Rothschild Investment 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	Oct 31, 2018
Estimated average burden
hours per response:		23.8

COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
3M CO COM	COM	88579Y101	2,207	13,777	SH		DFND		0	0	13,777
ABBOTT LABS	COM	002824100	4,819	44,282	SH		DFND		0	0	44,282
ABBVIE INC COM	COM	00287Y109	98	1,117	SH		SOLE		1,117	0	0
ABBVIE INC COM	COM	00287Y109	19,031	217,279	SH		DFND		0	0	217,279
ABIOMED INC COM	COM	003654100	429	1,550	SH		DFND		0	0	1,550
ABRAXAS PETE CORP COM	COM	003830106	2	11,000	SH		DFND		0	0	11,000
ACTIVISION BLIZZARD INC COM	COM	00507V109	704	8,697	SH		DFND		0	0	8,697
ADAPTIVE BIOTECHNOLOGI COM	COM	00650f109	340	7,000	SH		DFND		0	0	7,000
ADOBE SYS INC	COM	00724F101	253	516	SH		DFND		0	0	516
ADVANCE AUTO PARTS INC COM	COM	00751Y106	942	6,138	SH		SOLE		6,138	0	0
ADVANCE AUTO PARTS INC COM	COM	00751Y106	37	242	SH		DFND		0	0	242
ADVANCED MICRO DEVICES	COM	007903107	287	3,500	SH		DFND		0	0	3,500
AFFILIATED MNGRS GRP COM	COM	008252108	321	4,701	SH		SOLE		4,701	0	0
AIR PRODUCTS & CHEMICALS	COM	009158106	596	2,000	SH		DFND		0	0	2,000
ALBEMARLE CORP COM	COM	012653101	292	3,272	SH		DFND		0	0	3,272
ALLSTATE CORP COM	COM	020002101	1,223	12,993	SH		DFND		0	0	12,993
ALLY FINL INC COM	COM	02005n100	1,002	39,964	SH		SOLE		39,964	0	0
ALLY FINL INC COM	COM	02005n100	29	1,149	SH		DFND		0	0	1,149
ALPHABET CLASS-C SHARE	COM	02079k107	263	179	SH		SOLE		179	0	0
ALPHABET CLASS-C SHARE	COM	02079k107	11,322	7,704	SH		DFND		0	0	7,704
ALPHABET INC CL A	COM	02079k305	696	475	SH		SOLE		475	0	0
ALPHABET INC CL A	COM	02079k305	15,892	10,843	SH		DFND		0	0	10,843
ALTRIA GROUP INC	COM	02209S103	1,345	34,798	SH		DFND		0	0	34,798
AMAZON COM INC COM	COM	023135106	8,029	2,550	SH		DFND		0	0	2,550
AMBARELLA INC SHS	COM	g037ax101	1,962	37,600	SH		DFND		0	0	37,600
AMBIT BIOSCIENCE CONT VAL-POSS	COM	023cvr996	0	29,390	SH		DFND		0	0	29,390
AMCOR PLC REGISTERED SHS	COM	g0250x107	648	58,675	SH		DFND		0	0	58,675
AMEREN CORP COM	COM	023608102	1,215	15,358	SH		DFND		0	0	15,358
AMERICAN ELECTRIC POWER	COM	025537101	736	9,006	SH		DFND		0	0	9,006
AMERICAN EXPRESS CO	COM	025816109	740	7,384	SH		SOLE		7,384	0	0
AMERICAN EXPRESS CO	COM	025816109	379	3,777	SH		DFND		0	0	3,777
AMERICAN INTL GROUP INC COM NE	COM	026874784	3,779	137,276	SH		DFND		0	0	137,276
AMERISOURCEBERGEN CORP COM	COM	03073e105	807	8,330	SH		DFND		0	0	8,330
AMGEN INC	COM	031162100	20,800	81,838	SH		DFND		0	100	81,738
AMN HEALTHCARE SRVCS COM	COM	001744101	389	6,647	SH		SOLE		6,647	0	0
ANALOG DEVICES INC	COM	032654105	720	6,170	SH		DFND		0	0	6,170
APOLLO GLOBAL MGMT INC CL A	COM	03768E105	451	10,085	SH		DFND		0	0	10,085
APPLE COMPUTER INC	COM	037833100	791	6,832	SH		SOLE		6,832	0	0
APPLE COMPUTER INC	COM	037833100	47,063	406,381	SH		DFND		0	0	406,381
APPLIED MATERIALS INC	COM	038222105	99	1,666	SH		SOLE		1,666	0	0
APPLIED MATERIALS INC	COM	038222105	1,637	27,535	SH		DFND		0	0	27,535
ARES CAP CORP COM	COM	04010l103	608	43,565	SH		DFND		0	0	43,565
ASSOCIATED BANCORP	COM	045487105	278	22,000	SH		DFND		0	0	22,000
AT&T INC COM	COM	00206r102	11,786	413,413	SH		DFND		0	0	413,413
ATHENE HOLDING LTD	COM	g0684d107	583	17,111	SH		SOLE		17,111	0	0
BAKER HUGHES CO CL A	COM	05722g100	147	11,050	SH		DFND		0	0	11,050
BANCORP INC DEL COM	COM	05969a105	98	11,334	SH		DFND		0	0	11,334
BANK OF AMER CORP	COM	060505104	3,427	142,277	SH		DFND		0	0	142,277
BARRICK GOLD CORP	COM	067901108	952	33,875	SH		DFND		0	0	33,875
BAXTER INTERNATIONAL INC	COM	071813109	1,504	18,703	SH		DFND		0	0	18,703
BBQ HLDGS INC COM	COM	05551A109	44	13,349	SH		DFND		0	0	13,349
BENGUET CORP CL B	COM	081851206	1	10,000	SH		DFND		0	0	10,000
BERKSHIRE HATHAWAY INC CL B	COM	084670702	14,850	69,737	SH		DFND		0	0	69,737
BERKSHIRE HATHAWAY INC DEL	COM	084670108	640	2	SH		DFND		0	0	2
BIOMARIN PHARMACEUTICA COM	COM	09061G101	1,098	14,436	SH		DFND		0	0	14,436
BJS RESTAURANTS INC COM	COM	09180c106	893	30,335	SH		DFND		0	0	30,335
BLACKSTONE GROUP INC COM CL A	COM	09260d107	4,444	85,141	SH		DFND		0	0	85,141
BLACKSTONE GSO STRATEG COM SHS	COM	09257r101	339	27,725	SH		DFND		0	0	27,725
BLACKSTONE MTG TR INC COM CL A	COM	09257w100	334	15,225	SH		DFND		0	0	15,225
BLACKSTONE REAL ESTATE INC TR	COM	per092613	112	10,235	SH		DFND		0	0	10,235
