UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
__________
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED):
September 24, 2015
__________
CARVER BANCORP, INC.
(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)
DELAWARE
(STATE OR OTHER JURISDICTION OF INCORPORATION)
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| 001-13007 | 13-3904174 |
| (COMMISSION FILE NUMBER) | (I.R.S. EMPLOYER IDENTIFICATION NO.) |
75 West 125th Street
New York, NY 10027-4512
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)
(212) 360-8820
(REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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| o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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| o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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| o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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| o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.07 Submission of Matters to a Vote of Security Holders
On September 24, 2015, Carver Bancorp, Inc. (the "Company") held its Annual Meeting of Stockholders. At the Annual Meeting, stockholders considered the election of directors, the ratification of the independent registered public accountants, and an advisory vote to approve the compensation paid to the Company’s named executive officers. The vote of the stockholders was as follows:
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| Proposal 1. | The election as directors of the nominees listed below each to serve for a three-year term. |
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| | | | | | |
| Nominee | For | Withheld | Broker Non-Votes |
| | | | |
| Robert R. Tarter | 2,993,843 |
| 89,995 |
| 251,535 |
|
| | | | |
Kenneth J. Knuckles
| 3,083,374 |
| 464 |
| 251,535 |
|
| | | | |
| Ingrid LaMae deJongh | 3,083,355 |
| 483 |
| 251,535 |
|
| | | | |
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| Proposal 2. | To ratify the appointment of KPMG LLP as independent auditors for Carver Bancorp, Inc. for the fiscal year ending March 31, 2016. |
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| | | | | | | |
| For | Against | Abstain | Broker Non-Votes |
| | | | |
| 3,328,538 |
| 6,712 |
| 123 |
| — |
|
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| Proposal 3. | Advisory (non-binding) approval of the compensation of our named executive officers as described in the proxy statement. |
|
| | | | | | | |
| For | Against | Abstain | Broker Non-Votes |
| | | | |
| 3,082,183 |
| 988 |
| 666 |
| 251,536 |
|
Item 9.01 Financial Statements and Exhibits.
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| | |
| (a) | | Financial statements of businesses acquired. Not Applicable. |
| | | |
| (b) | | Pro forma financial information. Not Applicable. |
| | | |
| (c) | | Shell company transactions: Not Applicable. |
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| (d) | | Exhibits. Not Applicable. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
DATE: September 25, 2015
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| | |
| BY: | /s/ Michael T. Pugh | |
| | Michael T. Pugh | |
| | President and Chief Executive Officer. | |
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