| FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 10/26/2015 | 3. Issuer Name and Ticker or Trading Symbol Silver Dragon Resources Inc. [ SDRG ] | |||||||||||||
| 4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Common Stock, par value $0.0001 per share | 150,000(1) | D | |
| Common Stock, par value $0.0001 per share | 161,409,726(2) | I | See Footnote 2(2) |
| Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Explanation of Responses: |
| 1. These securities are beneficially owned solely by Ms. Chan King Yuet. |
| 2. Ms. Chan is a member of a "group" with certain other stockholders for purposes of Section 13(d) of the Exchange Act, as reported in the Schedule 13D of Ms. Chan as such other stockholders, as filed on April 12, 2013 and amended on April 17, 2013, October 27, 2015, January 19, 2016 and February 1, 2016. Ms. Chan may be deemed to have shared voting power over the additional 161,409,726 common shares reported in Table I of this Form 3 by virtue of the Voting Agreement and Joinder Agreements with such other stockholders named in the Schedule 13D, as amended. Ms. Chan has neither dispositive power nor a pecuniary interest in any such shares held by such other stockholders and disclaims beneficial ownership therein, and such other stockholders do not have voting or dispositive power or a pecuniary interest in the 150,000 shares owned directly by Ms. Chan. |
| Remarks: |
| /s/ Kelly G. Howard, Attorney-in-Fact for Chan King Yuet | 02/12/2016 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||