BLUEBIRD BIO INC COM	COM	09609g100	346	6,407	SH		DFND		0	0	6,407
BOEING COMPANY	COM	097023105	7,621	46,113	SH		DFND		0	0	46,113
BOOKING HLDGS INC COM	COM	09857l108	3,466	2,026	SH		DFND		0	0	2,026
BOOT BARN HLDGS INC COM	COM	099406100	291	10,336	SH		SOLE		10,336	0	0
BOSTON SCIENTIFIC CORP COM	COM	101137107	954	24,972	SH		SOLE		24,972	0	0
BOSTON SCIENTIFIC CORP COM	COM	101137107	44	1,162	SH		DFND		0	0	1,162
BP PLC SPONSORED ADR	COM	055622104	1,402	80,326	SH		DFND		0	0	80,326
BRISTOL MYERS SQUIBB CO	COM	110122108	533	8,842	SH		SOLE		8,842	0	0
BRISTOL MYERS SQUIBB CO	COM	110122108	5,806	96,297	SH		DFND		0	0	96,297
BROADCOM INC COM	COM	11135f101	1,338	3,673	SH		DFND		0	0	3,673
BROOKS AUTOMATION INC COM	COM	114340102	279	6,029	SH		SOLE		6,029	0	0
BUNGE LIMITED COM	COM	g16962105	280	6,122	SH		DFND		0	0	6,122
CANADIAN NAT RES LTD COM	COM	136385101	252	15,711	SH		SOLE		15,711	0	0
CANADIAN NATL RY CO COM	COM	136375102	3,273	30,743	SH		DFND		0	0	30,743
CANNABIS SCIENCE INC COM	COM	137648101	0	10,000	SH		DFND		0	0	10,000
CARA THERAPEUTICS INC COM	COM	140755109	417	32,800	SH		DFND		0	0	32,800
CARNIVAL CORP	COM	143658300	262	17,275	SH		DFND		0	0	17,275
CATERPILLAR TRACTOR	COM	149123101	682	4,575	SH		DFND		0	0	4,575
CBOE HLDGS INC COM	COM	12503m108	5,688	64,825	SH		DFND		0	100	64,725
CENTERPOINT ENERGY INC COM	COM	15189T107	237	12,250	SH		DFND		0	0	12,250
CHARLES RIV LABS INTL COM	COM	159864107	374	1,650	SH		SOLE		1,650	0	0
CHARLES RIV LABS INTL COM	COM	159864107	33	144	SH		DFND		0	0	144
CHARTER COMMUNICATIONS INC NEW	COM	16119p108	541	866	SH		SOLE		866	0	0
CHARTER COMMUNICATIONS INC NEW	COM	16119p108	55	88	SH		DFND		0	0	88
CHEMOURS CO COM	COM	163851108	281	13,455	SH		DFND		0	0	13,455
CHEVRON TEXACO CORP COM	COM	166764100	61	848	SH		SOLE		848	0	0
CHEVRON TEXACO CORP COM	COM	166764100	2,300	31,949	SH		DFND		0	0	31,949
CIENA CORP NEW	COM	171779309	1,058	26,652	SH		SOLE		26,652	0	0
CIENA CORP NEW	COM	171779309	23	581	SH		DFND		0	0	581
CISCO SYS INC	COM	17275R102	87	2,197	SH		SOLE		2,197	0	0
CISCO SYS INC	COM	17275R102	8,395	213,117	SH		DFND		0	0	213,117
CME GROUP INC COM	COM	12572q105	528	3,153	SH		DFND		0	0	3,153
COCA COLA COMPANY	COM	191216100	728	14,753	SH		SOLE		14,753	0	0
COCA COLA COMPANY	COM	191216100	1,609	32,600	SH		DFND		0	0	32,600
COHEN & STEERS QTY RLY COM	COM	19247L106	428	38,500	SH		DFND		0	0	38,500
COHU INC COM	COM	192576106	309	17,981	SH		SOLE		17,981	0	0
COHU INC COM	COM	192576106	23	1,325	SH		DFND		0	0	1,325
COLGATE PALMOLIVE COMPANY	COM	194162103	482	6,254	SH		DFND		0	0	6,254
COMCAST CORPORATION CLASS A	COM	20030n101	508	10,980	SH		DFND		0	0	10,980
COMPUGEN LTD ORD	COM	m25722105	5,973	367,551	SH		DFND		0	0	367,551
CONAGRA BRANDS INC COM	COM	205887102	302	8,454	SH		DFND		0	0	8,454
CONOCOPHILLIPS	COM	20825C104	1,394	42,450	SH		DFND		0	0	42,450
CONSOLIDATED EDISON NEW YORK	COM	209115104	1,940	24,932	SH		DFND		0	0	24,932
CONSTELLATION BRANDS CL A	COM	21036p108	268	1,415	SH		DFND		0	0	1,415
COREPOINT LODGING INC COM	COM	21872L104	71	13,000	SH		DFND		0	0	13,000
CORNING INC	COM	219350105	653	20,145	SH		SOLE		20,145	0	0
CORNING INC	COM	219350105	2,409	74,342	SH		DFND		0	0	74,342
COSTCO WHOLESALE CORP-NEW	COM	22160K105	14,661	41,298	SH		DFND		0	0	41,298
COTY INC COM CL A	COM	222070203	29	10,600	SH		DFND		0	0	10,600
COVANTA HOLDINGS CP	COM	22282e102	1,072	138,344	SH		DFND		0	0	138,344
CRESCO LABS INC SUB VTG SHS	COM	22587m106	229	38,250	SH		DFND		0	0	38,250
CUMMINS ENGINE CO INC	COM	231021106	989	4,686	SH		DFND		0	0	4,686
CVS HEALTH CORPORATION	COM	126650100	6,638	113,669	SH		DFND		0	0	113,669
CYRUSONE INC COM	COM	23283r100	1,215	17,355	SH		SOLE		17,355	0	0
CYRUSONE INC COM	COM	23283r100	38	549	SH		DFND		0	0	549
DANAHER CORP DEL COM	COM	235851102	934	4,339	SH		DFND		0	0	4,339
DARDEN RESTAURANTS, INC.	COM	237194105	432	4,290	SH		DFND		0	0	4,290
DAVITA HEALTHCARE PARTNERS, IN	COM	23918k108	1,201	14,020	SH		DFND		0	0	14,020
DEERE & COMPANY	COM	244199105	2,989	13,488	SH		DFND		0	0	13,488
DEL TACO RESTAURANTS	COM	245496104	195	23,800	SH		DFND		0	0	23,800
DENTSPLY SIRONA INC COM	COM	24906p109	434	9,925	SH		DFND		0	0	9,925
DESIGNER BRANDS INC CL A	COM	250565108	72	13,224	SH		DFND		0	0	13,224
