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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
Amendment No. 1
þ | QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the Quarterly Period Ended June 30, 2009
OR
o | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the Transition Period From to
Commission File Number 1-12001
ALLEGHENY TECHNOLOGIES INCORPORATED
(Exact name of registrant as specified in its charter)
Delaware | 25-1792394 | |
(State or other jurisdiction of | (I.R.S. Employer | |
incorporation or organization) | Identification No.) | |
1000 Six PPG Place | ||
Pittsburgh, Pennsylvania | 15222-5479 | |
(Address of Principal Executive Offices) | (Zip Code) |
(412) 394-2800
(Registrant’s telephone number, including area code)
Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yesþ Noo
Indicate by check mark whether the Registrant submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yesþ Noo
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filerþ | Accelerated filero | Non-accelerated filero | Smaller reporting companyo | |||
(Do not check if a smaller reporting company) |
Indicate by check mark whether the Registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yeso Noþ
At July 29, 2009, the registrant had outstanding 98,073,310 shares of its Common Stock.
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Explanatory Note
The purpose of this Amendment No. 1 to Allegheny Technologies Incorporated’s quarterly report on Form 10-Q for the period ended June 30, 2009 (“Form 10-Q”), as filed with the U.S. Securities and Exchange Commission on August 4, 2009, is to furnish Exhibit 101 to the Form 10-Q as required by Rule 405 of Regulation S-T. Exhibit 101 to this report provides the following items from our Form 10-Q formatted in Extensible Business Reporting Language (XBRL): (i) the unaudited Consolidated Balance Sheet, (ii) the unaudited Consolidated Statement of Operations, (iii) the unaudited Consolidated Statement of Cash Flows, (iv) the unaudited Statements of Changes in Stockholders’ Equity, and (v) the unaudited Notes to Financial Statements, tagged as blocks of text. No other changes have been made to the Form 10-Q.
This Form 10-Q/A does not reflect subsequent events occurring after the original filing date of the Form 10-Q or modify or update in any way disclosures made in the Form 10-Q.
In accordance with Rule 402 of Regulation S-T, Exhibit 101 to this report shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liability of that section, and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
Item 6. | Exhibits |
(a) | Exhibits |
4.1 | Indenture, dated June 1, 2009, between Allegheny Technologies Incorporated and The Bank of New York Mellon, as Trustee (incorporated by reference to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K dated June 3, 2009 (File No. 1-12001)). | |
4.2 | First Supplemental Indenture, dated June 1, 2009, between Allegheny Technologies Incorporated and The Bank of New York Mellon, as Trustee (incorporated by reference to Exhibit 4.2 to the Registrant’s Current Report on Form 8-K dated June 3, 2009 (File No. 1-12001)). | |
4.3 | Second Supplemental Indenture, dated June 2, 2009, between Allegheny Technologies Incorporated and The Bank of New York Mellon, as Trustee (incorporated by reference to Exhibit 4.3 to the Registrant’s Current Report on Form 8-K dated June 3, 2009 (File No. 1-12001)). | |
4.4 | Form of 9.375% Senior Note due 2019 (incorporated by reference to Exhibit 4.4 to the Registrant’s Current Report on Form 8-K dated June 3, 2009 (File No. 1-12001)). | |
4.5 | Form of 4.25% Convertible Senior Note due 2014 (incorporated by reference to Exhibit 4.5 to the Registrant’s Current Report on Form 8-K dated June 3, 2009 (File No. 1-12001)). | |
