UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934
| Date of Report (Date of earliest reported) | April 16, 2004 |
E*TRADE Financial Corporation (Exact name of registrant as specified in its chapter) | ||||
Delaware (State or other jurisdiction of incorporation) | 1-11921 (Commission File Number) | 94-2844166 (IRS Employer Identification No.) | ||
135 East 57th Street, New York, New York (Address of principal executive offices) | 10022 (Zip Code) | |||
| Registrant’s telephone number, including area code | 646-521-4300 | |
(Former name or former address, if changed since last report) | ||
ITEM 9: REGULATION FD DISCLOSURE
ITEM 12: RESULTS OF OPERATIONS AND FINANCIAL CONDITION
The following information is furnished pursuant to Item 9, “Regulation FD Disclosure” and Item 12, “Results of Operations and Financial Condition.”
On April 16, 2004, the Company announced its first-quarter earnings for fiscal year 2004. A copy of the Company’s press release is attached hereto as Exhibit 99.1 and incorporated by reference herein.
The information furnished shall not be deemed “filed “ for purposes of Section 18 of the Securities Exchange Act of 1934, or incorporated by reference into any filing thereunder or under the Securities Act of 1933 unless expressly set forth by specific reference in such filing.
Exhibit Index
99.1 Earnings Press Release, dated April 16, 2004
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: April 16, 2004 | E*TRADE Financial Corporation | |||||||
| By: | /s/ Russell S. Elmer | |||||||
| Russell S. Elmer | ||||||||
| Corporate Secretary | ||||||||
