The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADVANCED MICRO DEVICES INC | Call | 007903907 | 2,791 | 905,200 | SH | Call | SOLE | 905,200 | 0 | 0 | |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 1,233 | 24,521 | SH | SOLE | 24,521 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | Put | 007903957 | 1,023 | 426,500 | SH | Put | SOLE | 426,500 | 0 | 0 | |
AIR PRODS & CHEMS INC | COM | 009158106 | 2,973 | 12,311 | SH | SOLE | 12,311 | 0 | 0 | ||
ALBEMARLE CORP | COM | 012653101 | 107 | 1,400 | SH | SOLE | 1,400 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 4,801 | 3,396 | SH | SOLE | 3,396 | 0 | 0 | ||
ALPHABET INC | COM | 02079K305 | 578 | 414 | SH | SOLE | 414 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 7 | 170 | SH | SOLE | 170 | 0 | 0 | ||
AMAZON COM INC | Call | 023135906 | 347 | 2,231 | SH | Call | SOLE | 2,231 | 0 | 0 | |
AMAZON COM INC | Put | 023135956 | 252 | 8,100 | SH | Put | SOLE | 8,100 | 0 | 0 | |
AMGEN INC | COM | 031162100 | 4,363 | 18,501 | SH | SOLE | 18,501 | 0 | 0 | ||
APPLE INC | Call | 037833900 | 100 | 6,000 | SH | Call | SOLE | 6,000 | 0 | 0 | |
APPLE INC | COM | 037833100 | 5,742 | 15,871 | SH | SOLE | 15,871 | 0 | 0 | ||
APPLE INC | Put | 037833950 | 85 | 13,000 | SH | Put | SOLE | 13,000 | 0 | 0 | |
APPLIED MATLS INC | Call | 038222905 | 438 | 41,043 | SH | Call | SOLE | 41,043 | 0 | 0 | |
APPLIED MATLS INC | COM | 038222105 | 382 | 6,465 | SH | SOLE | 6,465 | 0 | 0 | ||
APPLIED MATLS INC | Put | 038222955 | 37 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
ARES MANAGEMENT CORPORATION | CL A COM STK | 03990B101 | 481,582 | 12,130,540 | SH | SOLE | 12,130,540 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 89 | 2,953 | SH | SOLE | 2,953 | 0 | 0 | ||
BANK NEW YORK MELLON CORP | COM | 064058100 | 137 | 3,548 | SH | SOLE | 3,548 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | COM | 084670702 | 17 | 94 | SH | SOLE | 94 | 0 | 0 | ||
BLACKROCK INC | COM | 09247X101 | 2,747 | 5,048 | SH | SOLE | 5,048 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 3,942 | 67,045 | SH | SOLE | 67,045 | 0 | 0 | ||
BROADCOM INC | COM | 11135F101 | 4,217 | 13,361 | SH | SOLE | 13,361 | 0 | 0 | ||
CAPRI HOLDINGS LIMITED | Call | G1890L907 | 1,148 | 287,500 | SH | Call | SOLE | 287,500 | 0 | 0 | |
CAPRI HOLDINGS LIMITED | COM | G1890L107 | 11,848 | 756,562 | SH | SOLE | 756,562 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 4,330 | 92,931 | SH | SOLE | 92,931 | 0 | 0 | ||
CME GROUP INC | COM | 12572Q105 | 76,694 | 471,846 | SH | SOLE | 471,846 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 2,856 | 63,914 | SH | SOLE | 63,914 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 586 | 1,934 | SH | SOLE | 1,934 | 0 | 0 | ||
D R HORTON INC | COM | 23331A109 | 2,841 | 51,235 | SH | SOLE | 51,235 | 0 | 0 | ||
DENTSPLY SIRONA INC | COM | 24906P109 | 20 | 465 | SH | SOLE | 465 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 2,024 | 45,251 | SH | SOLE | 45,251 | 0 | 0 | ||
FIREEYE INC | COM | 31816Q101 | 1,522 | 125,868 | SH | SOLE | 125,868 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 | 4,323 | 58,023 | SH | SOLE | 58,023 | 0 | 0 | ||