DIEBOLD INC COM	COM	253651103	851	111,429	SH		DFND		0	0	111,429
DIGITAL RLTY TR INC COM	COM	253868103	660	4,500	SH		SOLE		4,500	0	0
DIGITAL RLTY TR INC COM	COM	253868103	120	820	SH		DFND		0	0	820
DIMECO INC COM	COM	25432w104	200	6,000	SH		DFND		0	0	6,000
DISCOVER FINL SVCS INC	COM	254709108	6,920	119,768	SH		DFND		0	250	119,518
DISCOVERY COMMUNICATIONS INC C	COM	25470f104	2,072	95,172	SH		DFND		0	0	95,172
DOLLAR GENERAL CORP	COM	256677105	807	3,852	SH		SOLE		3,852	0	0
DOLLAR GENERAL CORP	COM	256677105	578	2,758	SH		DFND		0	0	2,758
DOLLAR TREE INC COM	COM	256746108	394	4,310	SH		SOLE		4,310	0	0
DOLLAR TREE INC COM	COM	256746108	108	1,184	SH		DFND		0	0	1,184
DOMINION ENERGY INC COM	COM	25746u109	1,669	21,150	SH		DFND		0	0	21,150
DOW INC COM	COM	260557103	9,930	211,050	SH		DFND		0	200	210,850
DRAFTKINGS INC COM CL A	COM	26142r104	9,600	163,150	SH		DFND		0	0	163,150
DUKE ENERGY COMPANY	COM	26441C204	3,425	38,674	SH		DFND		0	0	38,674
DUNKIN BRANDS GRP INC COM	COM	265504100	344	4,200	SH		DFND		0	0	4,200
DUPONT DE NEMOURS INC COM	COM	26614n102	484	8,723	SH		DFND		0	0	8,723
DXC TECHNOLOGY CO COM	COM	23355l106	675	37,800	SH		DFND		0	0	37,800
EBAY INC COM	COM	278642103	306	5,870	SH		DFND		0	0	5,870
ECOLAB INC COM	COM	278865100	291	1,458	SH		DFND		0	0	1,458
EDITAS MEDICINE INC COM	COM	28106w103	226	8,050	SH		DFND		0	0	8,050
EDWARDS LIFESCIENCES COM	COM	28176e108	1,147	14,364	SH		DFND		0	0	14,364
ELECTRONIC ARTS	COM	285512109	487	3,735	SH		DFND		0	0	3,735
EMERSON ELECTRIC CO	COM	291011104	1,184	18,052	SH		DFND		0	0	18,052
ENBRIDGE INC COM	COM	29250n105	383	13,111	SH		DFND		0	0	13,111
EQUINIX INC COM NEW	COM	29444U700	534	703	SH		DFND		0	0	703
EQUITABLE HLDGS IN COM	COM	29452e101	208	11,425	SH		DFND		0	0	11,425
ESSENTIAL UTILS INC COM	COM	29670g102	836	20,770	SH		DFND		0	0	20,770
EXELON CORP	COM	30161N101	1,516	42,407	SH		DFND		0	0	42,407
EXPEDIA INC DEL COM	COM	30212P303	240	2,616	SH		DFND		0	0	2,616
EXXON MOBIL CORP COM	COM	30231G102	2,045	59,561	SH		DFND		0	0	59,561
F5 NETWORKS INC COM	COM	315616102	230	1,875	SH		DFND		0	0	1,875
FACEBOOK INC CL A	COM	30303m102	7,048	26,912	SH		DFND		0	0	26,912
FAMILY ZONE CYBER SAFE SHS	COM	q3689d105	30	77,000	SH		DFND		0	0	77,000
FEDEX CORP	COM	31428X106	530	2,108	SH		SOLE		2,108	0	0
FEDEX CORP	COM	31428X106	2,569	10,213	SH		DFND		0	0	10,213
FIFTH THIRD BANCORP	COM	316773100	242	11,371	SH		DFND		0	0	11,371
FIRST N B ANCHRAG ALAS COM	COM	32112j106	1,034	5,195	SH		DFND		0	0	5,195
FIRST TRUST ETF II HLTH CARE A	COM	33734x143	237	2,500	SH		DFND		0	0	2,500
FLEXPOINT SENSOR SYS COM NEW	COM	33938w206	2	56,000	SH		DFND		0	0	56,000
FORD MOTOR COMPANY	COM	345370860	180	26,979	SH		DFND		0	0	26,979
GAMESTOP CORP NEW CL A	COM	36467w109	108	10,620	SH		DFND		0	0	10,620
GENERAL DYNAMICS	COM	369550108	7,580	54,758	SH		DFND		0	50	54,708
GENERAL ELECTRIC CO	COM	369604103	680	109,101	SH		DFND		0	0	109,101
GENERAL MILLS INC	COM	370334104	317	5,144	SH		DFND		0	0	5,144
GENERAL MTRS CO COM	COM	37045v100	1,047	35,370	SH		DFND		0	0	35,370
GILEAD SCIENCES INC COM	COM	375558103	503	7,961	SH		DFND		0	0	7,961
GLAXO SMITHKLINE PLC SPONS ADR	COM	37733w105	1,320	35,060	SH		DFND		0	0	35,060
GLOBUS MED INC CL A	COM	379577208	221	4,460	SH		SOLE		4,460	0	0
GOLDMAN SACHS BDC INC SHS	COM	38147u107	204	13,593	SH		DFND		0	0	13,593
GOLDMAN SACHS GROUP COM	COM	38141G104	1,291	6,423	SH		DFND		0	0	6,423
GRAINGER W W INC	COM	384802104	762	2,137	SH		SOLE		2,137	0	0
GRAINGER W W INC	COM	384802104	105	294	SH		DFND		0	0	294
GRAYSCALE BITCOIN TR BTC SHS	COM	389637109	269	24,500	SH		DFND		0	0	24,500
GREEN CURES & BOTANICL COM NEW	COM	393007208	0	10,000	SH		DFND		0	0	10,000
GREEN THUMB INDUSTRIES SUB VTG	COM	39342l108	604	46,600	SH		DFND		0	0	46,600
GW PHARMACEUTICALS PLC ADS	COM	36197T103	1,780	18,287	SH		DFND		0	0	18,287
HALLIBURTON COMPANY	COM	406216101	143	11,900	SH		DFND		0	0	11,900
HANES BRANDS INC COM	COM	410345102	566	35,948	SH		DFND		0	0	35,948
HCA HOLDINGS INC COM	COM	40412c101	1,072	8,599	SH		DFND		0	0	8,599
HOME DEPOT INC	COM	437076102	5,729	20,631	SH		DFND		0	0	20,631
HONEYWELL INTL	COM	438516106	11,715	71,169	SH		DFND		0	200	70,969
ILIKA PLC ORD SHS	COM	G47602100	19	17,000	SH		DFND		0	0	17,000
