Rothschild Investment 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	Oct 31, 2018
Estimated average burden
hours per response:		23.8

COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
3M CO COM	COM	88579Y101	1,716	12,569	SH		DFND		0	0	12,569
ABBOTT LABS	COM	002824100	284	3,600	SH		SOLE		3,600	0	0
ABBOTT LABS	COM	002824100	6,533	82,785	SH		DFND		0	0	82,785
ABBVIE INC COM	COM	00287Y109	279	3,665	SH		SOLE		3,665	0	0
ABBVIE INC COM	COM	00287Y109	15,412	202,278	SH		DFND		0	0	202,278
ABIOMED INC COM	COM	003654100	225	1,550	SH		DFND		0	0	1,550
ABRAXAS PETE CORP COM	COM	003830106	1	11,000	SH		DFND		0	0	11,000
ACTIVISION BLIZZARD INC COM	COM	00507V109	467	7,858	SH		DFND		0	0	7,858
ADVANCE AUTO PARTS INC COM	COM	00751Y106	1,217	13,045	SH		SOLE		13,045	0	0
ADVANCE AUTO PARTS INC COM	COM	00751Y106	22	232	SH		DFND		0	0	232
ADVANCED MICRO DEVICES	COM	007903107	241	5,300	SH		DFND		0	0	5,300
AFFILIATED MNGRS GRP COM	COM	008252108	565	9,546	SH		SOLE		9,546	0	0
AIR PRODUCTS & CHEMICALS	COM	009158106	399	2,000	SH		DFND		0	0	2,000
ALBEMARLE CORP COM	COM	012653101	200	3,550	SH		DFND		0	0	3,550
ALLIANCE DATA SYS CORP COM	COM	018581108	500	14,865	SH		SOLE		14,865	0	0
ALLSTATE CORP COM	COM	020002101	1,169	12,746	SH		DFND		0	0	12,746
ALLY FINL INC COM	COM	02005n100	1,136	78,742	SH		SOLE		78,742	0	0
ALLY FINL INC COM	COM	02005n100	17	1,149	SH		DFND		0	0	1,149
ALPHABET CLASS-C SHARE	COM	02079k107	874	752	SH		SOLE		752	0	0
ALPHABET CLASS-C SHARE	COM	02079k107	8,755	7,529	SH		DFND		0	0	7,529
ALPHABET INC CL A	COM	02079k305	1,458	1,255	SH		SOLE		1,255	0	0
ALPHABET INC CL A	COM	02079k305	11,660	10,035	SH		DFND		0	0	10,035
ALPS ETF TR ALERIAN MLP	COM	00162q866	49	14,137	SH		DFND		0	0	14,137
ALTRIA GROUP INC	COM	02209S103	394	10,191	SH		SOLE		10,191	0	0
ALTRIA GROUP INC	COM	02209S103	1,140	29,486	SH		DFND		0	0	29,486
AMAZON COM INC COM	COM	023135106	4,586	2,352	SH		DFND		0	0	2,352
AMBARELLA INC SHS	COM	g037ax101	1,939	39,925	SH		DFND		0	0	39,925
AMBIT BIOSCIENCE CONT VAL-POSS	COM	023cvr996	0	25,990	SH		DFND		0	0	25,990
AMCOR PLC REGISTERED SHS	COM	g0250x107	476	58,675	SH		DFND		0	0	58,675
AMEREN CORP COM	COM	023608102	1,027	14,103	SH		DFND		0	0	14,103
AMERICAN ELECTRIC POWER	COM	025537101	706	8,826	SH		DFND		0	0	8,826
AMERICAN EXPRESS CO	COM	025816109	882	10,301	SH		SOLE		10,301	0	0
AMERICAN EXPRESS CO	COM	025816109	322	3,761	SH		DFND		0	0	3,761
AMERICAN INTL GROUP INC COM NE	COM	026874784	1,801	74,255	SH		DFND		0	0	74,255
AMERISOURCEBERGEN CORP COM	COM	03073e105	853	9,635	SH		DFND		0	0	9,635
AMGEN INC	COM	031162100	14,142	69,759	SH		DFND		0	0	69,759
AMN HEALTHCARE SRVCS COM	COM	001744101	334	5,777	SH		SOLE		5,777	0	0
ANALOG DEVICES INC	COM	032654105	567	6,330	SH		DFND		0	0	6,330
ANI PHARMACEUTICALS IN COM	COM	00182c103	206	5,063	SH		SOLE		5,063	0	0
APACHE CORP	COM	037411105	50	11,881	SH		DFND		0	0	11,881
APOLLO GLOBAL MGMT INC CL A	COM	03768E105	338	10,085	SH		DFND		0	0	10,085
APPLE COMPUTER INC	COM	037833100	1,866	7,339	SH		SOLE		7,339	0	0
APPLE COMPUTER INC	COM	037833100	26,743	105,169	SH		DFND		0	0	105,169
APPLIED MATERIALS INC	COM	038222105	868	18,943	SH		SOLE		18,943	0	0
APPLIED MATERIALS INC	COM	038222105	74	1,605	SH		DFND		0	0	1,605
ARCHER DANIELS MIDLAND	COM	039483102	203	5,770	SH		DFND		0	0	5,770
ARES CAP CORP COM	COM	04010l103	21	1,950	SH		SOLE		1,950	0	0
ARES CAP CORP COM	COM	04010l103	517	47,965	SH		DFND		0	0	47,965
ASSOCIATED BANCORP	COM	045487105	313	24,500	SH		DFND		0	0	24,500
AT&T INC COM	COM	00206r102	10,429	357,772	SH		DFND		0	0	357,772
ATHENE HOLDING LTD	COM	g0684d107	544	21,920	SH		SOLE		21,920	0	0
BANCORP INC DEL COM	COM	05969a105	69	11,334	SH		DFND		0	0	11,334
BANK OF AMER CORP	COM	060505104	5,246	247,108	SH		DFND		0	0	247,108
BANK OF NEW YORK MELLON CORP C	COM	064058100	244	7,250	SH		DFND		0	0	7,250
BARRICK GOLD CORP	COM	067901108	653	35,650	SH		DFND		0	0	35,650
BAXTER INTERNATIONAL INC	COM	071813109	1,416	17,436	SH		DFND		0	0	17,436
BENGUET CORP CL B	COM	081851206	0	10,000	SH		DFND		0	0	10,000
BERKSHIRE HATHAWAY INC CL B	COM	084670702	11,837	64,742	SH		DFND		0	0	64,742
BERKSHIRE HATHAWAY INC DEL	COM	084670108	544	2	SH		DFND		0	0	2
BIOMARIN PHARMACEUTICA COM	COM	09061G101	1,547	18,309	SH		DFND		0	0	18,309
