Table of Contents
As Filed With the Securities and Exchange Commission
on February 19, 2008
on February 19, 2008
Registration No. _______________
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
FIRST ACCEPTANCE CORPORATION
(Exact Name of Registrant as Specified in its Charter)
Delaware | 75-1328153 | |
(State or Other Jurisdiction of | (I.R.S. Employer Identification No.) | |
Incorporation or Organization) | ||
3322 West End Ave, Suite 1000 | ||
Nashville, Tennessee | 37203 | |
(Address of Principal Executive Offices) | (Zip Code) |
FIRST ACCEPTANCE CORPORATION
EMPLOYEE STOCK PURCHASE PLAN
(Full Title of the Plan)
EMPLOYEE STOCK PURCHASE PLAN
(Full Title of the Plan)
Kevin P. Cohn
Chief Financial Officer
First Acceptance Corporation
3322 West End Ave, Suite 1000
Nashville, Tennessee 37203
(Name and Address of Agent for Service)
Chief Financial Officer
First Acceptance Corporation
3322 West End Ave, Suite 1000
Nashville, Tennessee 37203
(Name and Address of Agent for Service)
(615) 844-2800
(Telephone Number, Including Area Code, of Agent for Service)
(Telephone Number, Including Area Code, of Agent for Service)
CALCULATION OF REGISTRATION FEE
Proposed | ||||||||||||||||||||||
Proposed | Maximum | |||||||||||||||||||||
Title of Each Class | Maximum | Aggregate | ||||||||||||||||||||
Of Securities To Be | Amount To Be | Offering Price | Offering | Amount Of | ||||||||||||||||||
Registered | Registered(1) | Per Share(2) | Price(2) | Registration Fee | ||||||||||||||||||
Common Stock, $0.01 par value | 100,000 shares | $ | 3.835 | $ | 383,500 | $ | 15.07 | |||||||||||||||
(1) | Pursuant to Rule 416(a) under the Securities Act of 1933, as amended, this Registration Statement also covers an indeterminate number of additional shares of Common Stock that become issuable under the Registrant’s Employee Stock Purchase Plan, as amended, by reason of any stock dividend, stock split, recapitalization or other similar transaction effected without receipt of consideration that increases the number of outstanding shares of the Registrant’s Common Stock. | |
(2) | Pursuant to Rules 457(c) and (h)(1) under the Securities Act of 1933, as amended, the offering price is estimated solely for the purpose of calculating the amount of the registration fee on the basis of the average of the high and low sales prices of the Registrant’s Common Stock as reported on the New York Stock Exchange on February 14, 2008, which was $3.835 per share. |
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REGISTRATION OF ADDITIONAL SECURITIES
This Registration Statement is filed pursuant to General Instruction E of Form S-8 for the purpose of registering additional shares of the Registrant’s Common Stock, $0.01 par value, for the Registrant’s Employee Stock Purchase Plan, as amended.
INCORPORATION BY REFERENCE OF EARLIER REGISTRATION STATEMENTS
The Registration Statement on Form S-8 (File No. 333-121551) previously filed by the Registrant with the Securities and Exchange Commission on December 22, 2004 is hereby incorporated by reference.
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 8. | Exhibits. |
4.1 | Restated Certificate of Incorporation of First Acceptance Corporation (previously filed as Exhibit 3.1 of the Registrant’s Current Report on Form 8-K dated May 3, 2004). | |||
4.2 | Second Amended and Restated Bylaws of First Acceptance Corporation (previously filed as Exhibit 3 of the Registrant’s Current Report on Form 8-K dated November 9, 2007). | |||
4.3 | First Acceptance Corporation Employee Stock Purchase Plan (previously filed as Exhibit 10.1 of the Registrant’s Registration Statement on Form S-8 (File No. 333-121551) filed December 22, 2004). | |||
4.4 | First Amendment to First Acceptance Corporation Employee Stock Purchase Plan (previously filed as Exhibit 10.1 of the Registrant’s Quarterly Report on Form 10-Q for the quarter ended December 31, 2007). | |||
5.1 | Opinion of Bass, Berry & Sims PLC. | |||
23.1 | Consent of Ernst & Young LLP. | |||
23.2 | Consent of Bass, Berry & Sims PLC (included in Exhibit 5.1). | |||
24.1 | Power of Attorney (included on signature page of this Registration Statement). |
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8, and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Nashville, State of Tennessee, on February 19, 2008.
FIRST ACCEPTANCE CORPORATION | ||||
By: | /s/ Stephen J. Harrison | |||
Stephen J. Harrison | ||||
Chief Executive Officer | ||||
KNOW ALL MEN BY THESE PRESENTS,each person whose signature appears below hereby constitutes and appoints Stephen J. Harrison and Kevin P. Cohn, and each of them, his or her true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him or her and in his or her name, place, and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Registration Statement, and to file the same, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary, as fully to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or his or her substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated below.
Signature | Title | Date | ||
/s/ Stephen J. Harrison | Chief Executive Officer and Director (Principal Executive Officer) | February 19, 2008 | ||
/s/ Kevin P. Cohn | Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) | February 19, 2008 | ||
/s/ Gerald J. Ford | Chairman of the Board of Directors | February 19, 2008 | ||
/s/ Thomas M. Harrison, Jr. | Director | February 19, 2008 | ||
/s/ Tom C. Nichols | Director | February 19, 2008 | ||
/s/ Rhodes R. Bobbitt | Director | February 19, 2008 | ||
/s/ Harvey B. Cash | Director | February 19, 2008 | ||
/s/ Donald J. Edwards | Director | February 19, 2008 | ||
/s/ Lyndon L. Olson, Jr. | Director | February 19, 2008 | ||
/s/ William A. Shipp, Jr. | Director | February 19, 2008 |
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EXHIBIT INDEX
Exhibit 4.1 | Restated Certificate of Incorporation of First Acceptance Corporation (previously filed as Exhibit 3.1 of the Registrant’s Current Report on Form 8-K dated May 3, 2004). | |
Exhibit 4.2 | Second Amended and Restated Bylaws of First Acceptance Corporation (previously filed as Exhibit 3 of the Registrant’s Current Report on Form 8-K dated November 9, 2007). | |
Exhibit 4.3 | First Acceptance Corporation Employee Stock Purchase Plan (previously filed as Exhibit 10.1 of the Registrant’s Registration Statement on Form S-8 (File No. 333-121551) filed December 22, 2004). | |
Exhibit 4.4 | First Amendment to First Acceptance Corporation Employee Stock Purchase Plan (previously filed as Exhibit 10.1 of the Registrant’s Quarterly Report on Form 10-Q for the quarter ended December 31, 2007). | |
Exhibit 5.1 | Opinion of Bass, Berry & Sims PLC. | |
Exhibit 23.1 | Consent of Ernst & Young LLP. | |
Exhibit 23.2 | Consent of Bass, Berry & Sims PLC (included in Exhibit 5.1). | |
Exhibit 24.1 | Power of Attorney (included on signature page of this Registration Statement). |