ILLINOIS TOOL WORKS	COM	452308109	4,630	23,962	SH		DFND		0	0	23,962
INPHI CORP COM	COM	45772f107	1,510	13,450	SH		DFND		0	0	13,450
INTEL CORPORATION	COM	458140100	7,168	138,427	SH		DFND		0	0	138,427
INTERNATIONAL BUSINESS MACHINE	COM	459200101	4,757	39,099	SH		DFND		0	0	39,099
INTERNATIONAL PAPER CO	COM	460146103	611	15,072	SH		DFND		0	0	15,072
INTUITIVE SURGICAL INC COM NEW	COM	46120e602	486	685	SH		DFND		0	0	685
INVESCO ETF TR II S&P 500 LOW	COM	46138E354	990	18,459	SH		DFND		0	0	18,459
INVESCO ETF TR S&P 500 PURE VA	COM	46137V258	1,878	38,310	SH		DFND		0	0	38,310
INVESCO EXCHNG TRADED S&P MIDC	COM	46138e198	365	8,765	SH		DFND		0	0	8,765
INVESCO LTD SHS	COM	g491bt108	2,068	181,267	SH		DFND		0	0	181,267
INVITATION HOMES INC COM	COM	46187w107	7,246	258,884	SH		DFND		0	0	258,884
IPG PHOTONICS CORP COM	COM	44980x109	320	1,885	SH		SOLE		1,885	0	0
IPG PHOTONICS CORP COM	COM	44980x109	35	205	SH		DFND		0	0	205
ISHARES INC MSCI JAPAN	COM	46434g822	273	4,630	SH		DFND		0	0	4,630
ISHARES SILVER TRUST ISHARES	COM	46428q109	358	16,530	SH		DFND		0	0	16,530
ISHARES TR CONSER ALLOC ETF	COM	464289883	316	8,500	SH		DFND		0	0	8,500
ISHARES TR CORE DIV GRWTH	COM	46434v621	2,039	51,250	SH		DFND		0	0	51,250
ISHARES TR GRWT ALLOCAT ETF	COM	464289867	242	5,000	SH		DFND		0	0	5,000
ISHARES TR MSCI EAFE IDX	COM	464287465	1,548	24,325	SH		DFND		0	0	24,325
ISHARES TR NASDQ BIO INDX	COM	464287556	223	1,645	SH		DFND		0	0	1,645
ISHARES TR RUSSELL1000GRW	COM	464287614	4,579	21,112	SH		DFND		0	0	21,112
ISHARES TR S&P SMLCAP 600	COM	464287804	306	4,350	SH		DFND		0	0	4,350
J P MORGAN CHASE & CO COM	COM	46625h100	16,346	169,791	SH		DFND		0	0	169,791
JOHNSON & JOHNSON	COM	478160104	17,163	115,282	SH		DFND		0	100	115,182
KBR INC COM	COM	48242w106	643	28,772	SH		SOLE		28,772	0	0
KELLOGG COMPANY	COM	487836108	264	4,088	SH		DFND		0	0	4,088
KIMBERLY CLARK CORP	COM	494368103	450	3,050	SH		DFND		0	0	3,050
KINDER MORGAN INC DEL COM	COM	49456b101	694	56,276	SH		DFND		0	0	56,276
KKR & CO INC CL A	COM	48251w104	2,026	58,992	SH		DFND		0	0	58,992
KLA CORP COM	COM	482480100	2,300	11,874	SH		DFND		0	0	11,874
KORNIT DIGITAL LTD SHS	COM	m6372q113	216	3,332	SH		SOLE		3,332	0	0
KRAFT HEINZ CO COM	COM	500754106	268	8,949	SH		DFND		0	0	8,949
KRANESHARES TR CSI CHI INTERNE	COM	500767306	409	6,000	SH		DFND		0	0	6,000
KROGER CO	COM	501044101	332	9,800	SH		DFND		0	0	9,800
LAM RESEARCH	COM	512807108	980	2,955	SH		DFND		0	0	2,955
LAZARD LTD SHS A	COM	g54050102	372	11,250	SH		DFND		0	0	11,250
LEAR CORP COM NEW	COM	521865204	623	5,715	SH		DFND		0	0	5,715
LILLY ELI & COMPANY	COM	532457108	2,241	15,141	SH		DFND		0	0	15,141
LINCOLN NATL CORP IND COM	COM	534187109	221	7,060	SH		DFND		0	0	7,060
LINDE PLC	COM	g5494j103	1,917	8,050	SH		DFND		0	0	8,050
LIVENT CORP COM	COM	53814l108	162	18,100	SH		DFND		0	0	18,100
LOCKHEED MARTIN CORP	COM	539830109	11,898	31,043	SH		DFND		0	0	31,043
LOWES COS INC COM	COM	548661107	3,820	23,030	SH		DFND		0	0	23,030
LUMENTUM HLDGS INC COM	COM	55024u109	1,069	14,233	SH		SOLE		14,233	0	0
LUMENTUM HLDGS INC COM	COM	55024u109	29	389	SH		DFND		0	0	389
LYNAS CORPORATION LTD SHS	COM	q5683j210	67	40,000	SH		DFND		0	0	40,000
LYONDELLBASELL INDUSTR SHS - A	COM	N53745100	1,155	16,390	SH		DFND		0	0	16,390
MACYS INC COM	COM	55616p104	202	35,480	SH		DFND		0	0	35,480
MARATHON OIL CORP	COM	565849106	94	23,089	SH		DFND		0	0	23,089
MARRIOTT INTL INC COM	COM	571903202	410	4,424	SH		DFND		0	0	4,424
MASTERCARD INC COM	COM	57636q104	1,491	4,410	SH		DFND		0	0	4,410
MCDONALDS CORPORATION	COM	580135101	822	3,745	SH		SOLE		3,745	0	0
MCDONALDS CORPORATION	COM	580135101	5,227	23,813	SH		DFND		0	0	23,813
MEDICAL PPTYS TR INC COM	COM	58463j304	494	28,000	SH		DFND		0	0	28,000
MEDTRONIC PLC SHS	COM	g5960l103	1,235	11,883	SH		DFND		0	0	11,883
MERCK & COMPANY INC.	COM	58933y105	5,236	63,125	SH		DFND		0	0	63,125
MEREDITH CORP COM	COM	589433101	161	12,250	SH		DFND		0	0	12,250
METLIFE INC COM	COM	59156r108	3,284	88,339	SH		DFND		0	0	88,339
MICROCHIP TECHNOLOGY COM	COM	595017104	810	7,885	SH		SOLE		7,885	0	0
MICROCHIP TECHNOLOGY COM	COM	595017104	33	323	SH		DFND		0	0	323
MICROSOFT CORP	COM	594918104	137	653	SH		SOLE		653	0	0
MICROSOFT CORP	COM	594918104	17,355	82,514	SH		DFND		0	0	82,514