BJS RESTAURANTS INC COM	COM	09180c106	580	41,735	SH		DFND		0	0	41,735
BLACKSTONE GROUP INC COM CL A	COM	09260d107	2,799	61,426	SH		DFND		0	0	61,426
BLACKSTONE GSO STRATEG COM SHS	COM	09257r101	289	27,725	SH		DFND		0	0	27,725
BLACKSTONE MTG TR INC COM CL A	COM	09257w100	302	16,225	SH		DFND		0	0	16,225
BLUEBIRD BIO INC COM	COM	09609g100	362	7,884	SH		DFND		0	0	7,884
BOEING COMPANY	COM	097023105	6,537	43,834	SH		DFND		0	0	43,834
BOOKING HLDGS INC COM	COM	09857l108	1,660	1,234	SH		DFND		0	0	1,234
BOOT BARN HLDGS INC COM	COM	099406100	149	11,497	SH		SOLE		11,497	0	0
BP PLC SPONSORED ADR	COM	055622104	2,139	87,701	SH		DFND		0	0	87,701
BRINKS CO COM	COM	109696104	428	8,216	SH		SOLE		8,216	0	0
BRISTOL MYERS SQUIBB CO	COM	110122108	1,135	20,355	SH		SOLE		20,355	0	0
BRISTOL MYERS SQUIBB CO	COM	110122108	8,010	143,707	SH		DFND		0	0	143,707
BROADCOM INC COM	COM	11135f101	921	3,885	SH		DFND		0	0	3,885
BROOKS AUTOMATION INC COM	COM	114340102	312	10,221	SH		SOLE		10,221	0	0
BUNGE LIMITED COM	COM	g16962105	361	8,800	SH		DFND		0	0	8,800
CANADIAN NAT RES LTD COM	COM	136385101	545	40,220	SH		SOLE		40,220	0	0
CANADIAN NATL RY CO COM	COM	136375102	2,476	31,893	SH		DFND		0	0	31,893
CANADIAN PAC LTD NEW COM	COM	13645t100	6,181	28,150	SH		DFND		0	0	28,150
CANNABIS SCIENCE INC COM	COM	137648101	0	14,000	SH		DFND		0	0	14,000
CARA THERAPEUTICS INC COM	COM	140755109	346	26,200	SH		DFND		0	0	26,200
CARNIVAL CORP	COM	143658300	391	29,675	SH		DFND		0	0	29,675
CATERPILLAR TRACTOR	COM	149123101	602	5,189	SH		DFND		0	0	5,189
CENTERPOINT ENERGY INC COM	COM	15189T107	216	13,998	SH		DFND		0	0	13,998
CHARLES RIV LABS INTL COM	COM	159864107	210	1,661	SH		SOLE		1,661	0	0
CHARLES RIV LABS INTL COM	COM	159864107	18	144	SH		DFND		0	0	144
CHARTER COMMUNICATIONS INC NEW	COM	16119p108	378	866	SH		SOLE		866	0	0
CHARTER COMMUNICATIONS INC NEW	COM	16119p108	38	88	SH		DFND		0	0	88
CHEMOURS CO COM	COM	163851108	108	12,140	SH		DFND		0	0	12,140
CHESAPEAKE ENERGY CORP	COM	165167107	4	21,410	SH		DFND		0	0	21,410
CHEVRON TEXACO CORP COM	COM	166764100	61	848	SH		SOLE		848	0	0
CHEVRON TEXACO CORP COM	COM	166764100	2,318	31,988	SH		DFND		0	0	31,988
CIENA CORP NEW	COM	171779309	207	5,199	SH		SOLE		5,199	0	0
CIENA CORP NEW	COM	171779309	0	2	SH		DFND		0	0	2
CISCO SYS INC	COM	17275R102	321	8,172	SH		SOLE		8,172	0	0
CISCO SYS INC	COM	17275R102	8,826	224,532	SH		DFND		0	0	224,532
CME GROUP INC COM	COM	12572q105	939	5,431	SH		SOLE		5,431	0	0
CME GROUP INC COM	COM	12572q105	561	3,243	SH		DFND		0	0	3,243
COCA COLA COMPANY	COM	191216100	1,001	22,612	SH		SOLE		22,612	0	0
COCA COLA COMPANY	COM	191216100	1,486	33,581	SH		DFND		0	0	33,581
COHEN & STEERS QTY RLY COM	COM	19247L106	348	38,500	SH		DFND		0	0	38,500
COLGATE PALMOLIVE COMPANY	COM	194162103	251	3,786	SH		DFND		0	0	3,786
COMCAST CORPORATION CLASS A	COM	20030n101	1,630	47,408	SH		DFND		0	0	47,408
COMPUGEN LTD ORD	COM	m25722105	2,492	343,301	SH		DFND		0	0	343,301
CONAGRA BRANDS INC COM	COM	205887102	239	8,154	SH		DFND		0	0	8,154
CONOCOPHILLIPS	COM	20825C104	1,342	43,568	SH		DFND		0	0	43,568
CONSOLIDATED EDISON NEW YORK	COM	209115104	1,498	19,211	SH		DFND		0	0	19,211
CONSTELLATION BRANDS CL A	COM	21036p108	388	2,705	SH		DFND		0	0	2,705
CORNING INC	COM	219350105	526	25,609	SH		SOLE		25,609	0	0
CORNING INC	COM	219350105	1,569	76,389	SH		DFND		0	0	76,389
CORPORATE OFFICE PPTYS SH BEN	COM	22002t108	244	11,006	SH		SOLE		11,006	0	0
CORTEVA INC COM	COM	22052l104	220	9,365	SH		DFND		0	0	9,365
COSTCO WHOLESALE CORP-NEW	COM	22160K105	10,830	37,983	SH		DFND		0	0	37,983
COVANTA HOLDINGS CP	COM	22282e102	1,226	143,344	SH		DFND		0	0	143,344
CRESCO LABS INC SUB VTG SHS	COM	22587m106	115	38,750	SH		DFND		0	0	38,750
CUMMINS ENGINE CO INC	COM	231021106	851	6,286	SH		DFND		0	0	6,286
CUSTOMERS BANCORP INC COM	COM	23204G100	194	17,738	SH		SOLE		17,738	0	0
CVS HEALTH CORPORATION	COM	126650100	7,919	133,474	SH		DFND		0	0	133,474
CYRUSONE INC COM	COM	23283r100	2,440	39,509	SH		SOLE		39,509	0	0
CYRUSONE INC COM	COM	23283r100	34	549	SH		DFND		0	0	549
DANAHER CORP DEL COM	COM	235851102	759	5,484	SH		DFND		0	0	5,484
DARDEN RESTAURANTS, INC.	COM	237194105	252	4,620	SH		DFND		0	0	4,620
DAVITA HEALTHCARE PARTNERS, IN	COM	23918k108	1,193	15,685	SH		DFND		0	0	15,685
