SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 10-Q/A
Quarterly report pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
For the Quarter Ended September 30, 2010
Commission File No. 000-21429
ArQule, Inc.
(Exact Name of Registrant as Specified in its Charter)
Delaware |
| 04-3221586 |
(State of Incorporation) |
| (I.R.S. Employer Identification Number) |
19 Presidential Way, Woburn, Massachusetts 01801
(Address of Principal Executive Offices)
(781) 994-0300
(Registrant’s Telephone Number, including Area Code)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes x No o
Indicate by check mark whether the registrant has submitted electronically and posted on its Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§ 232.405) of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes o No o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See definitions of “large accelerated filer,” “accelerated filer,” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer o |
| Accelerated filer x |
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Non-accelerated filer o |
| Smaller reporting company o |
(Do not check if a smaller reporting company) |
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Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes o No x
Number of shares outstanding of the registrant’s Common Stock as of November 1, 2010:
Common Stock, par value $.01 44,949,693 shares outstanding
Explanatory Note
The Registrant is filing this amendment to its Quarterly Report on Form 10-Q for the quarter ended September 30, 2010 as originally filed with the Securities and Exchange Commission on November 9, 2010 (the “Form 10-Q”). The sole purpose of this Form 10-Q/A is to include Exhibit 1 to Exhibit 10.1. Exhibit 1 is a press release that was included as Exhibit 99.1 to the Registrant’s Current Report on Form 8-K filed on October 14, 2010.
Except as described above, no other changes have been made to the Form 10-Q. This Form 10-Q/A speaks as of the original filing date of the Form 10-Q, does not reflect events that may have occurred subsequent to the original filing date, and does not modify or update in any way disclosures made in the Form 10-Q. Additionally, in connection with the filing of this Form 10-Q/A and pursuant to Rule 12b-15 of the Exchange Act, the certifications of our principal executive officer and principal financial officer are also attached as exhibits hereto.
ITEM 6. — EXHIBITS.
EXHIBIT NO. |
| DESCRIPTION |
10.1+ |
| Amendment No. 1 to Collaborative Research, Development and License Agreement, dated October 8, 2010, by and between ArQule, Inc. and Daiichi Sankyo Co., Ltd., filed herewith. |
31.1 |
| Rule 13a-14(a) Certificate of Chief Executive Officer, filed herewith. |
31.2 |
| Rule 13a-14(a) Certificate of Principal Financial Officer, filed herewith. |
32 |
| Rule 13a-14(b) Certificate of Chief Executive Officer and Chief Financial Officer (Previously Filed). |
+ Certain confidential material contained in the document has been omitted and filed separately with the Securities and Exchange Commission pursuant to Rule 406 of the Securities Act of 1933, as amended or Rule 24b-2 of the Securities and Exchange Act of 1934, as amended.
ARQULE, INC.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| ArQule, Inc. |
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Date: January 14, 2011 | /s/ PETER S. LAWRENCE |
| Peter S. Lawrence |
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| /s/ ROBERT J. WEISKOPF |
| Robert J. Weiskopf |