MONDELEZ INTL INC CL A	COM	609207105	528	9,189	SH		DFND		0	0	9,189
MORGAN STANLEY COM NEW	COM	617446448	614	12,692	SH		DFND		0	0	12,692
MOTOROLA SOLUTIONS INC COM NEW	COM	620076307	237	1,510	SH		DFND		0	0	1,510
NESTLE S A REP RG SH ADR	COM	641069406	370	3,106	SH		DFND		0	0	3,106
NEW MTN FIN CORP COM	COM	647551100	359	37,524	SH		DFND		0	0	37,524
NEW RESIDENTIAL INVT CORP COM	COM	64828t201	239	30,000	SH		DFND		0	0	30,000
NEWELL BRAND INC.	COM	651229106	369	21,524	SH		DFND		0	0	21,524
NEXTERA ENERGY INC COM	COM	65339F101	865	3,115	SH		DFND		0	0	3,115
NIKE INC CLASS B	COM	654106103	1,592	12,685	SH		DFND		0	0	12,685
NISOURCE INC. COM	COM	65473p105	901	40,965	SH		DFND		0	0	40,965
NORFOLK SOUTHERN CORP	COM	655844108	2,480	11,588	SH		DFND		0	0	11,588
NORTHERN TRUST CORPORATION	COM	665859104	410	5,260	SH		DFND		0	0	5,260
NOVARTIS A G SPONSORED ADR	COM	66987V109	1,402	16,121	SH		DFND		0	0	16,121
NUCOR CORP	COM	670346105	1,728	38,525	SH		DFND		0	0	38,525
NVIDIA CORP COM	COM	67066G104	8,381	15,486	SH		DFND		0	0	15,486
OCCIDENTAL PETE CORP	COM	674599105	128	12,781	SH		DFND		0	0	12,781
OLD REP INTL CORP	COM	680223104	812	55,085	SH		DFND		0	0	55,085
OLD SECOND BANCORP INC COM	COM	680277100	285	38,000	SH		DFND		0	0	38,000
ORACLE SYS CORP	COM	68389X105	528	8,840	SH		SOLE		8,840	0	0
ORACLE SYS CORP	COM	68389X105	4,317	72,319	SH		DFND		0	0	72,319
OSHKOSH TRUCK CORP	COM	688239201	225	3,056	SH		SOLE		3,056	0	0
OSHKOSH TRUCK CORP	COM	688239201	74	1,000	SH		DFND		0	0	1,000
OTIS WORLDWIDE CORP COM	COM	68902v107	207	3,310	SH		DFND		0	0	3,310
PACIRA BIOSCIENCES COM	COM	695127100	541	8,998	SH		SOLE		8,998	0	0
PALO ALTO NETWORKS INC COM	COM	697435105	10,019	40,934	SH		DFND		0	0	40,934
PELOTON INTERACTIVE IN CL A CO	COM	70614w100	7,646	77,050	SH		DFND		0	0	77,050
PENN NATL GAMING INC COM	COM	707569109	969	13,325	SH		DFND		0	0	13,325
PEPSICO INC	COM	713448108	877	6,331	SH		SOLE		6,331	0	0
PEPSICO INC	COM	713448108	1,776	12,817	SH		DFND		0	0	12,817
PERSPECTA INC COM	COM	715347100	464	23,865	SH		DFND		0	0	23,865
PETMED EXPRESS INC COM	COM	716382106	1,126	35,615	SH		DFND		0	0	35,615
PFIZER INC	COM	717081103	6,692	182,356	SH		DFND		0	200	182,156
PHILIP MORRIS INTL INC COM	COM	718172109	1,244	16,583	SH		DFND		0	0	16,583
PHILLIPS 66 COM	COM	718546104	1,518	29,279	SH		DFND		0	0	29,279
PINNACLE FINL PARTNERS COM	COM	72346q104	245	6,883	SH		SOLE		6,883	0	0
PINNACLE WEST CAPITAL CORP USD	COM	723484101	1,845	24,752	SH		DFND		0	0	24,752
PIONEER NAT RES CO COM	COM	723787107	301	3,504	SH		SOLE		3,504	0	0
PIONEER NAT RES CO COM	COM	723787107	36	413	SH		DFND		0	0	413
PITNEY BOWES INC	COM	724479100	527	99,269	SH		DFND		0	0	99,269
PNC FINANCIAL CORP	COM	693475105	437	3,978	SH		SOLE		3,978	0	0
PNC FINANCIAL CORP	COM	693475105	136	1,239	SH		DFND		0	0	1,239
POSEIDA THERAPEUTICS I COM	COM	73730p108	160	18,000	SH		DFND		0	0	18,000
PPL CORPORATION	COM	69351T106	1,491	54,800	SH		DFND		0	0	54,800
PRECISION ASSESSMENT COM	COM	74018g109	0	40,000	SH		DFND		0	0	40,000
PRICE T ROWE GROUP INC COM	COM	74144t108	564	4,398	SH		DFND		0	0	4,398
PROCTER & GAMBLE CO	COM	742718109	3,896	28,033	SH		DFND		0	0	28,033
PROGRESSIVE CORP OHIO	COM	743315103	1,821	19,237	SH		DFND		0	0	19,237
PROSHRS TR SHRT 20PLUS YR TR E	COM	74347x849	375	24,400	SH		DFND		0	0	24,400
PUBLIC STORAGE INC COM	COM	74460D109	8,501	38,170	SH		DFND		0	75	38,095
QRS MUSIC TECHNOLOGIES COM	COM	74726W107	2	21,667	SH		DFND		0	0	21,667
QUALCOMM INC	COM	747525103	7,565	64,283	SH		DFND		0	0	64,283
RAYTHEON TECHNOLOGIES CORP	COM	75513e101	1,108	19,252	SH		DFND		0	0	19,252
REGENERON PHARMA INC COM	COM	75886f107	412	736	SH		DFND		0	0	736
S&P 400 MIDCAP - ISHARES	COM	464287507	259	1,400	SH		DFND		0	0	1,400
SCHWEITZER-MAUDUIT INTL INC CO	COM	808541106	1,071	35,254	SH		SOLE		35,254	0	0
SCHWEITZER-MAUDUIT INTL INC CO	COM	808541106	41	1,340	SH		DFND		0	0	1,340
SEAGATE TECHNOLOGY PLC SHS	COM	g7945m107	956	19,395	SH		DFND		0	0	19,395
SECTOR SPIDER TR TECHNOLOGY	COM	81369Y803	582	4,985	SH		DFND		0	0	4,985
SEMPRA ENERGY COM	COM	816851109	240	2,024	SH		DFND		0	0	2,024
SHERWIN WILLIAMS CO	COM	824348106	603	866	SH		DFND		0	0	866
SIGNET JEWELERS LTD SHS	COM	g81276100	548	29,325	SH		DFND		0	0	29,325
SKECHERS U S A INC CL A	COM	830566105	230	7,612	SH		SOLE		7,612	0	0