DEERE & COMPANY	COM	244199105	2,085	15,088	SH		DFND		0	0	15,088
DEL TACO RESTAURANTS	COM	245496104	99	28,800	SH		DFND		0	0	28,800
DELTA AIR LINES DEL COM NEW	COM	247361702	513	17,985	SH		DFND		0	0	17,985
DENTSPLY SIRONA INC COM	COM	24906p109	393	10,125	SH		DFND		0	0	10,125
DESIGNER BRANDS INC CL A	COM	250565108	53	10,624	SH		DFND		0	0	10,624
DIEBOLD INC COM	COM	253651103	396	112,629	SH		DFND		0	0	112,629
DIGITAL RLTY TR INC COM	COM	253868103	1,541	11,091	SH		SOLE		11,091	0	0
DIGITAL RLTY TR INC COM	COM	253868103	125	900	SH		DFND		0	0	900
DIMECO INC COM	COM	25432w104	215	6,000	SH		DFND		0	0	6,000
DISCOVER FINL SVCS INC	COM	254709108	3,844	107,768	SH		DFND		0	0	107,768
DOLLAR GENERAL CORP	COM	256677105	1,567	10,377	SH		SOLE		10,377	0	0
DOLLAR GENERAL CORP	COM	256677105	416	2,758	SH		DFND		0	0	2,758
DOLLAR TREE INC COM	COM	256746108	317	4,310	SH		SOLE		4,310	0	0
DOLLAR TREE INC COM	COM	256746108	151	2,059	SH		DFND		0	0	2,059
DOMINION ENERGY INC COM	COM	25746u109	1,446	20,025	SH		DFND		0	0	20,025
DORMAN PRODUCTS INC COM	COM	258278100	220	3,977	SH		SOLE		3,977	0	0
DOW INC COM	COM	260557103	5,910	202,124	SH		DFND		0	0	202,124
DUKE ENERGY COMPANY	COM	26441C204	2,810	34,743	SH		DFND		0	0	34,743
DUPONT DE NEMOURS INC COM	COM	26614n102	288	8,441	SH		DFND		0	0	8,441
DXC TECHNOLOGY CO COM	COM	23355l106	566	43,382	SH		SOLE		43,382	0	0
DXC TECHNOLOGY CO COM	COM	23355l106	788	60,375	SH		DFND		0	0	60,375
ECHO GLOBAL LOGISTICS COM	COM	27875t101	211	12,350	SH		SOLE		12,350	0	0
ECOLAB INC COM	COM	278865100	226	1,450	SH		DFND		0	0	1,450
EDWARDS LIFESCIENCES COM	COM	28176e108	752	3,988	SH		DFND		0	0	3,988
ELECTRONIC ARTS	COM	285512109	278	2,780	SH		DFND		0	0	2,780
EMERSON ELECTRIC CO	COM	291011104	1,205	25,286	SH		DFND		0	0	25,286
ENBRIDGE INC COM	COM	29250n105	352	12,101	SH		DFND		0	0	12,101
EQUINIX INC COM NEW	COM	29444U700	439	703	SH		DFND		0	0	703
ESSENTIAL UTILS INC COM	COM	29670g102	906	22,270	SH		DFND		0	0	22,270
EXELON CORP	COM	30161N101	1,544	41,947	SH		DFND		0	0	41,947
EXXON MOBIL CORP COM	COM	30231G102	2,015	53,068	SH		DFND		0	0	53,068
FACEBOOK INC CL A	COM	30303m102	4,103	24,597	SH		DFND		0	0	24,597
FAMILY ZONE CYBER SAFE SHS	COM	q3689d105	4	77,000	SH		DFND		0	0	77,000
FEDEX CORP	COM	31428X106	604	4,978	SH		SOLE		4,978	0	0
FEDEX CORP	COM	31428X106	557	4,595	SH		DFND		0	0	4,595
FERRO CORP COM	COM	315405100	655	69,938	SH		SOLE		69,938	0	0
FIFTH THIRD BANCORP	COM	316773100	191	12,871	SH		DFND		0	0	12,871
FIRST N B ANCHRAG ALAS COM	COM	32112j106	726	3,592	SH		DFND		0	0	3,592
FORD MOTOR COMPANY	COM	345370860	131	27,179	SH		DFND		0	0	27,179
GALLAGHER ARTHUR J & CO	COM	363576109	2,445	30,001	SH		DFND		0	0	30,001
GAMESTOP CORP NEW CL A	COM	36467w109	37	10,620	SH		DFND		0	0	10,620
GENERAL DYNAMICS	COM	369550108	6,714	50,743	SH		DFND		0	0	50,743
GENERAL ELECTRIC CO	COM	369604103	1,038	130,729	SH		DFND		0	0	130,729
GENERAL MTRS CO COM	COM	37045v100	735	35,377	SH		DFND		0	0	35,377
GILEAD SCIENCES INC COM	COM	375558103	436	5,835	SH		DFND		0	0	5,835
GLAXO SMITHKLINE PLC SPONS ADR	COM	37733w105	1,394	36,783	SH		DFND		0	0	36,783
GLOBUS MED INC CL A	COM	379577208	211	4,968	SH		SOLE		4,968	0	0
GOLDMAN SACHS BDC INC SHS	COM	38147u107	168	13,593	SH		DFND		0	0	13,593
GOLDMAN SACHS GROUP COM	COM	38141G104	1,131	7,319	SH		DFND		0	0	7,319
GRAYSCALE BITCOIN TR BTC SHS	COM	389637109	139	19,500	SH		DFND		0	0	19,500
GREEN CURES & BOTANICL COM NEW	COM	393007208	0	20,000	SH		DFND		0	0	20,000
GREEN THUMB INDUSTRIES SUB VTG	COM	39342l108	281	48,350	SH		DFND		0	0	48,350
GW PHARMACEUTICALS PLC ADS	COM	36197T103	1,627	18,579	SH		DFND		0	0	18,579
HALLIBURTON COMPANY	COM	406216101	85	12,400	SH		DFND		0	0	12,400
HANES BRANDS INC COM	COM	410345102	306	38,848	SH		DFND		0	0	38,848
HCA HOLDINGS INC COM	COM	40412c101	2,566	28,559	SH		DFND		0	0	28,559
HEALTHCARE TR AMER INC CL A	COM	42225p501	351	14,462	SH		SOLE		14,462	0	0
HOME DEPOT INC	COM	437076102	3,423	18,332	SH		DFND		0	0	18,332
HONEYWELL INTL	COM	438516106	8,079	60,389	SH		DFND		0	0	60,389
ILIKA PLC ORD SHS	COM	G47602100	7	17,000	SH		DFND		0	0	17,000
ILLINOIS TOOL WORKS	COM	452308109	3,349	23,568	SH		DFND		0	0	23,568
INPHI CORP COM	COM	45772f107	1,180	14,900	SH		DFND		0	0	14,900
INTEL CORPORATION	COM	458140100	7,733	142,877	SH		DFND		0	0	142,877
