UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 14, 2007
Hot Topic, Inc.
(Exact name of registrant as specified in its charter)
California | 0-28784 | 77-0198182 | ||
(State or other jurisdiction of incorporation) | (Commission File Number) | (I.R.S. Employer Identification No.) |
18305 E. San Jose Avenue, City of Industry, California | 91748 | |
(Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code: (626) 839-4681
Not Applicable.
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.02 | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
(d) On June 14, 2007, Evelyn D’An was appointed as member of our Board of Directors and the Audit Committee of our Board of Directors. In connection with her appointment, Ms. D’An received a stock option to purchase 11,196 shares of our common stock at an exercise price of $11.21 (the closing sales price of our common stock on June 14, 2007) and a stock grant of 2,230 shares of our common stock. We announced Ms. D’An’s appointment in the press release dated June 18, 2007 attached hereto as Exhibit 99.1 and incorporated herein by reference.
Item 9.01 | Financial Statements and Exhibits. |
(d) | Exhibits. |
Exhibit No. | Description | |
99.1 | Hot Topic, Inc. Press Release dated June 18, 2007. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
HOT TOPIC, INC. | ||
By: | /s/ James McGinty | |
James McGinty Chief Financial Officer |
Date: June 18, 2007
INDEX TO EXHIBITS
Exhibit No. | Description | |
99.1 | Hot Topic, Inc. Press Release dated June 18, 2007. |