SOUTHCREST FINL GROUP COM	COM	84129x107	113	17,889	SH		DFND		0	0	17,889
SOUTHERN COMPANY	COM	842587107	1,623	29,932	SH		DFND		0	0	29,932
SPDR DOW JONES INDL AVG ETF	COM	78467x109	456	1,642	SH		DFND		0	0	1,642
SPDR SER TR S&P HOMEBUILDERS E	COM	78464a888	431	8,000	SH		DFND		0	0	8,000
SPDR SERIES TRUST S&P REGL BKG	COM	78464a698	914	25,613	SH		DFND		0	0	25,613
SPROTT FOCUS TR INC COM	COM	85208j109	101	16,941	SH		DFND		0	0	16,941
SPX FLOW INC COM	COM	78469x107	727	16,977	SH		SOLE		16,977	0	0
SPX FLOW INC COM	COM	78469x107	24	554	SH		DFND		0	0	554
STANLEY BLACK & DECKER COM	COM	854502101	797	4,915	SH		SOLE		4,915	0	0
STANLEY BLACK & DECKER COM	COM	854502101	2,162	13,332	SH		DFND		0	0	13,332
STARBUCKS CORP COM	COM	855244109	2,096	24,394	SH		DFND		0	0	24,394
STARWOOD PPTY TR INC COM	COM	85571b105	3,244	214,953	SH		DFND		0	0	214,953
STATE STREET BOSTON CORP	COM	857477103	445	7,500	SH		DFND		0	0	7,500
STRYKER CORP	COM	863667101	7,505	36,020	SH		DFND		0	0	36,020
SYSCO CORP	COM	871829107	8,419	135,311	SH		DFND		0	0	135,311
TARGET CORP COM	COM	87612E106	1,727	10,969	SH		DFND		0	0	10,969
TE CONNECTIVITY LTD	COM	H84989104	1,031	10,552	SH		DFND		0	0	10,552
TEGNA INC	COM	87901j105	653	55,551	SH		DFND		0	0	55,551
TESLA MTRS INC COM	COM	88160R101	262	611	SH		DFND		0	0	611
THE CHARLES SCHWAB CORP	COM	808513105	457	12,625	SH		DFND		0	0	12,625
THERMO FISHER SCIENTIFIC	COM	883556102	4,148	9,395	SH		SOLE		9,395	0	0
THERMO FISHER SCIENTIFIC	COM	883556102	11,417	25,859	SH		DFND		0	0	25,859
TILLYS INC CL A	COM	886885102	663	110,000	SH		DFND		0	0	110,000
TJX COMPANIES INC (NEW)	COM	872540109	5,924	106,460	SH		DFND		0	0	106,460
TRACTOR SUPPLY CO COM	COM	892356106	208	1,452	SH		SOLE		1,452	0	0
TRAVELERS COS INC COM	COM	89417E109	346	3,201	SH		DFND		0	0	3,201
TRUIST FINL CORP COM	COM	89832q109	239	6,273	SH		DFND		0	0	6,273
TRULIEVE CANNABIS CORP COM	COM	89788c104	345	18,650	SH		DFND		0	0	18,650
UBER TECHNOLOGIES INC COM	COM	90353t100	2,041	55,935	SH		DFND		0	0	55,935
UNION PACIFIC CORPORATION	COM	907818108	709	3,601	SH		DFND		0	0	3,601
UNITED PARCEL SERVICE CL B	COM	911312106	1,049	6,293	SH		DFND		0	0	6,293
UNITEDHEALTH GRP INC	COM	91324p102	846	2,715	SH		SOLE		2,715	0	0
UNITEDHEALTH GRP INC	COM	91324p102	298	957	SH		DFND		0	0	957
UNIVERSAL DISPLAY CORP COM	COM	91347P105	1,544	8,540	SH		DFND		0	0	8,540
UNIVERSAL HEALTH RLTY INCOME S	COM	91359E105	359	6,300	SH		DFND		0	0	6,300
US BANCORP DEL COM	COM	902973304	450	12,557	SH		DFND		0	0	12,557
VANGUARD INDEX FDS	COM	922908363	554	1,801	SH		DFND		0	0	1,801
VANGUARD INDEX FDS EXTEND MKT	COM	922908652	4,197	32,355	SH		DFND		0	0	32,355
VANGUARD INDEX FDS GROWTH ETF	COM	922908736	6,083	26,725	SH		DFND		0	0	26,725
VANGUARD INDEX FDS REIT ETF	COM	922908553	1,107	14,025	SH		DFND		0	0	14,025
VANGUARD INTL EQUITY I TT WRLD	COM	922042742	613	7,600	SH		DFND		0	0	7,600
VANGUARD SPECIALIZED DIV APP E	COM	921908844	6,795	52,810	SH		DFND		0	0	52,810
VANGUARD WHITEHALL FDS HIGH DI	COM	921946406	388	4,797	SH		DFND		0	0	4,797
VECTOR GROUP LTD COM	COM	92240M108	429	44,230	SH		DFND		0	0	44,230
VENTAS INC COM	COM	92276F100	2,422	57,725	SH		DFND		0	200	57,525
VERIZON COMMUNICATIONS COM	COM	92343v104	9,015	151,533	SH		DFND		0	0	151,533
VIR BIOTECHNOLOGY INC COM	COM	92764n102	438	12,750	SH		DFND		0	0	12,750
VISA INC COM CL A	COM	92826c839	817	4,087	SH		SOLE		4,087	0	0
VISA INC COM CL A	COM	92826c839	5,549	27,748	SH		DFND		0	0	27,748
WAL MART STORES INC	COM	931142103	4,944	35,339	SH		DFND		0	0	35,339
WALGREEN BOOTS ALLIANCE INC CO	COM	931427108	250	6,962	SH		SOLE		6,962	0	0
WALGREEN BOOTS ALLIANCE INC CO	COM	931427108	6,203	172,688	SH		DFND		0	0	172,688
WALT DISNEY PRODUCTIONS	COM	254687106	441	3,558	SH		SOLE		3,558	0	0
WALT DISNEY PRODUCTIONS	COM	254687106	9,549	76,957	SH		DFND		0	0	76,957
WASHINGTON PRIME GROUP NEW COM	COM	93964w108	10	15,156	SH		DFND		0	0	15,156
WASTE MGMT INC COM	COM	94106L109	9,189	81,198	SH		DFND		0	0	81,198
WEC ENERGY GROUP INC COM	COM	92939u106	2,590	26,727	SH		DFND		0	0	26,727
WELLS FARGO & COMPANY	COM	949746101	598	25,455	SH		DFND		0	0	25,455
WESTAIM CORP COM NEW	COM	956909303	34	20,000	SH		DFND		0	0	20,000
WILLIAMS COS INC DEL COM	COM	969457100	341	17,365	SH		DFND		0	0	17,365