INTERNATIONAL BUSINESS MACHINE	COM	459200101	3,880	34,975	SH		DFND		0	0	34,975
INTERNATIONAL PAPER CO	COM	460146103	533	17,129	SH		DFND		0	0	17,129
INTUITIVE SURGICAL INC COM NEW	COM	46120e602	322	650	SH		DFND		0	0	650
INVESCO ETF TR II RUSSELL 1000	COM	46138E420	507	20,944	SH		DFND		0	0	20,944
INVESCO ETF TR II S&P 500 LOW	COM	46138E354	975	20,775	SH		DFND		0	0	20,775
INVESCO ETF TR S&P 500 PURE VA	COM	46137V258	808	20,215	SH		DFND		0	0	20,215
INVESCO EXCHNG TRADED S&P MIDC	COM	46138e198	425	10,665	SH		DFND		0	0	10,665
INVESCO LTD SHS	COM	g491bt108	937	103,245	SH		DFND		0	0	103,245
ISHARES INC MSCI JAPAN	COM	46434g822	238	4,825	SH		DFND		0	0	4,825
ISHARES SILVER TRUST ISHARES	COM	46428q109	161	12,375	SH		DFND		0	0	12,375
ISHARES TR CONSER ALLOC ETF	COM	464289883	367	10,850	SH		DFND		0	0	10,850
ISHARES TR CORE DIV GRWTH	COM	46434v621	2,979	91,400	SH		DFND		0	0	91,400
ISHARES TR GRWT ALLOCAT ETF	COM	464289867	207	5,000	SH		DFND		0	0	5,000
ISHARES TR MSCI EAFE IDX	COM	464287465	1,860	34,790	SH		DFND		0	0	34,790
ISHARES TR RUSSELL1000GRW	COM	464287614	3,065	20,342	SH		DFND		0	0	20,342
J P MORGAN CHASE & CO COM	COM	46625h100	15,234	169,207	SH		DFND		0	0	169,207
JOHNSON & JOHNSON	COM	478160104	13,555	103,372	SH		DFND		0	0	103,372
JOHNSON CONTROLS INTL PLC SHS	COM	g51502105	478	17,728	SH		SOLE		17,728	0	0
JOHNSON CONTROLS INTL PLC SHS	COM	g51502105	31	1,134	SH		DFND		0	0	1,134
KBR INC COM	COM	48242w106	1,011	48,887	SH		SOLE		48,887	0	0
KIMBERLY CLARK CORP	COM	494368103	355	2,775	SH		DFND		0	0	2,775
KINDER MORGAN INC DEL COM	COM	49456b101	732	52,585	SH		DFND		0	0	52,585
KKR & CO INC CL A	COM	48251w104	1,371	58,427	SH		DFND		0	0	58,427
KLA CORP COM	COM	482480100	1,825	12,699	SH		DFND		0	0	12,699
KRANESHARES TR CSI CHI INTERNE	COM	500767306	272	6,000	SH		DFND		0	0	6,000
KROGER CO	COM	501044101	322	10,700	SH		DFND		0	0	10,700
LAS VEGAS SANDS CORP COM	COM	517834107	5,509	129,711	SH		DFND		0	0	129,711
LHC GROUP INC COM	COM	50187a107	2,937	20,950	SH		DFND		0	0	20,950
LILLY ELI & COMPANY	COM	532457108	1,959	14,124	SH		DFND		0	0	14,124
LINCOLN NATL CORP IND COM	COM	534187109	212	8,060	SH		DFND		0	0	8,060
LINDE PLC	COM	g5494j103	1,393	8,050	SH		DFND		0	0	8,050
LIVENT CORP COM	COM	53814l108	76	14,500	SH		DFND		0	0	14,500
LOCKHEED MARTIN CORP	COM	539830109	8,652	25,527	SH		DFND		0	0	25,527
LOWES COS INC COM	COM	548661107	2,076	24,130	SH		DFND		0	0	24,130
LUMENTUM HLDGS INC COM	COM	55024u109	2,172	29,476	SH		SOLE		29,476	0	0
LUMENTUM HLDGS INC COM	COM	55024u109	56	764	SH		DFND		0	0	764
LYNAS CORPORATION LTD SHS	COM	q5683j210	18	20,000	SH		DFND		0	0	20,000
LYONDELLBASELL INDUSTR SHS - A	COM	N53745100	761	15,340	SH		DFND		0	0	15,340
MACYS INC COM	COM	55616p104	193	39,280	SH		DFND		0	0	39,280
MARATHON OIL CORP	COM	565849106	83	25,289	SH		DFND		0	0	25,289
MARRIOTT INTL INC COM	COM	571903202	333	4,449	SH		DFND		0	0	4,449
MARSH MCLENNAN	COM	571748102	988	11,431	SH		SOLE		11,431	0	0
MARSH MCLENNAN	COM	571748102	38	437	SH		DFND		0	0	437
MASTERCARD INC COM	COM	57636q104	3,958	16,385	SH		DFND		0	0	16,385
MCDONALDS CORPORATION	COM	580135101	619	3,745	SH		SOLE		3,745	0	0
MCDONALDS CORPORATION	COM	580135101	3,985	24,099	SH		DFND		0	0	24,099
MEDICAL PPTYS TR INC COM	COM	58463j304	484	28,000	SH		DFND		0	0	28,000
MEDTRONIC PLC SHS	COM	g5960l103	1,312	14,553	SH		DFND		0	0	14,553
MELLANOX TECH LTD SHS	COM	m51363113	534	4,400	SH		DFND		0	0	4,400
MERCK & COMPANY INC.	COM	58933y105	4,755	61,800	SH		DFND		0	0	61,800
MEREDITH CORP COM	COM	589433101	137	11,250	SH		DFND		0	0	11,250
METLIFE INC COM	COM	59156r108	2,323	75,995	SH		DFND		0	0	75,995
MICROCHIP TECHNOLOGY COM	COM	595017104	738	10,882	SH		SOLE		10,882	0	0
MICROCHIP TECHNOLOGY COM	COM	595017104	22	323	SH		DFND		0	0	323
MICROSOFT CORP	COM	594918104	1,984	12,583	SH		SOLE		12,583	0	0
MICROSOFT CORP	COM	594918104	17,274	109,529	SH		DFND		0	0	109,529
MONDELEZ INTL INC CL A	COM	609207105	453	9,044	SH		DFND		0	0	9,044
MONROE CAP CORP COM	COM	610335101	446	62,750	SH		DFND		0	0	62,750
MORGAN STANLEY COM NEW	COM	617446448	623	18,309	SH		DFND		0	0	18,309
NATIONAL RETAIL PPTYS INC COM	COM	637417106	323	10,038	SH		SOLE		10,038	0	0
NATIONAL STORAGE AFFILIATES TR	COM	637870106	240	8,106	SH		SOLE		8,106	0	0
