UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 14A
Proxy Statement Pursuant to Section 14(a) of the
Securities Exchange Act of 1934 (Amendment No. )
Filed by the Registrant x Filed by a Party other than the Registrant ¨
Check the appropriate box:
¨ | Preliminary Proxy Statement |
¨ | Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
¨ | Definitive Proxy Statement |
x | Definitive Additional Materials |
¨ | Soliciting Material Pursuant to §240.14a-12 |
SUNAMERICA SERIES, INC.
(Name of Registrant as Specified In Its Charter)
(Name of Person(s) Filing Proxy Statement, if other than the Registrant)
Payment of Filing Fee (Check the appropriate box):
¨ | Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. |
| (1) | Title of each class of securities to which transaction applies: |
| (2) | Aggregate number of securities to which transaction applies: |
| (3) | Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined): |
| (4) | Proposed maximum aggregate value of transaction: |
¨ | Fee paid previously with preliminary materials. |
¨ | Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. |
| (1) | Amount Previously Paid: |
| (2) | Form, Schedule or Registration Statement No.: |
**IMPORTANT NOTICE**
SUNAMERICA SERIES, INC.
Focused Equity Strategy Portfolio
SPECIAL MEETING OF SHAREHOLDERS ADJOURNED UNTIL JULY 19, 2011
AND
OTHER IMPORTANT INFORMATION REGARDING YOUR PORTFOLIO
AND THE FOCUSED MULTI-ASSET STRATEGY PORTFOLIO
Dear Shareholder:
Recently, we sent you proxy materials for the special shareholders meeting (the “Special Meeting”) of the Focused Equity Strategy Portfolio (the “Equity Strategy Portfolio”), a series of SunAmerica Series, Inc. (the “Corporation”), scheduled for June 7, 2011.The Special Meeting has been adjourned to July 19, 2011 at 10:00 a.m., Eastern time.
The purpose of the Special Meeting is to consider a proposal to approve a proposed Agreement and Plan of Reorganization pursuant to which the Equity Strategy Portfolio would transfer all of its assets to the Focused Multi-Asset Strategy Portfolio (the “Multi-Asset Strategy Portfolio,” and together with the Equity Strategy Portfolio, the “Portfolios” and each, a “Portfolio”), also a series of the Corporation, in exchange solely for the assumption of the Equity Strategy Portfolio’s liabilities by the Multi-Asset Strategy Portfolio and for Class A, Class B, Class C and Class I shares of the Multi-Asset Strategy Portfolio, which shares will be distributed by the Equity Strategy Portfolio to the holders of its shares in complete liquidation thereof. You can find further details about this proposal in the proxy materials previously mailed to you.
Since the proxy materials were mailed, the Board of Directors of the Corporation approved changes to the principal investment strategies of each Portfolio to permit each Portfolio to invest in the SunAmerica Global Trends Fund (the “Global Trends Fund”), a new series of SunAmerica Specialty Series. A supplement to the Portfolios’ prospectus, dated June 14, 2011, has been filed with the Securities and Exchange Commission to reflect these changes. A copy of the supplement is enclosed. The changes permit each Portfolio to allocate between 0%-20% of its assets to the Global Trends Fund. Each Portfolio is subject to the risks associated with an investment in the Global Trends Fund to the extent it invests in the Fund. Such risks increase as a Portfolio’s allocation to the Global Trends Fund increases.
As a shareholder of the Equity Strategy Portfolio, your vote is important. If you have not yet voted, you may vote in one of the following ways:
| • | | By calling us toll-free at the telephone number listed on the enclosed proxy card; |
| • | | By Internet at the website address listed on the enclosed proxy card; |
| • | | By returning the enclosed proxy card in the postage-paid envelope; or |
| • | | In person at the Special Meeting. |
If you have already given a proxy authorization, whether in written form, by telephone or over the Internet, you may revoke it at any time prior to its exercise by submitting a subsequent written, telephonic or electronic proxy, by giving written notice of revocation to the Secretary of the Corporation, or by voting in person at the Special Meeting.
Thank you for your prompt attention to this matter.