WILLIS TWRS WATSON PLC LKD TO	COM	g96629103	243	1,163	SH		DFND		0	0	1,163
WILLSCOT MOBIL MINI HL COM CL	COM	971378104	412	24,676	SH		SOLE		24,676	0	0
WNS HOLDINGS LTD SPON ADR	COM	92932M101	332	5,191	SH		SOLE		5,191	0	0
WORLD GOLD TR SPDR GLD MINIS	COM	98149e204	313	16,650	SH		DFND		0	0	16,650
WPX ENERGY INC COM	COM	98212B103	103	21,031	SH		DFND		0	0	21,031
YETI HLDGS INC COM	COM	98585x104	72	1,587	SH		SOLE		1,587	0	0
YETI HLDGS INC COM	COM	98585x104	8,266	182,401	SH		DFND		0	0	182,401
ZEBRA TECHNOLOGIES CP CL A	COM	989207105	256	1,016	SH		SOLE		1,016	0	0
ZEBRA TECHNOLOGIES CP CL A	COM	989207105	321	1,270	SH		DFND		0	0	1,270
ZIMMER BIOMET HOLDINGS INC	COM	98956P102	340	2,498	SH		DFND		0	0	2,498
ZOETIS INC CL A	COM	98978v103	339	2,050	SH		DFND		0	0	2,050
ALIBABA GROUP HLDG LTD SPONSOR	ADR	01609w102	1,768	6,013	SH		DFND		0	0	6,013
MELCO PBL ENTMNT LTD ADR	ADR	585464100	176	10,590	SH		DFND		0	0	10,590
ROCHE HLDG LTD SPONSORED ADR	ADR	771195104	253	5,900	SH		DFND		0	0	5,900
SAFRAN S A SPON ADR	ADR	786584102	297	11,975	SH		DFND		0	0	11,975
SANOFI SPONSORED ADR	ADR	80105n105	307	6,120	SH		DFND		0	0	6,120
TAIWAN SEMICONDUCTOR SPONSORED	ADR	874039100	889	10,965	SH		DFND		0	0	10,965
TAKEDA PHARMACEUTICAL CO. LTD	ADR	874060205	587	32,904	SH		DFND		0	0	32,904
TENCENT HLDGS LTD ADR	ADR	88032q109	2,988	44,162	SH		DFND		0	0	44,162
TRIP COM GROUP LTD ADS	ADR	89677q107	700	22,479	SH		DFND		0	0	22,479
ALLIANCEBERNSTEIN HLDGS LP UNI	LP	01881g106	278	10,284	SH		DFND		0	0	10,284
BLACKSTONE GROWTH EQUITY FUND	LP	450cc0121	134	134,374	SH		DFND		0	0	134,374
CRESSET DIVERSIFIED QOZ FUND L	LP	225lp5112	243	250,000	SH		DFND		0	0	250,000
ENTERPRISE PRODS PARTNERS LP C	LP	293792107	1,513	95,800	SH		DFND		0	0	95,800
ICAPITAL BTAS VI US ACCESS FD	LP	450cc0162	110	109,864	SH		DFND		0	0	109,864
ICAPITAL BTAS VI US ACCESS FUN	LP	450lp0143	226	255,000	SH		DFND		0	0	255,000
JVM MULTI-FAMILY PREMIER FUND	LP	756lp7578	3,350	3	SH		DFND		0	0	3
MAGELLAN MIDSTREAM PARTNERS LP	LP	559080106	2,312	67,600	SH		DFND		0	250	67,350
PLAINS ALL AM PIPELINE UNIT LT	LP	726503105	75	12,600	SH		DFND		0	0	12,600
ADVISORS SER TR POPLAR FRST CO	MF	00770x535	6,088	267,497	SH		DFND		0	0	267,497
AMCAP FD INC CL F 3	MF	023375777	203	5,655	SH		DFND		0	0	5,655
AMER FDS RET INC PORTF ENCHANC	MF	02631l528	205	17,493	SH		DFND		0	0	17,493
AMERICAN BALANCED FD SHS F-2 C	MF	024071821	802	27,792	SH		DFND		0	0	27,792
AMERICAN DEV WRLD GRWTH&INC FD	MF	02630f506	5,549	518,578	SH		DFND		0	0	518,578
AMERICAN FDS GRWTH & INC PORTF	MF	02630r351	208	13,024	SH		DFND		0	0	13,024
AMERICAN FDS PORTFOLIO BALANCE	MF	02630y224	417	26,238	SH		DFND		0	0	26,238
AMERICAN FDS PORTFOLIO GBL GRO	MF	02630r344	388	20,274	SH		DFND		0	0	20,274
AMERICAN FDS PORTFOLIO GLOBL G	MF	02630r567	200	10,426	SH		DFND		0	0	10,426
AMERICAN FDS PORTFOLIO GRW & I	MF	02630r609	656	40,952	SH		DFND		0	0	40,952
AMERICAN FDS TARGET DA 2030 TR	MF	02631v500	596	37,474	SH		DFND		0	0	37,474
AMERICAN FUNDS DEV WLD GRWTH &	MF	02630f779	1,191	111,298	SH		DFND		0	0	111,298
AMERICAN MUTUAL FUND CLASS F3	MF	027681774	1,147	27,697	SH		DFND		0	0	27,697
BLACKROCK FDS III LIFPT2025 IN	MF	066923848	351	24,105	SH		DFND		0	0	24,105
BLACKSTONE GSO FLOATNG RATE CL	MF	09258t106	948	41,484	SH		DFND		0	0	41,484
BLAIR WILLIAM SM MID CAP GRWTH	MF	093001295	358	12,155	SH		DFND		0	0	12,155
BLUEROCK TOTAL INC REAL EST FD	MF	09630D407	708	24,052	SH		DFND		0	0	24,052
BRANDES INVT TR EMRGN MKT VAL	MF	105262752	127	18,032	SH		DFND		0	0	18,032
CAPITAL INCOME BLDR FD CL F 3	MF	140193780	10,012	172,386	SH		DFND		0	0	172,386
CAPITAL INCOME BLDR IN SHS CL	MF	140194101	4,612	79,454	SH		DFND		0	0	79,454
CAPITAL WORLD GRW&INCM CL F-2	MF	140543828	1,003	19,329	SH		DFND		0	0	19,329
CAPITAL WORLD GRWTH AND INC FD	MF	140543117	2,488	47,901	SH		DFND		0	0	47,901
COLUMBIA ACORN FUND CL Z	MF	197199409	185	11,979	SH		DFND		0	0	11,979
DNP SELECT INCOME FD INC COM	MF	23325P104	441	43,921	SH		DFND		0	0	43,921
DODGE & COX STK FD COM	MF	256219106	819	4,917	SH		DFND		0	0	4,917
DREYFUS LIQUID ASSETS FUND CLA	MF	262015100	12	11,520	SH		DFND		0	0	11,520
EATON VANCE GROWTH TR ATL CAPT	MF	277902698	225	6,536	SH		DFND		0	0	6,536
FIDELITY COMWLTH TR NASD COMP	MF	315912709	1,089	7,724	SH		DFND		0	0	7,724
