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Filing tables
Filing exhibits
- 10-Q Quarterly report
- 4.1 First Supplemental Indenture Dated September 19, 2005
- 4.2 Indenture Dated September 19, 2005
- 4.3 Registration Rights Agreement Dated As of September 19, 2005
- 4.4 Registration Rights Agreement Dated As of September 19, 2005
- 10.1 Credit Agreement Dated September 19, 2005
- 31.1 Rule 13A-14A/15D-14(A) Certification of Mitchell H. Caplan
- 31.2 Rule 13A-14A/15D-14(A) Certification of Robert J. Simmons
- 32.1 Section 1350 Certification of Mitchell H. Caplan and Robert J. Simmons
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Exhibit 32.1
The certification set forth below is being submitted in connection with this quarterly report on Form 10-Q of E*TRADE Financial Corporation (the “Quarterly Report”) for the purpose of complying with Rule 13a-14(b) or Rule 15d-14(b) of the Securities Exchange Act of 1934 (the “Exchange Act”) and Section 1350 of Chapter 63 of Title 18 of the United States Code.
Mitchell H. Caplan, the Chief Executive Officer and Robert J. Simmons, the Chief Financial Officer of E*TRADE Financial Corporation, each certifies that, to the best of their knowledge:
1. | the Quarterly Report fully complies with the requirements of Section 13(a) or 15(d) of the Exchange Act; and |
2. | the information contained in the Quarterly Report fairly presents, in all material respects, the financial condition and results of operations of E*TRADE Financial Corporation. |
Dated: November 1, 2005
/S/ MITCHELL H. CAPLAN |
Name: Mitchell H. Caplan |
Chief Executive Officer |
/S/ ROBERT J. SIMMONS |
Name: Robert J. Simmons |
Chief Financial Officer |