UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
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CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 25, 2019
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UNITED TECHNOLOGIES CORPORATION
(Exact name of registrant as specified in its charter)
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| Delaware | 1-812 | 06-0570975 |
(State or other jurisdiction of incorporation) | (Commission File Number) | (I.R.S. Employer Identification No.) |
10 Farm Springs Road
Farmington, Connecticut 06032
(Address of principal executive offices, including zip code)
Registrant’s telephone number, including area code
(860) 728-7000
N/A
(Former name or former address, if changed since last report)
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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| o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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| o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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| o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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| o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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| Title of each class | Trading Symbol(s) | | Name of each exchange on which registered |
| Common Stock ($1 par value) | UTX | | New York Stock Exchange |
| (CUSIP 913017 10 9) | | | |
| 1.125% Notes due 2021 | UTX 21D | | New York Stock Exchange |
| (CUSIP 913017 CD9) | | | |
| 1.250% Notes due 2023 | UTX 23 | | New York Stock Exchange |
| (CUSIP U91301 AD0) | | | |
| 1.150% Notes due 2024 | UTX 24A | | New York Stock Exchange |
| (CUSIP 913017 CU1) | | | |
| 1.875% Notes due 2026 | UTX 26 | | New York Stock Exchange |
| (CUSIP 913017 CE7) | | | |
| 2.150% Notes due 2030 | UTX 30 | | New York Stock Exchange |
| (CUSIP 913017 CV9) | | | |
| Floating Rate Notes due 2019 | UTX 19C | | New York Stock Exchange |
| (CUSIP 913017 CS6) | | | |
| Floating Rate Notes due 2020 | UTX 20B | | New York Stock Exchange |
| (CUSIP 913017 CT4) | | | |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Section 8 - Other Events
Item 8.01. Other Events.
On June 25, 2019, United Technologies Corporation (“UTC”) issued a press release announcing the appointment of Christopher T. Calio as president of Pratt & Whitney, effective upon the retirement of Robert Leduc in early 2020. A copy of the press release is attached as Exhibit 99.1 and incorporated herein by reference.
Section 9 - Financial Statements and Exhibits
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
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Exhibit Number | Exhibit Description |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| | UNITED TECHNOLOGIES CORPORATION |
| | (Registrant) |
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| Date: June 25, 2019 | By: | /S/ PETER J. GRABER-LIPPERMAN |
| | | Peter J. Graber-Lipperman |
| | | Corporate Vice President, Secretary and Associate General Counsel |