FIDELITY CONCORD STR T 500 IDX	MF	315911750	1,159	9,902	SH		DFND		0	0	9,902
FRANKLIN CUSTODIAN FDS INCOME	MF	353496631	46	22,072	SH		DFND		0	0	22,072
FUNDAMENTAL INVESTORS CL F3	MF	360802771	1,268	20,767	SH		DFND		0	0	20,767
GRANDEUR PEAK EMERGING MKTS OP	MF	31761R401	2,106	150,662	SH		DFND		0	0	150,662
GRANDEUR PEAK GLBL STALWARTS C	MF	31761r773	4,780	258,387	SH		DFND		0	0	258,387
GRANDEUR PEAK GLOBAL OPP FD IN	MF	317609360	5,421	1,249,159	SH		DFND		0	0	1,249,159
GRANDEUR PEAK INTL STALWARTS C	MF	31761r757	3,875	203,197	SH		DFND		0	0	203,197
INCOME FD AMER INC CL F3	MF	453320772	1,723	78,799	SH		DFND		0	0	78,799
INTERNATIONAL GROWTH I CL F 3	MF	45956t774	528	16,399	SH		DFND		0	0	16,399
INVESCO GLBL HEALTH CARE FUND	MF	00141v820	394	8,906	SH		DFND		0	0	8,906
INVESCO/OPP GLBL STRAT INC FD	MF	00143K756	94	26,297	SH		DFND		0	0	26,297
INVESCO/OPP INTL SM MID CO FD	MF	00900W555	356	6,743	SH		DFND		0	0	6,743
INVESCO/OPP INTL SMALL MID CO	MF	00900W530	774	14,747	SH		DFND		0	0	14,747
INVESCO/OPP STEELPATH MLP INC	MF	00143K285	37	14,532	SH		DFND		0	0	14,532
INVESCO/OPP STEELPATH MLP SEL4	MF	00143K228	107	29,326	SH		DFND		0	0	29,326
INVESTMENT CO AMER CL F3	MF	461308777	631	15,754	SH		DFND		0	0	15,754
MUTUAL FD SER TR ALPHACENTRIC	MF	62827m144	1,801	169,467	SH		DFND		0	0	169,467
NEW PERSPECTIVE FD INC CL F3	MF	648018778	1,482	27,490	SH		DFND		0	0	27,490
NEW WORLD FD INC NEW CL F3	MF	649280773	594	8,026	SH		DFND		0	0	8,026
POPLAR FOREST PARTNERS INSTITU	MF	00768d798	8,891	248,690	SH		DFND		0	0	248,690
ROWE T PRICE DIVID GRW COM	MF	779546100	399	7,407	SH		DFND		0	0	7,407
SEQUOIA FD INC COM	MF	817418106	294	1,777	SH		DFND		0	0	1,777
SMALLCAP WORLD FD INC CL F3	MF	831681770	748	11,131	SH		DFND		0	0	11,131
THE GROWTH FD OF AMERICA CL F3	MF	399874775	767	12,611	SH		DFND		0	0	12,611
VANGUARD ADMIRAL FDS I US TREA	MF	921932109	500	500,000	SH		DFND		0	0	500,000
VANGUARD INDEX FDS TOT STKIDX	MF	922908728	639	7,705	SH		DFND		0	0	7,705
VANGUARD INDEX TR 500 INDEX AD	MF	922908710	555	1,788	SH		DFND		0	0	1,788
VANGUARD SPECIALIZED HEALTHCAR	MF	921908885	354	3,854	SH		DFND		0	0	3,854
WASHINGTON MUT INVS FD CL F3	MF	939330775	239	5,217	SH		DFND		0	0	5,217
INVESCO ETF TR II FTSE RAFI DE	EXCH	46138E743	1,114	31,430	SH		DFND		0	0	31,430
INVESCO ETF TR II FTSE RAFI EM	EXCH	46138E727	4,205	239,615	SH		DFND		0	0	239,615
INVESCO ETF TR II RUSSELL 1000	EXCH	46138E420	741	23,027	SH		DFND		0	0	23,027
INVESCO ETF TRUST FTSE RAFI US	EXCH	46137V613	6,837	60,084	SH		DFND		0	0	60,084
INVESCO QQQ TR UNIT SER 1	EXCH	46090E103	2,227	8,014	SH		DFND		0	0	8,014
ISHARES TR DJ HOME CONSTN	EXCH	464288752	1,411	24,910	SH		DFND		0	0	24,910
ISHARES TR MSCI EMERG MKT	EXCH	464287234	355	8,045	SH		DFND		0	0	8,045
ISHARES TR RUSSELL 2000	EXCH	464287655	2,860	19,094	SH		DFND		0	0	19,094
ISHARES TR RUSSELL1000VAL	EXCH	464287598	3,818	32,322	SH		DFND		0	0	32,322
SELECT SECTOR SPDR TR SBI INT-	EXCH	81369y605	1,831	76,054	SH		DFND		0	0	76,054
SPDR S&P 500 ETF TR UNIT SER 1	EXCH	78462F103	7,497	22,386	SH		DFND		0	0	22,386
SPDR S&P MIDCAP 400 ETF TR UNI	EXCH	78467y107	610	1,800	SH		DFND		0	0	1,800
SPIDER GOLD TR SHS	EXCH	78463V107	701	3,960	SH		DFND		0	0	3,960
VANECK VECTORS ETF TR VIDEO GA	EXCH	92189f114	822	13,350	SH		DFND		0	0	13,350
VANGUARD INDEX TR STK MRK VIPE	EXCH	922908769	719	4,223	SH		DFND		0	0	4,223
WISDOMTREE TR EMERGING MKTS YL	EXCH	97717w315	1,009	28,625	SH		DFND		0	0	28,625
WISDOMTREE TRUST DEFA FD	EXCH	97717w703	275	6,045	SH		DFND		0	0	6,045
ALLIANZ FDS ALGI INCMGRINST	BAL MF	018920512	468	38,454	SH		DFND		0	0	38,454
AMERICAN BALANCED FD CL F3	BAL MF	024071771	5,271	182,647	SH		DFND		0	0	182,647
AMERICAN FDS CONSERVATIVE GRWT	BAL MF	02630q205	814	65,349	SH		DFND		0	0	65,349
AMERICAN FDS GLOBAL BA CL F3	BAL MF	02629w775	599	17,576	SH		DFND		0	0	17,576
AMERICAN FDS MODERATE GRWTH &	BAL MF	02630q106	785	49,405	SH		DFND		0	0	49,405
ALLIANZGI EQUITY & CONVERTIBLE	CLE FDS	018829101	830	34,177	SH		DFND		0	0	34,177
EATON VANCE TXMG GLOBAL OPPORT	CLE FDS	27829c105	268	31,372	SH		DFND		0	0	31,372
ROYCE GLOBAL VALUE TR INC COM	CLE FDS	78081t104	456	37,097	SH		DFND		0	0	37,097
ROYCE VALUE TR INC COM	CLE FDS	780910105	2,868	226,909	SH		DFND		0	0	226,909