NESTLE S A REP RG SH ADR	COM	641069406	277	2,690	SH		DFND		0	0	2,690
NEW MTN FIN CORP COM	COM	647551100	357	52,544	SH		DFND		0	0	52,544
NEW RESIDENTIAL INVT CORP COM	COM	64828t201	138	27,500	SH		DFND		0	0	27,500
NEWELL BRAND INC.	COM	651229106	287	21,574	SH		DFND		0	0	21,574
NEWMARK GROUP INC CL A	COM	65158N102	447	105,250	SH		SOLE		105,250	0	0
NEXTERA ENERGY INC COM	COM	65339F101	753	3,128	SH		DFND		0	0	3,128
NIKE INC CLASS B	COM	654106103	942	11,380	SH		DFND		0	0	11,380
NISOURCE INC. COM	COM	65473p105	875	35,042	SH		DFND		0	0	35,042
NORFOLK SOUTHERN CORP	COM	655844108	1,886	12,918	SH		DFND		0	0	12,918
NORTHERN TRUST CORPORATION	COM	665859104	397	5,260	SH		DFND		0	0	5,260
NOVARTIS A G SPONSORED ADR	COM	66987V109	1,387	16,825	SH		DFND		0	0	16,825
NUCOR CORP	COM	670346105	971	26,945	SH		DFND		0	0	26,945
NVIDIA CORP COM	COM	67066G104	4,147	15,733	SH		DFND		0	0	15,733
OCCIDENTAL PETE CORP	COM	674599105	174	15,053	SH		DFND		0	0	15,053
OLD REP INTL CORP	COM	680223104	660	43,285	SH		DFND		0	0	43,285
OLD SECOND BANCORP INC COM	COM	680277100	297	43,000	SH		DFND		0	0	43,000
OMNICELL INC COM	COM	68213N109	235	3,580	SH		SOLE		3,580	0	0
ORACLE SYS CORP	COM	68389X105	947	19,596	SH		SOLE		19,596	0	0
ORACLE SYS CORP	COM	68389X105	2,795	57,834	SH		DFND		0	0	57,834
ORGANIGRAM HLDGS INC COM	COM	68620p101	27	13,775	SH		DFND		0	0	13,775
PACIRA BIOSCIENCES COM	COM	695127100	866	25,813	SH		SOLE		25,813	0	0
PALO ALTO NETWORKS INC COM	COM	697435105	5,486	33,457	SH		DFND		0	0	33,457
PAYPAL INC COM	COM	70450y103	206	2,153	SH		DFND		0	0	2,153
PDC ENERGY INC COM	COM	69327r101	203	32,662	SH		SOLE		32,662	0	0
PELOTON INTERACTIVE IN CL A CO	COM	70614w100	2,202	82,950	SH		DFND		0	0	82,950
PEPSICO INC	COM	713448108	1,507	12,548	SH		SOLE		12,548	0	0
PEPSICO INC	COM	713448108	1,406	11,707	SH		DFND		0	0	11,707
PETMED EXPRESS INC COM	COM	716382106	1,096	38,065	SH		DFND		0	0	38,065
PFIZER INC	COM	717081103	6,488	198,774	SH		DFND		0	0	198,774
PHILIP MORRIS INTL INC COM	COM	718172109	1,007	13,797	SH		DFND		0	0	13,797
PHILLIPS 66 COM	COM	718546104	1,652	30,798	SH		DFND		0	0	30,798
PHYSICIANS RLTY TR COM	COM	71943U104	199	14,298	SH		SOLE		14,298	0	0
PINNACLE FINL PARTNERS COM	COM	72346q104	304	8,111	SH		SOLE		8,111	0	0
PINNACLE WEST CAPITAL CORP USD	COM	723484101	958	12,637	SH		DFND		0	0	12,637
PIONEER NAT RES CO COM	COM	723787107	832	11,858	SH		SOLE		11,858	0	0
PIONEER NAT RES CO COM	COM	723787107	14	203	SH		DFND		0	0	203
PITNEY BOWES INC	COM	724479100	212	103,769	SH		DFND		0	0	103,769
PNC FINANCIAL CORP	COM	693475105	548	5,729	SH		SOLE		5,729	0	0
PNC FINANCIAL CORP	COM	693475105	107	1,115	SH		DFND		0	0	1,115
PORTOLA PHARMACEUTICAL COM	COM	737010108	142	19,851	SH		DFND		0	0	19,851
PPL CORPORATION	COM	69351T106	1,291	52,300	SH		DFND		0	0	52,300
PRECISION ASSESSMENT COM	COM	74018g109	0	40,000	SH		DFND		0	0	40,000
PREMIER INC CL A	COM	74051N102	251	7,669	SH		SOLE		7,669	0	0
PRICE T ROWE GROUP INC COM	COM	74144t108	447	4,573	SH		DFND		0	0	4,573
PROCTER & GAMBLE CO	COM	742718109	3,062	27,834	SH		DFND		0	0	27,834
PROGRESSIVE CORP OHIO	COM	743315103	1,788	24,212	SH		DFND		0	0	24,212
PROSHRS TR SHRT 20PLUS YR TR E	COM	74347x849	386	24,900	SH		DFND		0	0	24,900
PUBLIC STORAGE INC COM	COM	74460D109	6,891	34,695	SH		DFND		0	0	34,695
QRS MUSIC TECHNOLOGIES COM	COM	74726W107	4	21,667	SH		DFND		0	0	21,667
QUALCOMM INC	COM	747525103	4,535	67,040	SH		DFND		0	0	67,040
RAYTHEON CO	COM	755111507	730	5,567	SH		DFND		0	0	5,567
REGENERON PHARMA INC COM	COM	75886f107	396	811	SH		DFND		0	0	811
RSTK FUTUREWORLD CORP COM	COM	36117m105	0	200,000	SH		DFND		0	0	200,000
SCHLUMBERGER	COM	806857108	144	10,694	SH		DFND		0	0	10,694
SCHWEITZER-MAUDUIT INTL INC CO	COM	808541106	2,008	72,175	SH		SOLE		72,175	0	0
SEAGATE TECHNOLOGY PLC SHS	COM	g7945m107	962	19,720	SH		DFND		0	0	19,720
SECTOR SPIDER TR TECHNOLOGY	COM	81369Y803	401	4,985	SH		DFND		0	0	4,985
SEMPRA ENERGY COM	COM	816851109	229	2,024	SH		DFND		0	0	2,024
SHERWIN WILLIAMS CO	COM	824348106	398	866	SH		DFND		0	0	866
SIGNET JEWELERS LTD SHS	COM	g81276100	191	29,625	SH		DFND		0	0	29,625
SOUTHCREST FINL GROUP COM	COM	84129x107	126	17,889	SH		DFND		0	0	17,889
SOUTHERN COMPANY	COM	842587107	1,089	20,107	SH		DFND		0	0	20,107
