UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 20, 2011
E*TRADE Financial Corporation
(Exact name of registrant as specified in its charter)
Delaware | 1-11921 | 94-2844166 |
(State or other jurisdiction | (Commission File Number) | (I.R.S. Employer |
1271 Avenue of the Americas, 14th Floor, New York, New York 10020 |
(Address of principal executive offices and Zip Code) |
(646) 521-4300
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
⃞ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
⃞ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
⃞ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
⃞ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
ITEM 2.02. RESULTS OF OPERATIONS AND FINANCIAL CONDITION
On July 20, 2011, the Company announced its second quarter earnings for fiscal year 2011. A copy of the Company’s press release is attached hereto as Exhibit 99.1 and incorporated by reference herein.
As of June 30, 2011, a cumulative total of $1.6 billion of the Company’s convertible debentures have been converted which results in approximately 280 million of common shares outstanding. The remaining face value of convertible debt as of June 30, 2011 is approximately $100 million, which can be converted into approximately 10 million shares of common stock.
The information furnished shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, or incorporated by reference into any filing thereunder or under the Securities Act of 1933 unless expressly set forth by specific reference in such filing.
ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS
(d) Exhibits
99.1 Earnings Press Release, dated July 20, 2011
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: | July 20, 2011 | ||
E*TRADE FINANCIAL CORPORATION | |||
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| By: | /s/ Karl A. Roessner |
Karl A. Roessner | |||
Corporate Secretary | |||