Sincerely,
John T. Genoy
President
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| | PROXY CARD FOR |
| SUNAMERICA SERIES, INC. |
| FOCUSED EQUITY STRATEGY PORTFOLIO |
| Proxy for the Special Meeting of Shareholders – June 7, 2011 adjourned to July 19, 2011 |
The undersigned shareholder of the Focused Equity Strategy Portfolio (the “Equity Strategy Portfolio”), a series of SunAmerica Series, Inc. (the “Corporation”), hereby appoints James Nichols, Donna Handel, John Genoy, Gregory Bressler, Kathleen Fuentes, John E. McLean and Joseph Duronio and each of them, the attorneys and proxies for the undersigned, with full power of substitution, to vote, as indicated herein, all of the shares of common stock of the Equity Strategy Portfolio standing in the name of the undersigned as of the close of business on April 15, 2011, at a Special Joint Meeting of Shareholders (the “Special Meeting”) held at the offices of SunAmerica Asset Management Corp., Harborside Financial Center, 3200 Plaza 5, Jersey City, New Jersey 07311 at 10:00 a.m. (Eastern time), on Tuesday, June 7, 2011 andadjourned to July 19, 2011 at 10:00 a.m. (Eastern time), and any and all postponements and adjournments thereof, with all powers the undersigned would possess if then and there personally present and especially (but without limiting the general authorization and power hereby given) to vote as indicated on the proposal, as more fully described in the Combined Prospectus/Proxy Statement for the meeting. The undersigned hereby acknowledges receipt of the Notice of Special Meeting and Combined Prospectus/Proxy Statement dated May 6, 2011 and hereby revokes any proxy previously given.
The votes entitled to be cast by the undersigned, will be cast in the manner directed herein by the undersigned shareholder. If no direction is made, the votes entitled to be cast by the undersigned will be cast “FOR” the Proposals.
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| | Note:Please sign exactly as nameappears on the records of the Corporationand date. When shares are held by joint tenants, both should sign. When signing as attorney or as executor, administrator, trustee or guardian, please give full title as such. If a corporation, please sign in full corporate name by president or other authorized officer. If a partnership, please sign in partnership name by authorized person. |
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| | Shareholder sign here | | Date |
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| | Joint owner sign here | | Date |
Important Notice Regarding the Availability of Proxy Materials for the SunAmerica Series, Inc. Special Shareholder Meeting Held on June 7, 2011 and adjourned to July 19, 2011. The Proxy Statement for this meeting is available at: www.proxyonline.com/docs/sunamericaequity.pdf
PLEASE FOLD HERE AND RETURN THE ENTIRE BALLOT – DO NOT DETACH
Please see the instructions below and choose whichever method is most convenient for you.Please vote today!
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PHONE: | | To cast your vote by phone with a proxy voting representative, call toll-free 1-866-721-1619 and provide the representative with thecontrol number found to the right of this proxy card. Representatives are available to take your voting instructions Monday through Friday 9:00 a.m. to 10:00 p.m. Eastern time. | | | | CONTROL NUMBER | | |
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MAIL: | | To vote your proxy by mail, check the appropriate voting box on the reverse side of this proxy card, sign and date the card and return it in the enclosed postage-paid envelope. | | | | 123456789123 | | |
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PHONE: | | To cast your vote via atouch-tone voting line, call toll-free1-866-458-9863and enter thecontrol number found to the right on this proxy card. | | | | | | |
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INTERNET: | | To vote via the Internet, go towww.proxyonline.com and enter thecontrol numberfound to the right on this proxy card. | | | | | | |
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TAG ID: 12345678 | | SCANNER BAR CODE | | CUSIP: 123456789 |
FOCUSED EQUITY STRATEGY PORTFOLIO
THIS PROXY IS SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS
By signing and dating this card, you authorize the proxies to cast all votes you are entitled to cast at the Special Meeting as marked, or if not marked, to vote “FOR” the Proposals, and to use their discretion to vote for any other matter as may properly come before the Special Meeting or any adjournment thereof. If you do not intend to personally attend the meeting, please complete and return this card at once in the enclosed envelope.
IT IS IMPORTANT THAT PROXIES BE VOTED PROMPTLY. EVERY SHAREHOLDER’S VOTE IS IMPORTANT.
TO VOTE, MARK BOXES BELOW IN BLUE OR BLACK INK AS FOLLOWS. Example:¢
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| | | | FOR | | AGAINST | | ABSTAIN |
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1. | | To consider a proposal to approve an Agreement and Plan of Reorganization (“Reorganization Agreement”) pursuant to which the Equity Strategy Portfolio would transfer all of its assets to the Focused Multi-Asset Strategy Portfolio, a series of the Corporation, in exchange solely for the assumption of the Equity Strategy Portfolio’s liabilities by the Focused Multi-Asset Strategy Portfolio and Class A, Class B, Class C and Class I shares of the Focused Multi-Asset Strategy Portfolio, which shares will be distributed by the Equity Strategy Portfolio to the holders of its shares in complete liquidation, thereof; and | | ¨ | | ¨ | | ¨ |
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2. | | To transact such other business as may properly be presented at the Special Meeting or any postponement or adjournment thereof. | | ¨ | | ¨ | | ¨ |
Please vote all of your ballot(s).
Remember tosign and date the reverse side before mailing in your vote.
This proxy card is valid only when signed and dated.
THANK YOU FOR VOTING.
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TAG ID: 12345678 | | SCANNER BAR CODE | | CUSIP: 123456789 |