SPDR DOW JONES INDL AVG ETF	COM	78467x109	369	1,682	SH		DFND		0	0	1,682
SPDR SER TR S&P HOMEBUILDERS E	COM	78464a888	238	8,000	SH		DFND		0	0	8,000
SPDR SERIES TRUST S&P REGL BKG	COM	78464a698	1,424	43,683	SH		DFND		0	0	43,683
SPROTT FOCUS TR INC COM	COM	85208j109	112	22,177	SH		DFND		0	0	22,177
STANLEY BLACK & DECKER COM	COM	854502101	1,381	13,808	SH		SOLE		13,808	0	0
STANLEY BLACK & DECKER COM	COM	854502101	1,273	12,732	SH		DFND		0	0	12,732
STARBUCKS CORP COM	COM	855244109	805	12,248	SH		DFND		0	0	12,248
STARWOOD PPTY TR INC COM	COM	85571b105	3,009	293,523	SH		DFND		0	0	293,523
STATE STREET BOSTON CORP	COM	857477103	400	7,500	SH		DFND		0	0	7,500
STRATEGIC EDUC INC COM	COM	86272c103	210	1,500	SH		DFND		0	0	1,500
STRYKER CORP	COM	863667101	644	3,870	SH		DFND		0	0	3,870
SUNCOR ENERGY INC COM NEW	COM	867224107	158	10,000	SH		DFND		0	0	10,000
SYNEOS HEALTH INC CL A	COM	87166B102	248	6,291	SH		SOLE		6,291	0	0
SYSCO CORP	COM	871829107	3,963	86,856	SH		DFND		0	0	86,856
TAPESTRY INC COM	COM	876030107	939	72,500	SH		SOLE		72,500	0	0
TAPESTRY INC COM	COM	876030107	108	8,372	SH		DFND		0	0	8,372
TARGET CORP COM	COM	87612E106	2,275	24,470	SH		DFND		0	0	24,470
TE CONNECTIVITY LTD	COM	H84989104	674	10,707	SH		DFND		0	0	10,707
TEGNA INC	COM	87901j105	612	56,351	SH		DFND		0	0	56,351
THE CHARLES SCHWAB CORP	COM	808513105	605	18,010	SH		DFND		0	0	18,010
THERMO FISHER SCIENTIFIC	COM	883556102	4,434	15,634	SH		SOLE		15,634	0	0
THERMO FISHER SCIENTIFIC	COM	883556102	13,790	48,624	SH		DFND		0	0	48,624
TILLYS INC CL A	COM	886885102	458	111,000	SH		DFND		0	0	111,000
TJX COMPANIES INC (NEW)	COM	872540109	4,685	97,986	SH		DFND		0	0	97,986
TOWN SPORTS INTL HLDGS COM	COM	89214a102	191	382,025	SH		DFND		0	0	382,025
TPI COMPOSITES INC COM	COM	87266J104	179	12,080	SH		SOLE		12,080	0	0
TRAVELERS COS INC COM	COM	89417E109	318	3,201	SH		DFND		0	0	3,201
TRINET GROUP INC COM	COM	896288107	1,131	30,034	SH		SOLE		30,034	0	0
TRISTATE CAP HLDGS INC COM	COM	89678F100	130	13,448	SH		SOLE		13,448	0	0
TRULIEVE CANNABIS CORP COM	COM	89788c104	183	19,950	SH		DFND		0	0	19,950
UBER TECHNOLOGIES INC COM	COM	90353t100	624	22,350	SH		DFND		0	0	22,350
UMPQUA HLDGS CORP COM	COM	904214103	319	29,287	SH		SOLE		29,287	0	0
UNION PACIFIC CORPORATION	COM	907818108	508	3,601	SH		DFND		0	0	3,601
UNITED PARCEL SERVICE CL B	COM	911312106	7,079	75,773	SH		DFND		0	0	75,773
UNITED STATES OIL FUND UNITS	COM	91232n108	51	12,000	SH		DFND		0	0	12,000
UNITED TECHNOLOGIES CORP	COM	913017109	766	8,120	SH		DFND		0	0	8,120
UNITEDHEALTH GRP INC	COM	91324p102	1,897	7,607	SH		SOLE		7,607	0	0
UNITEDHEALTH GRP INC	COM	91324p102	177	711	SH		DFND		0	0	711
UNIVERSAL DISPLAY CORP COM	COM	91347P105	468	3,555	SH		DFND		0	0	3,555
UNIVERSAL HEALTH RLTY INCOME S	COM	91359E105	635	6,300	SH		DFND		0	0	6,300
UNIVERSAL HLTH SVCS CL B	COM	913903100	991	10,000	SH		DFND		0	0	10,000
US BANCORP DEL COM	COM	902973304	486	14,117	SH		DFND		0	0	14,117
VANGUARD INDEX FDS	COM	922908363	330	1,393	SH		DFND		0	0	1,393
VANGUARD INDEX FDS EXTEND MKT	COM	922908652	2,299	25,395	SH		DFND		0	0	25,395
VANGUARD INDEX FDS GROWTH ETF	COM	922908736	3,839	24,500	SH		DFND		0	0	24,500
VANGUARD INDEX FDS REIT ETF	COM	922908553	980	14,025	SH		DFND		0	0	14,025
VANGUARD INDEX FDS VALUE ETF	COM	922908744	675	7,575	SH		DFND		0	0	7,575
VANGUARD INTL EQUITY I TT WRLD	COM	922042742	502	8,000	SH		DFND		0	0	8,000
VANGUARD SPECIALIZED DIV APP E	COM	921908844	5,033	48,685	SH		DFND		0	0	48,685
VANGUARD WHITEHALL FDS HIGH DI	COM	921946406	248	3,505	SH		DFND		0	0	3,505
VECTOR GROUP LTD COM	COM	92240M108	426	45,175	SH		DFND		0	0	45,175
VENTAS INC COM	COM	92276F100	1,283	47,875	SH		DFND		0	0	47,875
VERIZON COMMUNICATIONS COM	COM	92343v104	7,066	131,513	SH		DFND		0	0	131,513
VICTORY CAP HLDGS INC COM CL A	COM	92645B103	387	23,659	SH		SOLE		23,659	0	0
VISA INC COM CL A	COM	92826c839	1,653	10,258	SH		SOLE		10,258	0	0
VISA INC COM CL A	COM	92826c839	7,003	43,464	SH		DFND		0	0	43,464
WAL MART STORES INC	COM	931142103	907	7,987	SH		SOLE		7,987	0	0
WAL MART STORES INC	COM	931142103	4,004	35,240	SH		DFND		0	0	35,240
WALGREEN BOOTS ALLIANCE INC CO	COM	931427108	560	12,241	SH		SOLE		12,241	0	0
WALGREEN BOOTS ALLIANCE INC CO	COM	931427108	4,587	100,258	SH		DFND		0	0	100,258
