UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): January 23, 2014
E*TRADE Financial Corporation
(Exact name of registrant as specified in its charter)
Delaware | 1-11921 | 94-2844166 |
(State or other jurisdiction | (Commission File Number) | (I.R.S. Employer |
1271 Avenue of the Americas, 14th Floor, New York, New York 10020 |
(Address of principal executive offices and Zip Code) |
(646) 521-4300
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
⃞ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
⃞ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
⃞ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
⃞ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
| ITEM 2.02. RESULTS OF OPERATIONS AND FINANCIAL CONDITION |
On January 23, 2014, the Company announced its fourth quarter and full year earnings for fiscal year 2013. A copy of the Company’s press release is attached hereto as Exhibit 99.1 and incorporated by reference herein.
The information furnished shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, or incorporated by reference into any filing thereunder or under the Securities Act of 1933 unless expressly set forth by specific reference in such filing.
| ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS |
| (d) | Exhibits |
99.1 | Earnings Press Release, dated January 23, 2014 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: | January 23, 2014 | ||
E*TRADE FINANCIAL CORPORATION | |||
|
| By: | /s/ Karl A. Roessner |
Karl A. Roessner | |||
Corporate Secretary | |||