10.1 | First Amendment to Credit Agreement, dated May 29, 2009, by and among ATI Funding Corporation, TDY Holdings, LLC, the guarantors party thereto, the lenders party thereto and PNC Bank, National Association, as administrative agent for the lenders (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K dated June 3, 2009 (File No. 1-12001)). | |
* 31.1 | Certification of Chief Executive Officer required by Securities and Exchange Commission Rule 13a – 14(a) or 15d – 14(a). | |
* 31.2 | Certification of Chief Financial Officer required by Securities and Exchange Commission Rule 13a – 14(a) or 15d – 14(a). | |
* 32.1 | Certification pursuant to 18 U.S.C. Section 1350. |
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** 101.INS | XBRL Instance Document | |
** 101.SCH | XBRL Taxonomy Extension Schema Document | |
** 101.CAL | XBRL Taxonomy Extension Calculation Linkbase Document | |
** 101.DEF | XBRL Taxonomy Extension Definition Linkbase Document | |
** 101.LAB | XBRL Taxonomy Extension Label Linkbase Document | |
** 101.PRE | XBRL Taxonomy Extension Presentation Linkbase Document |
* | Filed with our Form 10-Q as filed on August 4, 2009 | |
** | Furnished with this Form 10-Q/A |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
ALLEGHENY TECHNOLOGIES INCORPORATED | ||||
Date: August 27, 2009 | By | /s/ Richard J. Harshman | ||
Richard J. Harshman | ||||
Executive Vice President, Finance and Chief Financial Officer (Principal Financial Officer and Duly Authorized Officer) | ||||
Date: August 27, 2009 | By | /s/ Dale G. Reid | ||
Dale G. Reid | ||||
Vice President, Controller and Chief Accounting Officer and Treasurer (Principal Accounting Officer) |
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EXHIBIT INDEX
4.1 | Indenture, dated June 1, 2009, between Allegheny Technologies Incorporated and The Bank of New York Mellon, as Trustee (incorporated by reference to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K dated June 3, 2009 (File No. 1-12001)). | |
4.2 | First Supplemental Indenture, dated June 1, 2009, between Allegheny Technologies Incorporated and The Bank of New York Mellon, as Trustee (incorporated by reference to Exhibit 4.2 to the Registrant’s Current Report on Form 8-K dated June 3, 2009 (File No. 1-12001)). | |
4.3 | Second Supplemental Indenture, dated June 2, 2009, between Allegheny Technologies Incorporated and The Bank of New York Mellon, as Trustee (incorporated by reference to Exhibit 4.3 to the Registrant’s Current Report on Form 8-K dated June 3, 2009 (File No. 1-12001)). | |
4.4 | Form of 9.375% Senior Note due 2019 (incorporated by reference to Exhibit 4.4 to the Registrant’s Current Report on Form 8-K dated June 3, 2009 (File No. 1-12001)). | |
4.5 | Form of 4.25% Convertible Senior Note due 2014 (incorporated by reference to Exhibit 4.5 to the Registrant’s Current Report on Form 8-K dated June 3, 2009 (File No. 1-12001)). | |
10.1 | First Amendment to Credit Agreement, dated May 29, 2009, by and among ATI Funding Corporation, TDY Holdings, LLC, the guarantors party thereto, the lenders party thereto and PNC Bank, National Association, as administrative agent for the lenders (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K dated June 3, 2009 (File No. 1-12001)). | |
* 31.1 | Certification of Chief Executive Officer required by Securities and Exchange Commission Rule 13a – 14(a) or 15d – 14(a). | |
* 31.2 | Certification of Chief Financial Officer required by Securities and Exchange Commission Rule 13a – 14(a) or 15d – 14(a). | |
* 32.1 | Certification pursuant to 18 U.S.C. Section 1350. | |
** 101.INS | XBRL Instance Document | |
** 101.SCH | XBRL Taxonomy Extension Schema Document | |
** 101.CAL | XBRL Taxonomy Extension Calculation Linkbase Document | |
** 101.DEF | XBRL Taxonomy Extension Definition Linkbase Document | |
** 101.LAB | XBRL Taxonomy Extension Label Linkbase Document | |
** 101.PRE | XBRL Taxonomy Extension Presentation Linkbase Document |
* | Filed with our Form 10-Q as filed on August 4, 2009 | |
** | Furnished with this Form 10-Q/A |
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