FREEPORT-MCMORAN INC | COM | 35671D857 | 94 | 8,480 | SH | SOLE | 8,480 | 0 | 0 | ||
GAP INC | Call | 364760908 | 1,924 | 395,928 | SH | Call | SOLE | 395,928 | 0 | 0 | |
GAP INC | COM | 364760108 | 6,441 | 514,861 | SH | SOLE | 514,861 | 0 | 0 | ||
GENERAL MLS INC | COM | 370334104 | 349 | 5,653 | SH | SOLE | 5,653 | 0 | 0 | ||
GRAINGER W W INC | COM | 384802104 | 2,317 | 7,374 | SH | SOLE | 7,374 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 560 | 2,235 | SH | SOLE | 2,235 | 0 | 0 | ||
ILLINOIS TOOL WKS INC COM | COM | 452308109 | 199 | 1,137 | SH | SOLE | 1,137 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 1,862 | 15,420 | SH | SOLE | 15,420 | 0 | 0 | ||
INTUITIVE SURGICAL INC | COM | 46120E602 | 440 | 795 | SH | SOLE | 795 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 46138E354 | 398 | 8,002 | SH | SOLE | 8,002 | 0 | 0 | ||
INVESCO EXCHANGE-TRADED FD T | TAXABLE MUN BD | 46138G805 | 16,468 | 500,398 | SH | SOLE | 500,398 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 245,923 | 1,284,309 | SH | SOLE | 1,284,309 | 0 | 0 | ||
ISHARES INC | MSCI JPN ETF NEW | 46434G822 | 175 | 3,179 | SH | SOLE | 3,179 | 0 | 0 | ||
ISHARES INC | MSCI MLY ETF NEW | 46434G814 | 19 | 748 | SH | SOLE | 748 | 0 | 0 | ||
ISHARES INC | MSCI BRAZIL ETF | 464286400 | 30 | 1,052 | SH | SOLE | 1,052 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 195,105 | 630,000 | SH | SOLE | 630,000 | 0 | 0 | ||
ISHARES TR | MSCI CHINA ETF | 46429B671 | 18,326 | 280,000 | SH | SOLE | 280,000 | 0 | 0 | ||
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 45,806 | 470,000 | SH | SOLE | 470,000 | 0 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 151,955 | 1,129,779 | SH | SOLE | 1,129,779 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 37,881 | 320,454 | SH | SOLE | 320,454 | 0 | 0 | ||
ISHARES TR | SH TR CRPORT ETF | 464288646 | 66,280 | 1,211,479 | SH | SOLE | 1,211,479 | 0 | 0 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 796 | 9,857 | SH | SOLE | 9,857 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 2,609 | 65,237 | SH | SOLE | 65,237 | 0 | 0 | ||
ISHARES TR | JPMORGAN USD EMG | 464288281 | 1,648 | 15,093 | SH | SOLE | 15,093 | 0 | 0 | ||
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 267 | 6,735 | SH | SOLE | 6,735 | 0 | 0 | ||
ISHARES TR | CUR HD EURZN ETF | 46434V639 | 32 | 1,130 | SH | SOLE | 1,130 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 17,297 | 211,922 | SH | SOLE | 211,922 | 0 | 0 | ||
ISHARES TR | NASDAQ BIOTECH | 464287556 | 1,217 | 8,900 | SH | SOLE | 8,900 | 0 | 0 | ||
ISHARES TR | INTL SEL DIV ETF | 464288448 | 77 | 3,080 | SH | SOLE | 3,080 | 0 | 0 | ||
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 27,512 | 225,748 | SH | SOLE | 225,748 | 0 | 0 | ||
ISHARES TR | EXPANDED TECH | 464287515 | 2,671 | 9,392 | SH | SOLE | 9,392 | 0 | 0 | ||
ISHARES TR | MSCI INDIA ETF | 46429B598 | 694 | 23,909 | SH | SOLE | 23,909 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 58 | 403 | SH | SOLE | 403 | 0 | 0 | ||
ISHARES TR | U.S. ENERGY ETF | 464287796 | 1,696 | 84,755 | SH | SOLE | 84,755 | 0 | 0 | ||
ISHARES TR | U.S. REAL ES ETF | 464287739 | 2,284 | 28,986 | SH | SOLE | 28,986 | 0 | 0 | ||
