| PolarX Limited | 11/14/2019 | | Annual | PXX | | Q7688R106 | 2 | | Remuneration Report | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| PolarX Limited | 11/14/2019 | | Annual | PXX | | Q7688R106 | 3 | | Re-elect Robert G. Boaz | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| PolarX Limited | 11/14/2019 | | Annual | PXX | | Q7688R106 | 4 | | Ratify Placement of Securities | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| PolarX Limited | 11/14/2019 | | Annual | PXX | | Q7688R106 | 5 | | Approve Issue of Securities (10% Placement Facility) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| PolarX Limited | 11/14/2019 | | Annual | PXX | | Q7688R106 | 6 | | Non-Voting Agenda Item | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| PolarX Limited | 11/14/2019 | | Annual | PXX | | Q7688R106 | 7 | | Renew Proportional Takeover Provisions | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Probe Metals Inc. | 6/25/2020 | | Mix | PRB | | 74273V106 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Probe Metals Inc. | 6/25/2020 | | Mix | PRB | | 74273V106 | 2 | | Elect Jamie C. Sokalsky | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Probe Metals Inc. | 6/25/2020 | | Mix | PRB | | 74273V106 | 3 | | Elect David Palmer | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Probe Metals Inc. | 6/25/2020 | | Mix | PRB | | 74273V106 | 4 | | Elect Dennis H. Peterson | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Probe Metals Inc. | 6/25/2020 | | Mix | PRB | | 74273V106 | 5 | | Elect Gordon A. McCreary | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Probe Metals Inc. | 6/25/2020 | | Mix | PRB | | 74273V106 | 6 | | Elect Basil Haymann | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Probe Metals Inc. | 6/25/2020 | | Mix | PRB | | 74273V106 | 7 | | Elect Marco Gagnon | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Probe Metals Inc. | 6/25/2020 | | Mix | PRB | | 74273V106 | 8 | | Elect Jamie Horvat | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Probe Metals Inc. | 6/25/2020 | | Mix | PRB | | 74273V106 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Probe Metals Inc. | 6/25/2020 | | Mix | PRB | | 74273V106 | 10 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Radisson Mining Resources Inc. | 6/12/2020 | | Annual | RDS | | 76125W505 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Radisson Mining Resources Inc. | 6/12/2020 | | Annual | RDS | | 76125W505 | 2 | | Elect Denis Lachance | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Radisson Mining Resources Inc. | 6/12/2020 | | Annual | RDS | | 76125W505 | 3 | | Elect Mario Bouchard | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Radisson Mining Resources Inc. | 6/12/2020 | | Annual | RDS | | 76125W505 | 4 | | Elect Luc Simoneau | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Radisson Mining Resources Inc. | 6/12/2020 | | Annual | RDS | | 76125W505 | 5 | | Elect Jean Dion | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Radisson Mining Resources Inc. | 6/12/2020 | | Annual | RDS | | 76125W505 | 6 | | Elect Rejean Gourde | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Radisson Mining Resources Inc. | 6/12/2020 | | Annual | RDS | | 76125W505 | 7 | | Elect Tony Brisson | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Radisson Mining Resources Inc. | 6/12/2020 | | Annual | RDS | | 76125W505 | 8 | | Elect Denis Bois | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Radisson Mining Resources Inc. | 6/12/2020 | | Annual | RDS | | 76125W505 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Radius Gold Inc. | 11/27/2019 | | Annual | RDU | | 750468100 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Radius Gold Inc. | 11/27/2019 | | Annual | RDU | | 750468100 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Radius Gold Inc. | 11/27/2019 | | Annual | RDU | | 750468100 | 3 | | Elect Simon Ridgway | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Radius Gold Inc. | 11/27/2019 | | Annual | RDU | | 750468100 | 4 | | Elect Mario Szotlender | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Radius Gold Inc. | 11/27/2019 | | Annual | RDU | | 750468100 | 5 | | Elect Bradford J. Cooke | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Radius Gold Inc. | 11/27/2019 | | Annual | RDU | | 750468100 | 6 | | Elect William Katzin | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Radius Gold Inc. | 11/27/2019 | | Annual | RDU | | 750468100 | 7 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Radius Gold Inc. | 11/27/2019 | | Annual | RDU | | 750468100 | 8 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Radius Gold Inc. | 11/27/2019 | | Annual | RDU | | 750468100 | 9 | | Transaction of Other Business | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Red Pine Exploration Inc. | 3/11/2020 | | Mix | RPX | | 75686Y405 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Red Pine Exploration Inc. | 3/11/2020 | | Mix | RPX | | 75686Y405 | 2 | | Elect Quentin Yarie | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Red Pine Exploration Inc. | 3/11/2020 | | Mix | RPX | | 75686Y405 | 3 | | Elect Drew Anwyll | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Red Pine Exploration Inc. | 3/11/2020 | | Mix | RPX | | 75686Y405 | 4 | | Elect Peter Kampian | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Red Pine Exploration Inc. | 3/11/2020 | | Mix | RPX | | 75686Y405 | 5 | | Elect