WALT DISNEY PRODUCTIONS	COM	254687106	1,057	10,937	SH		SOLE		10,937	0	0
WALT DISNEY PRODUCTIONS	COM	254687106	5,709	59,097	SH		DFND		0	0	59,097
WASHINGTON PRIME GROUP NEW COM	COM	93964w108	14	17,616	SH		DFND		0	0	17,616
WASTE CONNECTIONS INC (ONTARIO	COM	94106b101	2,302	30,000	SH		DFND		0	0	30,000
WASTE MGMT INC COM	COM	94106L109	8,742	94,448	SH		DFND		0	0	94,448
WEC ENERGY GROUP INC COM	COM	92939u106	2,176	24,690	SH		DFND		0	0	24,690
WELLS FARGO & COMPANY	COM	949746101	987	34,383	SH		DFND		0	0	34,383
WILLIAMS COS INC DEL COM	COM	969457100	224	15,865	SH		DFND		0	0	15,865
WINTRUST FINL CORP COM	COM	97650W108	195	5,929	SH		SOLE		5,929	0	0
WINTRUST FINL CORP COM	COM	97650W108	1,224	37,261	SH		DFND		0	0	37,261
WNS HOLDINGS LTD SPON ADR	COM	92932M101	733	17,061	SH		SOLE		17,061	0	0
WORLD GOLD TR SPDR GLD MINIS	COM	98149e204	157	10,000	SH		DFND		0	0	10,000
WPX ENERGY INC COM	COM	98212B103	64	21,031	SH		DFND		0	0	21,031
YETI HLDGS INC COM	COM	98585x104	169	8,682	SH		SOLE		8,682	0	0
YETI HLDGS INC COM	COM	98585x104	3,469	177,701	SH		DFND		0	0	177,701
ZEBRA TECHNOLOGIES CP CL A	COM	989207105	49	265	SH		SOLE		265	0	0
ZEBRA TECHNOLOGIES CP CL A	COM	989207105	237	1,290	SH		DFND		0	0	1,290
ZIMMER BIOMET HOLDINGS INC	COM	98956P102	354	3,498	SH		DFND		0	0	3,498
ZOETIS INC CL A	COM	98978v103	241	2,050	SH		DFND		0	0	2,050
ALIBABA GROUP HLDG LTD SPONSOR	ADR	01609w102	1,191	6,124	SH		DFND		0	0	6,124
ROCHE HLDG LTD SPONSORED ADR	ADR	771195104	212	5,221	SH		DFND		0	0	5,221
ROYAL DUTCH SHELL B	ADR	780259107	257	7,882	SH		DFND		0	0	7,882
SAFRAN S A SPON ADR	ADR	786584102	656	30,075	SH		DFND		0	0	30,075
SANOFI SPONSORED ADR	ADR	80105n105	272	6,220	SH		DFND		0	0	6,220
SIEMENS A G SPONSORED ADR	ADR	826197501	234	5,581	SH		DFND		0	0	5,581
TAIWAN SEMICONDUCTOR SPONSORED	ADR	874039100	368	7,697	SH		DFND		0	0	7,697
TAKEDA PHARMACEUTICAL CO. LTD	ADR	874060205	499	32,870	SH		DFND		0	0	32,870
TENCENT HLDGS LTD ADR	ADR	88032q109	1,934	39,402	SH		DFND		0	0	39,402
TRIP COM GROUP LTD ADS	ADR	89677q107	558	23,794	SH		DFND		0	0	23,794
ALLIANCEBERNSTEIN HLDGS LP UNI	LP	01881g106	199	10,700	SH		DFND		0	0	10,700
CRESSET DIVERSIFIED QOZ FUND L	LP	225cc5124	250	250,000	SH		DFND		0	0	250,000
ENTERPRISE PRODS PARTNERS LP C	LP	293792107	1,090	76,228	SH		DFND		0	0	76,228
JVM MULTI-FAMILY PREMIER FUND	LP	756lp7578	3,350	3	SH		DFND		0	0	3
MAGELLAN MIDSTREAM PARTNERS LP	LP	559080106	2,257	61,850	SH		DFND		0	0	61,850
PLAINS ALL AM PIPELINE UNIT LT	LP	726503105	67	12,600	SH		DFND		0	0	12,600
AB CAP FD INC GBL CR EQT ADV	MF	01878t244	112	10,069	SH		DFND		0	0	10,069
ADVISORS SER TR POPLAR FRST CO	MF	00770x535	5,147	265,154	SH		DFND		0	0	265,154
AMCAP FD INC CL F 3	MF	023375777	212	7,633	SH		DFND		0	0	7,633
AMER FDS RET INC PORTF ENCHANC	MF	02631l528	179	17,259	SH		DFND		0	0	17,259
AMERICAN BALANCED FD SHS F-2 C	MF	024071821	687	27,423	SH		DFND		0	0	27,423
AMERICAN DEV WRLD GRWTH&INC FD	MF	02630f506	4,417	525,265	SH		DFND		0	0	525,265
AMERICAN FDS GRWTH & INC PORTF	MF	02630r351	195	14,941	SH		DFND		0	0	14,941
AMERICAN FDS PORTFOLIO BALANCE	MF	02630y224	352	26,001	SH		DFND		0	0	26,001
AMERICAN FDS PORTFOLIO GBL GRO	MF	02630r344	286	20,329	SH		DFND		0	0	20,329
AMERICAN FDS PORTFOLIO GLOBL G	MF	02630r567	147	10,426	SH		DFND		0	0	10,426
AMERICAN FDS PORTFOLIO GRW & I	MF	02630r609	536	40,952	SH		DFND		0	0	40,952
AMERICAN FDS TARGET DA 2030 TR	MF	02631v500	476	35,906	SH		DFND		0	0	35,906
AMERICAN FUNDS DEV WLD GRWTH &	MF	02630f779	739	87,922	SH		DFND		0	0	87,922
AMERICAN MUTUAL FUND CLASS F3	MF	027681774	976	27,613	SH		DFND		0	0	27,613
BLACKROCK FDS III LIFPT2025 IN	MF	066923848	301	23,921	SH		DFND		0	0	23,921
BLACKSTONE GSO FLOATNG RATE CL	MF	09258t106	438	23,076	SH		DFND		0	0	23,076
BLAIR WILLIAM SM MID CAP GRWTH	MF	093001295	261	12,155	SH		DFND		0	0	12,155
BLUEROCK TOTAL INC REAL EST FD	MF	09630D407	1,556	50,363	SH		DFND		0	0	50,363
BRANDES INVT TR EMRGN MKT VAL	MF	105262752	111	18,163	SH		DFND		0	0	18,163
CAPITAL INCOME BLDR FD CL F 3	MF	140193780	8,238	155,552	SH		DFND		0	0	155,552
CAPITAL INCOME BLDR IN SHS CL	MF	140194101	4,192	79,187	SH		DFND		0	0	79,187
CAPITAL WORLD GRW&INCM CL F-2	MF	140543828	792	19,169	SH		DFND		0	0	19,169