ISHARES TR | MBS ETF | 464288588 | 24,448 | 220,850 | SH | SOLE | 220,850 | 0 | 0 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 20,873 | 602,583 | SH | SOLE | 602,583 | 0 | 0 | ||
ISHARES TR | USA QUALITY FCTR | 46432F339 | 43 | 444 | SH | SOLE | 444 | 0 | 0 | ||
ISHARES TR | MORTGE REL ETF | 46435G342 | 25 | 1,008 | SH | SOLE | 1,008 | 0 | 0 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 13,436 | 155,135 | SH | SOLE | 155,135 | 0 | 0 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 4,438 | 36,085 | SH | SOLE | 36,085 | 0 | 0 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 968 | 5,907 | SH | SOLE | 5,907 | 0 | 0 | ||
ISHARES TR | MSCI MIN VOL ETF | 46429B697 | 468 | 7,716 | SH | SOLE | 7,716 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,446 | 10,284 | SH | SOLE | 10,284 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 3,027 | 32,184 | SH | SOLE | 32,184 | 0 | 0 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 2,775 | 19,633 | SH | SOLE | 19,633 | 0 | 0 | ||
LAUDER ESTEE COS INC | CL A | 518439104 | 854 | 4,530 | SH | SOLE | 4,530 | 0 | 0 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 4,117 | 11,283 | SH | SOLE | 11,283 | 0 | 0 | ||
MICRON TECHNOLOGY INC | Call | 595112903 | 1,817 | 481,760 | SH | Call | SOLE | 481,760 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 3,554 | 72,307 | SH | SOLE | 72,307 | 0 | 0 | ||
MICRON TECHNOLOGY INC | Put | 595112953 | 179 | 80,000 | SH | Put | SOLE | 80,000 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 8,072 | 39,748 | SH | SOLE | 39,748 | 0 | 0 | ||
MONDELEZ INTL INC | CL A | 609207105 | 456 | 8,914 | SH | SOLE | 8,914 | 0 | 0 | ||
MORGAN STANLEY | COM | 617446448 | 9 | 200 | SH | SOLE | 200 | 0 | 0 | ||
NETFLIX INC | Call | 64110L906 | 307 | 11,118 | SH | Call | SOLE | 11,118 | 0 | 0 | |
NETFLIX INC | COM | 64110L106 | 444 | 992 | SH | SOLE | 992 | 0 | 0 | ||
NETFLIX INC | Put | 64110L956 | 141 | 20,100 | SH | Put | SOLE | 20,100 | 0 | 0 | |
NIKE INC | CL B | 654106103 | 4,087 | 41,680 | SH | SOLE | 41,680 | 0 | 0 | ||
NVIDIA CORP | Call | 67066G904 | 6,123 | 91,885 | SH | Call | SOLE | 91,885 | 0 | 0 | |
NVIDIA CORP | Put | 67066G954 | 589 | 81,000 | SH | Put | SOLE | 81,000 | 0 | 0 | |
NVIDIA CORPORATION | COM | 67066G104 | 528 | 1,434 | SH | SOLE | 1,434 | 0 | 0 | ||
OKTA INC | Call | 679295905 | 877 | 43,000 | SH | Call | SOLE | 43,000 | 0 | 0 | |
OKTA INC | COM | 679295105 | 4,300 | 21,519 | SH | SOLE | 21,519 | 0 | 0 | ||
OKTA INC | Put | 679295955 | 521 | 90,000 | SH | Put | SOLE | 90,000 | 0 | 0 | |
OMNICOM GROUP INC | COM | 681919106 | 85 | 1,557 | SH | SOLE | 1,557 | 0 | 0 | ||
PAYPAL HLDGS INC | Put | 70450Y953 | 83 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
PEPSICO INC | COM | 713448108 | 281 | 2,123 | SH | SOLE | 2,123 | 0 | 0 | ||
PHILLIPS 66 | COM | 718546104 | 108 | 1,497 | SH | SOLE | 1,497 | 0 | 0 | ||
PIMCO ETF TR | ACTIVE BD ETF | 72201R775 | 2,235 | 20,025 | SH | SOLE | 20,025 | 0 | 0 | ||
PNC FINL SVCS GROUP INC | COM | 693475105 | 93 | 886 | SH | SOLE | 886 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 1,616 | 13,534 | SH | SOLE | 13,534 | 0 | 0 | ||