Robert D. Dodds | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Red Pine Exploration Inc. | 3/11/2020 | | Mix | RPX | | 75686Y405 | 6 | | Elect Andrew Baumen | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Red Pine Exploration Inc. | 3/11/2020 | | Mix | RPX | | 75686Y405 | 7 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Red Pine Exploration Inc. | 3/11/2020 | | Mix | RPX | | 75686Y405 | 8 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Red Pine Exploration Inc. | 3/11/2020 | | Mix | RPX | | 75686Y405 | 9 | | Share Consolidation | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Redstar Gold Corp. | 9/25/2019 | | Annual | RGC | | 75773Q208 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Redstar Gold Corp. | 9/25/2019 | | Annual | RGC | | 75773Q208 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Redstar Gold Corp. | 9/25/2019 | | Annual | RGC | | 75773Q208 | 3 | | Elect Kenneth Booth | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Redstar Gold Corp. | 9/25/2019 | | Annual | RGC | | 75773Q208 | 4 | | Elect Jacques Vaillancourt | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Redstar Gold Corp. | 9/25/2019 | | Annual | RGC | | 75773Q208 | 5 | | Elect George Ireland | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Redstar Gold Corp. | 9/25/2019 | | Annual | RGC | | 75773Q208 | 6 | | Elect Sean Keenan | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Redstar Gold Corp. | 9/25/2019 | | Annual | RGC | | 75773Q208 | 7 | | Elect Patrick Chidley | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Redstar Gold Corp. | 9/25/2019 | | Annual | RGC | | 75773Q208 | 8 | | Elect John Gray | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Redstar Gold Corp. | 9/25/2019 | | Annual | RGC | | 75773Q208 | 9 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Redstar Gold Corp. | 9/25/2019 | | Annual | RGC | | 75773Q208 | 10 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Redstar Gold Corp. | 9/25/2019 | | Annual | RGC | | 75773Q208 | 11 | | Transaction of Other Business | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Regulus Resources Inc. | 8/16/2019 | | Mix | REG | | 75915M107 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Regulus Resources Inc. | 8/16/2019 | | Mix | REG | | 75915M107 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Regulus Resources Inc. | 8/16/2019 | | Mix | REG | | 75915M107 | 3 | | Elect John E. Black | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Regulus Resources Inc. | 8/16/2019 | | Mix | REG | | 75915M107 | 4 | | Elect Mark Wayne | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Regulus Resources Inc. | 8/16/2019 | | Mix | REG | | 75915M107 | 5 | | Elect John M. Leask | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Regulus Resources Inc. | 8/16/2019 | | Mix | REG | | 75915M107 | 6 | | Elect Fernando Pickmann | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Regulus Resources Inc. | 8/16/2019 | | Mix | REG | | 75915M107 | 7 | | Elect Raymond Jannas | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Regulus Resources Inc. | 8/16/2019 | | Mix | REG | | 75915M107 | 8 | | Elect Jason Attew | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Regulus Resources Inc. | 8/16/2019 | | Mix | REG | | 75915M107 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Regulus Resources Inc. | 8/16/2019 | | Mix | REG | | 75915M107 | 10 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Reunion Gold Corporation | 6/19/2020 | | Annual | RGD | | 76131P106 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Reunion Gold Corporation | 6/19/2020 | | Annual | RGD | | 76131P106 | 2 | | Elect Elaine Bennett | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Reunion Gold Corporation | 6/19/2020 | | Annual | RGD | | 76131P106 | 3 | | Elect Richard Cohen | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Reunion Gold Corporation | 6/19/2020 | | Annual | RGD | | 76131P106 | 4 | | Elect David Fennell | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Reunion Gold Corporation | 6/19/2020 | | Annual | RGD | | 76131P106 | 5 | | Elect Adrian Fleming | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Reunion Gold Corporation | 6/19/2020 | | Annual | RGD | | 76131P106 | 6 | | Elect Rejean Gourde | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Reunion Gold Corporation | 6/19/2020 | | Annual | RGD | | 76131P106 | 7 | | Elect Vijay N.J. Kirpalani | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Reunion Gold Corporation | 6/19/2020 | | Annual | RGD | | 76131P106 | 8 | | Elect Marian Moroney | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Reunion Gold Corporation | 6/19/2020 | | Annual | RGD | | 76131P106 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Reunion Gold Corporation | 6/19/2020 | | Annual | RGD | | 76131P106 | 10 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Reunion Gold Corporation | 6/19/2020 | | Annual | RGD | | 76131P106 | 11 | | Amendment to By-Laws to Allow for a Direct Registration System | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Reunion Gold Corporation | 9/5/2019 | | Annual | RGD | | 76131P106 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Reunion Gold Corporation | 9/5/2019 | | Annual | RGD | | 76131P106 | 2 | | Elect Leanne M. Baker | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Reunion Gold Corporation | 9/5/2019 | | Annual | RGD | | 76131P106 | 3 | | Elect Elaine Bennett | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Reunion Gold Corporation | 9/5/2019 | | Annual | RGD | | 76131P106 | 4 | | Elect Chantal Gosselin | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Reunion Gold Corporation | 9/5/2019 | | Annual | RGD | | 76131P106 | 5 | | Elect Vijay N.J. Kirpalani | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Reunion Gold Corporation | 9/5/2019 | | Annual | RGD | | 76131P106 | 6 | | Elect Robert Leckie | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Reunion Gold Corporation | 9/5/2019 | | Annual | RGD | | 76131P106 | 7 | | Elect Marian Moroney | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Reunion Gold Corporation | 9/5/2019 | | Annual | RGD | | 76131P106 | 8 | | Elect Peter Nixon | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Reunion Gold Corporation | 9/5/2019 | | Annual | RGD | | 76131P106 | 9 | | Elect Catherine Stevens | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Reunion Gold Corporation | 9/5/2019 | | Annual | RGD | | 76131P106 | 10 | | Elect David Fennell | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Reunion Gold Corporation | 9/5/2019 | | Annual | RGD | | 76131P106 | 11 | | Elect Rejean Gourde | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Reunion Gold Corporation | 9/5/2019 | | Annual | RGD | | 76131P106 | 12 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Reunion Gold Corporation | 9/5/2019 | | Annual | RGD | | 76131P106 | 13 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Revival Gold Inc. | 11/19/2019 | | Mix | RVG | | 76151P101 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Revival Gold Inc. | 11/19/2019 | | Mix | RVG | | 76151P101 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Revival Gold Inc. | 11/19/2019 | | Mix | RVG | | 76151P101 | 3 | | Elect Diane R. Garrett | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Revival Gold Inc. | 11/19/2019 | | Mix | RVG | | 76151P101 | 4 | | Elect Hugh Agro | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Revival Gold Inc. | 11/19/2019 | | Mix | RVG | | 76151P101 | 5 | | Elect Donald Birak | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Revival Gold Inc. | 11/19/2019 | | Mix | RVG | | 76151P101 | 6 | | Elect Wayne Hubert | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Revival Gold Inc. | 11/19/2019 | | Mix | RVG | | 76151P101 | 7 | | Elect Michael W. Mansfield | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Revival Gold Inc. | 11/19/2019 | | Mix | RVG | | 76151P101 | 8 | | Elect Carmelo Marrelli | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Revival Gold Inc. | 11/19/2019 | | Mix | RVG | | 76151P101 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Revival Gold Inc. | 11/19/2019 | | Mix | RVG | | 76151P101 | 10 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Rockcliff Metals Corporation | 3/5/2020 | | Annual | RCLF | | ADPC03123 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Rockcliff Metals Corporation | 3/5/2020 | | Annual | RCLF | | ADPC03123 | 2 | | Elect Alistair Ross | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Rockcliff Metals Corporation | 3/5/2020 | | Annual | RCLF | | ADPC03123 | 3 | | Elect Kenneth Lapierre | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Rockcliff Metals Corporation | 3/5/2020 | | Annual | RCLF | | ADPC03123 | 4 | | Elect Gordon Graham | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Rockcliff Metals Corporation | 3/5/2020 | | Annual | RCLF | | ADPC03123 | 5 | | Elect Donald H. Christie | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Rockcliff Metals Corporation | 3/5/2020 | | Annual | RCLF | | ADPC03123 | 6 | | Elect Mark R. Sawyer | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Rockcliff Metals Corporation | 3/5/2020 | | Annual | RCLF | | ADPC03123 | 7 | | Elect Petra Decher | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Rockcliff Metals Corporation | 3/5/2020 | | Annual | RCLF | | ADPC03123 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| RosCan Gold Corporation | 3/26/2020 | | Mix | ROS | | 77683B107 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| RosCan Gold Corporation | 3/26/2020 | | Mix | ROS | | 77683B107 | 2 | | Elect Greg Isenor | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| RosCan Gold Corporation | 3/26/2020 | | Mix | ROS | | 77683B107 | 3 | | Elect Nana B. Sangmuah | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| RosCan Gold Corporation | 3/26/2020 | | Mix | ROS | | 77683B107 | 4 | | Elect Michael Gentile | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| RosCan Gold Corporation | 3/26/2020 | | Mix | ROS | | 77683B107 | 5 | | Elect Samuel E. Jonah | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| RosCan Gold Corporation | 3/26/2020 | | Mix | ROS | | 77683B107 | 6 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| RosCan Gold Corporation | 3/26/2020 | | Mix | ROS | | 77683B107 | 7 | | Approval of the 2020 Stock Option Plan | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| RosCan Gold Corporation | 3/26/2020 | | Mix | ROS | | 77683B107 | 8 | | Approval of the Restricted Share Unit and Deferred Share Unit Plan | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| RosCan Gold Corporation | 3/26/2020 | | Mix | ROS | | 77683B107 | 9 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Roxgold Inc. | 6/26/2020 | | Mix | ROXG | | 779899202 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Roxgold