CAPITAL WORLD GRWTH AND INC FD	MF	140543117	1,968	47,559	SH		DFND		0	0	47,559
DNP SELECT INCOME FD INC COM	MF	23325P104	278	28,421	SH		DFND		0	0	28,421
DODGE & COX STK FD COM	MF	256219106	771	5,727	SH		DFND		0	0	5,727
EUROPACIFIC GROWTH FD SHS CL F	MF	29875e100	305	7,102	SH		DFND		0	0	7,102
FIDELITY COMWLTH TR NASD COMP	MF	315912709	747	7,724	SH		DFND		0	0	7,724
FIDELITY CONCORD STR T 500 IDX	MF	315911750	899	9,985	SH		DFND		0	0	9,985
FRANKLIN CUSTODIAN FDS INCOME	MF	353496631	43	22,072	SH		DFND		0	0	22,072
FUNDAMENTAL INVESTORS CL F3	MF	360802771	846	17,325	SH		DFND		0	0	17,325
GRANDEUR PEAK EMERGING MKTS OP	MF	31761R401	1,343	136,479	SH		DFND		0	0	136,479
GRANDEUR PEAK GLBL STALWARTS C	MF	31761r773	3,010	247,106	SH		DFND		0	0	247,106
GRANDEUR PEAK GLOBAL OPP FD IN	MF	317609360	3,483	1,244,071	SH		DFND		0	0	1,244,071
GRANDEUR PEAK INTL STALWARTS C	MF	31761r757	2,616	210,434	SH		DFND		0	0	210,434
INCOME FD AMER INC CL F3	MF	453320772	1,327	68,810	SH		DFND		0	0	68,810
INTERNATIONAL GROWTH I CL F 3	MF	45956t774	526	19,683	SH		DFND		0	0	19,683
INTERNATIONAL GRW & IN CL F-2	MF	45956t501	299	11,206	SH		DFND		0	0	11,206
INVESCO GLBL HEALTH CARE FUND	MF	00141v820	348	9,715	SH		DFND		0	0	9,715
INVESCO/OPP GLBL STRAT INC FD	MF	00143K756	80	25,841	SH		DFND		0	0	25,841
INVESCO/OPP INTL SM MID CO FD	MF	00900W555	254	6,743	SH		DFND		0	0	6,743
INVESCO/OPP INTL SMALL MID CO	MF	00900W530	553	14,747	SH		DFND		0	0	14,747
INVESCO/OPP STEELPATH MLP INC	MF	00143K285	27	14,532	SH		DFND		0	0	14,532
INVESCO/OPP STEELPATH MLP SEL4	MF	00143K228	83	29,326	SH		DFND		0	0	29,326
INVESTMENT CO AMER CL F3	MF	461308777	386	12,114	SH		DFND		0	0	12,114
MUTUAL FD SER TR ALPHACENTRIC	MF	62827m144	521	63,825	SH		DFND		0	0	63,825
NEW PERSPECTIVE FD INC CL F3	MF	648018778	1,112	28,779	SH		DFND		0	0	28,779
NEW WORLD FD INC NEW CL F3	MF	649280773	411	7,489	SH		DFND		0	0	7,489
POPLAR FOREST PARTNERS INSTITU	MF	00768d798	7,330	250,772	SH		DFND		0	0	250,772
ROWE T PRICE DIVID GRW COM	MF	779546100	337	7,785	SH		DFND		0	0	7,785
SEQUOIA FD INC COM	MF	817418106	214	1,745	SH		DFND		0	0	1,745
THE GROWTH FD OF AMERICA CL F3	MF	399874775	525	12,102	SH		DFND		0	0	12,102
VANGUARD INDEX FDS TOT STKIDX	MF	922908728	488	7,782	SH		DFND		0	0	7,782
VANGUARD INDEX TR 500 INDEX AD	MF	922908710	283	1,188	SH		DFND		0	0	1,188
VANGUARD SPECIALIZED HEALTHCAR	MF	921908885	293	3,854	SH		DFND		0	0	3,854
INVESCO ETF TR II FTSE RAFI DE	EXCH	46138E743	865	28,525	SH		DFND		0	0	28,525
INVESCO ETF TR II FTSE RAFI EM	EXCH	46138E727	1,106	71,680	SH		DFND		0	0	71,680
INVESCO ETF TRUST FTSE RAFI US	EXCH	46137V613	4,169	45,105	SH		DFND		0	0	45,105
INVESCO QQQ TR UNIT SER 1	EXCH	46090E103	7,710	40,494	SH		DFND		0	0	40,494
ISHARES TR MSCI EMERG MKT	EXCH	464287234	381	11,161	SH		DFND		0	0	11,161
ISHARES TR RUSSELL 2000	EXCH	464287655	6,435	56,219	SH		DFND		0	0	56,219
ISHARES TR RUSSELL1000VAL	EXCH	464287598	3,572	36,011	SH		DFND		0	0	36,011
SELECT SECTOR SPDR TR SBI INT-	EXCH	81369y605	1,756	84,326	SH		DFND		0	0	84,326
SPDR S&P 500 ETF TR UNIT SER 1	EXCH	78462F103	5,279	20,481	SH		DFND		0	0	20,481
SPDR S&P MIDCAP 400 ETF TR UNI	EXCH	78467y107	10,568	40,200	SH		DFND		0	0	40,200
SPIDER GOLD TR SHS	EXCH	78463V107	631	4,265	SH		DFND		0	0	4,265
VANGUARD INDEX TR STK MRK VIPE	EXCH	922908769	656	5,088	SH		DFND		0	0	5,088
WISDOMTREE TR EMERGING MKTS YL	EXCH	97717w315	1,008	31,260	SH		DFND		0	0	31,260
WISDOMTREE TRUST DEFA FD	EXCH	97717w703	251	6,345	SH		DFND		0	0	6,345
ALLIANZ FDS ALGI INCMGRINST	BAL MF	018920512	362	37,002	SH		DFND		0	0	37,002
AMERICAN BALANCED FD CL F3	BAL MF	024071771	4,305	171,730	SH		DFND		0	0	171,730
AMERICAN FDS CONSERVATIVE GRWT	BAL MF	02630q205	769	68,417	SH		DFND		0	0	68,417
AMERICAN FDS GLOBAL BA CL F3	BAL MF	02629w775	518	17,466	SH		DFND		0	0	17,466
AMERICAN FDS MODERATE GRWTH &	BAL MF	02630q106	687	50,867	SH		DFND		0	0	50,867
ALLIANZGI EQUITY & CONVERTIBLE	CLE FDS	018829101	673	36,177	SH		DFND		0	0	36,177
EATON VANCE TXMG GLOBAL OPPORT	CLE FDS	27829c105	268	35,872	SH		DFND		0	0	35,872
ROYCE GLOBAL VALUE TR INC COM	CLE FDS	78081t104	322	40,098	SH		DFND		0	0	40,098
ROYCE VALUE TR INC COM	CLE FDS	780910105	2,205	227,995	SH		DFND		0	0	227,995
TEMPLETON DRAGON FUND INC	CLE INTL	88018T101	285	16,690	SH		DFND		0	0	16,690