PROSHARES TR | SHORT S&P 500 NE | 74347B425 | 823 | 36,789 | SH | SOLE | 36,789 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 2,318 | 25,623 | SH | SOLE | 25,623 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 897 | 4,894 | SH | SOLE | 4,894 | 0 | 0 | ||
SALESFORCE COM INC | Put | 79466L952 | 202 | 12,000 | SH | Put | SOLE | 12,000 | 0 | 0 | |
SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 | 1,070 | 19,801 | SH | SOLE | 19,801 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 6,300 | 107,442 | SH | SOLE | 107,442 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 3,501 | 62,040 | SH | SOLE | 62,040 | 0 | 0 | ||
SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 78467X109 | 126,356 | 490,000 | SH | SOLE | 490,000 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 147,122 | 879,027 | SH | SOLE | 879,027 | 0 | 0 | ||
SPDR S&P500 ETF TR | TR UNIT | 78462F103 | 541,430 | 1,755,918 | SH | SOLE | 1,755,918 | 0 | 0 | ||
SPDR SER TR | S&P DIVID ETF | 78464A763 | 1,875 | 20,557 | SH | SOLE | 20,557 | 0 | 0 | ||
SPDR SER TR | S&P BIOTECH | 78464A870 | 320 | 2,862 | SH | SOLE | 2,862 | 0 | 0 | ||
SQUARE INC | CL A | 852234103 | 103,749 | 989,633 | SH | SOLE | 989,633 | 0 | 0 | ||
SQUARE INC | Call | 852234903 | 2,877 | 185,380 | SH | Call | SOLE | 185,380 | 0 | 0 | |
SQUARE INC | Put | 852234953 | 172 | 52,300 | SH | Put | SOLE | 52,300 | 0 | 0 | |
TESLA INC | COM | 88160R101 | 53 | 53 | SH | SOLE | 53 | 0 | 0 | ||
TEXAS INSTRS INC | COM | 882508104 | 1,087 | 8,563 | SH | SOLE | 8,563 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 88 | 250 | SH | SOLE | 250 | 0 | 0 | ||
TYSON FOODS INC | CL A | 902494103 | 498 | 8,343 | SH | SOLE | 8,343 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 4,486 | 15,208 | SH | SOLE | 15,208 | 0 | 0 | ||
US BANCORP DEL COM NEW | COM | 902973304 | 98 | 2,690 | SH | SOLE | 2,690 | 0 | 0 | ||
VANECK VECTORS ETF TR | JR GOLD MINERS E | 92189F791 | 255 | 5,144 | SH | SOLE | 5,144 | 0 | 0 | ||
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 466 | 12,704 | SH | SOLE | 12,704 | 0 | 0 | ||
VANECK VECTORS ETF TR | JP MORGAN MKTS | 92189H300 | 41 | 1,325 | SH | SOLE | 1,325 | 0 | 0 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 354,288 | 1,250,000 | SH | SOLE | 1,250,000 | 0 | 0 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 268 | 3,417 | SH | SOLE | 3,417 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 195 | 2,607 | SH | SOLE | 2,607 | 0 | 0 | ||
VANGUARD WORLD FDS | CONSUM DIS ETF | 92204A108 | 1,648 | 8,238 | SH | SOLE | 8,238 | 0 | 0 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 6,834 | 24,520 | SH | SOLE | 24,520 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 3,184 | 57,747 | SH | SOLE | 57,747 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 4,860 | 25,157 | SH | SOLE | 25,157 | 0 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 3 | 102 | SH | SOLE | 102 | 0 | 0 | ||
WHIRLPOOL CORP | COM | 963320106 | 207 | 1,601 | SH | SOLE | 1,601 | 0 | 0 | ||
XILINX INC | Call | 983919901 | 118 | 25,600 | SH | Call | SOLE | 25,600 | 0 | 0 | |
XILINX INC | COM | 983919101 | 5,904 | 64,207 | SH | SOLE | 64,207 | 0 | 0 | ||
XILINX INC | Put | 983919951 | 66 | 48,000 | SH | Put | SOLE | 48,000 | 0 | 0 | |
ZOETIS INC | COM | 98978V103 | 32 | 240 | SH | SOLE | 240 | 0 | 0 |