Inc. | 6/26/2020 | | Mix | ROXG | | 779899202 | 2 | | Elect Oliver Lennox-King | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Roxgold Inc. | 6/26/2020 | | Mix | ROXG | | 779899202 | 3 | | Elect Richard Colterjohn | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Roxgold Inc. | 6/26/2020 | | Mix | ROXG | | 779899202 | 4 | | Elect Jonathan A. Rubenstein | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Roxgold Inc. | 6/26/2020 | | Mix | ROXG | | 779899202 | 5 | | Elect John L. Knowles | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Roxgold Inc. | 6/26/2020 | | Mix | ROXG | | 779899202 | 6 | | Elect John Dorward | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Roxgold Inc. | 6/26/2020 | | Mix | ROXG | | 779899202 | 7 | | Elect Kate Harcourt | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Roxgold Inc. | 6/26/2020 | | Mix | ROXG | | 779899202 | 8 | | Elect Norman Pitcher | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Roxgold Inc. | 6/26/2020 | | Mix | ROXG | | 779899202 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Roxgold Inc. | 6/26/2020 | | Mix | ROXG | | 779899202 | 10 | | Amendment to the Stock Option Plan | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Royal Nickel Corporation | 6/11/2020 | | Mix | RNX | | 780357109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Royal Nickel Corporation | 6/11/2020 | | Mix | RNX | | 780357109 | 2 | | Elect Peter Goudie | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Royal Nickel Corporation | 6/11/2020 | | Mix | RNX | | 780357109 | 3 | | Elect Scott M. Hand | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Royal Nickel Corporation | 6/11/2020 | | Mix | RNX | | 780357109 | 4 | | Elect Paul Huet | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Royal Nickel Corporation | 6/11/2020 | | Mix | RNX | | 780357109 | 5 | | Elect Wendy Kei | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Royal Nickel Corporation | 6/11/2020 | | Mix | RNX | | 780357109 | 6 | | Elect Warwick Morley-Jepson | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Royal Nickel Corporation | 6/11/2020 | | Mix | RNX | | 780357109 | 7 | | Elect Chad Williams | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Royal Nickel Corporation | 6/11/2020 | | Mix | RNX | | 780357109 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Royal Nickel Corporation | 6/11/2020 | | Mix | RNX | | 780357109 | 9 | | Company Name Change | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Royal Nickel Corporation | 6/11/2020 | | Mix | RNX | | 780357109 | 10 | | Share Consolidation | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Rubicon Minerals Corporation | 6/22/2020 | | Mix | RMX | | 780911509 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Rubicon Minerals Corporation | 6/22/2020 | | Mix | RMX | | 780911509 | 2 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Rubicon Minerals Corporation | 6/22/2020 | | Mix | RMX | | 780911509 | 3 | | Elect Julian Kemp | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Rubicon Minerals Corporation | 6/22/2020 | | Mix | RMX | | 780911509 | 4 | | Elect Sasha Bukacheva | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Rubicon Minerals Corporation | 6/22/2020 | | Mix | RMX | | 780911509 | 5 | | Elect Daniel Burns | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Rubicon Minerals Corporation | 6/22/2020 | | Mix | RMX | | 780911509 | 6 | | Elect Peter Jones | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Rubicon Minerals Corporation | 6/22/2020 | | Mix | RMX | | 780911509 | 7 | | Elect George Ogilvie | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Rubicon Minerals Corporation | 6/22/2020 | | Mix | RMX | | 780911509 | 8 | | Elect David Palmer | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Rubicon Minerals Corporation | 6/22/2020 | | Mix | RMX | | 780911509 | 9 | | Company Name Change | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Rubicon Minerals Corporation | 6/22/2020 | | Mix | RMX | | 780911509 | 10 | | Approval of New Articles | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Rubicon Minerals Corporation | 6/22/2020 | | Mix | RMX | | 780911509 | 11 | | Approval of the Share Purchase Plan | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Santacruz Silver Mining Ltd. | 10/1/2019 | | Annual | SCZ | | 80280U106 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Santacruz Silver Mining Ltd. | 10/1/2019 | | Annual | SCZ | | 80280U106 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Santacruz Silver Mining Ltd. | 10/1/2019 | | Annual | SCZ | | 80280U106 | 3 | | Elect Arturo Prestamo Elizondo | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Santacruz Silver Mining Ltd. | 10/1/2019 | | Annual | SCZ | | 80280U106 | 4 | | Elect Federico Villasenor | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Santacruz Silver Mining Ltd. | 10/1/2019 | | Annual | SCZ | | 80280U106 | 5 | | Elect Roland Lohner | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Santacruz Silver Mining Ltd. | 10/1/2019 | | Annual | SCZ | | 80280U106 | 6 | | Elect Larry Okada | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Santacruz Silver Mining Ltd. | 10/1/2019 | | Annual | SCZ | | 80280U106 | 7 | | Elect W. Barry Girling | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Santacruz Silver Mining Ltd. | 10/1/2019 | | Annual | SCZ | | 80280U106 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Santacruz