alpha-En (ALPE) 10-Q2019 Q1 Quarterly report

Filed: 15 May 19, 2:58pm

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New words: borrowed, borrowing, carryforward, direct, documentary, earliest, entirety, establishing, fixed, implicit, incremental, lessee, meeting, missing, newly, noncurrent, package, policy, previously, retrospective, thereof, transparency

Removed: accompanying, accounted, accreted, accrue, achieved, acquiring, addition, Advance, aggregate, allocated, alternative, amended, annum, applying, appointed, approved, assessing, audit, August, authorized, award, beneficial, bifurcated, call, case, CEO, charged, clarity, CLC, closely, closing, commenced, commitment, component, consist, contingency, controlling, conventional, corporate, creating, criteria, cumulative, customary, deciding, decrease, deemed, depreciated, derivative, determinable, discount, disposition, dissolution, diversity, employee, employment, entitled, equal, equivalent, evaluate, evaluating, eventual, exceed, exercised, expensed, experienced, exposed, facility, feasibility, feature, Feldman, finalize, finally, Fludder, formed, free, fully, governance, greater, group, holder, host, hybrid, impaired, impairment, incorporation, Insurance, insured, intrinsic, invested, investor, involve, issuable, Jerome, Jim, judgment, Kilman, lab, largest, license, licensed, marketing, maximum, merged, merger, milestone, modification, national, nature, negative, nominal, November, objective, occur, ongoing, original, ownership, paid, perform, Pitroda, planned, practice, preference, priority, prospectively, provision, quarterly, range, reach, reached, realized, received, recognize, recognized, recoverable, recovered, redeem, redemption, reducing, reduction, relation, rendered, repaid, representing, requisite, restated, restatement, retained, review, rule, Sam, Schedule, separate, serve, served, simple, specific, standing, subset, surviving, sustained, thereon, transaction, travel, trial, underperformance, undiscounted, university, unpaid, Upfront, valuation, verifiable, vesting, vote, voting, warrant, wholly, winding

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EXHIBIT 32.1

CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL OFFICER

PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE

SARBANES-OXLEY ACT OF 2002

Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, each of the undersigned officers of alpha-En Corporation (the “Company”), hereby certify, that, to his knowledge:

1. The Quarterly Report on Form 10-Q for the quarter ended March 31, 2019 (the “Report”) of the Company fully complies with the requirements of Section 13(a) or Section 15(d) of the Securities Exchange Act of 1934; and

2. The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.

Dated: May 15, 2019	/s/ Jerome I. Feldman
	Jerome I. Feldman
	Executive Chairman and Treasurer

Date: May 15, 2019	/s/ Sam Pitroda
	Sam Pitroda
	Chief Executive Officer
	(principal executive officer)

Date: May 15, 2019	/s/ Nathan J. Wasserman
	Nathan J. Wasserman
	Chief Financial Officer
	(principal financial and accounting officer)