UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE13a-16 OR15d-16 OF THE
SECURITIES EXCHANGE ACT OF 1934
For the month of June 2018
Commission File Number001-34919
SUMITOMO MITSUI FINANCIAL GROUP, INC.
(Translation of registrant’s name into English)
1-2, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-0005, Japan
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form20-F or Form40-F: | Form 20-F ☒ | Form 40-F ☐ | ||
Indicate by check mark if the registrant is submitting the Form6-K in paper as permitted by RegulationS-T Rule 101(b)(1): | ☐ | |||
Indicate by check mark if the registrant is submitting the Form6-K in paper as permitted by RegulationS-T Rule 101(b)(7): | ☐ | |||
Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule12g3-2(b) under the Securities Exchange Act of 1934. | Yes ☐ | No ☒ | ||
*If ‘‘Yes’’ is marked, indicate below the file number assigned to the registrant in connection withRule 12g3-2(b): | 82- |
THIS REPORT ON FORM6-K SHALL BE DEEMED TO BE INCORPORATED BY REFERENCE INTO THE PROSPECTUS FORMING A PART OF SUMITOMO MITSUI FINANCIAL GROUP, INC.’S REGISTRATION STATEMENT ON FORMF-3 (FILE NO.333-209069) AND TO BE A PART OF SUCH PROSPECTUS FROM THE DATE ON WHICH THIS REPORT IS FURNISHED, TO THE EXTENT NOT SUPERSEDED BY DOCUMENTS OR REPORTS SUBSEQUENTLY FILED OR FURNISHED.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Sumitomo Mitsui Financial Group, Inc. | ||
By: | /s/ Takeshi Mikami | |
Name: Takeshi Mikami | ||
Title: Executive Officer & General Manager, Financial Accounting Dept. |
Date: June 20, 2018
Sumitomo Mitsui Financial Group, Inc.
Notice regarding Progress and Completion of Repurchase of Own Shares, and Cancellation of Own Shares
(Repurchase of Own Shares under the provisions of its Articles of Incorporation
pursuant to Paragraph 1 of Article 459 of the Companies Act, and
Cancellation of Repurchased Shares pursuant to Article 178 of the Companies Act)
Tokyo, June 20, 2018 — Sumitomo Mitsui Financial Group, Inc. (Head Office:Chiyoda-ku, Tokyo, President and Group CEO: Takeshi Kunibe) hereby announces the progress of the repurchase of its own shares under Article 8 of its Articles of Incorporation pursuant to Paragraph 1 of Article 459 of the Companies Act, as follows. The repurchase of its own shares pursuant to the resolution of the meeting of the board of directors held on May 14, 2018 has completed as a result of the following repurchase. SMFG also announces that the number of shares to be cancelled pursuant to Article 178 of the Companies Act has been finalized, as detailed below.
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1. Progress of Repurchase of Own Shares | ||||||||
(1) | Type of shares repurchased: | Common stock | ||||||
(2) | Aggregate number of shares repurchased: | 6,963,000 shares | ||||||
(3) | Aggregate amount repurchased: | JPY 31,412,239,800 | ||||||
(4) | Repurchase period: | From June 1, 2018 to June 19, 2018 (on a contract basis) | ||||||
(5) | Repurchase method: | Market purchases based on a discretionary dealing contract regarding repurchase of its own shares | ||||||
2. Cancellation of Own Shares | ||||||||
(1) | Type of shares to be cancelled: | Common stock | ||||||
(2) | Number of shares to be cancelled: | 15,368,300 shares (Equivalent to 1.1% of the number of shares issued before cancellation) | ||||||
(3) | Scheduled cancellation date: | August 20, 2018 | ||||||
(Reference) 1. Outline of the resolution of the meeting of the board of directors regarding the repurchase (May 14, 2018) | ||||||||
(1) | Type of shares to be repurchased: | Common stock | ||||||
(2) | Aggregate number of shares to be repurchased: | Up to 20,000,000 shares (Equivalent to 1.4% of the number of shares issued (excluding treasury stock)) | ||||||
(3) | Aggregate amount to be repurchased: | Up to JPY 70,000,000,000 | ||||||
(4) | Repurchase period: | From May 15, 2018 to July 31, 2018 | ||||||
(5) | Repurchase method: | Market purchases based on a discretionary dealing contract regarding repurchase of its own shares | ||||||
2. Aggregate number of shares and amount repurchased pursuant to the above resolution | ||||||||
Aggregate number of shares repurchased: | 15,368,300 shares | |||||||
Aggregate amount repurchased: | JPY 69,999,886,200 |
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3. Outline of the resolution of the meeting of the board of directors regarding the cancellation (May 14, 2018) | ||||||||
(1) | Type of shares to be cancelled: | Common stock | ||||||
(2) | Number of shares to be cancelled: | All of the shares repurchased as stated in 1 above | ||||||
(3) | Scheduled cancellation date: | August 20, 2018 | ||||||
4. Treasury stock held by SMFG as of May 31, 2018 | ||||||||
Number of shares issued (excluding treasury stock) | 1,405,271,805 shares | |||||||
Number of treasury stock | 9,171,585 shares |
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