Silver Mining Ltd. | 10/1/2019 | | Annual | SCZ | | 80280U106 | 9 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Santacruz Silver Mining Ltd. | 10/1/2019 | | Annual | SCZ | | 80280U106 | 10 | | Acquisition | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Seabridge Gold Inc. | 6/25/2020 | | Annual | SEA | | 811916105 | 1.1 | | Elect A. Frederick Banfield | Mgmt | For | Withhold | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Seabridge Gold Inc. | 6/25/2020 | | Annual | SEA | | 811916105 | 1.2 | | Elect Rudi P. Fronk | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Seabridge Gold Inc. | 6/25/2020 | | Annual | SEA | | 811916105 | 1.3 | | Elect Eliseo Gonzalez-Urien | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Seabridge Gold Inc. | 6/25/2020 | | Annual | SEA | | 811916105 | 1.4 | | Elect Richard C. Kraus | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Seabridge Gold Inc. | 6/25/2020 | | Annual | SEA | | 811916105 | 1.5 | | Elect Jay S. Layman | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Seabridge Gold Inc. | 6/25/2020 | | Annual | SEA | | 811916105 | 1.6 | | Elect Melanie R. Miller | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Seabridge Gold Inc. | 6/25/2020 | | Annual | SEA | | 811916105 | 1.7 | | Elect Clement A. Pelletier | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Seabridge Gold Inc. | 6/25/2020 | | Annual | SEA | | 811916105 | 1.8 | | Elect John W. Sabine | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Seabridge Gold Inc. | 6/25/2020 | | Annual | SEA | | 811916105 | 1.9 | | Elect Gary Sugar | Mgmt | For | Withhold | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Seabridge Gold Inc. | 6/25/2020 | | Annual | SEA | | 811916105 | 2 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Seabridge Gold Inc. | 6/25/2020 | | Annual | SEA | | 811916105 | 3 | | Authority to Set Auditor's Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Seabridge Gold Inc. | 6/25/2020 | | Annual | SEA | | 811916105 | 4 | | Extension of Certain Outstanding Options | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Seabridge Gold Inc. | 6/25/2020 | | Annual | SEA | | 811916105 | 5 | | Transaction of Other Business | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Silver Bull Resources, Inc. | 4/16/2020 | | Annual | SVBL | | 827458100 | 1.1 | | Elect Brian D. Edgar | Mgmt | For | Withhold | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Silver Bull Resources, Inc. | 4/16/2020 | | Annual | SVBL | | 827458100 | 1.2 | | Elect Timothy Barry | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Silver Bull Resources, Inc. | 4/16/2020 | | Annual | SVBL | | 827458100 | 1.3 | | Elect Daniel J. Kunz | Mgmt | For | Withhold | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Silver Bull Resources, Inc. | 4/16/2020 | | Annual | SVBL | | 827458100 | 1.4 | | Elect John McClintock | Mgmt | For | Withhold | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Silver Bull Resources, Inc. | 4/16/2020 | | Annual | SVBL | | 827458100 | 2 | | Ratification of Auditor | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Silver Bull Resources, Inc. | 4/16/2020 | | Annual | SVBL | | 827458100 | 3 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Silver Viper Minerals Corp. | 6/24/2020 | | Annual | VIPR | | 828334102 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Silver Viper Minerals Corp. | 6/24/2020 | | Annual | VIPR | | 828334102 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Silver Viper Minerals Corp. | 6/24/2020 | | Annual | VIPR | | 828334102 | 3 | | Elect Gary Cope | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Silver Viper Minerals Corp. | 6/24/2020 | | Annual | VIPR | | 828334102 | 4 | | Elect N. Ross Wilmot | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Silver Viper Minerals Corp. | 6/24/2020 | | Annual | VIPR | | 828334102 | 5 | | Elect Arthur Freeze | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Silver Viper Minerals Corp. | 6/24/2020 | | Annual | VIPR | | 828334102 | 6 | | Elect Stephen Cope | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Silver Viper Minerals Corp. | 6/24/2020 | | Annual | VIPR | | 828334102 | 7 | | Elect Carla Hartzenberg | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Silver Viper Minerals Corp. | 6/24/2020 | | Annual | VIPR | | 828334102 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Silver Viper Minerals Corp. | 6/24/2020 | | Annual | VIPR | | 828334102 | 9 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| SilverCrest Metals Inc. | 6/15/2020 | | Annual | SIL | | 828363101 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| SilverCrest Metals Inc. | 6/15/2020 | | Annual | SIL | | 828363101 | 2 | | Elect N. Eric Fier | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| SilverCrest Metals Inc. | 6/15/2020 | | Annual | SIL | | 828363101 | 3 | | Elect Ross Glanville | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| SilverCrest Metals Inc. | 6/15/2020 | | Annual | SIL | | 828363101 | 4 | | Elect Ani Markova | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| SilverCrest Metals Inc. | 6/15/2020 | | Annual | SIL | | 828363101 | 5 | | Elect Hannes Portmann | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| SilverCrest Metals Inc. | 6/15/2020 | | Annual | SIL | | 828363101 | 6 | | Elect Graham C. Thody | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| SilverCrest Metals Inc. | 6/15/2020 | | Annual | SIL | | 828363101 | 7 | | Elect John H. Wright | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| SilverCrest Metals Inc. | 6/15/2020 | | Annual | SIL | | 828363101 | 8 | | Appointment of Auditor | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Sirios Resources Inc. | 11/19/2019 | | Mix | SOI | | 829908508 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Sirios Resources Inc. | 11/19/2019 | | Mix | SOI | | 829908508 | 2 | | Elect Dominique Doucet | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Sirios Resources Inc. | 11/19/2019 | | Mix | SOI | | 829908508 | 3 | | Elect Michel Bouchard | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Sirios Resources Inc. | 11/19/2019 | | Mix | SOI | | 829908508 | 4 | | Elect Guy Chevrette | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Sirios Resources Inc. | 11/19/2019 | | Mix | SOI | | 829908508 | 5 | | Elect Luc Cloutier | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Sirios Resources Inc. | 11/19/2019 | | Mix | SOI | | 829908508 | 6 | | Elect Gilles Dupuis | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Sirios Resources Inc. | 11/19/2019 | | Mix | SOI | | 829908508 | 7 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Sirios Resources Inc. | 11/19/2019 | | Mix | SOI | | 829908508 | 8 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Sixth Wave Innovations Inc. | 11/29/2019 | | Special | SIXW | | ADPV44615 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Sixth Wave Innovations Inc. | 11/29/2019 | | Special | SIXW | | ADPV44615 | 2 | | Bondholder Proposal | Mgmt | N/A | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Southern Gold Limited | 5/7/2020 | | Special | SAU | | Q85896191 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Southern Gold Limited | 5/7/2020 | | Special | SAU | | Q85896191 | 2 | | Ratify Issue of Securities (Tranche 1 Placement under Listing Rule 7.1) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Southern Gold Limited | 5/7/2020 | | Special | SAU | | Q85896191 | 3 | | Ratify Issue of Securities (Tranche 1 Placement under Listing Rule 7.1A) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Southern Gold Limited | 5/7/2020 | | Special | SAU | | Q85896191 | 4 | | Approve Issue of Securities (Tranche 2 Placement to Metal Tiger) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Southern Gold Limited | 5/7/2020 | | Special | SAU | | Q85896191 | 5 | | Approve Issue of Securities (Chair Greg Boulton) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Southern Gold Limited | 5/7/2020 | | Special | SAU | | Q85896191 | 6 | | Approve Issue of Securities (NED David Turvey) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Southern Gold Limited | 5/7/2020 | | Special | SAU | | Q85896191 | 7 | | Approve Issue of Securities (NED Peter Bamford) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Southern Gold Limited | 5/7/2020 | | Special | SAU | | Q85896191 | 8 | | Approve Issue of Securities (Executive Director Bee Jay Kim) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Southern Gold Limited | 5/7/2020 | | Special | SAU | | Q85896191 | 9 | | Approve Issue of Securities (NED Douglas Kirwin) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Southern Gold Limited | 5/7/2020 | | Special | SAU | | Q85896191 | 10 | | Equity Grant (NED Douglas Kirwin) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Southern Gold Limited | 5/7/2020 | | Special | SAU | | Q85896191 | 11 | | Equity Grant (Proposed Director Terry Grammer) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Southern Gold Limited | 10/10/2019 | | Annual | SAU | | Q85896191 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Southern Gold Limited | 10/10/2019 | | Annual | SAU | | Q85896191 | 2 | | Remuneration Report | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Southern Gold Limited | 10/10/2019 | | Annual | SAU | | Q85896191 | 3 | | Re-elect David Turvey | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Southern Gold Limited | 10/10/2019 | | Annual | SAU | | Q85896191 | 4 | | Elect KIM Bee Jay | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Southern Gold Limited | 10/10/2019 | | Annual | SAU | | Q85896191 | 5 | | Ratify Placement of Securities (Consultancy Services) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Southern Gold Limited | 10/10/2019 | | Annual | SAU | | Q85896191 | 6 | | Ratify Placement of Securities (February Placement) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Southern Gold Limited | 10/10/2019 | | Annual | SAU | | Q85896191 | 7 | | Ratify Placement of Securities (February Placement - Listing Rule 7.1A) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Southern Gold Limited | 10/10/2019 | | Annual | SAU | | Q85896191 | 8 | | Ratify Placement of Securities (Options under Loan Terms) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Southern Gold Limited | 10/10/2019 | | Annual | SAU | | Q85896191 | 9 | | Ratify Placement of securities (Options under July Placement) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Southern Gold Limited | 10/10/2019 | | Annual | SAU | | Q85896191 | 10 | | Equity Grant (MD Simon Mitchell) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Southern Gold Limited | 10/10/2019 | | Annual | SAU | | Q85896191 | 11 | | Equity Grant (Chair Greg Boulton) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Southern Gold Limited | 10/10/2019 | | Annual | SAU | | Q85896191 | 12 | | Equity Grant (NED David Turvey) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Southern Gold Limited | 10/10/2019 | | Annual | SAU | | Q85896191 | 13 | | Equity Grant (NED Peter Bamford) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Southern Gold Limited | 10/10/2019 | | Annual | SAU | | Q85896191 | 14 | | Equity Grant (Executive Director KIM Bee Jay) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Southern Gold Limited | 10/10/2019 | | Annual | SAU | | Q85896191 | 15 | | Approve Issue of Securities | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Southern Gold Limited | 10/10/2019 | | Annual | SAU | | Q85896191 | 16 | | Approve Issue of Securities (10% Placement Facility) | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Strikepoint Gold Inc. | 12/19/2019 | | Mix | SKP | | 86332K202 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Strikepoint Gold Inc. | 12/19/2019 | | Mix | SKP | | 86332K202 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Strikepoint Gold Inc. | 12/19/2019 | | Mix | SKP | | 86332K202 | 3 | | Elect Shawn Khunkhun | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Strikepoint Gold Inc. | 12/19/2019 | | Mix | SKP | | 86332K202 | 4 | | Elect Adrian Fleming | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Strikepoint Gold Inc. | 12/19/2019 | | Mix | SKP | | 86332K202 | 5 | | Elect Ian Harris | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Strikepoint Gold Inc. | 12/19/2019 | | Mix | SKP | | 86332K202 | 6 | | Elect Darryl Jones | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Strikepoint Gold Inc. | 12/19/2019 | | Mix | SKP | | 86332K202 | 7 | | Elect Carol Li | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Strikepoint Gold Inc. | 12/19/2019 | | Mix | SKP | | 86332K202 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Strikepoint Gold Inc. | 12/19/2019 | | Mix | SKP | | 86332K202 | 9 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Terrax Minerals Inc. | 12/17/2019 | | Mix | TXR | | 88103X108 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Terrax Minerals Inc. | 12/17/2019 | | Mix | TXR | | 88103X108 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Terrax Minerals Inc. | 12/17/2019 | | Mix | TXR | | 88103X108 | 3 | | Elect Gerald Panneton | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Terrax Minerals Inc. | 12/17/2019 | | Mix | TXR | | 88103X108 | 4 | | Elect David Suda | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Terrax Minerals Inc. | 12/17/2019 | | Mix | TXR | | 88103X108 | 5 | | Elect Stuart Rogers | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Terrax Minerals Inc. | 12/17/2019 | | Mix | TXR | | 88103X108 | 6 | | Elect Louis Dionne | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Terrax Minerals Inc. | 12/17/2019 | | Mix | TXR | | 88103X108 | 7 | | Elect Elif Levesque | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Terrax Minerals Inc. | 12/17/2019 | | Mix | TXR | | 88103X108 | 8 | | Elect Laurie Gaborit | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Terrax Minerals Inc. | 12/17/2019 | | Mix | TXR | | 88103X108 | 9 | | Elect Russell Starr | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Terrax Minerals Inc. | 12/17/2019 | | Mix | TXR | | 88103X108 | 10 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Terrax Minerals Inc. | 12/17/2019 | | Mix | TXR | | 88103X108 | 11 | | Amendments to the Stock Option Plan | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Toachi Mining Inc. | 9/3/2019 | | Special | TIM | | 888785102 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Toachi Mining Inc. | 9/3/2019 | | Special | TIM | | 888785102 | 2 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Toachi Mining Inc. | 9/3/2019 | | Special | TIM | | 888785102 | 3 | | Atico Transaction | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Toachi Mining Inc. | 9/3/2019 | | Special | TIM | | ADPC02735 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Toachi Mining Inc. | 9/3/2019 | | Special | TIM | | ADPC02735 | 2 | | Atico Transaction | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Toachi Mining Inc. | 9/3/2019 | | Special | TIM | | ADPC02735 | 3 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Tristar Gold Inc. | 11/7/2019 | | Annual | TSG | | 89678B109 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Tristar Gold Inc. | 11/7/2019 | | Annual | TSG | | 89678B109 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Tristar Gold Inc. | 11/7/2019 | | Annual | TSG | | 89678B109 | 3 | | Elect Mark E. Jones, III | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Tristar Gold Inc. | 11/7/2019 | | Annual | TSG | | 89678B109 | 4 | | Elect Nicholas D. Appleyard | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Tristar Gold Inc. | 11/7/2019 | | Annual | TSG | | 89678B109 | 5 | | Elect Brian C. Irwin | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Tristar Gold Inc. | 11/7/2019 | | Annual | TSG | | 89678B109 | 6 | | Elect Quinton Hennigh | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Tristar Gold Inc. | 11/7/2019 | | Annual | TSG | | 89678B109 | 7 | | Elect Leendert G. Krol | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Tristar Gold Inc. | 11/7/2019 | | Annual | TSG | | 89678B109 | 8 | | Elect Carlos Vilhena | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Tristar Gold Inc. | 11/7/2019 | | Annual | TSG | | 89678B109 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| VR Resources Ltd. | 8/29/2019 | | Annual | VRR | | 91831M105 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| VR Resources Ltd. | 8/29/2019 | | Annual | VRR | | 91831M105 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| VR Resources Ltd. | 8/29/2019 | | Annual | VRR | | 91831M105 | 3 | | Elect Michael Gunning | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| VR Resources Ltd. | 8/29/2019 | | Annual | VRR | | 91831M105 | 4 | | Elect Darin W. Wagner | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| VR Resources Ltd. | 8/29/2019 | | Annual | VRR | | 91831M105 | 5 | | Elect Craig Lindsay | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| VR Resources Ltd. | 8/29/2019 | | Annual | VRR | | 91831M105 | 6 | | Elect Michael Thomson | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| VR Resources Ltd. | 8/29/2019 | | Annual | VRR | | 91831M105 | 7 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| VR Resources Ltd. | 8/29/2019 | | Annual | VRR | | 91831M105 | 8 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Wesdome Gold Mines Ltd. | 6/2/2020 | | Mix | WDO | | 95083R100 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Wesdome Gold Mines Ltd. | 6/2/2020 | | Mix | WDO | | 95083R100 | 2 | | Elect Charles Main | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Wesdome Gold Mines Ltd. | 6/2/2020 | | Mix | WDO | | 95083R100 | 3 | | Elect Duncan Middlemiss | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Wesdome Gold Mines Ltd. | 6/2/2020 | | Mix | WDO | | 95083R100 | 4 | | Elect Nadine Miller | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Wesdome Gold Mines Ltd. | 6/2/2020 | | Mix | WDO | | 95083R100 | 5 | | Elect Warwick Morley-Jepson | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Wesdome Gold Mines Ltd. | 6/2/2020 | | Mix | WDO | | 95083R100 | 6 | | Elect Brian N. Skanderbeg | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Wesdome Gold Mines Ltd. | 6/2/2020 | | Mix | WDO | | 95083R100 | 7 | | Elect Edie Thome | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Wesdome Gold Mines Ltd. | 6/2/2020 | | Mix | WDO | | 95083R100 | 8 | | Elect Bill Washington | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Wesdome Gold Mines Ltd. | 6/2/2020 | | Mix | WDO | | 95083R100 | 9 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Wesdome Gold Mines Ltd. | 6/2/2020 | | Mix | WDO | | 95083R100 | 10 | | Approval of the 2020 Omnibus Equity Incentive Plan | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Wesdome Gold Mines Ltd. | 6/2/2020 | | Mix | WDO | | 95083R100 | 11 | | Advisory Vote on Executive Compensation | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Westhaven Ventures Inc. | 12/13/2019 | | Annual | WHN | | 960354108 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Westhaven Ventures Inc. | 12/13/2019 | | Annual | WHN | | 960354108 | 2 | | Board Size | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Westhaven Ventures Inc. | 12/13/2019 | | Annual | WHN | | 960354108 | 3 | | Elect D. Grenville Thomas | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Westhaven Ventures Inc. | 12/13/2019 | | Annual | WHN | | 960354108 | 4 | | Elect Gareth Thomas | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Westhaven Ventures Inc. | 12/13/2019 | | Annual | WHN | | 960354108 | 5 | | Elect Victor A. Tanaka | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Westhaven Ventures Inc. | 12/13/2019 | | Annual | WHN | | 960354108 | 6 | | Elect Shaun Pollard | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Westhaven Ventures Inc. | 12/13/2019 | | Annual | WHN | | 960354108 | 7 | | Elect Hannah McDonald | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Westhaven Ventures Inc. | 12/13/2019 | | Annual | WHN | | 960354108 | 8 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Westhaven Ventures Inc. | 12/13/2019 | | Annual | WHN | | 960354108 | 9 | | Stock Option Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Westhaven Ventures Inc. | 12/13/2019 | | Annual | WHN | | 960354108 | 10 | | Transaction of Other Business | Mgmt | For | Against | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Wolfden Resources Corporation | 6/29/2020 | | Mix | WLF | | 977750108 | 1 | | Non-Voting Meeting Note | N/A | N/A | N/A | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Wolfden Resources Corporation | 6/29/2020 | | Mix | WLF | | 977750108 | 2 | | Elect Ewan S. Downie | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Wolfden Resources Corporation | 6/29/2020 | | Mix | WLF | | 977750108 | 3 | | Elect Ronald Little | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Wolfden Resources Corporation | 6/29/2020 | | Mix | WLF | | 977750108 | 4 | | Elect Ian Atkinson | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Wolfden Resources Corporation | 6/29/2020 | | Mix | WLF | | 977750108 | 5 | | Elect Donald Bubar | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Wolfden Resources Corporation | 6/29/2020 | | Mix | WLF | | 977750108 | 6 | | Elect John Seaman | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Wolfden Resources Corporation | 6/29/2020 | | Mix | WLF | | 977750108 | 7 | | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
| Wolfden Resources Corporation | 6/29/2020 | | Mix | WLF | | 977750108 | 8 | | Share Incentive Plan Renewal | Mgmt | For | For | U.S. Global Investors Funds World Precious Minerals Fund | Voted |
